Administrative Arrangements for Collaborative Courses This handbook sets out the administrative arrangements for collaborative courses of study managed by the University of Warwick. It aims to clarify procedures for University Course Co-ordinators, members of Validation and Franchise Groups and other administrative and clerical staff within the University and its partner institutions. Any queries about these procedures should be directed to the following staff in the first instance: • • • • For undergraduate franchised courses contact Sally Blakeman (tel: 024 7652 8100). For undergraduate validated courses contact Catherine Hanley in the Academic Office (tel: 024 7652 4335). For postgraduate courses contact the Assistant Registrar (Graduate School) (tel: 024 76 52 4414) Director of Academic and Student Affairs, Dr Paul Greatrix (tel: 024 765 74800). Table of Contents Page 1. Admission 3 2. Enrolment 5 3. Level 1 and 2 Examination Boards 6 4. Extensions, Temporary and Permanent Withdrawals 7 5. Fees 8 6. Comple tion and Examination 9 7. Graduation and Issue of Certificates 9 8. Course Monitoring and Review 10 9. Staff-Student Liaison Committees 11 10. Academic Complaints and Appeals 12 1. ADMISSION (a) Collaborative courses offered under validated and franchised agreements (i) (ii) (iii) Applications • Applications for places on courses of study offered in collaboration with the University should be made directly to the partner institutions at which they are taught. • Partner institutions should issue their own application forms to candidates for admissions, but should ensure that they provide the University with copies as Warwick has a statutory duty to maintain certain categories of data on all its students whether they are fully registered at the University or at a partner institution. • Applicants should return completed application forms to the partner organisation rather than the University. • References and other supporting information (e.g. transcripts) are an integral part of any application and should be forwarded to the University by the partner institution along with the application form. Entrance Requirements and Offers • Candidates for collaborative courses are considered for admission by the appropriate course selectors within the teaching institution. • Applicants are assessed for admission against agreed criteria laid down in the original course proposal as approved by the University and subject to any changes in the criteria approved since the course was originally approved. • Subject to approval by the University, the partner institution may make offers to candidates who meet the approved entry requirements, but copy applications and supporting information will be checked for any irregularities. For franchised courses, any queries should be checked with the Centre for Lifelong Learning prior to issuing any offer. In the case of 2+2 degrees, the Centre for Lifelong Learning will inform candidates if they are to be offered a place on the course and request them to return a slip indicating whether they wish to accept or decline the offer. Non-Standard Applicants The admission of candidates who do not satisfy the agreed University entrance requirements for their course requires approval by the University. (A) Undergraduate Courses • Non-standard applications must be considered by the University's Course Co-ordinator before the candidate is offered a place. They should be forwarded to the University’s Centre for Lifelong Learning in the first instance. 2 (B) • Partner institutions should provide a written case for the admission of non-standard applicants, including details of any relevant qualifications or experience. This case will then be sent to the University’s Course Co -ordinator for approval. • The Course Co-ordinator's decision will be communicated to the partner institution by the Centre for Lifelong Learning. • The Centre for Lifelong Learning will inform partner institutions of the outcome of all non-standard applications for undergraduate or sub-degree courses. Postgraduate Courses Non-standard applications for postgraduate courses must also be considered by the University’s Course Co-ordinator and a written case for those who do not meet the normal entrance requirements should be provided with the application form and supporting documents. The Course Co-ordinator may: (iv) • Recommend that the candidate be admitted in which case the Course Co-ordinator will supply a written statement in support of the application for consideration by the Chair of the Board of Graduate Studies. Non-standard applicants will normally be admitted to the postgraduate Diploma in the first instance, with subsequent upgrade to the Master’s course subject to satisfactory progress on the course. Any Master’s course upgrade is subject to the approval of the Course Co-ordinator. • Refuse to supp ort the application in which case the Student Recruitment and Admissions Office will contact the partner institution to explain the decision. These applications will only be forwarded to the Chair of the Board of Graduate Studies if the applicant wishes to appeal against the decision. The decision of the Chair of the Board of Graduate Studies is final. • Request further information from the partner institution such as a CV for the applicant and a detailed statement on the relevance of his