Ecology. 73(1), 1992. pp. 1-14 43 1992 by the Ecological Society ofAmerica LEAF A N D SIMULATED WHOLE-CANOPY PHOTOSYNTHESIS IN TWO CO-OCCURRING TREE SPECIES1 DAVIDY. HOLLINGER, Department of Biological Sciences, Stanford University,Stanford, California 94305 USA Abstract. The goal of this study was to explore how leaf and canopy level differences interact in determining total canopy productivity. Maximum rates of carbon gain and transpiration were found to be higher in leaves of the deciduous oak Quercus lobata than in the co-occuning evergreen oak Quercus agrifolia. However, the efficiency of water and nitrogen use is greater in leaves of Q. agrifolia. A biochemically based model of annual leaf photosynthesis using environmental field data indicates that the evergreen habit in Q. agrifolia partially compensates for the lower photosynthetic capacity of leaves and increases the amount of photosynthate produced per unit water or nitrogen. Simulations indicate that with low N or water availability, the evergreen species can produce canopies with greater annual production than the deciduous species; the converse is true at higher levels of resource supply. Some of the patterns of distribution of these species in northern California may be explained by examining the relationships between resource availability and estimated annual production. Key words: biochem~calmodel; canopy model;decrduous;evergreen; leaves;photosynthesis; Quercus agrifolia; Quercus lobata. Leaves only rarely occur in isolation. Instead, leaves usually occur in a canopy where radiation, heat, momentum, and, to a lesser extent, the atmospheric water vapor and CO, concentration, are influenced by neighboring leaves. The amount, temporal duration, optical properties, and spatial arrangements of leaves all affect the canopy environment and influence canopy water use and CO, uptake. Canopy-level differences between species are often paralleled at the leaf level. In trees, for example, dense, evergreen canopies are usually composed of foliage with a low photosynthetic capacity. Conversely, less densely canopied deciduous species often possess foliage with higher photosynthetic capacities (e.g., Larcher 1980). Field and laboratory measurements of gas exchange from co-occurring species of Quercus native to California, USA were used to establish parameter values for a biochemically based model of leaf photosynthesis (Farquhar et al. 1980, Farquhar and von Caemmerer 1982). One difficulty with this approach, however, is accounting for the variation in physioIogica1 response among leaves at different times of the year, at different locations in the canopy, or on different plants. In many species much of this variation is related to differences in leaf nitrogen concentration (Field and Mooney 1986). The nitrogen concentration was therefore measured for all leaves used in the gas exchange studies, and paramI Manuscript received 27 April 1990; revised and accepted I March 199 1 . Present address: Forest Research Institute, New Zealand Ministry of Forestry, P.O. Box 3 1-0 1 1 , Christchurch, New Zealand. eter values of the biochemical model were set as functions of leaf nitrogen concentration. This approach meant that "average" leaf physiological characteristics could be calculated based on chemical analyses of many leaves, and also that the model could easily assess the effects of different amounts of leaf nitrogen. To simulate leaf response to the canopy environment, the leaf model was coupled to models of stomata1 control, leaf energy balance, and canopy radiation penetration. Carbon gain and water use was first estimated for a single, horizontal leaf layer of each species. Estimates were then made for leaves of each species in identical, simple canopies of increasing leaf area index. The photosynthetic efficiencies of nitrogen, light, and water use are also considered at instantaneous, singleleaf seasonal, and whole-canopy seasonal levels. The results of these modeling efforts are discussed in terms ofhypothetical differences in productivity and resource use efficiency between the evergreen and deciduous life-form. Field and laboratory measurements Field research was canied out in an oak savanna at Stanford University's Jasper Ridge Biological Preserve (San Mateo County, California, 37O24' N, 122'13' W), 12 krn west of Pa10 Alto, California, USA. Q . fobata Nee (deciduous) and Q. agrifolia Nee (evergreen) both grow as large, isolated individuals in this part of the coastal California savanna. These species co-occur over a wide geographical range (Griffin and Critchfield 1972), suggesting that both are well adapted to conditions in the California savanna. Resource availability was not DAVID Y.I Ecology, Vol. 73, No. 1 confounded by the effects of competition in this study because of the isolated growth form of both species. Leaf photosynthesis and water vapor exchange were measured in the field with the portable gas exchange system described by Field et al. (1982). This system consists of a temperature-controlled cuvette, infrared gas analyzer, and water-filtered incandescent light source. Humidity is added to the cuvette in this system by leaf transpiration and controlled by varying the flow rate of dry air containing an ambient ( ~ 3 3 0pWL) concentration of CO,. Chamber CO, level is controlled by adding a stream of 1% CO, in nitrogen to the cuvette to replace carbon dioxide assimilated by the leaf. The response of leaf photosynthesisand conductance to photosynthetically active photon flux density (PPFD) was determined at a constant temperature and leaf-air water vapor concentration difference (AW) for 15 leaves from each species by interposing neutral density filters between the light source and cuvette (PPFD reduced by ~50Yoat each step from ~ 1 6 0 0 to 25 p r n ~ l . m - ~ .with s - ~ a 30-40 min equilibration time between steps). Dark respiration rates at 25°C were determined after the light response curves and an equilibration period of ~ 4 min. 0 Leaves came from four different trees of each species. Field measurements were concentrated in the May-October period, although measurements were made on Q. agr$olia at several other times of the year as well. Leaf level responses of photosynthesis and conductance to temperature, the leaf-air vapor concentration difference (AW), and carbon dioxide were measured on a subsample of these leaves (4-6per species). To expand the range of foliage nitrogen concentrations encountered, leaf photosynthetic characteristics