Contents

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Contents

List of Tables, Illustrations and Boxes ix

Preface xi

Abbreviations xv

Part I: Conceptual Considerations

1 Intergovernmental Organisations and Their Role in

David M. Law

2 Overview and Typology of IGO Norms for Security

Sector Reform and Governance

Oksana Myshlovska

3 Cooperation among SSR-Relevant IGOs

David M. Law

3

25

43

Part II: SSR Implementation

4 From Policy to Practice: Gauging the OECD’s Evolving

Role in Security Sector Reform

Alan Bryden

5 Security Sector Reform and EU Norm Implementation

Andrew Sherriff

6 From USSR to SSR: The Rise and (Partial) Demise of

NATO in Security Sector Reform

David G. Haglund

65

85

103

7 The OSCE’s SSR Operational Activities: A Piecemeal

Approach with Limited Results

Victor-Yves Ghebali

123

8 World Bank/IMF: Financial and Programme Support for SSR 137

Nicole Ball

9 Intergovernmental Organisations and Security Sector

Governance: Towards a Common ECOWAS Agenda

Adedeji Ebo

157

Part III: Patterns of IGO Cooperation

181 10 Challenges of Integration: Cooperation on

SSR within the UN System and Beyond

Vincenza Scherrer

11 Between Conflict and Cooperation: International Police

Reform Efforts in South Eastern Europe

Ursula C. Schroeder

12 NATO, SSR and Afghanistan

Candace Karp and Richard Ponzio

Part IV: Conclusions and Policy Recommendations

13 Taking Stock, Moving Forward

David M. Law

197

219

239

List of Contributors

About DCAF

293

295

List of Tables, Illustrations and Boxes

Table 1.1

Table 1.2

Table 1.3

Table 2.1

Typology of IGO Engagement in SSR

IGO SSR Profiles

SSR Field Activities

General SSR/G Norms

9

18

19

33

Table 2.2 IGOs’ Involvement in Norm Formation Regarding the 36

Role of Security Sector Actors

Illustration 3.1 Clusters within the Family of SSR-Relevant IGOs

Table 3.1 Main Principles of Cooperation for

54

55

Table 3.2

Table 3.3

IGO Cooperation Techniques

IGO Strategies and Tactics

Table 4.1 The Evolution of OECD DAC Norms and

Principles for SSR

Table 7.1 SSR-Related Police Activities in the Caucasus and

56

59

69

131

Box 8.1 Ministerial Statement on SSR Principles

Box 8.2 Lessons from the Afghanistan PFM Review of the

Box 8.3 Promoting Greater Transparency and Accountability in the Indonesian Military Budget

138

145

149

x

Table 8.1 Bank and Fund Adherence to SSR Norms

Table 9.1 Normative Basis for ECOWAS Democratic

Security Governance: The Protocol on

Democracy and Good Governance

Box 9.1 SSR Activities in the Draft ECPF

Table 10.1 UN Capacity for Post-Conflict SSR

Table 10.2 Typology of Cooperation/Coordination Patterns

Table 11.1 Typology of Organisational Interaction

Table 11.2 Who Does What

Table 13.1 IGO Strong and Weak Points

Box 13.1 Decalogue of Key SSR Norms

151

162

171

184

193

198

201

246

248

Preface

The DCAF Yearly Book series is designed to review recent research findings and field experience on themes in the area of security reform (SSR) and security sector governance (SSG) that have assumed a certain importance in the SSR/G policy and research community or can be expected to do so over the short to medium term. Thus, the 2003 and maiden version of the Yearly

Book ( Challenges of Security Sector Governance ) addressed the issue of security sector governance in the Euro-Atlantic and global contexts. The

2004 volume ( Reform and Reconstruction of the Security Sector ) contrasted the tasks involved in reforming an existing security sector with those that need to be engaged in reconstructing a security sector that has been destroyed by conflict. The 2005 Yearly Book ( Security Governance in Post-

Conflict Peacebuilding) went on to examine the distinct programme features of SSR/G in post-conflict settings. Last year’s volume ( Private Actors and

Security Governance ) addressed the role of private, non-statutory security sector actors and the challenges associated with their oversight and regulation. As all these studies have underlined, intergovernmental organisations

(IGOs) play a leading role in the development of thinking about SSR/G and the delivery of programmes in the field. The 2007 Yearly Book will have this dimension as its overriding theme.