or her work experience to the course of study in question. The Course Co-ordinator will contact the partner institution to obtain the appropriate documents. The Course Co -ordinator will then reconsider the application and will proceed as detailed above. • The Student Recruitment and Admissions Office will inform partner institutions of the outcome of all non-standard applications for postgraduate courses. Accreditation of Prior Experience and Learning (APL/APEL) The University has procedures in place for the recognition of prior learning and/or experience in lieu of academic credit. In all cases, Course Co ordinators are required to request evidence of the applicant’s prior experience and learning and submit this, along with a written report and recommendation, for consideration by the relevant office. For undergraduate applicants, cases should be submitted initially to the Centre for Lifelong 3 Learning. For postgraduate applicants, cases should be submitted to the Chair of the Board of Graduate Studies via the Student Recruitment and Admissions Office. (b) Other collaborative courses The University’s Academic Registrar’s Office monitors a number of courses which involve collaboration with external partners, but for which admissions are not administered in accordance with the provisions outlined above. In most cases, admissions arrangement for these courses will be as follows: Applications • Applications for places should be made to the University, via the relevant Course Co-ordinator. • A University application form should be used and this will require the provision of references. Entry Requirements and Offers 2. • Candidates will be assessed against the approved entry requirements for the courses and formal offers will be issued by the University. • Where a Department or School is authorised to issue offers on behalf of the University, a copy of the full application (including a declaration of any previous criminal conviction), the offer letter and confirmation that references have been received, must be forwarded to the Studen t Recruitment and Admissions Office immediately after enrolment. ENROLMENT (a) Validated Courses • Although students on validated courses are not technically fully enrolled with the University, they are coded onto the University’s student records system to ensure that enrolments can be monitored effectively. As soon as partner institutions know who is enrolling for a course they should prepare a list of names, addresses and dates of birth and submit this to the Student Recruitment and Admissions Office. Most students will then be asked to enrol online. The University will write to students with details of how to do this. A small number of students (primarily where their course starts at a non -standard time of the academic year) will need to complete hard copy enrolment forms instead. • Please note that the University requires the full name of all students to be enrolled. Abbreviated names are not acceptable as the name on the enrolment form will be used to generate any certificate issued on successful completion of the course. • The partner institution is responsible for distributing hard copy enrolment forms or the instructions for use of the online enrolment form to students and should ask them to either check the pre-printed details or update the online form as appropriate. Hard copy forms must be checked, collected and returned to the Academic Office within six weeks of the start of the course. 4 (b) (c) Franchised Courses • Students on franchised courses are fully enrolled with the University and their details are recorded on the student records system in the same way as those of other University students. • As the University is responsible for making formal offers to these students, each student will either be asked to complete an online enrolment form or hard copy enrolment forms (for students starting at a non-standard time of the year hard copy enrolment forms will be prepared and sent to partner institutions for distribution). It is nevertheless important that the partner institution provides a list of students expected to join a cohort. Enrolment forms can then be batched up and sent to partner institutions for distribution, or instructions provided for students being asked to enrol online. Completed forms should be returned to the Academic Office. • University cards which give access to the University Library and other facilities will be issued once registration forms are completed in full, signed and returned. Other Collaborative Courses • Students on other Warwick courses delivered externally are fully enrolled and must be properly coded onto student records system. • For short courses students must complete enrolment forms prior to starting the course Enrolment forms must be returned to: Course Certificate in Education Enrolment forms to be sent to: Jane Brock, Centre for Lifelong Learning Tara Cosgrove, Centre for Lifelong Learning Academic Office Warwick Diabetes Care Office, Warwick Medical School Diploma in Counselling Foundation Degrees Certificate in Primary Diabetes Care 3. LEVEL 1 AND 2 EXAMINATION BOARDS (a) Validated Courses (including 2+2 degrees) • The University Course Co-ordinator is responsible for ensuring that a Level 1 (or Level 2 for the Diploma in Counselling) Examination Board meets. • For the first-year of Level 1 on 2+2 degrees, the partner College Course Co ordinator is responsible for ensuring a Level 1 Examination Board meets. • Partner organisations should also keep the Academic Office informed of any Level 1 or 2 students who withdraw and/or resume study after a period of withdrawal. Jane Brock should be informed about Certificate in Education and Foundation Degree withdrawals, Tara Cosgrove for withdrawals from a Diploma in Counselling and the Academic Office for withdrawals from 2+2 degrees. 