Connect a School, Connect a Community Toolkit M o d u l e 1 Policies and Regulations to Promote School Connectivity Executive Summary CONNECT A SCHOOL, CONNECT A COMMUNITY TOOLKIT Module on Policies and Regulation to Promote School Connectivity Executive Summary May 2010 The full Module on Policies and Regulation to Promote School Connectivity available at www.connectaschool.org, was prepared by a team, led by the Special Initiatives Division of the ITU Telecommunication Development Bureau. The team included Sofie Maddens and Mariana Vega and web-editor John Alden (experts). The views expressed in the module, however, are those of the experts and do not necessarily reflect the opinions of ITU or its members. Table of Contents Page 1 Introduction: The Importance of Connecting Schools ................................. 1 Short-Term, Medium-Term and Long-Term Benefits ........................... 2 2 Initiatives for Connecting Schools.............................................................. 4 3 Key Elements of School Connectivity Plans................................................ 7 Stakeholders in School Connectivity Plans ........................................... 7 Setting Priorities for Connectivity ......................................................... 7 Technology Choices .............................................................................. 9 The Role of ICT Sector Regulations...................................................... 10 Funding .................................................................................................. 11 4 Leveraging School Internet Connectivity.................................................... 12 5 Cross-Cutting Issues................................................................................. 13 6 Conclusion............................................................................................... 14 Module on Policies and Regulation to Promote School Connectivity CONNECT A SCHOOL, CONNECT A COMMUNITY TOOLKIT Module 1: Policies and Regulation to Promote School Connectivity Executive Summary 1 INTRODUCTION: THE IMPORTANCE OF CONNECTING SCHOOLS Many countries are realizing the importance of connecting their educational institutions to the Internet. Connectivity provides many benefits, including access to an ever-growing volume of educational information, opportunities for collaboration and the use of online applications. In addition, it is important for students, as well as teachers, to learn information and communication technology (ICT) skills to enable them to participate in the evolving knowledge society. School connectivity helps enhance educational administration through the electronic exchange of forms, data and other information. It achieves cost efficiencies by automating manual tasks and reducing expenses associated with textbook printing and distribution. The benefits are particularly attractive for remote schools, where Internet access provides a vehicle for online learning and access to educational content. 1 Module on Policies and Regulation to Promote School Connectivity Short-Term, Medium-Term and Long-Term Benefits Policy-makers and educators now understand that broadband connectivity for schools can have a wide range of short-term, medium-term and long-term benefits. In the short term, extending broadband connectivity to schools enables educators to take advantage of new and emerging content and tools that update and enrich curricula. It gives individual instructors tools to facilitate and expand collaboration with colleagues both near and far. In cases where broadband replaces a slower Internet connection, such as dial-up service, students and educators have improved access to existing resources that may have been too time-intensive to download over a slow connection, or simply unavailable without the bandwidth provided by broadband connectivity. In the medium term, changes to educational curricula spurred by the introduction of online content and research tools have the potential to improve student performance. In addition, broadband connectivity has the potential to reduce the time necessary for new policies, curricula, and research tools to become available to students. Generally, there is a lag time between development and delivery of static resources, such as books, videos, or even multimedia instructional materials. Broadband connectivity can serve as an equalizer, making current, and even experimental, materials more readily available to educators in a timely fashion. There is also evidence that the use of broadband connectivity as an educational tool for children acts as a motivating force for parents to develop an increased interest in obtaining broadband service at home.1 Increased demand has the potential to attract interest from governments and other organizations that can fund broadband deployment, as well as commercial entities that are hesitant to offer services without a reasonable business case built on sustainable demand levels. 