N or t h L a n a r k s h ir e C o u n c il F e b ru a ry 2 0 0 3 Contents ________________________________________ Page Introduction i 1. The aims, nature and scope of the inspection 1 2. The Education Service: operational context 1 3. Strategic management of the service 11 4. Consultation and communication 17 5. Operational management 21 6. Resource and financial management 27 7. Performance monitoring and continuous improvement 34 8. How well does the authority perform overall? 48 9. Main points for action 51 Appendices Performance information Inspection coverage Quality indicators 53 58 61 Introduction The education functions of each local authority in Scotland will be inspected between 2000 and 2005. Section 9 of the Standards in Scotland’s Schools Etc. Act 2000 charges HM Inspectorate of Education, on behalf of the Scottish Ministers, to provide an external evaluation of the effectiveness of the local authority in its quality assurance of educational provision within the Council and of its support to schools in improving quality. Inspections are conducted within a published framework of quality indicators (Quality Management in Education) which embody the Government’s policy on Best Value. Each inspection is planned and implemented in partnership with Audit Scotland on behalf of the Accounts Commission for Scotland. Audit Scotland is a statutory body set up in April 2000, under the Public Finance and Accountability (Scotland) Act 2000. It provides services to the Accounts Commission and the Auditor General for Scotland. Together they ensure that the Scottish Executive and public sector bodies in Scotland are held to account for the proper, efficient and effective use of public funds. The external auditor member of the inspection team carries out a performance management and planning (PMP) audit of the education functions of the authority. The inspection team also includes an Associate Assessor who is a senior member of staff currently serving in another Scottish local authority. i _______________________________ Inspection of the education functions of North Lanarkshire Council 1. The aims, nature and scope of the inspection The education functions of North Lanarkshire Council were inspected during the period October to November 2002 as part of a five-year national inspection programme of all local authorities in Scotland. The inspection team interviewed elected members and officers of the Council. The inspection team also attended meetings, visited schools and other establishments in the authority and met with staff, chairpersons of School Boards and other key stakeholders of the Education Service. A summary of inspection activities is given in Appendix 2. On behalf of HM Inspectors, an independent company issued and analysed responses to questionnaires to headteachers of all educational establishments within the authority and to the chairpersons of the School Boards/Parents’ Associations and to partnership pre-school establishments. 2. The Education Service: operational context Social and economic context North Lanarkshire Council was formed in 1996 at the time of the establishment of unitary authorities. With a population of 322,000 it is the fourth largest local authority in Scotland. North Lanarkshire’s population has remained steady since 1991 however, a fall in the 1 pupil population is forecast to continue at greater than the national average rate which will present the Council with the challenge of managing school capacities. Due to the decline of traditional industries in the area the Council has made efforts to revitalise the local economy and to alleviate the effects of poverty and deprivation. Manufacturing jobs in North Lanarkshire had decreased by 23% between 1995 and 2000. The unemployment rate in September 2002 was 4.7%, above the Scottish average of 4.1%. Long-term unemployment has fallen more slowly than in Scotland as a whole with numbers falling in North Lanarkshire by 13% compared to a fall in Scotland overall of 26%. Compared to Scotland there was a high percentage of jobs in Production and Construction. Numbers of jobs in the service sector were lower than in Scotland, however these had increased significantly between 1995 and 2000. The fall in unemployment amongst 18-24 year olds was a more positive trend. This figure had fallen by 8% in North Lanarkshire compared with no change in Scotland as a whole. The uptake of free meal entitlement (FME) by primary pupils in November 2002 was 25%, higher than the national figure of 20%. Similarly, in secondary schools, FME was higher with a Council figure of 20.5% compared to the national average of 16%. Health is a problem for many in North Lanarkshire: the rate of death from coronary disease was 12% above the Scottish average in 2000 and 20% above the national average for respiratory disease. The complex links between deprivation, health, social exclusion and educational achievement present significant challenges for the Education Department. 2 Political and organisational context North Lanarkshire Council has 56 Labour, 12 Scottish National Party and two Independent councillors. The Council reviewed the Committee structures in 2000 as part of its commitment to modernisation. The structure was streamlined from 12 principal committees to six main committees. Two scrutiny panels were established to monitor the implementation of the Corporate and Community Plans and to review the performance of all departments including the implementation of the Best Value plan. The Education Committee has responsibility for the supervision and control of the Education Department and is the main policy-making and decision-making body for education. It has 42 members and the work of the committee is supported by three sub-committees and a stand-alone Educational Trust Committee. The chair of the Education Service Committee also serves on the Council’s Policy and Resources Committee. The Community Services Department oversees provision for community education. Six members of the Education Committee also serve on the Social Work Committee. The officer structure of the Council consists of the Chief Executive, the Assistant Chief Executive, the Commercial Partnership Manager and seven service groups each led by a Director including the Director of Education. The Corporate Management team meets weekly to provide strategic management and to oversee the operation and performance of the Council. There are 19 corporate working groups which take forward the strategic themes of the Corporate Plan and the aims of the Council. An appropriate Director or Head of Service chairs each group to advance operational matters and to ensure cross-service working. The Council has a clear mission statement and sets out to maximise the benefits of North Lanarkshire’s location 3 creating prosperity, achieving social justice and meeting local needs by providing Best Value quality service. The Council has set out seven strategic themes. Six of these themes detail the Council aims and the seventh, Developing the Organisation sets out how this will be facilitated. The six themes that guide the actions of the Council are as follows: • Stimulating business and the economy. • Promoting social inclusion. • Encouraging lifelong learning. • Improving health, well-being and care. • Improving housing and the environment. • Promoting community safety and development. The Director of Education is supported by a Depute Director with responsibility for personnel, finance, social inclusion and office management. There are two Heads of Service with respective responsibility for Quality and Support Services and Educational Provision. Both Heads of Service also have responsibility for schools in an area of the Council. Five Education Officers have responsibilities for the quality development service; support for learning and SEN; contracts and provisions; early years and finance. Each Education Officer also has a pastoral responsibility for schools in a local area. Officers are supported by administrative and professional staff, including some seconded from schools. A policy unit supports the work of the senior Directorate by overseeing the development of policy and monitoring progress against the service plan. The unit also provides management information including the analysis of attainment data. 4 Educational provision and performance In November 2002 the Education Department was responsible for around 59,200 pupils. There are 26 secondary schools, and 130 primary schools. Pre-school education is provided in 25 Council nurseries, 52 nursery classes in primary schools and six nursery classes in special schools. Places are also commissioned from 42 pre-school partnerships with private providers. There are 11 special schools and eight specialised units within mainstream schools. Eighty-eight percent of secondary schools and 80% of primary schools have School Boards. The Council provides a pre-school place for all three- and four-year-old children whose parents wish a place. The Accounts Commission Statutory Performance Indicators (SPIs) for 2000-2001 show that 94% of four-year-old and 86% of three-year-old children took up a pre-school place compared to the national averages of 96% and 87%. The Council faced significant under-occupancy in secondary schools. The SPIs indicate that 35% of secondary schools had occupancy levels of below 60% compared to a national average of 16%. No school in the Council had an occupancy level of 101% or more compared to the national figure of 15%. Occupancy rates in primary schools compared more favourably against the national average with 25% of primary schools having rates of below 60% occupancy compared with 32% nationally. Rationalisation of schools in one area of the Council over the last five years had begun to tackle issues of under-occupancy. Running costs in both primary and secondary schools were in line with national averages. The pupil : teacher ratio in all schools was slightly higher than the national 5 average. The authority had met the Government’s targets on class size in P1 to P3. In 2001-2002 the Council allocated £211,534,000 to the revenue budget for education. In 2002-2003 the figure had increased to £240,382,000. In addition, funding from the National Priorities Fund and special programmes was allocated. In 2001-2002 this figure was £11,505,000 and in 2002-2003 it was £10,687,000. The following commentary draws on key performance information about the schools in the Council provided in Appendix 1. Staying on rate and school leavers’ destinations The number of pupils staying on after the compulsory school leaving age had increased and was now in line with the national average. Those staying on had increased from 63% in 1999 when it was below the national average to 64% in 2001 when it was in line with the national figure. This figure was above the average figure for comparator authorities (CAs) at 62%. The numbers of pupils entering full-time higher education had risen faster than the national figures over a three-year period. It remained below the national average at 30% compared to 32% however, it was above the average for comparator authorities (28%). Similarly the numbers of pupils entering full-time further education had also risen in line with the national average and was slightly below the national figure and that for comparator authorities. The numbers entering employment had dropped significantly and were now in line with national figures, and well above the average for comparator authorities. This reflected the increase in pupils staying on after the compulsory school leaving age. 6 Attendance and absence • In the period 1999-2001, the percentage attendance figures in primary and secondary schools had been consistently below the national average. However, absence rates in secondary schools had fallen slightly over the same period, in line with the national rate. • The 2000-2001 target for improving attendance in secondary schools was to reduce absence by 12 half-days from its 1997-1998 starting level figures. Current percentage attendance rates indicate that the Council had not achieved targets for primary or secondary. Absence rates had risen slightly from 2001 to 2002 in line with national averages. • The number of exclusions had increased in the period 1999-2001, increasing in line with the national average and remaining above it. 5-14 performance • Between 2000 and 2002 the Department had increased the percentage of primary school pupils achieving or exceeding expected levels of attainment for their stage in reading, writing and mathematics. Performance in reading and writing had remained consistently better than that of similar authorities and the national average. Performance in writing had improved from being well below the national figure to being above it. Performance in mathematics was well above the national average and that of comparator authorities. However, the average performance in comparator authorities was improving at a slightly faster rate in mathematics than in North Lanarkshire. The Department had met its target, set for 2002 as part of the Government’s Raising Standards - Setting Targets initiative, in reading, writing and mathematics. 