Accelerating Translational Research and Clinical Studies Using Virtual Data Rooms BY MICHELLE SMITH In the life science research arena, competitors struggle daily to accelerate the product development life cycle associated with bringing quality healthcare solutions and discoveries to market. This white paper makes the case for a virtual data room, a centralized document management solution that is affordable, secure and provides controlled easy accessibility for sponsors, investigators, stakeholders and regulatory authorities. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 1 TABLE OF CONTENTS The Case for Virtual Data Rooms............................................................................ 3 The Critical Path Towards ....................................................................................... 4 Efficient Document Management ............................................................................ 4 Surveying the Critical Path – Obstacles and Roadblocks ................................................... 4 Surveying the Critical Path - Needs ................................................................................... 5 Surveying the Critical Path - Industry Challenges .............................................................. 7 The Critical Path Forward – Technological Strategies...................................................... 10 The Critical Path Forward – Results and Benefits ............................................................ 11 The Critical Path Forward – The Validation Process ........................................................ 14 Conclusion .............................................................................................................. 17 About the Author .................................................................................................... 17 Resources ............................................................................................................... 18 Appendix ................................................................................................................. 19 Affordable Secure Information Exchange ......................................................................... 19 The V-Rooms CFR 21 part 11 Validation Process ........................................................... 20 Program Features................................................................................................... 21 Document encryption ....................................................................................................... 21 Password Control ............................................................................................................ 21 Watermarking .................................................................................................................. 21 Intuitive Design ................................................................................................................ 21 Advanced Search Functionality ....................................................................................... 21 Activity Tracking .............................................................................................................. 22 Reporting ......................................................................................................................... 22 Terms Of Use .................................................................................................................. 22 V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 2 The Case for Virtual Data Rooms Affordable and effective document and data management solutions are currently seldom used for studies by life science researchers and professionals. Negotiating the critical path forward by moving from a paperdriven clinical trial to an electronically efficient trial in order to accelerate the process and achieve high quality results involves more than just a review of unsuccessful systems currently in place. What is required of these studies is more than just an investment in a document management solution. It’s pivotal that the investment includes a service team that understands the work of the clinical trial team and how roles shift and reintegrate after implementation of a document management solution. This white paper makes the case for a centralized, easily accessible document management solution using Virtual Data Rooms (VDRs) to promote time management and efficiency in initiating a study for sites, sponsors and Contract Research Organizations (CROs). Topics include: The current state of document management at study sites The challenges facing site management in acquiring a document management solution The benefits and rewards for both study facilities and sponsors The importance of validation as a process required by the FDA V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 3 The Critical Path Towards Efficient Document Management SURVEYING THE CRITICAL PATH – OBSTACLES AND ROADBLOCKS To get medical advances to patients, product developers must successfully progress along a multi-dimensional critical path that leads from discovery or design concept to commercial marketing. There is a technological disconnect between the discovery and the product development process – the steps involved in turning new laboratory discoveries into treatments or products that are safe and effective. The current medical product development process is no longer able to keep pace with basic science innovation. Today’s translational research and clinical trial facilities are swimming in information and drowning in documents. Critical process changes are needed to improve the product development process itself by establishing and using new technological tools for document and data sharing, organization and management. The use of virtual data rooms provides such a