Spectroscopic evaluation and fluorescence dynamics of several erbium doped laser materials by Bruce Farris A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Chemistry Montana State University © Copyright by Bruce Farris (2001) Abstract: Spectroscopic analysis and kinetic modeling of relaxation processes have been completed for 2.1% and 4% Er:YAG, 2% Er:YSO, and 0.5% Er:LuAG at room temperature. Simultaneously time and frequency resolved emission spectra were obtained using step scan Fourier transform spectroscopy. Experimental emission lifetimes of the 4I13/2, 4I11/2, and 4S3/2 levels were obtained directly from these spectra. The 4I13/2 lifetimes were found to be 6.6, 6.5, 8.6, and 5.7 msec for 2.1% and 4% Er:YAG, 2% Er:YSO, and 0.5% Er:LuAG, respectively. Lifetimes of 67.3, 10.5, and 67.7 μsec were observed for 4% Er:YAG, 2% Er:YSO, and 0.5% Er:LuAG, respectively for the 4I11/2 state. Experimental lifetimes of 10.7, 3.5, and 12.3 μsec were observed for the 4S3/2 state in 4% Er:YAG, 2% Er:YSO, and 0.5% ErrLuAG. Quantum-mechanical calculations using Morrison’s code were performed and theoretical radiative rates were generated. Comparison of these values with experimental emission lifetimes allowed determination of non-radiative relaxation rates and branching ratios. Additionally, an experimentally based new method of determining non-radiative rates was developed that utilizes the intensity "volume" under the three-dimensional emission bands. The two methods provided good agreement. Finally, the rate constants obtained by these methods were plugged into a set of coupled differential equations and. numerically solved using the fifth order Runge-Kutta method in Mathematica. Good agreement with the experimental temporal behavior was obtained (including emission rises as well as decays) indicating the validity of the results. Non-radiative vs. radiative branching ratios were approximately equal for the first excited state 4I13/2, but higher electronic states typically showed > 99% of the population relaxing via the non-radiative channel. SPECTROSCOPIC EVALUATION AND FLUORESCENCE DYNAMICS OF SEVERAL ERBIUM DOPED LASER MATERIALS by Bruce F arris A dissertation subm itted in p a rtial fulfillm ent of the requirem ents for the degree of Doctor of Philosophy in C hem istry MONTANA STATE UNIVERSITY Bozeman, M ontana Ju ly 2001 11 3 )3 ^ f 3L4ct\ APPROVAL of a dissertation subm itted by Bruce F arris This d issertation has been read by each m em ber of the dissertation com m ittee and has been found to be satisfactory regarding content, English usage, form at, citations, bibliographic style, and consistency, and is ready for subm ission to the College of G raduate Studies. Lee Spangler (Signature) 7^/5'-O/ Paul Grieco D ate Approved for the College of G raduate Studies Bruce McLeod (Signatdre) Z Date STATEMENT OF PERM ISSIO N TO USE . In presenting th is dissertation in p a rtia l fulfillm ent of the requirem ents for a doctoral degree at M ontana S tate U niversity, I agree th a t the L ibrary shall m ake it available to borrowers under rules of the Library. I fu rth er agree th a t copying of th is dissertation is allowable.only for scholarly purposes, consistent w ith “fair use” as prescribed in the U.S. Copyright Law. R equests for extensive copying or reproduction of th is dissertation should be referred to Bell & Howell Inform ation and Learning, 300 N orth Zeeb Road, A nn' Arbor, M ichigan 48106, to whom . I have granted “the exclusive rig h t to reproduce and distribute my abstract in any form at in whole or in p a rt.” S ignature ACKNOWLEDGEMENTS I would first like to th an k my advising professor, Dr. Lee Spangler, for his support of my graduate Study. Not only did he serve as an excellent teacher and research m entor, bu t he dem onstrated extraordinary flexibility and support as I completed th is w ork.after accepting an opportunity to teach a t L ansing Com munity College in Michigan. I would also like to th an k the other m em bers of my committee; Professors Edwin Abbott, P a trik Calks, Rufus Cone, Jack Riesselm an, and J a n S u n n er. This work would not have been possible w ithout the other m em bers ofThe Spangler research group; particu larly Rich Martoglio, Tony Sm ith, and W endi Sonnenberg for th eir involvem ent in other phases of the project. Additionally, I would like to . express my gratitude to .Dr. Reed Howald for his help and guidance on the kinetics portion of th is work. T hank you to Dr. Michele McGuirl for the friendship and opportunity to discuss the project w ith a scientist th a t w as not fam iliar w ith my work, providing a valuable perspective. Also, I would like to th an k my paren ts, Joe and W iletta Farris, and my parents-in-law , Merle and Bonnie Johnson, for th eir support during m y tim e in M ontana. T hanks also to Benny F arris for m otivating me to get away occasionally for m uch needed “sanity breaks”! ' Most of all, I’d like to th a n k my wife, Leslie, for h er help, support, and extraordinary patience while I was completing th is work. - , TABLE OF CONTENTS 1. INTRODUCTION ................. :.................................. .................................;............1 Energy Levels in E rbium L aser M a te ria ls........................................................ I C haracterization of L aser M a te ria ls .................................................................. 4 Q uantum -M echanical M odel...................................... 7 2. EXPERIMENTAL PR O C E D U R E ............................................:................. .......n ' Overall M ethod of A nalysis........... ....................................................................H ' S am p les..................................................................................;............................. ig Equipm ent and Techniques .......... 14 A bsorption......... ......................................... ............;........................................15 E m ission...............................................................'.............................................17 Tem porally Resolved E m issio n .................:.................................................. 18 Tem porally Resolved FT Spectroscopy............................ !..............................20 3. EXPERIMENTAL RESU LTS................................ 27 A bsorption.................................................. ........................................................... 27 Continuous E m ission.................... ............................................ ....... ".................gg IR E m ission........................................................................... ;.......................... gg Visible E m issio n ...........................;........................................... ......................41 Tem porally Resolved E m ission ...............................................................■ ..... 41 E rrY SO .............................. ;..49 ErrYAG.................................................................................. 56 ErrLuA G .......................................................... ...............................•................. 60 4. DISCUSSION OF R E SU L T S.......................................................... ....72 G eneration of E xperim ental Decay C u rv es....... ...........................................72 Discussion of Long Term C urvature in Log P lo ts........................................ 73 Kinetic M odeling of E xperim ental D ata....;........................................ ...........77 4111/2 E xcitation.........................................................;....... .•..............................78 Sum m ary of Total Volume Modeling M ethod................................. 85 4S 3/2 E x c ita tio n ............ .................................................... 91 5. SUMMARY...,................... ;...........................................'......... ;......................... 104 ‘ . REFERENCES CITED ....'......................... ........................ ............................ 109 APPENDIX A: PROCEDURES USED IN QUANTUM-MECHANICAL MODELING OF LASER MATERIALS......... .......................................................................... 115 vii LIST OF TABLES Tabl® Page 1. Excitation Frequencies for 2% E r:Y SO ........................................................49 2. Excitation Frequencies for 4% Er:YAG....................... 56 3. Absorption T ransition Frequencies in E r3+ Doped M aterials (cm-1) ..................................................................................68 4. E xperim ental Lifetim es of T ransitions in E rbium Doped M a te ria ls.................... ...................................................;..71 5. R adiative B ranching Ratios Calculated from E xperim ental D a t a ....................................................................................... 71 6. B ranching Ratios for Decay from 4L 1/2 Manifold in 4% E rY A G ............................................................................... 83 7. B ranching Ratios for 4L m M anifold in 2% E rY SO or 0.5% E rrL uA G .................. '....................................... ................ 83 8 . Rate C onstants for Relaxation following 4111/2 Pum ping (psec-1) ............................................................................................84 9. B ranching Ratios for Decay from the 4S3/2 and 4111/2 Manifolds in 4% E rY A G following 4S3/2 E x cita tio n .......................................................... :................ 94 10. B ranching Ratios for Decay from the 4S3/2 and 4111/2 Manifolds in 2% E rY S O following 4S3/2 E x c ita tio n ..................... ;....................................... ...............................95 11. B ranching Ratios for Decay from the 4S3/2 and 4111/2 Manifolds in 0.5% ErrLuAG • following 4S3/2 E x citatio n ............................. ...............................................96 12. R ate C onstants for Relaxation following 4S3/2 Pum ping (psec1) ................................................ i.......................................... 97 Vlll LIST OF FIGURES Figure Rage 1. Free Ion Energy Levels for the E r3+ Io n ................................................ ;...... 3 2. E xperim ental Set-up for A bsorption and E m ission .................................................... 16 3. Response Curves for D etector/B eam splitter C om binations......................................................... .17 4. Form ation of the Interferogram in Step-Scan M o d e................................. 22 5. Time Resolved Spectrum Exhibiting Broadband System atic Noise.......... ............................................................24 6. Illu stratio n of System atic Noise Introduced by Source Pulse In sta b ility ......................................................................... 25 7. IR (top) and Visible Absorption Spectra of ErrY AG...................................................................................... 29 8. IR (top) and Visible Absorption Spectra of E rrLuA G ....................................................................................... 9. U noriented IR (top) and Visible Absorption Spectra of ErrY SO ............................ 30 31 10. IR Absorption Spectra of ErrYSO for Light Polarized P arallel to the <010>, Bi, and D2 D irectio n s................................................................. 11. Visible Absorption Spectra of ErrYSO for Light Polarized P arallel to the <010>, Di, and D2 D irections................................................................................... 12. Absorption T ransitions Observed in Figures 7-11........................................................... 13. R adiative Em ission T ransitions Observed for 4Fg/2 and 4F t/2 E x citatio n .................................................... 33 .34 i 38 14. IR Em ission Spectrum of Er:YAG Pum ped to the 4Fg/2 M anifold...........................................................................................39 15. IR Em ission Spectrum of Er:YSO Pum ped to the 4Fg/2 M anifold...................................... ..............;................................. .'49 16. IR Em ission Spectrum of Er:YAG Pum ped to the 4F 7/2 M anifold................................................. ........................................42 17. IR Em ission Spectrum of ErfYSO Pum ped to 'th e 4F 7/2 M anifold................... ;..................................................................... 43 18. Visible Em ission Spectra of ErfYAG (top) and ErfYSO Pum ped to the 4F 7/2 M anifold..............................................44 19. Tem porally Resolved Em ission of Er:YSO Following Excitation to the 4Ii3/2 M an ifo ld ............................................46 20. Tem porally Resolved Em ission of Er:YSO Following Excitation to the 4111/2 M an ifo ld .............................................47 21. Tem porally Resolved Em ission of Er:YSO Following Excitation to the 4F 7/2 M anifold...............................................48 22. Decay (top) and Log of Intensity for th e 4Ii3/2 -> 4115/2 T ransition in 2% E r:Y SO ,.............................................................51 23. Decay of Em ission T ransitions O riginating from the 4111/2 M anifold in 2% ErfY SO ......................................................53 24. Log of Intensity of Em ission T ransitions O riginating from the 4111/2 M anifold in 2% ErrYSO..............................................................................................................54 25. Decay.(top) and Log of Intensity of Em ission T ransitions O riginating from the 4S3/2 Manifold in 2% ErrYSO............................................................................... 57 26. Decay of the 4113/2 -> 4Ii5/2 T ransition for 2.1% and 4% ErrYAG.............................................................................................. 58 27. Log of In ten sity of the 4113/2 -> 4115/2 Em ission T ransition in 2.1% and 4% E rrY A G .......................................................... 58 28. Decay (top) and Log of In ten sity of Em ission T ransitions O riginating from the 4I n /2 Manifold in 4% ErrYAG.......................................................................... '...61 29. Decay (top) and Log of Intensity of Emission T ransitions O riginating from the 4Ss/2 M anifold in 4% ErrYAG.............................................................................. 02 30. Decay of the 4Ii3/2 4115/2 T ransition for ' 0.5% E rrL uA G .......................................................... ;.............. ’....................33 31. Decay (top) and Log of Intensity of the 4L m 4115/2 T ransition in 0.5% ErrLuA G ........................................................ 05 32. Decay .(top) and Log of Intensity of the 4Sgyg 4113/2 T ransition in 0.5% ErrLuA G ........................................................ 00 33. Rise of the 4Iigyg -> 4Lsyg T ransition for E r3+ in Three C rystal H osts................................................................................. 07 34. Illu stratio n of Integration M ethod Used to G enerate Decay T ra c e s.................................................................................74 35. C urvature Observed in Logarithm ic Plots of Em ission D ecay s........................................................... ;..............................75 36. D ata from Figure 35 After Addition of a C onstant Value to the Decay Trace D ata for B aseline C orrection....................................................................................... 77 37. Decay Processes Following 4L m E x citatio n ............................................... 78 38. L inear (top) and Log Plots of Decay from the 4113/2 Manifold (Level I) of 4% ErrYAG.................................................... 87 39. L inear (top) and Log Plots of Decay from the 4111/2 M anifold (Level 2) of 4% ErrYAG......................................................88 40. Logarithm ic Plots of Decay from the 4111/2 M anifold (top) and 4Ii3/2 Manifold of 0.5% E rrL uA G ...................................................................... 89 41. Logarithm ic Plots of Decay from the 4I im M anifold (top) and 4Ii3/2 M anifold of 2% ErrYSO.............................................................................................. ...............Q0 42. Decay Processes' Following 4Ssti E x cita tio n ..............:.............................. 