7 • In secondary schools, National Test results between 2000 and 2002 for S2 pupils showed that the performance in reading, writing and mathematics had steadily improved but had remained well below the national average. Performance was also below the level of comparator authorities in reading and writing, but had overtaken it in mathematics. The authority had not managed to meet the targets it had set for itself in any of these areas. SQA examination performance 8 • The results of pupils in North Lanarkshire in SQA examinations in National Qualifications had improved between 1998 and 2002. Performance in 2002 was generally slightly below that of 2001, in line with national figures, but the improvement had otherwise been consistent year on year. Overall, this trend was in line with national improvements and those of comparator authorities. • At S4, performance over the period 1998 to 2002 was below the national average, except for the percentage of pupils achieving Level 3 awards, which was the same. The percentage of S4 pupils achieving five or more awards at Level 4 was below national performance, but the same as that for comparator authorities. The percentage of pupils achieving five or more awards at Level 5 was also below national performance, but the same as that for comparator authorities. • At S5, the percentage of pupils gaining three or more awards at Level 6 had improved between 1998 and 2002 in line with national performance and comparator authorities. The quality of awards had also improved. The percentage of pupils achieving five or more awards at Level 6 had also improved in line with national performance and that of comparator authorities. Performance at this level had remained below the national performance, but similar to that of comparator authorities. The proportion of pupils gaining one or more awards at Level 7 or the equivalent by the end of S6 over the period had increased slightly, but remained below the national average and was now below the average performance of comparator authorities. School inspection evidence In the period from the start of session 1999-2000 to November 2002 HMIE inspected 51 schools in North Lanarkshire, with evaluations made against a full set of quality indicators. Reports were published on 41 primary schools, eight secondary schools and two special schools. The overall quality of attainment in English language and mathematics was good or very good in most schools inspected. Attainment at the early stages was generally strong. The quality of the teaching process was good or very good in almost all schools and pupils’ learning was good in most. These positive evaluations often reflected the impact of the Education Department’s support for specific interventions such as writing and oral, interactive mathematics. However, in more than one-third of schools, teaching was not well matched to pupils’ needs and experiences. Around two-thirds of schools had some important weaknesses in their arrangements for assessment and about half of schools required to improve planning weaknesses, usually by making better use of assessment information. All primary schools had a good or very good ethos. Consistently strong features were the provision for pupils’ personal and social development, structure of the curriculum, provision of staff, schools’ management of devolved finances, effectiveness of promoted staff, partnership with School Boards, communication with parents, effectiveness of learning support, quality of courses and programmes, professional review and 9 development, pastoral care and links with other schools. Almost all schools had good or very good leadership. Development plans and their implementation were good or very good in most schools. However, approaches to self-evaluation had some important weaknesses in more than one-third of schools. All eight secondary schools generally provided good learning and teaching. The overall quality of attainment at S3/S4 was good in half of the schools and very good in one. It was good at S5/S6 in four schools inspected but fair in the others. At S1/S2, the overall quality of attainment had important weaknesses in six schools. The quality of the curriculum, pastoral care, partnerships with parents and management of devolved finances was good or very good in all secondary schools. Ethos was very good in half of the schools and good in three of the remaining schools. Other strengths included communication with parents, the quality of guidance, and the provision of staff and arrangements for their development and review. Learning support was judged to be good or very good in all secondary schools. The implementation of SEN legislation had some important weaknesses in three schools and in general, the Education Department and schools required to improve the maintenance and implementation of Records of Needs. The quality of accommodation and facilities was fair in four schools. Important weaknesses included the continuing need for repairs and maintenance. Leadership was good or very good in three-quarters of the secondary schools inspected. Planning for improvement was good in most schools but self-evaluation was fair in three. Main points for action in primary and secondary inspection reports most frequently related to 10 accommodation issues, the need to continue to raise attainment, and improvement to aspects of the curriculum, planning and assessment, the setting of appropriate pace and challenge for pupils, and quality assurance procedures. The two special schools inspected catered for pupils with a wide range of special educational needs. The ethos in both schools was very good and the quality of learning and teaching was good. Pupils were making good progress in coursework and some aspects of their attainment reached a high standard. The schools provided very good care and welfare and provision for pupils’ personal and social development. There was a need to consider further the length of the school week in special schools. Evidence from the Department’s pre-inspection reports to HMIE showed a good overall knowledge of the quality of provision in schools, supported by statistical data. Reports were prepared to a common format, reflecting How good is our school?1. The Department’s pre-inspection reports did not always match those of HMIE’s evaluations. However, increasingly reports included more detailed and evaluative comment, for example the effectiveness of leadership. The Department was revising follow-up progress reports to HMIE to summarise more fully the progress schools had made in improving quality. 1 How good is our school? – Self-evaluation using performance indicators (Audit Unit – HM Inspectors of Schools, SOEID, 1996, revised edition, HM Inspectorate of Education, 2002). 11 3. Strategic management of the service Vision, values and aims Performance in this area was very good. The Council had a very clear and appropriate long-term vision and set of aims for improving the quality of life in North Lanarkshire. The aims reflected those of the Council as a whole and the department’s motto, Aiming Higher, promoted raising achievement. The Department’s aims were very widely known and shared by staff in all educational establishments. Aims and values set out by the Department were relevant to the Council’s key priorities in lifelong learning, economic regeneration and promoting social inclusion. Priorities for education reflected National Priorities. The Department had placed a strong emphasis on sharing and developing the aims for education, in particular through the development of its Raising Achievement for All policy and related initiatives. The aims and values of the Department had been communicated very effectively to a wide range of stakeholders. This approach had ensured that staff and parents understood and shared the aims directed at school improvement. School development plans demonstrated a commitment to fulfilling Department aims and priorities at establishment level. Almost all heads of establishment who responded to the pre-inspection survey indicated that senior managers in the Education Service communicated a clear overall vision for the development of education. There was a high level of commitment to achieving the Department of Education’s aims. The Department had developed very good working relationships with other departments. At a senior level in the Council there was a strong commitment to corporate working. In order to improve joint working and 12 awareness of the education context, the Corporate Management team met regularly in educational establishments. Senior officers in the Education Department chaired or were members of a range of corporate working groups that impacted on the work of the Education Service. Relationships were very good and joint working was effective. In particular, the Children’s Services Strategy Group was impacting on joint service delivery between Education and Social Work by providing more coherent services to children and their families. Senior staff in the Education Department were also committed to working in area forums within the Council’s community planning strategy. Joint working between Education and Community Services was also very good and service level agreements between the two departments enabled pupils to be supported by staff from Community Services in a range of out of school learning activities. Partnerships had been established with a wide range of other agencies at both local and national level and these enhanced the work of the Education Department. Leadership and management The quality of leadership and management was very good. The Director had made a significant impact in establishing the effectiveness of the Department and its relationship with schools and other establishments. He demonstrated the ability to inspire staff and had earned the respect and confidence of elected members. In particular the Director’s astute leadership had won broad support, commitment and enthusiasm for the Education Department’s flagship policy of Raising Achievement for All. Schools had been strongly encouraged to adopt flexible approaches in delivering the curriculum and to recognise the achievements of pupils. As a result of this pupils had benefited from a range of initiatives such as those in outdoor education, music and sports. 13 Education featured prominently in the Council’s plans, through, for example, the priority of Encouraging Lifelong Learning. Elected members had demonstrated their commitment to education as a priority area for the Council and establishments were very well resourced. The Director, as an influential member of the corporate management team, played a key role in the Lifelong Learning working group. In addition to contributing effectively to corporate groups the Director and senior colleagues were also actively involved in numerous external organisations, national and international initiatives. The knowledge and experience gained as a result of this involvement was used well to inform decision-making and enhance local provision. The Director and his senior management team had worked very successfully to establish open relationships and a sense of trust with establishments. Nonetheless, they were prepared to take hard decisions and, if appropriate, initiated direct intervention in individual schools to further the improvement agenda. The Depute Director was highly effective in carrying out her remit. Her meticulous attention to detail and skill in dealing with staffing issues were recognised and respected by staff and elected members across the Council. Heads of Service and Education Officers brought a complementary range of skills to the senior management team. Overall they formed a cohesive and very effective team. Each had a demanding individual remit with strategic responsibilities as well as a quality assurance role for a group of schools. The direct involvement of the senior management team in school target setting, sampling and validating Standards and Quality reports, and the professional review and development of headteachers strongly emphasised to schools the expectation of continuous improvement. 