5 • (b) 4. The partner organisation and the University Course Co -ordinator should ensure that the Academic Office receives a pass list from Level 1 and Level 2 Examination Boards they administer. Certificate in Education • As successful completion of the Bridging Course/Preparatory Term is a requirement for onward progression on the Certificate in Education course, an Examination Board should meet to approve this. • A list of those progressing should be provided to the Academic Office as soon as possible after the meeting. EXTENSIONS, TEMPORARY AND PERMANENT WITHDRAWALS These procedures apply to all collaborative provision and should be followed carefully: (a) (b) Temporary Withdrawals • In cases of illnesses or other difficult personal circumstances, the college Course Director may request a suspension of a student's enrolment for a period of up to one year. Temporary withdrawals should only be requested where it is certain that the student will not continue working on the course during the period of time for which the suspension is requested. • To request a tempora ry withdrawal, the Academic Office requires a written case for the temporary withdrawal from the College Course Co-ordinator, supporting documents from the student, and medical notes where appropriate. The Academic Office will forward these documents to the University Course Co ordinator for approval. The Academic Office will communicate the outcome to partner organisations. Temporary withdrawals of more than a year's duration will not normally be considered and requests for an additional suspension if a student's problems persist will be considered only in very exceptional circumstances. • Requests should normally be submitted to the University before a student actually suspends his or her studies. If requests are submitted retrospectively, they will only be considered where there is a clear account of the length of time a student has actually spent working on the course. The University must ensure that students complete their studies within the length of time set down in the Course Regulations. • Where the pe riod of temporary withdrawal is granted on medical grounds, the Academic Office will request medical certification of the student’s fitness to return to the course six weeks prior to their expected return date, and forwarded confidentially for approval of the certification will be considered by the University’s Occupational Health Physician. Extensions • Extensions are only used once a student has completed his or her period of fee paying enrolment. They enable the student to request additional time for a dissertation or coursework to be completed. 6 (c) • Requests for extensions to the length of a course require the College Course Co ordinator to provide a written case, with supporting documents from the student and medical notes where appropriate; the written case to include the reason(s) for the extension, its proposed start and end dates and the amount of work already completed. • Requests should be made as soon as it is clear that a student will not be able to complete on time. Extensions run from the date a course is due to end and will not normally be granted for more than six months. It is not necessary to wait for an Examination Board before submitting extension requests. • Requests will be considered by the University Course Co-ordinator and decisions communicated to partner organisations by the Academic Office. • In the case of the Certificate in Education programmes, extensions (deferrals) will normally be recommended by the Course Tutor for two weeks in the first instance. Tutors should obtain a written case for the deferral with appropriate supporting documents. His or her recommendation should then be put to the University Course Co -ordinator for approval. Deferrals of over two weeks will be granted only in exceptional circumstances and must be approved by the Franchise Group in addition to the University Course Co -ordinator. Withdrawals • If a student decides to withdraw permanently from a course of study the University Course Co-ordinator should inform the Academic Office immediately. • A reason for the withdrawal should be provided and the date when the student left the course. • This information is important because it enables the University to invoice for the correct number of students. It is also vital in cases where students may, exceptionally, wish to resume their studies at a later date. Individual students or members of staff at partner institutions are invited to contact Catherine Hanley in the Academic Office directly (tel: 024 7652 4335) if they wish for further information on temporary withdrawals, extensions or permanent withdrawals. 