A great many IGOs are involved in SSR or in SSR-related activities.

This volume looks at a selection of organisations that have taken the lead in the SSR field and/or have the potential for significantly developing their

SSR agendas in the future. These IGOs are the Organisation for Economic

Co-operation and Development (OECD), the European Union (EU), the

North Atlantic Treaty Organisation (NATO), the Organisation for Security and Co-operation in Europe (OSCE), the Council of Europe (CoE), the Economic Organisation of West African States (ECOWAS), the World Bank

(WB) and the International Monetary Fund (IMF).

This year’s volume examines the SSR/G role of these organisations under four headings. Part I focuses on conceptual issues that set the stage for the chapters that follow. The first chapter discusses why and how some IGOs have come to recognise SSR/G as a policy framework for their activities in the area of security and/or development, why others may follow their example and the policy implications that are raised by this trend. The second

xii chapter maps out the norms and standards for SSR/G that various IGOs have elaborated and offers a framework for categorising and comparing norm development across institutions. The third chapter analyses the commitments that IGOs have undertaken as well as the mechanisms that they have adopted to guide their cooperation with one another in programme implementation.

Part II offers case studies on how IGOs have implemented SSR in programme areas that are particularly representative of their overall action.

Thus, the chapter on the OECD reviews the organisation’s role in identifying

SSR/G best practices and in disseminating them among practitioners. The implementation of SSR/G norms in crisis management and prevention activities is the focus of the chapter on the EU. The chapter on the OSCE looks at some of the key SSR/G components of its field missions. The role of SSR/G norms in NATO’s partnership and enlargement programmes provides the substance for the chapter on the alliance. The central theme in the examination of the role of the WB and the IMF is their support for SSR/G implementation through financial and other programme activity and the normative dimensions of this activity as it pertains to SSR/G. Part II concludes with an analysis of ECOWAS, its evolving SSR-related normative framework and the prospects of the organisation developing a regional approach to SSR.

Part III of the Yearly Book offers three case studies on the way various actors, primarily but not exclusively IGOs, have worked together to implement and support the implementation of SSR. Its first chapter looks at

IGO cooperation in supporting reform of the public security sector in Eastern and Central Europe. The second chapter examines how the UN has worked with other actors in supporting SSR in integrated missions where the UN has had a prominent status. The issue of inter-institutional cooperation in SSR programmes in Afghanistan is the focus of a chapter focussing on NATO’s leading role in this theatre.

Part IV brings together the conclusions that can be drawn from the various case studies and puts forward policy recommendations for future

IGO work in the area of SSR/G.

The DCAF Yearly Book is produced against an extremely tight schedule.

This volume would not have been successfully completed without the invaluable support of a number of people. In particular, I would like to thank

Katie Meline and Oksana Myshlovska for their assistance in researching,

xiii compiling and editing this publication. I am also grateful to James Stocker for his excellent copy- and technical-editing assistance. Tim Donais, Herbert

Wulf and Funmi Olonisakin provided valuable comments on earlier drafts of the manuscript. Veit D. Hopf of LIT Verlag again guided us through the publication process with patience and encouragement. My thanks go in particular to the contributors, who agreed to write under considerable time pressure, and to DCAF colleagues Alan Bryden and Heiner Hänggi, whose experience as editors of previous Yearly Books has proven most useful in supporting this year’s effort. Last but not least, I would like to acknowledge the inputs of members of the DCAF International Advisory Board who in May

2007 participated in a Writers’ Workshop that brought together most of the contributing authors, a highly useful meeting at which surfaced many of the insights and policy recommendations that have gone into the present volume.

