Table A1 v8.1.0 from Safety Risk Model version 8.1 Published 1st July 2014 For more information visit www.safetyriskmodel.co.uk Version Update History v8.0: Full SRM update including remodelled hazardous events and data refreshed to 30th September 2013. v8.1: Partial update of suicide and trespass hazardous events to take into account new information about specific incidents (see below). The model structure and data cut-off point were unchanged from v8.0. In 2013/14, BTP made more information about railway fatalities available to the industry as a result of the enhanced co-operation effected by the National Suicide Prevention Strategy Group. BTP provided additional information dating back to 2009/10, which has enabled the industry to update the classification of a number of fatalities. Further information on the suicide/trespass data reclassification is available in the Annual Safety Performance Report 2013/14. Further information on v8.0/v8.1 remodelling will be made available in the Risk Profile Bulletin, which is due to be published in August 2014. Notes The table in this document presents the 131 HEs on the mainline railway, separated into HETs, HEMs and HENs. For each HE, the risk, frequency and average consequences per event are given, together with its potential to result in multiple fatality consequences. The frequencies calculated for all HETs relate to the frequencies of all incidents per year, whether or not they lead to an injury. However, for HEMs and HENs, the predicted HE frequencies relate only to the incidents that lead directly to injury. Due to the level of data available for these HEs, it has not been possible to quantify the frequency of all incidents and determine the probability of an injury occurring. Abbreviations used MF/SF: To indicate HEs with the potential for multiple (MF) or single (SF) fatalities. ST1/ST2: To indicate that the injuries from shock/trauma are specifically class 1 (ST1) or class 2 (ST2). SRMv8.1 - July 2014 1 of 15 Table A1 HE Code HET-01 HET-01A HET-01B HET-02P HET-02PA HET-02PB HET-02NP HET-02NPA Hazardous event description Collision between two passenger trains resulting from a: passenger train SPAD; runaway train; misrouted train; or WSF Collision between two passenger trains resulting from a: passenger train SPAD; misrouted train; or WSF Collision between two passenger trains resulting from a passenger train runaway Collision between a passenger train and non-passenger train resulting from a: passenger train SPAD; runaway train; misrouted train; or WSF Collision between a passenger train and non-passenger train resulting from a: passenger train SPAD; misrouted train; or WSF Collision between a passenger train and non-passenger train resulting from a passenger train runaway Collision between a non-passenger train and passenger train resulting from a: non-passenger train SPAD; runaway train; misrouted train; or WSF Collision between a non-passenger train and passenger train resulting from a: non-passenger train SPAD; misrouted train; or WSF Collision between a non-passenger train and passenger train resulting from a non-passenger train runaway Collision between OTP and passenger train resulting from OTP incorrectly HET-02NP POS outside possession Collision between two non-passenger trains resulting from a: nonHET-03 passenger train SPAD; runaway train; misrouted train; or WSF Collision between two non-passenger trains resulting from a: nonHET-03A