Item 9.E-April 20, 2012 ADMINISTRATIVE FACULTY POSITION DESCRIPTION QUESTIONNAIRE To expedite and facilitate the PDQ review process, please send the PDQ and Org Chart electronically to marshag@unr.edu for discussion and for initial review before routing PDQ for approval signatures. Questions - call UNR-HR at 682-6114 ******************************************************************************************************************* INSTRUCTIONS: See http://www.unr.edu/vpaf/hr/compensation/placement.html for complete instructions. ******************************************************************************************************************* Incumbent(s) Name (if applicable): Nancy Moody Position #(s): 11225 Current Title: Director, Office of Human Research Protection Current Range: 5 (JCC:76065;1B;CM3535;CC023;E) Department: Office of Human Research Protection Account #: 1204-121-0833 Action Proposed: (check all that apply) ( ) New position: Proposed Range: Proposed Title: ( ) Title Change, Proposed Title: (x) Proposed Reassignment from Range to Range (X ) Revised PDQ only (no change in range or title) ( ) Line of Progression (show titles below) College/Division: Vice President, Research Range: JCC (HR assigned): I certify that the statements in this description are accurate and complete to the best of my knowledge. ____________________________________________________________ Employee’s Signature __________________ Date I/we have reviewed the statements in this form and they accurately reflect the job assignments. ____________________________________________________________ Immediate Supervisor’s Signature __________________ Date ____________________________________________________________ Director/Chair/Dean __________________ Date Approved for Salary Placement Committee review. ____________________________________________________________ __________________ Pres / Vice Pres / Vice Prov Signature Marsha Read Date Vice President, Research/Dean, Graduate School Action Approved by the President (Completed by Faculty HR): Position #: 11225 EEO Code: 1B CUPA Code: CM3535 Exempt: Yes or No Census Code: 023 Job Class Code: 76065 Range: 5 Effective Date: 4/1/2012 Approved Title: DIRECTOR, OFFICE OF HUMAN RESEARCH PROTECTION ____________________________________________________________ __________________ Employee Signature Date (Employee sign and send to HR for personnel file after PDQ approval for personnel file) Rev: 12/1/2008 Position Description - Director, Office of Human Research Protection Page 2 1. Summary Statement: State the major function(s) of the position and its role in the university. Attach an organizational chart with positions, ranges, and names for the division which reflects the position in it as well as those supervised in the department. (This section is used for advertisement of the position.) The Director of the Office of Human Research Protection (OHRP) is responsible for the leadership and effective management of the University of Nevada, Reno (UNR) OHRP, direct management responsibility for establishing and promoting objective standards for the implementation of the University’s Conflict of Interest policy, and coordination and compliance standards for research integrity. The position provides guidance to UNR officials, faculty, staff, and students with regard to federal regulations, state and local laws, guidance and policies pertaining to the use of human subjects in biomedical and social behavior research and the compliance with these requirements. The Director serves as the University official for conflicts of interest and research integrity. The position reports to the Vice President, Research / Dean, Graduate School. 2. List the major responsibilities, including percentage of time devoted to each. Provide enough detail to enable a person outside the department to understand the job (percentage first with heading and then bulleted information). 60% - Management of the OHRP Maintain institutional AAHRRP accreditation Serves as federally mandated Human Protections Administrator (HPA) a position dictated by the Federal-wide Assurance (FWA) system Develop effective communication with users to facilitate continual quality improvement Establish affiliations with other institutions for IRB services as requested/needed Provide an environment conducive to ethical and compliant research by disseminating policies and procedures to all researchers at the University Serve as the primary point of contact for internal and external inquiries or complaints regarding research integrity and regulatory compliance involving human subjects Initiates all investigations and reports all incidents of noncompliance and keep University administrators informed of compliance issues, audits, conflicts, and emergencies Facilitate and coordinate all federal audits, inspections, accreditation and site visits Recruit, hire, train, supervise, and evaluates the performance of OHRP staff, ensuring that consistent compliance criteria are met and departmental operations and procedures are maintained Design, develop and implement office operations and policy ensuring efficient workflow, office communications, assessments and effective prioritization of assignments Develop and maintain an operating budget, including office supplies and services, travel to national meetings, and computing needs for website