5. FEES (a) (b) Validated Courses • Fees for validated courses are levied as a one-off block charge for up to 13 students in any one cohort. An additional charge will be made for each student over the number of 13. The University will notify institutions of the fee for the following year at least three months in advance. • The Academic Office will not normally issue an invoice until 3 months after the course has started, to allow numbers to stabilise. Franchised Courses • Fees for all franchised courses are set by the DfES. 7 6. As soon as fees are set, the Academic Office will write to partner colleges with details each year of the payment the University will make for each student. • A first instalment will be paid 3 months after initial registrations to the course have been coded. • Where it is due, a second instalment will be paid 5 months after the initial registration period for the course. • Any enquiries about the fee structure or invoicing arrangements should be made to the Academic Office in the first instance. COMPLETION AND EXAMINATION • The University Course Co-ordinator should ensure that pass lists, including those from Level 1 and 2 Examination Boards, and the minutes of Examination Boards are sent to the Examinations Section of the Academic Office as soon as possible. For the Diploma in Counselling, a copy should be forwarded to Tara Cosgrove and to Jane Brock for the Certificate in Education and Foundation Degrees. • External Examiners' reports will be sent to the Vice -Chancellor’s Office in the first instance and will be forwarded to heads of Validation or Franchise Groups/Heads of Department. Course Co -ordinators are reminded that it is their responsibility to: (a) (b) (c) 7. • Circulate the reports to partner institutions Ensure their discussion at an early Validation or Franchise Group meeting See that any action points are followed through. • External Examiners’ reports will be considered by the University’s Partnerships and Distance Learning Sub-Committee, which will liaise as necessary with University departments and partner institutions over matters arising. • Information for External Examiners is available from the University’s Intranet site at www2.Warwick.ac.uk/services/cap/skills/examiners. GRADUATION AND ISSUE OF CERTIFICATES • Where a course leads to the award of a University degree, the Academic Office will ensure that all students in their final year are invited to the relevant Degree Congregation. Degree Congregations take place at the end of January and in mid-July each year. Certificates are normally issued during degree ceremonies. Any candidate who wishes to graduate in absentia will be sent their degree certificate within four weeks of the relevant ceremony taking place. • Staff from partner institutions who wish to attend Degree Congregation are welcome to do so. Invitations are issued from the Degree Congregation team within the Academic Office and enquiries specifically related to degree ceremonies should be made to that team (tel: 024 765 28102). • There is no award ceremony at the University for Diploma or Certificate courses. Partner institutions and academic departments are at liberty to arrange their own certificate presentation ceremonies. The Degree Congregation team arranges the production of award certificates. The partner institution should let the Degree Congregation team know whether certificates should be issued directly to students or sent to the partner institution for issue. If a presentation ceremony is to take place at the 8 partner institution, the Degree Congregation team should be advised of the date of this ceremony at least two months in advance. 8. COURSE MONITORING AND REVIEW For all collaborative courses, the key role of University staff is to ensure that the academic standards of the course s are, and continue to be, of the highest possible level, and that they justify the award of a University qualification. Since the publication of the Quality Assurance Agency’s Code of Practice for Collaborative Provision (1999), the University has reviewed its guidance notes on course monitoring and review. These documents are available from the Teaching Quality team. They are also available on the University’s Teaching Quality website at www.warwick.ac.uk/go/quality. All courses are normally reviewed by the University on a five year cycle to ensure and enhance quality. Partner institutions are nevertheless expected to pursue robust quality assurance procedures of their own, which are expected to include an Annual Course Review, for which the University requires the submission of a formal Annual Course Review report in the format set out in the University template, also sent to University Course Co ordinators and appropriate college staff annually and available on the Teaching Quality website. The University has developed a ‘statement of expectation’ concerning the operation of Annual Course Review in partner institutions, which is as follows: • The course team convenes to consider qualitative and quantitative data underpinning Annual Review e.g. SSLC feedback; module review; admissions and progression statistics, (see the Information Pack on the Review of Courses of Study, section 7 of the Quality Handbook, October 2003, online at http://www2.warwick.ac.uk/insite/info/quality/courseapproval/). • A representative of the course team completes the Annual Course Review report form for consideration by the rest of the course tea m and signs off the final draft. • The Annual Course