93 43. L inear (top) and Log Plots of Decay from the 4113/2 M anifold (Level I) of 2% ErrY SO .....................................................99 44. L inear (top) and Log Plots of Decay from the 4111/2 Manifold (Level 2) of 2% ErrY SO ......... '................................... ..... 100 45. L inear (top) and Log Plots of Decay from the 4S3/2 M anifold (Level 5) of 2% ErrYSO.....................................................101 46. Log Plots of Decay from the 4I is/2 (top), 4L 1/2 ■ (center), and 4S3/2 Manifolds of 4% ErrYAG................................. ;.......102 47. Log Plots of Decay from the 4113/2 (top), 4111/2 (center), and 4Ss/2 Manifold of 0.5% E rrL uA G ........................................................... ..103 A l. Flow sheet for Calculations W hen E xperim ental Energy Level D ata a r e ' A vailable............................... A2. Flow sheet for Calculations W hen E xperim ental Energy Level D ata for the Rare E a rth Ion in a Sim ilar Host are A vailable........................................ 118 " 119 Xll ABSTRACT Spectroscopic analysis and kinetic modeling' of relaxation processes have been completed for 2.1% and 4% Er:YAG, 2% Er:YSO, and 0.5% ErrLuAG a t room tem perature. Sim ultaneously tim e and frequency resolved em ission spectra were obtained using step scan Fourier transform . spectroscopy. E xperim ental emission lifetim es of the 4L 3Z2, 4I uz2, and 4S3z2 levels were obtained directly from these spectra. The 4L 3z2 lifetim es were found to be 6.6, 6.5, 8.6, and 5.7 msec for 2 .1% and 4% ErrYAG, 2% ErrYSO, and 0.5% ErrLuAG, respectively. Lifetim es of 67.3, 10.5, and 67.7 psec were observed for 4% ErrYAG, 2% ErrYSO, and 0.5% ErrLuAG, respectively for the 4111/2 state. E xperim ental lifetim es of 10.7, 3.5, and 12.3 psec were observed for the 4S3z2 state in 4% ErrYAG, 2% ErrYSO, and 0.5% ErrLuAG. Q uantum -m echanical calculations using M orrison's code were perform ed and theoretical radiative rate s were generated. Comparison of these values w ith experim ental emission lifetim es allowed determ ination of non-radiative relaxation rates and branching ratios. Additionally, an experim entally based new m ethod of determ ining nonradiative rates was developed th a t utilizes the intensity "volume" under the three-dim ensional em ission bands. The two m ethods provided good agreem ent. Finally, the rate constants obtained by these m ethods were plugged into a set of coupled differential equations and. num erically solved using the fifth order R unge-K utta m ethod in M athem atica. Good agreem ent w ith the experim ental tem poral behavior was obtained (including emission rises as well as decays) indicating the validity of the results. Non-radiative vs. radiative branching ratios were approxim ately equal for the first excited state 4Ii3/2, bu t higher electronic states typically showed > 99% of the population relaxing via the non-radiative channel. I CHAPTER >1 INTRODUCTION E rbium has been found to be a useful and versatile active atom for a variety of laser applications. It is capable of lasing n ear 3 pm, a desirable w avelength for laser surgery, arid around 1.7 pm in the eyesafe region (1,2). L asing has also been achieved a t several IR and visible w avelengths via upconversion processes (2-8). E rbium is often doped into solid-state crystalline hosts, which offer the benefits of durability, reliability, and convenience. For these reasons, there has been considerable in terest in solidsta te lasers using erbium as the active ion. Since the optical properties such as absorption and em ission influence laser perform ance, spectroscopic investigation has been carried out on erbium in a wide variety of crystalline hosts (9-56). Additionally, lasing has been achieved in m any solid state laser . m aterials using erbium as the active lasing species. (2-11, 36, 45, 54-76). Energy Levels in E rbium L aser M aterials • Erbium , like all rare earth elem ents typically used as active lasing species, is m ost commonly incorporated into crystalline hosts in the triv alen t 2 state. The resu ltin g ground electron configuration of the E r3+ ion is a xenon­ like electron stru ctu re w ith 11 additional electrons in the partially filled 4f orbitals ([Xe] df11). The energy level stru ctu re of the erbium ion in crystalline hosts resu lts from the Coulombic interaction of the 4f electrons w ith the nucleus and w ith each other, spin orbit coupling, and the host crystal field (77). The energy levels of the free E r3+ ion resu lt from the electrostatic interaction and spin orbit coupling. The Coulombic interaction yields 2s+1L term s, which are fu rth er split into J sta te s by the spin-orbit interaction. The resu ltin g free ion energy level diagram w ith the 2^ 1L j states is shown in Figure I, which includes the ground 4115/2 state through the seventh excited state (4F 7/2). In actuality, the levels shown in Figure I are not pure 2s+1L j states, due to m ixing of the levels. Each of the levels referred to by the 2s+1L j term symbol has other sta te s mixed in. As can be seen by exam ination of the diagram , the free ion level separation is typically thousands of w avenum bers and tran sitio n s betw een the free ion levels are in the visible and infrared regions of the spectrum . . The host crystal field fu rth er splits each 2s+:LLj term into a manifold of S tark levels. The degeneracy of the 2s+1L j sta te s is 2J+1, and th is degeneracy is reduced by the crystal field splitting (77). The splitting is relatively sm all, w ith an overall m anifold w idth of typically several hundred cm-1, and a splitting betw een adjacent S tark levels of norm ally 50 - 100 cm-1, due to the shielding of the 4f electrons from the host crystal field by the outer 5s and 5p 3 E n e r g y ( c m 1) 4F 5/2 ------------------------------------------------------- 22100 4F 7/2 ■ -----------------------------------------------— - 20500 2Hnz2------- ------------------------------------------------- 19200 4Ssz2 —; :--------------------------------------------- -— 18300 4Faz2 15300 4l9Z2 ------------------------------------------------ :--------------------------------- 12500 4I iiZ g -------------------------------- :-------------------------------------------------- 1 0 2 0 0 4 IlSZ 2 6700 4 IlSZ 2 0 Figure I. Free Ion Energy Levels for the E r3+ Ion. 4 electrons. The S tark level splitting can be exploited w hen a laser operating a t a specific w avelength is desired. Coarse w avelength selection can be accomplished by choice of a specific rare e a rth ion, and fine “tuning” can be accomplished by selection of a host crystal th a t shifts the S tark levels such th a t the m aterial is suited, for the desired application. For th a t reason, S tark level assignm ent for different rare e a rth ions (including E r3+) in crystalline hosts h as historically been of interest, and a significant am ount of work has been perform ed in th is area for e rb iu m (l,2,4,6,13,14,16,19-21,23,26,33,36,3841,46,52,54,65). C haracterization of L aser M aterials The potential perform ance and operating characteristics of laser m aterials are to a large extent due to th e ir spectroscopic properties. absorption spectrum will determ ine p o tential pum p The w avelengths and influence pum p efficiency, since pum ping will be more efficient at strong absorption frequencies. After excitation has ta k e n place, relaxation can occur via spontaneous radiative emission, nonradiative decay processes such as m ultiphonon relaxation, and/or ion-ion energy tran sfer processes. Radiative em issions can potentially be used as lasing transitions, and nonradiative 5 processes including energy tran sfer and m ultiphonon decay can enhance or d etract from' laser perform ance, depending upon the. desired operating characteristics and pum ping m echanism .. To ascertain the effect of the aforem entioned properties on a p articu lar lasing medium, it is useful to answ er the following questions: o W hat is the S tark level stru ctu re of the m aterial? o A fter excitation to a given m anifold of S tark levels, w hat levels are involved in the relaxation process? Are these levels populated radiatively or nonradiatively? W hat levels are bypassed? o Once populated, how is an excited state manifold depopulated? Is the manifold depopulated by radiative processes, nonradiative processes, or both? How quickly is it depopulated? ° W hat is the relative distribution (branching ratio) of the term inal levels of tran sitio n s originating from a p articu lar manifold? W hat are the branching, ratios of nonradiative relaxation processes? o Do changes in dopant ion concentration (Er3+ in th is study) or host crystal affect these population and/or depopulation processes? o W hat, if any effects, are introduced by external factors such as tem perature or excitation beam power? E xperim ental m ethods or strategies th a t can answ er some or all of these questions are of interest. C haracterization of a m aterial involves 6 absorption spectra, em ission spectra resu ltin g from continuous excitation to various manifolds, and tem porally resolved emission spectra following m odulated or pulsed excitation t o ' the sam e manifolds. The absorption spectra structure are useful for determ ination of S ta rk level and identification of both excitation frequencies for emission experim ents and pum p frequencies for laser operation. The emission spectra provide inform ation about the relaxation m echanism s from p articu lar manifolds and identify prom ising laser transitions. The tem porally resolved emission spectra provide inform ation about the dynam ics of both the radiative and nonradiative relaxation processes, which is of in terest since the relative rate s of population and depopulation of energy levels can affect w hether and how well a m aterial can function as a laser. For these reasons, these three experim ental m ethods are all used in th is study. . While spectroscopic study is useful in providing the previously m entioned inform ation, combining it w ith com plem entary tools such as quantum -m echanical.m odels and kinetic modeling using rate equations can increase its effectiveness. Em ission spectra alone allow for direct observation of radiative emission tran sitio n s and provide some indirect inform ation about nonradiative relaxation transitions. However, nonradiative relaxation rate s and branching ratios can be gained by com paring experim entally determ ined lifetim es (which r e s u l t ' from both radiative and nonradiative m eans of depopulation) w ith eith er low tem p eratu re or theoretically determ ined 7 radiative m anifold lifetim es (which assum e radiative processes are entirely responsible for depopulation). In this study, theoretical lifetim es are obtained from the quantum -m echanical model discussed in the next section. A lternatively, the rate and the relative contribution of the nonradiative relaxation processes can be determ ined by a newly developed m ethod (presented in C hapter 4) th a t utilizes the in tensity “volume” under the three dim ensional em ission bands of the tem porally resolved spectra. The kinetics of relaxation can be investigated by using the rate constants for the various relaxation processes (obtained by the experim ental and/or theoretical m ethods discussed in the previous paragraph) following excitation to a p a rticu lar level by solving sets of sim ultaneous rate equations for the involved energy levels. The com bination of experim ental methods, quantum -m echanical modeling, and kinetic modeling using rate equations can provide inform ation th a t none of the three m ethods can provide alone, including inform ation about processes th a t cannot be observed spectroscopically. Q uantum -M echanical Model A quantum -m echanical model developed by M orrison et al was used to calculate theoretical radiative lifetimes.. The model is described in detail in Refs. 78-80 and is described briefly in th is section. 8 Free ion wavefunctions are determ ined using a H am iltonian th a t contains electrostatic, spin-orbit , and L3 interactions (81). The host crystal field splits the free ion energy levels into S ta rk levels. Calculations of the S tark effects use a crystal field H am iltonian of the form: H-CF = ^BnmCnm ( 0 (I) / where the Bnm ' are crystal field p aram eters which describe the effect of the host crystal field on the free ion energy levels, the Cnm are spherical tensor operator components, nm covers the values of n and m allowed by the sym m etry of the site of the rare e a rth in the host crystal, and th e i sum m ation is oyer all of the 4f electrons of the rare e a rth ion. The crystal field p aram eters are related to the crystal field components A nm, which are spherical tensor components of the host crystal field at the ion site, calculated by a point charge lattice sum m ation. The Anm and Bnm are related by the rad ial factor p,h which are prim arily functions of the rare e a rth ion, though they can be influenced slightly by the host crystal, and the relationships: (2) B u m —P n A n m ( 4 ki + 2 4 h + 2 4 ? 4 + " O iz2 S ta rk levels for a rare e a rth ion in a p articu lar host crystal can be calculated entirely from the theoretical model. To do so, host x-ray d ata can be used to determ ine Anm and E quation 2 can be used w ith the newly 9 determ ined A nm to calculate the crystal field p aram eters I W The calculated Bnm can th en be used w ith E quation I used to determ ine the crystal field H am iltonian. A lternatively, if experim ental energy levels are known, a set of Bnm can be fit to the experim ental data. The used along w ith the A nm B nm from the fit can th en be for the host and E quation '3 to calculate pn, which are th en used w ith Anm for a sim ilar host and E quation 2 to calculate the sim ilar host. By the second method, experim entally determ ined S tark Bnm for levels for a rare e a rth ion in one host can be fit and used to calculate S tark levels for the sam e ion in the other hosts from the sam e "fam ily" (i.e. the garnets) providing b e tter results th a n purely theoretical calculations (I). The M orrison model is lim ited to low dopant concentrations, as it does not include the effect of the rare e arth dopant ion on the host crystal (which would change the point charge lattice sum m ation and the Anm values). The model can also be used to calculate theoretical emission transition probabilities, which m eans th a t theoretical radiative lifetim es of a particu lar energy level can be obtained as well, using th e Ju d d - Ofelt trea tm e n t (82,83). In th is treatm en t, the Judd-O felt p aram eters Qk (which contain the host dependent p a rt of the electric dipole line strengths) can be calculated (39,79) and used to calculate the theoretical electric dipole line stre n g th SzdiJ- -» J ) . The m agnetic dipole line stren g th S m d (J ^ J ), which is entirely dependent on the rare e a rth ion w ithin the theory, is calculated from the theoretical m agnetic dipole oscillator strength. The line strengths for each tran sitio n of 10 in terest ca.n th e n be related, to the E instein A. coefficients for the respective transitions. 