management Develop and implement long-range plans for meeting the needs of the university research community and current regulations and policies 15% - Management of Conflict of Interest Oversight Serve as the ethical conflict of research designated official for conflict of interest compliance under federal and state laws and institutional policies Develop, recommend, implement, disseminate and maintain Conflict of Interest policy and procedures for the University Develop, coordinate and direct education sessions/seminars for University personnel related to conflicts of interest Coordinate campus wide annual Conflict of Interest disclosures Position Description - Director, Office of Human Research Protection Page 3 Review all conflict of interest disclosures; develop and review as needed appropriate conflict of interest management plan Coordinate meetings of the Conflict of Interest Committee Prepare annual report to the Board of Regents on Compensated Outside Professional Services/Consulting Activities Develop and maintain website for disclosure of conflicts of interest as required under federal regulations and related confidential documentation 10% - Management of Institutional Review Boards Oversight Act independently as voting member and primary reviewer on all of the University’s Institutional Review Boards (IRBs) Act as resource to researchers to ensure that those documents comply with the federal regulations Provides sole certification to the federal government and private sponsors that University biomedical/clinical and social behavioral research is compliant with the laws and regulations for human subject research protection Recruit and train new members for IRBs (including non-University affiliated members, i.e. community members) 10% Research Integrity Serve as the Research Integrity Officer Accept and assess allegations of research misconduct and inquires Assign investigator and oversees investigations into allegations of research misconduct Establishes the administrative policies for responding to allegations of research misconduct that comply with PHS regulation 42 CFR Part 93 and accepted institutional procedures Develop, coordinate and provide training and education materials to faculty and students specific to responsible conduct of research and maintaining integrity in research 5% - VPR Division Projects Provide assistance to the Vice President for Research and/or Assistant Vice President for Research on projects, as assigned Participate in campus committees and other service activities for the division 3. Describe the level of freedom to take action and make decisions with or without supervision and how the results of the work performed impact the department, division and/or the university as a whole. Level of Freedom The Director utilizes extensive professional judgment and expertise to train staff and IRB members on appropriate pre-review and evaluation of biomedical/clinical and/or social behavioral research studies for their potential risk to subjects. The incumbent applies detailed and oftentimes conflicting regulations, policies, and procedures to ensure the University’s good standing with the government and the private sector. Position requires sound professional judgment for dealing with non-compliance issues related to human subject research protection, as well as the ethical conduct of research/scientific misconduct. Director utilizes professional judgment and expertise to train faculty and staff on conflict of interest, as well as train the members of the Conflict of Interest Committee. These judgments must be made with minimal supervision. The position ensures that researchers comply with conflict of interest policies and procedures and with appropriate management plans for dealing with conflicts of interest situations. The position also ensures compliance with scientific misconduct reporting regulations. This position is responsible for effective functional area management, long-range planning for improvement of operational efficiencies and establishing strategic direction for conflict of interest and conduct of research administration. This position grants final approval to all human subjects’ research. Position Description - Director, Office of Human Research Protection Page 4 Impact: The decisions made by the Director may critically impact research and the credibility and prestige of the University and the Nevada System of Higher Education (NSHE). The position ensures that compliance with Federal regulations and other applicable laws for the protection of human subjects in research is morally, ethically, and legally correct which strengthens the standards and quality of the University. In addition, if the requirements of the Assurance have not been satisfied, the Federal government may impose severe penalties against the University. Possible criminal charges may be filed, and/or federal funds awarded for research involving humans may be withdrawn. Most importantly, failure to perform adequately and appropriately may result in the injury or death of human research subjects. Successful accreditation will honor the University’s commitments with the Veterans Affairs Sierra Nevada Health Care System (VASNHCS) and will validate the quality and prestige of the University’s Human Research Protection Program. Failure to ensure compliance with conflict of interest policies and procedures and scientific misconduct reporting regulations could result in loss of Federal funding. 