> REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < 1 STAR Development and Protocol Comparison Liam M. Fisk, Aaron J. Le Compte, Geoffrey M. Shaw, Sophie Penning, Thomas Desaive, J. Geoffrey Chase Abstract—Accurate glycemic control (AGC) is difficult due to excessive hypoglycemia risk. Stochastic TARgeted (STAR) glycemic control forecasts changes in insulin sensitivity to calculate a range of glycemic outcomes for an insulin intervention, creating a risk framework to improve safety and performance. An improved, simplified STAR framework was developed to reduce light hypoglycemia and clinical effort, while improving nutrition rates and performance. Blood glucose (BG) levels are targeted to 80 – 145mg/dL, using insulin and nutrition control for 1-3 hour interventions. Insulin changes are limited to +3U/hour and nutrition to ±30% of goal rate (minimum 30%). All targets and rate change limits are clinically specified and generalizable. Clinically validated virtual trials were run on using clinical data from 371 patients (39,841hours) from the SPRINT cohort. Cohort and per-patient results are compared to clinical SPRINT data, and virtual trials of three published protocols. Performance was measured as time within glycemic bands, and safety by patients with severe (BG<40mg/dL) and mild (%BG<72mg/dL) hypoglycemia. Pilot trial results from the first 10 patients (1,458 hours) are included to support the in-silico findings. In both virtual and clinical trials, mild hypoglycemia was below 1% versus 4% for SPRINT. Severe hypoglycemia was reduced from 14 (SPRINT) to 6 (STAR), and 0 in the pilot trial. AGC was tighter than both SPRINT clinical data and in silico comparison protocols, with 91% BG within the specified target (80–145mg/dL) in virtual trials and 93.4% in pilot trials. Clinical effort (measurements) was reduced from 16.2/day to 12.0/day (13.9/day in pilot trials). This STAR framework provides safe, accurate glycemic control with significant reductions in hypoglycemia and clinical effort due to stochastic forecasting of patient variation – a unique risk-based approach. Initial pilot trials validate the in silico design methods and resulting protocol, all of which can be generalized to suit any given clinical environment. Index Terms—Biomedical computing, forecasting, stochastic approximation clinical trial, I. INTRODUCTION S TRESS-INDUCED hyperglycemia is a significant issue in critical care, affecting up to 30-50% of patients and Manuscript received January 10, 2012. This work was supported in part by the New Zealand Tertiary Education Commission and the NZ Foundation for Research Science and Technology. L.M. Fisk, A. J. Le Compte, and J. G. Chase are with the Department of Mechanical Engineering, University of Canterbury, Christchurch, New Zealand (phone: +64-3-364-2596, fax: +64-3-364-2078, e-mail: geoff.chase@canterbury.ac.nz) S. Penning and T. Desaive are with the University of Liege, Belgium. G. M. Shaw is with the Department of Intensive Care, Christchurch Hospital, Christchurch, New Zealand. increasing morbidity and mortality [1, 2]. Controlling glycemia has proved difficult due to the associated risk of hypoglycemia when highly dynamic patients are treated with exogenous insulin [3]. Both extremes, as well as glycemic variability, have been independently linked to increased morbidity and mortality [4-6], creating a difficult clinical problem safely and effectively regulating glycemia to a physiologically and clinically safe range. Accurate glycemic control (AGC) can mitigate these outcomes [7-9], but has proven difficult to achieve safely and consistently [10-12]. Only one study [8] reduced both mortality and hypoglycemia. However, the higher nursing workloads due to high density glucose readings are impractical in many units [13, 14]. Hand-held glucometers are easier for measurement, but their larger errors can add additional difficulty for some AGC protocols. Finally, clinical compliance determines much of the efficacy of any AGC method, with quality of glycemic control thus also limited by the confidence and compliance of nursing staff [14, 15]. All of these issues interact with the inherent inter- and intra- patient metabolic variability [16] to exacerbate the difficulty of achieving good control. Hence, glycemic control targets have been raised to mitigate these factors and avoid hypoglycemia [17], as a best outcome compromise, despite the physiological and clinical evidence on the negative impact of even moderate hyperglycemia [1, 2, 18]. Directly quantifying and managing hyperglycemic and hypoglycemic risk as a function of inter- and intra- patient metabolic variability can leverage AGC benefits and minimize risk of unintended harm. STAR (Stochastic TARgeted) is a model-based AGC framework that can be implemented across a range of clinical scenarios and approaches, and uses dynamic and stochastic models to regulate BG levels, workload and patient safety within a pre-defined risk management approach. STAR uses stochastic forecasting of a patient's potential metabolic variability [19, 20] in conjunction with a clinically validated mathematical model [21-23] to determine optimal insulin and nutrition treatment combinations with specified risks of moderate hyper- and