The Editor

Geneva, September 2007

ABP

Abbreviations

Afghanistan Border Police

CPA

CPC

CPDC

CRP

CSCE

CSPWG

CSTC-A

DAC

DCAF

DDA

DDR

DFID

DIAG

BCPR

BiH

BINUB

CARDS

CARPO

CEE

CFSP

CIDA

CIS

CNPF

CoC

CoE

COMISAF

Bureau for Crisis Prevention and Recovery (UNDP)

Bosnia and Herzegovina

Bureau Intégré des Nations Unies au Burundi

Community Assistance for Reconstruction, Development and Stabilisation (EU – Western Balkans)

CARDS Regional Police Project (CoE/EC)

Central and Eastern Europe

Common Security and Foreign Policy (EU)

Canadian International Development Agency

Commonwealth of Independent States

Counter Narcotics Police Force (Afghanistan)

Code of Conduct

Council of Europe

Commander, International Security Assistance Force in

Afghanistan

Cotonou Partnership Agreement

Conflict Prevention Centre (OSCE)

Network on Conflict, Peace and Development

Cooperation (OECD)

Critical Review Panel (OECD)

Conference on Security and Co-operation in Europe

Common Security Policy Working Group

Combined Security Transition Command-Afghanistan

(USA)

Development Assistance Committee (OECD)

Geneva Centre for the Democratic Control of Armed

Forces

Department for Disarmament Affairs (UN)

Disarmament, demobilisation and reintegration

UK Department for International Development

Disarmament of illegal armed groups

xvi

DPA

DRC

DSRSG

EAR

ECJHAT

ECOMOG

ECOWAS

ECPF

ESDI

ESDP

ESP

ETT

Department of Political Affairs (UN)

Democratic Republic of Congo

Deputy Special Representative of the Secretary-General

(UN)

European Agency for Reconstruction (EU)

European Commission Justice and Home Affairs Team

ECOWAS Monitoring Group

Economic Community of West African States

ECOWAS Conflict Prevention Framework

European Security and Defence Identity

European Security and Defence Policy

ECOWAS Standby Force

Embedded Training Team (Afghanistan)

EUPAT

EUPM

European Union Police Advisory Team in the Former

Yugoslav Republic of Macedonia

European Union Police Mission in Bosnia and

Herzegovina

EUPOL European Union Police Mission

EUPOL COPPS European Union Police Mission in the Palestinian

EUSEC

EUSR

FSC

FYROM

GAC

Territories

European Union Security Sector Reform Mission in the

DRC

European Union Special Representative in BiH

Forum for Security Co-operation (OSCE)

Former Yugoslav Republic of Macedonia

Governance and anti-corruption (World Bank)

GWOT

HCNM

Global war on terror

High Commissioner on National Minorities (OSCE)

HIPC Highly indebted poor countries

HQs Headquarters

IBRD

ICI

International Bank for Reconstruction and Development

(World Bank)

Istanbul Cooperation Initiative

ICRC

IDDRS

IFI

IF-SRR xvii

International Committee of the Red Cross

Integrated Disarmament, Demobilisation and

Reintegration Standards (UN)

International financial institution

Implementation Framework for Security Sector Reform

(OECD)

IOM

IPA

IPTF

ISAF

JCMB

JRC

JSSR

KFOR

KPS

LEOP

MAP

MDRP

MENA

MINUSTAH

MOJPS

MONUC

MPRI

MSC

NAC

NACC

NATO

NEPAD

NFP

International Organisation for Migration

Instrument for Pre-Accession (EU)

International Police Task Force (UN – Bosnia)

International Security Assistance Force in Afghanistan

(NATO)

Joint Coordination and Monitoring Board (Afghanistan)

Judicial Reform Commission (Afghanistan)

Justice and security sector reform

Kosovo Force (NATO)