4. Describe the knowledge, skills (to include cognitive requirement and verbal and written communication), and abilities (to include task complexity, problem solving, creativity and innovation) essential to successful performance of this job (in bullet format). Knowledge of: Role and function of an Office of Human Research Protection Scope of human research – social, biomedical, and educational Operational requirements pertaining to the management and implementation of a successful human protections program Evaluation and reporting requirements for conflicts of interest to university, state, and/or federal agencies Federal and state regulations and requirements for conflicts of interest Federal requirements for training in regard to ethics and research integrity Skills: Excellent verbal and written communication Excellent decision-making, organizational, and planning and prioritization skills Expert level of skill in problem resolution and team building Excellent critical thinking and analytical skills Excellent interpersonal skills Effective coordination, implementation, and oversight with the legal requirements for Conflict of Interest policies, guidance and training practices specific to research integrity and the implementation of the institution’s policies and procedures for addressing allegations of scholarly and research misconduct Ability to: Apply the policies and guidelines from the University’s Federal-wide Assurance of Compliance with DHSS Regulations on the Protection of Human Subjects; the UNR Policies and Procedures for Human Research Protection; NSHE Board of Regents Handbook; UNR Administrative Manual; UNR Faculty Handbook; Nevada Revised Statues which include mandatory reporting of occurrences of child and elder abuse, and injury to self Establish and maintain effective relationships with individuals at various levels within a research framework and between research communities. Adapt to situations Understand and interpret formalized policies, guidelines, rules and regulations Position Description - Director, Office of Human Research Protection Page 5 Certify regulatory compliance with the federal government regarding conflict of interest and scientific misconduct Provide training to researchers and UNR staff and students regarding Federal, state, and other regulatory research compliance and ethics standards Exercise sound judgment to make objective, fair, consistent decisions 5. Describe the type of personal contacts encountered in performing the duties of the job. Explain the nature and purpose of these contacts: i.e., to provide services, to resolve problems, to negotiate. Internal University researchers (including teaching and administrative faculty, staff, and students) University administrators IRB Chairs and IRB members Research Division Directors and Staff Other UNR entities, as faculty senate NSHE System Administration Office External Federal (DHHS, including the FDA; DVA) administrators, officials, inspectors, accreditation and audit teams Sponsors (both federal and industry sponsors) External Institutional officials (i.e. VASNHCS, Washoe Medical Center and University Medical Center in Las Vegas) and staff Community Members Reason for Contact To provide technical support as principal point of reference and consultation on IRB issues and all training activities To effectively facilitate compliant research and resolve any problems or complaints that may arise To serve as a resource regarding regulations and current assurance/compliance issues To coordinate with Office of Sponsored Projects Administration (OSPA) staff regarding approved, pending, and renewal of protocols on grant funded projects, various department directors regarding potential management of conflict of interest Interpret policy, create policy and procedure and inform campus of services, resolve problems, and exchange information Provide information for the Board of Regents regarding conflicts of interest Reason for Contact To accomplish all regulatory compliance activities To certify approved research and conduct protocol negotiations To facilitate negotiation of regulatory agreements, foster cooperative research or provide professional expertise To provide training to new IRB members, interacting with subcontract recipients 6. Indicate the minimum qualifications which are necessary in filling this position should it become vacant. Please keep in mind the duties/responsibilities of the position rather than the qualifications of the incumbent. a. Minimum educational level, including appropriate field, if any. Master’s Degree from a regionally accredited institution Position Description - Director, Office of Human Research Protection Page 6 b. Minimum type and amount of work experience, in addition to the above required education necessary for a person entering this position. Master’s Degree and four years of experience in a complex administrative environment, which includes public contact and implementing state and federal regulations to include IRB-related regulations, and research integrity or conflicts of interest. Preferred Licenses or Certifications: Certified Research Administrator (CRA) c. Indicate any license or certificate required for this position. Certification for IRB Professionals (CIP)