1. 2. 3. 4. Name of Listed Entity: CREDIT ANALYSIS & RESEARCH LIMITED Scrip Code/Name of Scrip/Class of Security: 534804,CARERATING,EQUITY SHARES Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c) a. if under 31(1)(b) then indicate the report for quarter ending b. if under 31(1)(c) then indicate date of allotment/extinguishment Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: a b c d e QUARTER ENDED MARCH 31, 2016 Particulars Whether the Listed Entity has issued any partly paid up shares Whether the Listed Entity has issued any Convertible Securities or Warrants? Whether the Listed Entity has any shares against which depository receipts are issued? Whether the Listed Entity has any shares in locked-in? Whether any shares held by promoters are pledge or otherwise encumbered? YES* *if the Listed Entity selectes the option 'NO' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. 5 The tabular format for disclosure of holding of specified securities is as follows: NO* NO NO NO NO NO QUARTER ENDED 31.03.2016 Table I - Summary Statement holding of specified securities Cate Category of gory Shareholder No of No of fully Shareh paid up olders equity shares held No No of of Share Part s ly Unde paid- rlying up Depos equi itory ty Recei shar pts es held Total No of Shares Held (VII) = (IV)+(V)+ (VI) Shareho Number of Voting Rights held in lding as each class of securities a % of total no of shares (As a % No of Voting Rights Total of as a % (A+B+C of 2)) (A+B+ C) Class X (I) (II) (A) Promoter & Promoter Group (B) Public (C) Non PromoterNon Public (C1) Shares underlying DRs (C2) Shares held by Employes Trusts Total: (III) (IV) (V) (VI) (VII) Class Total Y (IX) (VIII) 0 0 0 0 0 0.00 47927 29401096 0 0 29401096 0 0 0 0 0 0.00 0 0 0 0 0 0.00 47927 29401096 0 0 29401096 0 (X) (XI) Number of Locked in Shares No. (a) Number of Shares pledged or otherwise encumbered As a No. % of (a) total Shares held (b) (XII) Number of equity shares held in dematerial ized form As a % of total Share s held (b) (XIII) (XIV) 0 0.00 0 0.00 0 0.00 0 29401096 100.00 0 100.00 0 0.00 0 0.00 29401062 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 29401096 100.00 0 100.00 0 0.00 0 0.00 29401062 100.00 29401096 0 Shareholdin g as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) 0.00 100.00 29401096 0 No of Shares Underlyi ng Outstan ding convertti ble securitie s (Includi ng Warrant s) 0 QUARTER ENDED 31.03.2016 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Cate Category & Name of the gory Shareholder (1) (a) (b) (I) Indian Individuals/Hindu undivided Family Central Government/State Government(s) PAN (II) No of No of Shareh fully olders paid up equity shares held (III) (IV) No of Partly paid-up equity shares held (V) No of Shares Underl ying Deposit ory Receipt s (VI) Total No of Shares Held (IV+V+V I) (VII) Sharehold Number of Voting Rights ing as a % held in each class of of total no No of Voting Rights Total of shares as a % (calculate of d as per (A+B+C SCRR, ) 1957 (VIII) As a % of (A+B+C2 (VIII) Class Class Total X Y (IX) No of Shares Underlyin g Outstandi ng convertibl e securities (Including Warrants) (X) Shareholding Number of Number of as a % Locked in Shares Shares assuming full No. As a % of No. As a % conversion of total of convertible Shares total Securities (as held Shares a percentage held of diluted share capital) (VII)+(X) As a % of (A+B+C2) (XI) (XII) (XIII) Numbe r of equity shares held in demat erialize d form (XIV) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) 0 0 0 0 0 0 0 0 0 0 0.00 0.00 0 0 0 0 0 0 0.00 0.00 0 0 0.00 0.00 0 0 0.00 0.00 0 0 0.00 0.00 0 0 (2) (a) Any Other Sub-Total (A)(1) Foreign Individuals (Non-Resident Individuals/Foreign Individuals 