were measured on other Q. lobata and Q. agrifolia plants grown in 4- and 20-L containers outdoors at Stanford University. These plants were well watered, with some receiving supplementaryfertilizer while others received no nutrient additions and became nitrogen deficient. Gas exchange rates were measured with the laboratory system described by Winner and Mooney (1980). This system consists of a temperature-controlled cuvette, water-filtered metal-arc light source, and humidity- and C0,-controlled airstream. Absorptance of leaves collected from the field was measured at 625 nm with an Ulbricht sphere and used to calculate total absorptance of the photosynthetically active photon flux (Ehleringer 1981). Half-hourly micrometerological data were collected at Jasper Ridge on two consecutivedays of each month from February 1982 through January 1983. These consisted of wet and dry bulb temperatures measured with a ventilated psychrometer (Type WW, Delta-T Devices, Cambridge, England), horizontal photosynthetically active photon flux density (PPFD) and total radiation measured with a quantum probe and silicon cell pyranometer (Models LI-190s and LI-200S, LICOR, Lincoln, Nebraska, USA), diffuse radiation mea- sured with a laboratory-constructed pyranometer with direct radiation shield, and wind velocities measured in the open at 2 m and within the canopy of isolated Q. lobata and Q. agrifolia trees with low torque, 3-cup anemometers (Model WI03A, WeatherMeasure, Sacramento, California, USA). The radiation sensors were calibrated against a thermopile pyranometer (Model 8-48, Epply Laboratories, Newport, Rhode Island, USA). Air temperature at 2 m and soil surface temperature were recorded with copper-constantan thermocouples constructed from fine (0.2 mm diameter = 36 gauge) wire connected to an electronic reference junction inside the data recorder. All the instruments described were connected to a data logger (Model CR5, Campbell Scientific, Logan, Utah, USA). All leaves used in the gas exchange measurements were harvested for the determination of nitrogen content. Leaves were removed after the measurements, weighed (fresh mass), and their area determined (LICOR leaf area meter model 3 100). Leaves were dried overnight at 80°C, weighed (dry mass), and ground in a Wiley mill to pass an 850-pm mesh screen. Total N was determined with a Technicon Autoanalyzer I1 in Kjeldahl digests of these ground samples. Mean midsummer nitrogen concentration of Q. lobata and Q. agrifolia foliage was determined from samples taken in late July from 10 individuals of each species growing at Jasper Ridge. Ten samples, each consisting of 8-1 2 leaves, were obtained from each tree in a stratified-random manner. Additional samples consisting of 20 leaves each were obtained at a later time from the outer- and innermost canopy layers of 4 trees of each species. Leaf and canopy models The model used for these simulations consists of linked submodels of canopy radiation penetration, leaf conductance, leaf energy balance, and leaf photosynthesis. It follows the general approach of Norman (1982), Jarvis et al. (1985) and Caldwell et al. (1986). These authors discuss in detail the historic development, advantages, and limitations of canopy photosynthesis models. 1) Leaf photosynthesis. The leaf model used in these simulations was that of Farquhar et al. (1980) with the modifications of Farquhar and von Caemmerer (1982). This biochemically based model considers both the carboxylation of ribulose- 1,s-bisphosphate (RuP,) and light-drivenelectron transport. These two processes are linked at the level of the energy requirement for RuP, regeneration so that the model calculates the minimum of the carboxylation( Wc)and the light-limited(J')rates of regeneration. The formulation of J' used is that favored by Farquhar and von Caemmerer (1982) where additional ATP is required to balance NADPH production and is generated by a pseudocyclic electron transport. Various implementations of this model for February 1992 LEAF AND SIMULATED CANOPY PHOTOSYNTHESIS simulation studies have been discussed by Field (1983), Gutschick (1984), and Harley et al. (1986). Parameters for the Farquhar et al. model were fitted to photosynthetic data measured as functions of PPFD for leaves of different nitrogen contents. Values for VC,,,, the maximum rate of carboxylation at 25OC, and J,,,, the maximum rate of electron transport at 2S°C, were determined from individual nonlinear least squares fits of the model to 16 Q. lobata and 10 Q. agrifolia light curves measured on leaves from both field- and laboratory-grown plants. The internal concentration of CO, (C,) used in the model was that calculated from photosynthetic and leaf conductance measurements at each light step. Other biochemical parameters were treated as constants. This methodology was similar to that of Kirschbaum and Farquhar (1984). J,,, and VC,,, were then determined as functions of leaf nitrogen content by least squares linear regression. Rate of dark ("night") respiration (R,) as a function of nitrogen content was determined for each species by least squares linear regression. Respiration in the light ("day," R,) was assumed equal to dark respiration (R,), although this will lead to an overestimation of true R, (e.g., Brooks and Farquhar 1985). Because assimilation values are net, however, they were already reduced by R, before values for VC,, and J,,, were fitted, so simulated values of assimilation will be correct. Values for the activation energies of the carboxylation and oxygenation reactions were altered slightly so that the model would conform to the observed temperature optimum for these species, This value varied throughout the year for Q. agrifolia but was fixed for the deciduous Q. lobata. 2) Leaf conductance. The biochemical leaf model of Farquhar et al. (1980) calculates photosynthesis b~rsed on the internal concentration of CO, (C,) and makes no assumptions about the stomata1 conductance necessary for the value of C,. Stomata1control is integrated into this model in either of two ways. In the initial simulations, a value for C, is specified and the conductance associated with that internal concentration is then calculated. This is equivalent to strictly coupling conductance to photosynthetic capacity as suggested by Wong et al. (1979). In other simulations, conductance is specified as an independent function of light and the leaf-air vapor concentration gradient, and C, calculated. Since assimilation and C, depend in part on each other, in practice, C, is calculated iteratively. In this case, instead of leaf conductance being a function of the rate of assimilation, photosynthesis is slaved to conductance. Here, conductance (g)is calculated as: g = a/(l + b/I).