passenger train SPAD; misrouted train; or WSF Collision between two non-passenger trains resulting from a nonHET-03B passenger train runaway HET-03 POS Collisions between trains inside possession (including OTP) Collision between two trains on YD&S site resulting from a non-passenger HET-03A YDS train SPAD, misrouted train, or WSF Collision between two trains on YD&S site resulting from a non-passenger HET-03B YDS train runaway HET-04 Train striking or struck by object (not resulting in derailment) Train striking object outside possession (not resulting in derailment) HET-04A HET-02NPB HET-04B HET-04 POS HET-04A YDS HET-04B YDS HET-06 Train striking RV outside possession (not resulting in derailment) Train striking object inside possession (not resulting in derailment) Train striking object on YD&S site (not resulting in derailment) Train striking RV on YD&S site (not resulting in derailment) Collision between two passenger trains in station (permissive working) Collision between two passenger trains in station (permissive working): rollback Collision between two passenger trains in station (permissive working): HET-06B no potential for high-speed impact Collision between two passenger trains in station (permissive working): HET-06C potential for high-speed impact HET-09 Train striking buffer stop HET-09A Train striking buffer stop: rollback HET-09B Train striking buffer stop: no potential for high-speed impact HET-09C Train striking buffer stop: potential for high-speed impact HET-09 POS Train striking buffer stop: inside possession HET-09A YDS Train striking buffer stop on YD&S site: rollback Train striking buffer stop on YD&S site: no potential for high-speed impact HET-09B YDS HET-06A HET-09C YDS Train striking buffer stop on YD&S site: potential for high-speed impact SRMv8.1 - July 2014 Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries MOP National average frequency National average cons. National average risk (Events / year) (FWI / event) (FWI / year) 0.2165 1.947 0.4216 0.2534 0.7214 2.570 0 0 0.0542 0.2702 0.3840 0 0 4.50E-05 9.01E-05 1.80E-04 0 0 0.1891 2.178 0.4117 0.2511 0.6988 2.454 0 0 0.0538 0.2306 0.3293 0 0 4.19E-05 8.38E-05 1.68E-04 0 0 ST1 MF 0.0274 0.3594 0.0099 0.0023 0.0226 0.1160 0 0 4.53E-04 0.0396 0.0547 0 0 3.11E-06 6.23E-06 1.25E-05 0 0 ST1 MF 0.0270 2.942 0.0795 0.0506 0.1247 0.1676 0 0 0.0070 0.0319 0.0223 0 0 0.0043 0.0087 0.0174 0 0 0.0236 3.271 0.0772 0.0499 0.1226 0.1599 0 0 0.0068 0.0270 0.0189 0 0 0.0038 0.0076 0.0151 0 0 ST1 MF 0.0034 0.6768 0.0023 7.24E-04 0.0021 0.0077 0 0 1.59E-04 0.0049 0.0034 0 0 5.62E-04 0.0011 0.0022 0 0 ST1 MF 0.4883 1.029 0.5026 0.2241 0.5823 1.337 0 0 0.0519 0.7016 0.4219 0 0 0.0733 0.1466 0.2933 0 0 0.1261 1.947 0.2455 0.1419 0.3501 0.5748 0 0 0.0231 0.1657 0.1126 0 0 0.0208 0.0416 0.0832 0 0 ST1 MF 0.3123 0.6761 0.2111 0.0651 0.1797 0.6812 0 0 0.0145 0.4451 0.3093 0 0 0.0525 0.1050 0.2100 0 0 ST1 MF 0.0500 0.9202 0.0460 0.0171 0.0525 0.0808 0 0 0.0142 0.0908 0 0 0 0 0 0 0 0 ST1 MF 7.156 0.0164 0.1172 0.0048 0.0108 0.0252 0 0 0.0325 0.2163 1.446 0.0099 0.0099 0.0408 0.0815 0.1631 0 0 0.0349 0.7044 0.0246 1.94E-04 3.24E-04 0.0013 0 0 0.0061 0.0419 1.97E-04 0 0 0.0115 0.0231 0.0461 0 0 ST1 MF 0.0864 0.5904 0.0510 2.67E-04 4.44E-04 0.0017 0 0 0.0029 0.1225 3.31E-04 0 0 0.0291 0.0582 0.1164 0 0 ST1 MF 6.469 0.0064 0.0414 0.0044 0.0100 0.0222 0 0 0.0235 0.0519 1.426 0 0 1.21E-04 2.42E-04 4.85E-04 0 0 ST1 MF 0.3836 2.81E-04 