11 CHAPTER 2 EXPERIMENTAL PROCEDURE In th is chapter, the overall approach to analysis of the m aterials, including types of spectra collected and justification for collecting them , will be explained.' Next, the discussion includes a description of the analyzed sam ples and the equipm ent and techniques utilized in obtaining the various spectra. The chapter concludes w ith a brief discussion of the tem porally resolved Fourier Transform spectroscopic technique used to gather m ost of the data. Overall M ethod of Analysis We are interested in the various population and depopulation processes (both radiative and nonradiative) of the energy levels in' erbium doped laser m aterials. The project goal w as to use several spectroscopic techniques to gain relevant inform ation about these processes. absorption spectra were .collected for each sample. First, A lthough absorption spectra of laser m aterials are of fundam ental in terest since they provide inform ation on potential pum p w avelengths for laser use, the more 12 im m ediate and practical use for the purposes of th is project was to provide appropriate excitation frequencies of the sam ples for collection of emission spectra. While absorption spectra for Er:YAG (4,6,26,34,35,37,38,46), Er:LuAG (9), and Er:YSO (34,36,39,40), are well documented in the literature,- it was still beneficial to ru n absorption on the specific sam ples analyzed to account for any im purities or anom alies. Two different em ission techniques were em ployed in th is project: sta n d ard em ission and tem porally resolved emission. The stan d ard emission spectra were obtained using a continuous excitation source, bu t source m odulation was necessary to obtain the tem porally resolved spectra. The sta n d ard and em ission spectra were obtained ' m uch more rapidly conveniently th a n the tem porally resolved spectra and provided sufficient inform ation to m ake them worthwhile, even though the spectral inform ation w as reproduced in the •tem porally resolved emission spectra. First, the continuously pum ped emission spectra were useful for in itial identification and assignm ent of em ission bands and th e ir relative contribution tow ard depopulating highjer energy levels after excitation. Secondly, they provided inform ation useful in the setting up of the tem porally resolved spectra. The longer-lived em ission bands typically appeared stronger in the continuous spectra, so some very rough qualitative inform ation on emission band lifetim e could be extracted. However, th is inform ation is by no m eans conclusive since actual emission tran sitio n intensity m ust also be considered. 13 Finally, identification of emission bands by continuous spectra facilitated the settin g ' up of appropriate w avelength ranges for tem porally resolved spectroscopy. In addition to providing the above-m entioned information, the tem porally resolved emission spectra provided emission decay rates and allowed the deconvolution of m ultiple overlapping bands which were difficult to distinguish in the spectral dimension. Second, since em ission bands w ith the sam e decay profiles likely originate from the sam e manifold, it provided more convincing evidence for the assignm ent of emission transitions. Third, com paring em ission spectra excited at different frequencies yielded inform ation about the nonradiative processes involved in deexcitation. Finally, the ability to pum p several excited states of the sam ple and observe the “tu rn in g on and off” of emission bands helped identify the originating m anifold of the em ission transitions. These capabilities will be dem onstrated in C hapters 3 and 4. Sam ples Scientific M aterials Corporation provided the erbium -doped YSO, YAG, and LuAG sam ples analyzed in th is project. The sam ples were discs cut from crystals grown by Scientific M aterials and polished on the edges and faces. They are approxim ately one-eighth inch thick and range from 0.5 to 1.5 14 inches in diam eter. E rbium ions occupy y ttriu m sites in both the YAG and YSO crystal lattices, while they occupy lutetiu m sites in LuAG. There are two inequivalent sites occupied by erbium in Er:YSO, and the YSO host has three principal axes of polarization (39). While both orientationally resolved and unoriented absorption spectra were obtained for Er:YSO, orientationally resolved emission spectra were not obtained since it has been determ ined th a t the contribution, of the two erbium centers to emission (on the tim e scales studied in th is work) does not depend on which one is pum ped more efficiently. (39) Moncorge et al found th a t the fluorescence bandshapes were identical for all the pum p w avelengths studied (it is expected th a t for a p a rticu la r w avelength one site would be excited more efficiently th a n the other), indicating th a t energy tran sfer occurs on a sufficiently faster tim e scale th a n the emission tran sitio n s studied, which occur on the microsecond and millisecond tim e scales. - . I E quipm ent and Techniques The need to conduct the various experim ents discussed earlier in this chapter m akes a versatile spectroscopic facility necessary. The equipm ent “and experim ent setups used in th is project are nearly identical to those described by Richard Martoglio (a previous m em ber of the Lee Spangler research group at M ontana S tate.U niversity) in his thesis (84) detailing his 15 sim ilar work w ith thulium -doped m aterials. These procedures will be briefly outlined in th is section, and all differences fro m ' the equipm ent setups described by M artoglio will be discussed in detail. A general equipm ent layout is shown in Figure 2. Absorption Absorption experim ents were carried out using the B ruker IF S 66 Fourier Transform Spectrom eter. The in stru m e n t,.which was described in detail by M artoglio (84), utilizes a M ichelson interferom eter as its basic design. The source w as a broadband tu n g sten lam p included in the spectrom eter. Two different beam splitters were used depending on the spectral range desired for the specific experim ent: a calcium fluoride beam splitter was generally used for lower frequency m easurem ents and a quartz beam splitter w as utilized for higher frequency spectra. A liquid nitrogen cooled,indium antim onide detector was utilized in the infrared, while visible detection w as accomplished using a silicon diode. Figure 3 shows response curves for all four possible detector/beam splitter combinations. The detector/beam splitter com binations for all absorption a n d em ission experim ents were chosen to get the best signal response for the desired spectral region. Coherent cw Dye Laser I Coherent Innova 20 ANon Laser] j Coherent Sabre Ar-ion Laser Lambda Physik Scan Mate OPO Sample Off-axis parabolic Figure 2 . E xperim ental Set-up for Absorption and Emission. Bruker IFS66 Step Scan FT Spectrometer 17 Reference HeNe laser line Si Diode/Quartz 25000 20000 InSbZCaF2 InSbZQuartz ..I— 15000 10000 Wavenumber (cm1) Figure 3: Response Curves for D etector/B eam splitter Combinations. Emission An argon-ion laser provided a convenient excitation source for emission experim ents since all the sam ples studied absorb the 488 nm line. Two different Ar-ion lasers were used as sources during the project. In addition to functioning directly as an excitation source, one of the Ar-ion lasers was also used to pump a C oherent continuous dye laser, allowing access to other erbium absorption bands. 18 The general, emission setup is illu stra te d in Figure 2. A fter excitation by the Ar-ion laser, sam ple emission was collected by an off-axis parabolic m irror. The parabolic m irror was obtained from B ruker and w as originally designed for light collection before entering the IF S 66 spectrom eter, thereby ensuring f-m atching (f/4.5) to the IF S 66. appropriate distance outside the The sam ple w as placed at the interferom eter to allow f-matching. Collecting the em ission in the off-axis parabolic m irror improved emission signal-to-noise by a factor of approxim ately 40 over sim ply placing the sam ple in front of the IF S 66 emission port, due to collection of a larger solid angle of the em itted radiation. Additionally, an aperture was sometimes placed a t the IF S 66 emission port to elim inate unw anted scattered laser light. The sam e beam splitters and detectors used for absorption were used for the emission m easurem ents, and optical filters were som etim es placed in the IF S 66 absorption sam ple cham ber to prevent unw anted emission signal and/or scattered source light from reaching the detector. Tem porally Resolved Em ission In th is section, the equipm ent and setup for the tem porally resolved em ission experim ents are discussed. The tem porally resolved spectroscopic m ethod is discussed in more detail in the next section. Since source m odulation was necessary to conduct the tim e-resolved experim ents, the Ar-ion source (or Ar-ion pum ped continuous dye laser) was 19 m odulated using either a chopper (for m illisecond pulses) or an acousto-optic m odulator (for microsecond pulses) for the earlier experim ents during the in itial stages of the project. A shorter excitation pulse w as necessary to study the relaxation processes in these m aterials, m any of which occur on the microsecond tim e scale or faster, th u s nanosecond pulses were used for m ost of the tem porally resolved work. The 1064 nm output from a Coherent Infinity Nd:YAG laser was tripled to 355 nm and used to pum p a Lam bda-Physik ScanM ate OPO. The OPO could provide tunable output from 400 nm to nearly 2.5 microns, and output powers used were typically 2-5 m J/pulse. W ith system repetition rates adjustable from 0.1 to 100 Hz, the Infinity/ScanM ate combination provided the necessary flexibility to excite each different sam ple to a num ber of different electronic states. Additionally, the repetition rate could be set to allow for complete relaxation of the m aterial before the next pulse was delivered. The general experim ent layout for the tem porally resolved emission work w as identical to the continuous em ission setup (see Figure 2). W hen the Infinity/OPO excitation source w as used, the beam w as focused from approxim ately one cm to 2 mni in diam eter using a f/12 lens (based on lens diam eter) placed betw een the OPO outlet and the sample. The sam ple was placed at the focal point to maximize pum p power density. Additionally, the sam ple placem ent w as such th a t the excitation beam struck the sam ple near 20 the edge to m inim ize self absorption. The moving m irror in the B ruker interferom eter was operated in step scan mode ra th e r th a n rapid scan mode (this will be discussed fu rth er in the next section). Since the m irror w as designed to be a t a complete stop while gathering data, the system w as susceptible to m echanical vibration. There are two m ajor differences' in the equipm ent setup used for gathering m ost of the tim e resolved d ata in th is study w ith the setup employed by M artoglio. (84) First, the Infinity/O PO source w as m ounted on a larger optical table along w ith the interferom eter. The optical table in use w hen M artoglio gathered his d ata was too sm all to accommodate the entire system. Tying the entire system together on one table greatly dim inished the effect, of building vibrations on the system, enhancing the signal-to-noise ratio. Additionally; the setup w as moved to the Spangler group’s tem porary laboratory facility at Scientific M aterials Corporation, which was located‘on the ground floor as opposed to the second floor laboratory in Gaines H all a t MSU.' The overall building vibrations were less on. the ground floor location, again providing improved m echanical stability and signal-to-noise ratio. Tem porally Resolved FT Spectrosconv In th is section, the tem porally resolved Fourier Transform technique is briefly discussed. The technique is discussed in detail by M artoglio. (84) 21 In a sta n d ard Fourier Transform experim ent using a Michelson interferom eter, the moving m irror is scanned continuously on the order of 4 0 kHz, known as “rapid scan” mode. Tem poral resolution at a given w avelength cannot be obtained in rapid scan mode because the m irror position changes during the course of the tem poral event. However, operation of the IF S 66 in step scan mode allows the user to obtain tem poral inform ation. In step scan mode, the moving m irror is stopped at each location and d ata is obtained. The m ethod of obtaining data is illu strated on Figure 4 . At each m irror position, the desired num ber of d a ta points are obtained a t a tim e interv al corresponding to the desired tem poral resolution. This process, can be completed as m any tim es as desired for signal averaging. D ata corresponding to a p articu lar m irror position is shown as a horizontal column in the first p a rt of the figure. An interferogram is constructed using the d ata from each of the different m irror positions at one m om ent in time, known as a “tim e slice” (illustrated in the second p a rt of Figure 4). This process is repeated for each of the tim e slices, resulting in a separate interferogram for each m om ent in tim e. The d ata needed for each of these interferogram s is a vertical column in the first p a rt of Figure 4 . Each interferogram is th e n Fourier transform ed to yield a spectrum for each tim e slice (last p a rt of Figure 4 ) , resulting in a tem porally resolved spectrum . e m is s io n m irror p osition tim e mirror p osition 1 1 2 3 4 6 6 7 8 9 10 I 2 '------X-------------------------------------------------------- 3 4 5 6 7 8 9 10 X 2 3 X X X 4 X 6 X X X * X * ---------------------------- X X X • • X tim e W avelength Figure 4. Form ation of the Interferogram in Step-Scan Mode. *this m od el assu m es one freq u en cy only 23 In ten sity fluctuations in the Infinity/OPO source coupled w ith the tim e resolved FT m ethod led to broadband baseline noise- which decayed proportionately w ith the signal over tim e (see Figure 5). The way in which these fluctuations m anifested them selves as broadband noise can most easily be seen by looking at the example of a single emission frequency (see Figure .6). If the emission intensity is the sam e for each m irror position, the interferogram will be a sine wave, which is Fourier transform ed into a single frequency. Fluctuations in emission in ten sity lead to an interferogram th a t is not quite sinusoidal (see Figure 6). This nonsinusoidal interferogram is Fourier transform ed into m ultiple frequencies, corresponding to the actual em ission frequency and noise. This effect is of course compounded in emission from the erbium doped laser crystals, which have m ultiple emission bands as opposed to a single em ission frequency. This effect can actually sometimes be beneficial since the noise from intensity fluctuations is spread over the whole spectral region ra th e r th a n being concentrated over the emission band. However, it can be detrim ental in the case where an em ission spectrum contains both strong and w eak bands, since noise from intensity fluctuations in the strong bands can obscure the w eak bands. Two actions were tak en to address these noise issues. Increased signal averaging was the sim plest solution, although it m eant longer experim ent tim es, leaving the experim ent more susceptible to long-term fluctuations. Also, w hen it was desirable to exam ine a w eaker em ission band, stronger Relative In ten sit 04 Figure 5. Time Resolved Spectrum Exhibiting Broadband System atic Noise. 