1 2 Comments by multiple panelists in U.S. FCC workshop, “Programmatic Efforts to Increase Broadband Adoption and Usage – What Works and What Doesn't?” 19 August 2009. Module on Policies and Regulation to Promote School Connectivity In the longer term, broadband connectivity in educational settings can be leveraged to ensure that students grow up with some level of familiarity with not only the basic operation of devices such as PCs, but with the online resources that are in use across the world. By enacting policies intended to teach future generations of students how to access and contribute to online resources, policymakers can lay a foundation for the development of adults who are able to use online resources to participate in national and global economies, political development and social networks. 3 Module on Policies and Regulation to Promote School Connectivity 2 INITIATIVES FOR CONNECTING SCHOOLS For these reasons, there are now multiple initiatives to spur school connectivity at the international, regional and national levels. International initiatives include elements of: • The Millennium Development Goals – Although they do not deal directly with the establishment of school connectivity, the MGDs’ focus on providing education sets the stage for countries to direct and concentrate efforts to develop policies that will improve the accessibility of education. • World Summit on the Information Society – The WSIS 2003 Plan of Action proposed possible national targets, including one to “connect universities, colleges, secondary schools and primary schools with ICTs.”2 • World Education Forum – Held in April 2000 in Dakar, Senegal, the Forum adopted a Framework for Action that envisions ICT connectivity as a key means to achieve educational goals. In addition to this global emphasis, there are many regional initiatives that seek to tap into the resources and expertise of multiple nations and organizations. Examples of these include: • Latin American and Caribbean (LAC) countries – The Rio de Janeiro Commitment, signed in 2005, determined that ICTs should be used to achieve the MDG goals in that region. • United Nations Economic Commission for Latin America and the Caribbean (ECLAC) – ECLAC supports the Strategy for the Information Society in Latin America and the Caribbean (“eLAC”). A long-term vision, aligned with the MDGs and the goals of WSIS, eLAC provides short-term action plans that contain qualitative and quantitative goals (See Figure 2-1). • New Partnership for Africa’s Development (NEPAD) – The group’s “eSchools Initiative” was announced in 2003 at the Africa Summit of the World Economic Forum. The goal is to ensure that primary and secondary students in Africa have the skills to participate effectively in the global information society. 2 4 Plan of Action for World Summit on the Information Society, December 2003, available at: http://www.itu.int/wsis/docs/geneva/official/poa.html Module on Policies and Regulation to Promote School Connectivity • European Union – The Europe Action Plan calls on Member States to “ensure that all schools in the Union have access to the Internet and multimedia resources by the end of 2001.”3 The follow-up eEurope 2005 Action Plan focused on exploiting broadband technologies to deliver online services in both the public and private sector and promoting highspeed connectivity.4 With the i2010 initiative, the European Commission is promoting "eAccessibility" to ensure that the elderly and people with disabilities can access ICTs on an equal basis. Figure 1: Link between eLAC and international initiatives Source: ECLAC. Finally, national governments are stepping forward to create school connectivity programs and projects. 3 4 http://www.ictdevlibrary.org/downloads/02_ec_e-europe_action_plan_obj_2.pdf Communication from the Commission to the Council, the European Parliament, the Economic and Social Committee and the Committee of the Regions - eEurope 2005: An information society for all - An Action Plan to be presented in view of the Sevilla European Council, 21/22 June 2002, (COM 2002 (263) Final), available at: http://eurlex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2002:0263:FIN:EN:PDF 5 Module on Policies and Regulation to Promote School Connectivity • • • 5 6 6 Chile’s Digital Strategy establishes that the country should double its broadband connections to cover the entire country during the 2007-2012 period.5 According to the Digital Development Indicators Report published in early 2009, there were 6,835 school facilities connected to the Internet at the end of 2008, and there were 24 students per computer.6 In Peru, the General Policy Guidelines to Promote the Wide-Ranging Access to the Internet in Peru, issued by presidential decree in 2001, created a multi-sector commission to formulate a national action plan and set forth general policies to be integrated into individual sector action plans. In Colombia, Compartel, a program financed from resources of the Fund for Information Technologies and Communication, has invested USD 365.7 million, thus providing broadband Internet connectivity to public institutions and centers of community access throughout the country. To date, these investments have benefited 20,656 public institutions, of which 13,691 are official educational sites. Estrategia Digital Chile 2007-2012, Capitulo 2: Objetivos y Metas, available at: http://www.estrategiadigital.gob.cl/node/122 TIC en la Educacion, Indicadores de Desarrollo Digital en Chile, Estrategia Digital del Gobierno de