Secondment Policy Human Resources August 2014 HR/Secondment Policy Secondment August 2014 1 1.0 AIMS 1.1 The University as an institution of learning and development is committed to ensuring the careers of our staff are also developed as fully as possible. As part of our approach to managing talent and succession planning, secondment opportunities (i.e. undertaking work in another area of the University, or outside the University, for a specified time period, sometimes in a post at a higher grade, with increased or new areas of responsibility) are encouraged. 1.2 Internal secondments are arranged when a University employee is being temporarily located in another part of the University with a view to returning to their substantive post at the end of the secondment period. 1.3 External secondments may be arranged with a member of University staff being seconded to work in an external organisation for a specific period of time. Another option is for an individual from another organisation to be seconded from their existing employer to work in the University. 1.4 The University recognises secondment opportunities as; developmental for the individual; an additional means of advancing career paths; adding to the skills base of the organisation; an opportunity to build or develop relationships with other organisations or internal departments; 1.5 This policy is not intended to be prescriptive but to facilitate the development of our staff to the benefit of both the individual and the University. 2.0 APPLICATION 2.1 This policy applies when the University identifies an opportunity which may be offered as a secondment. Alternatively it can be applied when an employee identifies a role for which they would like to be considered on a secondment basis. It is recognised that each secondment opportunity differs dependent upon the individual secondment arrangements, and therefore the full terms of this policy may not apply in all circumstances. The exact details of the individual secondment arrangements will therefore be specified in the secondment contract. 3.0 PRINCIPLES 3.1 One of the University’s values is the development of staff in order to produce the highest standards of performance and career development opportunities; secondments are seen as one of a number of tools available to achieve these aims. 3.2 Managers therefore will use their professional judgement in line with the strategy and values of the University when considering secondment opportunities. Secondment August 2014 2 3.3 If a secondment is not within their own department, managers of the potential secondee should consider whether it is possible to release the individual from their current role for the requested time period, considering the needs of the department, the development needs of the employee, the department’s ability to ensure that the employee can return to the substantive role, and the requirements of the University. 3.4 If an individual’s request for a secondment opportunity is refused, a review of the decision may be sought from the next management level up from the original decision maker. This is likely to be the Head of Department in most cases. This decision is final and should be based on the areas listed under 3.3. 3.5 The normal maximum period for a secondment will be two years. This period may be increased subject to the agreement of all parties associated with the secondment. 4.0 INTERNAL SECONDMENTS 4.1 The University reserves the right to identify secondment opportunities for individuals in line with the University or departmental needs and/or developmental needs of the individual. Such opportunities may not be advertised. 4.2 The filling of a vacant post via a secondment allows the secondee to broaden and develop their experience, while retaining the offer of a return to their substantive post at the end of the secondment. 4.3 The Head of Department of the seconding department must agree in advance that the substantive role (or an equivalent role) will be retained for the employee. 4.4 For situations where the individual is approached by the University to undertake a specific task or work for a specified period (i.e. for succession planning or career development purposes) the secondment might extend beyond two years. In such cases the University may agree to protect the substantive post for an extended period and the terms of the secondment will be no less favourable than specified in this policy. The details of these arrangements will be specified in writing for the individual. 4.5 If the secondee covers a post at the same grade level, no change is made to the existing pay and terms and conditions. 4.6 If the secondee covers a post at a higher grade as part of a development plan, the secondee would normally be offered a ‘development rate’ equivalent to 50% of the difference between their current rate of pay and the first point on the scale of the secondment grade. 4.7 If the secondee,as part of a development plan, wishes to undertake a secondment in a role at a lower grade, the employee would be paid at the top of the scale for the lower graded post for the duration of the secondment. Secondment August 2014 3 4.8 In circumstances where the secondee, based on previous skills and experience or experience gained within the secondment is able to carry out the full remit of the higher graded secondment role the employee will be paid at the first spinal point on the scale for the secondment appointment (pro rata for a part time secondment). 4.9 For employees currently employed in posts graded FA1- FA4 and in the UPS pension scheme who are seconded to a post graded FA5 or above, a secondment allowance representing the difference between the secondee's substantive post and the first point on the secondment post’s grade (where this is higher than the substantive post) will normally be paid., This additional payment would be non-pensionable and may be appropriate where undertaking the secondment would result in an individual having to change pension schemes (from UPS to USS). 4.10 Guidance should be sought from the link HR Adviser on the most appropriate pay arrangements to be adopted, which must be agreed with the secondee prior to the commencement of the secondment. 4.11 In order to arrange the secondment, the Head of Department will first need to have approval to fill the secondment post, and then to complete a Request to Appoint Form indicating that the appointment is to be a secondment. HR will issue a secondment letter varying the contract of the individual and confirming that the individual will return to their substantive post or a suitable alternative post at the end of the secondment. 5.0 INDIVIDUALS SEEKING A SECONDMENT 5.1 Individuals must approach their line manager to discuss the possibility of a secondment application being supported by their department. It is strongly recommended that this approach be made prior to an application being submitted as the department’s agreement to any secondment will be required. 