25 For a pulsed monochomatic source, if the intensity of all pulses is equal, the interferogram will be a sine wave consisting of discrete points. -X aaaaAaaaa L n o ise W hen the signal is an entire emission band or bands, this effect is compounded greatly, leading to broadband noise. Figure 6 . Illu stratio n of system atic noise introduced by source pulse instability 26 bands which contributed noise to the w eaker band were filtered out optically, eith er by the use of filters or strategic selecting of detector/beam splitter combination. In extrem e cases including very low signal, large source intensity fluctuations, and/or significant scattering of laser light into the detector, a m irror position other th a n the position corresponding to the zero p a th difference has h a d the highest intensity in the interferogram . The position corresponding to zero p a th difference should be the m ost intense in the interferogram since it is the only position "where th ere is complete constructive interference of all w avelengths and is the 'centerburst in a typical interferogram . (85) It was necessary to fix the proper zero p a th difference position, as opposed to the m ost intense, as the centerburst, or Fourier transform errors resulted. ^27 CHAPTER 3 EXPERIMENTAL RESULTS This chapter contains results from absorption and emission spectra obtained from the Er:YAG, Er:LuAG, a n d 'E r:YSO sam ples, and a brief, in terp retatio n of the results. A more thorough discussion and exam ination of the d ata will follow, in C hapter 4. Absorption Absorption spectra of Er:YAG (4,6,26,34,35,37,38,46), Er=LuAG (9), and Er=YSO (34,36,39,40) are well docum ented in the literatu re. These include spectra collected at b o th room tem perature (-300 K) and at low (liquid helium or nitrogen) tem peratures. ■While low tem perature spectra are necessary to m ake individual S tark level assignm ents, all absorption spectra in th is study were obtained at room tem p eratu re (-300 K),' which was sufficient to identify pum p frequencies for emission study and to check for any im purities or anom alies in the specific sam ples. The B ruker m easurem ents. IF S 66 Spectrom eter was used for all absorption M easurem ents were ta k e n over two spectral regions: 28 “visible” (9000-25000 cm-1), which utilized a q uartz beam splitter and a Si diode detector, and IR (2000-15780 c m 1), which used a calcium fluoride beam splitter and indium antim onide detector (see Figure 3). Some IR absorption spectra were also tak en over the 2000-10500 c m 1 range. A tu n g sten lam p was used as the light source for all m easurem ents. The num ber of scans for signal averaging ranged from 32 to 2000, and spectral resolution w as typically 2 c m 1. Figure 7 contains EriYAG absorption spectra. Although m easurem ents were tak en on several concentrations of erbium in YAG only the 2.1% concentration d ata is shown, since varying the concentration in a given crystal host w as found by experim ent to not affect the absorption bandshapes. Er:LuAG absorption spectra are shown in Figure 8. Absorption spectra for ErrYSO are shown in Figures 9-11. There are two inequivalent sites occupied by erbium in ErrYSO, and the YSO host has three principal axes of polarization (39). U noriented absorption spectra are shown in Figure 9. Figures 10 and 11 are infrared and visible absorption spectra for light polarized p arallel to the three polarization axes. All the transitions seen in Figures 7 through 11 have the ground sta te 4Ii5/2 m anifold as th eir in itial level and term inate in the levels as indicated on the spectra. Figure 12 shows the energy level diagram containing the m anifolds involved in the absorption bands in Figures 7-11. The sam e bands are presen t in Figures 10 Absorbanci 29 12000 10000 Wavenumber (cm 1) Absorbance 4F 7/2 20000 15000 Wavenumber (cm1) Figure 7. IR (top) and Visible Absorption Spectra of Er:YAG. 10000 Absorbanci 30 12000 10000 Wavenumber (cm-1) 20000 15000 Wavenumber (cm1) Figure 8. IR (top) and Visible Absorption Spectra of Er:LuAG. 10000 31 12000 10000 Wavenumber (cm-1) Absorbanci 2.5 • 20000 15000 10000 Wavenumber (cm1) Figure 9. Unoriented IR (top) and Visible Absorption Spectra of Er:YS0. 32 Wavenumber (cm-1) 12000 Wavenumber (cm 1) Figure 10. IR Absorption Spectra of Er:YSO for Light Polarized P arallel to the <010>, D i1 and Directions. 33 Wavenumber (cm1) Wavenumber (cm1) Wavenumber (cm-1) Figure 11. Visible Absorption Spectra of Er:YSO for Light Polarized P arallel to the <010>, Di, and D2 Directions. 34 and 11 as in Figure 9. The band ju st under 4000 c m 1 in the IR spectra is a w ater absorption band resulting from im perfect background correction. The sharp spikes occurring at regular w avenum ber intervals (especially noticable in Figure 10) are noise caused by interference from AC power supplies in the laboratory. 11/2 Figure 12. Absorption T ransitions Observed in Figures 7-11. Comparison of Figures 7, 8 and 9 (IR spectra of Er:YAG, Er:LuAG, and Er:YSO respectively) shows the effect of the host crystal field on the erbium 35 energy level structure. E xam ination of the spectra .shows th at, in. general, the Er:YSO bands are about 100 c n r1 lower in energy th a n the corresponding bands in the Er=YAG and ErrLuAG spectra. More notably, for any of the tran sitio n s labeled I through 8 on Figure 12, the absorption bandshapes for Er=YSO are quite different th a n those of the erbium doped garnets. These differences are due to the crystal fields of the hosts splitting the erbium free ion levels differently, yielding a different S ta rk level stru ctu re in the three host m aterials. Since the crystal fields of the two garnet hosts are m uch more sim ilar to each other th a n they are to YSO, the differences in the absorption spectra of Er=YAG and Er=LuAG are m uch more subtle. Absorption spectra (4,6,26,34,35,37,38,46) and studies in which individual S ta rk levels are identified (26,37) have been perform ed previously in Er=YAG. Good overall agreem ent w as seen betw een the m easurem ents tak en in th is study and room tem perature m easurem ents in the literatu re (4,6,35,38). Both bandshapes and absorption band frequencies were in good general agreem ent. Sim ilarly, good overall agreem ent w as noted between the Er=LuAG absorption spectra fro m ' th is study and lite ra tu re data (9). Comparison of the Er=YAG and Er=LuAG spectra w ith d a ta obtained in the individual energy level cold tem perature studies (4,9,26,37) shows some deviations which are expected betw een spectra tak en a t room tem perature and liquid helium or nitrogen tem perature. First, the room tem perature spectra were more congested w ith features. Secondly, each m anifold,in my 36 room tsm p o rstn ro d.3t3 is bro3d.6H6d 60 - 100 cm-^ ovsr th.6 corrsspond.iiig’ band in the 4K data. In each case, t h e ' broadening w as tow ard the low frequency side of the bands. This was expected since population of the upper S tark levels of the ground state 4115/2 m anifold leads to more absorption pathw ays to each upper state manifold, broadening the absorption bands. The resu lting new absorption pathw ays are lower in frequency, since they are in itiated from upper S ta rk levels of the ground state manifold. Analogously, good agreem ent w as seen the orientationally resolved absorption spectra of ErfYSO (Figures 10 and 11) in th is study and the room tem p eratu re d ata in the literatu re (34,36,39,40). Sim ilar broadening of the room tem p eratu re ErfYSO spectra relative to cold tem perature spectra in the lite ra tu re (39) w as observed. Table 3 a t the end of th is chapter lists individual absorption peak frequencies for the three m aterials studied. The peak frequencies correspond to absorptions betw een individual S tark levels and show reasonable agreem ent w ith those encountered in the literature. (1,4,9,26,37,39,46). Continuous Em ission Fluorescence spectra have been obtained for ErfYSO (39), ErfYAG (4,16,37,38,46), and Er=LuAG (9) a t a variety of erbium concentrations. The spectra obtained in th is study were consistent w ith the literatu re 37 m easurem ents. The ErrYSO emission spectra obtained in th is study were not o n en tatio n ally resolved along.the three polarization directions. As would be expected, comparison of the polarized em ission spectra of ErrYSO in the lite ra tu re (39) w ith d ata obtained in th is study shows features resulting from all three polarizations are present in my data. In th is study, the 488 nm line from one of two Ar-ion lasers (see C hapter 2) provided continuous excitation of erbium in both YAG and YSO to the 4F y/2 manifold. Additionally, the Ar-ion was used to pum p a cw dye laser, which, w hen using the laser dye DOM, provided cw excitation to the 4Fgz2 manifold. Figure 13 contains energy level diagram s illu stratin g the emission tran sitio n s observed after 4Fgz2 and 4F yzz excitation, respectively. N onradiative relaxations are not indicated in the energy level diagram s. Continuous em ission d a ta was not obtained for Er:LuAG, though num erous tem porally resolved em ission spectra were obtained for th is m aterial (discussed in the next section). Visible and IR em ission spectra were obtained a t the sam e spectral ranges and using the sam e beam splitters and detectors as the absorption spectra. The num ber of scans used for signal averaging ranged from 64 to 2000, and resolutions of either 8 or 16 cm-1 were obtained at room tem perature. In order to compare the stren g th of different emission transitions in the same spectrum , it was necessary to correct for in stru m e n t response. This was accomplished by recording a response curve 38 using a tu ngsten lamp, then elim inating the lamp contribution by dividing a calculated intensity versus frequency curve for a blackbody at 3500 K. Figure 13. Radiative Em ission T ransitions Observed for 4F<)/2 and 4F t/2 Excitation. IR Emission Figure 14 is a fluorescence spectrum of 4% Er:YAG, pum ped to the 4Fg/2 manifold by 15446 c n r1 dye laser output. Assignm ents of the emission bands are shown on the spectra. In the bottom view, the y-axis (intensity) is scaled to enable a closer look at the two w eaker transitions. The same tran sitio n s were observed in the em ission spectrum of 2.1% Er:YAG. Figure 15 contains a sim ilar spectrum of 2% Er:YSO, which was excited at a slightly lower frequency (15376 cm"1) due to the different S tark level splitting of the YSO host. The tran sitio n s initiated from the 4111/2 manifold are not seen due 39 to the lower signal to noise ratio in th is experim ent. 41 11/2 10000 41 11/2 41 15/2 The different host 41 13/2 6000 Wavenumber (cm1) 41 13/2 41 15/2 10000 Wavenumber (cm 1) Figure 14. IR Em ission Spectrum of Er:YAG Pum ped to the 1F;)/* Manifold. 40 ... V w v IMAi A^vzWaM ^ vk^ 10000 Wavenumber (cm-1) Figure 15. IR Em ission Spectrum of Er:YSO pum ped to the 4Fg/2 Manifold. effects also exhibit them selves in the em ission spectra. The Er:YSO 4113/2 4115/2 em ission band does not exhibit the sharp lines seen in the Er:YAG sam ples. This trend generally holds for the other emission bands throughout the infrared and visible regions exam ined in this study. The apparent sharp rise in intensity below about 2800 cm 4 is not real emission, bu t results from imperfect correction for the in stru m en t response curve, thereby representing the lower useful frequency lim it for the em ission spectra. Figure 16 contains an emission spectrum of 4% ErrYAG excited to the 4F 7/2 m anifold using the 488 nm Ar-ion line. The top and bottom p arts of the figure are simply the sam e spectrum , w ith the y-axis scaled differently to 41 ■ allow exam ination of all the emission bands. Figure 17 features a sim ilar tre a tm e n t of 2% Er:YSO. E xam ination of Figures 14 and 16 reveals th a t 4Fyza excitation results in an emission tran sitio n th a t is not there under 4Fg/2 excitation. This transition, from the 4Ss/2 to the 4111/2 manifold, occurs at around 8000 cm"1. The analogous em ission transitions take place in Er:YSO, and are seen in Figure 17. Visible Em ission Figure 18 shows visible em ission spectra of 4% Er=YAG and 2% Er:YSO, respectively. The tran sitio n around 10000 c n r1 is the sam e 4I nz2 -> 4115/2 tran sitio n seen in the IR em ission spectra. The strong green emission at approxim ately 18000 cm"1 is the 4S3/2 band a t 15000 c n r1 is the 4Fg/2 4Iis/2 transition, and the very weak 4115/2, emission. The large spike seen ju st above 20000 c n r1 in both spectra is scattered 488 Ar-ion laser light. The lower signal-to-noise ratio above 22000 c n r1 is due to decreased instrum ent response (see Figure 2). Tem porally Resolved Em ission The tem porally resolved em ission m easurem ents presented in this section were obtained using the experim ental setup described in C hapter 2. The Infinity/OPO system provided nanosecond excitation pulses for all the Relative Int 42 4111/2 10000 Wavenumber (cm 1) Relative Intensity 4111/2 10000 Wavenumber (cm1) Figure 16. IR Emission Spectrum of Er:YAG Pumped to the 4F7 /2 Manifold. 43 2500 S 1500 _2 1000 10000 6000 Relative Int Wavenumber (cm-1) 4000 Wavenumber (cm1) Figure 17. IR Emission Spectrum of Er:YSO Pumped to the 4F 7 /2 Manifold. 44 488 nm laser line I 4Saza -> 4I 15/2 Relative Inti <D 41 11/2 " 4 41 15/2 .4-1 .2 4Ssza "4 4I is/2 4F dzs -> 4Iisza : O-' 25000 20000 Wavenumber (cm-1) 488 nm laser line 0|L . 25000 20000 15000 10000 Wavenumber (cm1) Figure 18. Visible Emission Spectra of Er:YAG (top) and Er:YS0 Pumped to the 4Ft/2 Manifold. 45 m easurem ents presented in this section. The spectral resolution was 16 cm-1 for m ost experim ents. Unless otherwise noted, the excitation repetition rate w as set a t 15 Hz, which provided an interv al of 66.67 ms between pulses. This repetition rate w as used to allow nearly complete relaxation and corresponds to at least five exponential lifetim es for the slowest emission (4111/2 -> 4115/2) decay. Infrared tim e-resolved em ission was collected after excitation to each of the first eight excited sta te m anifolds of erbium (H13/2 through 4Fszc). These excitation m anifolds can be seen in Figure 12. In the following paragraphs, resu lts which are common to all the erbium m aterials studied will be presented. W here applicable, exam ples to illu stra te these resu lts will be provided using Er:YSO em ission spectra since the tim e resolved spectra collected for th is m aterial showed the best overall signal-to-noise. The spectra shown in th is section have not been corrected for in stru m en t response. Selective excitation at different pum p w avelengths allowed observation of the “tu rn in g on and off’ of emission bands, helping to confirm the originating m anifold of the emission transitions. W hen pum ped to the 4113/2 manifold, the resu ltin g emission spectrum (Figure 19) contains only one tran sitio n , from the 4113/2 directly back to the ground sta te manifold. The em ission occurs on the millisecond tim e scale a t around 6500 c m 1. Each spectral “tim e slice” shown in Figure 19 is at a 250 microsecond interval. 46 Wavenumber (cm1* Figure 19. Tem porally Resolved Em ission of Er:YSO Following Excitation to the 4113/2 Manifold. Excitation to any of the next three higher manifolds (4111/2, 4I<)/2, or 4Fgzo) yields two additional emission transitions, originating from the 4111/2 manifold and term in atin g in the 41 13/2 and 4115/2 manifolds, resulting in an emission spectrum as seen in Figure 20. These two new emissions decay on a considerably faster tim e scale th an the 4113/2 previous spectrum . The 4113/2 4 1 15/2 4115/2 tran sitio n shown in the tran sitio n is still present at 6 5 0 0 c m 1, but is still rising in intensity on the faster tim e scale of Figure 20, where each tim e slice is five microseconds. The fact th a t the two new emissions decay on the sam e tim e scale indicates th a t th eir em itting levels are depopulated on the sam e time scale, so they alm ost certainly originate from the sam e manifold. This illustrates one benefit of the tem porally resolved method, th a t it helps in assignm ent of the em ission transitions. 47 Figure 20. Tem porally Resolved Em ission of Er:YSO Following Excitation to the 4111/2 Manifold. Pum ping at or above the 4S3/2 manifold yields three additional emission bands, as can be seen in Figure 21. These three bands also occur on the microsecond tim e scale, but decay even faster th an the emissions from the 4111/2 manifold. These three bands, occurring at roughly 5800, 8000, and 11500 c m 1, originate from the 4S3/2 m anifold and term inate in the 4l 9/2, 4In/2, and 4113/2 manifolds, respectively. Additionally, approxim ately 18000 cm 1 (4S3/2 spectrum . an emission band at 4Iisza, Figure 13) can be seen in the visible Figure 21 illu strates another benefit of the tem porally resolved emission method. In a tim e resolved experim ent w ith tem poral resolution of 5 microseconds or higher, the 4S ^ 4I<)/2 tran sitio n will be detected at 5800 48 c m 1. However, in continuous spectra such as Figure 17, this emission band is hidden by the strong, long-lived 4I j3Z2 ^ 4Iisz2 band. The tim e resolved technique enables deconvolution of em ission bands th a t overlap spectrally but have different tem poral behavior. 4S 3 /2 - > 41 13/2 12000 41 13/2 - > 41 15/2 10000 6000 Wavenumber (cnr1) Figure 21. Tem porally Resolved Em ission of Er:YSO Following Excitation to the 4F tz2 Manifold. The collected d ata set includes tim e from 0-130 psec, but the d ata is truncated for visual clarity. The weak emission from the 4Fyz2 manifold to the ground state was not observed in the tim e resolved spectra due to its short lifetime and low signalto-noise ratio. In the following sections, specific resu lts for the three m aterials studied are presented. 49 Er:YSO The 2% Er:YSO sam ple was excited a t the various frequencies as listed in Table I. At each excitation frequency, experim ents were run a t the necessary tem poral resolutions and sam pling tim es to capture the tem poral behavior of all the emission bands th a t occurred for a p a rticu la r excitation. Table I. Excitation Frequencies for 2% Er:YSO. Pum p Manifold E xcitation Frequency (cm-1) 41 13/2 6508 10195 12606 15376 18409 19223 20494 22095 4Il 1/2 419/2 4Fg/2 . - 4S s/2 2H h z 2 4F 7 /2 . 