Michigan State University Global Center for Food Systems Innovation (GCFSI) 2014/2015 Food Systems Innovation Grants Request for Applications (RFA) Table of Contents I. COMPETITION SNAPSHOT ............................................................................................................................. 2 II. PURPOSE ....................................................................................................................................................... 2 III. TIMELINE ....................................................................................................................................................... 3 IV. GCFSI OVERVIEW........................................................................................................................................... 3 V. CRDF GLOBAL OVERVIEW .............................................................................................................................. 4 VI. GEOGRAPHIC FOCUS ..................................................................................................................................... 4 VII. GCFSI 2014/15 FOOD SYSTEMS INNOVATION GRANTS COMPETITION OVERVIEW ........................................ 5 VIII. THEMATIC AREAS .......................................................................................................................................... 5 THEME 1. WEATHER DATA FOR CLIMATE-SMART AGRICULTURE ...............................................................................................6 THEME 2. IMPROVED ABILITY OF SMALLHOLDER FARMERS TO ADAPT TO CLIMATE VARIABILITY AND CHANGE ....................................6 THEME 3. IMPROVED ABILITY OF AGRICULTURAL RESEARCHERS TO PROVIDE AGRONOMIC RECOMMENDATIONS ................................6 THEME 4. ASSISTANCE TO SMALL ENTREPRENEURS IN FOOD PROCESSING ..................................................................................6 THEME 5. INNOVATIONS IN THE INFORMAL URBAN FOOD SECTOR ............................................................................................6 THEME 6. GENDER-SENSITIVE ICT-BASED APPROACHES TO IMPROVING WOMEN’S ACCESS TO URBAN MARKETS................................6 THEME 7. MARKETING MEAT AND DAIRY PRODUCTS WITHOUT EXTENSIVE COLD CHAIN DEVELOPMENT ...........................................7 THEME 8. PROJECTING LABOR MARKET AND SKILL NEEDS FOR AGRI-FOOD BUSINESSES ................................................................7 THEME 9. IMPROVING EFFECTIVE USE OF MOBILE PHONE-BASED AGRICULTURAL SERVICES BY SMALL FARMERS .................................7 THEME 10. PROMOTING GENDER EQUITABLE ACCESS TO PROFITABLE MARKETS ..........................................................................7 IX. APPLICATION INSTRUCTIONS ........................................................................................................................ 7 X. SPECIAL REQUIREMENTS ............................................................................................................................. 11 XI. SELECTION PROCESS .................................................................................................................................... 11 XII. DEFINITIVE VERSION OF THIS RFA ............................................................................................................... 12 XIII. ADDITIONAL INFORMATION AND SUPPORT ................................................................................................ 12 XIV. POLICY AND STANDARDS FOR PLAGIARISM POLICY .................................................................................... 13 XV. PROPOSAL CHECKLIST ................................................................................................................................. 15 XVI. APPENDICES ................................................................................................................................................ 16 APPENDIX 1: SELECTED BACKGROUND INFORMATION RECOMMENDED FOR REVIEW .................................................................16 APPENDIX 2: SAMPLE INSTITUTIONAL COMMITMENT LETTER................................................................................................17 APPENDIX 3: SAMPLE FINANCIAL COMMITMENT LETTER .....................................................................................................18 APPENDIX 4: SAMPLE TEAM MEMBERS’ CAPABILITIES MATRIX .............................................................................................19 GCFSI 2014/15 Food Systems Innovation Grants 1 I. Competition Snapshot Competition Opens Application Deadline General Area Basic Eligibility January 5, 2015 March 16, 2015 Proposals that demonstrate innovative science-based solutions to challenges in global food systems Applicant Eligibility Universities, government or private laboratories or research organizations, for-profit and non-profit companies. Individuals may apply if able to meet the requirements of this