14 The pre-inspection survey indicated that almost all heads of establishment agreed that senior managers in the Education Department showed a high level of commitment to the promotion of quality. Consistent features of the Director’s and senior management team’s style of working included: • being accessible and responsive to stakeholders, staff and elected members; • regularly seeking feedback from stakeholders and establishments; • a thorough knowledge of individual establishments as a result of their planned involvement in quality assurance visits; • giving structured feedback on establishment and individual performance; and • actively fostering the very good ethos of the Department by participating in team building exercises, regularly recognising the contribution of individuals, groups and establishments, and frequent attendance at school events. A commitment to rigorous self-evaluation and improvement was evident in the very well developed use of the Quality Management in Education2 framework to identify strengths and areas for improvement within the Department. In addition, thorough analysis of school attainment data enabled senior managers to have an accurate view of school performance. Increasingly the Department intervened to provide focused support where it was most needed. 2 Quality Management in Education (HM Inspectors of Schools, 2000) is a framework of self-evaluation for Local Authority Education Departments. 15 Policy development Overall, the quality of policy development was very good. A set of circulars and policy statements presented a very good range of procedural advice to establishments on most activities in the Department of Education. Almost all headteachers (94%) agreed that these policies were appropriate to the needs of their establishments. Policies and circulars had been inherited from the former Regional Council and the Department had developed a systematic approach for updating. Policies and procedures were well understood by senior officers and senior staff in establishments. Roles and responsibilities were clearly identified. To improve school access to current policy documentation, planning was well underway for cataloguing all policies and circulars in electronic format on the Council’s Intranet system. The Department had a clear framework for quality development including advice on school development planning, standards and quality reporting, and professional review and development. The Quality Framework set out the key principles and processes relating to school improvement. Almost all headteachers (95%) indicated that they had a clear understanding of the Department’s policy and procedures for quality development. The Council viewed economic regeneration of the area as a priority and this was reflected in the central policy of the Department, Raising Achievement for All. Notable was the extent of the consultation process, both formal and informal, on this policy involving all staff employed in the Department and Elected Members as well as all other stakeholders. The Raising Achievement for All policy was being reviewed by a working group co-ordinated by the Policy Unit, in order to update the content and integrate several additional initiatives. 16 Processes for policy development were very effective. Formation of working groups of headteachers and other staff to develop new policy or review outdated circulars was a well-established practice. This had helped to create the high level of trust evidenced between the Department and staff in educational establishments. There was good inter-departmental working on policy and guidelines development in pre-5 provision and within the Children’s Services Strategy Group. Arrangements for the composition of working groups and selection of staff for membership were well understood in schools. Senior managers incorporated findings of Best Value Reviews in policy formulation. The Department recognised that it did not yet have a comprehensive and clearly defined policy on inclusion. There were several separate initiatives in place to promote inclusion but these were not yet part of an overall strategy. The Department had recognised this and had taken initial steps to address the policy issues. The Looking Forward policy on special educational needs had been produced and a working group had been established to develop a framework for Better Behaviour Better Learning. The Department should now move to develop a more comprehensive policy and guidelines for schools in the area of social inclusion. Overall, the Department’s policies set out clear expectations for establishments and staff in schools used policy guidelines to guide their work. 4. Consultation and communication The Education Department had very good arrangements for consultation and communication with stakeholders. The Education Department had produced a clear and comprehensive policy setting out arrangements for consultation and communication. Senior managers and 17 officers implemented this policy very effectively. They worked closely with other Council departments and had a wide range of helpful contacts with local businesses and local, national and international agencies. The Director had given a clear lead in making himself and other senior managers accessible to school staff, parents and other stakeholders. Headteachers and staff commended the Director and senior managers for their accessibility and commitment to consultation. Regular formal meetings and informal contacts provided very good opportunities for face-to-face consultation and communication with key stakeholders, including pupils. In the pre-inspection survey, headteachers expressed very positive views on the Department’s approach to consultation. Almost all (92%) thought that the Department consulted effectively with their establishments. Most heads of establishments (82%) thought that they were consulted appropriately on the direction and priorities of the Service Plan. However, only a majority (52%) of School Board chairpersons agreed that through consultation they had opportunities to influence the Department’s aims and plans for education. Notable features of the Department’s approach to consultation included the following. 18 • Teaching and support staff, parents and a wide range of other stakeholders had been consulted effectively to agree key aims of the Department’s educational policy and Service Plan. • Effective consultation with parents and School Board representatives through the Parents’ Consultative Group and annual Parents’ Conference to agree a number of policies including those on parents’ evenings, school dress codes and homework. • Very good opportunities for headteachers to consult effectively with the Director and senior officers at frequent and regular meetings. • Headteachers and teaching staff had very good opportunities to contribute to policy development and implementation through their involvement in a number of working groups taking forward Service Plan projects. The Department also sought their views on the effectiveness of its service provision through annual written questionnaires. The Department placed considerable importance on consulting with young people, both through pupil councils within schools and through an annual Youth Conference. In addition, senior pupils were invited to join other stakeholders at a conference to discuss a range of educational issues. Following consultation with staff in early years partnership centres to seek their views on partnership arrangements, the Department had published the results and had drawn up an action plan to improve areas of identified weakness. The Local Negotiating Committee provided an effective means of consulting with teachers’ professional associations. They met regularly with senior managers and elected members to discuss conditions of service and were consulted on policies and initiatives. Communication was very good overall. The Director and senior officers had used a very wide range of strategies to ensure effective communication with stakeholders. Headteachers also played a key role in communicating information to staff. At all levels, staff were clear about the Department’s overall aims and priorities. The pre-inspection survey indicated that all headteachers in primary and secondary schools thought that senior 19 managers had successfully communicated a clear overall vision for the development of education. Most School Board chairpersons (85%) were aware of the Council’s main aims and values for education. All headteachers and heads of establishments were aware of the Department’s expectations regarding their performance in key areas of their work. Almost all School Board chairpersons (97%) stated that they were aware of how well their school was performing. Most School Board chairpersons (89%) were aware of how to channel their views, enquiries and complaints. Parents and staff in establishments were kept well informed and notable features of communication included the following. 20 • The Director and senior officers met regularly with headteachers, heads of establishments, staff and a range of working groups. These meetings provided very good opportunities for headteachers and staff to be kept fully informed about key developments. • The Department provided headteachers in primary and secondary schools with a wide range of very helpful performance data, which was also related to the performance of similar schools and departments. Headteachers appreciated the regular visits to schools by link advisers and staff from the Quality Development Service. • The Department had produced a wide range of informative leaflets for parents and other stakeholders. An in-house newspaper was distributed to all households and educational establishments, giving useful information and highlighting examples of good practice. • The achievements of individual establishments and the Department were widely and effectively celebrated at public events and through a range of publications. The Director and officers provided appropriate opportunities for elected members to be informed and consulted about the work of the Department. Papers to the Education Committee were clear and officers provided briefings for elected members both before and during committee meetings. Elected members were able to access more detailed information to support committee papers. The Chair and Vice-Chair of the Education Committee met regularly with the senior Directorate team. The Department’s Standards and Quality Report for 2001-2002 was appropriately evaluative and very well presented. It contained a summary of key achievements, with supporting evidence and outlined areas for further development. All schools had produced standards and quality reports and the senior managers took effective steps to ensure that the quality of these reports was consistent. The Department had established a clear system to record and respond to complaints and enquiries. They had arrangements in place to collate, monitor and respond to all enquiries. Staff in establishments and parents were kept well informed by the Education Department. Stakeholders had the opportunity to influence the direction of education, though there was scope to involve more parents in this area. Pupils were now able to make their views known through pupil councils and through an annual conference. 