4F s/2 A lthough there are two different E r3+ sites in Er:YSO, Li, Wyon, and Moncorge (39) have shown th a t they can be considered together in the analysis of fluorescence dynamics, since excitation of the two different sites to different degrees resulted in the sam e emission lineshapes (see pg. 14). Therefore, polarized tem porally resolved emission spectra were not obtained in th is study. In the following paragraphs, results for each of the emission tran sitio n s w hen pum ped at the different levels will be presented. The 4Ii3/2->4Ii5/2 emission w as detected at all pum p levels. E xperim ents ru n to characterize th is tran sitio n had tem poral resolution of 250 psec, and d ata w as obtained for 66.5 msec, nearly the entire tim e 50 betw een laser pulses given the 15 Hz repetition rate. Signal averaging was five or ten coadditions, m eaning five or ten decay events were averaged at each m irrbr position. Figure 22 contains two plots: a “decay trace”, in which the in teg rated area under the tran sitio n (corrected for baseline noise) for a tim e slice is plotted versus time, and a “log plot”, in which the logarithm of the in teg rated tran sitio n area i s ' plotted instead. The integration and baseline correction m ethods are discussed in detail in C hapter 4. In the plots shown, m ost of the decay traces have been norm alized to a m axim um in ten sity value of one to facilitate comparison betw een different spectra. The d a ta shown in Figure 22 were obtained by after excitation directly into the 4113/2 manifold. Though valuable inform ation concerning relaxation processes can be obtained by pum ping above the upper em itting level, it is best to excite the em itting level directly w hen determ ining lifetim es to p re v e n t' em ission level feeding processes from influencing lifetime m easurem ent. The stra ig h t line of the log plot shows th a t the decay is exponential. An exponential fit of the decay d ata resu lts in an experim entally determ ined lifetim e of 8.6 msec (experim ental lifetim es for all the m aterials studied are sum m arized in Table 4 a t the end of th is chapter). The d a ta in this plot are tru n cated after the signal has gone below the noise level. Two emissions originating from the 4111/2 level appear in spectra where the 4111/2 m anifold or higher is pumped, term in atin g at 4113/2 (emission band a t approxim ately 3500 cm-1) and 4115/2 (approxim ately 10000 c m 1). Emission 51 Normalized Int 5c ill. 5000 log (Normalized Intensity) 0 :\ -0.5 I .i .5 10 2 10 2.5 10 Time (microseconds) 11 X - TTT -rr I l l l X -I I l l l X - I l l l 3.5 10 I l l l I l l l - X -1.5 -2 3 10 X - x Xv ■ . , , , 0 I I 5000 I IO4 I I I I I , I l i l t I I I I 1.5 IO4 2 IO4 2.5 IO4 3 IO4 3.5 IO4 4 IO4 Time (microseconds) Figure 22. Decay (top) and Log of Intensity for the 4Iisza -> 4Iisza T ransition in 2% Er:YSO. 52 * from the 4Inz2 manifold has a significantly shorter lifetime th a n th a t originating from 4113/2, and the experim ents designed to analyze these em ission bands were tem porally resolved to 500 nanoseconds and had to tal sam pling tim es of 120-150 microseconds. Since th is higher tem poral resolution required the use of a faster, 8-bit tra n sie n t recorder ra th e r th a n the 16-bit recorder used for the slower experim ents, lower signal-to-noise resulted, necessitating more coadditions (20 to 80 for the various pum p levels) for signal averaging. Figure 23 illu strates decay traces for the two em ission bands. The m axim um intensity for both bands is norm alized to one to show the sim ilar behavior of the two bands, which indicates th a t they originate from the sam e manifold. E xperim entally determ ined lifetim es for the 4Inz2 level of 2% ErrYSO ranged from 10.3 to 12.7 microseconds for all the pum p levels analyzed, .with values of 10.3 to 10.7 (is for experim ents ru n w ith direct 4Inzz excitation. The intensity of the tran sitio n term inating in the ground state is significantly higher th a t term in atin g in the 4Iiaz2 level. The radiative branching ratio was determ ined by taking a single tim e slice from the experim ent (an acceptable assum ption since the em ission bandshapes did not change over time), correcting for in stru m en t response, and integrating the area of each em ission band. The resulting branching ratio was found to be 0.91 for the 4Inz2 -> 4Iisz2 tran sitio n and 0.09 for 4Inz2 -> 4Iiaz2. B ranching ratio calculations for all the m aterials studied are sum m arized in Table 5 a t the end of this chapter. 53 1 0.8 1 2c Ti N 15 4111/2->4115/2 4111/2->4113/2 X "X 0.6 0.4 E X X z 0.2 .... 0 0 10 20 30 40 Time (microseconds) 50 60 ■1*111*«*!IAiifcAA 70 Figure 23. Decay of Emission T ransitions O riginating from the 4Ii 1/2 Manifold in 2% Er:YSO. The log plots of the above emission transitions (Figure 24) illustrate th a t the decays are prim arily exponential. The mild degree of curvature observed in Figure 24 occurred frequently in this study and was found to be error introduced by baseline correction. The reasoning for this is discussed in the next chapter. D ata points are truncated after the signal reaches the noise level. Em ission tran sitio n s originating from the 4S;$/2 m anifold occur when the ErrYSO w as subjected to excitation to th a t level or higher. Spectra obtained for ErrYSO included the four emission bands originating from the 54 '53 c "5 CD S aC Q S O S b/D JD 4 Time (microseconds) Figure 24. Log of Intensity of Emission T ransitions O riginating from the 4I n /2 Manifold in 2% Er.YSO. 4S3/2 manifold th a t were discussed earlier in this section. Emission spectra obtained to study these transitions typically required tem poral resolution of 50 nanoseconds w ith 400 time slices (for a total sam pling duration of 20 microseconds) and 20 - 80 coadditions for signal averaging. The IFS 66 spectrom eter cannot perform time resolved experim ents on both sides of the HeNe reference frequency (15798 c m 1) sim ultaneously. The HeNe provides the reference points for where the sam pling (data acquisition) is performed. Signal at higher frequencies th a n the HeNe are undersam pled in step scan and would alias if light frequencies on both sides were detected. In continuous scan, a phase 55 locked loop can interpolate the HeNe curve to allow more frequent sam pling which elim inates th is problem. In step scan, two laser detectors are used: one to lock on a HeNe zero crossing; the other (-90° out of phase) is used to determ ine the slope to tell which h a lf w avelength is being locked on. Therefore, the strategy used in continuous scan cannot be used in step scan, and the four emission tran sitio n s originating from 4Ss/2 could not be evaluated in the sam e experim ent. The three lower frequency transitions were observed in spectra obtained over the range of 2000 - 15700 cm-1, and the visible tran sitio n (around 18000 c m 1) was obtained in a separate experim ent. IR spectra were obtained after excitation to the 4Ss/2, 4F ^ , and 4F 5/2 levels. Since the silicon diode detector w as easily sa tu ra te d it was very difficult to detect emission transitions in the spectral region close to the excitation source, therefore, we were not able to obtain a tim e resolved em ission spectrum containing the 4Ss/2 4115/2 tran sitio n after pum ping the 4S3/2 manifold. However, this tran sitio n w as observed in tem porally resolved spectra after excitation to the 4F7/2, and 4F 5/2 manifolds. Figure 25 shows decay traces of the three IR emission bands following 4S3/2 excitation. The 4S3/2 -> 4Ii3/2 tran sitio n has the best signal-to-noise ratio, and an exponential fit based on th is tran sitio n yields a lifetim e of 3.5 microseconds. The 4S3/2 -> ■ 4111/2 tran sitio n is the w eakest and the figure illu strates the effect of the lower signal-to-noise on the decay trace. Figure 25 also contains a log plot of the decays. Again, the slight curvature in the log traces is attributable to 56 ' baseline correction. Branching ratios were calculated for these radiative tran sitio n s based on spectra obtained after 4F 7/2 excitation, since a visible spectrum was obtained a t th a t excitation level. ErrYAG The 4% ErrYAG sam ple w as excited a t the frequencies as listed in Table 2. Additionally, emission spectra were obtained from 2.1% ErrYAG following excitation to the 4Fg/2 manifold. The same emission transitions were observed for the sam e pum p m anifolds as in ErrYSO. R esults for the . fluorescence decays for the 4113/2, 4111/2, and 4Ss/2 levels are discussed in the following paragraphs. The 4113/2 4Ii5/2 emission occurred on a sim ilar tim e scale in ErrYSO and ErrYAG, and experim ents ru n to evaluate th is tran sitio n were set up w ith sim ilar tem poral resolution, sam pling duration, and num ber of coadditions. Figure 26. shows the integrated, results of the transition after Table 2. Excitation Frequencies for 4% ErrYAG. Pum p Manifold E xcitation Frequency (cm"1) 4113/2 4111/2 4Fg/2 4S 3/2 4F 7/2 6797 10347 15445 18797 20494 57 S' '5e js -tiGJ yCS 4S3/2 -> 419/2 4S3/2 -> 4111/2 4S3/2 ~> 4113/2 S S 2; Time (microseconds) 4 S3/2 > 419/2 4S3/2 -> 4111/2 4S3/2 ~> 4113/2 Time (microseconds) Figure 25. Decay (top) and Log of Intensity of Emission Transitions Originating from the 4S:3/2 Manifold in 2% Er:YSO. 58 4F9/2 excitation for the two erbium concentrations studied. The decay profile for this tran sitio n in EriYAG is sim ilar regardless of excitation manifold since the emission rise time is 2-3 orders of m agnitude shorter th an the decay tim e for all the excitation levels studied. 2% EivYAG 4% Er:YAG 0 1 104 2 104 3 104 4 104 5 104 Time (microseconds) 6 104 7 IO4 Figure 26. Decay of the 4113/2 -> 4Ii5/2 T ransition for 2.1% and 4% Er:YAG. The experim entally determ ined lifetim es for this tran sitio n is on the order of 6.5 - 7 milliseconds for the two sam ples. A difference in lifetime for the two concentrations could not be confirmed w ithin experim ental error. While the traces shown in Figure 26 would seem to indicate a shorter lifetime in the 4% sam ple, in another sim ilar set of experim ents the decay rate was slightly faster in the 2.1% sam ple. Figure 27 illu strates log plots for the 59 decay traces shown in Figure 26. The slight curvature seen in the log plots again is attrib u tab le to baseline correction. 2.1% Er:YAG 4% ErYAG , . I , 3 10 4 10 Time (microseconds) Figure 2 7 . Log of Intensity of the 4113/2 and 4% Er:YAG. -> 4115/2 Emission T ransition in 2 . 1 % The two emission transitions originating from the 4111/2 manifold decay more slowly in Er:YAG th a n in Er:YSO. E xperim ents ru n to evaluate these tran sitio n s were typically had I msec tem poral resolution and 500 msec total sam pling tim e. All other experim ental p aram eters were sim ilar to those for the Er:YSO experim ents. Figure 28 shows the integrated tran sitio n data and log plot of the fluorescence after 4111/2 excitation. The calculated lifetime is 67.3 microseconds based on the higher intensity 4111/2 the w eaker 4111/2 -> -> 4115/2 emission, w ith 411,3/2 emission showing good agreem ent. The emission 60 lifetime is several tim es longer th a n th a t of the sam e tran sitio n in Er:YSO. In both m aterials, m ultiphonon relaxations dom inate relaxation from the 4111/2 level, and the m echanism appears to be more efficient in Er:YSO. Decay resu lts for 2.1% ErrYAG were not obtained for excitation to th is manifold, bu t experim ents ru n on both concentrations w ith 4Fgys excitation do not show a strong concentration dependence in the 2-4% concentration range. . Figure 29 illu strates in tegrated tran sitio n d ata and a log trace of the visible 4Ssza 4Iisza emission. Decay from th is level is also exponential, as shown by the log trace. The IR tran sitio n s from the 4Ssza level show sim ilar tem poral behavior. An exponential fit of th is decay process for 4% ErrYAG yields a calculated lifetime of 10.7 microseconds, which is longer th a n the analogous process in ErrYSO (approxim ately 3.5 microseconds). The tem poral resolution for the experim ents ru n to analyze these tran sitio n s was 250 nsec, w ith a to tal sam pling tim e of 150 microseconds. O ther experim ental p aram eters were the sam e as those for the ErrYSO experim ents. ErrLuAG Time resolved em ission spectra were obtained for 0.5% ErrLuAG after excitation to the 4Iisza, 4Inza, and 4Ssza m anifolds, using pum p energies of 6525, 10385, and 18448 cm-1, respectively. As w ith the other samples, the pum p m anifolds were selected since they are the em itting levels. The sam e 61 ' I ' 1 £ 4111/2 -> 4115/2 4111/2->4113/2 C c -3 QJ N H S •- Z Time (microseconds) ' ' I ' 4111/2->4115/2 4111/2 ~> 4113/2 Time (microseconds) Figure 28. Decay (top) and Log of Intensity of Emission Transitions Originating from the 411 1 /2 Manifold in 4% ErrYAG. 62 £ '3 c CU C -d N 15 3 O Time (microseconds) 'fafl Se -a I cs E Z Time (milliseconds) Figure 29. Decay (top) and Log of Intensity of Emission Transitions Originating from the 4S 3 /2 Manifold in 4% Er:YAG. 63 tran sitio n s were observed in 0.5% E r:LuAG as in the other m aterials studied. Since the tem poral behavior of the em ission transitions in E r:LuAG was close to th a t in Er:YAG, the same experim ental param eters were used in the E rL uA G experim ents as in the ErY A G experim ents. D etails of the resu lts for each of the emission transitions follow. The integrated 4113/2 4115/2 tran sitio n shown in Figure 30 shows th a t this tran sition also occurs on the millisecond time scale. The signal was w eaker for th is m aterial th an in the other m aterials studied due to the lower (0.5%) erbium concentration, resulting in decreased signal-to-noise. decay w as also found to be exponential w ith a lifetime of 5.7 milliseconds. 5000 I IO4 1.5 IO4 2 IO4 2.5 IO4 3 IO4 3.5 IO4 4 IO4 Time (microseconds) Figure 30. Decay of the 4113/2 4115/2 Transition for 0.5% ErLuAG. This 64 Figure 31 shows integrated decay and log plots for the 4Inz2 -> 4I i5Z2 transition, following excitation to the 4Inz2 manifold. The tem poral behavior of the 4IIiz2 4I i3/2 tran sitio n is sim ilar, bu t the signal-to-noise ratio is slightly lower due to the lower signal intensity of the transition. The experim ental lifetime is 67.7 microseconds, and the log plot i s . again indicative of exponential behavior. The three infrared emission tran sitio n s in itiated from the 4Ssz2 level were also observed in the Er:LuAG sam ple. The in teg rated trace of the tran sitio n term in atin g at the 4Iisz2 m anifold is shown in Figure 32. This em ission occurred after direct excitation to the 4Ssz2 manifold. The log plot showed the .emission decay to be exponential, and the exponential fit on the decay d a ta yielded a calculated lifetim e of 12.3 microseconds: A ttem pts to obtain the visible em ission spectrum after excitation to the 4Fyz2 m anifold failed due to the relatively low signal stren g th of the low concentration sam ple and satu ratio n of the silicon diode detector by the excitation pulse. However, th is visible tran sitio n could be seen by the eye. The rise tim e of the 4Iiszs -> 4Iisz2 tran sitio n has a exponential rise tim e sim ilar to th a t of the 4Inz2 4Iiszs decay lifetime, indicating th a t the m ain channel of population of the 4Iiszs level is through the 4Inz2 level. The rise for all th ree m aterials studied is shown in Figure 33. 65 5 c '35 QJ 15 S , ■I Time (microseconds) QJ C XJ N OS S biD 't , , ■ ■ I . iO 150 , 2i Time (microseconds) Figure 31. Decay (top) and Log of Intensity of the 4111/2 0.5% Er:LuAG. -> 4115/2 Transition in 66 ' I 1 1 Normalized Inti •"SS Time (microseconds) log (Normalized Intensity) 1 ' I r , I . . Time (microseconds) Figure 32. Decay (top) and Log of Intensity of the 4S 3 /2 0.5% Er:LuAG. 411 3 /2 Transition in 67 4 % E r Y A G 0 .5 % 2 % 7 E r L u A G E r Y S O /Z . I I , 0 150 2 Tim e (microseconds) Figure 33. Hosts. Rise of the 4113/2 4115/2 T ransition for E r3+ in Three Crystal A ttem pts were made to study the population of the 4I n /2 and 4S3/2 levels by exam ination of the rise of em ission bands initiated from these levels. However, the rise tim es of tran sitio n s initiated from both levels is faster th a n the 180 nanosecond response tim e of the infrared detector. Additionally, the rise tim e of the 4S&2 level w as found to be less th a n 5 ns, the response time of the visible detector. The detector response tim es currently lim it our ability to study these rapid rise tim es. 68 Table 3. A bsorption T ransition Frequencies in E r3+ Doped M aterials (cm-1). m anifold Er=YSO <010> 6428 6452 6470 6508 6538 6592 6699 6727. 