solution, allowing document exchange and review from the very beginning of the study process. The rise in the number of investigative sites has increased the need, complexity and cost of exchanging and managing documents and data related to clinical trials. In this ever-increasingly regulated environment, the continued use of traditional, non-secure methods – email, fax, overnight courier – to exchange confidential and time sensitive documents could eventually prove devastating when this manual system fails to securely manage and transfer critical study data within, to and from the various study stakeholders. “There are mountains of documents generated during preclinical and clinical phases. Without an efficient system for managing those documents, thousands of man-hours are spent even on the simplest of tasks.” There are mountains of documents generated during the preclinical and clinical phases. Without an efficient system for managing those documents, thousands of man-hours are spent even on the simplest of tasks. Not only does the number of documents grow during this phase, but the number of people who review and revise those documents grows exponentially as well. There are costs involved in providing a solution. According to Gartner, a world renowned IT research firm, companies can spend more than 75% of their IT budget on maintaining their traditional software systems. A virtual data room solution would provide not only a means of secure document exchange, but it would also speed the study’s life cycle process by allowing real-time document review and updates, while providing automatic notification to key personnel when new documents or data are available for review. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 4 SURVEYING THE CRITICAL PATH - NEEDS There is a growing critical need for a more flexible, scalable, secure and central repository of documents - a need for a technological tool to allow facility staff members and key sponsor personnel to access all of a trial’s documents residing in a real-time accessible location. Different levels of user access need to be provided to determine what information is available to each user, complete with automated audit trails detailing document usage. There is also a need for document exchange, management, secure storage and retrieval processes. A cohesive document management solution to provide a secure, compliant and easy-to-use portal for preclinical and clinical documents is imperative to the long term success of any study. What is needed is a solution that stores active trial documents from various sources which is compliant with FDA requirements, as outlined in the Code of Federal Regulations (CFR) 21 Part 11 that would support data controls and provide audit trails for traceability. Envision a document management solution that would enable study directors, sponsors and facility team members to manage, organize, search and review the massive amount of information generated during the study. Imagine a solution that could then be used to help assimilate the final study findings and reports that are generated and returned to a study sponsor. Such a document management solution would shorten the amount of time needed for the clinical trial process, which translates into thousands and in some cases, millions of dollars in cost savings. There is a also an increasing demand for global site communication, accelerated secure document exchange and simplified tracking, that would enable study teams to attain key milestones more quickly and efficiently than the current paper-based process allows. These teams need a central repository for all documents that would enable study communications with all participants to be as efficient and secure as possible. Start-up documentation should be available and distributed in a real-time manner with completed documents collected and stored in one central organized, secure location. For the sponsor and CRO, the ability to ascertain the accuracy of information through the provided solution is critical to improving cost control and meeting timeline milestones. A virtual data room solution will allow updates to study documents, help with establishing standard operating procedures and allow real-time monitoring of contract revisions and approvals. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 5 Teams need the ability to review and confirm documents electronically instead of relying on unsecured email exchange of information or waiting until the next on-site visits. With clinical trials underway on a global basis, site operators, management personnel and sponsors alike need to be able to access documents from a web browser 24x7x365 from anywhere in the world. These same people need the ability to share files of any size and type, with any party without using email as a delivery mechanism. To make this cost effective and manageable, team members need a way to store and organize the documents they already have without migrating them to some standard format before uploading to share with sponsors and other study personnel. There is a need for informatics support on a core facility level. Such service cores would use a common information and document exchange portal to meet exchange demands of all modern file types and formats. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 6 SURVEYING THE CRITICAL PATH - INDUSTRY CHALLENGES The lack of document exchange solutions and cohesive data management systems for facilities in the translational research and pharmaceutical industries is of critical concern. Such sites are in dire need to store, mine, search and assimilate the massive amounts of information and documents generated during the study process. From the very start of a product development life cycle, the ability for a sponsor or CRO to track the status of key documents is vital to the study process. Documents generated during contract and budget negotiations and during the review and approval period by Institutional “From the very start of a product Review Boards (IRB) are critical to the start-up of the development life cycle, the ability study. A research site’s inability to manage and for a sponsor or CRO to track the track these documents successfully continues to be status of key documents is vital to one of the main causes of delay in time-to-market for the study process.” products and drug development. Long-term document and data storage for study information is also a concern since information related to a study must be maintained and accessible for up to seven years. Most facilities continue to use multiple ineffective methods of document storage and exchange. The data and documents may be stored on individual computer workstations, numerous server machines and various independently managed portable storage devices. The downfalls in these types of systems are: “Lost” information due to the inability to search multiple individual workstations for documents The inability to recover lost documents and information in the event of workstation crashes or failures An inability to track document revisions or notify key personnel when new information is received on an existing study Time consuming and costly maintenance and upgrades for software on workstations and servers Difficulty in guaranteeing that individual stations are backed up properly in the event of workstation failures Lack of provision for audit trails created for receiving, editing or sending documents Confidential information stored on unsecured workstations which may be accessed by unauthorized personnel No system to create a centralized calendar for facility personnel to stay aware of study milestone dates and the status of those events Compliance issues with workstations and the software used to create and store documents Expensive and unpredictable costs for hardware, software and IT personnel to manage the systems V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 7 Also important is the concern for a secure environment for preparing confidential time-sensitive documents during the study process. The site coordinators and sponsors need access to important information regarding stored documents: which documents were viewed, who viewed them and when they were viewed. In addition to providing secure information storage, the ability to distribute information in a quick and secure manner while at the same time eliminating difficult-to-manage File Transfer Protocol (FTP) sites and internal servers, would help to avoid security concerns and capacity limitations of using email. Long term archiving of scientific data is also a major concern. There are prominent issues with increases in the number of files and their corresponding sizes in addition to the proliferation of complex and varied file formats. Also, many facilities utilize their own methods for organizing data and face problems including truncated filenames and the absence of nomenclature for data sharing. According to a survey of 252 US-based investigative sites, approximately twenty-five percent of survey respondents working with paper-based methods of communication claim to spend in excess of three hours per week searching for documents. Fifty-two percent stated that when traditional means, such as faxing, mailing, or overnight courier, are used sponsors ask them to re-send documents a couple of times a week. Without the ability to effectively track the delivery for critical documents, such redundant efforts tend to be commonplace. Internal software solutions to address these issues are often too expensive or complicated. The absence of a means for organizing and searching for documents based on key words or subject matter in the assimilation of study data inhibits study directors in the preparation of final reports for sponsors. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 8 Many facilities attempt to develop custom data and document management solutions and although a few succeed, many find the process time consuming and expensive. With the widespread use and accessibility of the Internet, translational research and pharmaceutical facilities have new options when seeking a solution for document exchange and data collaboration. The use of virtual data rooms provides such a solution, allowing document exchange and review throughout the study process. Assumptions A knowledge worker’s annual salary is $80,000 (a low estimate). The average knowledge worker spends six hours per week or a conservative 15% of work time on average searching. These searches are unsuccessful an average of 50% of the time resulting in an overall 7.5% wasted time, depending on the type of search. Calculation of Cost $80,000 x 7.5% = $6,000/year in time spent in wasted searches per knowledge worker. $80,000 per year annual salary 7.5% wasted search time 1,000 workers in enterprise $6,000,000 per year loss The Cost of Wasted Time V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 9 THE CRITICAL PATH FORWARD – TECHNOLOGICAL STRATEGIES By establishing document management and collaboration strategies at the start-up of a study, a team could accelerate the clinical life cycle and add layers of security and control over the entire process. The team needs the timely ability to track, manage and review the latest documents, from IRB approvals to site and study contracts. To accelerate the process, studies need a single, centralized, web-accessible, secure location where scientists, facility operators, management personnel and sponsors alike may easily monitor and share the information from the launch. The ability to coordinate activities without having to rely on emailed, faxed or shipped documents is necessary. This approach significantly reduces the need to