Chile, available at: http://www.estrategiadigital.gob.cl/files/2009-09-03%20%20Indicadores%20de%20Desarrollo%20Digital.pdf Module on Policies and Regulation to Promote School Connectivity 3 KEY ELEMENTS OF SCHOOL CONNECTIVITY PLANS It is important to have concrete strategies to connect schools to the Internet, including key elements such as school selection and networking options. It is also helpful for governments to implement enabling legislation, regulations and funding mechanisms, and for authorities to monitor and evaluate ongoing school connectivity projects. School connectivity plans cannot be defined on a stand-alone basis, and in order to be effective, they must be consistent with policies to promote overall ICT connectivity. Within a national framework, school connectivity plans need to be coordinated with policies, plans, strategies, and programs for universal service, broadband and Information Society agendas. A specific “ICT for education” plan ensures that proper focus and detail is devoted to school connectivity and that implementation targets are feasible and fundable. A detailed ICT for education strategy is also essential to facilitate funding from development partners. Stakeholders in School Connectivity Plans The ministry of education, along with a number of other government agencies, has an interest in school connectivity. These stakeholders should be incorporated into school connectivity plans to ensure coordination and consensus on strategies. Beyond the governmental actors, the private sector and non-governmental organizations (NGOs) can play key roles in advancing school connectivity. The private sector, particularly service providers and equipment vendors, are likely to be engaged in the planning, deployment and operation of projects to expand connectivity, regardless of the project structure or funding process. Setting Priorities for Connectivity Very few developing countries have the financial, technical, personnel or logistical resources to quickly connect all schools to the Internet, although given the right conditions, this can be done in less than a year. Assuming that all schools are to be eventually provided with Internet access through a top-down process coordinated by the Ministry of Education, then priorities need to be determined about which schools should be covered first by the connectivity plan. 7 Module on Policies and Regulation to Promote School Connectivity Figure 2: Stakeholders in School Connectivity Governments need to decide the education levels (e.g., primary, secondary, tertiary) the connectivity plan will target. The number of schools and students in most countries resemble a pyramid structure with tertiary having the least, followed by secondary and then primary. Most countries have initially focused on secondary schools. One reason is that tertiary institutions are often administered differently and have their own plans and priorities. Another is that many universities already have Internet connectivity. Countries also need to decide the type and locations of schools to be connected. In terms of public or private schools, the former are almost always a priority given that planning and funding is from the Ministry of Education whose main focus is on the public school system. It is also assumed that private schools have greater resources to fund their own connectivity. While it may be socially desirable to connect rural or remote schools, in some countries, providing access to large urban schools will have an initially greater benefit by covering more students at a lower cost. 8 Module on Policies and Regulation to Promote School Connectivity Implementing a national school connectivity plan is often a long-term process. It is essential for a school connectivity plan to have a timeframe, particularly given the multiple, inter-related variables that need to be taken into consideration (i.e., sequencing of schools to be connected, status of the Internet network, appropriate policy/regulatory framework, funding, etc.). A realistic timetable helps to ensure that implementation goals are feasible and that the project remains on track, particularly if on-going monitoring and accomplishment milestones are built into the timetable. Technology Choices There are various network considerations when connecting schools to the Internet. One is the selection of broadband technology. While a narrowband solution such as dial-up does provide Internet connectivity, access is slow, the service is not “always-on” and costs can be higher than broadband. Appropriate broadband speeds need to be identified along with the selection of high-speed technology. Another consideration is whether to provide direct access to the Internet or to connect schools through an educational network in which educational institutions are linked to each other within a country or region, and potentially also connected (via the educational network, rather than a commercial ISP) to overseas networks. A number of technologies exist for broadband access. Availability, appropriateness and costs are the key factors in deciding which method to use for Internet access. If telephone lines already exist in the school, it may be possible to use digital subscriber line (DSL) service, which can be offered