(c + d/AW), where I is the incident PPFD, AW is the leaf-air water vapor concentration gradient and a-d are empirically determined constants (Hollinger 1984). This is similar to the formulation used by Jarvis (1976), Thorpe et al. (1980), and others. 3) Leaf temperature. The canopy is not assumed to directly modify the thermal environment or water vapor content around the leaves (i.e., canopy longwave radiation and transpiration are ignored within the canopy). With this simplification, leaf temperature is calculated by a standard, iterative energy budget formulation based on Gates and Papian (1971). Inputs used to calculate leaf temperature include air temperature, shortwave radiation, longwave radiation calculated from ground and air temperatures, atmospheric vapor concentration, wind speed, and leaf conductance. 4) Canopy light environment. The model uses as an input field measurements of direct and diffuse PPFD, recorded every 30 min. Additionally, the elevation of the sun at each time interval for each of the measurement days is calculated by the method of McCullough and Porter (197 1). A uniform canopy with a spherical leaf angle and azimuth distribution was assumed for both species. Rauner (1972) reported spherical leaf angle distributions in several species of deciduous trees including Quercus. Since both conductance and photosynthesis are nonlinear functions of light, leaves must be separated by light classes. Norman (1980, 1982) showed that good estimates of canopy photosynthesis can be obtained by dividing the canopy at each layer into two classes that treat sunlit and shaded leaves separately. For canopies with a spherical leaf angle distribution, the sunlit leaf area index (P) is: and the shaded leaf area index (F,) is: F,=F-FC, where F is the total leaf area index and 0 is the solar elevation angle (Norman 1980, 1982). The photosynthetically active photon flux density on the shaded leaves is the sum of scattered direct beam and diffuse PPFD and can be approximated by: Ishade = I~,FXP(-O.5 p ') + CJ where the left half of the equation represents extinction of the diffuse component and C is the scattered component. I,,, is the diffuse PPFD on a horizontal plane above the canopy. Norman (1982) expresses the scattered component of the direct beam as: C = kZ,,,(l. 1 - 0. lF)exp(-sin e), (5) where k is a scattering coefficient (equal to two-thirds of the difference between 1 and the leaf absorptance), I,,, is the horizontal beam PPFD, and the other terms account for decreased scattering with depth and increased scattering with low sun angles. The PPFD striking the sunlit leaves can be expressed as: Is,, = I,,FOS a/sin 6 + I,,, (6) where a is the mean leaf-sun angle (Ross 198 1) and is equal to 60° for a spherical leaf angle distribution. DAVID Y. HOLLINGER 4 Ecology, Vol. 73, No. 1 TABLE 1. Physical and physiologmil characteristics of leaves from trees of two co-occurring Quercus species in the field. n = 17. Q. fobala Signif. Area (cm2) Specific mass (g/rn2) N conc. ( O h dry mass) Absorptance (at 625 nrn) Specific nitrogen (g/m2) Maximum photosynthesist (~rnol.rn-~.s-') (prno1.g-'.s-I) Dark respiration (pmo1.m 2.s-') Incident quantum yield of COZ (rnol/mol photons)$ *** *** *** *** NS Mean Q. agrifolia 1 SD Mean 1 SD 29.1 151 2.36 0.901 3.51 6.0 22 0.42 0.012 0.62 8.8 210 1.42 0.858 2.95 4.7 32 0.15 0.0 12 0.29 0.045 0.015 0.042 0.02 1 *** *** NS * P < .05, *** P < .001, NS = nonsignificant. (Student's t test.) t PPFD > 1500 fimol.rn-*.s-', Leaf-air water vapor concentration difference AW < 10 mmol/mol alr, leaf temperature 25°C. $2S°C. Photosynthesis of each layer is then calculated separately for leaves of the two light classes and multiplied by the appropriate sunlit and shaded leaf area indexes. Because Eqs. 2-5 are for whole canopies, values for a layer L, are found as the difference between the function evaluated as a canopy of leaf area index F and of F - F where F' is the leaf area index up to and including the previous discrete layer (which increase by a leaf area index of 0.5 in these simulations). Daily totals of carbon gain and transpiration were calculated for one day of each month with environmental data collected at the Jasper Ridge Experimental Station using the model just described. Approximate annual totals ofleafand canopy photosynthesis or transpiration were then calculated by integrating the daily estimates for each month. This simplification was made because the primary goal of these simulations was comparative estimates of the carbon gain of different leaf and canopy arrangements rather than absolute estimates of carbon fixation. Leaf propert ies General physical and physiological characteristics.Leaves of field-grown Q. lobata are larger, contain more nitrogen, have a greater light absorptance, and have higher rates of light-saturated photosynthesis (on both a unit area and unit mass basis) than leaves from fieldgrown Q, agrifolia (Table 1). However, Q. agr~folia leaves have a greater dry mass per unit area than those from Q. lobata. This greater leaf mass per unit area means that the nitrogen per unit leaf area in the two species is more similar than the content of nitrogen per unit mass. There was no difference between the nitrogen concentrations of Q. agrifolia leaves from the inside and outside of the canopy (1.41 +. 0.13 vs. 1.37 k 0.04% of dry mass [mean f 1 SD]). In Q. lobata, however, the N concentration of leaves from the outside of the canopy was ~ 8 higher % than that of leaves from the inside of the canopy (2.13 f 0.14 vs. 1.98 f 0.0690 of dry mass, P = .05, paired t test). The quantum yield (initial slope of the photosynthetic llght curve) was not significantly different between the two species (Table 1). The mean values of loo the two species were similar to those reported for a variety of C , species (Ehleringer and Bjorkman 1977, 80 Ehleringer 1981). However, the absolute efficiency of net photosynthesis (micromoles of CO, fixed per mi60 n Q lobafo cromole of photosynthetically active photons) at low 0 Q agnfolro photon fluxes is lower in Q. lobata than in Q. agrifolia 40 Q.ogrifolio (winter) because dark respiration is greater in Q. lobata and decreases net photosynthesis to a greater extent than in Q. agrifolia. The relative temperature response of photosynthesis Leaf temperature PC) in July was similar for field individuals of both species FIG. 1. Photosynthetic response to temperature in field(Fig. l), showing a broad optimum from -20" to z 30°C. grown Quercus agrrfolia and Quercus lobata. February 1992 LEAF AND SIMULATED CANOPY PHOTOSYNTHESIS .