schedule physical “sit down” meetings to review these documents. As the study begins, the ability to have access to a portal, by logging in and viewing documents from site researchers, combined with an event calendar for the study, is highly desirable. Also, being automatically notified of any documents that need review or approval would eliminate the hours wasted searching for documents in their physical location. An automated process to ensure that team members who need to know that new information is ready and available, just by the document itself being uploaded to a virtual data room, saves time and money. As the study progresses and the time nears to begin assimilating the massive number of documents generated during a study, the program director needs the ability to log in to a central repository to turn the concept of a solution into a concise presentable package. This summarized package then can be presented to a “This approach significantly sponsor during the study and at its completion. The reduces the need to schedule hurdle is doing so in a consistent and timely manner. The current path of gathering notebooks of physical ‘sit down’ meetings to handwritten pages, spreadsheets full of data from review these documents.” individuals, data from other scientific devices and documents or images supporting the findings acquired during the study progress is quite daunting. This wide collection of information needed to formulate the final study report is, in some cases, overwhelming for a study director. The burden of assimilating mountains of unruly documents can end up causing delays in producing the final study report that is crucial to medical product development. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 10 Software solutions can be supplied as both “validated” and “validatable”. Software is validated in the sense that it has been verified by the vendor and functions according to project specifications. Software that is validatable extends the responsibility to the in-house software administrator to ensure compliance with current document storage and retrieval regulations. Re-validation in both instances is necessary to accommodate changes due to software upgrades and system maintenance. By hosting data in a virtual data room, not only are operational efficiencies increased, but there is also the ability to: Pool data across phases Allow staff to oversee and manage study trial data through a single role-based user interface Obtain rapid, near real-time access to data Respond to regulatory authority questions quickly and confidently Utilize data to make go/no-go decisions The data should be stored in a centralized environment to which access is provided based upon defined roles and security policies. This eliminates the time that is spent tracking down information internally or through a CRO, allowing more time to focus on analyzing data more productively and proactively. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 11 THE CRITICAL PATH FORWARD – RESULTS AND BENEFITS Document management is the first critical step in developing a cohesive data management solution for pharmaceutical research sites. Can the pharmaceutical industry leverage knowledge management to reconfigure the pharmaceutical value chain and harness the benefits of document management solutions more efficiently? Companies need to start thinking in terms of “Return On Investment” (ROI) as well as “return on experience.” An investment made in software solutions and validation processes could transform a struggling operation into a successful, market-ready leader in the pharmaceutical research arena. Access to information on health and medicine via the Internet has altered society’s expectations with the healthcare industry. Electronic data systems integrated with preclinical and clinical trial management systems will require more sophisticated functionality. This endeavor requires three main elements: A shared, secure document exchange system Trained and willing collaborators and staff A common online environment in which to work (i.e. the Cloud) A successful web-based document management solution would assure effective document control throughout the entire product development life cycle by simplifying workflows, promoting efficiency and, centralizing document exchange and storage while making compliance easier. The creation of an environment for early document review would speed up the submission and assembly processes, thereby reducing time to market. Time and cost associated with travel and the sheer volume of paperwork involved would be drastically reduced. “Access to information on health and medicine via the Internet has altered society’s expectations with the healthcare industry” This would enable the researchers and sponsors to archive, mine and collaborate on preclinical or clinical study documents. Additionally, web-based systems require no installation, storage or maintenance on in-house computers. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 12 Providing a Software-as-a-Solution (SaaS) infrastructure for document management will allow companies to focus on their core business efforts, accomplishments and results. On-demand document exchange systems additionally allow sponsors to review materials and provide approval electronically, resulting in increased efficiency through automation. A virtual data room reduces the overall document cycle time and simplifies document management through its automated notification functionality. The tracking features help identify bottlenecks in document flow – receipt, review, approval and return – by showing when a document was received and from whom, and by showing who has reviewed and revised each document, a feature critical for compliance purposes. A virtual data room should be able to handle all types of documents and files such as web pages, XML files, audio, video, images and PDF documents, just to name a few. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 13 The unique and complex content-related technology needs of the pharmaceutical industry push most software limits. The document management requirements are intensive, and missed information can cost a company years of research and millions of dollars. According to Michael Padilla, COO, TCA Group Bio-Life Science Division, the total time-to-market for a new drug now averages 10-15 years, and the average cost for bringing a new drug to the clinical trial stage is a staggering $802 million. Within the seven major challenges that Padilla identifies in his article, four of these are addressable with a virtual data room solution: Reducing time-to-market in order to achieve double-digit growth in earnings and revenue Reducing both drug development costs and drug expenses for consumers and insurance companies Increasing patent protection and reducing litigation Growing tendency for drug companies to merge or partner to fill the pipeline and reduce costs adds to the complexity of building integrated information systems V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 14 THE CRITICAL PATH FORWARD – THE VALIDATION PROCESS The FDA’s CFR 21 Part 11, has encouraged the drug industry to migrate towards electronically stored information. These guidelines allow pharmaceutical companies to use electronic documents "in lieu of paper records, both when submitting documents to the FDA and when maintaining internal drug company documents.” Drug companies have been electronically storing much of their supporting data for new drugs since the 1990s, and acceptance of documents submitted in electronic format was a critical FDA decision. Companies that provide industry-specific software applications with both specialized and standard productivity tools to manage the information are emerging on the clinical trial scene. While instituting a document solution to enable pharmaceutical research organizations to produce study results in a timely and efficient manner is critical, regulatory requirements place the burden of system and software validation on the sites, or end-user, performing the Good Laboratory Practices (GLP) studies. The validation process consists of identifying and testing all aspects of a process that could affect the final report or product. Prior to the testing of a process, the software itself must be properly qualified. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 15 The General Principles of Software Validation (FDA 2002) states that "software verification provides objective evidence that the design outputs of a particular phase of the development life cycle meet all of the specified requirements for that phase." It also defines validation as: "Confirmation by examination and provision of objective evidence that software specifications conform to user needs and intended uses, and that the particular requirements implemented through software can be consistently fulfilled." The software validation guideline states: “The software development process should be sufficiently well planned, controlled and documented to detect and correct unexpected results from software changes." The above definition of validation discusses production of evidence that a system will meet its specification. This definition does not refer to a computer application or a computer system but to a process. The main implications here are that validation should cover all aspects of the process including the application, any hardware that the application uses, interfaces to other systems, the users, training and documentation as well as the management of the system and the validation itself after the system is placed into use. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 16 Conclusion The technological disconnect between the discovery and product development process is a costly one. The hours lost in searching through the massive number of documents generated in the study process have a significant impact on the overall study cost. A successful electronic webbased document management solution will assure effective document control throughout the pharmaceutical product development life cycle by simplifying workflows, promoting efficiency, centralizing document exchange and storage, resulting in maximum compliance efficiency. The creation of an environment where documents can be reviewed quickly will speed up the submission assembly process, thereby improving time to market. Document management is the first critical step in developing a cohesive data management solution for pharmaceutical research sites. However, a software solution for document management is only one facet of this initial stage. Also critical to the overall success is engaging a team that understands the study process as well as the regulatory requirements involved in storing, managing and retrieving those documents for use in the final study reporting phase. About the Author Michelle Smith is an Independent Software Validation Consultant. She assists preclinical and clinical facilities with the software validation process including documentation and testing for installation, operation, security, functionality and performance of software systems in a preclinical environment, and the development of procedures to ensure that the software system meets all quality goals that are outlined by internal quality management processes and external regulatory bodies. Additionally, Ms. Smith works with her clients to determine if regression testing is required with any software updates to ensure that no new errors have been introduced during the software enhancement update. Her process ensures the structural integrity of software installation and provides detailed functional testing. Michelle has worked directly with the V-Rooms™ solution to assure compliance with FDA CFR 21 Part 11 guidelines. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 17 Resources Della Cioppa, Giovanni, John Orloff, and Isabelle de Zegher. "Delivering on the EClinical Vision." Touch Health Sciences. Novartis Pharma AG, 2006. Web. 07 May 2011. <http://www.touchhealthsciences.com/articles/delivering-eclinical-vision>. "How Effective Document Management Helps Pharmaceutical Companies Accelerate Time to Market." NG Pharmaceutical US. GDS Publishing, Oct. 2007. Web. <http://www.ngpharma.com/article/How-Effective-Document-Management-HelpsPharmaceutical-Companies-Accelerate-Time-to-Market/>. "PointCross Releases Pre-Clinical Study Lifecycle and Data Management Suite (PC-LDM(TM)) For Multi-Party Environments." PRNewswire / PointCross, 04 Oct. 2007. Web. 05 May 2011. <http://www.prnewswire.com/news-releases/pointcross-releases-pre-clinical-study-lifecycleand-data-management-suite-pc-ldmtm-for-multi-party-environments-58464607.html>. Padilla, Michael - COO. "Solving Information Problems in the Pharmaceutical Industry a Goal to All." TCA Group Bio-Life Science Division, 29 May 2008. Web. <http://www.tcagroup.com/images/Solving_Information.pdf>. Shurell, Alison. “The Growing Complexity of Clinical Trials Requires a Software-as-a-Service-based Approach to Document Exchange”. IntraLinks. Touch HEALTHSCIENCES.com. <http://www.touchhealthsciences.com/articles/growing-complexity-clinical-trials-requiressoftware-service-based-approach-document-exchan>. Szymanski, Jacek. AN INTEGRATED INFORMATICS INFRASTRUCTURE FOR PRE-CLINICAL. Diss. CASE WESTERN RESERVE UNIVERSITY, 2007. Cleveland, OH: Department of Electrical Engineering and Computer Science, 2008. <http://etd.ohiolink.edu/view.cgi?acc_num=case1196266590>. US Food and Drug Administration, Challenges and Opportunities Report – March 2004, “Innovation or Stagnation: Challenge and opportunity on the critical path to new medical products.” <http://www.fda.gov/ScienceResearch/SpecialTopics/CriticalPathInitiative/Critical PathOpportunitiesReports/ucm077262.htm> Zorayr Khalapyan, Alexander Roth, Lee Borenstein. “Automated Data Import and Validation Framework for a High-Throughput Laboratory”. UCLA School of Public Health, Global Bio Lab. <http://www.ph.ucla.edu/gbl/publications/KhalapyanZorayr%20LabAutomation%20 LabAutomation%20Poster%20Jan2011.pdf> V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 18 Appendix V-ROOMS: AFFORDABLE SECURE INFORMATION EXCHANGE The complex process of bringing a bio/pharmaceutical product, medical device or diagnostic tool from discovery to market is expensive, risky and time consuming. Simultaneously, the competitive landscape is getting more complex, and the FDA regulatory environment is becoming more demanding and rigorous. This is why life science professionals use V-Rooms Virtual Data Rooms to streamline the secure exchange of confidential information to give them an advantage in this face-paced industry. Whether you are an institutional technology transfer officer or a life science professional working within an organization, you can use V-Rooms to securely share thousands of confidential documents with an unlimited number of users. After the documents are uploaded into a secure, centralized document repository, invite researchers, partners and other team members, who may be located around the globe, to log in and have access to information in accordance with the permission levels that you have established for them. The V-Rooms Solution offers an easy-to-use intuitive interface. The document uploading process is very simple. Your administrator has the option to simply upload documents one by one, or prepare the entire document structure and load them all at once. You can easily search any document including scanned documents by keywords across multiple languages. Our V-Rooms Solution offer superior service across the entire life of a project. We assign a dedicated project manager who will provide full support to your project. This support may include tasks, such as scanning hardcopies, loading e-documents, indexing content and launching the repository. You will also receive ongoing administrator assistance as well as repository hosting and management. The V-Rooms team takes pride in offering solutions with the focus on quality services for each customer across the globe. Today the business world demands quick well-formed decisions from executives. By using our solution, your team can make these decisions based on constant and safe access to all necessary information. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 19 V-ROOMS CFR 21 PART 11 VALIDATION PROCESS Our comprehensive validation process provides you with the test scripts, summary reports and documentation required to comply with submission regulations and to meet audit demands. V-Rooms’ validation process includes documentation and testing in your environment for installation, operation, security, functionality and performance. A strategic validation plan will be developed to ensure that the software system meets all quality goals outlined by your internal quality management processes and external regulatory bodies. The plan will ensure that our software performs as expected and produces the desired results. Our team will provide client specific validation test scripting to ensure that all parts of the software solution and installation have been tested. These completed test scripts will provide documentation on the software installation and will ensure that your deployment of our software meets CFR 21 Part 11 guidelines. Installation qualification testing will demonstrate that the V-Rooms installation in the clinical or preclinical environment has been done per specifications and that program storage has been documented. Operational qualification testing will demonstrate the system operates according to pre-defined specifications and that data integrity is maintained. Security will be verified to prevent unauthorized entry into the system. Upon completion of the validation process, clients will obtain industry-approved documentation for software system performance and user training verification for site personnel. All core V-Rooms functionality will be verified to perform as intended. Our validation solution provides a very straightforward framework for successfully complying with the software validation requirements of CFR 21 Part 11 as they apply to V-Rooms installations. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 20 V-ROOMS PROGRAM FEATURES Consider V-Rooms Virtual Data Rooms as your online filing cabinet with a series of drawers to store documents, presentations, medical images and audio/video files. Varying levels of access and security may be granted to users as the study progresses. Administrators have the ability to assign up to nine security levels and an unlimited number of security sections for further access control delineation, as well as change a user’s access level within minutes. DOCUMENT ENCRYPTION Documents are encrypted during transmission using a strong 256-bit encryption on the server which prevents unauthorized access, as information is exchanged with appropriate parties. V-Rooms servers use Secure Socket Layer (SSL) encryption, an internet security standard used by 93% of Fortune 500 Companies and the top 10 U.S. banks and businesses. PASSWORD CONTROL The data in your V-Room is secured through multiple layers of protection. One of these security layers involves user password protection. Only the client administrator is authorized to issue usernames and passwords for access to information. Stringent password criteria may be set by the administrator. WATERMARKING One of V-Rooms’ key features involves the dynamic watermarking of PDF documents accessed by users. Each page of an accessed document contains an emblazoned watermark that includes the authorized viewer’s name, username, download date and time, and computer IP address. This feature creates peace-of-mind for clients and discourages unauthorized redistribution of confidential documents. INTUITIVE DESIGN By listening to collective feedback from our clients, we have achieved a speedy process that is intuitive, streamlined and easy to navigate. We are committed to being the fastest and most userfriendly service in an effort to allow our users to focus on their projects instead of technology. This means tasks are completed within a few clicks whether you are downloading documents, searching for specific references or inviting colleagues to participate. The same is true of our administrative features, allowing for quick and convenient software usage. Whether you are responsible for setting up document permissions, access levels for end users, tracking user activity or managing ongoing content uploads, our intuitive design enables the administrator to work easier and faster. ADVANCED SEARCH FUNCTIONALITY V-Rooms Virtual Data Rooms offer advanced search capabilities in large data repositories that enable you to search through any type of content including scanned copies of documents. In addition, full-text search capability is offered for multilingual text with optional filters. However, for security reasons, a user is only permitted to search across content for which he or she is authorized. We index text inside graphical content using optical character recognition technology, which makes it possible to search for specific keywords in scanned images whether they are handwritten, typewritten or printed texts. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 21 ACTIVITY TRACKING V-Rooms’ activity tracking logs every action performed by every user within the system, enabling administrators to monitor actions using a comprehensive audit tool. Audit records provide crucial information in the event of a legal or regulatory inquiry. Information provided by audit reports include data about each action, the user that performed the action, the exact date and time the user performed the action, as well as all the additional metadata relevant to the action. REPORTING Our audit reports offer the most comprehensive user reporting in the industry and include file and folder rankings to show you the most popular documents. You can easily access logs for every document in the system, which will let you know what files have been viewed, and how often. We also offer organization-level reports, which indicate what actions were taken by particular users allowing you to determine various user roles. FOR MORE INFORMATION Call 888-316-2047 Email info@v-rooms.com TERMS OF USE Although Due Diligence Online, LLC (dba V-Rooms Virtual Data Rooms) has made every effort to provide accurate information in this document, Due Diligence Online, LLC makes no representations as to, and does not warrant, the accuracy and/or completeness of the information herein or its suitability for any particular purpose. The reader assumes all risk and responsibility for his or her reliance on, or use of, any of the material contained in this document. ALL INFORMATION IS PRESENTED “AS-IS,” AND DUE DILIGENCE ONLINE, LLC DISCLAIMS ALL EXPRESS OR IMPLIED WARRANTIES AND CONDITIONS WITH REGARD TO THE INFORMATION, INCLUDING THE IMPLIED WARRANTIES AND CONDITIONS OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE AND NON-INFRINGEMENT. IN NO EVENT SHALL DUE DILIGENCE ONLINE, LLC BE LIABLE FOR ANY DAMAGES WHATSOEVER, INCLUDING BUT NOT LIMITED TO DIRECT, INDIRECT, SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES, INCLUDING WITHOUT LIMITATION LOST REVENUES OR LOST PROFITS, THAT MAY RESULT FROM THE USE OF THIS DOCUMENT. V-Rooms™ Virtual Data Rooms powered by Due Diligence Online, LLC www.v-rooms.com 800.731.6379 22