RFA. Please submit proposals to 2014/2015 Food Systems Innovation Grants How to Apply Award Amount Innovation Scalability Grants (maximum $500,000 each, with a required 1:1 match) Innovation Evaluation Grants (maximum $250,000 each) Award Duration Early Stage Innovation Grants (maximum $100,000 each) Innovation Scalability Grants: 24-36 months Innovation Evaluation Grants: 18-24 months Early Stage Innovation Grants: 18-24 months Award Announcement II. Expected no later than July 2015 Purpose This request for applications (RFA) is seeking applicants who can help create innovation1 in the global food system by finding, incubating and evaluating new and potentially game-changing knowledge and technology based solutions to development challenges, especially those related to population growth, climate change and urbanization. 1 Innovation refers to technologies, products, or services, business or organizational models or institutional arrangements, or operational or production processes, that lead to substantial improvements in productivity or other solutions to development challenges. Innovations are not always something completely new or different, but may represent an important refinement that improves the performance of an existing technology, system, or methodology. GCFSI 2014/15 Food Systems Innovation Grants 2 III. Timeline Competition opens RFA informational webinar with Q & A session Application deadline Application review period January 5, 2015 January 26, 2015 Award announcement Expected no later than July, 2015 IV. March 16, 2015 March 16 – June 15, 2015 GCFSI Overview The Global Center for Food Systems Innovation (GCFSI) Lab is a consortium led by Michigan State University (MSU) in partnership with Wageningen University, The Netherlands; The Energy and Resources Institute, India; and Lincoln University, Pennsylvania. GCFSI is one of eight development labs funded by the USAID Global Development Lab under the Higher Education Solutions Network (HESN). The goal of the GCFSI is to create, test and enable the scaling of innovations in the food system, using an approach that is multi-disciplinary, focused on the entire food system, and forward-looking—considering major trends that will impact future food system performance. The medium-run strategy of the GCFSI to accomplish this is through a combination of innovation grants and core-funded projects. The long-run GCFSI strategy is to build a network of innovation-focused development institutions and to engage students in ways that will create a new generation of development scholars and practitioners. GCFSI works closely with USAID Bureau for Food Security (BFS) and with the USAID Global Development Lab (GDL). GCFSI collaborates with many academic units and projects within MSU, with GCFSI consortium partners, and with other HESN labs to create a global network of development problem solvers. The GCFSI Approach to Innovation The GCFSI takes a broad view of innovation that encompasses technology, policy, markets, management techniques, analytics and combinations of these tools. Broadly conceived innovations are needed to overcome the problems of shrinking farm land, population growth, and urbanization in developing countries, to help under-resourced farmers adapt to the anticipated effects of climate change, and to meet the food security needs of urban populations. This will require investment in productivity improvements throughout the food system, including food production, storage, processing, packaging, transportation and distribution. Thus an overall systems approach is necessary, rather than a focus on single components of the food system. Thematic Focus of the GCFSI GCFSI activities draw on contributions from a diverse mix of agricultural scientists, economists, engineers, geographers, supply chain experts, urban planners and others. Their expertise is brought to bear on assessing the effects on future food system performance of the following three main thematic areas: GCFSI 2014/15 Food Systems Innovation Grants 3 Population Growth, Climate Change and Pressure on the Land tasks researchers to develop innovations that increase food availability and food system resilience in Africa and Asia in the face of global climate change. Rapid Urbanization and Transformation of Food Systems focuses on understanding the transformations currently underway in developing country food systems and engaging farmers, business, communities and governments in the design of policies, programs, and targeted interventions to assure access to plentiful, safe, nutritious, and affordable food for all citizens. Evolution in Skills Required by Food Systems looks at upgrading skills in the food system in order to adapt the food system workforce to global trends. Two cross-cutting themes are also addressed by the GCFSI, as important considerations in seeking innovations in the food system that will improve food security and alleviate poverty: Information and Communication Technology: The role of information and