Page 0 Early Care and Education Provider Survey Executive Summary A Baseline Report of Early Care and Education in Pennsylvania: The 2002 Early Care and Education Provider Survey Executive Summary Report prepared for the Governor’s Task Force on Early Childhood Education September 2002 Written by Wendy A. Etheridge, Robert B. McCall, Christina J. Groark, Kelly E. Mehaffie, and Robert Nelkin University of Pittsburgh Office of Child Development and the Universities Children’s Policy Collaborative (UCPC) Universities Children’s Policy Collaborative is dedicated to contributing to the health and welfare of children, youth, and families by providing nonpartisan information on public policy issues. Pennsylvania State University Prevention Research Center College of Health and Human Development Mark T. Greenberg, Director Temple University Center for Public Policy College of Liberal Arts Anne B. Shlay, Director University of Pittsburgh Office of Child Development University Center for Social and Urban Research Christina J. Groark and Robert B. McCall, Co-Directors Page 1 Early Care and Education Provider Survey Executive Summary A BASELINE REPORT OF EARLY CARE AND EDUCATION IN PENNSYLVANIA: THE 2002 EARLY CARE AND EDUCATION PROVIDER SURVEY Executive Summary Report prepared for the Governor’s Task Force on Early Childhood Education1 September 2002 by Wendy A. Etheridge, Robert B. McCall, Christina J. Groark, Kelly E. Mehaffie and Robert Nelkin University of Pittsburgh Office of Child Development and the Universities Children’s Policy Collaborative (UCPC) INTRODUCTION The first five years of a child’s life is a period of incredible cognitive, emotional and social growth. Experiences during these early years can set children on pathways that have lifelong emotional, social and academic consequences. How can we invest in our children’s early development to ensure subsequent academic, social and emotional success? This question has attracted widespread attention from Pennsylvania policy makers. Their goal: to develop a system of early care and education that will meet family’s needs today and help prepare a sophisticated, educated workforce of the future. 1 This survey was developed, in alphabetical order, by Wendy Etheridge, Anne Farber, Christina Groark, Robert McCall, Kelly Mehaffie, and Robert Nelkin. The authors thank numerous experts who were consulted during the survey development process including Joan Benso, Linda Ehrlich, Louise Kaczmarek, Emie Tittnich, the Governor’s Policy Office, the Secretaries of State, the UCPC team, and other members of the Governor’s Early Childhood Task Force for their input. Thanks are also extended to the University Center for Social and Urban Research (UCSUR) Survey Research Department for their assistance in data collection and analysis. Early Care and Education Provider Survey Executive Summary Page 2 Toward this goal, Pennsylvania’s Governor Mark Schweiker signed Executive Order 2002-2 on April 17, 2002 to create the Early Childhood Care and Education Task Force. As part of the work accompanying the task force, the Governor commissioned a series of primary research efforts to be carried out by three major Pennsylvania Universities (Penn State University, University of Pittsburgh, and Temple University) that have joined together to form the Universities Children’s Policy Collaborative (UCPC). As part of this collaborative effort and under commission from the Governor’s Office, the University of Pittsburgh initiated the 2002 Early Care and Education Provider Survey, designed to collect information from 637 child care centers, Head Start centers, preschools and nursery schools, group home child care providers, family home child care providers, and legally unregulated home providers (categories defined according to State regulations2) regarding child care and early education. This executive summary encapsulates the findings from the larger report on the survey and highlights the policy recommendations that stem from these findings. This executive summary is one of a series that summarizes reports from UCPC. The other reports include Benchmarking Early Care and Education in Pennsylvania: The 2002 Family Survey, The State of Early Care and Education in Pennsylvania: The 2002 Higher Education Survey, and From Science to Policy: Research on Issues, Programs and Policies in Early Care and Education. 2 The Department of Education and DPW identify five categories of providers. Preschools/nursery schools are registered with the Department of Education and meet their regulation requirements. Child care centers serve 13 or more children. Group home providers serve between 7 – 12 unrelated children. Family home providers serve 4 – 6 unrelated children. Legally unregulated providers serve between 1 – 3 unrelated children. Early Care and Education Provider Survey Executive Summary Page 3 RESEARCH QUESTIONS GUIDING THE 2002 PENNSYLVANIA EARLY CARE AND EDUCATION PROVIDER SURVEY The 2002 Pennsylvania Early Care and Education Provider Survey was designed to provide answers to a number of important questions: • Do the types of early care and education providers differ geographically across the state? • What is the quality and the full fees charged for these services, according to providers? • What are the characteristics of these programs (e.g., accreditation status, location, administrative oversight, etc.)? • What are the characteristics (e.g., racial background, educational level, experience) of the staff in these programs, and do the characteristics differ by the type of program? • What are the training needs of these programs? • What are some of the challenges that these programs face in meeting operating expenses, hiring staff, and retaining staff? • What types of children and families are served, and are the programs adequately supported to be able to serve all children, including children with special needs? • What are the types of programs that are provided to participants, and do these vary by the type of program? DESIGN AND METHODS The researchers obtained exhaustive lists of all the registered providers in the Commonwealth from the registration databases of the Department of Education, the Department of Public Welfare (DPW), the Pennsylvania Head Start Association, and the Keystone University Research Corporation. The goal was to obtain interviews from 600 representative provider sites (stratified by the six categories of providers and stratified by three categories of the population Early Care and Education Provider Survey Executive Summary Page 4 density of the county in which the site was located). Data collection began May 28, 2002 and ended July 17, 2002. Due to the low initial contact rates for certain types of providers, the original data collection scheme had to be revised to maintain a representative sample. Response rates ranged from 3.3% of legally unregulated homes to 32.2% of group homes; however, this calculation included all attempts to contact sites regardless of whether a successful contact was made. Refusal rates were low across all types of providers, ranging from 13.5% of preschools to only 2.0% of Head Start sites. For the purposes of this study, we classified child care centers, Head Start, and preschools as “center-based” types of providers and group homes, family homes, and legally unregulated providers as “home-based” types of providers according to the primary type of location in which care is provided. To provide a rough assessment of quality in the sites, the research team developed an index of quality based on structural characteristics of quality programs as defined in research. This Structural Quality Index was measured with 5-16 indices, depending on the type of provider and ages of children served, that reflected the education and training of directors and staff, group size, staff-child ratio, staff turnover, parent involvement, transition practices, planned curriculum, structured assessments, and accreditation. Cut points defining pass/fail on each index were determined by the literature on the relation between each index and the quality of classroom interactions, but the Quality Scale itself does not reflect staff-child interactions, personal and pedagogical dynamics, or social-emotional supports, provided children by caregivers, which will be represented in a later observational study of quality. That is to say, the index of quality used in this report focuses on “structural” quality rather than “process” quality. Page 5 Early Care and Education Provider Survey Executive Summary FINDINGS • Head Start demonstrated the best quality on multiple structural dimensions. Head Start sites had the highest overall structural quality rating, and no Head Start site was rated as low quality (see Figure 1). Head Start staff were the most highly educated and engaged in the most on-going professional development training. Head Start programs also showed high rates of providing the best practices for transitioning children to school, using developmental assessments to measure children’s progress, and encouraging parent involvement. Additionally, Head Start was the best geographically distributed of the center-based types of providers, with over a quarter of sites being located in rural counties. Figure 1: Percentage of Providers of Low, Medium, and High Quality 285 Average 244 Legally Unregulated 108 45 Family Homes 6 2 171 Group Homes 65 26 Preschools 9 27 31 Head Start 0 8 Child Care Centers 13 16 Low Medium High 42 34 0% 13 107 20% 40% 60% 22 80% 100% Number and Percentage of Providers • Most center-based early care and education programs were non-profit entities, and non-profit programs tended to have lower fees for families yet offered higher quality and were more often accredited. Non-Profit sites received higher quality ratings Page 6 Early Care and Education Provider Survey Executive Summary primarily because their directors were more highly educated and both directors and staff obtained more in-service training on an annual basis. • Rural counties lacked access to center-based programs and accredited facilities. The relatively few non-Head Start center-based programs available in rural counties were high quality; however, rural counties had fewer accredited sites, sites managed by religious organizations, or sites serving high-income families. Generally, there was a lack of quality early care and education programs in rural counties because of the greater reliance on home-based forms of care (see Figure 2). Additionally, rural staff earned less than staff in other counties. Figure 2: Percentage of Providers Located in Different Types of Counties Legally Unregulated Family Homes Rural County Group Homes Small City County Metropolitan County Preschools Head Start Child Care Centers 0 20 40 60 Percentage of Providers • High-income families appeared to choose higher quality center programs but lower quality homes. In this sample, fewer center-based sites served predominately highincome families than expected; however, those that did serve high-income families tended to be of high quality, had more highly educated staff, and were accredited. Early Care and Education Provider Survey Executive Summary Page 7 Conversely, home-based sites serving predominately high-income families tended to have staff with lower educational backgrounds and to be of lower quality than were sites serving low- to middle-income families. Thus, it was not clear what criteria higher income families used to choose home-based services for their children, but it did not appear to be based primarily on the educational background of staff. • Center-based early care and education providers tended to be of higher structural quality and charged higher full fees than did home-based programs. Child care centers and preschools charged higher full fees than did home-based care, and full fees were higher for higher quality and accredited programs. To offset the cost of quality, high-quality sites offered more direct financial assistance to families than did low-quality sites. Also, staff tended to earn more in center-based sites than in home-based settings. Interestingly, although center-based staff had more education than home-based providers, both staffs generally had equal amounts of experience working with children. • Center-based programs provided more planned curricular experiences and programs for preschoolers that relate to improved school readiness than did homebased programs. While over 90% of child care centers, Head Start sites, preschools, and group homes reported that they used a written manual, program guide, curriculum, parts of a curriculum, or written lesson plans to plan what they do with preschoolers, only about half of family homes and legally unregulated providers used written sources to plan activities. Moreover, few providers, except for Head Start, worked with public schools regarding transition issues; more center-based providers engaged in these kinds of activities than did home-based providers. Finally, more center-based providers used Page 8 Early Care and Education Provider Survey Executive Summary developmental assessments to measure their participants’ progress than did the homebased providers. • In child care centers and preschools, accreditation related to increased structural quality. Accredited child care centers and preschools scored higher on the Structural Quality Index than sites working toward accreditation and sites that were not accredited (see Figure 3). Figure 3: Structural Quality Index Scores of Child Care Centers and Preschools by Accreditation Status 0.591 0.6146 Preschools Not Accredited 0.8176 Working Toward Accreditation Accredited 0.537 0.5788 0.6791 Child Care Centers 0 0.2 0.4 0.6 0.8 1 Structural Quality Index Score • Although the subsidy rate approached the full-fees charged to parents, full-fee charges and subsidy payments did not meet all expenses associated with operating early childhood care and education programs. Full fee charges accounted for only 69% of the operating budgets for sites, and the other 31% of the budgets came from subsidies and government/private grants (see Figure 4). The subsidy rate approximated full-fees for 10-hour days. Page 9 Early Care and Education Provider Survey Executive Summary Figure 4: Percentage of Budget from Parent Charges, Subsidies/Government Sources, and Private Sources 2.54 Parent Charges 26.68 Subsidies/Government Sources Private Sources 69.08 • When sites had higher fees, they reported less difficulty meeting operating expenses. Sites serving predominately high-income families charged more, paid their staff more, and reported less difficulty making ends meet. More low- to medium-quality sites indicated difficulty making ends meet. Child care centers reported the most difficulty meeting operating expenses. • Salaries were fairly low for all early care and education staff, and benefits were few, particularly in homes. In fact, the biggest issues that sites cited in attracting new staff were low pay for center-based programs and inadequate benefits for home-based programs. • Staff turnover in early care and education programs varied with quality and the income of the families served. While the average turnover was 19%, it neared 33% in low quality sites and 21% in sites serving predominately low-income families (as opposed to an average of 12% in sites serving predominately high-income families). • Center-based staff indicated more training needs, actually received more training, and were more highly connected with the Pennsylvania child care training system Early Care and Education Provider Survey Executive Summary Page 10 than home-based staff; however, most providers reported several barriers to attending and benefiting from training. Over half of center-based providers received training through the Pennsylvania child care training system, and they rated the state training system as the second most helpful source of training for them (behind on-site training). However, over half of all providers indicated that lack of funding and inability to afford training were significant barriers to attending training. Home-based providers generally participated in less in-service training and reported less need for training than center-based staff, and it was not clear who provided training to home-based providers who had reported receiving it. • Sites needed more training in behavior management and working with children with disabilities; however, there were concerns that training was too elementary. On average, 75% of sites indicated that they needed more training in the discipline of children, and in fact, 71% of child care centers and preschools excluded or threatened to exclude a child for aggressive behavior in the past two years. Additionally, over half of sites reported that they sought assistance to deal with aggressive behavior problems. Over 96% of center-based programs and 56% of home-based programs reported caring for a child with disabilities, and 68% of providers said they wanted more training in caring for children with disabilities. However, 63% of providers reported concerns that the training they had received was too elementary, which must be considered when developing training to address their needs. CONCLUSIONS AND RECOMMENDATIONS • To improve quality for low-income children, the Commonwealth should consider expanding Head Start so it and its collaborating organizations can operate full-day, Early Care and Education Provider Survey Executive Summary Page 11 full-year, and for more eligible children. In Pennsylvania, Head Start showed the highest structural quality, has the best educated directors and staff, serves more children with disabilities than other types of programs, is geographically well distributed especially in rural areas, has an established administrative infrastructure, and has national standards and a monitoring system. Yet Head Start is primarily a part-day (3-6 hours per day) part-year (does not operate in the summer) program, and only half of the income- and age-eligible children in Pennsylvania are enrolled. Therefore, in its current configuration, Head Start is insufficient to meet the needs of many low-income families who must be engaged in employment or related activities full-time all year given current federal proposals. • A public information campaign on the nature and importance of quality in early childhood services should be considered as a way to improve quality of and access to early care and education programs. Parents would more likely pick quality if it were available, accessible, and affordable to each family. • Both parents and providers of early childhood services need additional financial support. Early childhood services have always represented an exception to market forces, because they cost too much for parents to pay and they pay too little for providers to earn. The average full-fee for centers and preschools in Pennsylvania is $5,950 for preschoolers, $6,825 for toddlers, and $7,425 for infants a year per child, and the average first-year teacher wage is $17,250. While state subsidies are approximately at these full-fee levels, only 69% of a provider’s budget comes from parent fees, the remainder from subsidies and government/private grants. In fact, a study by the Keystone Research Center (2001) recommended that Pennsylvania phase Early Care and Education Provider Survey Executive Summary Page 12 in a new approach to setting child care subsidies that is based on the actual cost of delivering quality care in each county. Clearly, support is needed for both parents and providers. • Early childhood providers operated by religious organizations that receive government subsidies should be held to the same standards of quality as providers managed by non-religious organizations. The data show that centers operated by religious institutions are no better and sometimes of lower structural quality than those not operated by a religious institution. Religious institutions that receive government subsidies should be expected to provide the same quality of care as other providers. • The quality of family, group home, and legally unregulated care that receives government subsidies should be improved. Family, group homes, and legally unregulated care is approximately 20-25% less expensive than centers and preschools, but they are also lower in quality. Caregivers in homes have the lowest levels of education (88% do not have Bachelors degrees) and training (i.e., more than half of home-based providers profess not to need in-service training). Although parents should be able to choose whomever they wish to care for their young children, the State should require and provide training and financial incentives for homes that receive public subsidies to achieve a reasonable quality of care. • A rating system, such as Keystone Stars, could encourage and recognize quality and financially reward its attainment. The data show that centers and preschools that are accredited by professional organizations (principally NAEYC) are of better structural quality than those seeking but not yet attaining accreditation and those that Early Care and Education Provider Survey Executive Summary Page 13 are not seeking accreditation. Thus, becoming accredited does not simply reward an already high-quality site with a certificate but actually encourages improvement in the quality of that site in the process. This finding supports the rationale for Pennsylvania’s Keystone Stars, which should provide a recognizable “certification” to sites that they can advertise, and reward sites financially according to their level of quality. • In-service training should be made more relevant to providers’ needs and more financially affordable. o Providers report they need training in a variety of topics, especially behavior management (e.g., of aggressive children) and caring for children with disabilities. o Providers need more training on helping children make the transition to school. o In-service training needs to be appropriate and affordable. • Pennsylvania should work toward the National Academy of Science recommendation that every group of children in care should be led by a “teacher” who has a Bachelors degree in early childhood development, care, and education. Currently in Pennsylvania, approximately 78% of center, 61% of Head Start, and 42% of preschool teachers and 82% of home-based staff do not have a Bachelors degree in any field. The general education of the classroom teacher is one of the single strongest correlates of beneficial child outcomes, especially when coupled with specific training in early childhood development, care, and education. The State should consider ways to financially encourage an educated and well-trained Early Care and Education Provider Survey Executive Summary Page 14 staff, both by supporting individuals to obtain such education and by supporting providers to employ them. FUTURE RESEARCH There were important areas regarding early care and education providers that the research team would have liked to explore; however, given the short timeframe of the Task Force research, it was not feasible. Additionally, further questions became apparent after conducting the analyses reflected in this executive summary and in the full report. The following suggestions reflect issues to explore in future research. • Develop and maintain a periodic monitoring system that would document and guide continuous improvements in the varied types of early care and education providers. The data from this survey provided a baseline of the characteristics of early care and education providers in Pennsylvania and could be used to measure the impact of future initiatives and policy decisions and to identify new challenges confronting providers. • Evaluate provider needs and ability to adequately educate and care for young children with disabilities and behavioral health challenges. Compared to findings in a 1989 assessment of providers, far more providers have children with special needs and/or behavioral health challenges in their care. A more thorough examination of the nature of the children’s needs and how providers strive to address these needs is justified. • Examine the relationship between structural quality, as measured in this study, and classroom dynamics, as will be measured in the Penn State Quality Study. It will be important to identify how the structural variables impact classroom dynamics to determine those aspects of quality that can or should be amended by legislative or regulatory changes to improve the overall quality of programs. Early Care and Education Provider Survey Executive Summary • Page 15 Evaluate the use of incentives and their impact on quality and staff turnover. Incentives can be geared to programs to improve quality (e.g., Keystone Stars) or to individuals (e.g., TEACH or loan forgiveness programs). As these methods are used to strengthen early childhood care and education programs, they should be evaluated to measure their effectiveness. • Periodically measure children’s developmental status to identify the impact of participation in different types of early care and education programs and of program changes. Although this study (coupled with the Quality Study to be completed) will provide information about the quality of programs, it is necessary to measure the children’s progress to identify the critical variables associated with quality and how they impact child outcomes. A Baseline Report of Early Care and Education in Pennsylvania: The 2002 Early Care and Education Provider Survey Report prepared for the Governor’s Task Force on Early Childhood Education September 2002 Written by Wendy A. Etheridge, Robert B. McCall, Christina J. Groark, Kelly E. Mehaffie, and Robert Nelkin University of Pittsburgh Office of Child Development and the Universities Children’s Policy Collaborative (UCPC) Universities Children’s Policy Collaborative is dedicated to contributing to the health and welfare of children, youth, and families by providing nonpartisan information on public policy issues. Pennsylvania State University Prevention Research Center College of Health and Human Development Mark T. Greenberg, Director Temple University Center for Public Policy College of Liberal Arts Anne B. Shlay, Director University of Pittsburgh Office of Child Development University Center for Social and Urban Research Christina J. Groark and Robert B. McCall, Co-Directors A BASELINE REPORT OF EARLY CARE AND EDUCATION IN PENNSYLVANIA: THE 2002 EARLY CARE AND EDUCATION PROVIDER SURVEY Report prepared for the Governor’s Task Force on Early Childhood Education September 2002 by Wendy A. Etheridge, Robert B. McCall, Christina J. Groark, Kelly E. Mehaffie, and Robert Nelkin University of Pittsburgh Office of Child Development and the Universities Children’s Policy Collaborative (UCPC) Acknowledgements This survey was developed by Wendy Etheridge, Anne Farber, Christina Groark, Robert McCall, Kelly Mehaffie, and Robert Nelkin. The authors thank numerous experts who were consulted during the survey development process including Joan Benso, Linda Ehrlich, Louise Kaczmarek, Emie Tittnich, the Governor’s Policy Office, the Secretaries of State, and the UCPC team for their input. Thanks are also extended to the University Center for Social and Urban Research (UCSUR) Survey Research Department for their assistance in data collection and analysis. TABLE OF CONTENTS INTRODUCTION......................................................................................................................... 1 RESEARCH QUESTIONS GUIDING THE 2002 PENNSYLVANIA EARLY CARE AND EDUCATION PROVIDER SURVEY ........................................................................................ 2 DESIGN AND METHODS .......................................................................................................... 3 POPULATION ........................................................................................................................... 3 SAMPLING ................................................................................................................................ 4 RESPONSE RATE ..................................................................................................................... 6 SURVEY INSTRUMENT .......................................................................................................... 