- . ~ ~ . - . . 7 - Q. ogrifolio z 01 I I 5 0 10 I I I 15 20 25 1 30 1 A W (mmollrnol air) FIG. 2. Photosynthetic response to leaf-air vapor concentration gradient of field-grown oaks in midsummer. PPFD 1500 p m ~ l . m - ~ . s -leaf l , temperature = 25OC. Net photosynthesis drops sharply above e37"C. The temperature optimum of Q. agrifolia decreased slightly in the winter (Fig. 1) to ~ 2 0 ° C . Stomata of both species close with an increase in the leaf-air water vapor concentration gradient (AW), reducing transpirational water loss (Hollinger 1984). Stomatal closure also leads to a decrease in the internal concentration of CO,, which reduces leaf photosynthesis (Fig. 2). The efficiency of water use (micromoles CO, fixed per micromole H,O transpired) is not significantly different between the species at a AW of 10 mmol of water per mole of air, but is significantly greater in Q. agrifolia than in Q. lobata at a AW of 20 mmol of water per mole of air (Table 2). This means that either the stomata in Q. agrifolia close relatively more than those of Q. lobata or that other, nonstomatal factors inhibit photosynthesis relatively more in Q. lobata than Q. agrifolia when AW is large. In both species, at a AW of 10 mmol of water per mole of air, maximum water use efficiency occurs at photon flux intermediate (~300-800 ~mol.rn-~.s-') densities (Fig. 3). Above this level conductance increases at a faster rate than net photosynthesis, but at lower photon fluxes net photosynthesis is reduced more than stomata1 conductance. Photosynthesis/nitrogen relationship. -In both species, leaf nitrogen content and the maximum rate of photosynthesis were closely related (Fig. 4). Leaves of low nitrogen content came from nonfertilized pot-grown plants and from leaves that had begun to retranslocate N back to the plant before abscission. Leaf absorptance in these species is also significantly correlated with leaf nitrogen content (Fig. 5). Leaf absorptance, along with leaf nitrogen content, is significantly higher in field-grown Q. lobata than Q. agrifolia plants. This means that if the efficiency of conversion of absorbed photons in the two species is equal, Q. lobata will make more efficient use of incident photons, although this difference is only of the order of 4-5%. Under conditions of saturating light intensities, optimum leaf temperature and minimal AW, both the N use and photon use efficiencies (micromoles CO, fixed per micromole N or micromole PPFD) in Q. lobata were significantly higher than in Q. agrifolia (Table 2). Simulations of single-leaf carbon gain Daily and seasonal course of environmental variables. -Photosynthetically active photon flux density, total radiation, air temperature, and atmospheric saturation deficit are strongly seasonal at Jasper Ridge (Fig. 6). Smaller and less regular changes occur in mean wind velocity and absolute water vapor concentration (data not shown). At the latitude of Jasper Ridge (379, the daily extraterrestrial photon flux density at the December minimum is only ~ 3 6 % of that at the June maximum. On the days of measurement at Jasper Ridge, the daily PPFD varied from z 19 to 80% of that incident above the atmosphere (Fig. 6). Highest relative and absolute values of PPFD were recorded during the dry, cloud-free days of the summer and the lowest relative and absolute daily fluxes were recorded during overcast days in January, March, April, and December. TABLE2. Instantaneous efficiency of resource use in CO, uptake by two co-existing Quercus species in California. CO, uptake efficiency ( p m ~ l . m - ~ . s - ~ . k mresource]-I) ol Q. lobata Resource Signif. n - H,O transpired II (at AW = 10 mmoVmol air) (at AW = 20 mmol/mol air) Nitrogen 50 Incident photon flux (I=1100f50um0l~rn-~~s-~ 17~ * P < .05, ** P < .01, *** P < .001, NS SD Mean SD 0.0010 0.0006 1.98 x 0.0046 0.0034 5.81 x 0.0007 0.0003 2.07 x 0.0 159 0.0040 nonsignificant. (Student's 1 test). 0.0078 0.00 16 NS = Mean Q. agrijolia - * ** *** = 0.0042 0.0028 7.38 x lo-' DAVID Y. HOLLINGER Ecology, Vol. 73, No. 1 I - 1 . Q. lobata P o Q. agrifolia Q Normalized water use efficiency as a function of PPFD for the same plants as in Fig. 2. Leaf temperature = 25'C, mmol of water per mole of air. Cumulative daytime saturation deficits (millimolehours of water per mole of air) were also low on these cloudy days. Rain fell during the microclimate measurements in April and December. Fitting parameters to the leaf model. -The mean square (MS)of the worst fit of the Farquhar et al. model ', the to a leaf light curve was 0.80 f i m ~ l . m - ~ . s -while average MS was 0.17 p r n ~ l . m - ~ . swhich - ~ , indicated very good fits to the data. Typical fits of the model to data are shown in Fig. 7A. There was a strong relationship between the leaf nitrogen content and the fitted maximum rates of carboxylation (Fig. 8) and electron transport with coefficients of variation (r2)for mass-based measurements ranging from 0.61 to 0.84 (Table 3). Nitrogen content accounted for less of the observed variation in dark respiration than in J,,, or VC,,, (Table 3). Because the N concentration of Q. agrifofia and Q. lobata foliage varies little over the bulk of the season (Hollinger 1984), the mean field leaf N concentrations (Table 1) are used throughout the year in the simulations except where indicated otherwise. This means that J,,, and VC,,, are constant over the year in the simulations that follow. For Q. agrifofia, the seasonal shift in temperature optimum is simulated by linearly varying the activation energies of the carboxylation and oxygenation reactions to equate to temperature optima of 27°C on 1 July and 20°C on 1 January. The output of the leaf model is compared to the pattern of daily photosynthesis of typical Q. lobata and Q. agrifofia leaves (Fig. 7B). Photosynthesis was measured in a cuvette that was manually adjusted to track half-hourly average ambient conditions of temperature, light, and humidity, lagging the actual values of these factors by 30 min. After the measurements, the leaves were harvested and analyzed for total nitrogen. J,,, and VC,,,, and R, were calculated from the equations in Table 3, based on the