hypo- glycemia. In essence, it is a patient-specific approach to manage inter- and intra- patient variability that overlaps the glycemic outcome range for a given intervention with a clinically specified desired glycemic range. It thus provides both control and a clinically specified risk of moderate hypoglycemia. Hence, STAR provides a framework of models and methods to manage intra- and inter- patient variability to mitigate the significant difficulty and risk seen in current glycemic control approaches [3, 16]. > REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < 2 This paper presents an enhanced and simplified STAR protocol, and its development and optimization using virtual trials. Specific focus is placed on reducing mild hypoglycemia (BG < 72mg/dl) and its associated risk [4], while maintaining glycemia in bands with the best evidence for improved outcome. Protocol simplicity and transparency are optimized to increase compliance. II. METHODS A. Model The clinically validated Intensive Care Insulin-NutritionGlucose (ICING) metabolic model was used to simulate the fundamental metabolic dynamics [22]. Table I lists the population constants of the model defined in Equations 1-6, and a graphical overview is presented in Figure 1. Ġ = -pG G(t)- SI G(t) İ = - nL I(t) 1+ αI I(t) Q(t) 1+ αG Q(t) + P(t)+ EGPb -CNS+PN(t) -nK I(t)- (I(t)-Q(t)) nI + Q̇ = (I(t)-Q(t)) nI - nC Q(t) Vg uex (t) VI +(1-xL ) (1) uen (G) VI 1+ αG Q(t) (2) (3) Ṗ 1 = -d1 P1 +P(t) (4) Ṗ 2 = - min(d2 P2 , Pmax ) +d1 P1 (5) uen = max (16.67, 14G(t) 1+0.0147G(t) -41) (6) where G(t) [mmol/L] is the total plasma glucose, I(t) [mU/L] is the plasma insulin and interstitial insulin is represented by Q(t) [mU/L]. Exogenous insulin input is represented by uex(t) [mU/min] and endogenous insulin production is estimated with uen [mU/min], modeled as a function of plasma glucose concentration determined from critical care patients with a minimum pancreatic output of 1U/hr. First-pass hepatic insulin clearance is represented by xL, and nI [1/min] accounts for the rate of transport between plasma and interstitial insulin compartments. Patient endogenous glucose clearance and TABLE I CONSTANTS USED IN SYSTEM MODEL OF EQUATIONS (1)-(6) Model variable pG SI αG d1 d2 Pmax EGPb CNS VG nI, nC αI VI xL nK nL a Numerical value (or typical range) 0.006 min-1 [1x10-7 – 1x10-2] L/(mU.min)a 1/65 L/mU -ln(0.5)/20 -ln(0.5)/100 6.11 mmol/min 1.16 mmol/min typically 0.3 mmol/min 13.3 L 0.0075 min-1 1.7x10-3 L/mU 4.0 L 0.67 0.0542 min-1 0.1578 min-1 Insulin sensitivity (SI) is identified from clinical data in the range shown. Fig.1. Schematic illustration of the ICING model physiological overview insulin sensitivity are pG [1/min] and SI [L/(mU.min)], respectively. The parameter VI [L] is the insulin distribution volume, nK [1/min] and nL [1/min] represent the clearance of insulin from plasma via renal and hepatic routes respectively. Basal endogenous glucose production (unsuppressed by glucose and insulin concentration) is denoted by EGPb [mmol/min] and VG [L] represents the glucose distribution volume. CNS [mmol/min] represents non-insulin mediated glucose uptake by the central nervous system. MichaelisMenten kinetics are used to model saturation, with α I [L/mU] used for the saturation of plasma insulin clearance by the liver, and αG [L/mU] for the saturation of insulin-dependent glucose clearance and receptor-bound insulin clearance from interstitium. P1 [mmol] represents the glucose in the stomach and P2 [mmol] represents glucose in the gut. The rate of transfer between the stomach and gut is represented by d 1 [1/min], and the rate of transfer from the gut to the bloodstream is d2 [1/min]. Enteral glucose input is denoted P(t) [mmol/min], and P max represents the maximum disposal rate from the gut. B. Virtual Patients Clinically validated virtual trials [23] were carried out using the SPRINT AGC cohort clinical data [8] (371 patients, 39,841 hours, 26,646 measurements) to create virtual patients. Virtual patients are created using clinical data to identify an hourly treatment-independent insulin sensitivity profile SI(t) [24], allowing virtual trials to realistically simulate patient response to a given (modified) treatment. This approach has been clinically validated on independent matched cohort data [23] and in several AGC trials [21, 25-27]. Patient demographics are given in Table II. Patients were considered to require AGC once BG > 7.0mmol/L, and this value was used to determine the beginning of a virtual trial. Interruptions in nutrition are common for some patients in clinical practice, and are incorporated by setting P(t) = 0 mmol/min over the same periods they occurred in the clinical data. Equally, clinically specified parenteral nutrition (PN) was included in the simulations just as it was given clinically. > REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < PATIENT DEMOGRAPHICS SPRINT cohort Total patients Age (years) % Male APACHE II score APACHE II risk of death Diabetic history APACHE III Diagnosis: Operative Cardiovascular Respiratory Gastrointestinal Neurological Trauma Other (Renal, metabolic, orthopaedic) Non-operative Cardiovascular Respiratory Gastrointestinal Neurological Trauma Other (Sepsis, renal, metabolic, orthopaedic) 