6 STUDY LIMITATIONS............................................................................................................. 7 FINDINGS ..................................................................................................................................... 8 GENEARL DESCRIPTION OF PROVIDERS .......................................................................... 8 Descriptions of Providers ....................................................................................................... 9 Location of Providers ..................................................................................................... 10 Registration with the Department of Public Welfare or the Department of Education ......................................................................................................................... 11 For Profit vs. Non-profit Status..................................................................................... 11 Religious Affiliation ........................................................................................................ 12 Accreditation ................................................................................................................... 13 Description of Staff ............................................................................................................... 14 Racial/Ethnic Background of Staff ............................................................................... 14 Length of Employment and Turnover .......................................................................... 14 Educational Background of Staff .................................................................................. 15 Wages, Salaries, and Benefits for Staff ......................................................................... 16 Training for Staff ............................................................................................................ 17 Description of Participants................................................................................................... 18 Enrollment ....................................................................................................................... 18 Ages of Children Served................................................................................................. 19 Race .................................................................................................................................. 19 Children Receiving Subsidies......................................................................................... 20 Income of Families Served ............................................................................................. 20 Description of Programs....................................................................................................... 21 Programs for Preschoolers............................................................................................. 21 Programs to Encourage Parent Involvement ............................................................... 22 Services for Children with Disabilities.......................................................................... 22 CHARACTERISTICS OF PROVIDERS THAT RELATE TO POLICY ISSUES .................. 23 Quality................................................................................................................................... 24 Staffing .................................................................................................................................. 33 Training Needs ................................................................................................................ 33 Staff Recruitment and Retention................................................................................... 34 Income of Families Served and Staffing Issues ............................................................ 35 Quality and Staffing Issues ............................................................................................ 35 Cost of Care .......................................................................................................................... 36 Financial Help to Families.............................................................................................. 38 Sites Having Difficulty Making Ends Meet ........................................................................... 39 CONCLUSIONS ......................................................................................................................... 40 RECOMMENDATIONS............................................................................................................ 45 FUTURE RESEARCH............................................................................................................... 49 REFERENCES............................................................................................................................ 51 APPENDIX A – SURVEY INSTRUMENS Center-based Provider Survey……………………………………………………………………1 Home-based Provider Survey……………………………………………………………………17 APPENDIX B - TABLES Early Care and Education Provider Page 1 INTRODUCTION The first five years of a child’s life is a period of incredible cognitive, emotional and social growth. Experiences during these early years can set children on pathways that have lifelong emotional, social and academic consequences. How can we invest in our children’s early development to ensure subsequent academic, social and emotional success? This question has attracted widespread attention from Pennsylvania policy makers. Their goal: to develop a system of early care and education that will meet family’s needs today and help prepare a sophisticated, educated workforce of the future. Toward this goal, Pennsylvania’s Governor Mark Schweiker signed Executive Order 2002-2 on April 17, 2002 to create the Early Childhood Care and Education Task Force. As part of the work accompanying the task force, the Governor commissioned a series of primary research efforts to be carried out by three major Pennsylvania Universities (Penn State University, University of Pittsburgh, and Temple University) that have joined together to form the Universities Children’s Policy Collaborative (UCPC). As part of this collaborative effort and under commission from the Governor’s Office, the University of Pittsburgh initiated the 2002 Early Care and Education Provider Survey, designed to collect information from 637 child care centers, Head Start centers, preschools and nursery schools, group home child care providers, family home child care providers, and legally unregulated home providers (categories defined according to State regulations1) regarding child care and early education. This executive summary encapsulates the findings from the larger 1 The Department of Education and DPW identify five categories of providers. Preschools/nursery schools are registered with the Department of Education and meet their regulation requirements. Child care centers serve 13 or more children. Group home providers serve between 7 – 12 unrelated children. Family home providers serve 4 – 6 unrelated children. Legally unregulated providers serve between 1 – 3 unrelated children. Early Care and Education Provider Page 2 report on the survey and highlights the policy recommendations that stem from these findings. This executive summary is one of a series that summarizes reports from UCPC. The other reports include Benchmarking Early Care and Education in Pennsylvania: The 2002 Family Survey, The State of Early Care and Education in Pennsylvania: The 2002 Higher Education Survey, and From Science to Policy: Research on Issues, Programs and Policies in Early Care and Education. The purpose of the Early Childhood Provider Survey was to develop a baseline of information regarding the types, enrollments, capacities, costs, staffing patterns, staff training needs, and program characteristics of various early childhood providers in the Commonwealth of Pennsylvania. To obtain this information, the University of Pittsburgh Office of Child Development (OCD) conducted telephone interviews with early care and education providers. This report of findings focuses on important policy issues facing the Commonwealth and serves as a baseline to measure the impact of any subsequent policy changes. Additionally, this information can be paired with information from the observational study of quality of Pennsylvania early care and education provider sites being conducted by the Pennsylvania State University, another partner in UCPC, to further inform policy. RESEARCH QUESTIONS GUIDING THE 2002 PENNSYLVANIA EARLY CARE AND EDUCATION PROVIDER SURVEY The 2002 Pennsylvania Early Care and Education Provider Survey was designed to provide answers to a number of important questions: • Do the types of early care and education providers differ geographically across the state? • What is the quality and the fees charged for these services, according to providers? Early Care and Education Provider • Page 3 What are the characteristics of these programs (e.g., accreditation status, location, administrative oversight, etc.)? • What are the characteristics (e.g., racial background, educational level, experience) of the staff in these programs, and do the characteristics differ by the type of program? • What are the training needs of these programs? • What are some of the challenges that these programs face in meeting operating expenses, hiring staff, and retaining staff? • What types of children and families are served, and are the programs adequately supported to be able to serve all children, including children with special needs? What are the types of programs that are provided to participants, and do these vary by the type of program? DESIGN AND METHODS POPULATION Statisticians at the Pennsylvania State University obtained lists of all the registered providers in the Commonwealth from the registration databases of the Department of Education, the Department of Public Welfare (DPW), the Pennsylvania Head Start Association, and the Keystone University Research Corporation. These lists provided names to fill five categories of providers based on Department of Education, DPW, and Head Start registration guidelines, namely child care centers, preschools/nursery schools (preschools), Head Start centers, group child care homes, and family child care homes. To fill the remaining category of providers recognized by DPW (legally unregulated home providers), Pennsylvania State University statisticians obtained lists of individuals who had contacted “The Better Kid Care Project” to obtain information about becoming home care providers. Since legally unregulated providers are Early Care and Education Provider Page 4 not required to be registered with the Commonwealth, researchers determined that this was the best way to identify the potential legally unregulated providers. The final population consisted of 15,220 early care and education sites, including 5,067 potential legally unregulated providers, representing a potentially exhaustive list of licensed and registered facilities within the classifications. SAMPLING UCPC agreed that the unit of analysis would be the provider site, and that the goal was to obtain interviews from 600 representative provider sites. Statisticians at the Pennsylvania State University randomly selected sites to interview based on the distribution of types of providers in the Commonwealth and stratified by metro code (counties comprised of large cities and the most dense population called “Metropolitan,” counties comprised of small cities called “Small Cities,” and “Rural”). To ensure that enough provider types stratified by metro code were obtained, the statisticians developed an elaborate sample replacement strategy whereby an initial sample of 600 was chosen with three to five replacement sites identified for each site to be interviewed if the initial site refused. Data collection began May 28, 2002 and initially was scheduled to end June 28, 2002. Initially, the researchers at the University of Pittsburgh Office of Child Development (OCD) and the University Center for Social and Urban Research (UCSUR) employed the sampling strategy and mailed introductory letters to the first 600 providers to solicit their participation. However, due to the data collection time constraints, introductory letters were mailed to the entire sample of 3300 randomly selected sites (the number of replacements provided for each provider selected in the original sample of 600 varied from 3 to 5) after two weeks using the replacement strategy. UCSUR interviewers then completed interviews with Early Care and Education Provider Page 5 providers that were willing to complete the interviews regardless of whether they were in the initial sample of 600 or in a replacement sample until provider type cells were filled. Although the latter method improved survey completion rates among child care centers, preschools, group home providers, and family home providers, interviewers were still unable to reach sufficient numbers of Head Start sites (because most Head Start sites are closed during the summer) and legally unregulated providers (due to low response rates). Thus, to reach Head Start sites, OCD staff consulted with Kathy Yorkevitz, Director of the Pennsylvania Head Start Association, and she sent an email message on July 1, 2002 requesting the help of the Head Start Education Coordinators across the Commonwealth. This methodology yielded a suitable sample of Head Start sites. To reach more legally unregulated providers, another database of 700 legally unregulated providers was obtained, and introductory letters were mailed on July 1, 2002. Data collection ended on July 17, 2002. Table 1 in Appendix A presents the original population of sites from which the sample was drawn and the final sample of providers that completed interviews.2 Due to deviations from the original sampling procedure necessitated by the condensed timeline for data collection, it is important to note that the final sample obtained does not reflect either the total number of sites or children in Pennsylvania. Instead, it is the total number of sites responding. Although we tried to sample in proportion to the number of sites of each kind in the population, the sample did not come out to be precisely proportional. Additionally, sites of different types serve different numbers of children, so the average for a site is not the average for all children in Pennsylvania. 2 The legally unregulated provider sample initially was 115 providers; however, OCD staff cross-referenced the list with the list of all registered providers and reclassified the sites that were registered to their appropriate categories, leaving a final sample of 66 legally unregulated providers. Early Care and Education Provider Page 6 RESPONSE RATE Of the 4,243 sites we attempted to contact, 15% completed telephone interviews. The completion rate ranged from 3.3% for legally unregulated home providers to 32.2% for group home providers (see Table 2). While this response rate seems low, only 6.8% refused to do the interviews. Further, it was difficult to reach programs during the summer, and contact was not made with 26.7%. Head Start and preschool programs often are not in operation during the summer. Many home care providers take summer vacations, making interview completion difficult during the short data collection time period permitted by the study. Additionally, the names provided for the legally unregulated providers were drawn from a list of individuals who only had inquired about providing home care but who were not necessarily home care providers. Almost two-thirds of the sample of legally unregulated providers derived from these lists were deemed to be ineligible because they did not provide child care in their homes and 35.8% of all types. Nevertheless, the data seem to be reflective of the experiences and services provided by the different kinds of early care and education providers in the Commonwealth of Pennsylvania. SURVEY INSTRUMENT In consultation with early childhood experts, the researchers developed two surveys to administer via the telephone – one for center-based providers (e.g., child care centers, Head Start sites, and preschools) and one for the home-based providers (see Appendix A for copies of the two surveys). The two surveys were as similar as possible except for differences in the nature of their type of service. The researchers designed the surveys to be completed by the directors of center-based sites and by the owners of home-based sites. The surveys then were reviewed and approved by four early care and education provider experts, four Task Force members, and staff within the State Departments of Education, Health, and Public Welfare to ensure the usefulness Early Care and Education Provider Page 7 and appropriateness of the information to be collected. Additionally, to help respondents, OCD developed separate worksheets for center- and home-based providers that the respondents could use to gather information that required research (i.e., the annual operating budget, number of subsidized children enrolled, etc.) prior to completing the telephone interview. These worksheets were mailed with the introductory information regarding participation in the study. Sites that completed interviews were sent a check for $25 as a token of appreciation. STUDY LIMITATIONS As in all research studies, certain limitations exist in this study that are important to remember when drawing conclusions and recommendations from the data. These include the following: • Difficulties identifying legally unregulated providers led to subjects being mistakenly identified as “legally unregulated providers” when they were actually family or group home providers, which made our sample less representative of the number of various types of providers. Initially, we completed interviews with 669 providers but discovered that 32 were incorrectly identified in our database, leaving 637 for analysis. Additionally, Penn State data collectors discovered three more misclassified sites when completing the Observational Study; however, these misclassifications would not change the conclusions at all and would alter the numerical data only slightly. • Head Start sites are not open in the summer. Thus, the data collection procedure had to be amended to permit interviews with the Regional Education Coordinators (rather than Site Directors) who were not in classrooms on a daily basis and who may or may not have reported information according to their perceptions or based on how classrooms should be rather than how they truly are. Thus, Head Start data may or may not be Early Care and Education Provider Page 8 skewed to match national monitoring standards rather than true reflections of their current environments. The Penn State Observational Study will provide an opportunity to match the data collected during this survey with validated measures of quality to determine their correlation. • It is unclear how much respondents relied on their perceptions to answer data questions as opposed to their records. In this survey, we asked questions about operating costs, the educational and ethnic background of staff, and demographic information about participants, and providers may or may not have consulted their records to complete these items. Hence, some of the responses may reflect facts while others may reflect perceptions, particularly for home-based providers who may maintain less complete records of clients. • To develop information on annual and hourly costs, complex calculations were required that would yield different amounts if calculated under other assumptions (e.g., a full day equals 10 hours). For instance, we collected information on full-fee parent charges according to how the providers set their own rates. So, some information was provided as hourly, daily, or monthly figures, but we developed several assumptions to be able to compare hourly costs over all sites. Needless to say, if we changed our assumptions, the final figures would be altered. FINDINGS All tables associated with the findings are presented in Appendix B. GENEARL DESCRIPTION OF PROVIDERS The following section provides a general description of characteristics of the provider sample. It focuses on four characteristics – general description of the site, description of staff, Early Care and Education Provider Page 9 description of the families and children served, and a description of the types of programs provided. For the 269 center-based providers participating in the interviews, center directors or assistant directors provided information for about 83% of the sites (see Table 3). Program coordinators or some other kind of administrative personnel provided information for the remaining 17% of center-based sites. Home provider owners (386) provided the information for all of the home-based sites. Descriptions of Providers Sites were classified into one of six provider types depending upon their classification in the Department of Public Welfare or the Department of Education – Center-based Providers, which included Child Care Centers, Head Start, and Preschools/Nursery Schools; and Homebased Providers, which included Group Day Care Homes, Family Day Care Homes, and Legally Unregulated Providers (see Table 1). Center-based Providers: • Child Care Centers were sites registered with the Department of Public Welfare to serve 13 or more children. • Head Start were sites registered as national Head Start centers. • Preschools/Nursery Schools (Preschools) were sites registered with the Department of Education. Home-based Providers: • Group Day Care Homes (Group Homes) were sites registered with the Department of Public Welfare to serve 7 – 12 children. • Family Day Care Homes (Family Homes) were sites registered with the Department of Public Welfare to serve 4, 5, or 6 children. Early Care and Education Provider • Page 10 Legally Unregulated Home Care Providers (Legally Unregulated) were sites that were not registered and serve 1 – 3 children. Location of Providers Geographic Location. Population density of the county in which a site was located was used to categorize the providers into three location types. Specifically, counties were rated from 0 (most urban) to 9 (least urban). Metropolitan County referred to counties scoring 0 – 1, including counties such as Philadelphia, Allegheny, Montgomery, and Westmoreland. Small City County referred to counties scoring 2 – 5, such as Dauphin, Mercer, and Lancaster. Rural County referred to counties scoring 6 – 9, such as Elk, Greene, and Monroe. Findings included the following (see Table 4): • A disproportionate number, sometimes more than half of child care centers, Head Start sites, and preschools, were located in Metropolitan Counties. • Of the center-based providers, Head Start sites were more evenly distributed throughout the State. Specifically, while 26% of Head Start sites were located in Rural Counties, less than 10% of child care centers or preschools were located in Rural Counties. • The majority of home-based care providers were located in Small City Counties. Institutional/Building Location. In addition to county location, sites were asked to identify in what type of institution their facilities were located, such as in a public school or a religious institution (see Table 5), regardless of who operated the service. • Approximately half of child care centers (52%) and preschools (46%) were located in their own, separate centers. • Head Start sites were distributed among public schools (30%), child care centers (26%), and some other kinds of locations (30%). Early Care and Education Provider Page 11 Registration with the Department of Public Welfare or the Department of Education In Pennsylvania, child care providers register with either the Department of Public Welfare or Department of Education (to achieve recognized status as a “preschool” or “nursery school”). To become licensed, child care providers must comply with State regulations regarding certain health and safety issues, including child:staff ratios and group size. Head Start sites and legally unregulated providers have a special status in Pennsylvania regulations and do not have to be registered with the State to operate their services. Table 6 in the Appendix presents information about registration status. • All child care centers and preschools were registered either with the Department of Public Welfare or the Department of Education. • One group home and eight (3%) family homes are not registered. Over 95% of group and family child care homes were registered with the Department of Public Welfare or the Department of Education. • Interestingly, over 35% of the legally unregulated providers and 30% of the Head Start sites reported that they were registered with one of the State departments. This finding will be validated by information gained during the observational visit portion of the study. For Profit vs. Non-profit Status Early care and education providers can apply for recognition as non-profit organizations under Pennsylvania State law, and considerable numbers of early care and education providers do. By definition, Head Start sites are considered Non-Profit organizations, but virtually all home-based care providers should be considered “Profit,” except in the very rare cases that they Early Care and Education Provider Page 12 are managed by a larger Non-Profit entity. Table 7 presents information about Profit status for the six types of providers. • While the majority of child care centers (55%) and preschools (59%) were Non-Profits, For-Profit child care centers and preschools are a major segment of this type of service (over 40%). • No For-Profit preschools were located in Rural Counties (see Table 8) • Several home-based providers indicated that they had Non-Profit status (9% of group homes, 18% of family homes, and 43% of legally unregulated homes). It was not clear whether the home-based care providers understood that Non-Profit status had to be received by filing with the state; therefore, it is believed that they may have called themselves “Non-Profit” if they felt that they did not earn much “profit” from their day care activities. Religious Affiliation Significant numbers of religious organizations own, operate, or manage early care and education programs (see Table 9). • Only child care centers had significant numbers of sites that were managed by religious organizations (21%). • Interestingly, ten family homes, two group homes, and one legally unregulated provider said that they were affiliated with religious organizations. • Only one child care center that was managed by a religious organization was located in a Rural County (see Table 10). Early Care and Education Provider Page 13 Accreditation Few sites that participated in the telephone interviews were accredited, ranging from 4% of legally unregulated providers to 18% of Head Start sites (see Table 11). Of the center-based providers that were accredited, the vast majority (about 68%) received their accreditation from the National Association for the Education of Young Children (NAEYC) (see Table 12). For home-based providers, the vast majority received their accreditation from some “other” accrediting body (over 66%). Because the responses suggested that several of the types of providers may have misinterpreted the meaning of accreditation, subsequent analyses were limited to only child care centers and preschools, since these groups have greater access to professional information about accreditation. • Half of the accredited child care centers and two-thirds of the accredited preschools were located in Metropolitan Counties (see Table 13). Only one accredited preschool was located in a Rural County. Families living in Metropolitan and Small City Counties have far greater access to accredited child care centers and preschools than families living in Rural Counties. • While almost two-thirds of For-Profit child care centers were not accredited, less than half of Non-Profit child care centers were not accredited (see Table 14). • In preschools, over one-fifth of Non-Profit preschools were accredited while less than one tenth of For-Profit preschools were accredited (see Table 15). • More Non-Profit child care centers and preschools were