ISPE Biopharmaceutical Baseline Guide Chapter 6 - Facilities Omaha, April 14, 2005

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ISPE Biopharmaceutical
Baseline Guide
Chapter 6 - Facilities
Omaha, April 14, 2005
Mark von Stwolinski, CRB
So who is Mark von Stwolinski?
Biopharmaceutical Baseline Guide –
Steering Committee member and
author
PACLAW Baseline Guide – author and
Facilities Chapter lead
2
Two Part Presentation
Part 1 – The New Bioguide concepts
Paradigm Shift: product does not equal facility
Part 2 – What can be done now? editorial
Optional Futures Shift
Rate of Change Shift
Attitude Shift
3
ISPE Biopharmaceutical Guide
This Guide presents a major shift in thinking
for facility designs
The ‘closed system’ verses ‘open system’
production approach results in two very
different facilities
This presentation is an overview of this major
concept
4
Closed verses Open processing
These are both
cGMP
5
Facility Layout Items
Fully closed system process design is a major
technology shift over open processing
Facility design for closed processing now
needs to shift to adapt to the process
technology
Many of the “open processing” facility design
features such as supply and return corridors
and unidirectional flows are not needed in
“closed processing” facilities
6
Biopharmaceutical Paradigm
Shift
Product = Process = Facility for
“open systems”. Typical for past facilities
Product = Process and not equal to Facility
for “closed systems”. Current standard
Product does not equal equipment and does
not equal process
7
Paradigm Shift
Product = Process
= Facility
Product = Process
≠ Facility
Product ≠ Process ≠
Facility
1985-2005
2005
2010
8
Spatial Segregation
with a Single Production Line and Dual Production Hallways
A ‘Supply/Return’ Hallway System
A common design solution for early biotech facilities with all open processing.
This approach is still used today for closed processes.
9
Single Product/Min Segregation
Single Product / Minimal Segregation
Access Co ntrol
Ra w Ma te rials
Ma te rials &
Solutions
Ino cul um
Prep.
Produc t Flow
A
Produc t
Media
Pre p.
Ferm /C C +
Ha rve st/Rec ov ery
Upstre am
Processing
A
Dispensa ry
Downstream
Processing
Buffer
Pre p.
Raw Mate rials
In
For mula ted
Bulk Product
Out
10
Purific ation
Mate rials
Ce nte r
A
Bulk
For mula tion
Single Product/Mod Segregation
Single Product / Moderate Segregation
Access Co ntrol
Ra w Ma te rials
Ma te rials &
Solutions
Ino cul um
Prep.
Produc t Flow
A
Ferm /C C
Media
Pre p.
Produc t
Ha rve st/
Re cover y
A
Upstre am
Processing
Dispensa ry
Raw Mate rials
In
For mula ted
Bulk Product
Out
11
Buffer
Pre p.
Mate rials
Ce nte r
Downstream
Processing
Cr ude
Pur ifica tion
A
Final
Pur ifica tion
A
Bulk
For mula tion
Multi-Product/Mod Segregation
Mul ti -Pro du ct / Mo d erate Segr ega tion
Acc ess Co nt rol
Ra w Ma te rial s
Materials &
Solutions
Pr oduc t Fl ow
A
Medi a
Prep.
Pr oduc t
Upstream
Processing
Ino cu lum
Prep .
Ferm/C C
Ha r vest/
Re cov ery
Harvest/
Recovery
A+B
A
B
Di spensary
Buffer
Prep.
Raw Mat e ri al s
In
For mula te d
Bul k Produc t
O ut
12
Material s
Center
Crude
Purifi cation
Fina l
Purifi cation
A or B
A or B
Downstream
Processing
Bul k
For mulation
Multi-Product/Mod Segregation
Multi-Product / Moderate Segregation
Access Co ntrol
Ra w Ma te rials
Ma te rials &
Solutions
Ino cul um
Prep.
Ferm /C C
+ Ha rve st/
Re cover y
Ferm /C C
+ Ha rve st/
Re cover y
Ino cul um
Prep.
Produc t Flow
A
Media
Pre p.
Produc t
A
B
Cr ude
Pur ifica tion
Cr ude
Pur ifica tion
Dispensa ry
Raw Mate rials
In
For mula ted
Bulk Product
Out
Buffer
Pre p.