communication technologies (ICT) in improving food system performance and helping to accelerate the adoption of technologies. Gender: The role of gender as a factor affecting the design and implementation of innovations in the food system. Global food systems are embedded in a social context and gender relations often determine who owns what critical assets of production; influence participation decisions as well as the allocation of benefits. For more information on the GCFSI, please see www.gcfsi.msu.edu. V. CRDF Global Overview CRDF Global is an independent nonprofit organization that promotes international scientific and technical collaboration through grants, technical resources, training and services. CRDF Global is based in Arlington, Virginia with offices in Moscow, Russia; Kyiv, Ukraine; Almaty, Kazakhstan; and Amman, Jordan. CRDF Global is managing this competition for GCFSI. VI. Geographic Focus Innovations, proposals and ideas can come from any country. However, in order for proposals to be considered they must propose implementation (testing/piloting, evaluation, scaling) to occur in one of the following Feed the Future (FTF) focus countries or the Science, Technology, Innovation and Partnerships (STIP) focus countries, shown in the table below: FTF Focus Countries Bangladesh, Cambodia, Ethiopia, Kenya, Malawi, Mozambique, Nepal, Rwanda, Tanzania, Uganda, and Zambia. STIP Focus Countries Bangladesh, India, Indonesia, Kenya, Mozambique, Philippines, Uganda. GCFSI 2014/15 Food Systems Innovation Grants 4 While GCFSI will also accept applications that propose implementation in the West African Feed the Future Countries of Ghana, Mali and Senegal, priority will be given to proposals that involve implementation in the Asia and East Africa FTF or STIP countries listed above. VII. GCFSI 2014/15 Food Systems Innovation Grants Competition Overview Early Stage Innovation Grants ($100,000 each) - These are meant to fund innovators with ideas that align with the goal of GCFSI, which is to create, test and enable the scaling of innovations in the food system. This grant is designed to enable the development of early stage innovations and include activities such as prototyping, idea development, small scale testing and refinement. Innovation Evaluation Grants ($250,000 each) - these represent stage two in the GCFSI investment strategy and are targeted at innovations that are developed but have not been fully deployed or rigorously tested in the field. Activities could include field trials, stakeholder focus groups, refinement of the innovation design, and market assessments. Innovation Scalability Grants ($500,000 with $500,000 match requirement) - the last phase of the GCFSI grants cycle is for innovations that have proven themselves functional and potentially feasible for broader deployment. The focus of these efforts is to assess the potential for scaling innovations across larger populations and broader geographic regions. A one-to-one private sector or non-USG funding match is required to help ensure that innovations are of interest to multiple stakeholders and relevant to local development conditions. VIII. Thematic Areas The specific thematic areas outlined as the focus for this round of GCFSI innovation grants have been identified based on background research by core GCFSI faculty. Published GCFSI white papers are available from: Population Growth / Climate Change / Pressure on the Land: http://gcfsi.isp.msu.edu/downloads/white_papers/GCFSI_10_2013_MT1_White_Pa per_Population_Growth_Climate_Change_and_Pressure_on_Land.pdf Rapid Urbanization: http://gcfsi.isp.msu.edu/downloads/white_papers/GCFSI_20_2013_MT2_White_Pa per_Africa's_Emerging_Food_System_Transformation.pdf Information and Communication Technology: http://gcfsi.isp.msu.edu/downloads/white_papers/GCFSI_30_2013_ICTD_White_Pa per_Information_and_Communication_Tools_for_Development.pdf GCFSI 2014/15 Food Systems Innovation Grants 5 Ten thematic areas have been identified by GCFSI for this RFA. Proposals should address one or more of the following ten themes. Please review the detailed objective and background information for each theme at this link. Applicants are strongly advised to read the background information thoroughly for any theme of interest. Theme 1. Weather data for climate-smart agriculture Objective: GCFSI is seeking proposals for creating inexpensive weather data networks at a national scale, which would include data collection, tools for crop management such as fertilizer application, an education program to guide farmers and other end-users, and improvement of agricultural services for farmers including irrigation scheduling, pest information, fertilizer application guidance, monitoring of water stress, crop maturity date, and other data to aid in improving yields. Theme 2. Improved ability of smallholder farmers to adapt to climate variability and change Objective: GCFSI is seeking proposals that would help to reduce the vulnerability and increase capacity