accredited while more For-Profit centers and schools were not accredited. Early Care and Education Provider • Page 14 Although many centers managed by religious organizations reported that they were working toward becoming accredited, much fewer were actually accredited compared to centers that were not managed by religious organizations (see Table 16). Description of Staff The survey asked interviewees to identify how many staff they have, the race/ethnicity of staff, the number of years employed, educational background, and the wages, salaries, and benefits received by staff. Early care and education workers in Pennsylvania comprised a diverse range of individuals from various racial and educational backgrounds. For center-based providers, responses represented information describing 600 directors or assistant directors, over 2,725 primary classroom staff, and 854 aides. For home-based providers, responses represented information about over 352 owners and 204 home assistants. Racial/Ethnic Background of Staff • Among center-based providers, higher percentages of Directors/Assistant Directors were Caucasian (87.5%) compared to other races than among Primary Classroom Staff (81.6%) and Aides (79.7%) (see Table 17). There was somewhat more diversity among aides. • Approximately 20% of group home care owners were African-American, and almost 30% of the aides in family homes were African-American (see Table 17). Length of Employment and Turnover • Among center-based providers, over 60% of directors had been employed and working with children for over 5 years compared to only 30% of primary classroom staff and 20% of aides (see Table 17). About 37% of aides had been employed for less than a year whereas less than 10% of directors had been employed for less than a year. Early Care and Education Provider • Page 15 Almost two-thirds of group day care home owners had been employed for over five years; however, only a quarter of legally unregulated providers had been employed for over five years (see Table 18). Almost half of assistants in homes had been employed for one to five years. • In center-based providers, average staff turnover rates were fairly low by frequently reported national levels (approximately 30%), ranging from 14% in preschools to 19% in Head Start sites and 20% in child care centers. Educational Background of Staff • The vast majority of center-based sites haf directors with at least a Bachelor’s degree (74% of directors in child care centers, 80% of directors in Head Start sites, and 91% of directors in preschools) (see Table 19). Directors in center-based types of care were far more highly educated than home-based provider owners (see Table 19 and 21). While greater than 80% of child care centers, Head Start sites, and preschools had half or more of their directors with Bachelor’s degrees, less than 20% of group homes, family homes, and legally unregulated providers had half or more of their directors with Bachelor’s Degrees (see Table 21). • Less than a quarter of primary classroom staff in child care centers had Bachelor’s degrees, but over half of primary classroom staff in preschools had Bachelor’s degrees (see Table 20). Within center-based provider types, Head Start sites and preschools had more highly educated primary classroom staff than did child care centers. While over 70% of Head Start and preschool primary classroom staff had Bachelor’s degrees or higher, only 39% of primary classroom staff in child care centers had Bachelor’s degrees or higher (see Table 20). Early Care and Education Provider • Page 16 Within home-based provider types, legally unregulated homes had more highly educated assistants than did group and family homes (see Table 22). While 43% of legally unregulated assistants had a Bachelor’s degree or higher, less than 25% of group and family homes had assistants with a Bachelor’s degree or higher (see Table 22). Additionally, only family homes had staff working with the children who had less than an eighth grade education, and 11% of the family homes had assistants who did not have a high school diploma or GED. Wages, Salaries, and Benefits for Staff Generally, salaries were fairly low for early care and education staff. • While directors of child care centers and preschools earned an average of $23,000 in their first year, Head Start directors reportedly earned almost $35,000 per year in their first year of employment (see Table 23). It is believed that the high salary for the Head Start directors may be due to the fact that the Head Start Regional Education Coordinators who completed interviews may have reported their own salaries rather than the salaries of Head Start site directors. • The average salary for primary classroom staff in center-based programs was about $17,402 per year and $14,127 per year for aides during their first year of employment. • While salaries of home care provider owners varied greatly, they generally were very low, ranging from $4,000 for legally unregulated providers to $14,000 per year on average for group home care providers (see Table 24). It is not clear that all home care provider owners used the same criteria to calculate their yearly salaries. The question to derive this information asked for reports of how much they made using Schedule C of the Early Care and Education Provider Page 17 1040 after expenses or to report how much they paid themselves in salary, and home owners that were less business oriented may not have known how to respond. • While center-based staff received some benefits, very few home-based providers received benefits (see Table 25). Most center-based staff received paid vacation (84%), paid sick leave or personal days (80%), health insurance for self (67%), and child care (64%). In contrast, the only benefit that more than a fourth of home-based care providers received was child care (43%). Less than a tenth of home-based care providers received health insurance for self or retirement benefits. Training for Staff • While over half of the center-based providers had received training from the State’s child care training system, less than a third of home-based providers had received training from this source (see Table 26). • The predominant source of training for center-based providers was on-site training, particularly for Head Start sites (see Table 27). For homes, the predominant source of training was “elsewhere” and not the State training system, on-site, professional conferences or higher education institutions. • More center-based providers (36%) indicated that on-site training was the most helpful source of training, while most home-based providers (27%) indicated that training received via the State child care training system was most helpful to them followed closely by other training opportunities (26%) (see Table 28). • Internet options may be viable to provide training to early care and education providers throughout the State, because over two-thirds of all providers reported having access to the Internet at their sites (see Table 29). Early Care and Education Provider • Page 18 Head Start staff spent the most time in training of all types of providers with all of their staff receiving more than 50 hours of training per year on average (see Table 30). Surprisingly, staff in group and family homes spent more time in training on average than did staff in preschools (see Table 31). • The majority of sites that had more than one staff member helped staff attend training by paying their registration fees; however, this practice was more common in center- than home-based providers (see Table 32). • While the majority of center-based providers (over three-quarters) paid for staff time to attend training, less than half of group homes and a quarter of family homes paid staff for their time to attend training (see Table 33). Description of Participants The providers that completed these interviews served 23,094 children of various racial/ethnic backgrounds and in families of various economic means. Enrollment • Center-based programs were operating at capacity, whereas group and family homes had enrollments at approximately 80% of capacity (see Table 34), and they provide services to children with disabilities and children receiving subsidies (see Table 35). Legally unregulated homes enrolled more children on average than they technically could serve based on capacity. Family homes were least full regarding their enrollment figures as a percentage of their capacity. o Center-based providers were pretty much enrolled to capacity, so increasing center care will require more centers. Early Care and Education Provider Page 19 o Homes were operating at 80% capacity, perhaps because they are caring for their own children to a great degree. o Except for Head Start, all other forms of care were willing to take substantially more children who were on subsidies than they currently enrolled, indicating that subsidy rates were not so low to inhibit providers from taking subsidized children. • Child care centers and preschools had attendance that was approximately 85% of enrollment and 75% of capacity, creating some degree of inefficiency and unused capacity. • Center-based providers had wide differences in the number of children that they served, ranging from as few as 8 in child care centers to 597 at a Head Start site (see Table 36). Ages of Children Served • Virtually all sites served preschoolers (98%), but fewer sites served toddlers and infants (see Table 37). Infants are primarily served in family homes and centers. • The greatest percentage of infants were served in legally unregulated homes (29.3%); the greatest percentage of toddlers were served in family homes (35.3%); and the greatest percentage of preschoolers were served in Head Start (96.2%) (see Table 38). Race • Head Start was the most ethnically diverse care setting for children, having a 41% minority population (see Table 39). • Preschools were the least ethnically diverse care settings for children, having a 15% minority population (see Table 39). Early Care and Education Provider Page 20 Children Receiving Subsidies To conduct these analyses, tertile categories were developed to provide high, middle, and low levels of sites that served subsidized children. At the lowest end, sites serving no children were a category, followed by sites serving 1 – 5 children, and sites serving 6 or more children at the highest end. • Family homes and legally unregulated providers were least likely to serve children with subsidies (see Table 40). • The majority of child care centers, Head Start sites, preschools, and group homes served 6 or more children with subsidies, ranging from 46% of group homes to 86% of Head Start sites (see Table 40). On the other hand, the majority of family homes and legally unregulated providers did not serve any children with subsidies. Income of Families Served Providers were classified as serving low-, middle-, or high-income families based on the percentage of families at their site whom they described as “struggling to make ends meet.” Based on the assumption that the approximate poverty rate in Pennsylvania is 20% and to achieve a high-income distribution of about 25% of the sample, we defined low-income as 51% or more struggling to make ends meet, middle-income as 6 – 50% struggling, and high-income as 0 – 5% struggling to make ends meet. Using these definitions yielded a distribution of 40% lowincome (the inclusion of Head Start families inflated the low-income group), 37% middleincome, and 23% high-income. • Fewer low-income families were served in preschools relative to other types of care. More middle-income families were served in child care centers and preschools, but fewer were served in legally unregulated homes. More high-income families were served in Early Care and Education Provider Page 21 legally unregulated homes (see Table 43), perhaps because legally unregulated providers interpreted the question differently from other groups based upon their limited experience providing day care for only a few families. • No child care centers, preschools, or group homes that predominately served high-income families were located in rural settings (see Table 44). There were more child care centers and preschools that catered to high-income families in urban counties. • Middle-income families seemed more likely to choose For-Profit child care centers and preschools. In For-Profit child care centers and preschools, more families were middleincome status while in Non-Profit centers and schools, fewer families were middleincome (see Table 45). • Centers managed by religious organizations tended to be used by middle-income families more often than low-income families (see Table 46). • While more accredited child care centers served high-income families, more accredited preschools served low-income families (see Table 47). Description of Programs Programs for Preschoolers • Over 90% of child care centers, Head Start sites, preschools, and group homes used a written manual, program guide, curriculum, parts of a curriculum, or written lesson plans to plan what they do with preschoolers (see Table 48). Only 61% of family homes and 49% of legally unregulated homes used written sources to plan activities for preschoolers. • Over 90% of providers taught preschoolers colors and shapes; to hop, skip, and move to music; to play cooperatively; letters; prewriting skills; to count to ten; to cooperate with teachers; to follow directions; to work independently; to recognize feelings (see Table Early Care and Education Provider Page 22 49). Generally, sites reported that they taught many of the necessary skills to help prepare children for school. • All Head Start sites reported that they used developmental assessments to measure progress (see Table 50). Over two-thirds of child care centers and preschools and almost 60% of group homes used developmental assessments. Only a small minority of legally unregulated homes (15%) used assessments. The most commonly used assessments was the Denver Screening Instrument (10%), followed by the Learning Accomplishment Profile (LAP) (6%) and the Early Learning Accomplishment Profile (ELAP) (5%). However, the vast majority indicated that some “other” type of assessment was used (89%). • While Head Start sites reported that they engaged in numerous transition activities to help their participants’ transition to school, most other providers (ranging from only 1/20th of legally unregulated providers to about half of preschools engaged in 4 of 8 possible linkages to schools) did not engage in best practices to promote successful transition to schools (see Table 51). Programs to Encourage Parent Involvement • Over 97% of sites reported that they regularly discussed children’s progress with their parents (see Table 52). Almost half of the providers reported that they asked parents to attend meetings, and over 60% suggested activities to do at home and facilitated parent education activities. Services for Children with Disabilities Early care and education providers that participated in these interviews serve 2,763 children with disabilities. Early Care and Education Provider • Page 23 Over 96% of center-based providers and 56% of home-based providers served at least one child whom they perceived had a disability. • Center-based providers served 588 children with cognitive delays, 560 children with social and emotional delays, 218 children with physical impairments, and 814 children with language delays (see Table 53). • Home-based providers served 105 children with cognitive delays, 146 children with social and emotional delays, 56 children with physical impairments, 185 children with language delays, and 583 children with learning disabilities (see Table 54). • The most commonly mentioned problem for which providers had requested assistance was language and/or speech delays (55%) followed closely by aggressive behavior problems (51%) (see Table 55). • Of the providers that sought and received help to work with children with disabilities, over 95% reported that the services were helpful (see Table 56). • In spite of most services being rated as helpful, over 70% of child care centers and preschools had to exclude or threatened to exclude a child for aggressive behavior in the past two years (see Table 57). CHARACTERISTICS OF PROVIDERS THAT RELATE TO POLICY ISSUES Several pertinent issues related to important policy concerns in Pennsylvania were addressed via questions contained in these surveys. These issues included questions about quality in early care and education sites across the Commonwealth, the impact of accreditation, staffing needs and concerns, and the cost of care. The following sections review the information supplied by survey responses that provide direction about these important issues. Early Care and Education Provider Page 24 Quality The research team developed an index of quality based on characteristics of quality programs as defined in research (Howes, et al., 1995; Iucovish, et al., 2001). The team identified 16 indices of quality that could be assessed based on responses to the survey. For centers that served 3 – 5-year olds, all 16 indices were used to compute the Quality Index value. For centers that did not serve 3 – 5-year-olds, 12 indices were used. For homes that served 3 – 5-year olds, 9 indices were used, and for homes that did not serve 3 – 5-year olds, only 5 indices were used. These indices and the criterion for obtaining “credit” or “passing” that index are given below. The criteria were taken from the literature and were often levels that distinguished between medium and good care as measures by scales of teacher-child dynamics (e.g., ITERS, ECERS; Howes, et al., 1995). 1. Director General Education – half or more directors with a bachelor’s degree or higher. 2. Director’s In-Service Training – directors spend 18 or more hours per year in in-service training. 3. Director Professional Career – director expects to continue in the profession in the long term. 4. Director Supervises Staff – director spends 10 or more hours per week monitoring direct care staff and providing feedback. 5. Staff General Education – 33% or more of teaching staff have college degrees or higher. 6. Staff Specialized Training – 70% of primary teaching staff have CDA or other certificate or college degree or higher. 7. Staff In-Dervice Training – staff spends 18 or more hours in in-service training on average. Early Care and Education Provider Page 25 8. Staff Turnover Rate – less than 30%. 9. Planned Curriculum – provider regularly uses a written manual, program guide, curriculum, parts of a curriculum, or written lesson plans. 10. Teach Specific Skills – provider teaches 10 or more of 13 specific socio-emotional and/or cognitive skills to children in care. 11. Use of Structured Assessments – provider uses a developmental achievement assessment to guide what is taught to children and to measure progress. 12. Accreditation – accredited by national accrediting or professional organization. 13. Parent Involvement – encourages 3 or more of 4 parent involvement activities. 14. Transition to School – regularly promotes 4 or more of 8 linkages with the public schools regarding transition to school. 15. Enrolled Group Size – group sizes smaller than professional and State maximum standards for different ages. 16. Enrolled Child:Staff Ratio – child:staff ratios smaller than professional and State standards. The Quality Index was the percentage of relevant indices that were passed. Thus, categories for low, medium, and high quality were derived based on national research such that 20% were deemed good, 60% mediocre, and 20% poor on the basis of child care centers and preschools only. Cut-off scores were as follows: • Low Quality – Quality Index less than 0.50 (That is, the site passed fewer than half of the relevant indices.) • Medium Quality – Quality Index greater than or equal to 0.50 but less than 0.70 (i.e., the site passed 50% - 69% of indices). Early Care and Education Provider • Page 26 High Quality – Quality Index of 0.70 or higher (i.e., the site passed more than 70% of indices). The Quality Index Score does not reflect social and emotional factors or teacher-child dynamics, but it does reflect variables that can be subject to regulatory actions. That is to say, the index of quality used in this report focuses on “structural” quality rather than “process” quality. Once the Observational Study is completed, the researchers will be able to measure how closely scores on the Quality Index correspond to assessments techniques that have been nationally standardized and validated as measures of quality in early care and education programs. Using a combination of actual Average Quality Index Scores, mean scores on the 16 individual components of the Quality Index Score, and the three quality categories, several findings were noted regarding relations between type of provider and quality of care. • Head Start demonstrated the highest overall structural quality of any type of provider while legally unregulated providers scored the worst (see Table 58). All Head Start sites were of medium- to high-quality with 84% of their sites being rated as high in structural quality (see Table 59). Generally, center-based types of care were of higher structural quality than home-based types of care. Forty-two percent of group homes, 68% of family homes, and 73% of unregulated providers were judged to be of low quality while no Head Start, 16% of preschools, and 21% of child care centers were of low quality. • Rural counties tended to have proportionally more low quality sites (55%) while early childhood providers located in Metropolitan counties had proportionally more high quality sites (see Table 60). This finding seemed to be carried by the greater number of Early Care and Education Provider Page 27 center-based providers located in Metropolitan counties and the greater use of homebased providers in Rural counties. • Directors of Head Start, preschools, and child care centers were more highly educated than group, family, and legally unregulated home providers (see Table 61). • Staff education and training was much better in Head Start and preschools than in child care centers. Only 29% of child care centers reported that one-third or more of their staff had college degrees, and only 19% said staff received 18 or more hours of in-service training per year (see Table 62). • Most providers reported that they used a planned curriculum and taught children specific socio-emotional and cognitive skills; however, few providers, except for Head Start, actually worked with public schools around transition issues (see Table 63). In short, providers may work on skills to help children be ready for school, but they do not gather information to ensure that they are teaching children those skills that will be valued in the public schools. • Findings Relating to Income of Families and Quality: o Low-income families seemed to be served to greater extent than other income groups by high quality programs, primarily due to the use of Head Start programs. Conversely, high-income families were more likely to be served in low quality sites, primarily due to their use of legally unregulated homes (see Table 64). Including Head Start, over 64% of the high quality sites in Pennsylvania served predominately low-income families. Over half of the sites that served highincome families were of low quality. If Head Start sites were not included in the Early Care and Education Provider Page 28 analyses, access to low- vs. high-quality sites was more evenly distributed (see Table 65). o High-income families seemed to select centers, preschools, and homes with more educated and specially trained directors and staff, who exhibited fewer turnovers, than other income groups. Directors apparently did less monitoring of staff and were less likely to use a planned curriculum, but their centers were more likely to be accredited. Specifically, ! In child care centers, no center that served high-income families was of low quality (see Table 66). Centers that served predominately highincome families also had more educated staff, less turnover (Table 59), and were more likely to be accredited (see Table 67). ! In family homes, higher income families tended to choose family home providers that had more education (see Table 67). But, high-income families tended to chose group homes and legally unregulated providers that were less likely to report using a planned curriculum (see Table 59). ! In child care centers, sites serving low income families had more directors that spent 10 or more hours per week supervising their staff (see Table 67). Conversely, sites serving high-income families had more staff that were significantly more educated; thus, directors at these sites may have felt less of a need to closely monitor their staff. o Quality within Center-Based Providers Serving 3 – 5 year-olds. Several findings occurred when looking at relations between quality and the other parameters only within center-based types of care that served 3 – 5-year olds. Early Care and Education Provider ! Page 29 Head Start sites were of significantly higher quality than preschools and child care centers. In fact, no Head Start centers were rated as low quality. ! Not including Head Start, only 5% of sites serving predominately highincome families were of low quality whereas 22% of sites serving middleincome and 24% of sites serving low-income families were of low quality (see Table 68). Generally, quality was higher in centers and preschools serving predominately high-income families than in sites serving middleto low-income families. ! Though few in number, those center-based sites that existed in rural areas were more likely to be of high quality, primarily due to the relatively high number of Head Start sites compared to child care centers and preschools in Rural counties (see Table 69). Of those center-based sites rated as low quality, a greater proportion (26%) were located in Small City counties. Generally, ratings of quality varied across location with those in Rural locations (mean of Quality Index = .6737) being of higher quality than those in Small City counties (mean of Quality Index = .6428) and than those in Metropolitan counties (mean of Quality Index = .5967). However, when analyses were conducted without Head Start, child care centers and preschools in Metropolitan counties were of higher structural quality (mean of Quality Index = .6091) than those in Rural counties (mean of Quality Index = .5941), which were of higher quality than those in Small City counties (mean of Quality Index = .5521). Early Care and Education Provider ! Page 30 Center-based providers managed by religious organizations were slightly lower in quality (mean of Quality Index = .5916 vs. 5678). Less than 10% of high quality child care centers were managed by a religious organization. In particular, centers managed by religious organizations had staff that had lower general education and less often used structured assessments to measure children’s progress. • Quality within Home-Based Providers. There were significant differences in quality when analyzing only across home-based sites that serve children between the ages of 3 – 5 years. o Group homes (mean of Quality Index = .5701) were significantly higher quality than were family homes (.4158) than were legally unregulated providers (.3248). More group homes were of high quality and fewer were of low quality than family homes or legally unregulated (see Table 58). More legally unregulated homes were of low quality; furthermore, of those home-based providers that were rated as high quality (N = 28), only two were legally unregulated providers. o In contrast to center-based forms of care, home-based providers located in Metropolitan counties (mean of Quality Index = .4959) were of significantly higher quality than those located in Small City counties (.4225) and than those located in Rural counties (.3703). Home-based providers in Metropolitan counties were less likely to be rated as low quality; moreover, of those sites that were rated as high quality, more were located in Metropolitan counties and fewer were located in Rural locations (see Table 70). Thus, rural families tended to use Early Care and Education Provider Page 31 home-based types of care more often, and this care was more