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (b) (c) Government Institutions 0 0 0 0 0 0 0 0 0 0 0.00 0.00 0 0 0 0 0 0 0.00 0.00 0 0 0.00 0.00 0 0 0.00 0.00 0 0 0.00 0.00 0 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 0 0 0 0 0 0 0 0 0 0 0.00 0.00 0 0 0 0 0 0 0.00 0.00 0 0 0.00 0.00 0 0 0.00 0.00 0 0 0.00 0.00 0 0 QUARTER ENDED 31.03.2016 Table III - Statement showing shareholding pattern of the Public shareholder Cate Category & Name of gory the Shareholder PAN No of Share holder s No of fully paid up equity shares held No of Partly paidup equity shares held No of Shares Underl ying Depos itory Receip ts Total No of Shares Held (IV+V+VI) Shareh Number of Voting Rights held in each olding class of securities as a % of total no of shares (A+B+C 2) No of Shares Underlyi ng Outstand ing convertti ble securitie Total s as a % (Includin g of (A+B+C Warrant s) ) No of Voting Rights Class X (1) (a) (b) (c) (d) (e) (I) Institutions Mutual Funds DSP BLACKROCK MIP FUND RELIANCE CAPITAL TRUSTEE CO. LTD A/C RELIANCEBANKING FUND FRANKLIN TEMPLETON MUTUAL FUND A/C FRANKLIN INDIATAXSHIELD (II) (III) (IV) (V) (VI) (VII) Class Y Total (VIII) (IX) 54 4 4251915 355367 0 0 0 0 4251915 355367 14.46 1.21 4251915 355367 9 972468 0 0 972468 3.31 972468 AAATT493 1H 4 1436833 0 0 1436833 4.89 1436833 SBI MAGNUM MIDCAP AABTS640 FUND 7Q Venture Capital Funds 1 350000 0 0 350000 1.19 0 0 0 0 0 Alternate Investment Funds Foreign Venture Capital Investors Foreign Portfolio Investors KUWAIT INVESTMENT AAATK385 AUTHORITY FUND 226 8Q 0 0 0 0 0 0 0 98 8976505 1 335000 AAAJD043 0B AAATR009 0B (X) 0 4251915 0 355367 Shareholdi ng as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) (XI) Number of Locked in Shares Number of Shares pledged or otherwise encumbered No. As a % No. of total Shares held Number of equity shares held in demateri alized form As a % of total Shares held (XII) (XIII) (XIV) 14.46 1.21 0 0 14.46 1.21 0 0 0.00 0.00 0 0 0.00 0.00 4251915 355367 972468 3.31 0 3.31 0 0.00 0 0.00 972468 0 1436833 4.89 0 4.89 0 0.00 0 0.00 1436833 350000 0 350000 1.19 0 1.19 0 0.00 0 0.00 350000 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 0 8976505 30.53 8976505 0 8976505 30.53 0 30.53 0 0.00 0 0.00 8976505 0 0 335000 1.14 335000 1.14 0 1.14 0 0.00 0 0.00 335000 0 0 335000 THE WELLINGTON TRUST COMPANY NATIONAL ASSOCIATION FRANKLIN TEMPLETON INVESTMENT FUNDS (f) (g) AAATW14 56C 1 518344 0 0 518344 1.76 518344 AABCT531 0J 1 1753834 0 0 1753834 5.97 1753834 PARVEST EQUITY INDIA AACAP517 2H GOVERNMENT AACCN14 PENSION FUND 54E GLOBAL GOLDMAN SACHS AADCG02 INDIA FUND LIMITED 60C MORGAN STANLEY AAECM80 SICAV (MAURITIUS) 02D LIMITED CLSA GLOBAL AAFCC661 MARKETS PTE. LTD. 7F Financial Institutions/Banks CANARA BANK AAACC610 6G LIFE INSURANCE AAACL058 CORPORATION OF 2H INDIA STATE BANK OF INDIA AAACS857 7K IDBI BANK LTD. AABCI884 2G Insurance Companies 1 564000 0 0 564000 1.92 1 933149 0 0 933149 1 403609 0 0 1 559700 0 1 493978 16 (h) Provident Funds/Pension Funds (i) Any Other Sub Total (B)(1) Central Government/State Government(s)/Preside nt of India Sub Total (B)(2) Non-Institutions i.Individual shareholders holding nominal share capital up to Rs.2 lakhs (2) (3) (a) 518344 1.76 0 1.76 0 0.00 0 0.00 518344 0 1753834 5.97 0 5.97 0 0.00 0 0.00 1753834 564000 0 564000 1.92 0 1.92 0 0.00 0 0.00 564000 3.17 933149 0 933149 3.17 0 3.17 0 0.00 0 0.00 933149 403609 1.37 403609 0 403609 1.37 0 1.37 0 0.00 0 0.00 403609 0 559700 1.90 559700 0 559700 1.90 0 1.90 0 0.00 0 0.00 559700 0 0 493978 1.68 493978 0 493978 1.68 0 1.68 0 0.00 0 0.00 493978 8704656 0 0 8704656 29.61 8704656 0 8704656 29.61 0 29.61 0 0.00 0 0.00 8704656 2 2729765 0 0 2729765 9.28 2729765 0 2729765 9.28 0 9.28 0 0.00 0 0.00 2729765 2 2882136 0 0 2882136 9.80 2882136 0 2882136 9.80 0 9.80 