of smallholder farmers to adapt to climate variability and climate change in waterstressed regions in developing countries. Theme 3. Improved ability of agricultural researchers to provide agronomic recommendations Objective: GCFSI is seeking proposals that would improve the ability of agricultural researchers and planners to provide agronomic recommendations for increasing crop productivity and reducing vulnerability to climate change. Theme 4. Assistance to small entrepreneurs in food processing Objective: GCFSI requests proposals for piloting, evaluating, or scaling innovations that address key constraints related to either: a. Alternative packages of assistance to local micro- and small entrepreneurs attempting to anticipate and exploit the growing market for processed and perishable foods. b. Small-scale food processing technology. Theme 5. Innovations in the informal urban food sector Objective: GCFSI solicits proposals for innovations in urban food systems that take into account climate change and resource scarcities, and which focus primarily on conditions in urban food markets. Theme 6. Gender-sensitive ICT-based approaches to improving women’s access to urban markets Objective: GCFSI seeks proposals for innovative, gender-sensitive approaches for increasing farmer income through improved access to markets across a broad set of outputs. We especially encourage proposals that provide innovative approaches to promoting: GCFSI 2014/15 Food Systems Innovation Grants 6 a. Group-based access to markets (factor and output markets) b. Gender-equitable benefit sharing mechanisms, and c. Use of established ICT-based market platforms. Theme 7. Marketing meat and dairy products without extensive cold chain development Objective: GCFSI seeks proposals that would develop innovations in infrastructure, policy, market practice or cultural practice that could simultaneously accommodate the increasing demand for safe meat, poultry and dairy products in urban areas in developing nations without large-scale implementation of cold chain logistics. Theme 8. Projecting labor market and skill needs for agri-food businesses Objective: GCFSI is seeking proposals for cost-effective methods to systematically project labor market and skills needs and subsequently to identify training and other workforce development programs that would equip local workers with the needed skills. Theme 9. Improving effective use of mobile phone-based agricultural services by small farmers Objective: GCFSI seeks proposals for innovations that help to solve the mobile last-mile problem in delivering agricultural information and supporting market participation by smallholder farmers. Theme 10. Promoting gender equitable access to profitable markets Objective: GCFSI is seeking innovative and gender-sensitive approaches that boost production/marketing/commercialization while also stimulate household consumption and promoting women’s access to legume markets. IX. Application Instructions Full proposals must be received no later than 5 pm Eastern Time of the United States (GMT -5) on March 16, 2015 (“proposal deadline”). Applicants should note the following general rules for this competition: 1. Only applications submitted to CRDF Global’s Electronic Proposal Submission website will be accepted. Applicants with inadequate or slow Internet connection can send email to GCFSI@CRDFGlobal.org for an alternate application submission process. 2. Proposals should be typed in 12pt Times New Roman font, single-spaced with margins of 2.5 cm on the sides, top and bottom. All applications must be complete by the proposal deadline. Applications that do not have all required elements as indicated in this RFA by the proposal deadline will be ineligible. 3. Applicants may submit modifications to their applications as long as they are complete by the proposal deadline. 4. If applicant’s circumstances change significantly after application submission such that the project can no longer be carried out as proposed, the applicant must notify CRDF GCFSI 2014/15 Food Systems Innovation Grants 7 Global in writing to GCFSI@CRDFGlobal.org and indicate that they are withdrawing the application from the competition. 5. MSU and CRDF Global reserve the right to request additional information from applicants if necessary. Proposals must contain the following elements: 1. Abstract. Summarize all relevant aspects of the proposed innovation work, with special attention to its objectives and methods (4,000 characters, about half a page). 