likely to be of lower quality. o Also in contrast to center-based types of care, home-based providers serving lowincome families (mean of Quality Index = .4637) were of higher quality than those serving middle-income families (mean of Quality Index = .4577) than those serving high-income families (mean of Quality Index = .3793). Differing from the centers, home-based providers serving high-income families tended to be of the lowest quality. • Quality Relating to Profit Status. Quality differed for Non-Profit vs. For-Profit child care centers and preschools (see Table 71). For-Profit status was associated with lower quality, and of those centers and preschools that were rated as high quality, fewer were For-Profit. Overall, quality was significantly higher in Non-Profit centers and preschools (mean Quality Index score = .6208) compared to For-Profit centers and preschools (.5435). More specifically: Child Care Centers o More directors in For-Profit centers were less well educated than directors in Non-Profit child care centers. Of the child care centers in which less than half of their directors had at least a Bachelor’s degrees, more were For-Profit than NonProfit sites. o More For-Profit child care centers had directors that spent less than 18 hours per year in in-service training compared to Non-Profit centers. o In child care centers, more sites that had staff that annually participated in 18 or more hours of in-service training were Non-Profits rather than For-Profit. Early Care and Education Provider Page 32 o For-Profit child care centers were less likely to encourage parent involvement. Preschools o Staff members in For-Profit preschools were less well trained and participated in fewer ongoing professional development opportunities than staff in Non-Profit preschools. Staff members in For-Profit preschools received less specialized training in preparation to work with young children, such as having a CDA, other certificate, or a college degree or higher, than staff in Non-Profit preschools. Additionally, fewer preschool staff members in For-Profit preschools participated in 18 or more hours of in-service training on an annual basis. • Quality Relating to Accreditation Status. Accreditation status significantly related to quality. In both child care centers and preschools, accredited sites were often of higher quality. In fact, almost 90% of the accredited preschools were rated as high quality while no accredited preschools were rated as low quality (see Table 72). Only one accredited center was rated as low quality. Several significant findings also were apparent within the individual components of the Quality Index. o Directors in preschools significantly more often participated in 18 or more hours of in-service training at sites that were accredited or that were working toward accreditation. o In child care centers, staff were significantly more highly educated and more often had received specialized training to prepare them to work with children in accredited sites. Early Care and Education Provider Page 33 o In preschools, more staff at accredited sites participated in 18 or more hours of inservice training on an annual basis than staff in sites working toward accreditation, which in turn were more than staff in not accredited sites. o Parent involvement was one area in which accreditation status for child care centers did not directly relate to quality. Although child care centers that were working toward accreditation provided greater parent involvement activities, accredited sites actually provided fewer involvement activities, looking more similar to non-accredited sites. • Quality Relating to Serving Subsidized Children. While over 60% of high quality sites served 6 or more children with subsidies, less than 20% of low quality sites served 6 or more children with subsidies (see Table 41). Furthermore, about half of the low quality sites did not serve any subsidized children. However, this trend diverged within child care centers in which almost 80% of the low quality centers served 6 or more subsidized children while only 64% of high quality centers served 6 or more subsidized children (see Table 42). Staffing Several issues concerning the needs of staff were indicated during the analysis of the data. These issues focus on training needs and issues that make it challenging to hire staff. Training Needs • On average, center-based providers indicated more training needs than home-based providers (see Table 73). • On average, three-quarters of sites reported that they needed more training in behavior management, or discipline, of children, and 64% wanted training in helping children get Early Care and Education Provider Page 34 along with each other (see Table 73). The next highest training need (68%) was education and care of children with disabilities. • Almost three-quarters of owners of group and family homes had received training in how to run a home-based business (see Table 74). • While 88% of center-based sites reported that they administer medications, not all (71%) had received training to administer medication (see Table 75). In home-based programs, 79% reported that they administered medication, but only 57% had received training to do so. • Over half of sites (on average) indicated that barriers to attending training included training being too elementary (63%), lack of funding for substitutes (56%), and inability to afford training (55%) (see Tables 76, 77, and 78). More center-based providers indicated concerns regarding barriers to attending training than home-based providers. Staff Recruitment and Retention • Staff turnover rates in center-based providers, while lower than national rates overall (often estimated to be approximately 30%), varied by quality and income of families served. The turnover rate was nearly 32% in low quality sites vs. less than 14% in high quality sites (see Table 79). The turnover rate was 21% in sites serving low-income families vs. about 12% in sites serving predominately high-income families. • Half of child care providers indicated that hiring staff is a big challenge due to a lack of qualified people (see Table 80). • Almost two-thirds of child care providers and over half of preschools indicated that hiring staff is a big challenge due to low pay (see Table 81). Early Care and Education Provider • Page 35 Over half of group homes and 64% of family homes indicated that hiring staff is a big challenge due to inadequate benefits (see Table 82). Income of Families Served and Staffing Issues • Although director’s educational background did not vary substantially by income of families served across center-based types of providers, primary classroom staff educational background did vary. While over half of the sites serving predominately high-income families had staff with a Bachelor’s degree or more, less than a third of sites serving middle-income families and approximately a quarter of the sites serving lowincome children had such highly educated staff (see Table 83). • Conversely within home-based providers, sites serving predominately high-income families tended to have slightly lower educational backgrounds than sites serving low- to middle-income families (see Table 84). • All staff in Rural counties tended to earn less than staff in Metropolitan and Small City counties (see Table 85). • Salaries of owners of home-based programs that served predominately high-income families were higher than those that served low- to middle-income families (see Table 86). However, assistants in sites that served predominately high-income families earned the least. Quality and Staffing Issues • Staff in high quality sites were more highly educated than staff at sites of low- to medium-quality (see Tables 87 – 89). Early Care and Education Provider • Page 36 Directors and primary classroom staff in high quality center-based sites tended to be better compensated than those in lower quality sites (see Table 90). However, aides in high-quality sites earned less than their colleagues in low- to medium-quality sites. • Owners and their assistants in low-quality sites earned the least (see Table 91). However, high percentages of owners in high-quality sites earned in the lowest and highest quartiles (45% in the lowest and 40% in the highest), suggesting that some families pay more for quality programs while others pay less than expected (see Table 92). Cost of Care Sites were asked to indicate how much they charge families to attend their programs separately for infants (0 – 18 months), toddlers (18 – 35 months), and preschoolers (3 – 5 years). Providers were asked to indicate “full fees” (i.e., the maximum a parent would pay for full-time attendance) and whether the fees were charged hourly, daily, weekly, or monthly, and then all figures were recalculated to reflect hourly rates (based on the assumption of 10 hour days, 21.75 work days per month, and 50 weeks per year). • Provider Type (see Table 93). The full fees were higher for child care centers and preschools and less for home-based forms of care regardless of child age; however, the trend was not as strong for preschoolers. Families paid more for younger children than older children. The cheapest annual full-fee care for families was for preschoolers in legally unregulated homes at $4,600 per year, and the most expensive full-fee care was for infants in preschools at $7,325 per year. • Income (see Table 94). Sites charged more when they were serving predominately highincome families across all ages; thus, it appears that fees are charged, to an extent, according to what families can afford to pay. Early Care and Education Provider • Page 37 Quality Category (see Table 95). Generally, the full fees were higher for high-quality programs and less for low quality programs; however, sites of medium quality (within categories of service to particular age groups) had the highest full-fees for toddlers and preschoolers in home-based sites and for preschoolers in center-based sites. Among home-based providers, the relation between quality and what families pay was not as strong as it was for child care centers and preschools. The greatest discrepancy between high quality and low quality fees was in center-based sites serving toddlers while the smallest discrepancy was in center-based sites serving infants. Overall, the highest fees were in high-quality center-based programs serving infants at $7,700 per year, and the lowest fees were in low quality home-based programs serving preschoolers at $4,975 per year. • Metro Code (see Table 96). Across all provider types and ages, full fees were higher for providers located in Metropolitan areas and the least for providers located in Rural areas. The cheapest fees were for toddlers and preschoolers in home-based programs in Rural locations at $4,575 per year while the most expensive fees were for infants in centerbased programs located in Metropolitan counties at $8,100 per year. • Profit Status. Overall, For-Profit centers had slightly higher fees than Non-Profit centers (see Table 97). • Religious Affiliation (see Table 98). Child care centers managed by religious organizations had lower full fees than those managed by non-religious organizations. This difference is greatest for preschoolers ($.24 per hour) and least for toddlers ($.06). • Accreditation (see Table 99). In child care centers and preschools, accredited sites had higher fees. Interestingly, sites working toward accreditation had the lowest fees for Early Care and Education Provider Page 38 infants and preschoolers; however, analyses of their reported yearly operating costs revealed that those working toward accreditation cost the most to run (see Table 100. Apparently, sites that were working to become accredited were not, or not yet, passing on their greater costs to parents in the form of higher parent fees. Financial Help to Families Questions were asked to determine if sites offered financial assistance to families either directly or by providing information to them about subsidies. Furthermore, if sites responded that they directly offered financial assistance, they were asked how they offered the assistance – either via sliding fees or scholarships. Although 75% of sites did not directly offer financial help, over 78% reported that they provided information to parents about subsidies. Results included the following: • Center-based providers were more likely to offer direct financial assistance than homebased types of providers (see Table 101). • In centers, sites serving low- to mid-income families offered slightly more direct forms of financial support to families (see Table 102). Interestingly, the trend was reversed within group homes and legally unregulated providers. In both types of providers, slightly more assistance was offered to high-income families (see Table 102). Scholarships tended to dominate the type of assistance offered compared to sliding fees (see Table 103). • High-quality sites were more likely to offer direct financial assistance to families than were low quality sites (see Table 104). While only 13% of low quality sites offered assistance, over half of high quality sites reported that they offered financial assistance to families. Early Care and Education Provider • Page 39 Most providers shared information with parents about subsidies, ranging from a low of 49% of legally unregulated homes sharing information to highs of 94% of Head Start sites and group homes sharing information (see Table 105). • More providers shared information with parents about subsidies if they were serving higher numbers of low-income families (see Table 106). However, group homes serving high-income families also were likely to share information with parents about subsidies. Sites Having Difficulty Making Ends Meet Sites were asked to indicate how difficult it was for them to “make ends meet” financially to keep their services going. Sites could indicate that it was very, somewhat, or not at all difficult. • Provider Type (see Table 107). Child care centers were more likely to say that they were having difficulty making ends meet. Over a third indicated that it was “very” difficult for them, while less than one in five reported that it was “not at all” difficult. On the opposite end of the spectrum, legally unregulated providers reported the least difficulty making ends meet, with 60% reporting that it was “not at all” difficult for them. • Income (see Table 108). Generally, sites were serving high-income families reported the least amount of financial difficulties. While over half of the sites serving high-income families felt that they had no difficulties, a little more than a third of sites serving middle-income families and one quarter of sites serving low-income families reported that they had no difficulties. Moreover, this tendency ran true in virtually all provider types. • Quality Category (Table 109). Of the sites that had a very difficult time making ends meet, over half were of medium quality, and approximately another third were low Early Care and Education Provider Page 40 quality. However, medium and low quality sites were more likely to report that they had no difficulty at all except within preschools. Over 88% of low quality preschools indicated some difficulty making ends meet, which was a higher percentage that reported difficulty compared to medium and high quality preschools. CONCLUSIONS • Head Start demonstrated the best quality on multiple structural dimensions. Head Start sites had the highest overall structural quality rating, and no Head Start site was rated as low quality (see Figure 1). Head Start staff were the most highly educated and engaged in the most on-going professional development training. Head Start programs also showed high rates of providing the best practices for transitioning children to school, using developmental assessments to measure children’s progress, and encouraging parent involvement. Additionally, Head Start was the best geographically distributed of the center-based types of providers, with over a quarter of sites being located in rural counties. Figure 1: Percentage of Providers of Low, Medium, and High Quality Average 285 244 Legally Unregulated 108 45 Family Homes 6 2 171 Group Homes 65 26 Preschools 9 27 31 Head Start 0 8 Child Care Centers 13 16 42 34 0% 13 107 20% 40% 60% 22 80% 100% Number and Percentage of Providers Low Medium High Early Care and Education Provider • Page 41 Most center-based early care and education programs were non-profit entities, and non-profit programs tended to have lower fees for families yet offered higher quality and were more often accredited. Non-Profit sites received higher quality ratings primarily because their directors were more highly educated and both directors and staff obtained more in-service training on an annual basis. • Rural counties lacked access to center-based programs and accredited facilities. The relatively few non-Head Start center-based programs available in rural counties were high quality; however, rural counties had fewer accredited sites, sites managed by religious organizations, or sites serving high-income families. Generally, there was a lack of quality early care and education programs in rural counties because of the greater reliance on home-based forms of care (see Figure 2). Additionally, rural staff earned less than staff in other counties. Figure 2: Percentage of Providers Located in Different Types of Counties Legally Unregulated Family Homes Rural County Group Homes Small City County Metropolitan County Preschools Head Start Child Care Centers 0 20 40 Percentage of Providers 60 Early Care and Education Provider • Page 42 High-income families appeared to choose higher quality center programs but lower quality homes. In this sample, fewer center-based sites served predominately highincome families than expected; however, those that did serve high-income families tended to be of high quality, had more highly educated staff, and were accredited. Conversely, home-based sites serving predominately high-income families tended to have staff with lower educational backgrounds and to be of lower quality than were sites serving low- to middle-income families. Thus, it was not clear what criteria higher income families used to choose home-based services for their children, but it did not appear to be based primarily on the educational background of staff. • Center-based early care and education providers tended to be of higher structural quality and charged higher full fees than did home-based programs. Child care centers and preschools charged higher full fees than did home-based care, and full fees were higher for higher quality and accredited programs. To offset the cost of quality, high-quality sites offered more direct financial assistance to families than did low-quality sites. Also, staff tended to earn more in center-based sites than in home-based settings. Interestingly, although center-based staff had more education than home-based providers, both staffs generally had equal amounts of experience working with children. • Center-based programs provided more planned curricular experiences and programs for preschoolers that relate to improved school readiness than did homebased programs. While over 90% of child care centers, Head Start sites, preschools, and group homes reported that they used a written manual, program guide, curriculum, parts of a curriculum, or written lesson plans to plan what they do with preschoolers, only about half of family homes and legally unregulated providers used written sources to plan Early Care and Education Provider Page 43 activities. Moreover, few providers, except for Head Start, worked with public schools regarding transition issues; more center-based providers engaged in these kinds of activities than did home-based providers. Finally, more center-based providers used developmental assessments to measure their participants’ progress than did the homebased providers. • In child care centers and preschools, accreditation related to increased structural quality. Accredited child care centers and preschools scored higher on the Structural Quality Index than sites working toward accreditation and sites that were not accredited (see Figure 3). Figure 3: Structural Quality Index Scores of Child Care Centers and Preschools by Accreditation Status 0.591 0.6146 Preschools Not Accredited 0.8176 Working Toward Accreditation Accredited 0.537 0.5788 0.6791 Child Care Centers 0 0.2 0.4 0.6 0.8 1 Structural Quality Index Score • Although the subsidy rate approached the full-fees charged to parents, full-fee charges and subsidy payments did not meet all expenses associated with operating early childhood care and education programs. Full fee charges accounted for only 69% of the operating budgets for sites, and the other 31% of the budgets came from subsidies and government/private grants (see Figure 4). The subsidy rate approximated full-fees for 10-hour days. Early Care and Education Provider Page 44 Figure 4: Percentage of Budget from Parent Charges, Subsidies/Government Sources, and Private Sources 2.54 Parent Charges 26.68 Subsidies/Government Sources Private Sources 69.08 • When sites had higher fees, they reported less difficulty meeting operating expenses. Sites serving predominately high-income families charged more, paid their staff more, and reported less difficulty making ends meet. More low- to medium-quality sites indicated difficulty making ends meet. Child care centers reported the most difficulty meeting operating expenses. • Salaries were fairly low for all early care and education staff, and benefits were few, particularly in homes. In fact, the biggest issues that sites cited in attracting new staff were low pay for center-based programs and inadequate benefits for home-based programs. • Staff turnover in early care and education programs varied with quality and the income of the families served. While the average turnover was 19%, it neared 33% in low quality sites and 21% in sites serving predominately low-income families (as opposed to an average of 12% in sites serving predominately high-income families). • Center-based staff indicated more training needs, actually received more training, and were more highly connected with the Pennsylvania child care training system Early Care and Education Provider Page 45 than home-based staff; however, most providers reported several barriers to attending and benefiting from training. Over half of center-based providers received training through the Pennsylvania child care training system, and they rated the state training system as the second most helpful source of training for them (behind on-site training). However, over half of all providers indicated that lack of funding and inability to afford training were significant barriers to attending training. Home-based providers generally participated in less in-service training and reported less need for training than center-based staff, and it was not clear who provided training to home-based providers who had reported receiving it. • Sites needed more training in behavior management and working with children with disabilities; however, there were concerns that training was too elementary. On average, 75% of sites indicated that they needed more training in the discipline of children, and in fact, 71% of child care centers and preschools excluded or threatened to exclude a child for aggressive behavior in the past two years. Additionally, over half of sites reported that they sought assistance to deal with aggressive behavior problems. Over 96% of center-based programs and 56% of home-based programs reported caring for a child with disabilities, and 68% of providers said they wanted more training in caring for children with disabilities. However, 63% of providers reported concerns that the training they had received was too elementary, which must be considered when developing training to address their needs. RECOMMENDATIONS • To improve quality for low-income children, the Commonwealth should consider expanding Head Start so it and its collaborating organizations can operate full-day, Early Care and Education Provider Page 46 full-year, and for more eligible children. In Pennsylvania, Head Start showed the highest structural quality, has the best educated directors and staff, serves more children with disabilities than other types of programs, is geographically well distributed especially in rural areas, has an established administrative infrastructure, and has national standards and a monitoring system. Yet Head Start is primarily a part-day (3-6 hours per day) part-year (does not operate in the summer) program, and only half of the income- and age-eligible children in Pennsylvania are enrolled. Therefore, in its current configuration, Head Start is insufficient to meet the needs of many low-income families who must be engaged in employment or related activities full-time all year given current federal proposals. • A public information campaign on the nature and importance of quality in early childhood services should be considered as a way to improve quality of and access to early care and education programs. Parents would more likely pick quality if it were available, accessible, and affordable to each family. • Both parents and providers of early childhood services need additional financial support. Early childhood services have always represented an exception to market forces, because they cost too much for parents to pay and they pay too little for providers to earn. The average full-fee for centers and preschools in Pennsylvania is $5,950 for preschoolers, $6,825 for toddlers, and $7,425 for infants a year per child, and the average first-year teacher wage is $17,250. While state subsidies are approximately at these full-fee levels, only 69% of a provider’s budget comes from parent fees, the remainder from subsidies and government/private grants. In fact, a study by the Keystone Research Center (2001) recommended that Pennsylvania phase Early Care and Education Provider Page 47 in a new approach to setting child care subsidies that is based on the actual cost of delivering quality care in each county. Clearly, support is needed for both parents and providers. • Early childhood providers operated by religious organizations that receive government subsidies should be held to the same standards of quality as providers managed by non-religious organizations. The data show that centers operated by religious institutions are no better and sometimes of lower structural quality than those not operated by a religious institution. Religious institutions that receive government subsidies should be expected to provide the same quality of care as other providers. • The quality of family, group home, and legally unregulated care that receives government subsidies should be improved. Family, group homes, and legally unregulated care is approximately 20-25% less expensive than centers and preschools, but they are also lower in quality. Caregivers in homes have the lowest levels of education (88% do not have Bachelors degrees) and training (i.e., more than half of home-based providers profess not to need in-service training). Although parents should be able to choose whomever they wish to care for their young children, the State should require and provide training and financial incentives for homes that receive public subsidies to achieve a reasonable quality of care. • A rating system, such as Keystone Stars, could encourage and recognize quality and financially reward its attainment. The data show that centers and preschools that are accredited by professional organizations (principally NAEYC) are of better structural quality than those seeking but not yet attaining accreditation and those that Early Care and Education Provider Page 48 are not seeking accreditation. Thus, becoming accredited does not simply reward an already high-quality site with a certificate but actually encourages improvement in the quality of that site in the process. This finding supports the rationale for Pennsylvania’s Keystone Stars, which should provide a recognizable “certification” to sites that they can advertise, and reward sites financially according to their level of quality. • In-service training should be made more relevant to providers’ needs and more financially affordable. o Providers report they need training in a variety of topics, especially behavior management (e.g., of aggressive children) and caring for children with disabilities. o Providers need more training on helping children make the transition to school. o In-service training needs to be appropriate and affordable. • Pennsylvania should work toward the National Academy of Science recommendation that every group of children in care should be led by a “teacher” who has a Bachelors degree in early childhood development, care, and education. Currently in Pennsylvania, approximately 78% of center, 61% of Head Start, and 42% of preschool teachers and 82% of home-based staff do not have a Bachelors degree in any field. The general education of the classroom teacher is one of the single strongest correlates of beneficial child outcomes, especially when coupled with specific training in early childhood development, care, and education. The State should consider ways to financially encourage an educated and well-trained Early Care and Education Provider Page 49 staff, both by supporting individuals to obtain such education and by supporting providers to employ them. FUTURE RESEARCH There were important areas regarding early care and education providers that the research team would have liked to explore; however, given the short timeframe of the Task Force research, it was not feasible. Additionally, further questions became apparent after conducting the analyses reflected in this executive summary and in the full report. The following suggestions reflect issues to explore in future research. • Develop and maintain a periodic monitoring system that would document and guide continuous improvements in the varied types of early care and education providers. The data from this survey provided a baseline of the characteristics of early care and education providers in Pennsylvania and could be used to measure the impact of future initiatives and policy decisions and to identify new challenges confronting providers. • Evaluate provider needs and ability to adequately educate and care for young children with disabilities and behavioral health challenges. Compared to findings in a 1989 assessment of providers, far more providers have children with special needs and/or behavioral health challenges in their care. A more thorough examination of the nature of the children’s needs and how providers strive to address these needs is justified. • Examine the relationship between structural quality, as measured in this study, and classroom dynamics, as will be measured in the Penn State Quality Study. It will be important to identify how the structural variables impact classroom dynamics to determine those aspects of quality that can or should be amended by legislative or regulatory changes to improve the overall quality of programs. Early Care and Education Provider • Page Evaluate the use of incentives and their impact on quality and staff turnover. Incentives can be geared to programs to improve quality (e.g., Keystone Stars) or to individuals (e.g., TEACH or loan forgiveness programs). As these methods are used to strengthen early childhood care and education programs, they should be evaluated to measure their effectiveness. • Periodically measure children’s developmental status to identify the impact of participation in different types of early care and education programs and of program changes. Although this study (coupled with the Quality Study to be completed) will provide information about the quality of programs, it is necessary to measure the children’s progress to identify the critical variables associated with quality and how they impact child outcomes. 