HAROLD EVENSKY
Evensky & Katz
2333 Ponce de Leon Boulevard
Penthouse 1100
Coral Gables, Florida 33134
harold@evenskykatz.com
EDUCATION
Cornell University Bachelor Of Civil Engineering
Cornell University Master Of Science
Cornell University Certificate Of Advanced Engineering Study
(Master of Engineering)
College for Financial Planning- Advanced Studies
Professionally Managed Assets
Investment Strategies & Portfolio Management
1965
1967
1968
1988
1988
CERTIFICATION
Certified Financial Planner
1984
WORK HISTORY
1966 – 1968
1968 - 1968
1968 - 1971
1971 - 1972
1972 - 1981
1981 - 1983
1983 - 1985
1985 - 1992
1992 - 1993
1993 - 1996
1996 - 1998
1998 - 2000
2000 - 2001
1997 - Present
2004 - Present
Procter & Gamble, Cincinnati
Kess Construction, New Orleans
U.S. Army, Captain, Medical Service Corps
Carol Housing, New Orleans/Miami
Partner in homebuilding companies, S. Florida
Bache (later Prudential/Bache), VP Investments
Drexel Burnham Lambert, VP Investments
P.B.H.E. Inc.
Evensky & Brown
Evensky, Brown, Katz & Levitt
Evensky, Brown & Katz
P.B.H.E. Inc. d/b/a Evensky Brown & Katz
Evensky Brown & Katz Inc.
D.K.H.E. Inc.
Evensky & Katz
PROFESSIONAL ORGANIZATIONS
Certified Financial Planner Board of Standards (CFP BOG)
Financial Planning Association (FPA)
CFA Institute
Academy of Financial Services (AFS)
Associate Member American Bar Association (ABA)
National Council of Financial Fiduciaries
PROFESSIONAL ACTIVITIES
Research Columnist Journal of Financial Planning
Editorial Advisory Board Journal of Financial Planning
Chair CFP Board of Standards (1998-1999)
Chair International CFP Council (1999 – 2000)
Chair TIAA-CREF Institute Financial Advisory Committee (2002 – 2003)
Past Chair CFP Board of Appeals; Past Chair CFP Board of Examiners
Past National Board Member International Association for Financial Planning
Dean ICFP Retreat for Investment Track (1991)
Chair IAFP National Convention Investment Track (1994)
Co-Chair IAFP National Conference (1995)
Past Chair TIAA-CREF Institute Financial Advisory Committee
Past President South Florida Chapter IAFP
Past President Gold Coast Chapter Institute of Certified Financial Planners
Past President of the Dade County Planned Giving Council
Past President Miami Chapter, American Association of Individual Investors
Arbitrator - American Arbitration Association
Arbitrator - National Association of Security Dealers
RECOGNITION
Smart Money, September 1998 - “Power Brokers, Who are the most powerful
people in the mutual fund industry” – Ranked #22 of 30
Fortune, 1998 Special Year-End Double Issue, “The new age of financial
planning”
“Evensky is ... the most widely recognized of that new breed of financial
expert known as a financial advisor.”
Accounting Today, May 10-23, 1999 – Listed in “Names to Know in Financial
Planning, for accountants interested in branching out into financial planning, or
planners seeking to expand in the 21st century, Accounting Today has compiled
this list of 10 names you need to know”
Dow Jones Investment Advisor Portfolio Management Award, 1999 – For
Lifetime Achievement
Accounting Today, September/October 2000– Listed in “Making History The
Accounting Today 2000 Most Influential People” and May 2002 – “Names to
Know in Financial Planning.”
Financial Planning Magazine, named as one of five in the January 2001 cover
story, “Movers, Shakers and Decision Makers, The Most Influential People in the
Financial Planning Profession”
Journal of Financial Planning, “Changing Equity Premium Implications For Wealth
Management Portfolio Design And Implementation” selected as the winner of the
2002 Planning Techniques and Methods, Call for Papers” competition.
Worth Magazine, September 2001, July/August 2002, listed in The 250 Best
Financial Advisors In America”
The Monitor, IMCA , Sept 2006, “How to Prepare Beneficiaries of Wealthy
Clients.”
Wealth Management cover endorsements:
“Harold’s diligent and scholarly approach to investing theory makes Wealth
Management a thoughtful book that should be on every advisor’s reading list.”
Charles Schwab, Chairman & CEO, The Charles Schwab Corporation
“Harold Evensky is the dean of financial planning in America…” Don Phillips,
President, Morningstar, Inc.
Wealth Manager, July/August 2006 “The Top Dogs”
Investment Advisor Magazine, May 2002, listed in “The Investment Advisor’s Top
25 Most Influential People in Financial Planning”
Investment Advisor Magazine, May 2003, listed in Investment Advisor’s IA 25,
the 25 Most Influential People in Financial Planning”
Worth Magazine, 2004,2005 & 2006 , listed in The Top 100 Wealth Advisors
Scott Viragh Award 2006
ARTICLES
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American Association of Individual Investors Journal
o January 2004; “Scandal! What Should You Do With Your Funds?”
Asia Financial Planning Journal
o April 2000; “Understanding Investors’ Behavior – a Primer for
Practitioners”
Financial Advisor
o April 2001; “Heading for Disaster”
o November 2003; “Better Late than Never”
o March 2005, “Evensky vs. Evensky”
Financial Planning
o January 1999; “I’d Rather Be a Librarian”
o April 2000; “Myth of the Income Portfolio”
o May 2006, “Distribution”
Institutional Investor
o Spring 2000; “An Asset Allocation Debate”
Journal of Corporate Accounting and Finance
o March/April 2004, “Scandals Rock Mutual Funds: Time to Jump Ship?”
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Journal of Financial Planning
o January 1990; “Guidelines for Helping Your Client Select a Long-Term
Healthcare Policy”
o October 1997; “Risk is a Four-Letter Word”
o September 1999; “Perception of Risk: A Survey Study of Advisors and
Planners”
o June 2002; “Changing Equity Premium Implications for Wealth
Management Portfolio Design and Implementation”
o December 2003; “Investment Masters”
o June 2005, “The New F Word”
o February 2007, “A Funny Thing”
o June 2007, “What's New? A Potpourri of Investment Research”
o October 2007, “An Abundance”
Journal of Financial Services Professionals (the American Society of CLU and
ChFC)
o March 1997, “Investment Manager Selection and Evaluation”
o January 2005 “The Future Ain’t What it Used To Be”
o May 2005 “Economic Trends and Investment Planning Prudence”
Journal of Investing
o Spring 2000, “The Asset Allocation Debate”
Journal of Retirement Planning
o September/October 2001; “Interactive Capital Needs Analysis: A New
Frontier in Client-Driven Consultative Retirement Planning”
Solutions
o January/February 2004; excerpt from EBK client letter concerning the
“Mutual Fund Mess”
Wall Street’s Pick’s by Kirk Kazanjian
o Featured in 1998-2000 editions
BOOKS
Retirement Income Revisited, Bloomberg Press, 2006
The Investment Think Tank, Bloomberg Press, 2004
The Invincibility Shield for Investors, “Developing a Shield,” Aspatore, 2003
Long Term Health Care, Houghton Mifflin, 1990
Wealth Management, McGraw Hill, 1996
Wealth Management (in Japanese), 1999
Wealth Management (in Korean), 2003
Y2K and Your Money, Sitting Duck Software & Companion Book, PIE
Technologies, 1998/1999