Mate rials
Ce nte r
A
Final
Pur ifica tion
A
13
Upstre am
Processing
Downstream
Processing
B
Final
Pur ifica tion
B
Bulk
For mula tion
Facility Layout - Overview
What determines how areas are segregated?
What is segregation?
Without this knowledge, many will say
company “x” did it, so we should too. This
results in solutions applied out of context.
14
Basic Processing Steps
Why, What, Where, When and How to cut
15
Facility Layout Key Factors
Closed or Open Processing
Closed or Open Equipment Cleaning
Additional Segregation Approaches
16
Closed and Open Processing
ƒ Closed Processing = Controlled Non-Classified
(CNC) Environment
ƒ Open Processing mitigated to closed = CNC
ƒ17 Open Processing = Classified Space
Open Processing
ƒ The room environment is part of the product
protection equation
18
Closed Processing
ƒ Product protection is by closed systems and is
independent of the room environment
19
Open and Closed Processing
ƒ
Typical open process in a series of separate rooms
ƒ
Inoculum to harvest is typically upstream
ƒ
Purification to bulk formation is typically
downstream
20
Open and Closed Processing
ƒ
Validated Closed Processing allows for multiprocess steps to occur in the same room, including
Pre and Post Viral Inactivation
ƒ
Open Process steps are still segregated
21
Open and Closed Processing
ƒ
22
This works for Single Production Lines and for
Multi-Product concurrent production, including
concurrent cell culture and microbial closed system
processing.
Open and Closed Processing
ƒ
The facility is organized around “open and closed”
ƒ
The traditional division of upstream and
downstream facility separation for open processing
becomes less of a factor for validated closed
processing.
23
Closed Processing
Cell Culture
Harvest
Utilities
Purif 2
Hold
Purif 1
ƒ
A possible future? The “McFusion” or the
“McProcess”.
ƒ
For closed processing, this guide does not preclude
this Ballroom approach.
24
Closed Processing
Multi-product
concurrent
production for
validated closed
processing and
closed equipment
cleaning
25
Facility Layout Key Factors
Closed or Open Processing
Closed or Open Equipment Cleaning
Additional Segregation Approaches
26
Open and Closed Equipment Cleaning
But Equipment Cleaning is not always closed
Impact factors include: production scheduling,
personnel protection, environmental protection and
room cleaning for residual contamination
prevention
27
Open and Closed Equipment Cleaning
Non-closed product contact equipment, portable
vessels and utensils can be addressed by spatial
segregation
The result may be the return of a series of separate
rooms
28
Open and Closed Comparison
29
Open and Closed Comparison
30
Facility Layout Approach
31
Possible Two Level Vertical Concept
Large scale ‘horizontal’ concept
32
Possible Four Level Vertical Concept
Large scale, gravity feed media and buffers
33
Possible Five Level Vertical Concept
Large scale, gravity feed process
34
3-D Facility Planning
35
Facility Concept
36
Facility Concept Graphic
37
Facility Concept Art
38
Facility Layout Key Factors
Š Closed or Open Processing
Š Closed or Open Equipment Cleaning
Š Additional Segregation Approaches
39
Segregation and Flow
The concept of “Segregation” reflects a
need for the design to protect the open
product from environmental contamination
as it progresses through a series of unit
operations. The avenues to accomplish
segregation include, among others,
procedural, physical, environmental and
chronological (temporal) separation.
Open processing requires segregation which
drives “flow”.
40
Segregation and Flow
Segregation by space (spatial) may include
built-in paths of travel
Segregation by time (temporal) may include
sequencing clean and dirty items or
materials at different stages of cleanliness
through the same area, but separated by
time
41
Segregation and Flow
Segregation by environmental control may
include the protection of an open system by
the use of a classified area.
Segregation by ‘closed processing’ (a form
of physical segregation) avoids the
additional measures identified above to
protect an open process.
42
CNC Areas
Can look like bulk pharmaceutical and
chemical production facilities
Exposed utilities are acceptable
43
CNC Environment
Ventilated with filtered air – ARHRAE 85%
filtration. HEPA filtration is not required
Some differential pressure to reduce outdoor
contamination
Routine environmental monitoring is not
required
44
Closed verses Open processing
These are both
cGMP
45
Facility Layout Summary
Protect the product by ‘closed’ system
processing and avoid elaborate and expensive
facility designs.