50 Early Care and Education Provider Page REFERENCES Howes, C, Smith, E. & Galinsky, E. (1995). The Florida Child Care Quality Improvement Study: Interim Report. New York: Families and Work Institute. Iucovish, J., Fiene, R., Johnson, J., Koppel, R. & Langan, F. (2001). Professional development and the quality of child care: An assessment of Pennsylvania’s child care training system. Early Education and Care and Reconceptualizing Play, 11, 115 – 168. 51 Center-based Provider Survey Page 1 APPENDIX A – SURVEY INSTRUMENTS Early Childhood Task Force Early Care & Education Provider Survey – Center Care, Preschools, & Head Start Introduction Hello, you should have received a letter from the Governor’s Office last week informing you that University of Pittsburgh specialists would call to ask you to complete a telephone survey to assess needs in early care and education across the state. Specifically, we are asking that you participate in this telephone interview to gather information that would be available to inform state policies. As a way of thanking you for completing this survey, we will send you a $25 check. We want to assure you that, while the surveys ask for identifying information, we don’t intend to release identifying information to anyone for any purpose, except the research team or in the unlikely event they would be subpoenaed. We ask for this information in case we have any questions regarding your responses and need to contact you directly. This interview will take about 30 minutes. Is this a good time to complete it? [IF NOT, SCHEDULE A CALL BACK TIME.] Do you have any questions before we get started? Great, just let me clarify some information about your center. Your name is …, and your center is ….. [CLARIFY THE NAME OF RESPONDENT, TELEPHONE NUMBER, ORGANIZATION, TYPE OF SITE, PROFIT STATUS, AND REGISTRATION STATUS BASED ON SPREADSHEET INFORMATION.] Respondent information Name of respondent: _________________________________________________________ Telephone number:___________________________________________________________ Organization: ______________________________________________________________ Type of Site INTERVIEWER – INDICATE THE TYPE OF SITE BY CHECKING THE APPROPRIATE BOX ! Child Care Center (13 or more children) ! Head Start or Early Head Start ! Preschool/Nursery School Center-based Provider Survey Page 2 1. What is your title? [ASK IN INTRODUCTION] a. Director b. Assistant Director c. Program Coordinator d. Home caregiver e. Other (specify)_______________________________________ 2. Are you a for-profit or a non-profit site? a. Yes (non-profit) b. No (for-profit) 3. Are you registered by the Department of Public Welfare, Department of Education, or both? [INTERVIEWER – INDICATE ALL THAT APPLY] a. PA Department of Public Welfare Certificate of Compliance b. PA Department of Education, including a private academic school license c. No, not registered 4. Where is your facility located, such as in a public or private school, an independent center, a home, or in a religious institution? a. Public school b. Non-public or private school c. Child care center d. Private home e. Church/synagogue or other religious institution f. Other (specify) _________________________________________ 5. Is your site owned, operated, or managed by a religious organization? (This does not include simply occupying or renting space in a religious building.) a. Yes b. No [INTERVIEWER – CODE AS “No, not accredited” and SKIP TO #8 IF UNREGULATED] 6. Is your center accredited by any professional organization, or are you working toward accreditation? a. Yes b. Working toward accreditation c. No, not accredited [SKIP TO #8] 7. If accredited or working toward accreditation – By whom? (INDICATE ALL THAT APPLY) a. National Association for the Education of Young Children (NAEYC) b. National Child Care Association (NCCA) c. Council on Accreditation of Services for Children and Families (COA) Center-based Provider Survey Page 3 d. National Association for Family Child Care (NAFCC) e. Association of Christian Schools International (ACSI) f. Other (specify) ____________________________________ [SKIP TO #9] 8. If not accredited – What are some reasons that you are not accredited? [OPEN ENDED RESPONSE ] ________________________________________________________________________ ________________________________________________________________________ _______________________________________________________________________ The next set of questions focuses on the cost of operating your facility. Please answer to the best of your ability. Funding Characteristics 9. What is your total yearly operating budget for this site? $___________ a. Do you receive donated space or space at a substantially reduced cost that is not included in the figure that you just gave for your operating budget? 1. Yes 2. No 10. What percentage of your operating budget comes from parent charges, from public subsidies or the government, or from private sources such as foundations or corporations? a. From parent charges? _______________% b. From public subsidies or government? _____________% c. From private sources (e.g., foundations or corporations)?_____________% [INTERVIEWER – SKIP TO #14 IF DO NOT COLLECT PARENT CHARGES.] 11. Do you serve [INSERT CATEGORY]? a. Infants (0-17 months) b. Toddlers (18 – 35 months) c. Children ages 3 – 5 years Yes 1 1 1 No 2 2 2 12. What is the full charge (that is, the maximum paid by a parent for one child) for each age group of children you serve? Please specify whether the charge is hourly, part day, full day, weekly, or monthly. [INTERVIEWER –MAKE SURE RESPONDENT INDICATES THE HIGHEST NORMAL FEE PAID BY PARENTS, NOT INCLUDING DISCOUNTS FOR SPECIAL FEES. ONLY COMPLETE ONE Center-based Provider Survey Page 4 FIGURE PER LINE, EXCEPT IF RATE IS DIFFERENT FOR DIFFERENT BILLING PERIODS.] [do you serve these ages and how do they pay] a. For infants (0 – 17 months), what is the charge? b. For toddlers (18 – 35 months), what is the charge? c. For children ages 3 – 5 years, what is the charge? Hourly $_____ Part Day $_______ Full Day $_______ Weekly $_______ Monthly $_______ $_____ $_______ $_______ $_______ $_______ $_____ $_______ $_______ $_______ $_______ 13. Do you offer some kind of sliding fee, scholarship, or other special financial help to low-income families, other than government subsidies, to help them afford your services? a. Yes – If yes - Is it a sliding fee scale based upon family income or a scholarship or other kind of fee reduction? 1. Sliding fee scale based upon family income 2. Scholarships or other fee reductions b. No 14. How many children do you have whose charges are paid for fully or in part by subsidies, government funds, or another agency? Number of children receiving subsidies ________________# 15. What is the maximum number of full time children receiving subsidies that you could enroll? Maximum enrollment of full time subsidized children_________________# 16. Do you provide information to parents about government subsidies for child care? a. Yes b. No 17. How difficult is it for you to make ends meet to keep your center going – very difficult, somewhat difficult, or not at all difficult? a. Very difficult b. Somewhat difficult c. Not at all difficult 18. When did you last increase your charges? a. Month ___ Year___ [BE SURE TO PROBE FOR ESTIMATE OF MONTH AND YEAR] b. New program so N/A c. Never [SKIP TO #20] 19. The last time you raised your charges, what was the average percentage increase? __________% Center-based Provider Survey Page 5 In this section, we would like to obtain information about the characteristics of the staff at your site, including information about the number employed, their length of employment at your facility site, their race, educational background and salary history. The following categories will be used to group the type of staff that you may have: Director/Program Coordinator, Primary Classroom Staff (includes Group and Assistant Group Supervisors or Teachers and Teaching Assistants but not aids), and Aids. [INTERVIEWER NOTE – ONLY READ DEFINITIONS IF THEY ASK FOR CLARIFICATION OF STAFF CATEGORIES—HELP SCREEN] Director/Program Coordinator/Assistant Director – A director is responsible for the general management of the facility, including the following minimum duties: (1) Administering finances, personnel, maintenance, meal planning and preparation and transportation. (2) Administering the facility’s program objectives and activities. (3) Designating a staff person who is responsible for compliance with this chapter in the Director’s absence. (4) Coordinating and planning daily activities with the group supervisors or with the assistant group supervisors in school-age program. (5) Overall program planning. (6) Written evaluation of staff persons on a regular basis, a minimum of one evaluation every 12 months. Primary Classroom Staff includes Group Supervisor/Assistant Group Supervisor/Teacher/Teaching Assistant – A group supervisor is responsible for the following minimum duties: (1) Planning and implementing daily program activities. (2) Coordinating activities of assistant group supervisors and aides. (3) Assisting the director with designated activities. An assistant group supervisor is responsible for the following minimum duties: (1) Assisting in the implementation of daily activities under the guidance of the group supervisor. (2) Coordinating daily activities and supervising aides in the absence of the group supervisor. Aide– An aide is responsible for assisting in the implementation of daily program activities. Staff Characteristics Demographic Information 20. Our first set of questions focuses on demographic information about your staff. [INTERVIEWER – COMPLETE EACH COLUMNS FOR ROWS 1, 2, AND 3 BEFORE GOING TO THE NEXT COLUMN.] a. DIRECTOR/PROGRAM COORDINATORS. (a1, a2, a3) b. PRIMARY CLASSROOM STAFF (b1, b2, b3) c. AIDES (c1, c2, c3) . Center-based Provider Survey Page 6 a Director/Assistant Director/Program Coordinator b Primary Classroom Staff C Aide First of all, how many [INSERT STAFF CATEGORY] do you employ? 1. Employment How many [INSERT STAFF CATEGORY] are on your payroll full-time? How many [INSERT STAFF CATEGORY] are on your payroll part-time? 2. Race/ethnicity - What is the race/ethnicity of the [INSERT STAFF CATEGORY]?) African-American/Black Caucasian/White Asian/Pacific Islander Latino/Hispanic Other (specify) __________________ 3. Length of employment at center How many [INSERT STAFF CATEGORY] have been employed for less than 1 year? How many [INSERT STAFF CATEGORY] have been employed 1 to 5 years? How many [INSERT STAFF CATEGORY] have been employed for more than 5 years? Educational Background 21. In the next question, we’d like to know about the highest level of education attained by your staff. a. What is the HIGHEST level of education attained by the Director/Program Coordinator(s)? b. You mentioned that you have a total of [INSERT NUMBER] Primary Classroom Staff, what is the (are their) highest education level(s) attained? [INTERVIEWER, ENTER APPROPRIATE NUMBERS FOR EACH CELL BASED ON RESPONSE. PROBE IF RESPOND THAT A STAFF PERSON HAS LESS THAN A HIGHSCHOOL DEGREE TO FIND OUT IF IT’S LESS THAN 8TH GRADE.] Less than 8th grade education Less than high school diploma but more than 8th grade education High school diploma or GED Certificate, credential or Associate Degree (including Child Development Associate) Bachelor Degree Master’s, Doctorate, or other advanced degree a. Director/Assistant Director/Program Coordinator b. Primary Classroom Staff, not including Aides [INTERVIEWER NOTE: THIS SHOULD ADD UP TO SAME TOTALS AS IN 20] Center-based Provider Survey Page 7 22. Do any of your Directors or Program Coordinators also function as primary care or teaching staff on a regular basis? a. Yes 1. How many function in this dual capacity? _______ b. No Wage and Salaries 23. Next, we would like to find out about average salaries in the first and fifth years of employment for staff in various positions. a. For Director/Program Coordinator(s), what is the average salary in the first year? In the fifth year? Is that number hourly, monthly, or annual? [a1, a2] b. For Primary Classroom Staff, what is the average salary in the first year? In the fifth year? Is that number hourly, monthly, or annual? [b1, b2] c. For Aides, what is the average salary in the first year? In the fifth year? Is that number hourly, monthly, or annual? [c1, c2] a. Director/Assistant Director/Program Coordinator b. Primary Classroom Staff c. Aides 1. In their first year? 2. In their fifth year? Benefits and Vacation 24. Do full-time staff receive any of the following types of benefits? a. Paid vacation b. Health insurance for self c. Health insurance for family members d. Retirement benefits e. Child care (includes free or reduced care in your facility) f. Paid sick leave/personal days Yes No 1 2 1 2 1 2 1 2 1 2 1 2 25. Do part-time staff receive any benefits? a. If yes – Are they equal to full-time benefits, or are they pro-rated based on the number of hours worked? 1) Equal to benefits received by full-time employees 2) Benefits are pro-rated based on hours worked 3) Other (specify) _________________________________ b. No This next section focuses on training needs and recruiting and retaining staff. Please provide your best assessment of what would be beneficial to prepare and retain staff in early childhood programs. Center-based Provider Survey Page 8 Training and Professional Development 26. Please indicate the average hours per year that a typical staff person at your center spends in in-service workshops or receiving training to enhance their professional skills? a. Director/Assistant Director/Program Coordinator: __________ hours b. Primary Classroom Staff: ___________ hours c. Aide: __________ hours 27. Does your organization pay for training expenses, such as registration fees, for staff to attend training for at least 6 hours? a. Yes, full payment b. Yes, partial payment c. No 28. Does your organization pay staff for at least 6 hours of staff’s time to attend training? a. Yes, at full wages b. Yes, at part wages c. No 29. Has any of your staff have received training from any of the following sources in the past year? [INTERVIEWER—HELP SCREEN= [KURC=Keystone University Research Corporation] [PAEYC=Pittsburgh Association for the Education of Young Children] [DVAEYC=Delaware Valley Association for the Education of Young Children] [PACCA=Pennsylvania Child Care Association] [TEACH=Teacher Education And Compensation Helps] a. From the child care training system (e.g., Pathways (old KURC) or local contractors) b. On-site (e.g., mentoring, consulting, technical assistance) c. At professional conferences (e.g., PAEYC, DVAEYC, PACCA) d. At higher education institutions (e.g., TEACH) e. Any other sources? (specify) _________________ Yes 1 No 2 1 1 2 2 1 1 2 2 [SKIP TO #31 IF DID NOT RECEIVE ANY TRAINING OR IF ONLY RECEIVED ONE TYPE OF TRAINING.] 30. You reported that staff received training at [INSERT RESPONSES WHERE THEY SAID “YES” TO 29]. Of these, which source of training was most useful? a. Child care training system (KURC or local contractors) b. On-site (e.g., mentoring, consulting, technical assistance) c. Professional conferences (e.g., PAEYC, DVAEYC) Center-based Provider Survey Page 9 d. Higher education institutions (e.g., TEACH) e. Other 31. On average, what is your best estimate of how much your organization spends on training and professional development on an annual basis? $__________________ 32. Does your facility have a computer with access to the Internet? a. Yes b. No 33. In which of the following areas do you feel that your staff, new or current, need more training? a. Training areas: Yes No Training areas: a) Health and safety practices 1 2 b) Education and care of infant/toddler ages birth to 34 months 1 2 c) Education and care of children ages 3 – 5 years 1 2 d) Education and care of young children with disabilities 1 2 e) Working with families 1 2 f) Early number skills 1 2 g) Early literacy skills (reading, writing) 1 2 h) Early language skills 1 2 i) Helping children get along with others 1 2 j) Behavior management (e.g., discipline) 1 2 k) Measuring children’s progress 1 2 l) Classroom management/organization of a group of children 1 2 [INTERVIEWER – SKIP TO #34 IF ONLY INDICATE ONE OR TWO TRAINING AREA NEEDS] b. You said that your staff need more training in [INTERVIEWER READ BACK THE AREAS MENTIONED]. Of these, in which two areas is there the greatest need for more training? ! ! ! ! ! ! ! ! ! ! ! ! Health and safety practices Education and care of infant/toddler ages birth to 34 months Education and care of children ages 3 – 5 years Education and care of young children with disabilities Working with families Early number skills Early literacy skills (reading, writing) Early language skills Helping children get along with others Behavior management (e.g., discipline) Measuring children’s progress Classroom management/organization Center-based Provider Survey Page 10 34. Do you feel that Directors and Program Coordinators need more training in program administration (that is addressing the fiscal, business, and personnel issues related to running a center)? a. Yes b. No 35. How often would you say that each of the following are issues for obtaining training for you or your staff: always, sometimes, or never. a) Cannot afford training costs (e.g., registration fees) b) Staff are not paid for the time they spend in training c) Staff are not interested in training beyond the required 6 hours d) Training opportunities are not accessible e) Training is too elementary f) Lack of funding for substitutes to replace those attending training Always an issue Sometimes an issue Never an issue 1 1 2 2 3 3 1 2 3 1 1 2 2 3 3 1 2 3 Recruitment and Retention of Staff 36. Have any regular (whether full-time or part-time) staff members left the center in the last 12 months? a. Yes [INTERVIEWER COMPLETE IN THIS SEQUENCE: a1, a2, b1, b2, c1, c2] 1. How many [INSERT CATEGORY] left in the past year? This number can apply to several people that have left the same position. 2. What was the average time required to fill the vacancies? b. No a. Director/Assistant Director/Program Coordinators ______# b. Primary Classroom Staff ___ # c. Aides ___ # 37. On a scale of “1” – “Not at all a challenge” to “5” – “A big challenge,” please rate how much of a challenge the following issues are when recruiting and retaining staff (including directors and program coordinators)? [LIKERT SCALE 1-5 FOR NOT AT ALL A CHALLENGE TO VERY BIG CHALLENGE] Center-based Provider Survey Page 11 Not at all a challenge a. High competition with other employers b. Lack of availability of qualified people who meet acceptable standards c. My site location is undesirable d. Hours are too long or inconvenient e. Lack of advancement opportunities f. The stress of the job g. Low pay h. Inadequate benefits i. Neutral A big challenge 1 2 3 4 5 1 2 3 4 5 1 1 2 2 3 3 4 4 5 5 1 2 3 4 5 1 1 1 2 2 2 3 3 3 4 4 4 5 5 5 Any other challenges? ____________________________________________________ 38. Do you see yourself continuing in this line of work in the long term, or is this temporary? a. Continue long term b. Temporary In this next section, we would like to get some information about the types of children and families that attend your programs. Participants 39. What percentage of families that you serve is struggling to make ends meet? ____% 40. What is the racial or ethnic breakdown of children in your program? Please provide the actual number of children for each racial or ethnic category. a. African-American/Black ________# b. Caucasian/White ____________# c. Asian/Pacific Islander _________# d. Latino/Hispanic ______________# e. Other (specify)___________ # 41. Assuming every child were full time, we’d like to know about the number enrolled, your capacity to serve, the average attendance, number of staff, and number of rooms or classes for the full time children you serve by age group. a. For infants, ages 0 – 17 months, what’s the number enrolled? Your capacity? The average daily attendance? The number of staff? The number of rooms for infants? Center-based Provider Survey Page 12 b. For toddlers, ages 18 – 35 months, what’s the number enrolled? Your capacity? The average daily attendance? The number of staff? The number of rooms? c. For 3 – 5-year-olds, what’s the number enrolled? Your capacity? The average daily attendance? The number of staff? The number of rooms? [INTERVIEWER HELP SCREEN] [ENROLLMENT=NUMBER OF CHILDREN ON ROSTER] [CAPACITY=MAXIMUM NUMBER OF CHILDREN SITE CAN TAKE] [AVERAGE DAILY ATTENDANCE=ON ANY GIVEN DAY, HOW MANY CHILDREN ARE PRESENT] [# STAFF=NUMBER ASSIGNED TO ROOM] [# ROOMS OR CLASSESS=NUMBER PER AGE GROUP] Enrollment Capacity Average daily attendance # Staff # Rooms or Classes a. Infants (0 - 17 months) b. Toddlers (18 – 35 months) c. Preschoolers (3 – 5 years) *Enter “0” in Enrollment and Capacity if do not serve children these ages. 42. On average, how many hours per week do Directors spend in rooms with the children present monitoring direct care staff and providing feedback to staff based on this monitoring? _____________# hours per week In this section, we are interested in finding out about things you do in your program for children ages 3 through 5 years in your care. [PROGRAM CONTENT – TO BE COMPLETED ONLY BY PROGRAMS FOR 3 – 5 YEAR-OLDS; OTHERWISE, SKIP TO #47] 43. Do you regularly use a written manual, program guide, curriculum, parts of a curriculum, or written lesson plans? a. Yes b. No Center-based Provider Survey Page 13 44. Some programs teach specific skills and others do not. Do you attempt to teach children any of the following skills or behaviors? a. How to separate from parents b. The names of many colors and shapes c. Hop, skip, and move to music d. Play cooperatively with other children e. Recognize many letters of the alphabet f. Prewriting (coloring figures with lines, draw shapes, tracing) g. Count to ten h. Cooperate with teacher i. Follow directions j. Work independently k. Read many words l. Recognize feelings m. Appreciate their culture and other cultures YES NO 1 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 45. Do you use developmental or achievement assessments to guide what you teach the children or to measure progress? a. Yes - What assessment do you use [OPEN-END--CHECK ALL THAT APPLY]? 1. Denver 2. ELAP (Early Learning Accomplishment Profile) 3. LAP (Learning Accomplishment Profile) 4. Bayley Scales of Infant Development 5. Work Sampling System 6. Woodcock Johnson 7. Bracken Basic Concept Scale 8. Other (specify) __________________________________ b. No 46. Do you regularly interact or communicate with the public schools in your area regarding the children at your site? a. Yes – If yes – Do you interact or communicate with the public schools in any of the following ways? a. Talk with public school teachers to teach the social and academic skills Yes No needed to prepare children for school b. Routinely pass on records of our children. Yes No c. Inform the school of children coming to them with special needs Yes No d. Participate in joint training. Yes No e. Coordinate kindergarten registration Yes No f. Hold conferences with school Yes No g. Take preschool children to visit their public schools Yes No h. Help inform parents about kindergarten readiness and expectations Yes No b. No Center-based Provider Survey Parent Involvement in Programs – Page 14 TO BE ASKED OF ALL AGES 47. Some centers involve parents in their programs and others do not. The next group of questions focuses on things you might do to involve parents in your program. a. Do you regularly ask parents to donate snacks or materials for special events? b. Do you regularly ask parents to volunteer (e.g., help at parties or drive for field trips)? c. Do you regularly ask parents to attend parent meetings? d Do you regularly discuss children’s progress with parents? e. Do you regularly provide suggested activities for parents to complete at home that expand on what is being taught during the day? f. Do you regularly provide or connect parents with parent education workshops or activities? Yes No 1 2 1 2 1 1 1 2 2 2 1 2 48. Do you administer medication for children in your center? a. Yes – If yes - Does your staff receive any training on administration of medication? 