Appendix B: Checklist for Fair Use

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Appendix B: Checklist for Fair Use
CHECKLIST FOR CONDUCTING A FAIR USE ANALYSIS BEFORE USING
COPYRIGHTED MATERIALS
This checklist is a tool to assist you in applying the balancing test for determining
whether you may make or distribute copies of works protected by copyright
without having to obtain the permission of the copyright holder.1 It is
recommended that you complete and retain a copy of this form in connection with
each "fair use" of a copyrighted work.
Directions: Check all boxes that apply. For each of the four sections below,
determine whether that factor favors or disfavors a finding of fair use. Where the
factors favoring "fair use" outnumber the factors weighing against a finding of
"fair use," reliance on the fair use exception is justified. Where less than half of
the factors favor "fair use," permission should be obtained before copying or
disseminating copies of the work.
Revised for use by Cornell University from the "Checklist for Fair Use," a project
of the IUPUI Copyright Management Center, directed by Kenneth D. Crews,
Associate Dean of the Faculties for Copyright Management; see
www.copyright.iupui.edu.
PURPOSE
Favoring Fair Use
 Teaching (including multiple copies for classroom
use)
 Research
 Scholarship
 Nonprofit education institution
 Criticism
 Comment
 News reporting
 Transformative or productive use (changes the
work for new utility)
 Restricted access (to students or other
appropriate group)
 Parody
Opposing
Opposing
Fair Use
Fair Use
 Commercial activity
 Profiting from the use
 Entertainment
 Bad-faith behavior
 Denying credit to original author
NATURE
Favoring Fair Use
 Published work
 Factual or nonfiction-based
 Important to favored educational objectives
Opposing Fair Use
 Unpublished work
 Highly creative work (art, music, novels, films,
plays)
 Fiction
AMOUNT
Favoring Fair Use
 Small quantity
 Portion used is not central or significant to entire
work
 Amount is appropriate for favored educational
purpose
Opposing Fair Use
 Large portion or whole work used
 Portion used is central to the work or is the
“heart of the work”
EFFECT
Favoring Fair Use
 User owns lawfully acquired or purchased copy of
original work
 One or few copies made
 No significant effect on the market or potential
market for copyrighted work
 No similar product marketed by the copyright
holder
 Lack of licensing mechanism
Opposing Fair Use
 Could replace sale of copyrighted work
 Significantly impairs market or potential
market for copyrighted work or derivative
 Reasonably available licensing mechanism
for use of the copyrighted work
 Affordable permission available for using work
 Numerous copies made
 You made it accessible on the Internet or in
other public forum
 Repeated or long-term use
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