measured leaf nitrogen. The total daily assimilate for the period of measurement (0700-1 830, solar time) predicted by the model for the examples in Fig. 7B is 97% of that measured in Q. lobata and 107Oh of that measured in Q. agrifolia. A comparison with a wider selection of leaves (none ' $ .88 - 0 0.4 08 12 16 20 24 2.8 N (O/O of dry mass) FIG.4. Relationship between leaf nitrogen concentration and maximum rate of photosynthesis for field- and laboratory-grown oaks. Points at the extremes of the N concentration range for each species came from laboratory-grown plants where N availability was controlled. PPFD 2 1500 prn~l.m-~.s-I, leaf temperature = 25'C, AW = 10 mmol of water per mole of air. % 2 .86 O 0 o O O o 0 Q,lobafo Q. agrifolia o O - 0 N (% of dry mass) FIG.5. Relationship between leaf nitrogen concentration and leafabsorptance for field grown Quercus agrifolia and Q u e r m lobala. LEAF AND SIMULATED CANOPY PHOTOSYNTHESIS February 1992 Mean day temperature /.-.'.\.\ \ \*+e'Z;ht 5E a3 I z temperatu;*: , .-.,'r'>.7. 0.3 J F M A M J J A S O N D Fro. 6. Seasonal course of environmental variables used to drive the photosynthesis model. used to establish model parameters) showed no significant difference between modeled and measured daily photosynthesis. Simulations with leaf conductance set by fuced C,/C,.-Total daily net photosynthesis in both species (Fig. 9) strongly parallels the total daily PPFD (Fig. 6), but averages =SO% higher for most simulation dates in Q. lobata than in Q. agrifolia. On the days with the lowest total PPFD and longest nights (December and January), total daily potential photosynthesis would be <30°h higher in Q. lobata than in Q. agrifolia, but at these times Q. lobata is leafless. Setting leaf conductance to maintain various fixed ratios of C,/Ca (Fig. 10) shows (as expected) that as CJC, increases, photosynthesis and transpiration in both species increase. Transpiration increases much more rapidly than assimilation, leading to decreased annual values of water use efficiency ( P / E )(Fig. 10C). Based on the 12 d of environmental data, annual assimilation in Q. agrifolia would be =67% of that in Q. lobata for all values of C,/C,. Since Q. lobata is leafless from December through March, simulated annual production in the two species is more similar, with Q. agrifolia assimilating z 85% as much carbon as Q. lobata. The winter months when Q. lobata is without leaves are cool with low leaf-air vapor concentration gradients. Because of this, modeled 8- and 12-mo transpiration values for this species are similar. It is clear that carbon gained during the winter months in this climate is at the expense of relatively little water. As a result, the modeled annual water use efficiency of Q. agrifolia with 12 mo of foliage is = 14% greater than Q. lobata with 8 mo of foliage with both species maintaining the same ratio of C,/C,. The effect of a 10% higher or lower concentration of leaf nitrogen and of 50% higher or lower rates of respiration on annual photosynthesis and transpiration is shown for horizontal leaves of both species with C,/Ca fixed at 0.7 (Table 4). For both species, the change in J,, and VC,,, associated with a 10% increase or decrease in leaf nitrogen content leads to increases or decreases in annual assimilation by x 13% and slightly greater changes in annual transpiration. As a result of these changes, annual water use efficiency (WUE) increases by = 1% with a 10% decrease in leaf nitrogen content and decreases by slightly less with a 10% increase in leaf nitrogen content. The change in WUE occurs because the increased enzyme content increases the leaf sink for CO, and stomata must open slightly to maintain a constant C,,and this affects transpiration DAVID Y. HOLLINGER 18 14 - ./" x Ecology, Vol. 73, No. 1 of the carbon gain in this species is offset into the winter months (as with a fixed C,/C,) when lower vapor concentration gradients increase the WUE. lobata (2.72010N) Whole-canopy simulations Leaf conductance is calculated as an independent function of I and AW; the direct and diffuse PPFD of the various leaf layers are calculated according to Eqs. 4-6. Simulations suggest (Fig. 11A) that carbon gain increases with LA1 for both species to roughly equiv3 -2 0 200 600 1000 1400 1800 alent peak values but at different leaf area indices. These .-v, tl PPFD tprnol.m2.s1) differences in peak LAI result from lower rates of leaf sc respiration in Q. agrifolia, which leads to higher rates =Q.lobota Measured IO.a.)=o. of net photosynthesis at the low light intensities en120 Measured (0.I.) =. countered in the lower layers of multilayer canopies Predicted and the lower absorptance of Q,agrifolia leaves, which acts to increase the irradiance scattered to leaves lower 4- d in the canopy. B With a 10% increase or decrease in leaf nitrogen 0 1 ~ ' ~ ' ~ ' ~ ' ~ ' content, ~ ' total ~ canopy ' ~ photosynthesis ' . ' 1 is increased or 800 1000 1200 1400 1600 1800 2000 decreased by 7-8% depending on the LA1 (Fig. 1 1B). Solar time FIG.7. Fit of leaf photosynthesis model to field data. (A) This is about half the change found in horizontal leaves Typical fits of data to modeled light curves for leaves with (LA1 = I) because much of the photosynthesis in these the indicated N concentration as a percent of dry mass. (B) multilayer canopies takes place at low light levels where Prediction of daily course of leaf photosynthesis based on leaf nitrogen content has little effect on photosynthesis. parameterhitrogen equations in Table 3 and the concentra- The LA1 for peak annual assimilation increases slightly tion of N in the measurement foliage compared with meawith a 10% decrease in leaf N wntent, and decreases sured rates. marginally with a 10% increase in N content. The lines in Fig. 1 1B connect Q. lobata canopies of identical total N wntent (values in parentheses indicate more strongly than assimilation. An increase or decrease in leaf respiration by 50% similarly decreases or total canopy N in moles per square metre) but arranged increases annual net assimilation by ZSO/obut also de- in a different number of layers. The slopes of these creases or increases annual WUE by z 1%. A change lines suggest that maximum productivity for a given in respiration has a greater effect on WUE than on quantity of total canopy nitrogen occurs a t a canopy assimilation compared to a change in leaf nitrogen con- LA1 of between 2 and 3. That is, productivity is maxtent because much of the reduction of annual