6752 6768 6784 Er=YSO Dl 6429 6470 6498 6509 6538 6549 6565 6583 6595 6623 6700 6725 6767 Er=YSO D2 6470 6508 6538 6547 6558 6566 6596 6621 6696 6727 6767 6798 6849 4Il 1/2 10157 10183 10193 ' 10209 10235 10252 10270 10283 10296 10315 10343 10382 10100 10115 10156 10174 10195 10209 10227 10233 10251 10268 10293 10315 10333 10344 10114 10136 10158 10183 10196 10209 10227 10233 10253 10261 10286 10294 10304 10316 10332 10343 10384 10175 10191 10206 10223 10231 10250 10262 10279 10296 10307 10331 . 10336 10347 10353 10365 10388 10393 10407 ■ 10411 10180 10208 10230 10251 10262 10315 .1 0 3 2 6 . 10337 10348 10360 10365 10380 10385 10403 10417 4I d/2 12197 12218 12322 12361 12257 12279 12225 12240 12220 '12245 41 13/2 Er=YAG - 6522 6525 6535 6542 6601 6703 6721 6741 6760 6778 6797 6819 6859 6878 Er=LuAG 6493 6519 6525 6541 6549 .6559 6602 6721 6741 6764 6783 6814 6830 6852 6884 69 Table. 3. Continued ) manifold 4Igzs 4Fg/2 Er: YSO <010> 12253 12277 .12320 12352 12378 12421 12432 12448 12464 12493 12534 12560 12577 . 12606 . Er: YS O Dl 1.2421 12445 12463 12527 12543 12568 12607 12645 ErrYSO .. D2 12322 12349 12358 12375 12423 12444 12464 ■ 12491 12508 12527 . 12563 12572 12606 12644 15072 15095 15133 15158 15168 15192 • 15215 15274 15296 15332 15356 15376 15454 15491 15033 15070 15087 15119 15131 15167 15179 15191 15215 15274 15298 15316 15356 15372 15395 15490 15000 15051 15118 15133 15156 15168 15179 15193 15215 15274 15301 15317 15333 15355 15373 15491 18182 18228 18243 18267 18283 18245 18278 18304. 18329 18351 • 4Sszs 18225 15246 18266 18284 18327 Er: YAG ErrLuAG 12281 12299 12446 12462 12503 12510 12551 12679 12691 12735 12753 12267 12291 12456 12476 12497 12523 12543 12693 12714 12767' 15207 15220 • 15230 15246 15262 •15279 15286 . 15292 15306 ' 15331 15351 15387 • 15435 15444 15464 15490 ■ 15509 18311 18385 18391 18432 18450 15218 15240 15263 15284 15296 15318 15351 15399 15443 15463 15476 15484 15516 18319 . 18395 18416 18448 70 Table 3. Continued manifold ErrYSO <010> 18366 18382 18410 ErrYSO Dl 18327 18366 ErrYSO D2 18363 18382 18408 ErrYAG ■- 2Hl 1/2 19040 19044 . 19070 19077 19127 19134 19139 19158 19197 19225 19235 19260 19307 18942 18968 19002 .19040 19048 ■ 19065 19083 19088 19095 19121 19139 19161 19172 19196 19219 19231 19252 19267 19308 18918 18942 18987 19004 19046 19066 19076 19084 . 19094 19124 19138 19160 19178 19196 19224 19260 19268 19306 19013 19032 19050 19069 19090 19110 19126 19146 19262 19279 19304 19319 19338 19357 19015 19036 19059 19068 19076 19090 19112 19272 19284 . 19317 19339 19348 19365 % 20262 20299 20394 20423 20495 20521 20569 20631 20260 20300 20342 20387 . 20396 20425 20468 20497 20519 20567 20609 20259 20343 20369 20387 20395 20425 20469 20496 20520 20610 20638 20653 20433 20447 . 20486 20543 20564 20580 20618 20630 20640 20671 20442 20645 20486 20535 . 20595 20615 20639 20659 4S 3/2 . ErrLuAG 71 Table 4. E xperim ental Lifetim es of T ransitions in E rbium Doped M aterials Level M aterial 41 13/2 2% Er=YSO 2.1% Er=YAG 4% Er=YAG 0.5% Er=LuAG 2% Er=YSO 4% Er=YAG 0.5% Er=LuAG 2% Er=YSO 4% Er=YAG 0.5% Er=LuAG 41 11/2 4S 3/2 E xperim ental Fit Lifetime fusee) 8640 6600 6500 5700 10.5 67.3 67.7 3.5 10.7 12.3 1/e Lifetime fpsec) 8500 6800 6500 5800 12.0 73.5 70.0 3.7 11.3 11.8 Table 5. R adiative B ranching Ratios Calculated from E xperim ental D ata. M aterial 2% Er:YSO Level 4S 3/2 4% Er:YAG 0.5% Er:LuAG 41 11/2 T ransition 4111/2 *4115/2 4111/2 -3» 4113/2 4S 3 / 2 4115/2 4S 3 / 2 4113/2 4S 3/2 ^ 4111/2 4S 3 / 2 419/2 4S 3/2 ^ 4F<)/2 4S 3/2 ^ 4115/2 4S 3 / 2 ^ 4113/2 4S 3/2™^ 4111/2 4S 3 / 2 419/2 4 S3/2™^ 4Fg/2 4111/2 4I l5 /2 41 11/2 41 13/2 Branching Ratio 0.91 0.09 0.62 0.36 0.01 0.01 0- (not detected) . 0.72 0.26 0.01 0.01 0 (not detected) 0.95 0.05 72 CHAPTER 4 DISCUSSION OF RESULTS In th is chapter, the m ethod of generating th e experim ental decay curves shown in the previous chapter is described. Additionally, kinetic m odeling of the d ata is presented and rate constants are determ ined. A new m ethod of determ ining non-radiative rate s and branching ratios utilizing the in ten sity "volume" under three-dim ensional tim e and frequency resolved em ission bands is developed. Values obtained using th is m ethod are compared to non-radiative rate s and branching ratios determ ined from comparison of experim ental emission lifetim es w ith calculated radiative lifetim es using M orrison's code. G eneration of E xperim ental Decay Curves ' The experim ental decay curves w ere generated from the tem porally resolved spectra by integration using the software supplied w ith the B ruker spectrophotom eter. The software gives the option of num erous integration techniques; of these, the m ethod outlined here gave the best results for the d a ta in th is study. 73 Figure 34 is a single tim e slice from a tem porally resolved' emission spectrum . The area betw een lines A and B is obtained by integration and contains both signal and baseline noise. The baseline noise contribution is estim ated by defining a spectral region on each side of the emission band (regions C to D and E to F) th a t are each equal in w idth to the emission band, and averaging the two in tegrated areas. This baseline noise is th en subtracted from the in itial integration to give the in tegrated signal. The average of two baseline regions was used to improve the results for spectra th a t had a “slan t” in baseline intensity, since the goal w as to subtract the baseline noise contributing to the area u nder the em ission band. While th is m ethod gave the best results of the m ethods tried, it did not give ideal resu lts for all spectra and sm all baseline correction errors still occurred. These baseline correction errors were found to lead to the slight curvature noted in some of the log plots of the in tegrated decay traces, as discussed in the next section. Discussion of Long Term C urvature in Log Plots A slight degree of curvature w as noted in m any of the plots when the logarithm of the in tegrated tran sitio n intensity w as plotted versus tim e. Obviously, for purely exponential decay, the log plot would yield a straig h t line. An example of th is curvature is shown in Figure 35. Both convex and 74 concave curvatures were observed. Figure 35 represents a typical degree of curvature; in a few instances it was considerably sharper while in other instances no curvature was noted. This curvature is attrib u tab le to baseline error introduced by the system atic baseline noise caused by source pulse-topulse fluctuations th a t was discussed in C hapter 2. Since the pulse-to-pulse in ten sity fluctuations of emission transitions are Fourier transform ed across the entire spectral dim ension as noise, the presence of one band adds noise to VVa ~ vvw«~aAi~wvn Wavenumber (cm 1) Figure 34. Illustration of Integration M ethod Used to G enerate Decay Traces. The baseline correction is obtained by averaging the areas between lines C and D and lines E and F under the spectrum . This baseline correction value is then subtracted from the integrated area under the spectrum between lines A and B to obtain the corrected integral value. 75 'S C ■ 2 ti aca 5 o % be JD Time (microseconds) Figure 35. C urvature Observed in Logarithm ic Plots of Em ission Decays. the baseline of other emission bands in the spectrum , causing error in decay traces of bands (especially those w ith different tem poral behavior) th a t are m anifested as curvature in log plots of decay profiles. While the fact th a t the noise is spread out over the entire spectrum with the Fourier transform m ethod can be an advantage over dispersive methods, it is a disadvantage in this instance since it h u rts the quality of the tem poral data. ru n when the 4113/2 - > 41 15/2 Experim ents transition is filtered out significantly altered the curvature seen in log plots of the emission transitions from the 4111/2 level. Two approaches to baseline correction dem onstrate the connection between baseline error and the observed curvature. First, the software accompanying the B ruker spectrom eter allows several different m ethods of 76 integration and baseline correction of spectra. In teg ratin g the sam e spectra using a variety of m ethods was found to introduce and/or change the curvature in the log plots, prim arily due to differences in baseline correction. The integration m ethod described earlier in th is chapter w as chosen since, of the m ethods tried, it least frequently resulted in nonzero baselines in the in teg rated decay traces and led to the best agreem ent in tem poral behavior betw een tran sitio n s w ith the sam e em itting level. Second, addition or subtraction of a sm all constant value from the decay trace after integration w as successful in reducing and/or elim inating the curvature. Figure 36 shows the d ata from Figure 35 after th is correction was im plem ented. As can be seen by comparison of Figures 35 and 36, the degree of curvature has been reduced substantially. This correction typically only caused a sm all variation in the exponential lifetime, up to a m axim um of 4%. It is also possible th a t nonlinear detector response could contribute to the observed curvature, particularly in the earlier portions of the decay event w hen emission signal was stronger. Since the depopulation of the excited states studied w as found to be dom inated by exponential processes (with the observed curvature explained by in stru m en tal or signal processing errors ra th e r th a n physical processes), the modeling described in the next section assum es exponential decay for all the relaxation processes. , 77 a, Q ) S N CC E bO JD i Time Figure 36. D ata from Figure 35 After Addition of a C onstant Value to the Decay Trace D ata for Baseline Correction. Note the reduction in curvature compared to Figure 35. Kinetic Modeling of E xperim ental D ata In th is section, modeling perform ed to explain the decay processes responsible for the experim ental results is discussed. Sets of coupled differential equations describing the population and depopulation of the energy levels studied were w ritten and num erically solved. Both spontaneous radiative and nonradiative (multiphonon) relaxation processes are considered in the model. Sim ilar approaches to modeling for Er:YAG (4,28,29,43,52), other erbium -doped garnets (4), and EriYAlOs (20,21) can be 78 found in the literatu re. In this study, two separate cases were modeled: decay following 4111/2 and 4Sazg excitation. These two pum p manifolds were considered since they are initial levels for radiative processes. 4Ii 1/2 excitation The decay transitions considered for the case of 4111/2 excitation are shown in Figure 37. The radiative processes (which are the sam e ones th a t were observed experim entally) are indicated by solid lines, while the wavy lines indicate m ultiphonon relaxation. It is assum ed th a t the dom inant m ultiphonon transitions are those th a t resu lt in decay from one manifold to the one directly below it, therefore m ultiphonon processes such as the one 4f „ „ 4Iot Figure 37. Decay Processes Following 4Inzg Excitation. 79 from the 4Inza to the 4Iiszs manifold are not included. For brevity, the 4Inza, 4Iiszs, and 4Iiszs m anifolds will be referred to as levels 2,1, and 0 respectively, as indicated on Figure 37. Rate equations for the three manifold populations can be expressed as follows: = ~ (4>0 + ^21 + ^21 ) ^ 2 ^-^- = (A2\ +W2[)N2 - ( A w +Ww)N\ (I) = (Ao + ^lO )-^l + A o^2 M = population of level i Aij. = rate constant for spontaneous radiative emission from m anifold i toy Wi; - m ultiphonon emission from m anifold i to j The excitation pulse is short com pared to the lifetim es of most of the processes, so behavior directly after excitation will be modeled. In order to evaluate the above set of equations, values are needed for the rate constants Aij and Wij. The experim entally determ ined lifetime n is related to the rate constants as follows: '- i >0 >0 ■ w here ki is the overall rate constant for decay from manifold i. 80 Therefore, for manifold 2 (neglecting Wso): — = &2 =A 20 + A21 + W21 X (3) 2 E xam ination of the three dim ensional em ission spectra for the -4Inza pum p manifold shows th a t m ost of the decay from levels 2 to I is nonradiative. This can be seen by com paring the to tal volume under the emission tran sitio n s (see Figure 20) for the radiative em issions for level 2 to I (3500 cm-1) and I to 0 (6500 cm-1). The volume under the l-> 0 tran sitio n is significantly larger th a n the 2-> I transition, and the integration over the to tal volume of a band gives inform ation about radiative depopulation. Since the to tal population entering a level by both radiative and nonradiative m eans should equal the to tal population leaving a level, the dom inant process feeding level I m ust be nonradiative. This “to tal volume balance” around level I m ay be stated m athem atically as follows: Total volume of feeding processes - T otal volume of depopulating processes . A 21 + W 21 —Aio + Wio (4) where the bold typeface indicates a to tal volume integral. The Ay and Wij symbols correspond to the sam e tran sitio n s as the analogous Ay and Wy symbols in the rate equations. Strictly speaking, W 21 and Wio are not volumes since they do n o t , correspond to radiative em ission processes. Instead, each W value is num erically equal to the total, volume of a hypothetical radiative em ission process betw een the indicated in itial and 81 term in al levels w ith the sam e probability as the nonradiative rate being evaluated. Total volume integral values for the radiative processes (Aij) were determ ined by first in tegrating under the tran sitio n in the spectral dimension, after the spectrum was corrected for in stru m en t response. This in teg ratio n w as done for each tim e slice in a tem porally resolved spectrum . A plot of these integ rated areas versus tim e gives a decay trace like th a t shown • in Figure 22. Next, the decay trace w as fit to an exponential decay equation which w as th en in tegrated over tim e to yield the to ta l volume integral. In teg ratio n of baseline noise over the long exponential “ta il” was found to introduce significant error, so the exponential fit equation was integrated ra th e r th a n the experim ental decay trace. E quation 4 can be rearranged to solve for Wzi: W n — Wio + Aio - A 21 (5) R esults specific to the three m aterials modeled (4% Er:YAG, 2% Er:YSO, and 0.5% Er:LuAG) are presented in the following paragraphs. For the 4% ErY A G sample, the experim entally determ ined lifetime n w as found to be 6.5 ms. The theoretical radiative lifetim e n rad, obtained from a com putational m ethod derived by M orrison et al. (37,78-80) is 13 ms. U sing E quation 2 and the fact th a t Ti rad = I / A 10 , it can be found th a t Aio - Wio for th is set of experim ental and theoretical radiative lifetimes., The to tal volume in tegrals of the radiative processes (Aij) can be determ ined using the procedure described in the previous paragraph. E quation 5 can th en be used 82 to solve for W2 1 . The branching ratio for a radiative or nonradiative process is defined as the probability th a t depopulation of a level will occur by th a t process. For example, the branching ratio for the radiative e m is s io n of level 2 to level I can be determ ined as follows: . B a = ------- ^ ^ -------A21+A20+W21 A 22+ A 2g+W2j ' 76) Note the branching ratios can be calculated using either rate constants or to tal volume integrals. The branching ratios for depopulating level 2 using th is to tal volume integ ral m ethod are listed in Table 6. To check the effectiveness of the to tal volume integral calculations, the branching ratios for level 2 were also calculated using the experim ental and theoretical radiative (again obtained using the M orrison com putational method) lifetimes. The relative branching ratio of A 20 and A22 was calculated by using the experim ental radiative branching ratio presented in Table 5. The resu lts of these branching ratio calculations are also listed in Table 6 (under “.Using Theoretical Radiative Lifetim e”) and show good agreem ent w ith the to tal volume integral calculations. The total volume integral approach was also used to determ ine branching ratios for level 2 for the 2% ErfYSiO sam ple and the 0.5% ErrLuAG sam ple. For Er:YSO, Wio was