371 65 [49 – 74] 63.6% 18 [15 – 24] 25.7% [13.1% - 49.4%] 62 (16.7%) Num. patients 76 9 60 7 14 4 % 20% 2% 16% 2% 4% 1% Num. patients 39 66 10 20 32 17 % 11% 18% 3% 5% 9% 5% C. Stochastic Control Method STAR provides patient-specific treatment in real time. Stochastic forecasting provides a framework for control of future outcomes, particularly the mitigation of mild, moderate, and severe hypoglycemia. STAR was also developed with the intent to use the simplest, most transparent control logic [15]. This latter aspect had the goal of ensuring its choices were as understandable as possible, and thus directly translated into safe, effective and clinically acceptable treatment recommendations to maximize compliance. When a BG measurement is entered, the model is used to evaluate current patient insulin sensitivity [24] and its likely variation [20] over the next 1 to 3 hours. Insulin is administered in bolus form for safety from unintended delays [28]. However, infusions may also be used. Robustness to glucometer measurement error limits increases in insulin rate to +2U/hour, with upper limits on the total bolus dose (6U/hr) and any added infusion rate for highly resistant patients (3U/hr). Thus, total insulin is limited to 9U/hr. Insulin can be reduced to 0U/hr from any rate if required. Enteral nutrition is controlled between 30-100% of ACCP goal [29], and changes are limited to ±30% per intervention cycle. However, nutrition administration can be set to a fixed constant rate or zero if clinically specified. Measurement or treatment interval is specifically limited when: 1) current measured BG is outside the specified target range of 80-145mg/dL (1-hourly limits);; or 2) the patient is unable to be fed (2-hourly maximum interval). Otherwise, when the current measured BG is within the clinically specified target range, STAR calculates intervention options (insulin and nutrition) for 1, 2 and 3 hourly measurement intervals. For each allowed insulin/nutrition combination and treatment interval based on the limits specified, stochastic forecasts are generated for the predicted 5th percentile of BG outcomes (Figure 2, points A, B and C) and the predicted 95th percentile of BG outcomes (Figure 2, points D, E and F). For all treatment intervals, glycemic level is controlled by targeting the 5th percentile of BG outcomes to the lower limit of the desired range including tolerance (80-85mg/dL). Hypoglycemia is thus directly managed as insulin rates cannot be recommended if the predicted 5th percentile is below this limit. The tolerance on the lower limit ensures consistent interventions between measurement intervals offered (1, 2 and 3-hourly). The 5th percentile target is prioritized for control due to the skewed nature of the BG outcome distribution, as depicted in Figure 2, which ensures BG outcomes best overlap the lower (80 - 125mg/dL) desired portion of the 80 145mg/dL range. This 80 - 125mg/dL range is associated with better outcomes [5, 9] and is also associated with reduced rate and severity of organ failure [30]. Tightness of the AGC provided by STAR is thus determined by the treatment of the 95th percentile forecast outcomes. This upper limit is used to restrict treatment interval only if a desired 2- or 3- hourly treatment allows 95th percentile BG above the target range. Monitoring the likelihood of predicted BG outcome, as shown in Figure 2, allows for more explicit direct control over intra-patient variability and therefore directly limits the risk and occurrence of mild hyperglycemia. Hourly measurements are always offered, regardless of the 95th percentile forecast. Figure 3 details the logic used to determine whether an insulin/nutrition combination is accepted for a treatment interval longer than 1 hour. If the 5th percentile BG is forecast to be within tolerance of the target band lower limit the treatment is considered acceptable (Figure 3, panel A). For cases where the forecast BG range does not meet this criteria there are two possibilities. Figure 3, panel B is considered acceptable as the entire expected BG outcome is in the specified desired band. The risk of hyperglycemia shown in Figure 3, panel C is higher, and the outcome range includes less of the lower part of the band when the 80 - 85mg/dL level 160 Upper Limit of Target Band BG (mg/dL) TABLE II 3 E 140 D 120 Forecasted BG 100 F Measured BG A 80 60 Tolerance on Lower Limit B 0 2 C 4 6 8 Time (hrs) Fig.2. Controller forecast schematic for BG a target range of 80 – 145mg/dL. A BG measurement has been taken at 10hrs, and forecasts of BG have been generated (points A-F). The depicted distribution indicates the skewed nature of BG forecasts within the 5th-95th percentiles. > REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < Is the predicted 5th percentile of BG outcomes within 80-85mg/dL? No 180 A Acceptable 160 140 120 100 80 0 2 4 Time since measurement (hrs) 180 B Acceptable 160 140 120 100 80 0 2 4 Time since measurement (hrs) BG (mg/dL) BG (mg/dL) BG (mg/dL) Yes Is 95th percentile of BG outcomes below 145 mg/dL? Yes No 180 C Not acceptable 160 140 120 100 80 0 2 4 Time since measurement (hrs) Fig.3. Selection logic for the possible forecasts possible for treatments at a 3-hourly treatment