carbon imized across a range o f N if that nitrogen is distributed gain caused by increased respiration occurs at night when stomata are shut and transpiration is minimal. - - Simulations with conductance set by environmental factors. -When leaf conductances (and hence C,) vary as a function of incident leaf PPFD and AW, simulated annual totals of photosynthesis and transpiration are equivalent to those occumng with higher fixed ratios ("average" values) of C,/C, in Q. lobata than in Q. agrifolia (Fig. 10). In both species, however, most in9 stantaneous field values of C,/C, varied from ~ 0 . to 0.6, depending on conditions influencing both photosynthesis and transpiration. With leaf conductance a function of PPFD and AW, the model predicts that annual (12 mo) leaf carbon gain in Q. agrijblia will be -80% of the annual (8 mo) assimilation in Q. lobata. Transpiration in Q. agrifolia leaves, however, is predicted to be only =54% of that in Q. lobata leaves, resulting in a WUE that is 46% higher in Q. agrifolia. This occurs because under identical conditions of light and AW, stomata of leaves of Q. agrifolia are relatively more closed than those of Q. lobafa,and because some " 0.4 0.8 1.2 1.6 2.0 N (% of dry mass) 2.4 2.8 FIG.8. VC,,,., from fitted light curves as a hnction of foliage nitrogen concentration. February 1992 LEAF AND SIMULATED CANOPY PHOTOSYNTHESIS TABLE 3. Parameter values for the Farquhar et a1. (1980) model. Parameter Equation? I.= Quercus lobata VC,,. (jtm01.m-~.s-l) 44.8.(%N) - 38.0 0.84*** Jmar (jtrn~l.m-~.s-l) 162.9.(%N)- 148.4 0.65** R,, (prn~l.m-~.s-l) -0.46,(%N) - 0.16 0.36* Leaf absorptance 0.90 Quercus agrifolia VC,,. (pmol.m-'.s I) 44.9.(%N)- 17.4 0.64** Jmsr( p r n ~ l . m - ~ . s - ~ ) 153.8.(%N)- 76.4 0.6 1 ** R,, (pmo1.m '.s-') -0.5O.(OhN) - 0.07 0.48** Leaf absorptance 0.85 * P < . 0 5 , * * P < .Ol,***P< .001.(Ftest.) t %N = N concentration as Oh of leaf dry mass. The slopes of all equations are significantly non-zero at P < .05. to the leaves so that about three leaf layers are produced. With total canopy N of =0.6-0.8 mol/m2(about the range observed in the field), nitrogen can be allocated between leaf layers (LA1 from =2 to 3.5) and individual leaves with no change in productivity. Within this range of LAI, less dense canopies of higher N leaves will have the same productivity as denser canopies of lower N leaves. Decreases or increases in dark respiration have a large effect on total canopy assimilation at high leaf area indexes (Fig. 11C). A 50% decrease or increase in respiration increases or decreases annual assimilation at a LA1 of 6 by =20°/0. Even more striking is the effect of a change in leaf respiration on shifting the LA1 for peak productivity. A final refinement considered in this model is the cost of producing each layer of leaves. The simulations in Fig. 11 consider only the carbon gain of each additional layer of leaves, with no estimate of the cost of producing each layer. An estimate of the costs of production in Q. agrifolia can be obtained from the biochemical analysis of leaf material in Mooney et al. (1977) using the methods of Penning de Vries et al. (1974) and additional data supplied by Miller and Stoner (1979). Lacking additional data, I make the simplifying assumption that leaves of Q. lobata are identical in composition to those of Q. agrifolia except for the known difference in nitrogen (protein) content. The cost (in glucose equivalents) of a leaf layer is the product of the per gram cost, the leaf mass per unit area and a CO,: dry mass ratio of 0.6 (Table 5). Costs in Q. lobata are less than in Q. agrifolia assuming similar biochemical compositions because of the lower mass per unit area. However, leaves of Q. agrifolia are replaced after 2 yr rather than 1 yr. This means only onehalf of each foliage layer must be replaced annually so that the annual cost in fixed CO, of a foliage layer in Q. agr$olia (5.5 moles per layer) is actually less than in Q. lobata (8.0 moles per layer). Including leaf construction costs shifts the optimum leaf area index to lower values for both species, but does so more strongly in Q. lobata than in Q. agrifolia (Fig. 12). The physiological properties of Q. lobata and Q. agrifolialeaves are typical of those from deciduous and evergreen trees (Larcher 1980). The linear relationship between light-saturated photosynthetic rate and leaf nitrogen content in both species is similar to that observed in other shrubs and trees (Field and Mooney 1986). The relationship is mediated by the dominance of RuP, carboxylase protein in leaves and its relatively poor ability to complex carbon dioxide (Bjorkman 1981). The relationship between leaf absorptance at 625 nm and leaf nitrogen concentration suggests that chlorophyll content increases in step with photosynthetic capacity in these species. Evans (1989), however, shows that N partitioning into thylakloid protein and pigment-protein complexes depends on an interaction between N availability and leaf Light environment, suggesting that the relationships between N concentration and the biochemical parameters established here might vary somewhat at different locations in the canopy. The approximately parabolic response of assimilation with increasing LAI (Fig. 11) has been predicted by a number of canopy models (e.g., Monsi and Saeki 1953, Donald 196 1, Duncan et al. 1967, Miller 1972). However, McCree and Troughton (1966) showed that J F M A M J J A S O N D 1982 FIG.9. Modeled annual leaf carbon gain (P) for horizontal Q u e r m agnfolia and Q. lobata leaves. C,/C. fixed at 0.7, leaf N = 1.4%(Q. agrifolia) and 2.4% (Q. lobata). Dashed line indicates leafless period for Q. lobata. DAVID Y. HOLLINGER Ecology, Vol. 73, No. 1 FIG.10. Modeled annual total photosynthate production (P), transpiration(E),and water use efficiency (P/E) for horizontal leaves of Quercus agrifolia and Q. lobata as a function of C,/C,. Numbers in parentheses refer to the number of months used in the simulations. Leaf N concentration as in Fig. 9. Crosses ( x ) represent simulated annual photosynthate production, transpiration, and water use efficiency values when leaf conductance is a function of PPFD and the leaf-air vapor pressure gradient. acclimation of leaves to shading decreases respiration, which thus increases net assimilation in the deeper layers of a canopy. This effect, not incorporated in the simulations shown in Fig. 11 (all leaves are identical in this model), would have the effect of flattening out the curves