American Bar Association Business Law Section Fall Meeting Ritz Carlton Washington DC November 20-21, 2015 Washington DC ALPHABETICAL SCHEDULE OF COMMITTEES AND SUBCOMMITTEES DIAL-IN INFORMATION Audit Responses Committee Audit Responses Committee Meeting Friday 11/20/2015 3:30PM - 4:30PM The Washington Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 3800533645 Business and Corporate Litigation Program: Bankruptcy for Breakfast Friday 11/20/2015 8:00AM - 9:30AM The Roosevelt Program: Litigating in an International Context: Managing the Pitfalls of Cross-Border Litigation Friday 11/20/2015 11:00AM - 12:30PM Plaza Ballroom Plaza II Program: Tour of the Ivory Tower: Developments in the U.S. Supreme Court for Business Lawyers and Clients Friday 11/20/2015 2:00PM - 4:00PM Ritz Ballroom Salon III A Business and Corporate Litigation Committee *Business and Corporate Litigation/Judges Initiative Committee Dinner Thursday 11/19/2015 7:00PM - 10:00PM Marcel's, 2401 Pennsylvania Ave NW Bankruptcy Litigation Friday 11/20/2015 4:00PM - 5:00PM The Jefferson Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 8192972741 Business and Corporate Litigation Committee Meeting Friday 11/20/2015 7:30AM - 8:00AM The Roosevelt Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 6304783957 Business Courts Joint Meeting Friday 11/20/2015 4:00PM - 5:00PM The Lincoln Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4961649712 Business Divorce Friday 11/20/2015 1:00PM - 2:00PM The Lincoln Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4961649712 Financial Institutions Litigation Friday 11/20/2015 4:30PM - 5:30PM The Washington Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 3800533645 Career and Practice Development Committee Career and Practice Development Committee Meeting Saturday 11/21/2015 9:30AM - 10:30AM The Boardroom Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4472600718 Corporate Compliance Corporate Compliance Committee Meeting Friday 11/20/2015 2:00PM - 3:00PM The Jefferson Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 8192972741 Program: Practical Responses to DOJ's Yates Memo on Prosecuting Individuals for Corporate Misconduct Friday 11/20/2015 8:00AM - 9:30AM Plaza Ballroom Plaza II, Corporate Governance Program: Corporate Sustainability: Should Materiality be the Primary Focus for Board and Regulatory Oversight? Friday 11/20/2015 2:00PM - 3:30PM The Roosevelt Program: Internal Investigations Under the New DOJ Guidance Friday 11/20/2015 9:30AM - 11:00AM Plaza Ballroom Plaza II Corporate Governance Committee *Corporate Governance Committee Dinner Thursday 11/19/2015 6:00PM - 10:00PM Brasserie Beck, 1101 K Street NW Business Press Roundtable Friday 11/20/2015 7:30AM - 9:00AM Ritz Ballroom Salon III A Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1446196893 Corporate Governance Committee Meeting Saturday 11/21/2015 8:30AM - 10:00AM Plaza Ballroom Plaza I Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1786332268 Dealing with Director Misconduct Task Force Saturday 11/21/2015 10:00AM - 11:00AM Plaza Ballroom Plaza I Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1786332268 Governance & Sustainability Friday 11/20/2015 3:30PM - 4:30PM The Roosevelt Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 6304783957 International Developments Saturday 11/21/2015 11:00AM - 12:00PM The Boardroom Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4472600718 Publications Friday 11/20/2015 5:30PM - 6:30PM The Jefferson Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 8192972741 Corporate Social Responsibility Task Force Corporate Social Responsibility Task Force Meeting Friday 11/20/2015 4:30PM - 5:30PM The Roosevelt Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 6304783957 Director and Office Liability Committee Director and Officer Liability Committee Meeting Friday 11/20/2015 9:00AM - 10:00AM The Jefferson Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 8192972741 Federal Regulation of Securities FINRA Corporate Financing Rules Friday 11/20/2015 3:00PM - 4:00PM Plaza Ballroom Plaza I Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1786332268 Governance & Sustainability Friday 11/20/2015 3:30PM - 4:30PM The Roosevelt Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 6304783957 Program: Current Issues in Investment Management: Discussion with the Division Director Friday 11/20/2015 2:00PM - 3:30PM Ritz Ballroom Salon II Program: Preparing for CEO Pay Ratio Disclosure: What Should I Do Now? Friday 11/20/2015 8:00AM - 9:30AM Ritz Ballroom Salon II Federal Regulation of Securities Committee *Federal Regulation of Securities Luncheon Friday 11/20/2015 12:30PM - 2:00PM Ritz Ballroom Salon I Civil Litigation and SEC Enforcement Matters Friday 11/20/2015 10:00AM - 11:30AM Plaza Ballroom Plaza I Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1786332268 Dialogue with the Director of the Division of Corporation Finance Friday 11/20/2015 11:00AM - 12:30PM Ritz Ballroom Salon II This is an operated assisted call, all participant lines with be muted. Toll-Free US Number: (877) 317-0419 International Number: (706) 643-9966 Conference Code: 78717841 Disclosure and Continuous Reporting Friday 11/20/2015 4:30PM - 5:30PM Ritz Ballroom Salon III A Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1446196893 