21 5. Operational management Service planning The quality of service planning had improved in recent years and was now very good overall. Service planning was central to the Department of Education’s systematic approach to planning which helped to ensure the consistent and coherent delivery of its priorities. The Education Service Plan 2001-2004 linked directly with the timescale of the Council’s corporate, financial and operational planning in an integrated planning process. The annual update of the plan for 2002-2005 had been produced in a format consistent with other Council services and re-titled as the Service Improvement Plan to reflect the Council’s commitment to continuous improvement. Within the three-year major review cycle, twice-yearly reviews of implementation provided senior managers and elected members with useful information on progress. As with previous Service Plans, the Improvement Plan was set firmly within the context of the Council’s Community and Corporate plans, its six priority themes and its commitment to creating prosperity, achieving social justice and meeting local needs through high quality education. In addition, Local Community Plans drew together the work of education and other Council services and helped to determine action to meet local issues and encourage the participation of local people in community planning. The Department’s major consultation exercise with all stakeholders in 2000 had established strategic aims for its work. These aims had been refined further to form its key priorities for improving learning and teaching, developing skills for the future and promoting inclusion. Identified development tasks were based on a number of sources of evidence. These included the Department’s 22 comprehensive programme of Best Value Reviews and established Standards and Quality reporting at individual school, specific central service and Departmental levels, its Performance Management and Planning Audit and detailed evaluations of a range of local initiatives. Key actions for development in the 2002-2005 Improvement Plan generally identified clear tasks, timescales and the person with responsibility. Actions to achieve important aspects of social inclusion needed to be more detailed. The draft 2002-2005 Plan provided more specific information on the targets and measurable outcomes that the Department expected to achieve than in previous plans. Targets in related plans and National Priorities had been cross-referenced to the Plan to identify how the Department would contribute to their achievement. This new approach should enable staff to improve the monitoring and reporting of the plan’s overall impact on improving the quality of education. Lead sections such as Quality Development Service (QDS), Education Resource Service, Early Years, Communications, and Personnel prepared improvement plans for implementing their key action tasks. Some sections reviewed progress in meeting targets at regular team meetings. QDS also prepared additional, specific development plans for major initiatives such as the Literacy Base and support for 5-14. However, drawing on best practice, improvement plans required to be more consistent in setting clear targets and measures of success and identifying how these related to the key actions. School development plans took very close account of the Service Plan. The Department ensured that establishments had early notification of planning priorities and key actions and had prepared helpful guidelines for schools. The QDS had provided substantial staff development on planning. Link Advisers scrutinised school development plans to ensure that schools fully reflected local and national priorities and 23 that, generally, plans contained an appropriate range and level of detail. However, Link Advisers required to place greater focus on the suitability of priorities and quality of the improvement planning process, particularly in primary schools. The Department’s joint planning with other Council services was very effective. Key staff were actively involved with other services and partners in corporate working groups such as Lifelong Learning, Race Equality, and Social Inclusion. Through the Chief Executive Department’s promotion of joint planning, the Education Department contributed extensively to the Children’s Services Plan, the Capital Plan, the Childcare Plan and the Joint Community Care plans. It also took lead responsibility for delivering key aspects of social justice. The very effective service planning process gave a clear lead to schools. It provided a focus on improvements in learning and teaching and set out the support available to raise achievement for pupils. Deployment and effectiveness of centrally-employed staff The overall effectiveness of centrally-deployed staff was very good. Staff were well deployed to deliver service plan targets. They operated within the Department’s clearly articulated and well understood Quality Framework. The Quality Development Service (QDS) was an appropriate size for a large Education Authority and was generally very effective and highly valued by schools. It provided establishments with sound curricular advice and a wide-ranging menu of well regarded staff development opportunities. Staff effectively promoted and facilitated the sharing of good practice. The link and pastoral roles of an experienced team of Advisers were well established. The QDS team undertook an agreed series of 24 visits to schools and adopted consistent recording procedures when responding to school development plans. However, the level of challenge offered to schools was still too variable. They were now beginning to become involved in the annual Directorate review and discussion of school progress which took place with senior staff in the secondary sector. Following a Best Value Review, restructuring of the QDS had been agreed by elected members. This restructuring showed a clear recognition of the changing role of the QDS and the expectation of a more direct focus for link advisers on quality improvement. The Policy Unit managed a number of initiatives related to Raising Achievement for All (including out of school hours learning), co-ordinated the departmental service planning and Standards and Quality processes, co-ordinated staffing developments and provided an extensive range of high quality statistical data for the central Department and individual schools. This data had enabled the identification of trends in performance, benchmarking of schools and the negotiation of challenging but realistic targets for improvement. Commendably, the department was making good use of statistical data to determine differentiated levels of support for individual schools by Quality Development Officers and senior managers in the Department. While the statistical information was valued, overall the roles of staff in the policy unit in supporting school and service improvement needed to be more clearly explained. Psychological services and area network support teams were well staffed. They provided good support to schools and pupils. Educational psychologists provided advice to schools, worked with pupils and their families and worked well with other agencies. Support for pupils’ learning bilingual support and behaviour support was provided by the network support teams. Staff from network support worked with individual pupils, groups and with teachers to ensure that more good individual 25 programmes for pupils with additional learning needs were promoted. The Council had maintained an Outdoor Education Centre at Kilbowie, near Oban. In order to guarantee a residential experience for all primary 6/7 pupils, the Department had successfully bid for New Opportunities Fund (NOF) funds to extend the centre’s capacity. The Public Private Partnership team had thoroughly investigated options for new or renovated schools by visiting other local authorities, meeting with a range of staff and pupils, and considering informal submissions from parents’ groups before preparing public consultation documents. At the time of the inspection formal consultation was taking place across the Council. Staff in schools reported that the quality of training in the use of ICT was effective and that ICT support team members were helpful. However, more technical support was required for primary schools to ensure that hardware problems were resolved without undue delay to ensure that pupils’ learning was not affected. The Communications Unit processed a wide range of high quality publications including leaflets, posters and educational packages which were consistently well designed. Other centrally-based staff, including a group of secondees, made notable contributions. The Adviser with responsibility for the Literacy Base provided strong leadership. Through her guidance, base staff had forged strong partnerships with schools. They worked effectively alongside teachers in classrooms to improve learning and teaching, and raise attainment. The Early Years Team had worked well with pre-school partnership centres to provide support, challenge and very good opportunities to access training. Teams involved in taking forward music and sports initiatives were 26 enthusiastic and highly committed. Very good support was provided for teachers undertaking the Scottish Qualification for Headship. The staff welfare service was valued by teachers. Schools appreciated the support they received from highly committed financial, personnel and other centrally-based administrative staff who were viewed as responsive and helpful. Staff in these centrally-based services helped to ensure that schools were supported in deploying resources effectively and worked well with schools to provide staff support to minimise disruption to pupils’ education. 6. Resource and financial management Resource management The management of resources was good overall. Staffing levels were above the national average. Headteachers expressed satisfaction with the level of resources provided by the Education Department. However, a number of important issues remained to be addressed. The Council had allocated resources above levels estimated by the Scottish Executive to support education. Education was a key priority of the Council. It had a clear rationale for the allocation of resources which took account of corporate aims, National Priorities and development tasks and took account of the availability of specific funds such as the National Priorities Action Fund. In addition, the Education Department had been successful in securing external funding for a wide range of initiatives. 27 The Council continues to face difficult issues in relation to school occupancy and the effective maintenance and improvement of school buildings. The Department had estimated that some £100 million would be required in terms of major maintenance: 20 schools are over 100 years old. It had also identified some 11,000 surplus primary places and 9,000 secondary surplus places. The Council had successfully dealt with some problems of over capacity in the Cumbernauld area. A number of schools were closed and new schools built to accommodate a shifting population. Limited action, however, had been taken in relation to the remaining schools. The Department had an established five-year capital programme and maintenance programme intended to target remaining school maintenance issues. The Council was now committed to its Education 2010 programme supported by a school estates strategy which aimed to address the identified problems through Private Public Partnership (PPP) and capital funding in order to fulfil two of its main objectives: • the provision of high quality educational facilities for school pupils and leavers of all ages in North Lanarkshire Council; and • contributing to the social and economic regeneration of communities by providing a range of Council services in the new refurbished school buildings. The Department had submitted an initial PPP bid for some £311 million to the Scottish Executive. The bid was successful in part and a funding level of £150 million was agreed. The Department had to revise its initial strategy and, at the time of the inspection, formal consultation processes were underway. The Council 28 planned to bid for additional funding in future years to fully deliver its Education 2010 strategy. Property repairs and maintenance, authority-wide, had been the subject of a Public Private Partnership between the Council and a contractor. With the exception of major capital works and jobs which the contractor was unable to undertake, all minor adaptations, repairs and maintenance jobs were processed through the Council’s Housing and Property Services for attention by the contractor. Aspects of this service required improvement. There was a lack of transparency in charging arrangements. While charges were made in accordance with the rates set in the agreed contract, that charge may not necessarily have reflected the actual cost input into the job. Senior staff in almost all schools raised value-for-money issues relating to repairs, maintenance and minor adaptations carried out by the preferred contractor. A number of issues required to be addressed in relation to the quality of the work, the time