Kosovo Police Force

Law Enforcement Officer Program on Combating Hate

Crime (OSCE)

Membership Action Plan (NATO)

Multi-Country Demobilization and Reintegration

Program

Middle East and North Africa

United Nations Stabilisation Mission in Haiti

Minister of Justice and Public Security (Burundi)

United Nations Mission in the Democratic Republic of

Congo

Military Professional Resources International

Mediation and Security Council (ECOWAS)

North Atlantic Council

North Atlantic Cooperation Council

North Atlantic Treaty Organisation

New Partnership for Africa’s Development

National Focal Point (OSCE)

xviii

ODIHR

OECD

OECD DAC

OHCHR

OLA

OMLT

ONUB

OSCE

OSCR

PACE

PAG

PAP-DIB

PER

PFM

PfP

PIC

PMSC

POLIS

PRGF

PRSP

PROXIMA

PRS

PRT

PSC

PSO

RCC

ROSC

SAA

SALW

SAP

Office for Democratic Institutions and Human Rights

(OSCE)

Organisation for Economic Co-operation and

Development

Development Assistance Committee of the Organisation for Economic Co-operation and Development

Office of the United Nations High Commissioner for

Human Rights

Office of Legal Affairs (UN)

Operational Mentor and Liaison Team (NATO –

Afghanistan)

Opération des Nations Unies au Burundi

Organization for Security and Co-operation in Europe

Office of the Senior Civilian Representative (NATO –

Afghanistan)

Council of Europe Parliamentary Assembly

Policy Action Group (NATO – Afghanistan)

Partnership Action Plan on Defence Institution Building

(NATO)

Public expenditure review (World Bank)

Public finance management (World Bank)

Partnership for Peace (NATO)

Peace Implementation Council for Bosnia-Herzegovina

Private military and security company

Policing OnLine Information System (OSCE)

Poverty Reduction and Growth Facility (IMF)

Poverty Reduction Strategy Paper (IMF)

European Union Police Mission in the former Yugoslav

Republic of Macedonia

Poverty Reduction Strategy

Provincial Reconstruction Team (NATO)

Private security company

Peace support operations

Regional Cooperation Council

Report on Observance of Standards and Codes (IMF)

Stabilisation and Association Agreement (EU)

Small arms and light weapons

Stabilisation and Association Process (EU)

SCR

SEE

SEECP

SEESP

SPAI

SPMU

SPOC

SRSG

Senior Civilian Representative (NATO)

South-East Europe, South Eastern Europe

South-East European Cooperation Process

Stability Pact for South Eastern Europe

Anti-Corruption Initiative (Stability Pact)

Strategic Police Matters Unit (OSCE)

Stability Pact Initiative against Organised Crime

Special Representative of the Secretary-General (UN –

Kosovo) xix

UNAMA

UNAMI

UNDP

UNDPKO

UNFPA

UNHCR

UNICEF

UNIFEM

UNIOSIL

UNLIREC

UNMIBH

UNMIK

UNOCI

UNODC

UNOG

UNOPS

UNOWA

UNSC

USAID

United Nations Assistance Mission to Afghanistan

United Nations Assistance Mission for Iraq

United Nations Development Programme

United Nations Department of Peacekeeping Operations

United Nations Population Fund

United Nations High Commissioner for Refugees

United Nations Children's Fund

United Nations Development Fund for Women

United Nations Integrated Office in Sierra Leone

United Nations Regional Centre for Peace, Disarmament and Development in Latin America and the Caribbean

United Nations Mission in Bosnia Herzegovina

United Nations Interim Administration Mission in

Kosovo

United Nations Operation in Cote d’Ivoire

United Nations Office on Drugs and Crime

United Nations Office in Geneva

United Nations Office for Project Services

United Nations Office for West Africa

United Nations Security Council

United States Agency for International Development

WMD

WTO

Weapons of mass destruction

Warsaw Treaty Organisation

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