vii TABLE OF CONTENTS A PTER TITLE PAGE TITLE PAGE i AUTHOR’S DECLARATION ii DEDICATION iii ACKNOWLEDGEMENT iv ABSTRACT v ABSTRAK vi TABLE OF CONTENTS vii LIST OF TABLES xii LIST OF FIGURES xiii LIST OF ABRREVIATIONS LIST OF APPENDICES 1 xviii xx INTRODUCTION 1.1 Background of Study 1 1.1.1 3 Acoustic Remote Sensing Technique in Seafloor Study 1.1.1.1 Multibeam Side Scan (MB SS) 4 1.1.1.2 Seafloor Backscatter Envelopes (Snippets) 5 1.1.2 Correcting the Multibeam Snippets Data 7 1.1.3 Statistical Analysis of Multibeam Snippets Data 8 in Shallow Water 1.2 Problem Statements 8 1.3 Objectives 9 1.4 Scope of Study 10 1.5 Significance of Study 10 viii 2 1.6 Thesis Layout 11 1.7 Contributions of Research 12 1.8 Summary 12 MULTIBEAM ACOUSTIC BACKSCATTERING 2.1 Introduction 13 2.2 Sea Water Acoustic Waves and Physical Characteristics 14 2.2.1 Acoustic Field 15 2.2.2 Sound Speed Measurements in Water 16 2.3 2.4 Acoustic Remote Sensing 16 2.3.1 Vertical-Incidence Sonar Approach 18 2.3.2 Side Scan Sonar Approach 18 2.3.3 Multibeam Sonar Approach 20 Multibeam Echosounder Systems (MBES) 21 2.4.1 22 Principle of Multibeam Echosounder Systems Operation 2.4.2 2.5 2.6 2.7 Transducer Arrays 22 2.4.2.1 Flat Array Transducer 23 Principles of Acoustic Backscatter 24 2.5.1 Introduction 24 2.5.2 Scattering o f Sound from the Seafloor 28 2.5.3 Seafloor Backscatter Strength 30 2.5.4 Physical Properties of the Seafloor 31 2.5.5 Angular Dependence of Acoustic Backscatter 33 Classification o f Multibeam Backscatter Data 37 2.6.1 Seafloor Terrain Characteristics 38 2.6.2 Analysis of Backscatter Mosaics 38 Modelling Seafloor Backscatter Strength 39 2.7.1 Statistical Analysis of Multibeam Backscatter Data 42 2.7.2 Theoretical Models 43 2.7.2.1 Rayleigh Distribution Model 44 2.7.2.3 Log-normal Distribution Model 44 ix 2.8 Computer Aided Resource Information System (CARIS) 45 2.8.1 45 Total Propagation Uncertainty (TPU) Filter 2.8.2 Swath F ilter 46 2.8.3 Combined Uncertainty and Bathymetric 47 Estimator (CUBE) 2.9 2.8.3.1 Hypothesis Resolution 48 Bathymetry Associated with Statistical Errors 49 (BASE) Surface 2.10 3 Summary 51 MEASUREMENTS OF MULTIBEAM SNIPPETS DATA 3.1 Introduction 52 3.2 Usage of Multibeam Echo Sounder System 52 3.2.1 54 Reson SeaBat 8124 Multibeam System Descriptions 3.2.1.1 Phase Detection 56 3.2.1.2 Interferometric Detection 57 3.2.1.3 Pulse Width 58 System Settings 59 3.2.2.1 Transmitting Signal 59 3.2.2.2 Receiving Signal 60 Dynamic Focusing 61 Multibeam Snippets Data Logging 63 3.3.1 Reson SeaBat 8124 Processor Firmware Upgrade 63 3.3.2 81 -P Setup for Snippets and Bathymetric Data 63 3.2.2 3.2.3 3.3 3.4 Preliminary view of determining the Snippets 68 Intensities Target Strength 3.5 4 Summary 71 RADIOMETRIC AND GEOMETRIC CORRECTION OF MEASURED MULTIBEAM SNIPPETS DATA 4.1 Introduction 72 X 4.2 Radiometric Correction of Measured Multibeam Snippets 74 Data 4.2.1 CARIS Software Processing 74 4.2.1.1 Procedures for CARIS Software 75 Processing 4.2.1.1.1 Vessel Configuration 75 4.2.1.1.2 HIPS Vessel File (HVF) 77 Processing 4.2.1.1.3 Create a New Project 79 4.2.1.1.4 Converting Raw Data 82 4.2.1.1.5 Open a Project 84 4.3 Multibeam Snippets Intensities Data 85 4.4 Removal of System Time Varied Gain (TVG) 88 4.4.1 Time Varied Gain (TVG) Correction 89 4.4.2 Multibeam Snippets Data Corrected for System 95 Settings 4.5 Geometric Correction of Measured Multibeam Snippets 96 Data 4.5.1 Correcting for Local Bottom Slope and Seafloor 96 Insonified Area 4.5.2 4.6 5 Correcting for Angular Dependency Summary 98 101 SEAFLOOR CLASSIFICATION USING STATISTICAL ANALYSIS METHOD 5.1 Introduction 102 5.2 Gridding of Multibeam Snippets Data 102 5.3 Statistical Distribution Model in Seafloor 103 Classification 5.3.1 5.4 Gamma Distribution Model Seafloor Classification using Statistical Analysis 103 106 Method 5.5 Summary 113 xi 6 ANALYSIS ON THE INTENSITIES AND STATISTICAL VARIATIONS OF MULTIBEAM SNIPPETS DATA 6.1 Introduction 114 6.2 Dependence of Multibeam Snippets Data on the 115 Incidence Angle 6.3 Dependence of the Multibeam Snippets Peak 118 Intensities on Incidence Angle 6.4 Statistical Distribution of the Multibeam Snippets 121 Intensities 6.4.1 Analysis of Data in Fitting with Gamma 121 Distribution Model 