taken to complete a job and the difficulties of matching the eventual charge to the work completed. The Council was acting, as a priority, to address some of the problems, Housing and Property Services had restructured and were introducing a dedicated team to deal solely with education issues. In addition, a new repairs system had been introduced which was designed to track outstanding repairs more effectively. The effect of these changes should be reviewed and monitored by the Department. A number of measures had been taken to ensure the economic, efficient and effective use of resources to deliver education. These included: • Best Value Reviews; 29 • Condition surveys of all establishments within the 2010 programme, including risk and security assessments and access survey; • Corporate Capital Monitoring; • Health and Safety Audits; and an • Information System/Information Technology strategy. However, the Department required to formalise its arrangements for energy monitoring and spend to save initiatives, neither of which were monitored on an ongoing basis. The quality and provision of information and communications technology (ICT) in schools was good. Installation of ICT infrastructure had been slow to start but networking was now complete. The schools’ network was supported by a dedicated Department ICT team. The Department had met National Grid for Learning targets for computer to pupil ratios in primary and secondary schools, but the mixed platform of computers was causing frustration in some schools. All schools had been connected to the Internet and all pupils and staff had e-mail addresses. Although technical support to schools was perceived as helpful, the number of trained technicians available, particularly to primary schools, was inadequate. An ICT support helpline had been established but this was sometimes slow to respond to requests for assistance. The Department had recognised these difficulties and was taking action to improve the level and quality of technical assistance available to schools. School-based training programmes for teachers in ICT were progressing well. In line with Council policy, the Department had undertaken a systematic programme of 13 Best Value Reviews. These included reviews of QDS, Central Learning Support and Psychological Services. The 30 review process followed corporate guidance and included key elements such as performance measurement and monitoring, obtaining a customer/citizen focus and conducting an option appraisal. The Education Resource Service was well resourced and valued by staff, particularly in primary and nursery schools. Staffing levels in schools were generally good and additional staffing was provided by the Department to support initiatives where appropriate. In line with national trends there were, however, emerging difficulties in securing supply staff for teacher absence and development work and also issues relating to retaining some staff employed on long-term temporary contracts. Investment in resources for learning and good staffing levels provided pupils with good support for their learning. The Council had taken a number of measures to improve some school buildings. However, not all pupils had access to a quality learning environment and the Council needed to identify further means of improving the quality and maintenance of all school buildings. Financial management The quality of financial management was very good. Elected members were provided with very clear and concise budget monitoring reports which were submitted to every committee meeting. These reports also advised members of the projected out-turn figures at the year-end and of differences between the budgeted and actual average teachers’ salaries. Because only significant variances or issues of particular importance/interest were reported to members the very tight control mechanisms that existed within both the Education and Finance Departments were required. 31 The Depute Director had specific responsibility to manage and maintain the budget and to ensure the most effective delivery of service. She was assisted on a day-to-day basis by an Education Officer and a Budget Unit. While monitoring reports were submitted by the Director of Education, the Director of Finance had to concur with the information included within the report. In addition to those reports submitted to committee, monitoring reports were produced on a regular basis for discussion at the Education Senior Management Team and the Corporate Management Team meetings. Financial matters were discussed regularly with budget holders and were a standing item on the agenda of senior management team meetings. In addition, named individuals within the Budget Unit were assigned to budget holders to ensure that there was a comprehensive overview of each area of expenditure. There was a very good working relationship between Corporate Finance and the Education Department with regular meetings taking place between both parties. The level of service provided by Corporate Finance to the Education Department is documented within an agreed Service Level Agreement. Financial monitoring and control was very good. At the end of every accounting period, Education staff produced variance reports based on the SEEMIS system, a commitment accounting system. These reports were compared to the corporate financial ledger for differences and then issued to budget holders for review and explanation of variances. Departmental monitoring reports, based on the corporate financial ledger system, were then produced for discussion by senior management. Three-year budget planning was linked into the service planning process establishing a clear link to the 32 Department’s corporate objectives and the National Priorities. However, the Service Plan required further development to incorporate an estimate of the costs involved in undertaking planned actions in relation to financial, personnel and physical resources. A clear set of financial procedures was in place including the corporate financial regulations, and this was reviewed annually. A financial scheme of delegation ensured that there was no ambiguity in relation to accountability and delegated areas of responsibility to specified officers within the Department. Over 80% of the schools’ budget was devolved to schools through the scheme of Devolved School Management (DSM). The scheme was effective and generally well regarded by headteachers. On-line access to the establishment’s committed expenditure was available to users and the system provided clear financial information that enabled headteachers to monitor their current expenditure effectively to the benefit of pupils. However, previous budget cuts had not been properly integrated into the school budget and continue to be disclosed as an adjustment to the total delegated budget. Each cluster of schools had an Administration and Finance Assistant (AFA) based at the secondary school and, together with related clerical staff, was responsible for providing support to headteachers. Administration and Finance Officers (AFOs), based within the central Budget Unit, were responsible for maintaining contact and for providing advice and guidance to the AFAs when required. Headteachers appreciated the support from AFAs. The DSM policy had been the subject of recent review by the Department in accordance with the requirements of the SEED Review of Devolved School Management in October 2001. The revised scheme was planned to take effect in April 2003 and was likely to further improve virement arrangements. 33 In response to an Accounts Commission report on financial controls in the Education Department in another Scottish local authority, the Council had undertaken a review of their procedures for financial monitoring. The Department’s procedures were considered to be sufficiently robust. In order to tighten procedures further, the review of DSM will restrict carry forward flexibility to 2% of the total budget delegated to schools and would be for planned activities previously agreed with the Council. Following the approval of committee to the revised DSM scheme (October 2002), financial training had been offered to all school managers. Finance to schools was very well managed overall and this allowed schools to make good use of well-regulated budgets to the benefit of pupils. 7. Performance monitoring and continuous improvement Measuring, monitoring and evaluating performance Performance in this area was very good. The Department had set out a clear overall framework and strategy for performance monitoring. Almost all headteachers who responded to the pre-inspection survey were confident that the Department had a good knowledge of the performance of their schools. A range of approaches had been developed to measure performance at establishment and authority level. An improvement planning cycle set out the Department’s expectations for quality assurance and raising standards. This cycle included development planning, standards and quality reporting, audit and benchmarking exercises, target setting, staff development and review and the reporting of successful practice. 34 The Department had engaged in a wide range of Best Value Reviews and had a comprehensive system for public reporting. The Department had carried out an in-depth self-evaluation exercise using the Quality Management in Education (QMIE) framework and had involved headteachers in evaluating the effectiveness of this exercise. Action plans and targets from Best Value Reviews and from self-evaluation exercises were clearly set out and were generally well addressed. A number of systems had been put in place to monitor the contribution of each Council department in cross-cutting initiatives. In particular, two scrutiny groups, made up of elected members had a key role to play in monitoring the work of the Department of Education. All schools made use of How good is our school? as part of their self-evaluation strategy. They were also expected to evaluate their effectiveness overall in raising the achievement of pupils. The results of this self-evaluation were co-ordinated and analysed by the Department. This information was used to produce the Department’s Standards and Quality Report and to identify and share good practice. The Department also made use of this information to identify areas that needed further development in particular schools and across the Council more generally. School development plans and standards and quality reports were scrutinised by officers and schools received helpful, individual feedback on their development plans. The Education Department complemented this process by sampling annually across 10% of schools to verify the accuracy of school self-evaluation. Teams which included officers and senior managers from schools carried out verification visits. This process was rigorous and challenging but also supportive to schools in improving school management, learning and teaching and pupils experiences. Schools involved in this verification process had revised their evaluations where necessary and as a 35 result had focussed more closely on the impact of their work. The Department recognised that it should now extend further the scope of their verification procedures by sampling teaching and examining the effect on pupils’ learning more systematically. The Department collated and analysed a range of data to monitor and demonstrate improvements in performance. This included information on pupil attainment in 5-14 levels of performance, Scottish Qualifications Authority (SQA) data and figures on absence and exclusions from school. Work was underway on piloting baseline assessment in primary schools. Packs of data for each school showing local and national comparisons were compiled for use by officers and shared with headteachers prior to an annual discussion of attainment with officers. The data for comparison with other schools had been used for some time by secondary schools and headteachers made use of the information in reviewing pupils’ overall attainment. Where headteachers or Council officers identified areas for improvement, internal and external support was provided. The provision of detailed and comparative data had been more recently introduced in primary schools. There was scope for further work to ensure that all headteachers understood and could make use of the data to set targets for improvement which related to raising pupils’ attainment. A good start had been made