interval. The lower blue line depicts the 5th percentile of BG outcomes, and the upper blue line depicts the 95th percentile of BG outcomes. Target glycemic range (including tolerance on the lower bound) is shown by the horizontal black lines. is not reached. Thus, this insulin/nutrition combination is considered unacceptable. STAR maximizes performance (time in glycemic bands) with a minimum, clinically specified risk of mild hypoglycemia (5% for BG < 80mg/dL, ≈1% for BG <72mg/dL). Within this goal, the control determines the allowable insulin/nutrition combinations. Importance is placed on maximizing nutrition rates [31], particularly for longer stay patients, but not at the risk of exacerbating hyperglycemia. Hence, STAR ranks allowable treatments by nutrition rate, ensuring the treatment with the highest enteral nutrition rate is selected. The longest measurement intervals are calculated first. If an acceptable treatment is found (Figure 3), the selected nutrition rate is used as a lower limit for shorter treatment intervals. This approach ensures treatment consistency across all intervention and measurement intervals to maximize transparency and clinical acceptance, and thus compliance [15]. Specifically, it ensures an intuitive combination of treatment options, where longer measurement intervals also generally yield wider stochastic forecasting bounds and thus more conservative (lower insulin) treatment choices. D. Virtual Trials Virtual trials were carried out to verify performance before clinical testing. STAR is simulated in two forms: a) maximum measurement interval available is chosen (“STAR - Max”); and b) select at maximum 2-hourly intervals when available 4 (“STAR 2-hourly”) to best compare with SPRINT, which had a 2-hourly maximum interval. Results were compared to clinical SPRINT data to demonstrate improvements in performance and safety over the currently utilized SPRINT protocol that successfully reduced mortality [8] and organ failure [30]. Three other published protocols: UNC [32], Yale [33] and GluControl A [10] were simulated in virtual trials for comparison and context. E. Analyses/Performance Metrics Performance was defined as percentage of BG within selected glycemic bands. Clinical effort is evaluated by BG measurement frequency as a surrogate [13, 14]. Safety was defined as the incidence of severe (number patients with BG < 40mg/dL) and mild (%BG < 72mg/dL) hypoglycemia. All BG data was resampled hourly to provide a consistent time-basis for comparison across protocols with different measurement and intervention intervals. Finally, the virtual trial approach is further validated in comparison to results for the first 10 patients (1458 hours, demographic shown in Table III) in initial STAR pilot clinical trials. All patients were treated for length of stay after informed consent was obtained. Approval for this study and use of the data was given by the Upper South A Ethics Committee (URA/10/09/069). III. RESULTS Table IV shows both versions of STAR reduce the number of cases of severe hypoglycemia and more than halve the measures of mild hypoglycemia compared to SPRINT. There is a 79% reduction in severe hypoglycemia between STAR 2hourly and SPRINT showing the importance of the STAR approach independent of measurement interval, as both protocols have a 2-hour maximum interval and similar Age TABLE III PILOT TRIAL PATIENT DEMOGRAPHICS Risk of APACHE APACHE III Gender death II diagnosis (%) Mortality 85 F 38 Cardiovascular 95.4 N 70 M 14 Respiratory 13.6 Y 61 M 26 Respiratory 56.9 N 65 M 30 Neurological 52.6 Y 20 M 31 Trauma 60.5 N 69 F 27 Respiratory 52.2 N 26.0 N 48 M 17 Gastrointestinal (Operative) 40 M 18 Trauma 19.7 N 80 M 23 Respiratory 46.0 Y 70 F 30 Respiratory 70.0 N > REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < measurements per day. These safety gains are introduced with reduced clinical effort of 11.8 and 14.9 measures/day compared to 16.1 for SPRINT, and with equivalent or higher time in desired glycemic bands. Importantly, median nutrition rates are raised by 32% (absolute) of ACCP goal rate. Thus, all indications show STAR will provide global improvements over SPRINT in performance, safety and effort when applied clinically. Figures 4 and 5 display major behavioral differences between STAR and SPRINT. Each figure categorizes the insulin/nutrition combination selected to display relative frequency. Figure 4 indicates the preferred behavior of STAR is to modulate insulin at a higher nutrition rate, while Figure 5 indicates SPRINT typically modulates nutrition at moderate, SPRINT Clinical Data % of Total Insulin Interventions TABLE IV STAR VS. SPRINT FULL COHORT SIMULATION RESULTS STAR STAR 2SPRINT Whole cohort statistics Max hourly Data # patients: 371 371 371 40101 40006 39841 Total hours: hours hours hours # BG measurements: 19634 24218 26646 BG measures per day 11.8 14.9 16.1 BG median 109 109 101 [IQR] (mg/dL): [100 - 120] [100 - 119] [90.0 - 115] Desired glycemic bands: % BG in 80 - 125mg/dL 81.0 82.5 78.5 % BG in 80 - 145mg/dL 91.6 92.1 86.0 Hyperglycemic bands: % BG in 145 - 180mg/dL 4.69 4.59 4.45 % BG > 180mg/dL 1.65 1.64 2.00 Safety glycemic bands: % BG < 80mg/dL 2.06 1.69 7.83 % BG < 72mg/dL 0.83 0.70 2.89 # patients < 40mg/dL 4 3 14 Interventions: Median insulin rate [IQR] 2.5 2.5 3.0 (U/hr): [1.5 - 4.0] [1.5 - 4.0] [2.0 - 4.0] Median glucose rate [IQR] 5.0 5.1 4.1 (g/hr): [2.2 - 6.4] [2.3 - 6.5] [1.9 - 5.6] Median glucose rate [IQR] 90.0 90.0 68.1 (% goal): [30 - 100] [30 - 100] [30 - 85] Treatment Summary: 3-hourly interventions: 44% 0% 2% 2-hourly interventions: 17% 64% 47% 1-hourly interventions: 39% 36% 51% 5 12 10 8 6 4 2 0 0 1 2 Insulin (U) 3 4 5 6 30 40 50 60 70 80 90 100 Nutrition (% ACCP Goal) Fig.5. SPRINT Nutrition/Insulin Combination Frequency relatively constant insulin administration levels. This difference implies a clinical advantage when high nutrition input is preferred. It equally highlights that insulin dosage behavior is relative to carbohydrate input, showing importance of accounting for nutrition in AGC, which many published protocols do not [34]. Finally, and equally importantly, the most common outcome in Figure 4 is 100% goal feed and 0 U/hr (11% of total interventions = 1 in 9), a safe and effective outcome enabled by the STAR framework’s stochastic modelbased approach that was not possible with SPRINT. Global and per-patient statistics from virtual trials of the UNC, Yale and GluControl A protocols are presented with STAR-Max and clinical SPRINT data in Table V. STAR compares favorably against all cases, providing tight control (lowest BG IQR) and safety (lowest incidence of severe hypoglycemia) with the least clinical effort (11.8 measures/day). The per-patient analysis in Table IV indicates the performance and safety benefits of STAR are realized over a wide range of heterogeneous patients. Safety against hypoglycemia, quantified by the median and IQR of %BG < 72mg/dL, shows a significant reduction against both the clinical data and other AGC protocols. Median and IQR of the Accurate Glycaemic Control with STAR 100 STAR STAR Pilot Trial Results STAR Virtual Trial Results SPRINT Clinical Results 90 Cumulative Density (%) % of Total Insulin Interventions 80 12 10 8 6 4 2 70 60 50 40 30 20 0 0 90 1 2 Insulin (U) 3 4 5 6 30 40 100 80 70 60 50 Nutrition (% ACCP Goal) Fig.4. STAR Nutrition/Insulin Combination Frequency 10 0 0 20 40 60 80 100 120 Blood Glucose (mg/dL) 140 160 180 Fig.6. Cumulative density plot of current pilot trial results against simulation results and SPRINT clinical data after 10 patients. > REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < 6 TABLE V COMPARISON OF ALL FULL COHORT AND PER-PATIENT VIRTUAL TRIAL RESULTS AND CLINICAL SPRINT DATA Whole cohort statistics # patients: Target Range (mg/dL) # BG measurements: BG measures per day BG median [IQR] (mg/dL): Desired glycemic bands: % BG in 80 – 125mg/dL % BG in 80 – 145mg/dL Hyperglycemic bands: % BG in 145 - 180mg/dL % BG > 180mg/dL Safety glycemic bands: % BG < 80mg/dL % BG < 72mg/dL # patients < 40mg/dL Interventions: Median insulin rate [IQR] (U/hr): Median glucose rate [IQR] (g/hr): Median glucose rate [IQR] (% goal): Per-patient Analysis Median BG measurements [IQR]: BG median [IQR] (mg/dL) Median % BG in 80 - 125mg/dL [IQR]: Median % BG in 80 - 145mg/dL [IQR]: Median % BG < 72mg/dL [IQR]: STAR-Max 371 [145 – 180] 19634 11.8 109 [100 - 120] SPRINT Data 371 [72 – 117] 26646 16.1 101 [90.0 - 115] UNC 371 110 24563 14.8 108 [98.5 - 122] GluControl A 371 [80 – 110] 25049 15.1 105 [90.9 - 126] Yale 371 [90 – 119] 36233 21.9 108 [96.0 - 122] 81.0 91.6 78.5 86.0 75.9 87.3 65.8 78.6 74.9 86.1 4.69 1.65 4.45 2.00 6.74 2.31 9.12 2.85 6.72 2.58 2.06 0.83 4 7.83 2.89 14 3.60 1.89 13 9.47 4.75 37 4.58 1.65 3 2.5[1.5 - 4.0] 5.0 [2.2 - 6.4] 90.0 [30 - 100] 3.0 [2.0 - 4.0] 4.1 [1.9 - 5.6] 68.1 [30 - 85] 2.6 [1.1 - 5.0] 5.2 [4.2 – 5.9] 80.0 [80 - 80] 4.0 [1.5 – 8.0] 5.2 [4.2 – 5.9] 80.0 [80 - 80] 3.0 [1.8 - 5.5] 5.2 [4.2 – 5.9] 80.0 [80 - 80] 29.0 [13.0 - 66.0] 110 [106- 119] 76.9 [61.1 - 85.4] 89.4 [78.9 - 95.1] 0.0 [0.0 - 1.0] 36.0 [16.0 - 92.5] 104 [95.0 - 113] 73.3 [58.6 - 83.8] 83.3 [69.6 - 91.8] 1.1 [0.0 - 4.6] number of BG measures also indicate that the reduced clinical effort of STAR will be realized across patients. The simulation results are supported by the initial pilot trial results presented in Figure 6 for the first 10 patients with the target band of 80 (1486 hours, 836 measurements). The clinical BG results in Table VI are very similar to simulation results in Table V with 89.4% of BG within 80-145mg/dL and 78.2% BG within 80-125mg/dL. Safety has been maintained with 1.54% of BG < 72mg/dL and no severe hypoglycemia events (BG < 40mg/dL). Median BG was 109mg/dL [IQR: 99.5-122 mg/dL], which matches very closely with the location and spread of BG in virtual trials. TABLE V STAR CLINICAL RESULTS Clinical data: # patients: Total number of episodes Total hours: # BG measurements: BG measures per day 80-125 mg/dL 80-145 mg/dL 145-180 mg/dL % Measures: > 180 mg/dL < 80 mg/dL <72 mg/dL # patients below 40 mg/dL Median insulin rate [IQR] (U/hr): Median glucose rate [IQR] (g/hr): Median glucose rate [IQR] (% goal): Resampled hourly for comparison: BG median [IQR] (mg/dL): 80-125 mg/dL 80-145 mg/dL 145-180 mg/dL % BG: > 180 mg/dL < 80 mg/dL <72 mg/dL 10 19 1486 836 13.5 69.1 83.9 8.97 4.19 3.83 2.03 0 3.0 [1.5 - 4.5] 4.87 [0.00 – 6.09] 80.0 [0.00 - 109] 109 [99.5 - 122] 78.2 89.4 5.63 2.48 2.48 