2. Proposed Work. Guidelines for this section are listed below. Page limits are 20 pages for Innovation Scalability grants, 15 pages for Innovation Evaluation Grants, and 12 pages for Innovation grants. a. Purpose of the project. Explain the proposed work and how it relates to GCFSI’s goal, which is to create, test and enable the scaling of innovations in the food system. b. Indicate the GCFSI 2014/2015 Food Systems Innovation theme(s) from this RFA that are addressed. c. What is the broad problem or systems context into which your proposal fits? Describe your specific innovation. Who are your beneficiaries? How will your innovation address the problem? d. Briefly document other work that has been or is being done in this area by others and explain how this proposal is innovative and adds value to the body of research and technology testing in this area. Applicants must demonstrate their knowledge and understanding of the literature, evidence base, and current and existing USAID or other donor-funded projects in their problem area. e. What are the activities, deliverables, outputs, and results of your project during the project period? What impact area (geographically and number of participants) could your technology have within 5 years? What assumptions inform these projections? f. How will your innovation be sustained and scaled to achieve greater impact? How will your new work be adopted and integrated by other public and private sector stakeholders? What conditions would need to be met to ensure the sustainability of your innovation?2 g. Explain the implications of your proposal for gender issues and women’s empowerment. Show how your proposal could be of unique value to women and 2 For purposes of this RFA, a technology that is “scalable” is one where the proposed innovation has the potential to be broadly applied geographically and to reach a significant number of ultimate beneficiaries (which could include consumers). For purposes of this RFA, a technology that is “sustainable” is one that would be financially viable in the long term, would continue to provide benefits in the absence of further development intervention or investment, and would not threaten the fundamental viability of social, economic, or environmental systems. GCFSI 2014/15 Food Systems Innovation Grants 8 discuss any possible negative side effects that scaling your approach may have on gender dynamics. h. What are the relevant indicators you will use to judge the success of this grant? Applications should identify, as appropriate, indicators that could be used in measuring and differentiating the impact of the proposed innovative solution by gender and other relevant categories. i. Applicants should take into account what may be accomplished given the funding available and period of performance. j. Applicants in the Information and Communication Technologies for Development (ICT4D) area should specify both the technology they will focus on and the agricultural tool or service (e.g. a phone app that will assist in applying the right amount of fertilizer, or a radio program that will assist with growing the right crops). 3. Team Composition and Curriculum Vitae (CV). Describe the team composition and rationale/expertise for team members, and their proposed level of effort. The application must contain a curriculum vitae for each of the project directors or key technical staff (up to 4 CVs). The CV should include information on the applicant’s education, relevant prior and current employment (if any), honors received, and long-term professional goals. Include summary of qualifications for team members, see attached sample team capabilities matrix in appendix 4 (maximum 10 pages including up to four 2-page CVs). 4. Project Timeline. The application must include a timeline for the proposed project (up to 2 pages). All projects are requested to be 18 to 36 months in duration, depending on the type of grant. 5. Past Performance. Applicants shall briefly describe their organizational past performance, their past performance on similar activities (size and scope), and the past performance records of major subcontractors or subrecipients. If Applicant or their proposed subcontractors encountered problems on any of the referenced projects, they may provide a short explanation and the corrective action taken (2 pages). 6. Letter(s) of Support. Letters from team members, collaborating or host institutions and USAID mission or programmatic staff that support the approach and the proposed deliverables. Multiple letters documenting commitment to collaborate or provide leveraged resources may be submitted but are not required (3 letters maximum, 2 pages each; see sample letter in appendix 2). 7. Budget. The budget must detail all estimated expenses for the grant period, including direct research implementation costs, international and domestic travel costs, ground transportation, meals and incidentals calculated based on the published rates of the United States Department of State for the relevant location, emergency health insurance (required), and indirect costs. Budgets should include a page with all costs summarized GCFSI 2014/15 Food Systems Innovation Grants 9 by year and cost category, using the template here. Grant funds must be used to carry out the project within a period of 18 to 36 months (depending on grant type) from the date of contract signing. Organizations without a Negotiated Indirect Cost Rate Agreement (NICRA) with a USG agency will