EXPLAINING DYNAMICS OF POLICY FASHION Observations: Market Reforms in Europe: Dynamics of Policy Fashion – Policy makers in Britain, Sweden, and the Netherlands adopted market reform policies quickly and uncritically. – Decision makers and their constituencies soon became disenchanted disenchanted Michael I. Harrison* Agency for Healthcare Research and Quality with market reforms, once the proposed changes proved hard to implement. Presented at Academy Health Annual Research Meeting June 6, 2004, San Diego. – The health policy agenda shifted quickly, as policy makers explored explored *Email: mharriso@ahrq.gov new options. Research question: Did the rapid rise and decline of political support for market reforms in health care reflect the dynamics of policy fashion? + POLICY FASHION DEFINED Demand For Policy Fashions The rapid rise and decline in political support for a set of policypolicy-related beliefs, principles, programs, or techniques is called policy fashion when these shifts reflect the dynamics and interactions of fashion setting, policy formation and adoption, and policy implementation. Policy Formation Fashion Setting and Policy Implementation Adoption Support for Policy Trend - DYNAMICS OF POLICY FASHIONS FASHION SETTING Fashion setters --policy --policy gurus, universities, consultants, media -- actively promote new policies. Setters define favorite new policies as progressive and rational. FORMATION AND ADOPTION OF POLICY FASHION Advocates in governments and agencies urge adoption of policies promoted by highhigh-status setters and used by highhighstatus organizations and sectors. Policy makers alter fashions from other sectors to fit target sector. Initial discourse is enthusiastic and uncritical. Proponents build supporting coalitions. 1 FORCES CREATING DEMAND FOR POLICY FASHIONS Norms of progress and rationality Budgeting processes and career ladders in public agencies Economic cycles Organizational and technical contradictions (e.g., public accountability vs. professional autonomy; disease intervention vs. wellness) FORCES AFFECTING SUPPORT FOR POLICY TRENDS Trends in political beliefs and values Social and cultural change Electoral politics Interactions among policy actors Organizational and technical conditions Policy precedents and institutional commitments IMPLEMENTATION COMPLICATIONS & STRUGGLES FORCES UNDERMINING SUPPORT FOR IMPLEMENTED POLICY Implementation complications and struggles Disappointment with results – Outcomes below expectations – Costs beyond estimates Shifts in involvement of main actors bring changes in implementation needs, views, and priorities. Main actors: – Policy makers – Implementers Outcomes of policy fashions always fall below original expectations (and stated objectives) and costs always exceed estimates, because initial expectations were unrealistic and overly optimistic. optimistic. Changes in forces affecting demand for policy trend. Competition from other policies, including new policy fashions. IMPLEMENTATION BYPRODUCTS – Recipients – Nonparticipating stakeholders, e.g., unions, voluntary groups, voters. voters. Implementation barriers emerge. Policy contradictions surface. Conflicts emerge between policy and other strongly held values. Actors learn about policies and implementation. CONSEQUENCES OF FASHION Discourse becomes critical. Challenge taken-for-granted routines and ideas. Supporting coalitions grow weaker or fragment. Encourage experimentation. Popular disaffection grows with policies and policy makers. Successive waves of fashion can produce significant changes. Fashion setters and policy makers search for alternative policy solutions. 2 FASHION’ FASHION’S COSTS AND RISKS Discourages diagnosis of problems and analysis of program feasibility LIVING WITH POLICY FASHION Involve those responsible for implementation in policy formulation and planning. Blocks improvement during implementation Experiment with policy options before full-scale rollout. Wastes resources Fails to attain objectives Burdens the implementers Creates cynicism Sponsor research and rapid feedback on implementation. Train all levels in diagnostic and critical thinking about policies and their implementation. www.sagepublications.com 3