beyond the LA1 of maximum production. If a decrease of respiration with depth in the canopy is mediated by changes in leaf N concentration, then leaves of Q, agrifolia may not show this effect since N concentration does not vary through the canopy. In Q. lobata, the difference in N concentration between leaves from the outside and inside of the canopy equates to a 7% lower respiration rate for leaves at a LA1 of 2.5 compared to leaves from the canopy top. Variation in the distribution of nitrogen through the canopy canalso affect total canopy assimilation through TABLE 4. Simulated annual photosynthate production (PS) and resource use efficiency of two Quercus species (horizontal leaves, CJC, = 0.7). Leaf N (% dry mass) 2.4 2.64 2.16 2.4 (+50% R,) 2.4 (-50% R,,) 2.4 2.64 2.16 2.4 (+50% R,) 2.4 (-50% R,) 1.4 1.54 1.26 1.4 (+ 50% R,) 1.4 (-50% R,,) Species PhotoPS synthesis/ Photo( m o l transpi- synthesis/ m-2 ration nitrogen yr-I) (moVmol)(mol/mol) 8-mo season Q. lobata 1 1 1.9 Q. lobata 127.3 96.1 Q.lobata 104.7 Q. lobata 119.1 Q.lobata 12-mo season Q. lobala 14 1.6 Q. lobata 160.3 122.2 Q. lobata 132.8 Q. lobata Q. lobafa 150.3 Q. agrifolia 95.0 Q. agrifolia 106.5 83.1 Q. agrifolia Q. agrifolia 84.8 Q. agrifolia 100.1 the interaction of the leaf light environment and the leaf N concentrationNC,, relationship. Field (1983) and Hirose and Werger (1987) have shown that a fixed quantity of N is used more efficiently when greater quantities are allocated to leaves in brighter microsites (e.g., the canopy top) than when spread uniformly through the canopy, and such a trend has been demonstrated in a broad-leaved forest canopy (Hollinger 1989). In such situations, functional relationships of N with VC,, and R, similar to those found here (Table 3) would result in a better matching of leaf physiology to light environment and a greater photosynthate production per unit N. It is unclear why the canopy gradient in leaf N concentration is weak or absent in Q. lobata and Q. agrifolia. A more efficient utilization of N and a decrease in R, with depth would increase the LA1 of maximum productivity and push the assimilation curves of Fig. 13A to the left. The mean leaf angle and a clumping of leaf area density will affect light penetration through a canopy and hence photosynthate production in the deeper layers of the canopy. If the canopies of either species differed from the spherical leaf angle distribution or Poisson foliage dispersion used here, the LA1 of peak production could shift slightly. For example, Monsi and Saeki (1953), Duncan (1971), de Wit (1965), and others have shown that for a LA1 greater than ~ 3 , vertically arranged leaves lead to slight increases in total canopy net photosynthesis. Since Q. agrifolia has a greater LA1 than Q. lobata, mean leaf angles might be expected to be higher in this species. The LAIs predicted for maximum annual assirnilation in these species, ~4 for Q. lobata and 5.5 for Q. agrifolia, are similar but not identical to the observed values in these species of 2.6 and 6.5, respectively (Hollinger 1986). Varying leaf angle distributions, leaf clumping, or N concentration of foliage through the canopy for Q. lobata (with consequent gradients in photosynthetic capacity and dark respiration) in this model might increase the LA1 associated with maximum pro- February 1992 LEAF AND SIMULATED CANOPY PHOTOSYNTHESIS TABLE 5. Costs of leaves to two Quercus species (biochemical pathway analysis of Penning de Vries et al. 1974). Content (%) Component Lignin Cellulose Protein - - - I L ?" 240 E . ,+IO0/oN \\\ \x .-cn 120 \ - 10% ?t f 80C $ . 40- - t O it 0 I I I I I I I I 1 c - 50%resp.- 240 \ - \ \ 120 \ \ 80 - 400 1 1 1 2 \ \ +50°/o resP. 1 3 1 1 1 1 1 4 5 6 7 8 9 1 - - L AI FIG.11. Sensitivity analysis of modeled annual total photosynthate production for canopies with a spherical leaf angle distribution. Lines become dashed beyond the LA1 of maximum productivity. (A) Simulated photosynthate production for Quercus agrifoIia and Q,lobata canopies with foliage N concentrations of 1.4 and 2.4% of dry mass, respectively. (B) Simulated photosynthetic production in Q. lobata canopies with leaf N concentration (percentage of dry leaf mass) 10% above or below the base concentration of 2.4%. Line segments cutting across the curves indicate canopy net photosynthesis as a function of a fixed quantity of N (specified in the parentheses as moVmz)arrayed between the number of leaf layers and the N content per layer. (C) Simulated photosynthetic production in Q. lobata canopies with respiration 50% above and below the base case. duction (especially for Q. agrgolia), but would not decrease the predicted LA1 for Q. lobata. Why then might the LA1 of Q. lobata observed in the field be so far below that predicted for maximum production? One obvious possibility is that one or more resources are limiting total productivity. It is clear fiom Fig. that the and increased of Q.agrifolia foliage allows a greater leaf area index to be supported per unit of resource used by or incor- Cost in glucose (dg) Q. agrifolia 2.15 1.17 1.48 10.5 20.4 8.8 Cost in glucose Wg leaf) Q. lobata I?. agrrfolia Q. lobata 10.5 20.4 15 0.226 0.239 0.131 0.226 0.239 0.222 0.109 1.387 0.109 1.405 Sugars 1.09 10 10 Total cost in glucose (g/g lea0 porated into the canopy than in Q. lobata. This difference in LA1 per unit resource incorporated (N) or used (H20) between the species leads to differences in total canopy assimilation per unit of available resource. If N or water is limiting, it may not be possible to construct a canopy (with the nitrogen and water use attributes observed in these species) beyond a certain LAI. For example, incorporating 0.2 m ~ l . m - ~ . y rN -' into the canopy limits the LA1 that can be constructed out of typical leaves (those specified in Table 1) to a 5 in Q. agrifolia but to <2.0 in Q. lobata. At this rate of supply, the LA1 associated with maximum productivity can be reached in Q. agrifolia but not in Q. lobata. The model results also suggest that roughly equal productivities in these species occur when =0.3 m01.m-~. yr-I N is available for construction of foliage. Perhaps the co-occurrence of these species is mediated by N availability at this level. The observed LA1 of both species in the field correspond to those supported by an N use of e0.3 m~l.rn-~.yr-l. In a similar fashion, a water availability of 60 kmol.m-2.