to providing staff development in this area for senior managers in primary schools. Similarly, Link Officers had received training to allow them to make better use of performance information in working with schools to improve pupils’ attainment. Some officers required further training in this area and this was being made available. The Department had recently introduced procedures to give additional support to schools which had been identified as underachieving and where a more consistent service to pupils and parents was needed. A team of officers and staff from the identified school worked 36 together to identify actions to address weaknesses in performance and to provide additional support and training within the school. The officers continued to give this enhanced level of support until there were clear signs of improvement in performance. As yet, these procedures were being implemented in only one secondary school. However, the Department had identified a number of other schools that would now be included in the Special Support Programme. Officers in the Department knew their establishments well. Annual visits to schools and discussion with headteachers focussed on improvement in achievement and, within that, attainment. Link Officers provided further support throughout the year, in particular in terms of school development planning and standards and quality reporting. There was now a need to further focus the role of the Link Officer in challenging schools and raising attainment. Clear procedures existed to support schools during and after inspections by HMIE. Link Officers were active in supporting schools to produce and implement action plans following inspection reports. The Education Department had established a clear policy and guidelines on staff development and review. All senior management and administrative staff in Education headquarters had been reviewed. Almost all teaching staff in establishments had been reviewed and these reviews had led to targeted staff development. The Department was developing a system for review for support staff in schools. The Education Department was committed to improving the quality of education for pupils. It had introduced a very good range of strategies to monitor school performance. These methods of evaluation could now be refined to focus further on the impact of initiatives on 37 pupils’ learning and the value that was added to their attainment. Continuous improvement in performance The overall impact of the Education Department in promoting continuous improvement was good. Almost all headteachers who responded to the pre-inspection survey were confident that the Education Department was helping schools to improve the quality of education. The Department had put in place a very wide range of strategies designed to improve learning and teaching. Central to this was the authority’s Raising Achievement For All policy and strategies. Schools were provided with a high level of support for curriculum development and benefited from the high quality and wide range of classroom resources developed centrally by the Education Department to support the delivery of the curriculum. Support for pre-school education The Council provided pre-school placements for all three- and four-year-old children whose parents wished it. It offered very good support to its own nursery establishments and to partner centres. Early years staff in QDS regularly visited nursery establishments and partner centres to discuss and monitor practice and to offer advice on a range of issues including planning and recording children’s progress, curriculum development and planning for improvement. The Department’s own survey of partner centres showed a high degree of satisfaction with the support provided and parents and their children had access to a good range of nursery provision. The Department also provided extensive and useful support materials, including guidelines for staff on improving children’s early literacy and numeracy skills. The staff development programme offered very good opportunities for staff in nursery establishments and 38 partner centres to access accredited courses to improve their skills. High quality designated accommodation in a primary school provided a very useful base for meetings and staff development. Support for primary schools and 5-14 The Department provided very good support for its primary schools. The Department had successfully implemented its Early Intervention strategy to raise standards of literacy in P1 and P2, using a range of approaches including the development of improved home-school links and the provision of additional staffing and resources. Primary schools were very well supported through helpful policy statements and curriculum advice. The Department had developed a range of support materials to improve pupils’ reading and writing, and a science strategy support programme was in place. QDS officers had provided a wide range of very good staff development activities to assist teaching staff to use these support materials effectively. As part of the Raising Achievement for All strategy, schools were further supported by the ability to access a residential outdoor experience at the authority’s outdoor education centre at Kilbowie, by a centrally co-ordinated Eco Schools initiative, and by a Primary Study Support Network which co-ordinated and supported out of school hours learning. Staff in schools were very positive about the support they had received and welcomed the practical and helpful advice of the QDS officers. The Department had successfully managed to achieve consistent improvement in attainment levels in its primary schools. A significant proportion of pupils was now achieving Level A in Primary 2. Standards in reading and writing were above the national average, and those in writing had risen from well below the national average to a position above it. The rate of improvement 39 had been higher in writing than nationally, but lower in mathematics than in comparator authorities. The performance of individual schools was analysed in detail by Education Officers. Performance targets had been set for 2001 and 2002, and were being set for 2005. Many schools had reached or exceeded their previous targets, and almost all showed improvements. Support for secondary schools Overall, the Education Department supported secondary schools well. School senior managers worked with the QDS to use the outcomes of the annual Directorate monitoring meetings to identify support requirements for schools and individual departments. Subject advisers provided specific support for the development and delivery of most areas of the curriculum. Some also co-ordinated support for other subject areas. Staff in secondary schools greatly appreciated the range of subject provision although some felt that it required to be extended further to help meet their professional development needs. Working as a team and individually, School National Qualification Co-ordinators had provided strong support for the brisk expansion of new courses across the authority in recent years. A range of initiatives relating to Raising Achievement for All, including the Outward Bound programme, Easter Schools, Summer Schools, and school-based out of hours learning were co-ordinated centrally by Policy Unit Staff. All initiatives were targeted in relation to deprivation, and were designed to support schools in meeting the targets set for pupils in the policy. Regular network meetings were held with co-ordinators in schools, and high quality materials had been produced to assist schools in managing these initiatives to ensure that as many pupils as possible benefited. Principal teachers attended useful network meetings, co-ordinated by the QDS. These meetings enabled 40 principal teachers to discuss important improvements to areas of the curriculum, prepare materials, and share experiences and expertise. QDS also used the meetings to help principal teachers develop management skills and a greater awareness of cross-curricular issues such as writing. The Department’s regular public events and widely distributed reports provided further opportunities for schools to share best practice. QDS staff had provided specific materials to support aspects of the S1/S2 curriculum. However, although the transfer of pupils’ attainment and achievement data from primary schools was very well organised, progress in improving the curriculum and pupils’ attainment at S1/S2 had been variable. Secondary schools did not work closely enough with primary schools to ensure continuity in pupils’ experiences. The Department actively promoted and supported greater flexibility in subject choice at all stages to encourage and motivate pupils to higher levels of achievement. Most schools were responding creatively to the Department’s challenge in providing a curriculum which better suited pupils’ interests, needs and aspirations, particularly from S3 to S6. Schools were beginning to share best practice, such as: • time-tabling pupils’ more open choices of the range, number and levels of courses they studied; • piloting of specific initiatives such as enterprise activities, developments in ICT-based learning by the Learning Centre, and Skillforce which included a broad range of activities in working with others and confidence building; and • working closely with colleges to deliver an increased range of vocational courses. 41 Good progress in 5-14 attainment was not well matched in secondary schools. There was now a need to improve the quality of provision at S1/S2. All secondary schools had made good progress in introducing new courses to provide pupils with opportunities to gain National Qualifications. Teachers had been given time to attend national training and staff development related to individual subjects and the analysis of examination performance data. Over the period 1998 to 2002, the percentage of pupils achieving five or more awards at Level 5 had risen steadily, although there had been a slight drop in 2002 along with the national average. The percentage of pupils achieving five or more awards at Levels 4 and 5 had risen slightly over the period. Over the same period the number of pupils in S5 achieving three or more awards at Level 6 had increased, but was still below the national average. The Department should proceed with its plans to extend the Special Support Programme to other secondary schools to increase attainment through further challenging some secondary schools as part of the improvement agenda. Support for pupils The Council had in place a wide range of provision to support pupils with special educational needs. Provision included special schools, units within mainstream schools and a network support service that provided bilingual learning and behaviour support. Special schools provided good support for pupils. The work of the network support services was appreciated by staff in schools. The rationale for different levels of staffing in Learning Support in secondary schools was not clear. The Department had developed Looking Forward which was a helpful policy statement that described the Department’s intended approach to inclusion. However, 42 this policy now needed further development to provide clearer advice and guidance on how the principles in the policy would be put into practice. There was a need for clearer strategic direction and guidelines for support for pupils and inclusion to ensure a more coherent approach to future provision. The Department had set up a range of provision for pupils with challenging behaviour which included in-school additional support and specialist provision outwith mainstream schools. A staged intervention system for pupil behaviour was at the early stages of being developed in schools. Whilst many schools had approaches to dealing with challenging behaviour this had not yet been addressed in general terms through an authority wide policy initiative and resources needed to be more targeted. The Department had recognised the need for further development in this area and a working group had been set up to address issues of behaviour management. A small number of pilot schools had received funding to establish behaviour support bases and although accommodation had been identified and upgraded, staffing of the bases remained an issue. Across secondary schools strategies were being developed which made use of curricular flexibility to develop alternative curricula for disaffected