1.54 34.0 [13.0 - 82.5] 110 [105 - 121] 72.0 [54.1 - 82.8] 85.3 [73.5 - 92.9] 0.0 [0.0 - 2.3] 34.5 [14.0 - 88.5] 106 [100 - 119] 61.0 [46.0 - 72.2] 75.0 [62.6 - 84.0] 4.3 [0.0 - 8.5] 53.5 [18.0 - 129.0] 110 [105 - 120] 69.2 [53.4 - 80.4] 83.8 [72.4 - 91.8] 0.7 [0.0 - 2.4] IV. DISCUSSION STAR virtual trials demonstrate safe, effective AGC in a clinically applicable fashion. Significant safety improvements would be likely compared to the current generation of BG control in Christchurch Hospital (SPRINT), which was the safest published protocol targeting BG ≤ 110mg/dL. Most significantly, only 4 patients out of 371 (1.1% by patient and a reduction of 71% from SPRINT) showed severe hypoglycemia, and, in all cases, this hypoglycemia was quickly resolved. Bulk cohort statistics were supported by the per-patient analysis as shown in Table IV, with STAR showing a more significant benefit than SPRINT and UNC, the next best protocol, for individual patient safety from hypoglycemia. Clinical applicability is strongly supported by the initial pilot results, with both the performance and safety benefits seen in virtual trials being realized in practice. Characteristics of AGC varied between protocols. UNC showed improved performance over SPRINT, while providing a relatively light nursing workload. Safety was also improved with regards to mild hypoglycemia, although the incidence of severe hypoglycemia was increased. Although Yale showed improved safety, the number of required measurements was high. STAR provided the tightest and safest control, while requiring the lowest nursing workload. Importantly, all protocols showed relatively similar glycemic control in desired bands, and results not overly different from other clinical trials with ICU cohorts [3]. The main differentials are in mild (%BG < 72mg/dL) and severe hypoglycemia (number of patients < 40mg/dL). Equally, perpatient control, or consistency across inter-patient variability, is better for SPRINT and STAR. These results match observations that those trials that have not succeeded in reducing mortality also had significantly increased hypoglycemia [3], which is associated with worsened outcome > REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < [4]. Hence, the success of SPRINT [8, 30] and the potential success of STAR rests on the (unique) ability to tightly control glycemia over a highly variable cohort and specific patients with increased risk of hypoglycemia. Thus, the key differentiator, seen here in these virtual trial results, may lie with the ability to provide safe and tight glycemic control that is robust to significant inter- and intra- patient variability, which is what STAR was explicitly designed to achieve. The relatively higher enteral nutrition rate for STAR compared to SPRINT is likely to increase clinical acceptance. Higher feed is generally preferred in many cases [31], despite some recent contradictory evidence [10, 35]. However, STAR can be easily adjusted by setting nutrition administration goals to match any emerging evidence, and insulin rates will automatically modify to maintain glycemic balance. The comparison between STAR-Max and STAR 2-hourly illustrates a known trade-off between measurement rate (nursing workload) and patient safety. However, both provide quality AGC. Thus, the main impact of measurement interval in the STAR framework is on safety from intra-patient variability. Equally importantly, the ability of nursing staff to choose between measurement interval options means that an informed decision can be made at each BG reading. Thus, nurses selfmanage this workload. This choice or feature is expected to also have a positive impact on compliance and acceptance. A notable enhancement of the model-based approach of STAR compared to the fixed approach in SPRINT is the ability to change the desired target range and other factors or limits. This ability has implications for the balance between workload, safety and nutrition. For example, raising the target BG range could provide increased nutrition intake at the expense of higher BG. Providing a wider target band may allow reduced workload with fewer BG measurements under the target-to-range scheme presented, but may result in increased glycemic variability within that band for which the clinical outcomes are not fully known. These decisions can be made by the attending clinical team based on their goals for a particular patient and assessment of current evidence. Hence, the framework can be directly and easily adopted and generalized to any clinical culture and practice, unlike previously published protocols. More importantly perhaps, STAR can thus provide the power to automatically balance the clinical treatment, based on clinical goals for each patient. It thus avoids forcing a clinic-wide target or approach onto patients who have requirements outside the norm, or subjecting them to ad-hoc decisions to handle their particular cases. Thus, for example, different BG target ranges could be readily specified for different clinical conditions based on diagnosis and this target range could be updated as treatment progresses. glycemia. Both overall cohort and per-patient findings support the implementation of STAR in pilot clinical trials whose initial