Once a process step is ‘open’ then the facility
environment, production flows and personnel
gowning are required to protect the product.
Discretionary upgrades are anything that are
beyond product protection.
46
Facility Layout Summary
There is no single way to approach facility design
There is no single way to design a facility
The Guide should not be used to develop an
‘ideal’ facility outside of the context of reality
47
Part 1 Conclusion
The goal is to protect the product. Everything
else is discretionary.
48
Two Part Presentation
Part 1 – The New Bioguide concepts
Paradigm Shift: product does not equal facility
Part 2 – What can be done now? editorial
Optional Futures Shift
Rate of Change Shift
Attitude Shift
49
Optional Futures
Based on a solid understanding of the
regulatory requirements, there is a freedom
to implement rational and creative facility
solutions
The ‘same old way’ does not have to be ‘the
same old way’
50
The GMP Compass
Step 1: orientation
Step 2: path forward
Develop your internal
GMP compass
51
Creating Possible Futures
What are the possible futures of
biopharmaceutical facility design?
Anything you want them to be
It is creation that integrates the process
technology and regulatory requirements into
a viable facility
These are discretionary opportunities
52
Production Rough
53
Production Slick
54
Grim
55
Light
56
Open
57
Heidelberg
58
Modules
59
Editorial Comment
The GMPs do not make ugly or grim facilities,
people do
GMPs are like a building code, there are
requirements, but the variations are endless
The industry has a choice
60
A Bright Future
With what the industry knows now, if we
could start with a clean sheet of paper, what
would we do?
But sometimes thinking can be locked in time
61
Current Negative Layout Drivers
Fear (the greatest hindrance to reason &
innovation)
Unclear understanding of regulatory intent
Concepts applied out of context
One-upmanship
Belts and suspenders
Funds spent on items that have no bearing
on product protection
62
Two Part Presentation
Part 1 – The New Bioguide concepts
Paradigm Shift: product does not equal facility
Part 2 – What can be done now?
Optional Futures Shift
Rate of Change Shift
Attitude Shift
63
Rate of Change Shift
Changes from start to 2000 < 2000-2020 < 2020-2030
ƒ
ƒ
64
The rate of change is compressing
Facility design needs to accommodate these shifts
Rate of Change Shift
The rate of process technology change is
compressing
The rate of equipment technology is
compressing
The rate of process analytical technology is
increasing
The rate of facility design needs to adapt to
keep up
65
Rate Of Change Shifts
The Biopharm Industry is Changing
66
Rate Of Change Shifts
The Biopharm Industry is Changing
“It is
safer to
assume
all
processes
are open”
67
“Reduce the
clean area by
remoting
some
equipment
into gray
space”
“Design the
equipment
for all closed
processing
for a flexible
facility”
“We have well
characterized
proteins – keep
the equipment
flexible”
“McProcess
run in your
garage like the
washing
machine”
Rate of Change Shifts
People tend to “design in” obsolescence
Fueled by:
Regulatory Uncertainty
Good ideas applied out of context or out “of
current”
People tend to repeat what they have seen
Adaptation is essential to remain market
viable
Anticipate and facilitate change
68
Rate Of Change Shifts
The Biopharm Industry is Changing
“It is
safer to
assume
all
processes
are open”
“Reduce the
clean area by
remoting
some
equipment
into gray
space”
Less competitive
69
“Design the
equipment
for all closed
processing
for a flexible
facility”
Facility Cost
“We have well
characterized
proteins – keep
the equipment
flexible”
“McProcess
run in your
garage like the
washing
machine”
More competitive
Two Part Presentation
Part 1 – The New Bioguide concepts
Paradigm Shift: product does not equal facility
Part 2 – What can be done now?
Optional Futures Shift
Rate of Change Shift
Attitude Shift: humans, what to do with them?
70
Human Factors
What? Who let the human in here?
Many industries have an unfortunate view of
personnel - in two classes
The creative class, those who use machines to
create wealth
The commodity class, those who service machines
that create wealth
71
The Beginning - Choices
Understanding The Corporate values and
mission
Understanding the Project goals, objectives
and tasks
This is a counter-offshoring optional future
72
Begin with Corporate Values
Time Expended
The How
Tasks
The When
Objectives
The What
Goals
The Why
Mission
The Who
Values
73
This is what
you will do
These are what
Define your company
Corporate Goals Example
To provide a working environment that will:
•Attract and retain the best employees in a highly
competitive market.