6.4.2 6.5 7 Kolmogorov-Smimoff (KS) Statistical Test Summary 125 128 CONCLUSIONS AND RECOMMENDATIONS 7.1 Conclusions 130 7.2 Recommendations for Future Work 132 REFERENCES Appendices A -E 133 147-165 xii LIST OF TABLES TABLE NO. 2.1 TITLE Typical values of density, sound speed and resulting PAGE 29 acoustic impedance for various grades of sediment 2.2 Input parameters for APL model 41 2.3 Different methodologies of BASE surface 50 2.4 The relationship between degree of resolution and 51 depth 5.1 Groups of measured multibeam snippets data 109 6.1 Scale (A) and shape (P) parameters for the fitting 123 with gamma distribution model shown in Figure 6.7 6.2 Statistical distribution functions 125 6.3 Groups of angle domain 126 xiii LIST OF FIGURES FIGURE NO. TITLE PAGE 1.1 Principle of single beam echo sounder 2 1.2 Principle of multibeam echo sounder 2 1.3 Multibeam Side Scan Sonar Imagery 5 1.4 Multibeam snippets imagery 6 1.5 Derivation of multibeam backscatter imagery 6 1.6 Study area 10 2.1 MBES beam footprint and swath coverage 22 2.2 Beam footprints resulting from the intersection of 23 transmission and reception in RESON SeaBat 8124 MBES 2.3 Example for flat transducer arrays 24 2.4 Spherical spreading o f an acoustic wave 26 2.5 Temperature dependence for oceanic waters (34-36 ppt) 27 2.6 Schematic representation of the reflection, 28 transmission and scattering of acoustic energy at smooth and rough bottom 2.7 Geometric arrangement for measuring backscatter 31 strength 2.8 Wave phase shift due to seafloor roughness 32 2.9 Surface scattered patterns at oblique incidence 33 (a) A smooth surface reflecting coherently the Incidence Wave; (b) A rough surface with a large fraction of acoustic energy scatter incoherently 2.10 Illustration of the -3dB limit from a hypothetical acoustic beam 34 xiv 2.11 Geometry of incident pulse length on the seafloor for 35 beams at normal and oblique incidence 2.12 Across-track slope is corrected to the angle of 35 incidence with the instantaneous swath profile 2.13 Correction for the angle of incidence using a 36 swath series to determine along-track slope 2.14 CUBE Hypothesis 48 3.1 System performance of Reson SeaBat 8124 system 55 3.2 Phase and amplitude detection 56 3.3 Principle of interferometric detection 57 3.4 Pulse width influence on measurement; 58 a small pulse results in a better resolution than a large pulse width. 3.5 Sonar head of Reson SeaBat 8124 multibeam 60 system 3.6 TxPower Settings 60 3.7 RxGain Settings 61 3.8 Beam patterns of the Reson SeaBat 8124 62 multibeam system receive array modeled with (green) and without (blue) dynamic focusing 3.9 BITE display screen 64 3.10 Geo Referencing in backscatter computation setup 64 3.11 Flat bottom assumption 65 3.12 Altitude parameters in backscatter computation setup 66 3.13 Normalization of backscatter data 66 3.14 Channel selection 67 4.1 Work flow of radiometric correction of measured 73 multibeam snippets data 4.2 CARIS HIPS and SIPS 7.0 75 4.3 Caris HIPS and SIPS Vessel Wizard 77 4.4 Vessel File Creation 78 4.5 Vessel in 3D Graphic Display 78 4.6 Project information requirements 79 4.7 Adding created vessel file 80 xv 4.8 Adding day 80 4.9 Description of created proj ect 81 4.10 Selecting UTM zone 81 4.11 Defining the geographic view of project extent 82 4.12 Select format of file to be converted. 83 Select XTF from the list 4.13 Select Navigation Coordinate Type. Choose 83 Ground and UTM-WGS84 Zone 1IN. Accept the default navigation limits 4.14 Click Convert Side Scan check box and select 84 Sonar Channel 1,2. Set both Navigation data field and Gyro data field to Ship respectively and select Apply Image Enhancement 4.15 Window of Open Project 84 4.16 Ship track line of selected project 85 4.17 Measured multibeam snippets intensities data in 86 ASCII format 4.18 Plan view of measured multibeam snippets intensities 87 data 4.19 Plan view of measured multibeam snippets intensities 87 data with different depths interval 4.20 Outliers 88 4.21 Outliers removed 88 4.22 Various gain options 90 4.23 Various losses when the signal travels through the 91 water column and seabed; received levels versus source levels for an arbitrary model 4.24 Transmission loss as function of the frequency 