1. Yes 2. No b. No 49. Have you or any of your staff asked for special assistance from anyone within or outside your site for any of the following problems that children may have? YES NO a. Tantrums, biting 1 2 b. Aggressive behaviors (e.g., toward self, adult, other children) 1 2 c. Withdrawn behaviors (e.g., lack of interaction with others or primarily 1 2 playing alone) d. Wetting or soiling for a toilet-trained child 1 2 e. Crying, clinging or separation issues 1 2 f. Cognitive or Mental delays 1 2 g. Language or speech delays 1 2 h. Physical impairments (vision, hearing, cerebral palsy) 1 2 50. In the last 2 years, have you had to exclude a child for aggressive behaviors or have you had to advise parents to get help for a child with such problems or you would have to exclude the child? a. Yes b. No 51. This question focuses on children who have been diagnosed with special needs. Please indicate the primary category for each child so that children with multiple delays are counted once and only in their primary category. How many children do you serve that primarily have [INSERT CATEGORY]? Center-based Provider Survey a. b. c. d. Page 15 Cognitive/Mental delays ___________# Social/emotional or significant behavior problems ______________# Physical impairments (including vision, hearing, paralysis) __________# Speech/language delays ____________________# 52. Have you ever needed to seek services to help you serve children with special needs or aggressive or withdrawn behaviors? a. Yes [SKIP to #56] b. No 53. Did you try to seek services for those children? a. Yes b. No [SKIP to #56] 54. Did you get the services? a. Yes b. No [SKIP to #56]] 55. Were the services helpful? a. Yes b. No Perceptions Regarding Capacity and Quality in Early Care and Education Programs Finally, we have a couple of questions about general issues in the field and potential policy implications. 56. If state government were to take additional action with respect to early childhood services, what would you advise them to do? List up to three priorities. [OPEN ENDED] _____________________________________________________________________ _____________________________________________________________________ _____________________________________________________________________ 57. If you could borrow at low interest rates funds from the government for your business, would you? a. Yes – If Yes - For what would you primarily use those funds? [OPEN ENDED – INTERVIEWER MUST CODE BASED ON RESPONSE] ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ b. No Center-based Provider Survey Page 16 Thank you for completing this telephone interview with us. Your responses are very helpful to the State. We also want to take this time to let you know that there is a second phase to this project, an observational visit. In about a week, a specialist from Penn State will contact you and will send you an invitation letter and informed consent to obtain your permission for trained observers to visit your site. As a way of thanking you for participating in this second phase of the project, you will be given a “goodie bag” for your site. Although you are free to not participate in the second phase of this project, we do encourage your participation because the observation along with this interview you just completed will help to inform the Governor’s Early Childhood Task Force about what is needed in early childhood care and education in Pennsylvania. Again, thank you for your time today. Home-based Provider Survey Page 17 Early Childhood Task Force Early Care and Education Provider Survey – Family Homes, Group Homes, and Legally Unregulated Homes Introduction Hello, you should have received a letter from the Governor’s Office last week informing you that University of Pittsburgh specialists would call to ask you to complete a telephone survey to assess needs in the early care and education system across the state. Specifically, we are asking that you participate in this telephone interview to gather information to inform state policies. As a way of thanking you for participating, we will send you a $25 check. We want to assure you that, while the surveys ask for identifying information, we don’t intend to release identifying information to anyone for any purpose, except the research team or in the unlikely event they would be subpoenaed. We ask for this information in case we have any questions regarding your responses and need to contact you directly. This interview will take about 30 minutes. Is this a good time to complete it? [IF NOT, SCHEDULE A CALL BACK TIME.] Do you have any questions before we get started? Great, just let me clarify some information about your home. Your name is …, and your telephone number is ….. [CLARIFY THE NAME OF RESPONDENT, TELEPHONE NUMBER, ORGANIZATION, TYPE OF SITE, PROFIT STATUS, AND REGISTRATION STATUS BASED ON SPREADSHEET INFORMATION.] Respondent information Name of respondent: _________________________________________________________ Telephone number:___________________________________________________________ INTERVIEWER – INDICATE THE TYPE OF SITE BY CHECKING THE APPROPRIATE BOX ! Group Child Care Home (7 through 12 children) ! Family Child Care Home (4, 5, or 6 unrelated children) ! Legally Unregulated Relative/neighbor caregiver (3 or fewer children cared for) This first section of the survey focuses on general information about your home and the types of services you offer. Home-based Provider Survey Page 18 Type of Site 58. Are you a for-profit or a non-profit home? a. Yes (non-profit) b. No (for-profit) 59. Are you registered by the Department of Public Welfare, Department of Education, or both? [INTERVIEWER – INDICATE ALL THAT APPLY. IF FAMILY CHILD CARE HOME AND IS REGISTERED BY DPW, THEN CODE AS “A – CERTIFICATE OF REGISTRATION”; IF GROUP CHILD CARE HOME AND REGISTERED BY DPW, THEN CODE AS “B – CERTIFICATE OF COMPLIANCE”] a. PA Department of Public Welfare Certificate of Registration b. PA Department of Public Welfare Certificate of Compliance c. PA Department of Education, including a private academic school license d. Not registered 60. Do you provide services in your private home or do you rent or lease space from a public or private school or a religious institution? a. Public school b. Non-public or private school c. Child care center d. Private home e. Church/synagogue or other religious institution f. Other (specify) _________________________________________ 61. Are you working under the umbrella of a religious organization? (This does not include simply occupying or renting space in a religious building.) a. Yes b. No [INTERVIEWER – CODE AS “No, not accredited” and SKIP TO #7 IF NOT REGISTERED] 62. Is your home accredited by any professional organization, or are you working toward accreditation? a. Yes b. Working toward accreditation c. No, not accredited [SKIP TO #7] 63. If accredited or working toward accreditation – By whom? [CHECK ALL THAT APPLY] a. National Association for the Education of Young Children (NAEYC) b. National Child Care Association (NCCA) c. Council on Accreditation of Services for Children and Families (COA) d. National Association for Family Child Care (NAFCC) Home-based Provider Survey Page 19 e. Association of Christian Schools International (ACSI) f. Other (specify) ____________________________________ [SKIP TO #8] 64. If not accredited – What are some reasons that you are not accredited? [OPEN ENDED RESPONSE] ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ The next set of questions focuses on the cost of operating your facility. Please answer to the best of your ability. Funding Characteristics 65. On a yearly basis, how much do you pay for food, supplies and materials, any assistants that may help you, and any other things you use to provide for children in your care? $___________ 66. How much do you earn from parent charges, from public subsidies or the government, or from private sources such as foundations or corporations on a yearly basis? Is this amount earned weekly, monthly, or yearly? a. From parent charges? ______________$/week/month/year b. From public subsidies or government? _____________$/ week/month/year c. From private sources (e.g., foundations or corporations)?_____________$/ week/month/year [INTERVIEWER – SKIP TO #13 IF DO NOT COLLECT PARENT FEES.] 67. Do you serve [INSERT CATEGORY]? a. Infants (0-17 months) b. Toddlers (18 – 35 months) c. Children ages 3 – 5 years Yes 1 1 1 No 2 2 2 Home-based Provider Survey Page 20 68. What is the full charge (that is, the maximum paid by a parent for one child) for each age group of children you serve? Please specify whether the charge is hourly, part day, full day, weekly, or monthly. [INTERVIEWER –MAKE SURE RESPONDENT INDICATES THE HIGHEST NORMAL FEE PAID BY PARENTS, NOT INCLUDING DISCOUNTS FOR SPECIAL FEES.] a. For infants (0 – 17 months), what is the charge? b. For toddlers (18 – 35 months), what is the charge? c. For children ages 3 – 5 years, what is the charge? Hourly $_____ Part Day $_______ Full Day $_______ Weekly $_______ Monthly $_______ $_____ $_______ $_______ $_______ $_______ $_____ $_______ $_______ $_______ $_______ 69. Do you offer some kind of sliding fee, scholarship, or other special financial help to low-income families, other than government subsidies, to help them afford your services? a. Yes – If yes - Is it a sliding fee scale based upon family income or a scholarship or other kind of fee reduction? 1. Sliding fee scale based upon family income 2. Scholarships or other fee reductions b. No 70. How many children do you have whose charges are paid for fully or in part by subsidies, government funds, or another agency? Number of children receiving subsidies ________________# 71. What is the maximum number of full time children receiving subsidies that you would enroll? Maximum enrollment of full time subsidized children_________________# 72. Do you provide information to parents about government subsidies for child care? a. Yes b. No 73. How difficult is it for you to get the amount of money you need to keep your services going – very difficult, somewhat difficult, or not at all difficult? a. Very difficult b. Somewhat difficult c. Not at all difficult 74. When did you last increase your charges? a. Month ___ Year___ [BE SURE TO PROBE FOR ESTIMATE OF MONTH AND YEAR] b. New program so N/A c. Never [SKIP TO #19] Home-based Provider Survey Page 21 75. The last time you raised your charges, what were the old and new charges? Old charge - $_________ New charge $__________ In this section, we would like to learn about you and any paid assistants you may have, including information about the number of paid assistants you have, how long you’ve provided care in your home for pay, how much experience any assistants may have in providing childcare, and the race, educational background and salary history of you and any paid assistants. Staff Characteristics Demographic Information 76. We’ll start with information about assistants, your race/ethnicity, and how long you’ve worked in the field. a. Do you have any assistants? 1. Yes 1. How many work full-time with you? ________# 2. How many work part-time with you? ________# 2. No b. [RACE AND ETHNICITY QUESTIONS] 1. What is your race/ethnicity? 2. [IF HAVE ANY PAID ASSISTANTS] – What is the race/ethnicity of your paid assistant(s)? [INDICATE THE NUMBER OF ASSISTANTS FOR EACH CATEGORY IF HAVE MORE THAN ONE] 1. You African-American/Black Caucasian/White Asian/Pacific Islander Latino/Hispanic Other (specify) __________________ 2. Assistant(s) ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ c. [LENGTH OF EMPLOYMENT] 1. How long have you been providing care in your home for pay? 2. [IF HAVE ANY PAID ASSISTANTS] – How long has your assistant(s) been working with children? You Less than 1 year 1 to 5 years More than 5 years ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ Assistant(s) Home-based Provider Survey Page 22 Educational Background 77. In the next question, we’d like to know about educational background. a. What is your HIGHEST level of education attained? b. You mentioned that you have a total of [INSERT NUMBER] assistant(s), what is the (are their) highest education level(s) attained? [INTERVIEWER, ENTER APPROPRIATE NUMBERS FOR EACH CELL BASED ON RESPONSE.] Less than 8th grade education Less than high school diploma but more than 8th grade education High school diploma or GED Certificate, credential, or Associates Degree (including Child Development Associate) Bachelor Degree Master’s, Doctorate, or other advanced degree a. You b. Assistant(s) ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ ‫ڤ‬ 78. Have you received education or training in how to run a home-based business? a. Yes b. No Wage and Salaries 79. Next, we would like to find out about average salaries. a. How much did you make (e.g., Schedule C of 1040 after expenses) or pay yourself in salary last year? $_________ last year b. [ONLY ASK IF HAVE ASSISTANTS] What is your assistant(s)’ current salary? Is that hourly, weekly, monthly, or yearly? $_________ per hour/week/month/year [ONLY ASK #23 IF HOME PROVIDER HAS ASSISTANTS AND IS REGISTERED OR LICENSED; OTHERWISE, SKIP TO #24.] 80. Did your assistant’s salary increase last year? a. Yes – If yes - On average, how much did it increase last year – that is, what were the old and new amounts? Is that hourly, weekly, monthly, or yearly? Old salary $____________ per hour/week/month/year to New salary $___________ per hour/week/month/year b. No Home-based Provider Survey Page 23 Benefits and Vacation 81. Have you received any of the following types of benefits? a. Paid vacation b. Health insurance for self c. Health insurance for family members d. Retirement benefits e. Child care (take care of your own children in your home) f. Paid sick leave/personal days Yes No 1 2 1 2 1 2 1 2 1 2 1 2 [IF DON’T HAVE ANY ASSISTANTS, SKIP TO #26] 82. Do your assistants receive any benefits? a. Yes – If yes – Are those benefits equal to or less than yours? 1. Equal to mine 2. Less than mine b. No This next section focuses on training needs and recruiting and retaining staff. Please provide your best assessment of what would be beneficial to prepare and retain staff in early childhood programs. Training and Professional Development 83. On average, how many hours do you (and your assistant(s)) spend in workshops or receiving training to enhance your professional skills? a. Self: __________ hours b. [ONLY ASK IF HAVE ASSISTANTS] Assistants: ___________ hours [SKIP TO #29 IF HAVE NO ASSISTANTS] 84. Do you pay for your assistants to attend training, such as for registration fees, for your assistants to attend training for at least 6 hours? a. Yes, full payment b. Yes, partial payment c. No 85. Do you pay assistants for at least 6 hours of their time to attend training? a. Yes, at full wages b. Yes, at part wages c. No 86. Have you (or your assistant(s)) received training from any of the following sources in the past year? [INTERVIEWER—HELP SCREEN= Home-based Provider Survey Page 24 [KURC=Keystone University Research Corporation] [PAEYC=Pittsburgh Association for the Education of Young Children] [DVAEYC=Delaware Valley Association for the Education of Young Children] [PACCA=Pennsylvania Child Care Association] [PHCCPA = Pennsylvania Home-based Child Care Providers Association] [TEACH=Teacher Education And Compensation Helps] a. From the child care training system (e.g., Pathways (old KURC) or local contractors) b. In your home (e.g., mentoring, consulting, technical assistance) c. At professional conferences (e.g., PAEYC, DVAEYC, PACCA, PHCCPA) d. At higher education institutions (e.g., TEACH) e. Any other sources? (specify) _________________ Yes 1 No 2 1 2 1 2 1 1 2 2 [SKIP TO #31 IF DID NOT RECEIVE ANY TRAINING OR IF ONLY RECEIVED TRAINING FROM ONE SOURCE.] 87. So, you (or your assistant(s)) received training at [INSERT RESPONSES WHERE THEY SAID “YES” TO 32]. Of these, which source of training was most useful? a. Child care training system (KURC or local contractors) b. In my home (e.g., mentoring, consulting, technical assistance) c. Professional conferences (e.g., PAEYC, DVAEYC) d. Higher education institutions (e.g., TEACH) e. Other 88. On average, what is your best estimate of how much you spend on training and professional development on a yearly basis? $________________ per year 89. Do you have a computer with access to the Internet? a. Yes b. No 90. Do you feel that you (or your assistants) need more training in any of the following areas? a. Training areas: Yes No Training areas: a) Health and safety practices 1 2 b) Education and care of infant/toddler ages birth to 34 months 1 2 c) Education and care of children ages 3 – 5 years 1 2 d) Education and care of young children with disabilities 1 2 e) Working with families 1 2 f) Early number skills 1 2 g) Early literacy skills (reading, writing) 1 2 Home-based Provider Survey Page 25 1 1 1 1 1 h) Early language skills i) Helping children get along with others j) Behavior management (e.g., discipline) k) Measuring children’s progress l) Classroom management/organization of a group of children 2 2 2 2 2 [INTERVIEWER – SKIP TO #34 IF ONLY INDICATE ONE OR TWO TRAINING AREA NEEDS] b. You said that you (or your assistants) need more training in [INTERVIEWER READ BACK THE AREAS MENTIONED]. Of these, in which two areas is there the greatest need for more training? ! ! ! ! ! ! ! ! ! ! ! ! Health and safety practices Education and care of infant/toddler ages birth to 34 months Education and care of children ages 3 – 5 years Education and care of young children with disabilities Working with families Early number skills Early literacy skills (reading, writing) Early language skills Helping children get along with others Behavior management (e.g., discipline) Measuring children’s progress Classroom management/organization 91. Do you feel that you need more training in how to run a home-based business? a. Yes b. No 92. How often would you say that each of the following are issues for you (and your assistants) to obtain training: always, sometimes, or never. a) Cannot afford training costs (e.g., registration fees) b) Staff are not paid for the time they spend in training c) Staff are not interested in training beyond the required 6 hours d) Training opportunities are not accessible e) Training is too elementary f) Lack of funding for substitutes to replace those attending training [SKIP TO #38 IF HAVE NO ASSISTANTS] Always an issue Sometimes an issue Never an issue 1 1 2 2 3 3 1 2 3 1 1 2 2 3 3 1 2 3 Home-based Provider Survey Page 26 Recruitment and Retention of Staff 93. How many regular (whether full-time or part-time) assistants have stopped working for you in the last 12 months? This number can apply to several people that have left the same position. ___________# a. If assistants have left – What was the average time required to fill the position? ___________________ 94. On a scale of “1” – “Not at all a challenge” to “5” – “A big challenge,” please rate how much of a challenge the following issues are for you when trying to hire and keep assistants? [LIKERT SCALE 1-5 FOR NOT AT ALL A CHALLENGE TO VERY BIG CHALLENGE] Neutral Not at all a challenge a. High competition with other employers b. Lack of availability of qualified people who meet acceptable standards c. My location is undesirable d. Hours are too long or inconvenient e. Lack of advancement opportunities f. The stress of the job g. Low pay h. Inadequate benefits i. A big challenge 1 2 3 4 5 1 2 3 4 5 1 2 3 4 5 1 2 3 4 5 1 2 3 4 5 1 1 1 2 2 2 3 3 3 4 4 4 5 5 5 Any other challenges? ___________________________________________ 95. Do you see yourself continuing in this line of work in the long term, or is this temporary? a. Continue long term [SKIP TO 40] b. Temporary 96. Why won’t you continue in this line of work? [OPEN ENDED – INTERVIEWER CODE ACCORDING TO RESPONSE] ! Low pay ! Lack of benefits ! Lack of advancement opportunities ! The stress of the job ! Hours are too long/inconvenient ! Too much competition Home-based Provider Survey ! ! ! ! ! Page 27 Wear and tear on my home Want to work outside of my home Want to resume prior career My own child will be in school and not in my home care Other ______________________________________________ In this next section, we would like to get some information about the types of children and families that attend your programs. Participants 97. What percentage of families that you serve is struggling to make ends meet? ____% 98. What is the racial or ethnic background of the children you serve? a. African-American/Black ________# b. Caucasian/White ____________# c. Asian/Pacific Islander _________# d. Latino/Hispanic ______________# e. Other (specify)___________ # 99. Assuming every child were full time, we’d like to know about the number of children enrolled, the average attendance, and number of rooms or classes for the full time children you serve by age group. a. Do you (and/or assistants) have any children that are included in your home? 1. Yes – If yes – What are their ages? ______________________ 2. No b. How many infants, ages 0 – 17 months, do you care for? _____# c. How many toddlers, ages 18 – 35 months, do you care for? _____# d. How many 3 – 5-year-olds, do you care for? _____# e. On a given day, how many children are usually present? _____# f. Do you have a designated room or space in your home only for child care? 1. Yes 2. No In this section, we are interested in finding out about things you do in your program for children ages 3 through 5 in your care. [PROGRAM CONTENT – TO BE COMPLETED ONLY BY PROGRAMS THAT HAVE AT LEAST ONE 3 – 5 YEAR-OLD CHILD; OTHERWISE, SKIP TO #50] 100. Do you regularly use a written manual, program guide, curriculum, parts of a curriculum, or written lesson plans? a. Yes b. No Home-based Provider Survey Page 28 101. Some care providers teach specific skills, and others do not. Do you attempt to teach children any of the following skills or behaviors? a. How to separate from parents b. The names of many colors and shapes c. Hop, skip, and move to music d. Play cooperatively with other children e. Recognize many letters of the alphabet f. Prewriting (coloring figures with lines, draw shapes, tracing) g. Count to ten h. Cooperate with teacher i. Follow directions j. Work independently k. Read many words l. Recognize feelings m. Appreciate their culture and other cultures YES NO 1 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 102. Do you use developmental or achievement assessments to guide what you teach the children or to measure progress? a. Yes - What assessment do you use? 1. Denver 2. ELAP (Early Learning Accomplishment Profile) 3. LAP (Learning Accomplishment Profile) 4. Bayley Scales of Infant Development 5. Woodcock Johnson 6. Bracken Basic Concepts Scale 7. Other (specify) __________________________________ b. No 103. Do you regularly interact or communicate with the public schools in your area regarding the children at your site in the following ways? a. Yes – If yes - Do you interact or communicate with the public schools in any of the following ways? a. Talk with public school teachers to teach the social and academic skills Yes No needed to prepare children for school b. Routinely pass on records of our children. Yes No c. Inform the school of children coming to them with special needs Yes No d. Participate in joint training. Yes No e. Coordinate kindergarten registration Yes No f. Hold conferences with school Yes No g. Take preschool children to visit their public schools Yes No h. Help inform parents about kindergarten readiness and expectations Yes No i. No formal contact with the public school Yes No b. No Home-based Provider Survey Page 29 Parent Involvement in Programs – TO BE ASKED OF ALL AGES 104. Some care providers involve parents in their programs, and others do not. The next group of questions focuses on things you might do to involve parents in your program. a. Do you regularly ask parents to donate snacks or materials for special events? b. Do you regularly ask parents to volunteer (e.g., help at parties or drive for field trips)? c. Do you regularly ask parents to attend parent meetings? d Do you regularly discuss children’s progress with parents? e. Do you regularly provide suggested activities for parents to complete at home that expand on what is being taught during the day? f. Do you regularly provide or connect parents with parent education workshops or activities? 105. Yes No 1 2 1 2 1 1 1 2 2 2 1 2 Do you administer medication for children in your care? a. Yes – If yes – Have you (or your assistants) received any training on administration of medication? 1. Yes 2. No b. No 106. Have you (or any of your assistants) asked for special assistance from anyone within or outside your home for any of the following problems that children ages birth to five years may have? YES NO a. Tantrums, biting 1 2 b. Aggressive behaviors (e.g., toward self, adult, other children) 1 2 c. Withdrawn behaviors (e.g., lack of social interaction/presence of 1 2 primarily solitary play) d. Wetting or soiling for a toilet-trained child 1 2 e. Crying, clinging/separation issues (recent onset) 1 2 f. Cognitive/mental delays 1 2 g. Language/speech delays 1 2 h. Physical impairments (vision, hearing, cerebral palsy) 1 2 107. In the last 2 years, have you had to exclude a child for aggressive behaviors or have you had to advise parents to get help for a child with such problems or you would have to exclude the child? a. Yes b. No Home-based Provider Survey Page 30 108. This question focuses on children who have been diagnosed with special needs. Please indicate the primary category for each child so that children with multiple delays are counted once and only in their primary category. How many children do you serve that primarily have [INSERT CATEGORY]? a. Cognitive/mental delays ___________# b. Social/emotional or significant behavior problems ______________# c. Physical impairments (including vision, hearing) __________# d. Speech/language delays ____________________# e. Learning disabilities __________________________# 109. Have you ever needed to seek outside services to help you serve children with special needs or aggressive or withdrawn behaviors? a. Yes [SKIP to #56] b. No 110. Did you try to seek services for those children? a. Yes b. No [SKIP to #56] 111. Did you get the services? 1. Yes 2. No [SKIP to #56] 112. Were the services helpful? a. Yes b. No Perceptions Regarding Capacity and Quality in Early Care and Education Programs Finally, we have a couple of questions about general issues in the field and potential policy implications. 