•Encourage a large and diversified product portfolio.
•Incorporate Technologies for the 21st Century.
•Provide flexibility and accommodate future growth.
•Create and foster a collaborative cross team environment,
reflecting the way people use facilities today.
74
Facility Concepts
To provide a working environment that will provide:
•Group Interaction
•Facility Integration
•Collaborative Environment
•Excitement
•Employee Enjoyment
•Corporate Image
75
Next Generation Facilities
Next Generation Facilities
76
Next Generation Facilities
An overview of the change in thinking
in biopharm facility design
What is ‘current’
77
Generation One
•Isolated Production
•No Visual Relief
The Generation Dial
Functional Groups Interaction
1
2
3
4
5
4
5
Facility Integration
1
2
3
Collaborative Environment
1
2
3
4
5
3
4
5
Excitement
1
2
Employee Enjoyment
1
2
3
4
5
4
5
Corporate Image
1
78
2
3
Generation One
•Isolated Production
•No Visual Relief
79
Generation Two
•German Daylight View Guide
•FDA observation from a non-clean area
The Generation Dial
Functional Groups Interaction
1
2
3
4
5
4
5
Facility Integration
1
2
3
Collaborative Environment
1
2
3
4
5
3
4
5
Excitement
1
2
Employee Enjoyment
1
2
3
4
5
4
5
Corporate Image
1
80
2
3
Generation Two
•German Daylight View Guide
•FDA observation from a non-clean area
81
Generation Three
Loop circulation
•Dislodged from
building exterior
•Color
82
Generation Three
Loop circulation
•Dislodged from building exterior
•Color
83
Generation Three
84
Generation Three
85
Generation Four
The Generation Dial
Functional Groups Interaction
1
2
3
4
5
4
5
Facility Integration
1
2
3
Collaborative Environment
1
2
3
4
5
3
4
5
4
5
4
5
Excitement
1
2
Employee Enjoyment
1
2
3
Corporate Image
1
86
2
3
Generation 5
87
Generation Five
The Generation Dial
Functional Groups Interaction
1
2
3
4
5
3
4
5
Facility Integration
An Innovative Solution that
Celebrates the values of the Client
1
2
Collaborative Environment
1
2
3
4
5
2
3
4
5
3
4
5
3
4
5
Excitement
1
Employee Enjoyment
1
2
Corporate Image
1
88
2
A Sense of Place
Place is:
ƒ
ƒ
ƒ
ƒ
ƒ
Particular
Somewhere
Meaningful
Unique
Refreshing
Space is:
ƒ
ƒ
ƒ
ƒ
ƒ
General
Everywhere
Meaningless
Generic
Fatiguing
ƒ“Place” exists from the executive suites to
admin to labs – everywhere but manufacturing
ƒDo manufacturing personnel have the same
right to “place?”
89
Arrival
90
A Sense of Place
91
A Path
92
Functional Art
93
Open
94
One Future
95
Another Future
96
Creating Possible Futures
What are the possible futures of
biopharmaceutical facility design?
Anything you want them to be
It is creation that integrates the process
technology and regulatory requirements
into a viable facility
97
Creating Futures Requires Change
Closing thoughts on change
Change is never a complete replacement.
There are always remnants; Reminders of
how things used to be
All new principals and ideas, however
dynamic, are never wholly accepted by
everyone
Different views have their adherents, either
on the grounds of vested interests, principled
support or inertia
98
Creating Futures Requires Change
Radicals encounter conservatives in
their attempts to reconfigure existing
situations to new criteria
Radicals are driven by the search for
new futures
99
Attitude Shift Conclusion
Can production find a place in the sun
Is it still ‘just manufacturing’
The attitude toward manufacturing personnel
Attract and retain qualified staff
The introduction of a sense of place in
manufacturing
100
Two Part Presentation
Part 1 – The New Bioguide concepts
Paradigm Shift: product does not equal facility
Part 2 – What can be done now?
Optional Futures Shift
Rate of Change Shift
Attitude Shift
The end
101
ISPE Biopharmaceutical
Baseline Guide
Chapter 6 - Facilities
Omaha, April 14, 2005
Mark von Stwolinski, CRB
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