West Virginia Northern Community College ACCESS TO PERSONNEL FILES Effective Date: March 25, 2004 Date Approved by WVNCC Board of Governors: March 25, 2004 Authority Reference: WV Code Section 29B-1-4; HEPC Series 8, Section 8 Replaces previous policy dated: WVNCC Policy No. 4.2.31 effective January 3, 2000 Rule: The College maintains individual official personnel files for each employee in the course of regular business for employment, benefit and payroll purposes. Personnel and payroll files are maintained in the Human Resources office area and the official custodian of these records is the Human Resources Representative. An employee may have access to his/her personnel file when the College is normally open for business. An employee may examine his/her own file and the contents therein with the following exception: Materials which were gathered with the employee’s prior agreement to forfeit his/her right of access, such as some references. To maintain confidentiality of employee personnel and payroll records, no individual, private or public agency external to the College will be permitted access to any employee’s personnel file and information without the express, written consent of the individual employee concerned, but with the following exceptions: 1. Information will be voluntarily provided to Federal or State agencies responding to written requests when: the agency has jurisdiction to make the particular inquiry; the information being sought is obtainable by subpoena; and the appropriate College officials are satisfied that the information being sought is actually pertinent to the agency’s inquiry. 2. Information is being requested by legal subpoena or other requirements by law or court order. LKDzip/BOG Rules/Access to Personnel Files No Chg R zip 4/14/04 Access to Personnel Files Page 2 3. College supervisors, managers and officials will have access to an employee official personnel file on the basis of a need to know. All persons examining a file on the basis of a need to know must treat the contents of the file as confidential, unless under a legal subpoena. A representative of the custodian of records shall be present with the employee during the review. The date, time and location of each review shall be recorded in the personnel file. A copy of any material in the personnel file, except as noted above, shall be provided to an employee upon request. A small copy fee may be charged. Positive identification of the employee must be established prior to providing access to the personnel file. Documents may not be removed from a personnel file by the employee. An employee may petition at any time for either the removal or addition of documents to his/her own personnel file. The employer may require that employees schedule an appointment to see the personnel file. LKDzip/BOG Rules/Access to Personnel Files No Chg R zip 4/14/04