0 0.00 0 0.00 2882136 1 1121847 0 0 1121847 3.82 1121847 0 1121847 3.82 0 3.82 0 0.00 0 0.00 1121847 1 1492097 0 0 1492097 5.07 1492097 0 1492097 5.07 0 5.07 0 0.00 0 0.00 1492097 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 168 21933076 0 0 0 0 0 21933076 0 0 0 21933076 0 0 74.60 0.00 0 0 74.60 0.00 0 0 0.00 0.00 0 0 0.00 21933076 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 2723249 9.26 0 9.26 0.00 0 0.00 2723215 74.60 21933076 0.00 0 0 0 0 0 0 0.00 0 46129 2723249 0 0 2723249 9.26 2723249 0 0 (b) (c) (d) (e) ii.Individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs 9 304249 0 0 304249 1.03 304249 0 304249 1.03 0 1.03 NBFCs Registered with RBI Employee Trusts Overseas Depositories (Holding DRs)(Balancing figure) 8 8110 0 0 8110 0.03 8110 0 8110 0.03 0 0.03 0 0 0 0 0 0 0 0 0 0 0.00 0.00 0 0 0 0 0 0 0.00 0.00 0 0 5 933 4623 213434 0 0 0 0 4623 213434 0.02 0.73 4623 213434 0 0 4623 213434 0.02 0.73 72 2 320243 302500 0 0 0 0 320243 302500 1.09 1.03 320243 302500 0 0 320243 302500 603 3894112 0 0 3894112 13.24 3894112 AAACB337 0K 1 1002615 0 0 1002615 3.41 1002615 HDFC STANDARD LIFE AAACH87 INSURANCE COMPANY 55L LIMITED TATA STEEL LIMITED AAACT280 3M TATA INVESTMENT AAACT412 CORPORATION LTD 0F RUSSELL INVESTMENTS AABCR463 LIMITED 1C 2 417167 0 0 417167 1.42 1 354000 0 0 354000 1 308000 0 0 1 531000 0 ADITYA BIRLA PRIVATE AACTA422 EQUITY TRUST 6E 1 300000 47759 7468020 47927 29401096 Any Other TRUSTS NON RESIDENT INDIANS CLEARING MEMBERS SBI CUSTODIAL SERVICES PVT. LTD. BODIES CORPORATES BAJAJ HOLDINGS AND INVESTMENT LTD Sub Total (B)(3) Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) AAMCS47 27R 0.00 0 0.00 304249 0 0.00 0 0.00 8110 0.00 0.00 0 0 0.00 0.00 0 0 0.00 0.00 0 0 0 0 0.02 0.73 0 0 0.00 0.00 0 0 0.00 0.00 4623 213434 1.09 1.03 0 0 1.09 1.03 0 0 0.00 0.00 0 0 0.00 0.00 320243 302500 0 3894112 13.24 0 13.24 0 0.00 0 0.00 3894112 0 1002615 3.41 0 3.41 0 0.00 0 0.00 1002615 417167 0 417167 1.42 0 1.42 0 0.00 0 0.00 417167 1.20 354000 0 354000 1.20 0 1.20 0 0.00 0 0.00 354000 308000 1.05 308000 0 308000 1.05 0 1.05 0 0.00 0 0.00 308000 0 531000 1.81 531000 0 531000 1.81 0 1.81 0 0.00 0 0.00 531000 0 0 300000 1.02 300000 0 300000 1.02 0 1.02 0 0.00 0 0.00 300000 0 0 0 7468020 25.40 7468020 0 29401096 100.00 29401096 0 7468020 25.40 0 29401096 100.00 0 0 25.40 100.00 0 0 0.00 0.00 0 0 0.00 7467986 0.00 29401062 QUARTER ENDED 31.03.2016 Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Cate Category & Name of gory the Shareholder PAN No of Share holder s No of fully paid up equity shares held No of Partly paid-up equity shares held No of Shares Underl ying Deposi tory Receip ts Total No of Share s Held (IV+V +VI) Share Number of Voting Rights held in holdi each class of securities ng as a% of total no of share s (A+B +C2) No of Voting Rights (1) (2) (I) Custodian/DR Holder (II) (III) (IV) (V) 0 0 Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014) 0 0 0 0 0 0.00 0 0 Total Non-PromoterNon Public Shareholding (C) = (C)(1)+(C)(2) 0 0 0 0 0 0.00 0 0 Shareholding Number of as a % Locked in assuming full Shares conversion of convertible Securities (as a percentage of diluted share capital) Total as a % of (A+B+C) Class X Class Total Y (VI) (VII) (VIII) (IX) 0 0 0.00 0 0 0 0 No of Shares Underlyin g Outstandi ng converttib le securities (Including Warrants) No. (X) (XI) Number of Shares pledged or otherwise encumbered As a % No. of total Shares held Numb er of equity shares held in demat erialize d form As a % of total Share s held 0.00 0 0.00 (XII) 0 0.00 (XIII) (XIV) 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder Total: Name of PAC No of shares Holding% 0 0 Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account No of Shareholders Total: No of shares 0