Review report is submitted by the course team to the management of the partner institution (copied to the University Course Convenor). • The partner institution management considers the Annual Course Review report and either approves it and forwards it to the University for consideration by the Partnerships and Distance Learning Sub -Committee or pursues issues arising from the report with the course team. If queries are pursued, these should be set out in formal correspondence, and a formal response from the course team should be provided. • The Annual Course Review report (together with associated correspondence where appropriate) is forwarded to the Secretary to the Partnerships and Distance Learning Sub -Committee and copied to the University Course Convenor for information. • The Secretary to the Partnerships and Distance Learning Sub-Committee circulates the Annual Course Review report to PDLSC members for its next meeting (the usual deadline for submission of undergraduate reports is 1 st December and early January for postgraduate reports). • Reports are considered by the PDLSC and either approved or queried with the University Course Convenor and/or the partner institution management as appropriate. 9 Liaison between the University and partner institutions will be conducted through formal correspondence. • The Secretariat to the PDLSC drafts a composite Annual Course Review report covering all collaborative provision following consideration of individual reports by the PDLSC, for scrutiny by the Academic Quality and Standards Committee. Deadlines for the submission of Annual Course Review reports: Undergraduate Annual Course Review reports: 1 December Postgraduate Annual Course Review reports: early January 9. STAFF-STUDENT LIAISON COMMITTEES All partner institutions are expected to establish a Staff-Student Liaison Committee (SSLC) as well as other appropriate mechanisms for student feedback. The Course Co-ordinators or the nominated Academic Convenor of the SSLC is required to complete an Annual Report, which should be approved by the SSLC or student Chair, and submitted to the University’s Teaching Quality team in the Academic Office. Matters of concern will then be passed on to the relevant University Committee. Principles underpinning SSLC arrangements in partner institutions • Staff-Student Liaison Committees constitute an important formal channel through which the views of students on academic matters may be communicated. Discussion should focus on te aching, learning and student support issues. An SSLC should be informed of any major changes to the curriculum and syllabus. The Staff-Student Liaison Committee shall not consider matters relating to individual named member of staff or a student’s personal grievances. • The Chair of the SSLC should be a student representative; the Chair in collaboration with the Academic Convenor is responsible for establishing an agenda for meetings. • SSLCs should meet regularly; ideally no less than four times a year. Dive rgence from this practice should only occur when justification in terms of the structure and delivery of the course may be provided and alternate arrangements for on-going feedback from students are demonstrably in place. • Departments should report back to SSLCs on action being taken as a result of feedback. This includes disseminating information obtained from student feedback, discussing issues raised by the feedback and publicising the action resulting from student feedback. It is important that a positive culture exists in which the department makes explicit its commitment to listening to and responding to students’ views. Students in turn have a responsibility to treat the process seriously and thoughtfully. • The SSLC system constitutes the mechanism for evaluating student feedback and for identifying trends across courses offered by the University. Progress on issues identified throughout the year and in previous years should be summarised in an Annual Report and considered by the appropriate Board/Committee and the University’s SSLC Co-ordinators. Deadlines for SSLC Annual Reports Undergraduate or below graduate level: 13 May 2005 Postgraduate courses: 15 July 2005 10 Forms on which to complete SSLC Annual Reports are available from the SSLC web page at www.warwick.ac.uk/go/quality/sslc. 10. ACADEMIC COMPLAINTS AND APPEALS Students on validated courses who wish to make an academic complaint or academic appeal should be advised to follow the relevant procedure of the validation institution. These procedures form part of the validation agreement between the validated institution and the University. Students on franchised or other collaborative courses who are fully enrolled students of the University who wish to raise an academic appeal will follow the University’s appeals procedure as set out in the appropriate Regulations of the University Calendar, which can be found on the University’s Website. If a student wishes to raise a complaint about academic provision, teaching or learning issues, this should be via the University’s Academic Complaints Procedure (http://www2.warwick.ac.uk/academicoffice/feedback/complain/). The complaint should initially be considered by the Course Co-ordinator in the teaching institution, to be referred to the University if the complaint cannot be resolved at this stage. 11