without the need for additional investment in infrastructure by the school (other than a DSL modem). Other broadband options include coaxial cable or fiber optic connections, although the availability or costs of these solutions may not be feasible for most developing countries. Broadband wireless technologies such as WiMAX7 or third-generation (3G) mobile or satellite Internet access where fixed lines and terrestrial wireless service is unavailable are other possibilities.8 Governments need to allocate resources for on-going school connectivity operation, maintenance and upgrade to ensure reliability and sustainability. Although initial setup and operational assistance may be received from governments, development partners or the private sector, it is critical that schools have access to trained staff that can troubleshoot problems, perform routine maintenance and identify necessary upgrades. 7 8 http://www.ntia.doc.gov/broadbandgrants/comments/6422.pdf For a detailed account on the use of wireless technologies for connecting schools in Namibia see: http://www.schoolnet.na/projects/wireless/snetwireless.pdf 9 Module on Policies and Regulation to Promote School Connectivity The Role of ICT Sector Regulations School connectivity requires access to telecommunications networks and services. The degree of telecommunications liberalization impacts school connectivity, because market restrictions result in less competition, higher prices, poorer quality of service and fewer connectivity options. There may be regulatory restrictions that inhibit schools’ connectivity options, such as a requirement to use only licensed operators or an inability to use certain radio spectrum frequencies. On the other hand, regulatory requirements imposed on telecommunications operators can benefit school connectivity both indirectly and directly. There are several regulatory issues that impact school connectivity: • Universal service and broadband stimulus packages – Many countries have established universal service programs in order to increase access to ICTs, particularly in rural and other under served areas. In some cases these programs and other programs like broadband stimulus packages have been targeted at schools. • Spectrum – Government policies regarding spectrum allocation and use can impact school connectivity, particularly since wireless technologies are the best or only option in many areas. Spectrum policies could include allocating spectrum bands for use by schools, authorizing unlicensed spectrum to be used by schools and reducing spectrum fees for broadband providers that serve schools. • License obligations – In most countries, telecommunications operators are awarded licenses that specify their rights and obligations. These could include network deployment requirements and milestones to extend networks to underserved areas as well as specific school connectivity requirements, e.g., in 3G and broadband wireless licenses. • Tariffs and Incentives – One approach that can be used to reduce connectivity costs is mandating the provision of special tariff arrangements (i.e., price discounts) for schools and providing incentives for operators to connect schools or to offer special tariffs for schools such as reduced Universal Service Fund contributions or tax incentives. • Competition policy – Imposing a Universal Service Obligation on one operator may not work in a competitive market; such obligations may need to be imposed on all operators to ensure a level field for competition. 10 Module on Policies and Regulation to Promote School Connectivity Funding There are significant challenges to managing the costs associated with school connectivity. These costs are often substantial and pose a significant economic burden on the education community. It is important to determine how connectivity can be financed for both the initial outlay of monies to obtain equipment and establish connections, as well as supporting the technology in the long term. While connectivity costs can be substantial, there are multiple sources of funding available. Given the variety of funding options, countries should develop a comprehensive approach geared towards obtaining financial resources from different channels to cover initial school connectivity costs as well as the costs of expanding and sustaining Internet access. Funding sources may include: • Government • Telecommunications operators • Multilateral and bilateral development agencies • The private sector • Non-governmental organizations (NGOs) A critical component for school connectivity projects are procedures for monitoring and evaluation. An effective plan should include methods to evaluate the technical results of Internet connectivity, measure progress towards school connectivity and analyze the impact of broadband access on learning. 