pupils. Whilst still at an early stage, these initiatives had considerable potential to provide a wider range of opportunities for young people who were disaffected by school. The Department required to establish a clearer approach to meeting special educational needs, including social inclusion, in order to secure consistency of provision in this area and to ensure the availability of mainstream education for all pupils. The Raising Achievement For All policy outlined the need to challenge pupils irrespective of socio-economic 43 background, gender, race or level of ability/disability. The Department’s commitment to equal opportunities was evident in a range of practical measures, for example, the Department had successfully bid for funds to modernise accommodation at its outdoor centre to ensure appropriate access for all. In special schools, out of school learning funds enabled clubs to operate during lunchtimes where end-of-day transportation might have made participation difficult. In primary schools, taxis were provided for pupils who wished to attend out of school learning and who would normally receive transport. The Bilingual Support Service provided good peripatetic support to schools in terms of direct classroom support, consultancy and by providing home-links. The service was proactive in raising awareness of diversity of languages spoken within the Council. Access to an interpreting service was available to support communication with parents and pupils. The service conducted an annual survey of all pupils who spoke a language other than English at home. The Department was represented on a corporate working group considering race equality issues. The group had identified the implications of the Race Relations Amendment Act and had briefed the corporate senior management team. The Council was drafting its policy and race equality scheme at the time of the inspection. A corporate group including the Education Department, Social Work Services and Housing maintained an overview of Looked after Children. A number of good measures had been taken recently to improve services to Looked After and Accommodated Children. These included the development of better systems for exchanging information and tracking the educational progress of Looked After Children, the development of an inclusion support base and the setting up of study units in residential schools. The staff working at the Inclusion 44 Support Base provided support and advice to schools as well as ensuring that a large selection of resources was available on short-term loan. The base also served as a training centre for foster carers and social work staff. Additional support was provided by home-link teachers who were based there. Although several initiatives for dealing with young people with challenging behaviour in schools had been implemented, a general strategy had not been devised. Some development work had begun within the newly established Better Behaviour Better Learning Working Group and early implementation of the Framework For Intervention initiative had taken place. A staged intervention system for pupil behaviour to allow more targeted deployment of resources was still at an early stage of development. Support for staff development There was a very strong commitment in the Department to staff training and development including a Corporate Management Development Programme. Wide ranging provision was made from pre-school to secondary education, including partnership nurseries. Provision included an extensive programme of courses set out in a catalogue of in-service courses, exhibitions and support for school-based training and meetings for support groups and curriculum networks. Teachers and non-teaching staff were generally positive about the quality of staff development. Good arrangements were in place for classroom assistants and SEN auxiliaries to gain qualifications and develop their skills. Almost all headteachers (91%), responding to the pre-inspection survey, indicated that the authority assisted staff in accessing appropriate staff development support. Staff development opportunities were based on an analysis of school development plans, the results of school quality assurance visits and national and local priorities. The QDS effectively targeted areas of priority for the 45 Education Department when devising the menu of staff development. The QDS had organised a range of twilight courses and particular support for school clusters. Further use should be made of ICT to ensure all staff can access the good quality training opportunities provided. A proactive approach to staff development included a wide range of activities including: • national conferences on learning and teaching; • work with external consultants to develop innovative approaches to learning and teaching; • a series of Learning for the Millennium seminars; • international events and exchanges; and the • roll-out, over five years, of the Canadian model of Co-operative Learning. Secondments to support key initiatives and developments served as a very good opportunity for staff development for a number of staff from schools. Newly appointed headteachers generally had good induction support as did probationer teachers. Designated advisers kept in close touch with headteachers for a time after their appointment and most headteachers were positive about this support. Good progress had been made in implementing the NOF training programme to develop teachers’ and librarians’ skills in using ICT. All schools had started the training programme for their teaching staff and were committed to involvement in the programme. The Education Department needed to review the impact of the ICT training programme to determine whether it had enhanced key aspects of learning and teaching. 46 Overall, the Education Department provided a high level of staff development and support to teachers. Courses were focussed on improvements in learning and teaching and were relevant to service priorities for development. Other features of support The Department had very effective procedures to support schools preparing for inspection by HMIE and to assist them in planning for improvement. As a result, the Department and schools had made good or very good overall progress in meeting the main points for action by the time of their follow-up inspections. The Department produced an annual Spotlight on Success catalogue highlighting examples of good practice and annually hosted a major awards ceremony for staff in establishments. The Department actively encouraged schools to achieve national external awards of quality and improvement, and provided well-judged support to help them prepare. The Department and some schools had achieved Investors in People status. Ten schools had attained Schools Curriculum Awards. A high proportion of schools had gained Charter Mark accreditation for the excellence of their public service and others were successful in receiving awards as ECO-schools or Health Promoting Schools. Two primary school projects, one a joint project involving a denominational and a non-denominational school, were involved in piloting the New Community Schools initiative in the Council. Breakfast clubs and summer school developments had been very successful. Links with Social Work and the Health agencies were improving from a low base and multi-agency work was becoming more productive at both local and Council levels. Plans for roll-out of the New Community Schools approach had been agreed and were being taken forward with a total of 26 primary schools involved. Notably, substantial funding from the Council’s Changing 47 Children’s Services Fund had been secured to increase the number of schools joining the programme during the financial year. In order to meet the target of achieving New Community School status for all schools by 2007, the Council should take steps to accelerate the pace of the roll-out programme, particularly to the secondary sector. The Department had demonstrated its commitment to raising attainment and social inclusion through a number of successful initiatives in sport, the arts and music. All children in primary school were able to take part in outdoor education including a residential experience. Music and sports ‘colleges’ provided specialist support and out of school learning for a wide range of pupils of all abilities. There was a very high level of participation in these activities and parents and pupils were very positive about the opportunities they received in these areas. The Department had made a significant investment in Outward Bound. About one quarter of young people in S4 in secondary schools had the opportunity to benefit from an Outward Bound course each year. Students who would benefit from activities designed to raise self-esteem, develop confidence and promote team working took part in the project. Student views in the subsequent evaluations were very positive. 8. How well does the authority perform overall? Overview In addressing the many social and economic difficulties facing the area, education was a very high priority for North Lanarkshire Council. Elected Members were committed to delivering a quality education service and funding levels to education were high. Parents and pupils benefited from very good levels of staffing and resources. 48 The Director of Education had a high profile and provided very good leadership by setting a very clear direction for the Education Service in conjunction with Elected Members. His enthusiasm and commitment set the tone for the whole Department. A very strong team spirit was evident among staff at all levels in the Department and in schools. The Director was very ably supported not only by the highly effective Depute Director but also by other senior officers who together gave clear strategic direction for the Department. As a team, they had successfully established an ethos of trust with staff and parents across the Council and were establishing a culture of improvement. Service Plan priorities, which linked to raising achievement for children and young people were being implemented by a team of hardworking and dedicated education officers, advisers and seconded staff. The Council had articulated a clear vision for education and priority had been given to raising standards of educational provision. These priorities were clearly articulated in the Raising Achievement for All policy and the aims were in line with National Priorities for education. Aims were underpinned by a very effective service planning process which established clear links at corporate, service and school level. Notable was the involvement of key stakeholders in developing policy and the very good mechanisms for communication undertaken by the Department. Parents were consulted on developments in education and were provided with good information about schools and the service as a whole. Some work had been done to consult pupils about how to improve the education service and this had been targeted for further development. While the Department was making good progress with PPP proposals, there remained issues with the effectiveness of maintenance and repairs of school buildings. Some pupils had benefited from the re-organisation and building of new schools. Elected 49 Members and officers needed to address further the over-capacity in schools to ensure that all pupils had access to a good learning environment. Financial management of the Education Department was very sound and ensured that resources allocated for children’s education were well used. The Department had a very good working relationship with the Department of Finance and with finance staff located in schools. There was a need to align budgets more directly with Service Plan priorities. Through very effective monitoring of performance, the Directorate acknowledged the need to reinforce specific areas of departmental work. There had been improvement in attainment over the last three years, particularly in primary schools. However, there was now a need for further improvement in some secondary schools, particularly in S1 and S2 and at Higher Grade in S5. Significant steps had been taken recently to develop the present role of Link Adviser in the direction of Quality Improvement Officer in order to challenge and support schools further in raising the attainment of all pupils. The Department had prepared a helpful policy on inclusion. However this now needed to be further developed to ensure a strategic approach and to provide further guidance to schools in meeting special educational needs. Commendably, the Council had made a very significant commitment to widening the achievement of pupils as defined in its Raising Achievement for All policy. Children and young people in North Lanarkshire had access to very good experiences in addition to the formal school curriculum. Entitlement to outdoor education experiences, Outward Bound, Music, Arts and Sports were among the broad range of initiatives that pupils 50 benefited from. Collectively these made an important contribution to lifelong learning. Key strengths • The clear vision, values and aims linked to Council priorities and clearly communicated to stakeholders. • The very high quality of leadership by the Director and Depute Director of Education. • The Department’s approach to improvement planning and the systematic framework for the delivery of its priorities. • The processes for involving stakeholders in the development and implementation of policies such as Raising Achievement for All and the holistic approach to pupils’ achievement taken by the Council. • The work of the Quality Development Service in providing support for staff and curriculum development. • The proactive approach taken to promoting flexible approaches to meeting pupils’ needs in the curriculum. • The quality of financial monitoring and control. • The Department’s wide range of thorough approaches to monitoring and evaluating the quality of its work and that of its establishments. • The commitment of teams of centrally-employed staff to improvement and their support to staff and pupils in establishments. 