~r-1 limits the Q.agrifolia canopy as modeled to a LA1 of =6 and that of Q. lobata to = 1.3. ~ ~ iwater d ~ ~ ~can l ~ limit the LA1 of Q. lobata relative to that of Q. agrifolia more than nitrogen 240 - -'ti. 200 - Q. 'Obata -z\ I E Q- 120 \ '\ \ Q.agrifolia 80 \\' - \ 40 0 I I I I I I I I I 1 2 3 4 5 6 7 8 9 L AI FIG. 12. Simulated annual photosynthaie production less the cost of foliage production. Lines become dashed beyond the LA1 of maximum productivity. DAVID Y. HOLLINGER Ecology, Vol. 73, No. 1 Leaves of the evergreen Q. agrifolia are lower in nitrogen concentration and absorptance than leaves of the co-occurring deciduous oak Q. lobata. These and other differences lead to lower maximum rates of carbon fixation and dark respiration in Q. agrifolia. Differences in stomata1 control lead to slightly lower internal concentrations of CO, in Q. agrlfol~athan in Q. 40lobata, which result in more efficient instantaneous use 0 I I I I I I I I ofwater but less efficient use of nitrogen. The evergreen .1 .2 .3 .4 .5 .6 .7 .8 habit of Q. agrifolia allows photosynthesis to continue .-(V)I) N (rno~.rn-~.~r-') during the cool months of the winter, which increases I I 1 1 1 1 1 annual productivity and leads to increased efficiency E 2 4 0 B in nitrogen and water use. The 2-yr life-span of foliage C $ 200in Q. agrifolia leads to a doubling of nitrogen use efo 0. agrifolia ficiency so that overall nitrogen as well as water use 5 160L efficiency in isolated leaves as well as multilayered canopies of this species are greater than in Q. lobata. Based 1 on leaf physiological and optical properties, simple canopies of the two species reach maximum produc40 tivities at different leaf area indexes. Although a production model suggests that peak productivity in Q. I I I I I I I I 0 2 ( 4 6 8 10 12 14 16 lobata can be higher than in Q. agrifolia, this can occur only in sites \nth ample supplies of nitrogen and water. In less favorable sites, Q. agrifolra can still produce FIG. 13. (A) Simulated annual photosynthate production enough layers of foliage for maximum assimilation in Quprcus agrrfolla and Q. lobata as a function of nitrogen while the LA1 in Q. lobata may be limited to levels availab~lity,assuming 50% of N requirement is met by inbelow that associated with maximum production. ternal retranslocation (D. Y. Hollinger, unpublished data). -E C Small numbers specify canopy LAI. (B) Simulated annual photosynthate production as a function of the annual water consumption in canopies of increasing LA1 (small numbers). Arrow indicates mean annual precipitation at Jasper Ridge study site. ACKNOWLEDGMENTS I wish to thank H. A. Mooney, C. Field, J. Berry, and J. Orwin for their helpful discussions and comments on the manuscript. Thanks also to B. Lilley and T. Pearson for their expert work with the figures. This work was supported by the Mellon Foundation and a pre-doctoral fellowship Annual precipitation at Jasper Ridge averages ~ 3 4Andrew from the U.S. National Science Foundation. kmol. m-2.yr-I (arrow in Fig. 13B), suggesting that roots of both species must extend beyond the canopy or reach permanent sources of water. Based on field LA1 values, Bjorkman, 0. 1981. Responses to different quantum flux the model predicts that Q. lobata must acquire ~ 6 0 % densities. Pages 57-107 in 0. L. Lange, P. S. Nobel, C. B. Osmond, and H. Ziegler, editors. Physiological plant ecolmore water than Q. agnfolia. If these species are not ogy. Volume 12B. Water relat~onsand photosynthetic proexploiting groundwater, results in Fig. 13B could be ductivity. Springer-Verlag, New York, New York, USA. interpreted to suggest that Q. agrlfolza could form closed Brooks, A., and G. D. Farquhar. 1985. Effect oftemperature canopies at lower moisture availabilities than Q. lobaon the CO,/O, specificity of ribulose-1,5-bisphosphatecarta, but that this still must be at sites where moisture boxylase/oxygenase and the rate of respiration in the light, estimates from gas-exchange measurements on spinach. availability exceeds precipitation. The pattern of Q. Planta 165:397-406. agrifolia forming closed canopy woodlands along stream Caldwell, M. M., H.-P. Meister, J. D. Tenhunen, and 0. L. channels and gullies in this part of California is conLange. 1986. Canopy structure, light microclimate and sistent with this interpretation. Data showing that Q. leaf gas exchange of Quercus coccifera L. in a Portuguese macchia: measurements in different canopy layers and simlobata but not Q. agrifolia comes under predawn water ulations wlth a canopy model. Trees 1:25-41. stress late in the season (Griffin 1973, Hollinger 1984) de Wit, C. T. 1965. Photosynthesis of leaf canopies. Agrialso supports the hypothesis that the canopy of Q. lobacultural Research Report 663, Centre of Agricultural Pubta may be more subject to water limitation than Q. lications and Documentation, Wageningen, The Netheragrifolia. lands. As the above examples suggest, these resource avail- Donald, C. M. 1961. Competition for light in crops and pastures. Society of Experimental Biology, Symposium XV. ability/production diagrams provide testable ecologiAcademic Press, New York, New York, USA. cal insight into the distribution of these species. Ex- Duncan, W. G. 1971. Leaf angles, leaf area, and canopy amining modeled productivity in this manner may photosynthesis. Crop Science 11:482485. Duncan, W. G., R. S. Loomis, W. A. Williams, and R. Hanau. prove useful for other species as well. February 1992 LEAF AND SIMULATED CANOPY PHOTOSYNTHESIS 1967. 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HOLLINGER Ecology, Vol. 73, No. 1 APPENDIX Symbols used in the text: C, ambient concentration of CO, C, internal leaf concentration of CO, AW leaf-air vapor concentration gradient F total leaf area index FC sunlit leaf area index F, shaded leaf area index g leaf conductance I incident photosynthetically active photon flux density I,,, diffuse photosynthetically active photon flux density on a horizontal plane above the canopy I,,, direct beam photosyntheticallyactive photon flux density on a horizontal plane above the canopy photosynthetically active photon flux density on shaded leaves photosynthetically active photon flux density on sunlit leaves S Wt-limited rate of RuP, regeneration maximum rate of electron transport at 2S°C Jmax k scattering coefficient PPFD photosynthetically active photon flux density e solar elevation angle Rd rate of respiration in the light R" rate of dark respiration RuP, ribulose- l,5-bisphosphate maximum rate of carboxylation at 25°C VC,., w, carboxylation-limited rate of RuP, regeneration