determ ined using theoretical radiative calculations perform ed by Moncorge et al (39). For Er:LuAG, since the LuAG 83 Table 6. B ranching Ratios for Decay from 4Inz2 Manifold in 4% Er:YAG T ransition U sing Total Volume In teg ratio n 0.992 Using Theoretical RediAtivA Lifetime 0.993 Asi 7.69X 10-4 7.04 X 10-4 Aso 7.08X10-3 6.50X10-3 crystal host is sim ilar to YAG, it w as assum ed th at, as was the case w ith Er:YAG, Ww w as approxim ately equal to Aio. Once Wio w as determ ined for each m aterial, the branching ratios were determ ined using the same to tal volume procedure used for ErY A G and are presented in Table 7. Once the branching ratios were obtained, the rate constant A ij (or Wij) can easily be obtained using the equations: AJ = b Aij ■ ^iJ = b Wuk,. where ki (7) is the overall experim ental rate constant. Table 7. B ranching Ratios for 4Inz2 M anifold in 2% E rY SO or 0.5% Er:LuAG T ransition 2% E rY SO 0.5% Er:LuAG Wiu 0.997 0.984 Asi 1.85 X !O'4 1.37 X 10-3 A so 2.42 X 10-s 1.51 X 10-2 84 Using this equation, Ay and Wij were calculated for all three materials modeled. Using these values and Mathematica, the system of simultaneous differential equations was solved. Tahle 8 contains the fate constants used in the differential equations. Table 8. Rate Constants for Relaxation following 4111/2 Pumping (psec1) Transition 4% ErtYAG 2% ErfYSO 0.5% Er:LuAG A io 7.69 X10-s 1.16 XlO-4 8.77 X 10-s Wio 7.69 XlO-s A 20 1.06 XlO-4 A 21 W 21 8.77 X10-s - 1.15 XlO-s 2.25 XlO-4 1.73 XlO-s 2.04XlO-s 1.48 XlO-2 9.30 XlO-2 1.47XlO-2 2.26 XlO-4 The lack of entry for Wio for 2% Er:YSO results from the theoretical radiative lifetime value of 5.7 ms for Ti, which is shorter than the experimentally observed lifetime of 8.6 ms. Moncorge et a l (39) have attributed this situation to lifetime lengthening due to radiation trapping. The allocation of probability for relaxation via radiative emission or multiphonon processes does not affect the ' solution of the differential equations, so the relative contribution of radiative and nonradiative decay from level one has not been explored, further in this study. Decay curves for both manifolds in all three materials are shown compared . to the 85 experim ental d ata in Figures 38 through 41. The decay curves are shown as solid lines, while the actual experim ental d ata points are shown. Both linear and logarithm ic plots are shown for 4% Er:YAG, while only logarithm ic plots are shown for the Er:LuAG and Er:YSO samples. . The decay curves generated by the model show good overall agreem ent w ith the experim ental data. Sum m ary of Total Volume In tegral M odeling M ethod ' . The steps involved in the kinetic modeling calculations described in the last section are sum m arized as follows: 1. R ate equations for the population of each manifold included in the model are w ritten and include rate constants for spontaneous radiative emission (A y ) and m ultiphonon relaxation (Wij). 2. Total volume balances are w ritten around energy levels th a t are being both populated and depopulated in the model. For the case of 4111/2 excitation, the only level m eeting this description is level I (411 3 /2 ).' The balance is w ritten using the principle th a t the sum of the total volumes of the processes populating a level is equal to the sum of the processes depopulating the level. Total volume integrals are signified using bold typeface symbols, i.e. Aio.' 3. The total volume integrals Ay are determ ined from experim ental data. 86 4. The “to tal volume integral” Wjo is estim ated by comparing the ■ experim ental lifetim e and theoretical radiative lifetim e of level one and the relationships: I ^ rad 4o ' I . = A10+ JVm ^ Iexp W10 _ w m A 10 4o 5. The total volume integral balance from Step 2 is solved for upper level nonradiative processes, i.e. W 2 1 . 6. B ranching ratios are determ ined ■using E quation 6 (sim ilar equations can be w ritten for Wg). 5 _ ^21 A21+A20+JV21 _ '^ 2 1 ____ A 2J+ A 20+JV2j ( 6) 7. Rate constants Ay (or Wij) are th e n calculated using Equation 7: 4/ = V (7) 8. The rate constants determ ined in Step 7 are p u t into the rate equations from Step I and solved using M athem atica. Normalized Intensity 87 10000 20000 30000 40000 30000 40000 log (Normalized Intensity) Time (microseconds) 20000 -6 -7 Time (microseconds) Figure 38. Linear (top) and Log Plots of Decay from the 4Iiazz Manifold (Level I) of 4 % Er:YAG. The solid lines are modeled decay, and the points are experimental data. Normal i zed Intensity 88 0.8 J __ Time (microseconds) >> C/l C U - 0 .5 C 1O (L) _N C8 S Ui O % - 1 .5 Oti O - 2 .5 Time (microseconds) Figure 39. Linear (top) and Log Plots of Decay from the 411 1 /2 Manifold (Level 2) of 4% Er:YAG. The solid lines are modeled decay, and the points are experimental data. log (Normalized Intensity) 89 - 0.2 -0 .4 - 0.6 - 0.8 - 1.2 log (Normalized Intensity) Time (microseconds) JT)000 15000 20000 25000 30000 35000 -6 -7 Time (microseconds) Figure 40. Logarithmic Plots of Decay from the 4L 1/2 Manifold (top) and 411,3/2 Manifold of 0.5% Er:LuAG. The solid lines are modeled decay, and the points are experimental data. 90 Time (microseconds) Figure 41. Logarithmic Plots of Decay from the 411 1 /2 Manifold (top) and 4 11 3 /2 Manifold of 2% Er:YSO. The solid lines are modeled decay, and the points are experimental data. 91 4S 3/2 excitation The decay tran sitio n s considered for the case of 4Ss/2 excitation are shown in Figure 42. As was the case w ith the 4Inz2 model, the radiative processes are indicated by solid lines, the wavy lines indicate m ultiphonon relaxation, and the manifolds .will be referred to as levels 0 through 5 in order of increasing energy. Rate equations for the populations of the six m anifolds are expressed as follows: dt ( 8) - -(W sa + 4 b + ^ 52 +4si + A5a) N 5 — I- = Rf,,AT, at ^ at = Aa N ^ W a N i -W n N, ~~T~ = 4-52^5 + W iN 3 ~ (A20 + W21 +A2])N 2 at I - W = A sqN 5 + (A10 +Ww)N^ +A20N 2 at Ni - population of level i Aij - rate constant for spontaneous radiative em ission from manifold i to ; Wij - m ultiphonon emission from m anifold i to j Total volume balances around levels 1,2,3,and '4 (sim ilar to E quation 4) can be stated as follows: 92 A si + W 2 1 + A 2 1 = A io + Wio A s2 + W32 = A21 + W21 + A»0 (9) As,3 + Wio = Woo Wsi = Wio The Wio values for each m aterial were the sam e ones used in the calculations for 4111/2 excitation in the previous section. Once Wzo (and therefore Wzo) were determ ined, .the values of" the other Wy could be calculated by rearran g in g the E quations (9) and solving them sequentially as follows: Wsi = Wio = Wzo + Aio + Aoo - A si -Aso - Aso Woo —Aso + Wzo Woi = Aio + Wzo - A si - Aoi The Aij are calculated from the experim ental d ata using the same m ethod utilized for 4111/2 excitation (described in the previous section). R esults specific to the three sam ples modeled are presented in the following p aragraphs. For the 4% Er:YAG sample, branching ratios for the 4Iim and 4Ss/2 m anifolds are calculated using equations analogous to E quation 6 and are listed in Table 9. The branching ratios were also calculated using the experim ental and theoretical radiative lifetim es for comparison w ith the to ta l volume in tegral calculations. The relative branching ratio of Aso, A s i, A 5 2 , and A s s w as obtained from Table 5 while the relative branching ratio for A 2 0 93 X Figure 42. Decay Processes Following 4S3/2 Excitation. and A 21 was obtained from emission d ata following 4S3/2 pumping, to elim inate potential effects from population in other levels th a t m ight cause deviation from the 4111/2 manifold branching ratio after direct I n /2 excitation. These branching ratios are also listed in Table 9 under “using theoretical radiative lifetim e”. For both levels, the total volume integral m ethod predicts less nonradiative depopulation th an would be expected from comparision of the experim ental and theoretical lifetimes. The total volume integral approach was also used to determ ine branching ratios for the 2% Er:YSO and the 0.5% Er:LuAG sam ples. The Er:YSO results are presented in Table 10, and the Er:LuAG results are in 94 Table 9. B ranching Ratios for Decay from the 4S3/2 and 4Inz2 Manifolds in 4% ErrYAG following 4S3/2 Excitation. T ransition Using Total Volume Integration 0.834 U sing Theoretical Radiative Lifetime 0.993 A 21 4.22X10-3 3.32 X IO-4 A 20 ' 0.162 6.87X10-3 W 54 0.750 0.985. Wi% A 53 1.57X10-3 1.65 X IO-4 A 52 3.27X10-3 1.97 XlO-4 A si ■ 0.0656 4.05 X 10-3 0.180 0.0111 A.5 0 Table 11. integrals The ErrYSO branching ratios calculated from total volume are compared w ith those calculated by comparison of experim entally determ ined lifetim es w ith theoretical radiative lifetim es calculated by Moncorge et al (39). The branching ratios from the two m ethods showed improved agreem ent over the ErrYAG resu lts (see Table 10). The ra te constants Ay and Wy were calculated for all three m aterials modeled using E quation 7 and the overall experim ental ra te constants h. and are listed in Table 12. These values were used in the set of sim ultaneous differential equations which were th en num erically solved using M athm atica. 95 Table 10. B ranching Ratios for Decay from the 4Ss/2 and 4Inz2 M anifolds in 2% Er:YSO following 4S3/2 Excitation. T ransition W21 Using- Total Volume Integration 0.997 A 21 1.93 X IO-4 1.68X10-4 . A 20 2.89X 10-4 1.71 X 10-3 W54 0.992 0.994 A53 7.04 X 10-5 8.06 X10-G As2 1.23 X IO-4 9.20 X 10-5 A 51 2.86X10-3 2.21X10-3 Aso 4.97X10-3 3.83 X 10-3 U sing Theoretical Radiative Lifetime 0.998 The Aio and Wio values for all three m aterials are the sam e as those used in the 4Inz2 model (see Table 8). The W32 and W43 values of 3.5 (.isec1 for 2% ErrYSO were obtained from experim ental lifetime d ata for 1% ErrYSO tak en after direct excitation into the respective levels (39). Since sim ilar d ata for W32 was not available for ErrYAG or ErrLuAG, the sam e value was used for these m aterials. As long as W32 has a significantly higher value th an IZt2 (the sum of A 20, A 21, and W21), which corresponds to the significantly shorter lifetime of the 4Igz2 level compared to the 4Inz2 level, error in the estim ated value of W32 will have little effect on the resu lts presented by the model. The 96 value for W43 used for Er:YAG and EriLuAG of 0.833 jLisec1 was obtained from experim ental d ata tak en using a 3% ErrYAG sam ple (52). Table 11. B ranching Ratios for Decay from the 4S3/2 and 4L m Manifolds in 0.5% ErrLuAG Following 4S3/2 Excitation. T ransition U sing Total Volume Integration Win 0.993 A 21 5.13 X lO -4 A 20 . 6.58X10-3 W54 0.996 A 53 4.17 X 10-5 A 52 5.06X10-5 A si 1.02 X 10-3 A so 2.79 X IQ-3 The m odel-generated logarithm ic decay curves for all three em itting levels of each m aterial are compared w ith experim ental d a ta in Figures 43 through 47. Both lin ear and logarithm ic plots are shown for the 2% Err^SO sample, while only logarithm ic plots are shown for the ErrYAG and ErrLuAG m aterials. The decay curves generated by the model show good overall agreem ent w ith the experim ental d ata w ith a few notable exceptions. Since 97 Table 12. Rate C onstants for R elaxation following 4Ssza Pum ping (psec1). T ransition 4% Er:YAG 2% Er:YSO 0.5% Er:LuAG Aio 7.69X10-5 1.16 X 10-4 8.77 X 10-5 m 7.69X10-5 o 8.77 X 10-5 - A bo 2.15 X 10-3 2.70 X IO-4 9.71 X 10-5 A bi 6.30X10-6 1.80 X 10-5 7 .5 8 XlO-G " 1.25 X 10-2 9.30 X 10-2 1.47 X 10-2 3.50 3.50 3.50 0.833 3.50 0.833 Aso 1.63 X 10-2 1.38X10-3 2.27 X IO-4 Asi 5.96X10-3 7.95 X 10-4 8.28 X 10-5 2.97X10-4 3.42 X 10-5 1.43 X ,10-4 1.96 X 10-5 3.39 XlO-G 6.82X10-2 0.276 0.810 W sb m o A sb Ass • . 4.12 X 10-6 only first order term s are listed in the ra te equations, the logarithm ic decay plots calculated using the model are stra ig h t lines. C urvature in the experim ental d ata (attributed prim arily to baseline correction error earlier in th is chapter) is responsible for long term deviation from predicted behavior in several of the log plots. Also, the calculated decay curve for the 4Iiaza level in 4% Er:YAG (see top of Figure 46) differs significantly from the experim ental 98 data. The Aio and Wio values used in the model were the sam e as those used in the 4Iim model, and correspond to a lifetim e of 6.5 msec for the 4Iisz2 level, while the lifetim e determ ined using the experim ental d ata from the top of Figure 46 is 10.6 msec. This longer experim ental lifetim e is closer in agreem ent w ith the 9 msec lifetime level obtained on a 3% Er:YAG sam ple by Zhekov et al (52) following excitation to the 4Sgzs level. It is possible th a t cross relaxation processes occurring at the higher excitation level (and not at the lower one) are partially responsible for the longer experim ental lifetime, though if th is were so these effects would be expected to result in more curvature in the logarithm ic plot th a n is seen. It is also possible th a t the wide range of experim entally determ ined lifetim es resu lts from radiation trapping, where trap p in g of the em itted photons lengthens the apparent emission lifetime. D eviations of th is order, expected to have been caused by radiation trapping, were seen by Moncorge et al in low concentration Er:YSO sam ples (39). More work will be needed to determ ine the cause or causes of th is deviation. Finally, the predicted and experim ental logarithm ic decay curve from the 4Inz2 level in 0.5% Er:LuAG show poor long term agreem ent. E xam ination of a lin ear plot of the d a ta shows this deviation is attributable to baseline correction error. Normalized Intensit 99 10000 20000 30000 40000 50000 60000 50000 60000 Time (microseconds) log (Normalized Intensity) I 0000 20000 30000 40000 Time (microseconds) Figure 43. Linear (top) and Log Plots of Decay from the 4 11 3 /2 Manifold (Level I) of 2% Er:YSO. The solid lines are modeled decay, and the points are experimental data. 100 Normalized Intensity I 0.8 Time (microseconds) CO C OJ C -a u N S Uc O Z OO O Time (microseconds) Figure 44. Linear (top) and Log Plots of Decay from the 411 1 /2 Manifold (Level 2) of 2% Er:YSO. The solid lines are modeled decay, and the points are experimental data. Normalized Inten 101 Time (microseconds) Figure 45. Linear (top) and Log Plots of Decay from the 4 S 3 /2 Manifold (Level 5) of 2% Er:YSO. The solid lines are modeled decay, and the points are experimental data. 102 log ( N o r m a l i z e d I n t e n s i t I |00 20000 30000 40000 50000 60000 log ( N o r m a l i z e d I nt e n s i t y ) Time (microseconds) -4 -6 -8 ( N o r m a li z e d Intensity) Time (microseconds) Time (microseconds) Figure 46. Log Plots of Decay from the 4Ii3/2 (top), 4I n /2 (center), and 4Sgyg Manifold of 4% Er:YAG. The solid gray lines are modeled decay, and the black points are experim ental data. Iog ( N o r m a l i z e d I n t e n s i f 103 1 10000 20000 30000 40000 50000 60000 log ( N o r m a l i z e d I n t e n s i t y ) Tim e (microseconds) log ( N o r m a l i z e d I n t e n s i t y ) Time (microseconds) Time (microseconds) Figure 47. Log Plots of Decay from the 4113/2 (top), 4111/2 (center), and 4S 3/2 Manifold of 0.5% E r:LuAG. The solid gray lines are modeled decay, and the black points are experim ental data. 104 CHAPTERS SUMMARY Spectroscopic analysis and kinetic m odeling of relaxation processes have been completed for 2.1% and 4% Er:YAG, 2% Er:YSO, and 0.5% Er=LnAC at room tem perature. IR and visible absorption, continuous emission, and tem porally resolved emission spectra were obtained for all the m aterials studied using Fourier transform spectroscopy. Experim ental emission lifetim es determ ined from the tem porally resolved spectra were compared w ith theoretical radiative lifetim es obtained from quan tu m m echanical calculations using M orrison’s code to generate rate constants for the radiative and nonradiative processes involved in relax atio n .' The rate constants were also determ ined via a newly developed m ethod (using “total volume in tegrals”). The rate constants were plugged into sets of coupled differential equations and num erically solved using the fifth order RungeK u tta m ethod in M athem atica. Each of these components of the study are discussed briefly in the following paragraphs. The experimental setup was for the most part effective in obtaining the necessary data for the investigation. The. multiplex advantage of the Fourier transform method was particularly