11 Module on Policies and Regulation to Promote School Connectivity 4 LEVERAGING SCHOOL INTERNET CONNECTIVITY In addition to serving educational needs, broadband-connected schools and libraries are well-suited to act as ICT centers for surrounding local populations. School-based tele-centers can offer services similar to Internet cafés, such as access to PCs, Internet connectivity and video and audio communications software. Instead of being purely driven by profit, school-based tele-centers can be focused on meeting community needs, particularly for rural and underserved populations. Another means of leveraging broadband-connected schools is extending connectivity in a locality once an Internet point at a school has been established. The specific means of delivering “last mile” connections is less important than the connection of the school to the Internet backbone. It is also important to create a regulatory regime that enables or mandates educational institutions to share their connectivity. In the case of less-developed countries or regions, wireless technologies make Internet connectivity within a community more feasible. For example, this may involve using unlicensed spectrum for municipal/community Wi-Fi mesh networks or allocating spectrum to deploy BWA that uses the school’s connection as its backhaul In addition to addressing broader educational and socioeconomic goals, the expansion of broadband connectivity to schools provides an important means by which to address the unique needs of special populations such as women and girls, persons with disabilities, indigenous, special needs and rural or underserved groups. By extending broadband connectivity to schools, policymakers create centralized resources for providing services tailored to the needs of these populations, whether they are sub-groups within larger schools or educational institutions dedicated to the needs of target populations. 12 Module on Policies and Regulation to Promote School Connectivity 5 CROSS-CUTTING ISSUES In addition to the core issue of connectivity and how to achieve it, several complementary, or cross-cutting, issues are involved in the overall success of a school Internet access program: • Training for teachers – Teachers need to understand how to locate appropriate resources online, how to make ICT-enabled content and activities an integral part of their curricula, and how to use applications that enable collaboration among students and teachers. • Assistive technologies for persons with disabilities – Policymakers need to consider measures to allow such individuals to take advantage of the broadband connectivity being offered to their peers. • Low-cost computing devices (LCCDs) for schools – Connectivity is directly linked to students’ access to computers and other terminal devices – and the knowledge of how to use them. • Child online protection and responsible use – Increased access to the Internet also brings risks, especially for young users. Policies and plans to connect students to the Internet also need to consider measures to protect children from malicious actors and inappropriate content, and students must learn responsible online behavior. • Raising awareness and building capacity – Education of target populations should go beyond instruction in how to operate and interact with broadband-enabled resources. It should include a more general effort to raise awareness of the educational and societal benefits of ICTs. 13 Module on Policies and Regulation to Promote School Connectivity 6 CONCLUSION Despite the recognized worldwide importance of Internet access for educational institutions, many developing countries are finding it extremely challenging to connect their schools. Although funding is typically cited as the main reason, there are a range of other bottlenecks, including inexistent or unrealistic school connectivity plans and a lack of coordination between various stakeholders. School connectivity requires substantial resources, but there is evidence that the many potential funding sources available are not being adequately utilized. Funding is potentially available from a variety of sources, including universal service funds, multilateral and bilateral donors, the private sector, nongovernmental organizations as well as the parents of the students themselves. The design of well-structured school connectivity plans with realistic timetables can have a big impact on increasing school Internet access throughout the world. These plans should be created with input from all stakeholders to achieve success, enhance coordination and ensure that potential donors are aware of them. The plans should also be tied to monitoring and evaluation tools so they can be modified and improved with experience. Although school connectivity cannot be achieved overnight, a plan with medium-, short- and long-term objectives can provide a road map to the day when the target will eventually be reached. 14 Module on Policies and Regulation to Promote School Connectivity NOTES ............................................................................................................................... ............................................................................................................................... ............................................................................................................................... ............................................................................................................................... ............................................................................................................................... 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