93 4.25 Signal display window 94 4.26 Signal display window of backscatter intensities 94 (before Time Varied Gain correction) 4.27 Signal display window of backscatter intensities (after Time Varied Gain correction) 94 xvi 4.28 Plotting of multibeam snippets data (dB) without 95 correction for system settings 4.29 Plotting of multibeam snippets data (dB) after 95 correction for system settings 4.30 Influence of local bottom slopes correction 98 4.31 Before correction for angular dependency 99 4.32 After corrected for angular dependency 99 4.33 Work flow of geometric correction and 100 seafloor classification 5.1 Multibeam snippets data gridded to 1 x 1 meter grid 103 cell size 5.2 Gamma distribution model fitting with snippets data 104 5.3 Grab Sampler 106 5.4 Muddy sea bottom 106 5.5 Snippets intensities plotted map 107 5.6 Selecting desired area (1) 107 5.7 Snippets intensities distribution histogram 108 5.8 Selecting desired area (2) 108 5.9 Snippets intensities distribution histogram 109 5.10 Multibeam snippets data intensities (Group 1) 110 5.11 Multibeam snippets intensities distribution histogram 110 (Group 1) 5.12 Multibeam snippets data intensities (Group 2) 111 5.13 Multibeam snippets intensities distribution histogram 111 (Group 2) 5.14 Multibeam snippets data intensities (Group 3) 112 5.15 Multibeam snippets intensities distribution histogram 112 (Group 3) 6.1 Intensities for inner beams (~ 0°) 115 6.2 Intensities for moderate beams (-3 0 °) 116 6.3 Intensities for oblique beams (~ 60°) 117 6.4 Numerical modelled mean value of the peak 119 intensities versus number of samples xvii 6.5 Mean intensities strength (peak and average) versus 120 incidence angle 6.6 Skewness squared versus kurtosis of multibeam 122 snippets intensities with different angular domains 6.7 Probability density for multibeam snippets intensities 123 for domains of incidence angles; black line shows the fitting with gamma distribution model 6.8 The value of gamma shape parameter, p versus 124 incidence angle 6.9 Probability of false alarm fitting with distributions 126 model for normalized multibeam snippets intensities (near - nadir angle) 6.10 Probability of false alarm fitting with distributions 127 model for normalized multibeam snippets intensities (moderate angle) 6.11 Probability of false alarm fitting with distributions model for normalized multibeam snippets intensities (oblique angle) 127 xviii LIST OF ABRREVIATIONS ASCII - American Standard Code for Information Interchange AUV Autonomous Operated Vehicle B.A - Backscatter Area BASE - Bathymetry with Associated Statistical Error BITE - Built-In Test Environment BS - Backscatter Coefficient BTS - Bottom Target Strength CARIS - Computer Aided Resource Information System CDF - Cumulative Distribution Functions CLT - Central Limit Theorem CUBE - Combined Uncertainty and Bathymetric Estimator DB - Decibel DEM - Digital Elevation Model DNC - Digital Nautical Chart DpTPU - Depth Error Estimate EEZ - Exclusive Economic Zone EL - Echo Level ENC - Electronic Navigation Chart GIS - Geographic Information System GLCM - Grey Level Co-Occurrence Matrix HDCS - Hydrographic Data Cleaning System HIPS - Hydrographic Information System HVF - HIPS Vessel File Hz - Hertz HzTPU - Horizontal Error Estimate xix IHO - International Hydrographic Organization IL - Acoustic Intensity KS - Kolmogorov-Smimoff MBES - Multibeam Echo Sounder MBSS - Multibeam Side Scan MRU - Motion Reference Unit MSP - Method of Small Perturbation NPD - Norwegian Petroleum Directorate PDF - Probability Density Distributions PPT - Parts Per Thousand RMS - Root Mean Square ROV - Remotely Operated Vehicles RP - Reference Point SBES - Single Beam Echo Sounder SCS - Seafloor Classification Systems SIPS - Sonar Image Processing System SNIPPETS - Seafloor Backscatter Envelopes Std Dev - Standard Deviation SSA - Small Slope Approximation TL - Transmission Loss TPU - Total Propagation Uncertainty TVG - Time Varied Gain XTF - Extended Triton Format XX LIST OF APPENDICES APPENDIX TITLE PAGE A Overall Methodology 147 B RESON SeaBat 8124 Multibeam Sonar 149 Processor Firmware Upgrade C Multibeam Snippets Intensities Data (dB) 151 D Matlab Code 161 E Multibeam Snippets Intensities Distribution Map 165