of value. In addition to providing 105 the usual benefit of reducing experim ental time, it allowed the m onitoring of several em ission bands at once in the tem porally resolved experim ents. This capability greatly facilitated determ ination of branching ratios and-enabled calculation and balance of the total volume integrals used in the modeling calculations. Additionally, it aided in assignm ent of emission transitions since tran sitio n s originating from the sam e m anifold have a sim ilar decay profile. The tunable source also aided in assignm ent and kinetic modeling by allowing the “tu rn in g on and off’ of upper level emission bands by adjusting excitation w avelength: Furtherm ore, the system enabled compilation of room tem p eratu re absorption and emission spectra, including tem porally resolved emission, following excitation into eight different excited states of erbium in the crystal hosts. These capabilities enabled compilation of the data needed to characterize the erbium doped m aterials studied. Em ission tran sitio n s were observed from three different manifolds: 4113/2, 4111/2, and 4S3/2. Of these, the la tte r two had m ultiple .term inal manifolds, resulting in.tw o emission bands from 4Iim- and four bands'from the 4S3/2 level. E xperim ental emission lifetim es for all three levels were determ ined directly from the tem porally resolved spectra. The 4113/2 lifetim es were found to be 6.6, 6.5, 8,6, and 5.7 msec for 2.1% and 4% Er:YAG, .2% Er:YSO, and 0.5% Er.LuAG, respectively. Lifetim es of .67.3, 10.5, and 67.7 psec were observed for 4% Er:YAG, 2% Er:YSO, and 0.5% Er:LuAG, respectively for the 4Iim state. E xperim ental lifetim es of 10.7, 3.5, and 12.3 106 l-isec were observed for the 4Ssza state in 4% Er:YAG, 2% Er:YSO, and 0.5% EriLuAG. These experim ental lifetim es provided overall rate constants used in the kinetic modeling. Once excitation had tak en place, relaxation w as dom inated by m ultiphonon emission and radiative emission, both exponential processes. Therefore only exponential relaxation processes were included in the kinetic model. The lack of nonexponential relaxation processes w as probably largely due to the relatively low erbium concentration of the m aterials studied. It is well established th a t cross relaxation and. upconversion occur in erbium doped into a variety of crystal hosts; however, these effects are more pronounced..at .higher concentrations (often 10% or more). S om e'gradual, long-term curvature attrib u tab le to baseline correction error was seen in the logarithm ic decay plots. One of the disadvantages of the Fourier transform m ethod is the baseline noise introduced by the in ten sity fluctuations (this can also be of benefit as it removes noise from the signal and spreads it all- over the spectrum ) which can m ake baseline correction difficult. One possible way to address th is difficulty is to use filters to reduce the baseline noise. However, th is use of filters comes a t the expense of the advantages provided by the ability to observe m ultiple emission bands sim ultaneously. Q uantum -m echanical calculations (using M orrison’s code) allowed calculation of theoretical radiative lifetim es. Comparison of the experim ental 9 107 lifetim es (due to both radiative and nonradiative relaxation processes) w ith the theoretical lifetim es for each level yielded the relative contribution of radiative and nonradiative processes to relaxation. This, combined w ith the radiative branching ratios obtained from the spectra, enabled determ ination of radiative and nonradiative rate constants th a t could be utilized for kinetic modeling. A lternatively, the. radiative and nonradiative rate constants were determ ined using the “to tal volume integ ral” method. The sim ultaneously tim e and frequency resolved spectra were integrated to provide intensity “volumes” under the three dim ensional em ission bands. “B alances” w ritten around each energy level allowed for determ ination of branching ratios and rate constants. The advantage of th is m ethod is th a t a theoretical radiative lifetime is only needed for the first excited state (to provide the nonradiative contribution to relaxation from the level) ra th e r th a n every energy level involved in the model. A lternatively, the nonradiative contribution to relaxation from the first excited state could be provided by comparison of cold (liquid helium ) and room tem perature experim ental lifetim es. Comparison of the to tal volume integral m ethod w ith the m ethod utilizing theoretical lifetim es for all levels showed good agreem ent betw een the two methods. Finally, the rate constants obtained by these m ethods were plugged into a set of coupled differential equations and num erically solved using the fifth order R unge-K utta m ethod in M athem atica. M odeling w as completed 108 for all th ree host m aterials for the cases of excitation to the 4Inz2 and 4Ssz2 levels. 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Ed., 63, AS (1986). 115 APPENDIX A PROCEDURES USED IN QUANTUM-MECHANICAL MODELING OF LASER MATERIALS 116 Introduction This appendix describes the procedures used in the operation of com puter program s developed by M orrison et al to predict energy levels and radiative tran sitio n probabilities, branching ratios, and lifetimes. The m ethod has the capability to predict S tark levels for a rare e arth ion in a crystalline host and calculate theoretical radiative tran sitio n intensities (either line-to-line or manifold-to-manifold). The tran sitio n intensity calculations enable determ ination of theoretical branching ratios and radiative lifetim es. The theoretical background of the m ethod is discussed briefly in C hapter I and in more detail in References 37, 39, and 78-83. The calculations become less valid as rare e a rth concentration in the crystalline host is increased, since they do not consider the effects of the rare e arth ion on the host. The following sections outline the functions and relationship of the com puter program s th a t do the calculations and give directions for ru n n in g each program . Program File O rganization The calculations can be accomplished w ith the use of the three FORTRAN program s LATSUM, ROTATE, and NPHASE. LATSUM uses host x-ray d ata to calculate values for the crystal field-components A nm a t the 117 rare e a rth site in the host crystal lattice". It works by using point charges and completing a sum m ation over the crystal lattice. ROTATE takes the Anm output from LATSUM and rotates it to th e coordinate system necessary for use in the program NPHASE, providing a new, equivalent set of suitable Anm . The program NPHASE can be ru n in different modes of operation depending on w hat inp u t d ata is available and w hat output is desired from the. calculations. NPHASE can use known experim entally determ ined energy levels and free ion wavefunctions (already contained in the code) to fit a set of crystal field p aram eters Bnm to account for host effects on the rare e a rth ion. A lternatively, it can be used to use a set of B n m and a free ion wavefunction to calculate energy levels, radiative lifetimes, tran sitio n intensities, and branching ratios for a laser m aterial. These different modes lend them selves to a num ber of com putational strategies;, flowsheets for two commonly used strategies are shown in Figures A l and A2. The strategy shown in Figure A2 is useful if calculations are desired for a m aterial for which experim ental d a ta is not readily available (Er:GGG, for example), b u t reliable d ata is available for the sam e active ion in a sim ilar host (Er:YAG, for example) 118 O peration of the Program s LATSUM The x-ray d ata necessary to ru n LATSUM are tab u lated for m any commonly used crystalline hosts in Reference 79. Unless otherwise noted, the input d ata necessary to ru n LATSUM are contained in this reference. x-ray d ata for YAG E xperim ental energy levels for Er:YAG NPHASE LATSUM and ROTATE NPHASE Calculated energy levels, transition energies, etc. for Er:YAG Figure A l. Flowsheet for Calculations w hen E xperim ental Energy Level D ata are Available. An example using LATSUM to determ ine Anm for YAG follows. Once the program is running, it prom pts the user for a title, simply for identification purposes; therefore, any input is suitable. Next, the program prom pts for input of the space group num ber corresponding to the host space 119 E xperim ental levels for Er:YAG NPHASE x-ray data for YAG LATS UM, ROTATE ErY A G Input centroids of ErYAG manifolds x-ray d ata for GGG LATSUM, ROTATE NPHASE GGG Calculated energy levels, tran sition intensities, etc. for E rG G G Figure A2. Flowsheet for Calculations when E xperim ental Energy Level D ata for the Rare E arth Ion in a Sim ilar Host are Available. 120 group in the In tern atio n al Tables (from #1 to #230, corresponding to the possible num ber of space groups). For YAG, this num ber is 230. The program th en asks for the x-ray d ata necessary for the crystal (a,b,c,a,(3,y in th is YAG example). The user should th en type in the p aram eters in the sam e order in w hich t h e y . were values of the listed, i.e. 12,12,12,90,90,90. Next, the user is prom pted for the num ber of sites. Since YAG has one yttriu m site, two alum inum sites, and one oxygen site, the num ber 4 should be entered. The program th en requests the label for site I. The user can enter Y for yttrium : (The order is arbitrary: A ll, A12, or O would also be suitable entries.) In response, the program asks for x,y,z,q,ct for site I. Reference 79 supplies the x,y, and z param eters; the ionic charge should be entered for q, and a denotes the polarizability for the ion. The corresponding inp u t is 0,0.25,0.125,3,0. The polarizability inp u t is som ewhat a rb itrary (80). After receiving th a t input, the program asks for the label for site 2, an appropriate response would be A ll. NPHASE will th en again request values for x,y,z,q,a; the appropriate response is 0,0,0,3,0. Similarly, the program will th en ask for labels and x,y,z,q, and a for sites 3 and 4, respectively. Once d ata for the crystal sites is entered, NPHASE gives the u ser the option of prin tin g n earest neighbor distances. The program then asks for the centering point in the un it cell. A point m ust be chosen such th a t the to tal dipole m om ent of the u n it cell is zero. The choice will be sym m etry dependent; for YAG 0,0,0 is suitable input. For more detail, see Reference 121 80. Finally, the program asks for the origin site, which is the site at which you wish to evaluate the A nm . This will be the rare e a rth site, which in the case of the YAG exam ple will be the yttriu m site, arb itrarily chosen as site I. Therefore, the inp u t to th is query is I: At th is point, LATSUM will run, and will autom atically create the output file FOR009.DAT; it is recom mended to renam e the output file after LATSUM is run. ROTATE ROTATE tak es the Amn output from LATSUM and ro tates it to the coordinate system necessary for use in the program NPHASE, which requires th a t the crystallographic c axis is p arallel to the sym m etry axis of the rare e a rth site. As a result, th e program provides a new, equivalent set of A n m for the “correct” coordinate system . W hen ROTATE is started, it first asks for the nam e desired for the output file. Any nam e is suitable here; I norm ally nam ed these files the crystal form ula followed by the extension ROT , as in YAG.ROT. Secondly, the program will prom pt for the Anm components (which unfortunately m ust be entered m anually a t th is tim e) by asking for the tensor ra n k k, where k=n in Anm . A im . A response of “1” will cause the program to ask , one by one, for all After all A im are entered, the program will again prom pt for the tensor rank, at which tim e 2 can be entered, causing the com puter to ask for the A sm . W hen all Anm have been entered in th is fashion, the user can enter “0” 122 in response to the tensor ran k prom pt, which signals to the program th a t all the Anm are entered. After completion of th is task, the program requests the input of three rotation angles—a,|3, and y. The program will th en prin t out a set of ro tated Anm , and ask w hether the user w ants to try another set of rotation angles. Before actually trying rotation angles, it is helpful to enter 0,0,0 as the first set of “rotation angles”, since th is resu lts in a prin to u t of the un ro tated Anm Anm , giving the user the opportunity to check the m anually entered for accuracy. Different sets of rotation angles should be tried until the properly ro tated Anm are obtained (criteria for properly rotated A nm are described in the next paragraph); after which time, “no” can be typed when the program asks about trying another set of angles. The output will th en be saved to the filenam e suggested by the user. The properly rotated A nm can be obtained by using the following procedure: 1. Choose the correct A nm component to evaluate, for each set of rotation angles: the Anm to evaluate shouldihave even, nonzero n and m, and it should not be forced to have a value of zero by ' sym m etry. Of the components th a t m eet these two criteria, the one w ith m inim um n and m should be chosen. 2. The correct s e t'o f rotation angles-w ill rotate the coordinate axes such th a t p articu lar Anm chosen (i.e. A 22 ) from step one become real and positive. Different sets of rotation angles should be tried u ntil 123 th is criteria is met. R otation angles to try are given by the following equation: angle = ± —arctan lmA n RealA nm J where n is a positive integer. 3. The angles given by the equation in Step 2 can be tried in any com bination for rotation angles a ,(3, and/or y. NPHASE NPHASE is the program th a t does the bulk of the calculations and can be ru n in different modes of operation, depending on w hat d a ta is available and where the user is in the com putational analysis (see Figures A l and A2). W hen the program is started, it first prom pts for a title. The choice of a title is a rb itrary and has no bearing on the operation of the program . Once the title is entered, the user is directed to enter the sym m etry group label at the rare e a rth site of the crystal host. For g arnet hosts, the proper label is D2. Sym m etry group labels are available in Reference 79. The program then' asks w hether the user w ants to fit experim ental energy levels. An answ er of “yes” will direct NPHASE to accept inp u t of S tark level energies in cm-1, which it will use to fit a set of crystal field p aram eters B nm to account for the host crystal field splitting of the free ions energy levels into manifolds. The program allows the user to specify the num ber of iterations to be used in the 124 fit and to choose w hether the fit should be done using all the S tark levels or ju st the centroids of the manifolds. NPHASE requires etc) and odd n Anm the identity of the rare e a rth ion (Er, Nd, Tm, Bum , to complete calculations of theoretical S tark levels, radiative lifetim es, and line-to-line tran sitio n probabilities. come eith er from a previous ru n of NPHASE th a t fits energy levels or from rotated Anm and the relationship Bnm The B nm can to experim ental B nm = PnAnm . The Bnm can eith er be entered m anually or by selecting a file already containing the p aram eter values. If the Bnm are entered m anually, NPHASE offers the option of saving them to a file of nam e “filenam e.BNM.PARM”. NPHASE will th en prom pt the user for the identity of the rare e a rth ion. After the ion is selected, NPHASE will suggest a set of “default sta te s” which are the m anifolds (listed by term symbol) to be included in the calculations. The user is given the option of adding or deleting m anifolds from consideration in the calculations. Once NPHASE has these input p aram eters, it will do the calculations and save the output as file REHOME.DAT. S tandard output includes energies of the centroids of the m anifolds included in the calculations. Optional o utput includes radiative lifetim es for each manifold, branching ratios for tran sitio n s betw een manifolds, Stark-level-to-Stark-level transition probabilities (both electric, dipole and m agnetic dipole), and. the Judd-O felt 125 p aram eters f2k. The optional output is selected by answ ering questions posed by the program . MONTANA STATE UNIVERSITY - BOZEMAN