113. If state government were to take additional action with respect to early childhood services, what would you advise them to do? List up to three priorities. [OPEN ENDED] _____________________________________________________________________ _____________________________________________________________________ _____________________________________________________________________ Home-based Provider Survey Page 31 114. If you could borrow at low interest rates funds from the government for your business, would you? a. Yes – If Yes - For what would you primarily use those funds? [OPEN ENDED – INTERVIEWER MUST CODE BASED ON RESPONSE] ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ b. No Thank you for completing this telephone interview with us. Your responses are very helpful to the State. We also want to take this time to let you know that there is a second phase to this project, an observational visit. In about a week, a specialist from Penn State will contact you and will send you an invitation letter and informed consent to obtain your permission for trained observers to visit your site. As a way of thanking you for participating in this second phase of the project, you will be given a “goodie bag” for your site. Although you are free to not participate in the second phase of this project, we do encourage your participation because the observation along with this interview you just completed will help to inform the Governor’s Early Childhood Task Force about what is needed in early childhood care and education in Pennsylvania. Again, thank you for your time today. Provider Survey Tables Page 1 APPENDIX B - TABLES Table 1 Population and Final Sample of Early Care and Education Providers Interviewed Total Population of Providers Final Sample (Percent of Total Number of Providers) (Percent of Population of Provider Type) 3,938 (25.9%) 163 (25.6%) Head Start 689 (4.5%) 50 (7.8%) Preschools 625 (4.1%) 56 (8.8%) Group Homes 791 (5.2%) 66 (10.4%) Family Homes 4,110 (27.0%) 249 (39.1%) Legally Unregulated 5,067 (33.3%) 53 (8.3%) N = 15,220 N = 637 Child Care Centers Table 2 Child Care Provider Telephone Survey: Summary of Contact Outcomes and Response Rates Total Sample Child Care Centers (N = 4,243) (N = 900) Completed Interviews 637 (15.0% ) 163 (18.1% ) 50 (12.4% ) 56 (28.0% ) 66 (32.2% ) 249 (26.4% ) 53 (3.3%) Refusals 289 (6.8%) 42 (4.7%) 8 (2.0%) 27 (13.5% ) 26 (12.7% ) 102 (10.8% ) 84 (5.3%) Never Able to Contact 1,135 (26.7% ) 467 (51.9% ) 105 (26.1% ) 98 (49.0% ) 40 (19.5% ) 176 (18.6% ) 249 (15.6%) Ineligible/Ba d Contact 1,519 (35.8% 119 (13.2% 48 (11.9% 15 (7.5%) 47 (22.9% 247 (26.2% 1,021 (64.1%) Outcome Head Start PreSchools (N = 402) Group Homes Family Homes (N = 205) (N = 944) (N = 200) Legally Unregulate d (N = 1592) Provider Survey Tables Info. No Phone # (Not Called) Page 2 ) ) ) 663 (15.7% ) 109 (12.1% ) 191 (47.5% ) 4 (2.0%) ) ) 21 (10.2% ) 165 (17.5% ) 173 (10.9%) Table 3 Title of Individuals That Completed Telephone Interviews in Center-Based Providers Number (N = 269) 216 Percent 80.3% Assistant Director 6 2.2% Program Coordinator 12 4.5% Other 35 13.0% Director Table 4 Type of County in Which Providers Are Located Child Care Centers (N = 163) Metropolitan County 53.4% (87) Metro Code Small City County 36.8% (60) Rural County 9.8% (16) Head Start (N = 50) 42.0% (21) 32.0% (16) 26.0% (13) Preschools (N = 56) 57.1% (32) 35.7% (20) 7.1% (4) Group Homes (N = 66) 40.9% (27) 45.5% (30) 13.6% (9) Family Homes (N = 249) 32.9% (82) 46.2% (115) 20.9% (52) Legally Unregulated (N = 53) 24.5% (13) 47.2% (25) 28.3% (15) TOTAL (N = 637) 41.1% (262) 41.8% (266) 17.1% (109) Provider Survey Tables Page 3 Table 5 Type of Building in Which Providers Are Located1 Public School Child Care Centers (N = 163) 3.1% (5) Type of Building in Which Site Is Located Non-public Child Care Private Religious School Center Home Institution 5.5% (9) 52.1% (85) 1.2% (2) 19.6% (32) Other 18.4% (30) Head Start (N = 50) 30.0% (15) 0 26.0% (13) 0 14.0% (7) 30.0% (15) Preschools (N = 56) 1.8% (1) 8.9% (5) 46.4% (26) 3.6% (2) 23.2% (13) 16.1% (9) Group Homes (N = 66) 0 0 4.6% (3) 81.5% (53) 1.5% (1) 12.3% (8) Family Homes (N = 249) 0 0 0 100% (249) 0 0 Legally Unregulated (N = 53) 0 0 0 94.3% (50) 0 5.7% (3) 3.3% (21) 2.2% (14) 20.0% (127) 56.0% (356) 8.3% (53) 10.2% (65) TOTAL (N = 636) 1 This refers to physical location only; it does not refer to who operated the service program. Provider Survey Tables Page 4 Table 6: Provider Type by Registration Status Child Care Centers (N = 163) Head Start Centers (N = 50) Registration Status Not Registered Registered 0% 100% 70.0% (35) 30.0% (15) 0% 100% Group Child Care Homes (N = 66) 1.5% (1) 98.5% (65) Family Child Care Homes (N = 249) 3.2% (8) 96.8% (241) Legally Unregulated Homes (N = 53) 64.2% (34) 35.8% (19) TOTAL (N=637) 12.2% (78) 87.8% (559) Preschools/Nursery Schools (N = 56) Table 7: Provider Type by For-Profit/Non-Profit Status Child Care Centers (N = 163) Head Start Centers (N = 50) Profit Status For Profit Non-profit 44.8% (73) 55.2% (90) 0% 100% Preschools/Nursery Schools (N = 56) 41.1% (23) 58.9% (33) Group Child Care Homes (N = 66) 90.9% (60) 9.1% (6) Family Child Care Homes (N = 249) 82.3% (205) 17.7% (44) Legally Unregulated Homes (N = 53) 56.6% (30) 43.4% (23) TOTAL (N = 637) 61.4% (391) 38.6% (246) Provider Survey Tables Page 5 Table 8 Profit Status by Type of County in Which Child Care Centers and Preschools Are Located Child Care Centers (N = 163) Preschools (N = 56) Type of County Metropolitan Small City 47.9% (35) 39.7% (29) Profit (N = 73) Rural 12.3% (9) Non-profit (N =90) 57.8% (52) 34.4% (31) 7.8% (7) TOTAL 53.4% (87) 36.8% (60) 9.8% (16) Profit (N = 23) 52.2% (12) 47.8% (11) 0 Non-profit (N = 33) 60.6% (20) 27.3% (9) 12.1% (4) TOTAL 57.1% (32) 35.7% (20) 7.1% (4) Table 9 Provider Type by Religious Affiliation Child Care Centers (N = 162) Managed by Religious Organization Yes No 21.0% (34) 79.0% (128) Head Start (N = 50) 4.0% (2) 96.0% (48) Preschools (N = 56) 12.5% (7) 87.5% (49) Group Homes (N = 65) 3.1% (2) 96.9% (63) Family Homes (N = 249) 4.0% (10) 96.0% (239) Legally Unregulated (N = 53) 1.9% (1) 98.1% (52) TOTAL (N = 635) 8.8% (56) 91.2% (579) Provider Survey Tables Page 6 Table 10 Religious Affiliation and Type of County in Which Child Care Centers are Located Type of County in Which Located Metropolitan Small City Rural 47.1% (16) 50.0% (17) 2.9% (1) Yes, Managed by a Religious Organization Not Managed by a Religious Organization 54.7% (70) 33.6% (43) 11.7% (15) TOTAL (N = 162) 53.1% (86) 37.0% (60) 9.9% (16) Table 11 Provider Type by Accreditation Status Accredited Child Care Centers (N = 163) 16.0% (26) Working toward Accreditation 27.6% (45) Head Start (N = 50) 18.0% (9) 14.0% (7) 68.0% (34) Preschools (N = 56) 16.1% (9) 21.4% (12) 62.5% (35) Group Homes (N = 66) 15.2% (10) 15.2% (10) 69.7% (46) Family Homes (N = 249) 7.6% (19) 9.2% (3) 83.1% (207) Legally Unregulated (N = 53) 3.8% (2) 9.4% (5) 86.8% (46) 11.8% (75) 16.0% (102) 72.2% (460) TOTAL (N = 637) Not Accredited 56.4% (92) Provider Survey Tables Page 7 Table 12 Percent (Number) of Providers That Were Accredited and Their Accrediting Organization2 NAEYC 68.0% (17) NCCA 4.0% (1) COA 4.0% (1) NAFCC 0 Other 28.0% (7) Head Start (N = 50) 66.7% (6) 11.1% (1) 11.1% (1) 0 44.4% (4) Preschools (N = 56) 66.7% (6) 0 0 0 33.3% (3) Group Homes (N = 66) 22.2% (2) 10.0% (1) 0 11.1% (1) 66.7% (6) Family Homes (N = 249) 5.6% (1) 22.2% (4) 0 16.7% (3) 66.7% (12) 0 0 0 0 100% (1) 45.1% (32) 9.7% (7) 2.8% (2) 5.6% (4) 46.5% (33) Child Care Centers (N = 163) Legally Unregulated (N = 53) TOTAL (N = 637) 2 NAEYC = National Association for the Education of Young Children, NCCA = National Child Care Association, COA = Council on Accreditation of Services for Children and Families, NAFCC = National Association for Family Child Care Provider Survey Tables Page 8 Table 13 Accreditation Status of Child Care Centers and Preschools and the Type of County in Which They Are Located Child Care Centers (N = 163) Metropolitan 50.0% (13) Type of County Small City 34.6% (9) Rural 15.4% (4) Working Toward Accreditation 60.0% (27) 37.8% (17) 2.2% (1) Not Accredited 51.1% (47) 37.0% (34) 12.0% (11) Accredited 66.7% (6) 22.2% (2) 11.1% (1) Working Toward Accreditation 66.7% (8) 33.3% (4) 0 Not Accredited 51.4% (18) 40.0% (14) 8.6% (3) Accredited Preschools (N = 56) Table 14 Accreditation Status of Child Care Centers and Profit Status For Profit (N = 73) Accredited 15.1% (11) Working Toward Accreditation 19.2% (14) Not Accredited 65.8% (48) Non-profit (N = 90) 16.7% (15) 34.4% (31) 48.9% (44) TOTAL (N = 163) 16.0% (26) 27.6% (45) 56.4% (92) Table 15 Accreditation Status of Preschools and Profit Status For Profit (N = 23) Accredited 8.7% (2) Working Toward Accreditation 26.1% (6) Not Accredited 65.2% (15) Non-profit (N = 33) 21.2% (7) 18.2% (6) 60.6% (20) TOTAL (N = 56) 16.1% (9) 21.4% (12) 62.5% (35) Provider Survey Tables Page 9 Table 16 Accreditation Status of Child Care Centers and Preschools and Whether Managed by a Religious Organization Accredited Yes, Managed by a Religious Organization (N = 41) 12.2% (5) Working Toward Accreditation 36.6% (15) Not Accredited 51.2% (21) Not Managed by a Religious Organization (N = 177) 16.9% (30) 23.7% (42) 59.3% (105) TOTAL (N = 218) 16.0% (26) 27.6% (45) 56.4% (92) Provider Survey Tables Page 10 Table 17 Racial/Ethnic Background of Directors, Primary Classroom Staff, and Aides in Child Care Centers, Head Start Sites, and Preschools and Home Care Owners and Their Assistants in Group, Family, and Legally Unregulated Homes Type of Staff Type of Provider Directors (N = 600) Child Care Centers (N = 331) Head Start (N = 173) Preschools (N = 96) TOTAL Child Care Centers (N = 1,906) Head Start (N = 315) Preschools (N = 504) TOTAL Child Care Centers (N = 510) Head Start (N = 119) Preschools (N = 225) TOTAL Primary Classroom Staff (N = 2725) Aides (N =854) Owners (N = 368) Assistants (N = 204) Group Homes (N = 66) Family Homes (N = 249) Legally Unregulated (N = 53) TOTAL Group Homes (N = 126) Family Homes (N = 58) Legally Unregulated (N = 20) TOTAL Caucasian AfricanAmerican Center-based Providers 86.4% (286) 11.2%(37) 86.7% (150) 11.0% (19) 92.7% (89) 4.2% (4) 87.5% (525) 10.0% (60) 82.0% (1,563) 14.1% (268) 77.1% (243) 16.8% (53) 82.7% (417) 13.3% (67) 81.6% (2,223) 14.2% (388) 76.7% (391) 18.0% (92) 80.7% (96) 18.5% (22) 86.2% (194) 6.2% (14) 79.7% (681) 15.0% (128) Home-based Providers 71.2% (47) 19.7%(13) 80.7% (201) 16.9% (42) 84.9% (45) 11.3% (6) 79.6% (293) 16.6% (61) 77.0% (97) 19.0% (24) 67.2% (39) 29.3% (17) 70.0% (14) 10.0% (2) 73.5% (150) 21.1% (43) Asian Latino Other 0 1.7% (3) 0 0.5% (3) 0.8% (16) 1.0% (3) 0.8% (4) 0.8% (23) 1.4% (7) 0.8% (1) 0.9% (2) 1.2% (10) 2.4% (8) 0.6% (1) 2.1% (2) 1.8% (11) 2.6% (50) 4.8% (15) 1.8% (9) 2.7% (74) 3.7% (19) 0 2.2% (5) 2.8% (24) 0 0 1.0% (1) 0.2% (1) 0.5% (9) 0.3% (1) 1.4% (7) 0.6% (17) 0.2% (1) 0 4.4% (10) 1.3% (11) 0 0 0 0 0 1.7% (1) 0 0.5% (1) 1.5% (1) 1.2% (3) 0 1.1% (4) 2.4% (3) 1.7% (1) 0 2.0% (4) 7.6% (5) 1.2% (3) 3.8% (2) 2.7% (10) 1.6% (2) 0 20.0% (4) 2.9% (6) Provider Survey Tables Page 11 Table 18 Length of Time Employed for Directors, Primary Classroom Staff, and Aides in Child Care Centers, Head Start Sites, and Preschools and Home Care Owners and Their Assistants in Group, Family, and Legally Unregulated Homes Type of Staff Directors (N = 600) Primary Classroom Staff (N =2731) Aides (N = ) Owners (N = ) Assistants (N = ) Type of Provider Employed for Less Than a Year Center-based Providers Child Care Centers (N = 331) 9.1% (30) Head Start (N = 173) 11.0% (19) Preschools (N = 96) 10.4% (10) TOTAL 9.8% (59) Child Care Centers (N = ) 24.1% (462) Head Start (N = ) 11.4% (36) Preschools (N = ) 16.2% (82) TOTAL 21.2% (578) Child Care Centers (N = ) 43.7% (223) Head Start (N = ) 14.3% (17) Preschools (N =) 33.8% (76) TOTAL 37.0% (316) Home-based Providers Group Homes (N =) 4.6% (3) Head Start (N = ) 5.4% (13) Preschools (N = ) 27.1% (13) TOTAL 8.2% (29) Group Homes (N = ) 14.3% (18) Family Homes (N = ) 8.6% (5) Legally Unregulated (N = ) 35.0% (7) TOTAL 14.7% (30) Employed for 1 – 5 Years Employed for More Than 5 Years 37.2%(123) 16.8% (29) 25.0% (24) 29.3% (176) 47.4% (906) 25.1% (79) 46.5% (235) 44.7% (1220) 41.6% (212) 43.7% (52) 43.1% (97) 42.3% (361) 53.8% (178) 72.3% (125) 64.6% (62) 60.8% (365) 28.5% (545) 63.5% (200) 37.2% (188) 34.2% (933) 14.7% (75) 42.0% (50) 23.1% (52) 20.7% (177) 29.2% (19) 41.4% (99) 47.9% (23) 40.1% (141) 50.0% (63) 46.6% (27) 55.0% (11) 49.5% (101) 66.2% (43) 53.1% (127) 25.0% (12) 51.7 % (182) 35.7% (45) 44.8% (26) 10.0% (2) 35.8% (73) Provider Survey Tables Page 12 Table 19 Education Level of Center-Based Directors Less than High School Diploma 0% High School Diploma or GED 7.4% Certificate or Associate’s Degree 18.7% Bachelor’s Degree 61.4% Master’s Degree or Higher 12.5% Head Start 0% 3.5% 16.2% 53.3% 27.1% Preschools 0.9% 2.3% 5.5% 63.3% 28.0% Child Care Centers Table 20 Education Level of Center-based Primary Classroom Staff Less than High School Diploma 1.12% High School Diploma or GED 59.22% Certificate or Associate’s Degree 17.35% Bachelor’s Degree 20.08% Master’s Degree or Higher 2.23% Head Start 1.42% 19.99% 40.04% 36.75% 1.81% Preschools 0.56% 27.49% 14.19% 47.25% 10.52% Child Care Centers Provider Survey Tables Page 13 Table 21 Education Level of Home-Based Owners Group Homes Less than High School Diploma 0 High School Diploma or GED 59.1% Certificate or Associate’s Degree 22.7% Bachelor’s Degree 15.2% Master’s Degree or Higher 3.0% Family Homes 3.2% 61.0% 26.1% 7.2% 2.4% Legally Unregulated 7.5% 52.8% 22.6% 9.4% 7.5% Table 22 Education Level of Home-Based Assistants Group Homes Less than 8th Grade 0 Less than High School Diploma 1.64% High School Diploma or GED 76.24% Certificate or Associate’s Degree 14.60% Bachelor’s Degree 7.18% Master’s Degree or Higher 0.34% Family Homes 5.83% 10.83% 62.29% 8.96% 10.63% 1.46% 0 0 57.14% 14.29% 28.57% 0 Legally Unregulated Provider Survey Tables Page 14 Table 23 Average Annual Salaries of Directors, Primary Classroom Staff (PCS), and Aides in the First and Fifth Years of Employment for Center-Based Providers Director Salary in 1st Year $23,544 Director Salary in 5th year $27,705 PCS Salary in 1st Year $16,831 PCS Salary in 5th Year $20,468 Aide Salary in 1st Year $14,916 Aide Salary in 5th Year $17,416 Head Start $34,716* $43,569* $18,063 $20,772 $11,731 $14,296 Preschool $22,950 $26,719 $18,507 $23,158 $14,110 $17,430 TOTAL AVERAGE $25,299 $30,141 $17,402 $21,083 $14,127 $16,842 Child Care Centers * See text Provider Survey Tables Page 16 Table 24 Average Annual Salaries of Home-Based Owners and Their Assistants Group Homes Average Salary of Owners $14,427 Average Salary of Assistants $13,644 Family Homes $10,296 $12,712 Legally Unregulated $4,440 $14,921 TOTAL AVERAGE $10,334 $13,371 Table 25 Percent of Center-Based and Home-Based Programs That Provide Benefits for Staff Center-Based 84.0% Home-Based 23.5% Health Insurance for Self 66.5% 7.9% Health Insurance for Family 39.0% 6.8% Retirement Benefits 49.8% 8.7% Child Care 63.9% 42.5% Paid Sick Leave or Personal Days 79.6% 21.2% Any Benefits for Part-time Staff 57.6% N/A Paid Vacation Provider Survey Tables Page 17 Table 26 Where Center-Based vs. Home-Based Providers Receive In-Service Training State Training System 58.9% (156) On-site Home-based Providers (N = 360) 31.1% (112) 14.2% (51) 26.1% (94) 27.5% (99) 57.8% (208) TOTAL (N = 625) 42.9% (268) 36.8% (230) 40.3% (252) 40.5% (253) 47.5% (297) Center-based Providers (N = 265) 67.5% (179) Professional Conferences 59.6% (158) Higher Education Elsewhere Institutions 58.1% (154) 33.6% (89) Table 27 Where Providers Receive Training Child Care Centers (N =60) State Training On-site System (N =230) (N =268) 61.3% (98) 66.9% (107) Professional Conferences (N =252) 52.5% (84) Higher Education Elsewhere Institutions (N =297) (N =253) 51.3% (82) 36.3% (58) Head Start (N =49) 59.2% (29) 87.8% (43) 85.7% (42) 79.6% (39) 30.6% (15) Preschools (N =56) 51.8% (29) 51.8% (29) 57.1% (32) 58.9% (33) 28.6% (16) Group Homes (N =66) 34.8% (23) 19.7% (13) 28.8% (19) 30.3% (20) 54.5% (36) Family Homes (N =245) 33.5% (82) 13.1% (32) 27.8% (68) 27.3% (67) 60.8% (149) Legally Unregulated (N =49) 14.3% (7) 12.2% (6) 14.3% (7) 24.5% (12) 46.9% (23) 42.9% (268) 36.8% (230) 40.3% (252) 40.5% (253) 47.5% (297) TOTAL (N = 625) Provider Survey Tables Page 18 Table 28 Most Useful Sources of Training in Center- and Home-Based Programs Percentage of CenterBased Providers (N = 212) 20.3% Percentage of HomeBased Providers (N = 146) 27.4% On-site Training 36.3% 10.3% Professional Conferences 18.4% 17.8% Higher Education Institutions 15.6% 18.5% Other Training Opportunities 9.4% 26.0% Child Care Training System Table 29 Percentage of Providers and Their Access to the Internet Child Care Centers (N =163) Have Access to Internet 74.2% (121) Head Start (N =50) 70.0% (35) Preschools (N =56) 67.9% (38) Group Homes (N =66) 63.6% Family Homes (N =249) 71.5% (178) Legally Unregulated (N =53) 73.6% (39) TOTAL (N = 637) 71.1% (453) Provider Survey Tables Page 19 Table 30 Average Hours of Training Received per Year by Staff in Center-Based Providers Child Care Centers Average Hours Spent in Training Per Year Directors Primary Classroom Aides Staff 38.29 14.20 11.97 Head Start 59.78 63.61 56.51 Preschools 18.29 11.93 9.93 TOTAL AVERAGE 38.04 22.90 19.74 Table 31 Average Hours of Training Received per Year by Staff in Home-Based Providers Group Homes Average Hours Spent in Training Per Year Home Care Owners Assistants 23.89 12.60 Family Homes 26.20 52.83 Legally Unregulated 15.37 6.14 TOTAL AVERAGE 24.25 26.23 Provider Survey Tables Page 20 Table 32 Payment for In-Service Training of Staff Child Care Centers (N = 162) Percentage that Pay for Training Expenses Full Payments Partial Payments No Payments 87.0% (441) 5.6% (9) 7.4% (12) Head Start (N = 50) 96.0% (48) 4.0% (2) 0 Preschools (N = 56) 82.1% (46) 8.9% (5) 8.9% (5) Group Homes (N = 56) 71.4% (40) 7.1% (4) 21.4% (12) Family Homes (N = 36) 52.8% (19) 2.8% (1) 44.4% (16) Legally Unregulated (N = 6) 50.0% (3) 16.7% (1) 33.3% (2) 81.1% (297) 6.0% (22) 12.8% (47) TOTAL (N = 366) Table 33 Payment of Staff Time to Attend In-Service Training Child Care Centers (N = 162) Percentage that Pay for Staff Time to Attend Training Full Payments Partial Payments No Payments 81.5% (132) 3.1% (5) 15.4% (25) Head Start (N = 4850) 91.7% (44) 2.1% (1) 6.3% (3) Preschools (N = 55) 76.4% (42) 3.6% (2) 20.0% (11) Group Homes (N = 57) 38.6% (22) 10.5% (6) 50.9% (29) Family Homes (N = 37) 16.2% (6) 5.4% (2) 78.4% (29) 0 16.7% (1) 83.3% (5) 67.4% (246) 4.7% (17) 27.9% (102) Legally Unregulated (N = 6) TOTAL (N = 365) Provider Survey Tables Page 21 Table 34 Enrollment as Percentage of Capacity by Provider Type Minimum 0.17 Maximum 6.18 Average3 0.93 Head Start (N = 49) 0.79 1.72 0.99 Preschools (N = 54) 0.55 2.50 0.97 Group Homes (N = 58) 0 1.42 0.81 Family Homes (N = 249) 0 2.17 0.79 Legally Unregulated (N = 51) 0 4.00 1.12 Child Care Centers (N = 158) 3 “Minimum” refers to the lowest percent of enrollment capacity reported by a site, and “maximum” refers to the highest percentage of enrollment capacity reported by a site. Provider Survey Tables Page 22 Table 35 Capacity, Enrollment, Average Attendance, Children with Disabilities, and Subsidized Children by Provider Type Total Capacity Full-time Enrollment Average Attendance # Children with Disabilities # Children with Subsidies Child Care Centers 73 62.06 53.81 5.63 18.74 Maximum Enrollment of Children with Subsidies 52.95 Head Start 70 73.96 65.25 16.79 66.24 66.67 Preschools 76 73.00 59.61 8.79 15.29 31.22 Group Homes 12 9.79 10.94 3.24 5.98 12.10 Family Homes 6 4.72 5.26 1.20 1.34 4.89 Legally Unregulated 3 3.35 3.75 1.26 0.92 3.98 AVERAGE 35 31.10 55.29/6.06 8.31/1.58 12.56 23.71 Provider Survey Tables Page 24 Table 36 Range (Minimum, Maximum) and Average Number of Children in Care by Provider Type Child Care Centers (N = 161) Range Minimum Maximum 8 329 Average 62.06 Head Start (N = 49) 15 597 73.96 Preschools (N = 55) 16 200 73.00 Group Homes (N = 66) 0 17 9.79 Family Homes (N = 249) 0 13 4.72 Legally Unregulated (N = 51) 0 12 3.35 TOTAL (N = 631) 31.10 Table 37 Provider Type and Percentage of Sites that Serve Infants, Toddlers, and Preschoolers Child Care Centers (N = 163) Serve Infants 78.5% (128) Serve Toddlers 89.0% (145) Serve Preschoolers 98.2% (160) Head Start (N = 50) 14.0% (7) 14.0% (7) 100% (50) Preschools (N = 56) 57.1% (32) 67.9% (38) 100% (56) Group Homes (N = 66) 72.7% (48) 92.4% (61) 100% (66) Family Homes (N = 249) 84.7% (211) 96.0% (239) 98.4% (245) Legally Unregulated (N = 53) 58.5% (31) 71.7% (38) 84.9% (45) TOTAL (N = 637) 71.7% (457) 82.9% (528) 97.6% (622) Provider Survey Tables Page 25 Table 38 Provider Type and Total Number of Infants, Toddlers, and Preschoolers Served Child Care Centers Number of Infants 11.8% (1178) Number of Toddlers 27.4% (2741) Number of Preschoolers 60.8% (6091) Head Start 1.2% (45) 2.6% (93) 96.2%(3506) Preschools 8.3% (334) 19.2% (773) 72.6% (2928) Group Homes 13.3% (86) 31.0% (200) 55.7% (360) Family Homes 18.8% (221) 35.3% (415) 45.9% (539) Legally Unregulated 29.3% (55) 26.6% (50) 44.1% (83) TOTAL 9.7% (1919) 21.7% (4272) 68.6% (13,507) Table 39 Average Percent (Number) of Children Served of Various Racial/Ethnic Background in Different Types of Provider Settings Average Percent White 76.2% (9208) Average Percent Black 14.2% (1717) Average Percent Asian 1.9% (234) Average Percent Latino 4.9% (593) Average Percent Other 2.7% (325) 29.5% (1095) 7.1% (320) 21.4% (186) 19.1% (317) 1.0% (39) 3.1% (142) 1.7% (15) 1.5% (25) 7.3% (272) 2.5% (111) 1.3% (11) 3.3% (121) 2.7% (120) Family Homes (N = 1,656) 58.9% (2188) 84.7% (3835) 74.1% (645) 73.3 % (1214) 3.9% (64) 2.2% (36) Legally Unregulated (N = 248) 79.0% (196) 10.9% (27) 1.6% (4) 1.2% (3) 7.3% (18) OVERALL AVERAGE (N = 23,094) 74.9% (17,286) 15.9% (3662) 2.0% (459) 4.6% (1054) 2.7% (633) Child Care Centers (N = 12,077) Head Start (N = 3,715) Preschools (N = 4,528) Group Homes (N = 870) 1.5% (13) Provider Survey Tables Page 26 Table 40 Percentage (Number) Sites and Number of Subsidized Children Served No Children 1–5 Children 6 or More Children 28.9% (46) 62.3% (99) Avg. # Children with Subsides 18.74 86.0% (43) 66.24 Child Care Centers (N = 159) 8.8% (14) Head Start (N = 50) 14.0% (7) Preschools (N = 56) 30.4% (17) 16.1% (9) 53.6% (30) 15.29 Group Homes (N = 66) 21.2% (14) 33.3% (22) 45.5% (30) 5.98 Family Homes (N = 247) 55.9% (138) 37.7% (93) 6.5% (16) 1.34 Legally Unregulated (N = 53) 62.3% (33) 37.7% (20) TOTAL (N = 631) 35.3% (223) 30.1% (190) 0% 0% 0.92 34.5% (218) 12.56 Table 41 Quality Category and Number of Subsidized Children Served No Children Low Quality (N = 285) 49.1% (140) 1–5 Children 32.3% (92) 6 or More Children Medium Quality (N = 239) 25.5% (61) 33.5% (80) 41.0% (98) High Quality (N = 107) 20.6% (22) 16.8% (18) 62.6% (67) TOTAL (N = 631) 35.3% (223) 30.1% (190) 34.5% (218) Mean Quality Index .4192 (211) .5515 (191) .4851 (169) 18.6% (53) Provider Survey Tables Page 27 Table 42 Quality Category and Number of Subsidized Children Served in Child Care Centers Type of Provider Child Care Centers (N = 159) Quality Category Low Quality (N = 34) Medium Quality (N = 103) High Quality (N = 22) No Children 2.9% (1) 10.7% (11) 9.1% (2) 1–5 Children 17.6% (6) 33.0% (34) 27.3% (6) 6 or More Children 79.4% (27) 56.3% (58) 63.6% (14) Head Start (N = 50) Medium Quality (N = 8) High Quality (N = 42) 25.0% (2) 11.9% (5) 0% 0% 75.0% (6) 88.1% (37) Preschools (N = 56) Low Quality (N = 9) Medium Quality (N = 31) High Quality (N = 16) 22.2% (2) 25.8% (8) 43.8% (7) 22.2% (2) 19.4% (6) 6.3% (1) 55.6% (5) 54.8% (17) 50.0% (8) Group Homes (N = 66) Low Quality (N = 26) Medium Quality (N = 27) High Quality (N = 13) 42.3% (11) 11.1% (3) 0% 26.9% (7) 37.0% (10) 38.5 (5) 30.8% (8) 51.9% (14) 61.5% (8) Family Homes (N = 247) Low Quality (N = 171) Medium Quality (N = 64) High Quality (N = 12) 56.1% (96) 54.7% (35) 58.3% (7) 36.3% (62) 40.6% (26) 41.7% (5) 7.6% (13) 4.7% (3) 0% Legally Unregulated (N = 53) Low Quality (N = 45) Medium Quality (N = 6) High Quality (N = 2) 66.7% (30) 33.3% (2) 50.0% (1) 33.3% (15) 66.7% (4) 50.0% (1) 0% 0% 0% Provider Survey Tables Page 28 Table 43 Provider Type by Income of Families Served Low Income4 Middle High (51% or more struggling) (6 – 50% struggling) (5% or less struggling) Child Care Centers (N = 156) 37.2% (58) 47.4% (74) 15.4% (24) Head Start (N = 50) 98.0% (49) 2.0% (1) 0% Preschools (N = 51) 19.6% (10) 51.0% (26) 29.4% (15) Group Homes (N = 65) 46.2% (30) 38.5% (25) 15.4% (10) Family Homes (N = 243) 32.1% (78) 38.7% (94) 29.2% (71) Legally Unregulated (N = 53) 39.6% (21) 18.9% (10) 41.5% (22) TOTAL (N = 618) 39.8% (246) 37.2% (230) 23.0% (142) 4 Operational definition of “Income” - percentage of families served that are perceived as struggling to make ends meet. Provider Survey Tables Page 29 Table 44 Type of Provider and Type of County in Which Located Serving Families of Differing Income Levels Child Care Centers (N=156) Preschools (N=51) Group Homes (N=65) Family Homes (N=243) Legally Unregulated (N=53) Income Category Low-income (N=58) Middle-income (N=74) High-income (N=24) Low-income (N=10) Middle-income (N=26) High-income (N=15) Low-income (N=30) Middle-income (N=25) High-income (N=10) Low-income (N=78) Middle-income (N=94) High-income (N=71) Low-income (N=21) Middle-income (N=10) High-income (N=22) Type of County in Which Located Metropolitan Small City Rural 53.4% (31) 32.8% (19) 13.8% (8) 50.0% (37) 40.5% (30) 9.5% (7) 66.7% (16) 33.3% (8) 0 40.0% (4) 50.0% (5) 10.0% (1) 57.7% (15) 34.6% (9) 7.7% (2) 73.3% (11) 26.7% (4) 0 50.0% (15) 33.3% (10) 16.7% (5) 32.0% (8) 52.0% (13) 16.0% (4) 30.0% (26) 70.0% (7) 0 30.8% (24) 48.7% (38) 20.5% (16) 30.9% (29) 46.8% (44) 22.3% (21) 38.0% (27) 43.7% (31) 18.3% (13) 28.6% (6) 42.9% (9) 28.6% (6) 40.0% (4) 50.0% (5) 10.0% (1) 13.6% (3) 50.0% (11) 36.4% (8 ) Provider Survey Tables Page 30 Table 45 Profit Status in Centers and Preschools by Income of Families Served Profit Status Income Middle Low Child Care Centers Preschools High (51% or more struggling) (6 – 50% struggling) (5% or less struggling) For Profit (N = 72) 36.1% (26) 51.4% (37) 12.5% (9) Non-profit (N = 84) 38.1% (32) 44.0% (37) 17.9% (15) TOTAL (N = 156) 37.2% (58) 47.4% (74) 15.4% (24) For Profit (N = 20) 20.0% (4) 60.0% (12) 20.0% (4) Non-profit (N = 31) 19.4% (6) 45.2% (14) 35.5% (11) TOTAL(N = 51) 19.6% (10) 51.0% (26) 29.4% (15) Table 46 Religious Affiliation in Centers and Preschools by Income of Families Served Low Income Middle High (51% or more struggling) (6 – 50% struggling) (5% or less struggling) Yes, Managed by Religious Organization (N = 31) 25.8% (8) 61.3% (19) 12.9% (4) Not Managed by Religious Organization (N = 124) 40.3% (50) 44.4% (55) 15.3% (19) TOTAL (N = 155) 37.4% (58) 47.7% (74) 14.8% (23) Provider Survey Tables Page 31 Table 47 Accreditation Status in Centers by Income of Families Served Accreditation Status Child Care Centers Preschools Low Income Middle High (51% or more struggling) (6 – 50% struggling) (5% or less struggling) Accredited (N = 25) 36.0% (9) 32.0% (8) 32.0% (8) Working Toward Accreditation (N = 44) Not Accredited (N = 87) TOTAL (N = 156) Accredited (N = 9) 40.9% (18) 50.0% (22) 9.1% (4) 35.6% (31) 50.6% (44) 13.8% (12) 37.2% (58) 33.3% (3) 47.4% (74) 44.4% (4) 15.4% (24) 22.2% (2) Working Toward Accreditation (N = 10) Not Accredited (N = 32) TOTAL (N = 51) 30.0% (3) 50.0% (5) 20.0% (2) 12.5% (4) 53.1% (17) 34.4% (11) 19.6% (10) 51.0% (26) 29.4% (15) Table 48 Percent of Providers serving preschoolers that Use Written Guides to Plan Activities for Preschoolers Child Care Centers (N = 160) Percentage That Use a Written Guide 95.0% (152) Head Start (N = 49) 98.0% (48) Preschools (N = 56) 94.6% (53 Group Homes (N = 64) 90.6% (58) Family Homes (N = 210) 61.0% (128) Legally Unregulated (N = 39) 48.7% (19) TOTAL (N = 578) 79.2% (458) Provider Survey Tables Page 32 Table 49 Percent of Providers Serving Preschoolers That Teach School Readiness Skills to Preschoolers Separate from parents Colors and shapes Hop, skip, and move to music Play cooperatively Letters Prewriting Count to ten Cooperate with teacher Follow directions Work independently Read words Recognize feelings Appreciate culture Child Care Centers 86.3% 100% 100% 99.4% 100% 100% 100% 99.4% 99.4% 98.8% 76.9% 97.5% 93.7% Head Start Preschools 91.8% 100% 100% 100% 100% 98.0% 95.9% 100% 100% 100% 75.5% 100% 100% 92.7% 100% 98.2% 100% 98.2% 100% 100% 100% 100% 100% 75.0% 100% 98.2% Family Homes 89.1% 100% 98.4% 100% 100% 100% 100% 100% 100% 100% 79.7% 100% 87.3% Group Homes 72.9% 98.1% 94.8% 99.5% 94.8% 92.0% 98.1% 98.6% 99.1% 97.6% 76.0% 95.8% 77.8% Legally Unregulated 47.4% 97.4% 89.7% 97.4% 89.7% 76.9% 94.9% 97.4% 94.9% 92.3% 51.3% 94.9% 56.4% TOTAL 80.2% 99.1% 97.1% 99.5% 97.2% 95.3% 98.6% 99.1% 99.1% 98.3% 71.6% 97.4% 85.6% Provider Survey Tables Page 34 Table 50 Percentage of Providers Serving Preschoolers that Use Developmental Assessments Child Care Centers (N = 160) Percentage that Use Developmental Assessments 78.1% (125) Head Start (N = 49) 100% Preschools (N = 56) 83.9% (47) Group Homes (N = 64) 59.4% (38) Family Homes (N = 210) 33.8% (71) Legally Unregulated (N = 39) 15.4% (6) TOTAL (N = 578) 58.1% (336) Provider Survey Tables Page 35 Table 51 Percentage of Providers Serving Preschoolers That Engage in Best Practices Transition Activities for Preschoolers Communicate with public schools Talk with teachers Inform schools of children with special needs Participate in joint training Coordinate kindergarten registration Hold conferences with schools Take children to visit schools Inform parents about kindergarten readiness and expectations Pass on records of children Child Care Centers 65.6% 55.0% 43.1% Head Start Preschools 93.9% 91.8% 93.9% 72.7% 50.9% 56.4% Family Homes 54.7% 45.3% 28.6% Group Homes 24.5% 17.5% 10.5% Legally Unregulated 30.8% 20.5% 5.1% TOTAL 21.9% 36.5% 71.4% 69.4% 23.6% 45.5% 25.0% 12.5% 9.5% 9.0% 5.3% 5.1% 21.0% 25.3% 14.4% 27.5% 63.8% 79.6% 93.9% 91.8% 21.8% 12.7% 70.9% 11.1% 15.6% 53.1% 4.7% 11.8% 24.1% 10.3% 10.3% 18.4% 16.4% 23.5% 48.1% 28.1% 87.8% 52.7% 17.2% 9.0% 0 25.4% 50.1% 40.6% 32.7% Table 52 Percentage of Providers That Promote Parent Involvement at Their Sites Ask parents to donate snacks Ask parents to volunteer Ask parents to attend meetings Regularly discuss children’s progress with parents Suggest activities for the home Provide or connect parents with