results have further validated the in-silico approach in this research. The model-based nature of STAR allows easy adjustment of BG and nutrition to match emerging clinical evidence, and permits individualization of treatment goals to particular patient outcomes. Finally, the overall framework presented is unique in its stochastic, risk-based approach, as well as completely generalizable. REFERENCES [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] V. CONCLUSIONS Achieving AGC requires accounting for patient metabolic variability while balancing safety and workload requirements. In-silico results indicate the developed STAR algorithm provides a safe and effective method for management of 7 [14] [15] J. S. Krinsley, "Association between hyperglycemia and increased hospital mortality in a heterogeneous population of critically ill patients," Mayo Clin Proc, vol. 78, pp. 1471-1478, Dec 2003. K. C. McCowen, A. Malhotra, and B. R. Bistrian, "Stress-induced hyperglycemia," Crit Care Clin, vol. 17, pp. 107-124, Jan 2001. D. E. Griesdale, R. J. de Souza, R. M. van Dam, D. K. Heyland, D. J. Cook, A. Malhotra, R. Dhaliwal, W. R. Henderson, D. R. Chittock, S. Finfer, and D. Talmor, "Intensive insulin therapy and mortality among critically ill patients: a meta-analysis including NICE-SUGAR study data," CMAJ, vol. 180, pp. 821-7, Apr 14 2009. doi:10.1503/cmaj.090206. S. Bagshaw, R. Bellomo, M. Jacka, M. Egi, G. Hart, C. George, and t. A. C. M. Committee, "The impact of early hypoglycemia and blood glucose variability on outcome in critical illness," Critical Care, vol. 13, p. R91, 2009. M. Egi, R. Bellomo, E. Stachowski, C. J. French, and G. Hart, "Variability of blood glucose concentration and short-term mortality in critically ill patients," Anesthesiology, vol. 105, pp. 244-52, Aug 2006. J. S. Krinsley, "Glycemic variability: a strong independent predictor of mortality in critically ill patients," Crit Care Med, vol. 36, pp. 3008-13, Nov 2008. J. S. Krinsley, "Effect of an intensive glucose management protocol on the mortality of critically ill adult patients," Mayo Clin Proc, vol. 79, pp. 992-1000, Aug 2004. J. G. Chase, G. Shaw, A. Le Compte, T. Lonergan, M. Willacy, X.-W. Wong, J. Lin, T. Lotz, D. Lee, and C. Hann, "Implementation and evaluation of the SPRINT protocol for tight glycaemic control in critically ill patients: a clinical practice change," Critical Care, vol. 12, p. R49, 2008. G. Van den Berghe, P. Wouters, F. Weekers, C. Verwaest, F. Bruyninckx, M. Schetz, D. Vlasselaers, P. Ferdinande, P. Lauwers, and R. Bouillon, "Intensive insulin therapy in the critically ill patients," N Engl J Med, vol. 345, pp. 1359-1367, Nov 8 2001. M. P. Casaer, D. Mesotten, G. Hermans, P. J. Wouters, M. Schetz, G. Meyfroidt, S. Van Cromphaut, C. Ingels, P. Meersseman, J. Muller, D. Vlasselaers, Y. Debaveye, L. Desmet, J. Dubois, A. Van Assche, S. Vanderheyden, A. Wilmer, and G. Van den Berghe, "Early versus late parenteral nutrition in critically ill adults," N Engl J Med, vol. 365, pp. 506-17, Aug 11 2011. doi:10.1056/NEJMoa1102662. F. M. Brunkhorst, C. Engel, F. Bloos, A. Meier-Hellmann, M. Ragaller, N. Weiler, O. Moerer, M. Gruendling, M. Oppert, S. Grond, D. Olthoff, U. Jaschinski, S. John, R. Rossaint, T. Welte, M. Schaefer, P. Kern, E. Kuhnt, M. Kiehntopf, C. Hartog, C. Natanson, M. Loeffler, and K. Reinhart, "Intensive insulin therapy and pentastarch resuscitation in severe sepsis," N Engl J Med, vol. 358, pp. 125-39, Jan 10 2008. doi:358/2/125 [pii]10.1056/NEJMoa070716. S. Finfer, D. R. Chittock, S. Y. Su, D. Blair, D. Foster, V. Dhingra, R. Bellomo, D. Cook, P. Dodek, W. R. Henderson, P. C. Hebert, S. Heritier, D. K. Heyland, C. McArthur, E. McDonald, I. Mitchell, J. A. Myburgh, R. Norton, J. Potter, B. G. Robinson, and J. J. Ronco, "Intensive versus conventional glucose control in critically ill patients," N Engl J Med, vol. 360, pp. 1283-97, Mar 26 2009. I. Mackenzie, S. Ingle, S. Zaidi, and S. Buczaski, "Tight glycaemic control: a survey of intensive care practice in large English hospitals," Intensive Care Med, vol. 31, p. 1136, 2005. D. Aragon, "Evaluation of nursing work effort and perceptions about blood glucose testing in tight glycemic control," Am J Crit Care, vol. 15, pp. 370-7, Jul 2006. J. G. Chase, S. Andreassen, K. Jensen, and G. M. Shaw, "Impact of Human Factors on Clinical Protocol Performance: A Proposed > REPLACE THIS LINE WITH YOUR PAPER IDENTIFICATION NUMBER (DOUBLE-CLICK HERE TO EDIT) < [16] [17] [18] [19] [20] [21] [22] [23] [24] [25] [26] [27] [28] [29] [30] [31] Assessment Framework and Case Examples," Journal of Diabetes Science and Technology, vol. 2, pp. 409-416, May 2008 2008. J. G. Chase, A. J. Le Compte, F. Suhaimi, G. M. Shaw, A. Lynn, J. Lin, C. G. Pretty, N. Razak, J. D. Parente, C. E. Hann, J.