not be permitted to charge an indirect cost rate but must instead directly budget for all administrative, support, and overhead costs. MSU reserves the right to negotiate budget items before entering into a contract. Air travel to and from the U.S. must comply with the provisions of the Fly America Act as amended by the Open Skies Agreement. Specifically, air tickets must be purchased from a U.S. carrier or from a U.S. or EU carrier if the traveler will transit an EU country. For travel of two weeks or less, living allowances should follow U.S. government per diem guidelines. Applicants should refer to the following website: http://aoprals.state.gov/web920/per_diem.asp. Applicants should propose reduced per diem rates for all in-country travel or travel to rural areas not specifically listed in the USDOS travel allowance website. 8. Other Financial Contribution: Include all other cost-share for the proposed work (both inkind and cash contributions from non-US Federal Government sources), and include costshare amount in the budget form. Any cost-share should be included by year and cost category using the budget template provided. The only expense categories acceptable for cost-shares are participant salaries and fringe, travel costs, subcontract expenses, project supplies, and related indirect costs. Leveraged investments should be documented in a separate table by technical or program area. All budget information should be accompanied by a Word document with detailed budget notes in a narrative format. Please see the following USAID guidelines for acceptable cost-share or leveraged investments: Cost-share: Resources contributed by the recipient to the total cost of the approved award budget. Cost-share is subject to the United States Code of Federal Regulations 2 CFR 200.306. Leverage: all of the non-US federal government resources that are expected to be applied to a program, including resources from cost-share and from third parties. Resources are considered “applied to a program” in the following cases: Resources are committed explicitly for the purpose of supporting or advancing the project objectives. Previously committed resources are explicitly re-directed for the purpose of supporting or advancing the project objectives. Previously committed resources are utilized by the project for the purpose of supporting or advancing the objectives. Resources are formally re-directed for the purpose of supporting or advancing the project objectives. GCFSI 2014/15 Food Systems Innovation Grants 10 9. Environmental Impact: Please identify any reasonably foreseeable environmental consequences of your proposed activities, both positive and negative. If applicable, please describe environmental safeguards that will be adopted. Please indicate if you believe your project would qualify for one or more of the categorical exclusions detailed in 22 CFR 216.2, list which categorical exclusion(s) are applicable, and provide a short rationale for your determination (maximum 1 page). X. Special Requirements Conflict of Interest: Recipients will be required to disclose any real or potential conflicts of interest during the post award process as per MSU conflict of interest policy, see: https://coi.msu.edu/. Research involving Human Subjects: If the research involves human subjects the applicant must show approval by an IRB review board or certify that the research will comply with MSU IRB policy. Found at: http://www.humanresearch.msu.edu/ Export Control: Funds provided pursuant to this RFA process may not be expended by the Recipient in violation of the U.S. Government‘s Export Administration Regulation (EAR) found in 15 CFR 730, et seq. The Recipient shall comply with any and all requirements and provisions of the EAR. Environmental Compliance: The Foreign Assistance Act of 1961, as amended, Section 117 requires that the impact of USAID’s activities on the environment be considered and that USAID include environmental sustainability as a central consideration in designing and carrying out its development programs including those that could derive from the activities implemented under this RFA. This mandate is codified in Federal Regulations (22 CFR 216) and in USAID’s Automated Directives System (ADS) Parts 201.5.10g and 204 (http://www.usaid.gov/ads/policy/200/200), which, in part, require that the potential environmental impacts of USAID-financed activities are identified prior to a final decision to proceed and that appropriate environmental safeguards are adopted for all activities. Potential awardees under this RFA are required to comply with environmental obligations under these regulations as applicable. In addition, potential awardees must comply with host country environmental regulations unless otherwise directed in writing by USAID. In case of conflict between host country and USAID regulations, the latter must govern. XI. Selection Process Each proposal will be screened for eligibility and completeness upon receipt by CRDF Global. All