parent education opportunities Child Care Centers 55.2% 65.0% 70.6% 98.2% 69.9% 71.2% Head Start Preschools 22.0% 84.0% 98.0% 100% 67.9% 67.9% 73.2% 100% Family Homes 37.9% 53.0% 45.5% 98.5% 98.0% 98.0% 80.4% 73.2% 71.2% 71.2% Group Homes 28.3% 28.9% 26.1% 95.6% Legally Unregulated 32.1% 22.6% 23.1% 96.2% TOTAL 50.2% 47.2% 49.1% 32.1% 63.7% 60.8% 39.5% 47.9% 49.0% 97.3% Provider Survey Tables Page 36 Table 53 Percentage of Center-based Providers Serving Children with Various Types of Disabilities Cognitive Delays Percentage of Children Served with: Social and Physical Emotional Impairments Delays 33.1% (297) 8.6% (77) Language Delays Child Care Centers 24.1% (216) 34.2% (306) Head Start 28.9% (229) 16.0% (127) 8.8% (70) 46.2% (366) Preschools 29.1% (143) 27.6% (136) 14.4% (71) 28.9% (142) TOTAL AVG 27.0% (588) 25.7% (560) 10.0% (218) 37.3% (814) Table 54 Percentage of Home-based Providers Serving Children with Various Types of Disabilities Group Homes 18.7% (40) Percentage of Children Served with: Social and Physical Language Emotional Impairments Delays Delays 23.4% (50) 7.0% (15) 32.2% (69) Family Homes 17.2% (52) 27.8% (84) 12.3% (37) 30.8% (93) 11.9% (36) Legally Unregulated 19.4% (13) 17.9% (12) 6.0% (4) 34.3% (23) 22.4% (15) TOTAL AVG 18.0% (105) 25.0% (146) 9.6% (56) 31.7% (185) 15.6% (583) Cognitive Delays Learning Disabilities 18.7% (40) Provider Survey Tables Page 37 Table 55 Percentage of Providers That Requested Assistance to Deal with Difficult Behaviors Language/speech delays Aggressive behavior Cognitive/mental delays Tantrums/biting Physical impairments Withdrawn behavior Clinging/separation difficulty Wetting/soiling Child Care Centers 84.0% 71.6% 73.5% 55.6% 43.2% 28.4% 17.3% 15.4% Head Start Preschools Family Homes 97.9% 91.7% 93.8% 81.3% 79.2% 64.6% 56.3% 45.8% 78.6% 66.1% 76.8% 48.2% 48.2% 30.7 23.2% 12.5% 56.1% 47.0% 37.9% 33.3% 21.2% 27.3% 18.2% 15.2% Group Homes 29.3% 32.1% 22.9% 35.3% 12.4% 13.7% 12.0% 14.9% Legally Unregulated 26.4% 22.6% 17.0% 24.5% 13.2% 18.9% 17.0% 9.4% TOTAL 55.4% 50.5% 47.0% 44.0% 29.5% 24.6% 18.8% 16.7% Provider Survey Tables Page 38 Table 56 Percentage of Providers That Indicated Services Received to Work with Difficult Children Were Helpful Services Were Helpful 93.6% (88) Child Care Centers Head Start 100% (42) Preschools 100% (27) Group Homes 85.7% (18) Family Homes 95.5% (42) Legally Unregulated TOTAL 100% (5) 95.3% (222) Table 57 Sites That Had Excluded or Threatened to Exclude Aggressive Children in Last Two Years Yes, Threatened or Excluded Aggressive Children 70.6% (115) No, Did Not Threaten or Exclude Aggressive Children 29.4% (48) Head Start (N = 47) 34.0% (16) 66.0% (31) Preschools (N = 55) 70.9% (39) 29.1% (16) Group Homes (N = 66) 36.4% (24) 63.6% (42) Family Homes (N = 247) 31.6% (78) 68.4% (169) Legally Unregulated (N = 51) 13.7% (7) 86.3% (44) 44.4% (279) 55.6% (350) Child Care Centers (N = 163) TOTAL Provider Survey Tables Page 39 Table 58 Provider Type by Quality Category Child Care Centers (N = 163) Low 20.9% (34) Quality Category Middle 65.6% (107) High 13.5% (22) Head Start (N = 50) 0% 16.0% (8) 84.0% (42) Preschools (N = 56) 16.1% (9) 55.4% (31) 28.6% (16) Group Homes (N = 66) 39.4% (26) 40.9% (27) 19.7% (13) Family Homes (N = 249) 68.7% (171) 26.1% (65) 5.2% (13) Legally Unregulated (N = 53) 84.9% (45) 11.3% (6) 17.0% (2) TOTAL (N = 637) 44.7% (285) 38.3% (244) 17.0% (108) Table 59 Mean Quality Index Scores in Head Start, Centers and Preschools, and Home-based Providers Head Start Mean Quality Index .8144 Child Care Centers and Preschools .5869 Home-based Providers .4190 AVERAGE OVER ALL PROVIDERS .5077 Provider Survey Tables Page 40 Table 60 Quality Category by Metro Code Low Metro Code Metropolitan County (N=262) Small City County (N=266) Rural County (N=109) TOTAL (N = 637) Quality Category Medium High 30.9% (81) 46.9% (103) 22.1% (58) 54.1% (144) 33.5% (89) 12.4% (33) 55.0% (60) 29.4% (32) 15.6% (17) 44.7% (285) 38.3% (244) 17.0% (108) Table 61 Differences between Providers in Overall Quality Index and Director Credentials* Head Start Quality Index .8144 Director Education .89 Director Training .96 Director Career .98 Preschools .6325 .96 .39 .96 Child Care Centers .5718 .84 .44 .89 Group Homes .5701 .19 .48 .95 Family Homes .4158 .10 .36 .83 Legally Unregulated .3248 .15 .32 .62 *Decimals give percent sites passing each index. Provider Survey Tables Page 41 Table 62 Differences between Types of Centers in Quality of Staff and Structural Elements Staff Education Staff Special Preparation Staff InService Training Director Supervision Staff Turnover Group Size Child:Staff Ratio Head Start .58 .62 .96 .02 .74 .54 .90 Preschools .69 .53 .22 .25 .82 .32 .70 Child Care Centers .29 .19 .21 .27 .74 .46 .73 Table 63 Differences between Providers in Quality of Program Elements Planned Curriculum Teach Skills Assess Children Accreditation Parent Involvement School Transition Head Start .98 .98 1.00 1.00* .98 .92 Preschools .95 1.00 .84 .16 .80 .52 Child Care Centers .95 .99 .79 .16 .74 .46 Group Homes .91 1.00 .59 .13 .63 .27 Family Homes .61 .93 .34 .08 .40 .12 Legally Unregulated .49 .79 .15 .05 .28 .05 *Because all Head Start centers undergo monitoring for compliance to standards, they were deemed “accredited” by Head Start. Provider Survey Tables Page 42 Table 64 Income of Families Served by Quality Category for All Sites Low-income (N = 246) Middle-income (N = 230) High-income (N = 142) TOTAL (N = 618) High 27.6% (68) Quality Category Medium 32.9% (81) Low 39.4% (97) 10.4% (24) 45.7% (105) 43.9% (101) 9.9% (14) 34.5% (49) 55.6% (79) 17.2% (106) 38.0% (235) 44.8% (277) Table 65 Income of Families Served by Quality Category Excluding Head Start Sites Low (N =197) Low 49.2% (97) Quality Category Medium 37.1% (73) High 13.7% (27) Middle (N =229) 44.1% (101) 45.9% (105) 10.0% (23) High (N =142) 55.6% (79) 34.5% (49) 9.9% (14) TOTAL (N =568) 48.8% (277) 40.0% (227) 11.3% (64) Provider Survey Tables Page 43 Table 66 Type of Provider and Quality Category of Sites Serving Families of Differing Income Levels Child Care Centers Preschools Group Homes Family Homes Legally Unregulated Income of Families Served Low-income (N=58) Middle-income (N=74) High-income (N=24) Low-income (N=10) Middle-income (N=26) High-income (N=15) Low-income (N=30) Middle-income (N=25) High-income (N=10) Low-income (N=78) Middle-income (N=94) High-income (N=71) Low-income (N=21) Middle-income (N=10) High-income (N=22) Low 22.4% (13) Quality Category Medium 56.9% (33) High 20.7% (12) 24.3% (18) 66.2% (49) 9.5% (7) 0 91.7% (22) 8.3% (2) 30.0% (3) 30.0% (3) 40.0% (4) 15.4% (4) 61.5% (16) 23.1% (6) 13.3% (2) 53.3% (8) 33.3% (5) 33.3% (10) 46.7% (14) 20.0% (6) 40.0% (10) 40.0% (10) 20.0% (2) 50.0% (5) 30.0% (3) 20.0% (2) 70.5% (55) 24.4% (19) 5.1% (4) 62.8% (59) 31.9% (30) 5.3% (5) 74.6% (53) 19.7% (14) 5.6% (4) 76.2% (16) 19.0% (4) 4.8% (1) 100% 0 0 86.4% (19) 9.1% (2) 4.5% (1) Provider Survey Tables Page 44 Table 67 All Providers Except Head Start and Their Individual Quality Index Component Scores Based on the Income of Families Served Income 1 Child Low 0.83 Care Middle 0.84 Centers High 0.92 Mean 0.85 Preschools Low 0.90 Middle 1.00 High 0.93 Mean 0.96 Group Low 0.23 Homes* Middle 0.20 High 0 Mean 0.18 Low 0.03 Family Homes* Middle 0.13 High 0.14 Mean 0.10 Legally Low 0.24 Unreg.* Middle 0 High 0.18 Mean 0.17 2 0.52 0.34 0.50 0.43 0.50 0.31 0.47 0.39 0.57 0.32 0.60 0.48 0.47 0.37 0.30 0.38 0.40 0.10 0.29 0.29 3 0.86 0.88 1.00 0.89 1.00 0.92 1.00 0.96 0.97 0.87 1.00 0.94 0.80 0.84 0.75 0.80 0.67 0.70 0.55 0.62 4 0.44 0.20 0.13 0.28 0.40 0.24 0.20 0.26 5 0.19 0.23 0.63 0.28 0.40 0.69 0.79 0.66 6 0.21 0.14 0.29 0.19 0.30 0.46 0.86 0.54 7 0.30 0.16 0.21 0.22 0.20 0.23 0.21 0.22 8 0.62 0.75 0.96 0.74 0.60 0.88 0.80 0.80 9 0.96 0.95 0.96 0.95 1.00 0.92 0.93 0.94 0.93 0.96 0.67 0.90 0.64 0.64 0.56 0.61 0.44 0.89 0.29 0.49 10 0.98 1.00 1.00 0.99 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 0.93 0.94 0.92 0.93 0.94 0.78 0.64 0.79 11 0.75 0.80 0.87 0.79 0.90 0.85 0.87 0.86 0.60 0.67 0.44 0.60 0.37 0.37 0.31 0.35 0.19 0.11 0.14 0.15 12 0.16 0.11 0.33 0.16 0.30 0.15 0.13 0.18 0.13 0.16 0.20 0.15 0.06 0.12 0.04 0.08 0 0 0.09 0.04 13 0.71 0.74 0.87 0.75 0.80 0.77 0.87 0.80 0.67 0.64 0.50 0.63 0.38 0.41 0.35 0.39 0.38 0.30 0.23 0.30 14 0.53 0.43 0.39 0.46 0.60 0.58 0.47 0.55 0.27 0.29 0.22 0.27 0.15 0.14 0.08 0.13 0.13 0 0 0.05 15 0.52 0.50 0.29 0.47 0.50 0.23 0.33 0.31 * Home-based providers serving 3-5-year-olds only use factors 1 – 3 and 9 – 14 to compute their Structural Quality Index Scores. 16 0.81 0.72 0.63 0.74 0.70 0.58 0.87 0.69 Provider Survey Tables Page 46 Table 68 Percentage of Income-Level Centers and Preschools Rated as Low, Medium, and High Quality Income of Families Served Low-income Middle-income High-income TOTAL Mean Quality Index Score .5915 .5651 .6391 Quality Category (n = 207) Low Medium High 23.5% (16) 52.9% (36) 23.5% (16) 22.0% (22) 65.0% (65) 13.0% (13) 5.1% (2) 76.9% (30) 17.9% (7) 19.3% (40) 63.3% (131) 17.4% (36) Table 69 Percentage of Quality Centers and Preschools and Type of Counties in Which They Are Found Metropolitan County (N=119) Small City County (N=80) Rural County (N=20) TOTAL (N=219) Low 15.1% (18) Quality Category Medium 63.9% (76) High 21.0% (25) 26.3% (21) 62.5% (50) 11.3% (9) 20.0% (4) 60.0% (12) 20.0% (4) 19.6% (43) 63.0% (138) 17.4% (38) Table 70 Percentage of Quality Home-based Providers and Type of Counties in Which They Are Found Metropolitan County (N=122) Small City County (N=170) Rural County (N=76) TOTAL (N=368) Low 51.6% (63) Quality Category Medium 36.1% (44) High 12.3% (15) 72.4% (103) 20.6% (35) 7.1% (12) 73.7% (56) 25.0% (19) 1.3% (1) 65.8% (242) 26.6% (98) 7.6% (218) Provider Survey Tables Page 47 Table 71 Profit Status by Quality Category in Child Care Centers and Preschools Child Care Centers (N = 163) Preschools (N = 56) For profit (N = 73) Non-profit (N = 90) Low 31.5% (23) 12.2% (11) Quality Category Medium 61.6% (45) 68.9% (62) High 6.8% (5) 18.9% (17 For profit (N = 23) Non-profit (N = 33) 17.4% (4) 15.2% (5) 73.9% (17) 42.4% (14) 8.7% (2) 42.4% (14) Table 72 Percentages of Providers of Low, Medium, and High Quality Based on Accreditation Status Child Care Centers Preschools Quality Category Medium 65.4% (17) Accreditation Status Accredited (N=26) Low 3.8% (1) Working Toward Accreditation (N=45) Not Accredited (N=92) 13.3% (6) 71.1% (32) 15.6% (7) 29.3% (27) 63.0% (58) 7.6% (7) 0 11.1% (1) 88.9% (8) 8.3% (1) 66.7% (8) 25.0% (3) 22.9% (8) 62.9% (22) 14.3% (5) Accredited (N=9) Working Toward Accreditation (N=12) Not Accredited (N=35) High 30.8% (8) Provider Survey Tables Page 48 Table 73 Percentage of Sites that Indicated Staff Training Needs in Particular Areas by Provider Type Health and safety practices Education and care of birth to 34month-olds Education and care of 3 – 5-year-olds Education and care of children with disabilities Working with families Early number skills Early literacy skills (reading, writing) Early language skills Helping children get along with others Behavior management (discipline) Measuring children’s progress Classroom management TOTAL Child Care Centers 49.0 61.1 Head Start Preschools Family Homes 35.1 37.0 Legally Unregulated 30.4 28.3 TOTAL 43.4 41.5 Group Homes 31.1 32.8 29.2 31.3 66.9 73.9 81.3 83.3 56.6 64.2 44.3 59.0 42.7 66.4 37.0 60.9 53.5 68.4 70.1 38.2 64.3 59.9 74.5 86.0 65.6 73.2 65.3% 79.2 64.6 85.4 81.3 64.6 87.5 79.2 68.8 69.6% 67.9 30.2 41.5 43.4 69.8 88.7 56.6 54.7 54.9% 45.9 31.1 47.5 49.2 45.9 55.7 49.2 47.5 44.9% 52.1 31.8 43.1 41.7 62.1 70.1 51.2 39.8 47.8% 39.1 23.9 30.4 37.0 52.2 52.2 56.5 39.1 40.6% 59.0 35.4 51.7 50.5 63.9 74.7 58.2 53.5 54.1% Table 74 Percent Owners of Home-Based Providers Who Had Training in Running a Home-Based Business Group Homes (N = 66) Family Homes (N = 249) Legally Unregulated (N = 53) TOTAL (N = 368) Yes, Had Received Training in Running a Homebased Business 74.2% (49) 74.7% (186) 49.1% (26) 70.9% (261) 38.4 42.4 Provider Survey Tables Page 49 Table 75 Percentage of Sites that Administered Medication and Had Received Training to Administer Medication Percentage of Sites that Administered Medication Child Care Centers 93.3% (152) Percentage of Sites that Received Training to Administer Medication 60.5% (92) Head Start 92.0% (46) 100% Preschools 73.2% (41) 80.5% (33) Group Homes 83.3% (55) 60.0% (33) Family Homes 78.7% (196) 58.2% (114) Legally Unregulated 71.7% (38) 47.4% (18) TOTAL 82.9% (528) 63.6% (335) Table 76 Training Issues – Training Too Elementary Always an Issue 13.5% (22) Sometimes an Issue 60.7% (99) Never an Issue 25.8% (42) Head Start 2.0% (1) 69.4% (34) 28.6% (14) Preschools 14.3% (8) 58.9% (33) 26.8% (15) Group Homes 7.6% (5) 56.1% (37) 36.4% (24) Family Homes 8.3% (20) 45.0% (109) 46.7% (113) Legally Unregulated 10.9% (5) 34.8% (16) 54.3% (25) TOTAL 9.8% (61) 52.7% (328) 37.5% (233) Child Care Centers Provider Survey Tables Page 50 Table 77 Training Issues – No Funding for Substitutes Always an Issue 40.7% (66) Sometimes an Issue 28.4% (46) Never an Issue 30.9% (50) Head Start 32.0% (16) 24.0% (12) 44.0% (22) Preschools 30.4% (17) 30.4% (17) 39.3% (22) Group Homes 27.4% (17) 22.6% (14) 50.0% (31) Family Homes 28.8% (67) 19.7% (46) 51.5% (120) Legally Unregulated 20.9% (9) 23.3% (10) 55.8% (24) 31.7% (192) 23.9% (145) 44.4% (269) Child Care Centers TOTAL Table 78 Training Issues – Cannot Afford Training Always an Issue 17.9% (29) Sometimes an Issue 46.3% (75) Never an Issue 35.8% (58) Head Start 20.0% (10) 48.0% (24) 32.0% (16) Preschools 12.5% (7) 50.0% (28) 37.5% (21) Group Homes 10.6% (7) 28.8% (19) 60.6% (40) Family Homes 12.7% (31) 35.2% (86) 52.0% (127) Legally Unregulated 24.5% (12) 30.6% (15) 44.9% (22) TOTAL 15.3% (96) 39.4% (247) 45.3% (284) Child Care Centers Provider Survey Tables Page 51 Table 79 Staff Average Turnover Rate in Center-based Providers by Quality Category and Income of Families Served Quality of Sites Low quality Average Turnover Rate 31.5% (39) Predominant Income of Families Served Low-income Average Turnover Rate 21.3% (111) Medium quality 18.0% (140) Middle-income 18.7% (97) High quality 13.8% (79) High-income 11.5% (38) AVERAGE 18.8% (258) AVERAGE 18.8% (246) Table 80 Percentage of Providers Indicating Challenges in Hiring Staff Due to a Lack of Qualified People Child Care Centers Head Start Preschools Group Homes Family Homes Legally Unregulated TOTAL Percent Indicating the Degree of Challenge Associated with Hiring Staff Due to Lack of Qualified People Not at all a 2 Neutral 4 A big challenge challenge 6.2% (10) 3.7% (6) 18.6% 21.7% 49.7% (30) (35) (80) 18.0% (9) 26.0% 14.0% (7) 14.0% 78.0% (13) (7) (14) 5.5% (3) 7.3% (4) 16.4% (9) 34.5% 36.4% (19) (20) 32.1% (18) 0 10.7% (6) 14.3% 42.9% (8) (24) 32.4% (11) 8.8% (3) 17.6% (6) 8.8% (3) 32.4% (11) 60.0% (3) 0 0 20.0% 20.0% (1) (1) 15.0% (54) 7.2% 16.1% 20.2% 41.6% (26) (58) (73) (150) Provider Survey Tables Page 52 Table 81 Percentage of Providers Indicating Challenges in Hiring Staff Due to a Low Pay Child Care Centers Head Start Preschools Group Homes Family Homes Legally Unregulated TOTAL Percent Indicating the Degree of Challenge Associated with Hiring Staff Due to Low Pay Not at all a 2 Neutral 4 A big challenge challenge 4.3% (7) 4.3% (7) 9.8% (16) 15.3% 66.3% (25) (108) 8.0% (4) 12.0% 34.0% 20.0% 26.0% (6) (17) (10) (13) 3.6% (2) 5.5% (3) 21.8% 18.2% 50.9% (12) (10) (28) 17.5% (10) 5.3% (3) 15.8% (9) 17.5% 43.9% (10) (25) 21.2% (7) 6.1% (2) 21.2% (7) 6.1% (2) 45.5% (15) 33.3% (2) 0 33.3% (2) 0 33.3% (2) 8.8% (32) 5.8% (21) 17.3% (63) 15.7% (57) 52.5% (191) Table 82 Percentage of Providers Indicating Challenges in Hiring Staff Due to a Inadequate Benefits Child Care Centers Head Start Preschools Group Homes Family Homes Legally Unregulated TOTAL Percent Indicating the Degree of Challenge Associated with Hiring Staff Due to Inadequate Benefits Not at all a 2 Neutral 4 A big challenge challenge 16.6% (27) 16.6% 12.9% 12.3% 41.7% (27) (21) (20) (68) 34.0% (17) 48.0% 12.0% (6) 4.0% (2) 2.0% (1) (24) 10.9% (6) 16.4% 25.5% 16.4% 30.9% (9) (14) (9) (17) 19.3% (11) 1.8% (1) 10.5% (6) 15.8% 52.6% (9) (30) 24.2% (8) 3.0% (1) 9.1% (3) 0 63.6% (21) 16.7% (1) 0 50.0% (3) 16.7% 16.7% (1) (1) 19.2% (70) 17.0% 14.6% 11.3% 37.9% (62) (53) (41) (138) Provider Survey Tables Page 53 Table 83 Income of Families Served and the Percent of Primary Classroom Staff with Particular Educational Backgrounds for Center-Based Providers Less than High School Diploma 2.08% High School Diploma or GED 41.69% Certificate or Associate’s Degree 30.26% Bachelor’s Degree 24.70% Master’s Degree or Higher 1.28% Middle Income 0.31% 56.53% 13.32% 24.81% 5.04% High Income 0.19% 30.17% 17.46% 43.52% 8.66% Low Income Table 84 Income of Families Served and the Percent of Primary Classroom Staff with Particular Educational Backgrounds for Home-Based Providers Low Income Middle Income High Income Less than 8th Grade 2.22% Less than High School Diploma 5.00% High School Diploma or GED 72.59% Certificate or Associate’s Degree Bachelor’s Degree Master’s Degree or Higher 11.26% 8.93% 0% 0% 2.99% 68.25% 14.70% 12.69% 1.37% 6.67% 8.33% 66.25% 11.25% 6.25% 1.25% Table 85 Average Annual Salaries of Directors, Primary Classroom Staff (PCS), and Aides in the First and Fifth Years of Employment in Center-based Providers by Location of Site Metropolitan Director Salary in 1st Year $27,526 Director Salary in 5th year $33,260 PCS Salary in 1st Year $18,937 PCS Salary in 5th Year $23,277 Aide Salary in 1st Year $14,699 Aide Salary in 5th Year $17,837 Small City $22,992 $27,336 $16,175 $19,266 $13,847 $16,420 Rural $21,626 $24,349 $14,443 $17,235 $12,339 $13,377 AVERAGE $25,299 $30,141 $17,402 $21,083 $14,127 $16,842 Provider Survey Tables Page 54 Table 86 Average Annual Salaries of Home-Based Owners and Their Assistants by Income of Families Served Average Salary of Owners $7,620 Average Salary of Assistants $12,976 Middle-income $12,005 $13,154 High-income $11,826 $14,877 AVERAGE $10,336 $13,297 Low-income Table 87 Quality Category and the Percent of Directors with Particular Educational Backgrounds for Center-Based Providers Less than High School Diploma 1.19% High School Diploma or GED 6.43% Certificate or Associate’s Degree 28.73% Bachelor’s Degree 57.70% Master’s Degree or Higher 5.95% Medium Quality 0% 7.08% 16.09% 61.62% 15.21% High Quality 0% 2.38% 6.51% 59.87% 31.24% Low Quality Table 88 Quality Category and the Percent of Primary Classroom Staff with Particular Educational Backgrounds for Center-Based Providers Less than High School Diploma 2.08% High School Diploma or GED 72.13% Certificate or Associate’s Degree 15.76% Bachelor’s Degree 10.03% Master’s Degree or Higher 0% Medium Quality 0.85% 53.10% 16.73% 26.45% 2.86% High Quality 0.94% 17.44% 32.30% 42.08% 7.23% Low Quality Provider Survey Tables Page 55 Table 89 Quality Category and the Percent of Assistants with Particular Educational Backgrounds for Home-Based Providers Less than 8th Grade Low Quality 2.96% Less than High School Diploma 4.70% Medium Quality 2.27% 6.06% 68.56% 13.60% 8.18% 1.33% 0% 3.13% 60.83% 17.92% 16.88% 1.25% High Quality High School Diploma or GED 73.85% Certificate or Associate’s Degree Bachelor’s Degree Master’s Degree or Higher 9.33% 9.15% 0% Table 90 Average Annual Salaries of Directors, Primary Classroom Staff (PCS), and Aides in the First and Fifth Years of Employment in Center-based Providers by Quality Category of Site Low Quality Director Salary in 1st Year $20,752 Director Salary in 5th year $25,665 PCS Salary in 1st Year $15,378 PCS Salary in 5th Year $18,960 Aide Salary in 1st Year $14,665 Aide Salary in 5th Year $16,797 Medium Quality $23,388 $27,486 $17,062 $20,665 $14,517 $17,351 High Quality $31,705 $37,762 $19,173 $22,757 $13,209 $15,960 TOTAL AVG $25,299 $30,141 $17,402 $21,083 $14,127 $16,842 Table 91 Average Annual Salaries of Home-Based Owners and Their Assistants by Quality Category Average Salary of Owners $9,778 Average Salary of Assistants $11,175 Medium Quality $11,394 $14,596 High Quality $11,135 $14,953 AVERAGE $10,334 $13,371 Low Quality Provider Survey Tables Page 56 Table 92 Quartiles of the Annual Salaries of Home-based Owners by Quality Low Quality (n = 185) Quartiles for Annual Salaries of Home-based Owners Lowest 2 3 Highest 24.9% (46) 28.1% (52) 24.9% (46) 22.2% (41) Medium Quality (n = 82) 20.7% (17) 23.2% (19) 29.3% (24) 26.8% (22) High Quality (n = 20) 45.0% (9) 10.0% (2) 5.0% (1) 40.0% (8) TOTAL (n = 287) 25.1% (72) 25.4% (73) 24.7% (71) 24.7% (71) Table 93 Provider Type and Average Hourly Full Fees Potentially Charged Parents Child Care Centers Average Hourly Full Fees for Infants $2.93 (N = 121) Average Hourly Full Fees for Toddlers $2.69 (N = 140) Average Hourly Full Fees for Preschoolers $2.36 (N = 154) Preschools $3.14 (N=30) $2.90 (N=34) $2.41 (N=51) Group Homes $2.24 (N=41) $2.14 (N=51) $2.09 (N=55) Family Homes $2.22 (N=164) $2.10 (N=183) $2.07 (N=191) Legally Unregulated $2.23 (N=23) $1.95 (N=25) $1.88 (N=32) Table 94 Income and Average Hourly Full Fees Potentially Charged Parents Child Care Centers and Preschools Home-based Providers Income of Families Low-income Middle-income High-income Average Average Hourly Full Fees Infants Toddlers Preschoolers $2.77 (N = 50) $2.59 (N = 55) $2.23 (N = 62) $2.95 (N = 73) $2.65 (N = 81) $2.40 (N = 95) $3.50 (N = 23) $3.22 (N = 30) $2.60 (N = 37) $2.97 (N = 146) $2.73 (N = 166) $2.38 (N = 194) Low-income Middle-income High-income Average $2.16 (N = 89) $2.08 (N = 101) $2.01 (N = 103) $2.19 (N = 77) $2.00 (N = 89) $1.96 (N = 99) $2.33 (N = 57) $2.23 (N = 63) $2.22 (N = 70) $2.21 (N = 223) $2.09 (N = 253) $2.04 (N = 272) Provider Survey Tables Page 57 Table 95 Quality and Average Hourly Full Fees Potentially Charged Parents Quality Category Child Care Centers and Preschools Low Quality Medium Quality High Quality Average Average Hourly Full Fees Infants Toddlers Preschoolers $2.91 (N = 38) $2.55 (N = 40) $2.22 (N = 40) $2.98 (N = 97) $2.77 (N = 110) $2.41 (N = 130) $3.08 (N = 16) $2.85 (N = 24) $2.40 (N = 35) $2.97 (N = 151) $2.73 (N = 174) $2.37 (N = 205) Home-based Providers Low Quality Medium Quality High Quality Average $2.17 (N = 148) $2.01 (N = 168) $1.99 (N = 180) $2.31 (N = 64) $2.25 (N = 75) $2.18 (N = 80) $2.39 (N = 16) $2.17 (N = 16) $2.09 (N = 18) $2.22 (N = 228) $2.09 (N = 259) $2.05 (N = 278) Table 96 Metro Code and Average Hourly Full Fees Potentially Charged Parents Type of County Child Care Centers and Preschools Metropolitan Small City Rural Average Average Hourly Full Fees Infants Toddlers Preschoolers $3.24 (N = 77) $3.00 (N = 95) $2.56 (N = 111) $2.72 (N = 62) $2.42 (N = 66) $2.20 (N = 77) $2.51 (N = 12) $2.32 (N = 13) $1.97 (N = 17) $2.97 (N = 151) $2.73 (N = 174) $2.37 (N = 205) Home-based Providers Metropolitan Small City Rural Average $2.68 (N = 72) $2.52 (N = 83) $2.44 (N = 89) $2.01 (N = 104) $1.91 (N = 122) $1.89 (N = 132) $2.01 (N = 52) $1.83 (N = 54) $1.83 (N = 57) $2.22 (N = 228) $2.09 (N = 259) $2.05 (N = 278) Table 97 Profit Status and Average Hourly Fees Full Potentially Charged Parents for Infants in Child Care Centers and Preschools For Profit Non-Profit Average Average Hourly Full Fees Infants Toddlers Preschoolers $3.02 (N = 84) $2.75 (N = 86) $2.44 (N = 93) $2.91 (N = 67) $2.72 (N = 88) $2.32 (N = 112) $2.97 (N = 151) $2.73 (N = 174) $2.37 (N = 205) Provider Survey Tables Page 58 Table 98 Religious Affiliation and Full Fees Potentially Charged Parents in Child Care Centers and Preschools Managed by Religious Organization Not Managed by NonReligious Organization Average Average Hourly Full Fees Infants Toddlers Preschoolers $2.83 (N = 24) $2.67 (N = 31) $2.18 (N = 39) $2.98 (N = 126) $2.73 (N = 142) $2.42 (N = 166) $2.96 (N = 150) $2.72 (N = 173) $2.37 (N = 205) Table 99 Accreditation Status and Full Fees Potentially Charged Parents in Child Care Centers and Preschools and the Mean Quality Index Infants $3.35 (N = 24) Toddlers $3.01 (N = 30) Preschoolers $2.52 (N = 34) Mean Quality Index .71 Working Toward Accreditation $2.82 (N = 43) $2.68 (N = 48) $2.32 (N = 54) .59 Not Accredited $2.94 (N = 84) $2.67 (N = 96) $2.36 (N = 117) .55 Average $2.97 (N = 151) $2.73 (N = 174) $2.37 (N = 205) Average Hourly Full Fees Accreditation Status Accredited Table 100 Accreditation Status and Annual Operating Costs per Child for Child Care Centers and Preschools Accreditation Status Accredited (N=28) Working toward Accreditation (N=43) Not Accredited (N=81) AVERAGE (N = 152) Annual Operating Costs per Child $5708 $5855 $5228 $5494 Provider Survey Tables Page 59 Table 101 Offer of Direct Financial Assistance to Families by Provider Type Child Care Centers (N = 157) Offer Financial Help 38.2% (60) Preschools (N = 53) 35.8% (19) Group Homes (N = 56) 19.6% (11) Family Homes (N = 198) 16.2% (32) Legally Unregulated (N = 39) 10.3% (4) TOTAL (N = 503) 25.0% (126) Table 102 Income of Families Served by Offer of Direct Financial Assistance to Families and Provider Type Provider Type Child Care Centers (N = 150) Preschools (N = 49) Group Homes (N = 55) Income of Families Served Low-income Middle-income High-income Low-income Middle-income High-income Low-income Middle-income High-income Family Homes (N = Low-income 193) Middle-income High-income Legally Unregulated Low-income (N = 39) Middle-income High-income Offer Financial Help 41.8% (23) 36.6% (26) 37.5% (9) 33.3% (3) 44.0% (11) 33.3% (5) 18.5% (5) 21.1% (4) 22.2% (2) 22.7% (15) 17.1% (113) 7.8% (4) 5.9% (1) 12.5% (1) 14.3% (2) Provider Survey Tables Page 60 Table 103 Types of Offers of Direct Financial Assistance to Families by Provider Type Child Care Centers (N = 59) Sliding Fee 50.8% (30) Scholarships, etc. 49.2% (29) Preschools (N = 19) 42.1% (8) 57.9% (11) Group Homes (N = 10) 30.0% (3) 70.0% (7) Family Homes (N = 30) 33.3% (10) 66.7% (20) 0 100% (2) 42.5% (51) 57.5% (69) Legally Unregulated (N = 2) TOTAL (N = 120) Table 104 Offer of Direct Financial Assistance to Families by Quality Category Low Quality (N = 231) Offer Financial Help 15.6% (29) Medium Quality (N = 218) 30.7% (67) High Quality (N = 54) 55.6% (30) TOTAL (N = 503) 25.0% (126) Provider Survey Tables Page 61 Table 105 Provision of Subsidy Information to Parents by Provider Type Child Care Centers (N = 162) Provide Subsidy Information 88.3% (143) Head Start (N = 50) 94.0% (47) Preschools (N = 56) 60.7% (34) Group Homes (N = 66) 93.9% (62) Family Homes (N = 248) 75.0% (186) Legally Unregulated (N = 53) 49.1% (26) TOTAL (N = 635) 78.4% (498) Table 106 Provision of Subsidy Information to Parents by Income of Families and Provider Type Provider Type Child Care Centers (N = 155) Head Start (N=50) Preschools (N = 51) Group Homes (N = 65) Family Homes (N = 242) Legally Unregulated (N = 53) Income of Families Served Low-income Middle-income High-income Low-income Middle-income Low-income Middle-income High-income Low-income Middle-income High-income Low-income Middle-income High-income Low-income Middle-income High-income Offer Information about Subsidies 93.0% (53) 94.6% (70) 62.5% (15) 93.9% (46) 100% (1) 100% (10) 61.5% (16) 33.3% (5) 93.3% (28) 92.0% (23) 100% (10) 88.5% (69) 73.1% (68) 60.6% (43) 66.7% (14) 50.0% (5) 31.8% (7) Provider Survey Tables Page 62 Table 107 Perceptions of Difficulty Making Ends Meet by Provider Type Child Care Centers (N = 159) Difficulty Making Ends Meet Very Somewhat Not at all 35.8% (57) 44.7% (71) 19.5% (31) Head Start (N = 50) 10.0% (5) 56.0% (28) 34.0% (17) Preschools (N = 55) 25.5% (14) 49.1% (27) 25.5% (14) Group Homes (N = 65) 20.0% (13) 41.5% (27) 38.5% (25) Family Homes (N = 248) 10.5% (26) 45.6% (113) 44.0% (109) Legally Unregulated (N = 50) 12.0% (6) 28.0% (14) 60.0% (30) 19.3% (121) 44.7% (280) 36.0% (226) TOTAL (N = 627) Table 108 Perceptions of Difficulty Making Ends Meet by Income of Participants Low-income (N = 242) Difficulty Making Ends Meet Very Somewhat Not at all 26.0% (63) 48.3% (117) 25.6% (62) Middle-income (N = 227) 16.7% (38) 46.3% (105) 37.0% (84) High-income (N = 139) 11.5% (16) 33.8% (47) 54.7% (76) TOTAL (N = 608) 19.2% (117) 44.2% (269) 36.5% (222) Provider Survey Tables Page 63 Table 109 Perceptions of Difficulty Making Ends Meet by Quality and Low Quality (N = 282) Difficulty Making Ends Meet Very Somewhat Not at all TOTAL 31.4% (38) 44.3% (124) 53.1% (120) 45.0% (282) Medium Quality (N = 238) 51.2% (62) 36.1% (101) 33.2% (75) 38.0% (238) High Quality (N = 107) 17.4% (21) 19.6% (55) 13.7% (31) 17.1% (107) .5475 .5297 .4605 Mean of Quality Index (N = 627)