5.2 Individuals should identify the benefits for their development from the secondment opportunity and how any new knowledge or experience gained will be of benefit to their substantive department. This should be discussed with the relevant line manager prior to an application. 6.0 DURING THE SECONDMENT 6.1 Secondees will maintain their continuous service and annual leave record at the time of the secondment. Where an increase to the annual leave entitlement is appropriate this will be applied pro-rata for the period of the secondment. 6.2 Any increments and pay awards due will be recorded as normal, so that the employee returns to the same salary that they would have received had the secondment not occurred. 6.3 The line manager is required to consult with the substantive post holder prior to making any changes to their role during the secondment period. Secondment August 2014 4 7.0 END OF THE SECONDMENT 7.1 Before a secondment is due to finish and the individual returns to his/her substantive post or alternative post in the University, a meeting should be arranged between the individual and his/her line manager at least one month prior to the secondment end date. The purpose of the meeting is to ensure that both the line manager and the individual are up to date with any developments and issues, including any potential changes to the secondee’s substantive role or alternative role. 8.0 EXTENSION BEYOND TWO YEARS 8.1 The obligation of the ‘home’ department will normally cease after two years. Any extension beyond two years could be offered as a fixed term contract on the basis that the individual is aware that their right to return to their substantive post will be relinquished. For secondments beyond two years employees will have the choice to either return to their substantive post, or accept a fixed term contract appointment for the secondment period beyond two years duration. 8.2 Where an individual has transferred to a fixed term contract, prior to the end of any extended secondment, the University will work with the individual to try and find a suitable alternative post, in line with the Fixed Term Contract Guidelines and the Redeployment Guidelines. In the event this is not possible, and the individual’s employment ceases at the expiry of the fixed term contract, the continuous service of the individual will be the basis for any statutory redundancy payment. 8.3 Where the employee has been employed in the secondment post for 12 months or more and had applied through the normal recruitment and selection process, the employee may be able to be confirmed in the role at the discretion of the Head of Department, and in consultation with the link HR Adviser. Any decision will be taken on a case by case basis depending on the requirements of the Department. 8.4 If the employee’s substantive role is identified as being at risk of redundancy whilst he/she is on secondment, the employee will be involved in all discussions and the consultation process as if he/she had remained within their substantive role and department. 8.5 Where the employee’s substantive role is confirmed as redundant and no alternative roles are identified, the employee can choose to remain in the seconded role on a fixed term basis until the end of the secondment. A revised secondment agreement will be issued which confirms the fixed term basis for their employment, and the arrangements that will apply at the end of the fixed term (see 8.2). Secondment August 2014 5 9.0 NOTICE PERIODS 9.1 During the secondment, the notice periods as specified in the individual’s secondment contract will usually apply unless agreed otherwise. 10.0 10.1 EXTERNAL SECONDMENTS External (outgoing) secondments are used when a University employee remains under contract with the University but works for another organisation for a defined period of time. 10.1.1 The relevant manager or Head of Department should discuss all external secondments with the department’s link HR Adviser prior to making any commitment to a secondment. 10.1.2 Whilst on external (outgoing) secondment secondees will usually maintain the same terms and conditions relating to their employment at the University of Warwick, unless there is an agreement to the contrary. Any increments and pay awards due will be made as normal and the host organisation will be invoiced for the salary costs. Continuous service will be maintained. 10.1.3 Secondments will usually be for a maximum period of two years, although a longer period can be agreed. Unless the substantive post has been identified as redundant it is a requirement that the substantive or a suitable alternative post is available in the University for the secondee to return to, unless any agreement is reached with the individual and the organisation the individual is seconded to, regarding an indefinite role offer. 10.1.4 Where the secondee’s substantive role is confirmed as redundant and no alternative roles are identified following consultation, the secondee’s employment with the University would cease by reason of redundancy. Upon agreement with the individual discussions would be undertaken with the organisation to which the individual is seconded to ascertain the opportunities for new employment on an indefinite or fixed term basis. 10.2 External (incoming) secondments are used when an individual comes to work for the University while maintaining their employment contract with another employer for a defined period of time. 10.2.1 If considering offering a secondment to a named individual (other than one named in a research grant), the Head of Department should set out the business case via their HR Adviser to the Director of Human Resources and the Registrar or Provost (or their representatives) for restricting the employment opportunity to the proposed secondee. It should be noted that there may be issues relating to eligibility to work if the named individual is a non-EEA national. Such considerations should be fully explored before any discussions are entered into with the named individual to avoid committing the University to a verbal contract of employment. 10.2.2 The usual process would be for the substantive employer to continue to pay the secondee’s salary and to invoice the University. Secondment August 2014 6 10.3 In the case of either outgoing or incoming external secondments, agreements are available from HR. All external secondments to or from the University must be notified and discussed with the department’s link HR Adviser prior to any commitments being made to a secondment 10.4 All external secondments require the authorisation of the Director of Human Resources and the Director of Finance (or their nominated representatives). 11.0 REVIEW 11.1 This policy will be monitored and reviewed on an annual basis by Human Resources. Secondment August 2014 7