applicants will be notified about the results of the eligibility screening by e-mail. Applications under this program will go through a three-stage scientific merit selection process. First, all applications will be reviewed and evaluated according to their technical merit by subject matter GCFSI 2014/15 Food Systems Innovation Grants 11 experts. Second, a panel with relevant expertise will identify top proposals for funding. Third, the final decision will be made by USAID and GCFSI after a careful evaluation of the scientific panel recommendations. Review of eligible applications will follow the criteria listed below: 1. Quality of idea/innovation (40%): Clear understanding of the area of the food system being addressed, and clear explanation of how the project would result in an innovation that would address an important problem affecting food system performance. How would the project add value to the existing set of technologies or development interventions? 2. Innovation Development, Testing, or Scaling Plan (25%): The technical soundness of the proposed approach, the clarity and rationale for the stated goals of the project, the adequacy of technical resources available to accomplish the work, and the soundness of the plan to develop, test, or scale the innovation within the time allotted. 3. Alignment with GCFSI Goal (20%): Relevance of the proposed work to the goal of GCFSI (to create, test and enable the scaling of innovations in the food system) potential for proposed work to facilitate new collaborations and innovation, and the likelihood that the work will facilitate scaling-up of the innovation within the global food system. 4. Personnel Capacity (15%): The expertise of the applicant(s) in carrying out the proposed work. The competition results are expected to be announced in July 2015. XII. Definitive Version of This RFA In the case that MSU amends or makes corrections and clarifications to this announcement, amendments will be posted at www.gcfsi.isp.msu.edu, www.crdfglobal.org and Newton’s List www.newtonslist.org. XIII. Additional Information and Support Inquiries regarding this Request for Applications should be directed in English to CRDF Global’s Program Manager at GCFSI@CRDFGlobal.org. Applicants are requested to identify themselves in all correspondence and put the phrase “GCFSI Applicant [applicant name]” in the email subject line. GCFSI at its sole discretion may choose not to disclose certain information in a response to any question or query, if in our view such details would affect the fairness or transparency of the competition or convey an undue advantage to an applicant. GCFSI also reserves the right to GCFSI 2014/15 Food Systems Innovation Grants 12 disclose to all other applicants an answer or clarification to a question from an applicant in the interest of fairness, objectivity, and transparency of this competition. XIV. Policy and Standards for Plagiarism Policy A. GCFSI will not provide funding to an application in which plagiarism exists. B. All applications for funding submitted to CRDF Global’s EPS will be thoroughly screened for plagiarism against a large number of sources including published research papers, books, conference abstracts, and websites. C. When plagiarism is detected, a specific action will be taken. Action taken may include, but is not limited to a) informing the applicant that plagiarism has been discovered; b) excluding the applicant from the funding opportunity; c) informing the applicant’s institution; d) informing reviewers; e) informing organizations collaborating with CRDF Global and GCFSI on the funding opportunity; f) barring the applicant from participation in future funding opportunities. Standards A. Definition: Plagiarism is the incorporation of published writing or another person’s original writing into your document without clear formatting and accurate attribution of the source. Academic writing such as a funding proposal must be original work, written by the stated applicant(s). Any text derived from another published source, or from an author not named in the proposal, must be formatted to clearly indicate that it is not original writing of the applicant(s), and the correct citation to the original source must be given. Proper formatting is either the use of quotation marks around all of the borrowed text or indentation of the borrowed text to clearly set it off from your own writing. B. Examples of plagiarism include, but are not limited to, the following cases. a. Using your own previously published text in the proposal without proper formatting and attribution. This is a common error. Even if you wrote the text, you cannot re-use text that you have published in any publicly available form, such as in a research paper, on a website, or in a conference abstract. Even your own previously published text must be formatted and a correct citation to the source must be given. b. Making minor alterations to previously published text and presenting it without proper formatting