Disclosure Effectiveness Working Group Saturday 11/21/2015 11:00AM - 12:30PM Ritz Ballroom Salon II Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 9101063640 Employee Benefits, Executive Compensation and Section 16 Saturday 11/21/2015 8:00AM - 9:30AM Ritz Ballroom Salon III B Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1145265056 Hedge Funds Friday 11/20/2015 9:00AM - 10:00AM Ritz Ballroom Salon III B Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1145265056 International Securities Matters Friday 11/20/2015 10:00AM - 11:00AM Ritz Ballroom Salon III A Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1446196893 Investment Companies and Investment Advisers Friday 11/20/2015 10:00AM - 11:00AM Ritz Ballroom Salon III B Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1145265056 Proxy Statements and Business Combinations Friday 11/20/2015 3:30PM - 4:30PM Ritz Ballroom Salon III B Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1145265056 Securities Law Opinions Saturday 11/21/2015 10:00AM - 11:00AM Ritz Ballroom Salon III A Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1446196893 Federal Regulation of Securities Committee Securities Registration Saturday 11/21/2015 9:00AM - 10:00AM Ritz Ballroom Salon III A Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1446196893 Small Business Issuers Joint Meeting Friday 11/20/2015 10:00AM - 11:00AM The Lincoln Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4961649712 Subcommittee and Task Force Chairs and Vice Chairs Friday 11/20/2015 5:30PM - 6:30PM Plaza Ballroom Plaza I Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1786332268 Task Force on Derivatives/Liquidity Risk Management Proposal Comment Letter Friday 11/20/2015 11:00AM - 12:00PM The Washington Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 3800533645 Trading and Markets Friday 11/20/2015 4:00PM - 5:00PM Plaza Ballroom Plaza I Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1786332268 Government Affairs Practice Committee Government Affairs Practice Committee Meeting Friday 11/20/2015 9:00AM - 10:00AM The Lincoln Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4961649712 Institutional Investors Program: SEC Investigation & Enforcement and the Fiduciary Duty of Private Fund Saturday 11/21/2015 9:30AM - 11:00AM Plaza Ballroom Plaza II Institutional Investors Committee Direct Investments and Coinvestments Friday 11/20/2015 3:30PM - 4:30PM Plaza Ballroom Plaza II Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 2458399301 Institutional Investors Committee Meeting Friday 11/20/2015 5:00PM - 6:30PM The Lincoln Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4961649712 Judges Initiative Committee Judges Initiative Joint Meeting Friday 11/20/2015 4:00PM - 5:00PM The Lincoln Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4961649712 Law and Accounting Committee Law and Accounting Committee Meeting Friday 11/20/2015 8:00AM - 9:30AM The Washington Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 3800533645 Legal Opinions Committee Legal Opinions Survey Task Force Friday 11/20/2015 8:00AM - 9:30AM The Boardroom Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4472600718 Legal Opinions Committee Meeting Friday 11/20/2015 9:30AM - 11:00AM The Washington Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 3800533645 Legal Opinions Reception Friday 11/20/2015 5:30PM - 6:30PM Plaza Ballroom Plaza II, Middle Market and Small Business Program: Good Things Sometimes Do Come in Small Packages: Small Business Considerations for Corporate Counsel - Representing Government Contractors Friday 11/20/2015 9:30AM - 11:00AM The Roosevelt, Short Form M & A Documents Task Force Friday 11/20/2015 3:00PM - 4:00PM The Jefferson Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 8192972741 Middle Market and Small Business Committee *Middle Market and Small Business Committee Dinner Thursday 11/19/2015 7:00PM - 10:00PM Corduroy, 1122 9th St NW Family-Owned Businesses Saturday 11/21/2015 9:00AM - 10:00AM The Washington Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 3800533645 Leadership Meeting Saturday 11/21/2015 10:00AM - 11:00AM The Washington Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 3800533645 Middle Market and Small Business Committee Meeting Friday 11/20/2015 4:30PM - 6:00PM Ritz Ballroom Salon III B Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1145265056 Private Placement Broker Task Force Friday 11/20/2015 9:00AM - 10:00AM Plaza Ballroom Plaza I Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 1786332268 Securities Regulation Joint Meeting Friday 11/20/2015 2:00PM - 3:00PM The Lincoln Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4961649712 Professional Responsibility Committee Professional Responsibility Committee Meeting Saturday 11/21/2015 8:00AM - 9:30AM The Boardroom Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4472600718 Section Wide Events **Officers Meeting Friday 11/20/2015 2:00PM - 6:00PM The Boardroom, Welcome Reception Friday 11/20/2015 6:30PM - 7:30PM Ritz Ballroom Salon I, Securitization and Structured Finance Committee Securitization and Structured Finance Committee Meeting Friday 11/20/2015 9:30AM - 11:00AM The Boardroom Toll-Free US Number: (866) 646-6488 International Number: (707) 287-9583 Conference Code: 4472600718