51 9. Main points for action In addition to addressing the areas for improvement identified in this report, the local authority should act on the following recommendations: • Take further action to address over-capacity and improve repairs and maintenance in schools. • Improve the overall strategic framework for inclusion and provide guidance to schools on support for pupils and inclusion. • Extend the role of Link Officers to ensure a consistent approach to quality assurance across establishments. • Improve attainment and in particular focus on improving performance in S1 and S2. Around two years after the publication of this report HM Inspectors will re-visit the authority to assess progress in meeting these recommendations. The local authority has been asked to prepare and make public an action plan, within eight weeks of the publication of this report, indicating how it will address the main points for action in the report. Ian Gamble HM Chief Inspector Quality, Standards and Audit Division February 2003 52 Appendix 1 Performance information Statistical indicators • % of school pupils staying on to S5 (post Christmas) North Lanarkshire National CA Average 3 • 1998/99 1999/00 2000/01 63 65 60 64 65 63 64 64 62 Pupil destinations 1998/99 1999/00 2000/01 % Entering Full-Time Higher Education North Lanarkshire National CA Average 27 31 26 28 31 28 30 32 28 % Entering Full-Time Further Education North Lanarkshire National CA Average 16 18 21 19 19 22 19 20 22 % Entering Employment North Lanarkshire National CA Average 30 26 20 29 26 20 26 24 18 3 CA (comparator authority) average refers to the group of education authorities which are most similar to each other in terms of various socio-economic and demographic factors. 53 • Absence As part of the 2002 Target Setting initiative, North Lanarkshire Council set itself the following target to minimise the average number of half-days absence per pupil in primary and secondary schools by 2002. Target Level (June 2001) 1999 2000 2001 Target Level (June 2002) 2002 Primary North Lanarkshire National 15 18 21 20 20 19 22 20 18 17 21 19 Secondary North Lanarkshire National 39 36 52 43 49 41 51 43 43 37 50 42 • Exclusions from schools in North Lanarkshire 2000/2001 North Total Exclusions Per Temporary Permanent Exclusions 1000 Pupils Exclusions exclusions 3609 69 3584 25 38,656 51 38,334 322 Lanarkshire National As part of the 2002 Target Setting initiative, North Lanarkshire Council set itself the following targets in reading, writing and mathematics to be achieved by 2002, and has made the following progress in achieving them. 54 The figures represent the percentage of pupils in primary schools attaining and expected to attain appropriate 5-14 levels by P74. Primary Target Level June 2001 1999 2000 2001 Target Level June 2002 2002 Reading North Lanarkshire National CA Average 78 77 - 74 73 71 77 76 76 81 80 79 83 81 - 83 81 81 Writing North Lanarkshire National CA Average 64 67 - 57 60 56 65 66 64 70 70 68 73 73 - 73 72 72 Maths North Lanarkshire National CA Average 82 81 - 78 76 74 79 77 76 81 79 79 85 82 - 83 80 80 The figures represent the percentage of pupils in secondary schools attaining and expected to attain appropriate 5-14 levels by S25. Secondary Target Level June 2001 1999 2000 2001 Target Level June 2002 2002 Reading North Lanarkshire National CA Average 48 54 - 38 44 43 49 53 49 50 56 53 56 59 - 53 59 57 Writing North Lanarkshire National CA Average 41 48 - 33 38 40 37 43 42 41 46 44 46 51 - 42 50 48 Maths North Lanarkshire National CA Average 48 55 - 40 42 36 41 47 44 48 51 46 55 56 - 49 54 48 4 Level A by end of P3. Level B by end of P4. Level C by end of P6 Level D by end of P7. 5 Level E by end of S2. 55 • Results in Scottish Qualifications Authority (SQA) National Qualifications. Scottish Credit and Qualifications Framework (SCQF) levels: 7: CSYS at A-C 6: Higher at A-C 5: Intermediate 2 at A-C; Standard Grade at 1-2 4: Intermediate 1 at A-C; Standard Grade at 3-4 3: Access 3 Cluster; Standard Grade at 5-6 Percentage of relevant S4 role achieving By end of S4 1999 2000 2001 2002 SG English 1-6 North Lanarkshire National CA Average 93 93 90 94 94 92 95 94 93 94 94 93 94 94 93 SG Maths 1-6 North Lanarkshire National CA Average 92 92 90 93 94 91 94 94 93 94 94 92 92 93 92 5+ @ level 3 or better North Lanarkshire National CA Average 90 90 87 91 91 89 92 91 89 92 91 89 92 91 90 5+ @ level 4 or better North Lanarkshire National CA Average 71 74 68 72 75 69 75 77 72 75 77 72 72 76 72 5+ @ level 5 or better North Lanarkshire National CA Average 25 30 25 27 32 25 29 33 27 28 34 27 27 33 27 1998 1999 2000 2001 2002 By end of S5 3+ @ level 6 or better North Lanarkshire National CA Average 15 20 15 16 21 16 19 23 18 18 23 18 17 22 18 5+ @ level 6 or better North Lanarkshire National CA Average 4 6 5 4 7 5 6 8 6 6 9 7 6 9 6 1998 1999 2000 2001 2002 6 9 6 6 10 7 6 10 7 8 11 8 7 11 11 By end of S6 1+ @ level 7 or better 56 1998 North Lanarkshire National CA Average As part of the 2002 Target Setting initiative, North Lanarkshire Council set itself the following targets for pupils attainment in National Qualifications, and has made the following progress in achieving them. Target 1999/2001 1999/200 1 Target 2002 2002 SG English 1-6 North Lanarkshire National 94 94 94 94 95 95 94 94 SG Maths 1-6 North Lanarkshire National 94 94 94 94 95 95 92 93 5+ @ level 3 or better North Lanarkshire National 92 93 91 91 93 93 92 91 5+ @ level 4 or better North Lanarkshire National 73 77 74 76 77 79 72 76 5+ @ level 5 or better North Lanarkshire National 27 34 28 33 31 35 27 33 3+ @ level 6 or better North Lanarkshire National 17 23 18 22 19 24 17 22 5+ @ level 6 or better North Lanarkshire National 5 8 5 8 7 9 6 9 57 Appendix 2 Inspection coverage Establishments visited: Ailsa Nursery Airdrie Academy Albert Primary School Alexander Peden School Bellshill Academy Berryhill Primary School Cabbage Patch Nursery Carbrain Primary School Castlehill Primary School Coatbridge High School Croft Park Nursery Croy Nursery Dalziel High School Fallside School Glencryan School Golfhill Primary School Holy Family Primary School Muirstreet Primary School New Stevenson Primary School Noble Primary School Richard Stewart Nursery Shawhead Nursery Sikeside Primary School St Aidan’s High School St Ambrose High School St Margaret of Scotland Primary School St Maurice’s High School St Monica’s Primary School St Patrick’s High School St Serf’s Primary School St Timothy’s Primary School Taylor High School Tollbrae Primary School Wishaw Academy Primary School 58 Meetings attended: Education Committee Meeting Parent’s Consultative forum Quality Development Service Team meeting Joint Negotiating Committee for Teachers Education Resource Service meeting Early Years team meeting Principal Teachers (Chemistry ) meeting Primary Target-Setting meeting Interviews or meetings with Council Members and Officers: Leader of the Council Convenor of the Education Committee Chief Executive Assistant Chief Executive Head of Social Work Services Group of Labour Councillors Group of Opposition Councillors Representative of Church Groups Director of Finance Head of Accounting Services Interviews or meetings with other Stakeholder Groups: Focus Groups of Headteachers representing Pre-school, Primary, Secondary and Special Education Sectors School Board Chairs or Parent representatives in establishments visited Parents Consultative Group Pupils and staff attending the Music Academy and other out of school activities Representatives of Teachers Unions Interviews with Education Service Staff: Director of Education 59 Depute Director of Education Heads of Service for Quality and Support, and Educational Provision Education Officers for Finance, SEN, Quality Development Service and Early Years Policy Advice Team Officers of the Quality Development Service Professional Officers Staffing and Finance Seconded Officers PPP Officers Literacy Officers Adminstrative staff in establishments visited ICT Officers Education Resource Service staff Education Officer for Contracts and Provisions 60 Appendix 3 Quality indicators We judged the following to be very good • • • • • • • • • Visions, values and aims Effectiveness of leadership and management Policy development Mechanisms for consultation Mechanisms for communication Service planning Financial management Deployment and effectiveness of centrally-deployed staff Measuring, monitoring and evaluating performance We judged the following to be good • • Resource management Continuous improvement in performance We judged the following to be fair • No aspects were found to be in this category We judged the following to be unsatisfactory • No aspects were found to be in this category 61 How can you contact us? Copies of this report have been sent to the Chief Executive of the local authority, Elected Members, the Head of the Education Service, other local authority officers, Members of the Scottish Parliament, Audit Scotland, heads of the local authority educational establishments, chairpersons of the local authority School Boards/Parents’ Associations and to other relevant individuals and agencies. Subject to availability, further copies may be obtained free of charge from the address below or by telephoning 0131 244 0746. Copies are also available on our web site: www.hmie.gov.uk Should you wish to comment on or make a complaint about any aspect of the inspection or about this report, you should write in the first instance to Ian Gamble, HMCI at: HM Inspectorate of Education Quality, Standards and Audit Division 1-B95 Victoria Quay Edinburgh EH6 6QQ A copy of our complaints procedure is available from that office and on our website. If you are still dissatisfied, you can contact the Scottish Public Services Ombudsman directly or through your member of the Scottish Parliament. The Scottish Public Services Ombudsman is fully independent and has powers to investigate complaints about Government Departments and Agencies. She will not normally consider your complaint before the HMIE complaints procedure has been used. Instead, she will usually ask you to give us the chance to put matters right if we can. 62 Complaints to Scottish Public Services Ombudsman must be submitted within 12 months of the date of publication of this report. The Ombudsman can be contacted at: Professor Alice Brown The Scottish Public Services Ombudsman 23 Walker Street Edinburgh EH3 7HX Telephone number: 0870 011 5378 e-mail: enquiries@scottishombudsman.org.uk More information about the Ombudsman’s office can be obtained from the website: www.ombudsmanscotland.org.uk Crown Copyright 2003 HM Inspectorate of Education This report may be reproduced in whole or in part, except for commercial purposes or in connection with a prospectus or advertisement, provided that the source and date thereof are stated. 63