and citation. Simply changing some of the words within previously published text does not make it your original writing. To avoid plagiarism, the writing must be your original words, sentence structure, and organization. This is another common error. c. Presenting the original writing of another person, even if it hasn’t been previously published, as the work of the applicant(s). If someone contributes writing to your proposal, that person must be one of the listed participants (principal investigator or named team member) in the proposal. Even if another person agrees to write text for GCFSI 2014/15 Food Systems Innovation Grants 13 your proposal and agrees not to be named in the proposal, the use of that person’s writing as if it is your own is plagiarism. d. Copying a sentence or obviously unique phrases from another source without formatting and attribution. Stealing a little bit is still stealing. If the text is clearly recognizable as derived from a previously published source then it must be formatted with proper attribution. e. Giving the correct attribution (citation) at the end of copied text but not formatting the text to clearly indicate that it is taken from the cited source. In the sciences and engineering, it is not sufficient to simply give the citation—if the text is from another source it must be clearly formatted to show that. As a part of the proposal application, applicants will be required to affirm that they have read and understand the above policy and standards for plagiarism. GCFSI 2014/15 Food Systems Innovation Grants 14 XV. Proposal Checklist APPLICATION CONTENTS WHERE TO SUBMIT Technical – Proposal 1. Proposal, consisting of Online through the electronic proposal submission (EPS) system provided in this RFA A. Abstract part of proposal B. Project Narrative part of proposal C. Past Performance part of proposal D. Project Timeline part of proposal E. List of Sources (if applicable) part of proposal Personal Information 2. PI Curriculum Vitae (CV) and LinkedIn Profile link (if available) EPS, separate document 3. Second PI (if applicable) and team members’ capabilities matrix and LinkedIn profile link (if available) EPS, separate document Technical – budget 4. Budget and Budget Narrative EPS, separate document Required Supporting Documents 5. Letter(s) of Support EPS, separate document 6. Invitation Letter from Host University or Institution (if applicable) EPS, separate document 7. Enviromental Compliance (if applicable) EPS, separate document Other Supporting Documents 8. Private sector contribution document or proof of any additional financial or in-kind support (if applicable) EPS, separate document GCFSI 2014/15 Food Systems Innovation Grants 15 XVI. Appendices Appendix 1: Selected Background Information Recommended for Review Global Center for Food Systems Innovation Global Center for Food Systems Innovation White Papers Feed the Future (FTF) USAID Global Development Labs Science, Technology, Innovation and Partnership (STIP) GCFSI 2014/15 Food Systems Innovation Grants 16 Appendix 2: Sample Institutional Commitment Letter [University/Institution Letter Head] [DATE] [Name] [University/Institution Name] [Full Address] [Phone, Email] GCFSI 2014/2015 Food Systems Innovation Grants Michigan State University Global Center for Food Systems Innovation Manly Miles Building 1405 S Harrison Rd., Office 308 East Lansing, MI 48842 USA Dear Dr. Eric Crawford: This letter represents a commitment by [name of university/ institution] to provide all the necessary support to the project titled [Project Title] led by [name of applicant] submitted to the GCFSI 2014/2015 Food Systems Innovation Grants Program. Sincerely, ____________________________ [name] [title] GCFSI 2014/15 Food Systems Innovation Grants 17 Appendix 3: Sample Financial Commitment Letter [University/Institution/Company Letter Head] [DATE] [Name - Authorized Financial Officer] [Title] [University/Institution Name] [Full Address] [Phone, Email] GCFSI 2014/2015 Food Systems Innovation Grants Michigan State University Global Center for Food Systems Innovation Manly Miles Building 1405 S Harrison Rd., Office 308 East Lansing, MI 48842 USA Dear Dr. Eric Crawford: This letter represents a financial commitment by [cost-sharing institution] to provide [$X] to the project entitled [Project Title] led by [name of applicant] submitted to the GCFSI 2014/2015 Food Systems Innovation Grants Program. Sincerely, ___________________________ [name] [title] GCFSI 2014/15 Food Systems Innovation Grants 18 Appendix 4: Sample Team Members’ Capabilities Matrix Number Team Member Name 1 2 Alexander Ivanov Mary Kim Specialty/Major Role in Proposed Project Information Co- Principal Technology Investigator Management Project years of Relevant experience LinkedIn Profile Link (If any) 10 8 Collaborator 3 Daniel Abebe Engineer Support Staff 4 4 Maria Smith Physics Project Assistant 2 5 John Jones Information Student Intern 1 Technology GCFSI 2014/15 Food Systems Innovation Grants 19