-C. Preiser, and T. Desaive, "Tight glycemic control in critical care - The leading role of insulin sensitivity and patient variability: A review and model-based analysis," Computer Methods and Programs in Biomedicine, vol. 102, pp. 156-171, 2011. doi:10.1016/j.cmpb.2010.11.006. E. S. Moghissi, M. T. Korytkowski, M. DiNardo, D. Einhorn, R. Hellman, I. B. Hirsch, S. E. Inzucchi, F. Ismail-Beigi, M. S. Kirkman, and G. E. Umpierrez, "American Association of Clinical Endocrinologists and American Diabetes Association consensus statement on inpatient glycemic control," Diabetes Care, vol. 32, pp. 1119-31, Jun 2009. doi:10.2337/dc09-9029. F. Weekers, A. P. Giulietti, M. Michalaki, W. Coopmans, E. Van Herck, C. Mathieu, and G. Van den Berghe, "Metabolic, endocrine, and immune effects of stress hyperglycemia in a rabbit model of prolonged critical illness," Endocrinology, vol. 144, pp. 5329-38, Dec 2003. J. Lin, D. Lee, J. Chase, C. Hann, T. Lotz, and X. Wong, "Stochastic Modelling of Insulin Sensitivity Variability in Critical Care," Biomedical Signal Processing & Control, vol. 1, pp. 229-242, 2006. J. Lin, D. Lee, J. G. Chase, G. M. Shaw, A. Le Compte, T. Lotz, J. Wong, T. Lonergan, and C. E. Hann, "Stochastic modelling of insulin sensitivity and adaptive glycemic control for critical care," Computer Methods and Programs in Biomedicine, vol. 89, pp. 141-152, Feb 2008. X. W. Wong, I. Singh-Levett, L. J. Hollingsworth, G. M. Shaw, C. E. Hann, T. Lotz, J. Lin, O. S. Wong, and J. G. Chase, "A novel, modelbased insulin and nutrition delivery controller for glycemic regulation in critically ill patients," Diabetes Technol Ther, vol. 8, pp. 174-90, Apr 2006. J. Lin, N. N. Razak, C. G. Pretty, A. Le Compte, P. Docherty, J. D. Parente, G. M. Shaw, C. E. Hann, and J. Geoffrey Chase, "A physiological Intensive Control Insulin-Nutrition-Glucose (ICING) model validated in critically ill patients," Comput Methods Programs Biomed, vol. 102, pp. 192-205, May 2011. doi:10.1016/j.cmpb.2010.12.008. J. G. Chase, F. Suhaimi, S. Penning, J. C. Preiser, A. J. Le Compte, J. Lin, C. G. Pretty, G. M. Shaw, K. T. Moorhead, and T. Desaive, "Validation of a model-based virtual trials method for tight glycemic control in intensive care," Biomed Eng Online, vol. 9, p. 84, 2010. doi:10.1186/1475-925X-9-84. C. E. Hann, J. G. Chase, J. Lin, T. Lotz, C. V. Doran, and G. M. Shaw, "Integral-based parameter identification for long-term dynamic verification of a glucose-insulin system model," Comput Methods Programs Biomed, vol. 77, pp. 259-270, Mar 2005. S. Penning, A. J. Le Compte, K. T. Moorhead, T. Desaive, P. Massion, J. C. Preiser, G. M. Shaw, and J. G. Chase, "First pilot trial of the STAR-Liege protocol for tight glycemic control in critically ill patients," Comput Methods Programs Biomed, Aug 30 2011. doi:S01692607(11)00191-X [pii]10.1016/j.cmpb.2011.07.003. A. Evans, G. M. Shaw, A. Le Compte, C. S. Tan, L. Ward, J. Steel, C. G. Pretty, L. Pfeifer, S. Penning, F. Suhaimi, M. Signal, T. Desaive, and J. G. Chase, "Pilot proof of concept clinical trials of Stochastic Targeted (STAR) glycemic control," Ann Intensive Care, vol. 1, p. 38, Sep 19 2011. doi:2110-5820-1-38 [pii]10.1186/2110-5820-1-38. J. G. Chase, G. M. Shaw, J. Lin, C. V. Doran, C. Hann, T. Lotz, G. C. Wake, and B. Broughton, "Targeted glycemic reduction in critical care using closed-loop control," Diabetes Technol Ther, vol. 7, pp. 274-82, Apr 2005. T. Lonergan, A. LeCompte, M. Willacy, J. G. Chase, G. M. Shaw, X. W. Wong, T. Lotz, J. Lin, and C. E. Hann, "A simple insulin-nutrition protocol for tight glycemic control in critical illness: development and protocol comparison," Diabetes Technol Ther, vol. 8, pp. 191-206, 2006. F. B. Cerra, M. R. Benitez, G. L. Blackburn, R. S. Irwin, K. Jeejeebhoy, D. P. Katz, S. K. Pingleton, J. Pomposelli, J. L. Rombeau, E. Shronts, R. R. Wolfe, and G. P. Zaloga, "Applied nutrition in ICU patients. A consensus statement of the American College of Chest Physicians," Chest, vol. 111, pp. 769-78, Mar 1997. J. G. Chase, C. G. Pretty, L. Pfeifer, G. M. Shaw, J. C. Preiser, A. J. Le Compte, J. Lin, D. Hewett, K. T. Moorhead, and T. Desaive, "Organ failure and tight glycemic control in the SPRINT study," Crit Care, vol. 14, p. R154, 2010. doi:10.1186/cc9224. C. Alberda, L. Gramlich, N. Jones, K. Jeejeebhoy, A. G. Day, R. Dhaliwal, and D. K. Heyland, "The relationship between nutritional intake and clinical outcomes in critically ill patients: results of an [32] [33] [34] [35] 8 international multicenter observational study," Intensive Care Med, vol. 35, pp. 1728-37, Oct 2009. doi:10.1007/s00134-009-1567-4. S. S. Braithwaite, R. Edkins, K. L. Macgregor, E. S. Sredzienski, M. Houston, B. Zarzaur, P. B. Rich, B. Benedetto, and E. J. Rutherford, "Performance of a dose-defining insulin infusion protocol among trauma service intensive care unit admissions," Diabetes Technol Ther, vol. 8, pp. 476-88, Aug 2006. P. A. Goldberg, M. D. Siegel, R. S. Sherwin, J. I. Halickman, M. Lee, V. A. Bailey, S. L. Lee, J. D. Dziura, and S. E. Inzucchi, "Implementation of a safe and effective insulin infusion protocol in a medical intensive care unit," Diabetes Care, vol. 27, pp. 461-7, Feb 2004. F. Suhaimi, A. Le Compte, J. C. Preiser, G. M. Shaw, P. Massion, R. Radermecker, C. G. Pretty, J. Lin, T. Desaive, and J. G. Chase, "What makes tight glycemic control tight? The impact of variability and nutrition in two clinical studies," J Diabetes Sci Technol, vol. 4, pp. 28498, Mar 2010. J. A. Krishnan, P. B. Parce, A. Martinez, G. B. Diette, and R. G. Brower, "Caloric intake in medical ICU patients: consistency of care with guidelines and relationship to clinical outcomes," Chest, vol. 124, pp. 297-305, Jul 2003.