1.08E-04 0 0 0 0 0 0 0 0.0135 0.0067 0.0067 0 0 0 0 0 ST1 SF 0.1818 2.81E-04 5.10E-05 0 0 0 0 0 0 0 0.0064 0.0032 0.0032 0 0 0 0 0 ST1 SF 3488.9 1.56E-04 0.5426 0 0.2001 3.300 13.10 5.100 0 0.5317 5.732 23.37 33.69 0.3246 0.1794 0.2691 0.1059 0 3281.3 5.62E-05 0.1843 0 0.2000 3.300 13.10 5.100 0 0.5000 5.400 21.90 30.60 0 0 0 0.1000 0 ST2 SF 1.833 195.1 9.581 1.091 0.1868 6.81E-05 1.97E-05 0.0021 0.3425 0.0133 1.89E-04 0.0023 0 0 0 0 1.36E-04 0 0 0 3.41E-04 0 0 0 0.0020 0 0 0 4.77E-04 0 0 0 0 0 0 0 3.41E-04 0.0297 0.0014 1.62E-04 0.0016 0.3211 0.0085 9.74E-04 0.1078 1.304 0 0.0574 0.8081 1.833 0.0036 0.4492 0.3193 0.0052 0 0 0.1765 0.0029 0 0 0.2647 0.0044 0 0 0 0.0059 0 0 0 0 0 0 ST1 ST2 ST2 ST1 SF SF SF SF 5.320 0.0125 0.0665 0.0026 0.2116 5.419 0 0 0 0.1059 0.9981 0 0 0 0 0 0 0 2.282 0.0018 0.0041 0 0 0.7516 0 0 0 0 0.0761 0 0 0 0 0 0 0 ST1 SF 1.295 0.0019 0.0025 0 0 0.4266 0 0 0 0 0.0648 0 0 0 0 0 0 0 ST1 SF 1.743 0.0343 0.0599 0.0026 0.2116 4.241 0 0 0 0.1059 0.8573 0 0 0 0 0 0 0 ST1 MF 13.74 1.464 1.141 3.103 0.1333 1.169 0.0102 0.0018 0.0019 0.0429 0.0041 1.75E-04 0.1405 0.0027 0.0022 0.1331 5.52E-04 2.04E-04 0.0211 0 0 0.0211 0 0 0.3845 0 0 0.3845 0 0 10.94 0.4821 0.3757 10.08 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0080 0 0 0.0080 0 0 0.0866 0 0 0.0821 0.0027 0 1.690 0.0488 0.0570 1.367 0.0571 0.0186 0.1597 0 0 0 0 0.0186 0.1752 0 0 0 0 0.0186 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 ST1 ST1 ST1 ST1 SF SF MF SF SF 6.545 1.75E-04 0.0011 0 0 0 0 0 0 0 0.1039 0.1039 0.1039 0 0 0 0 0 ST1 SF 0.1818 0.0038 6.87E-04 0 0 0 0 0 1.82E-05 0.0018 0.0373 0.0373 0.0527 0 0 0 0 0 ST1 SF Fatalities Major injuries Shock / Trauma Fatalities Major injuries Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 2 of 15 Table A1 HE Code HET-10 HET-10A HET-10B HET-10C HET-10D HET-10E HET-10F HET-10G HET-10H HET-10I HET-10J HET-10K HET-10Q HET-10R HET-11 HET-11A HET-11B HET-11C HET-11D HET-11E HET-11F HET-11G HET-11H HET-11I HET-11J Hazardous event description Passenger train collision with road vehicle on level crossing Passenger train collision with road vehicle on level crossing: MCB + CCTV Passenger train collision with road vehicle on level crossing: MCB Passenger train collision with road vehicle on level crossing: MCG Passenger train collision with road vehicle on level crossing: ABCL Passenger train collision with road vehicle on level crossing: AHB Passenger train collision with road vehicle on level crossing: AOCL Passenger train collision with road vehicle on level crossing: UWC + MWL Passenger train collision with road vehicle on level crossing: UWC + T Passenger train collision with road vehicle on level crossing: UWC Passenger train collision with road vehicle on level crossing: OC Passenger train collision with road vehicle on level crossing: FP (includes FP MWL) Passenger train collision with road vehicle on level crossing: AOCL + B Passenger train collision with road vehicle on level crossing: MCB + OD Non-passenger train collision with road vehicle on level crossing Non-passenger train collision with road vehicle on level crossing: MCB + CCTV Non-passenger train collision with road vehicle on level crossing: MCB Non-passenger train collision with road vehicle on level crossing: MCG Non-passenger train collision with road vehicle on level crossing: ABCL Non-passenger train collision with road vehicle on level crossing: AHB Non-passenger train collision with road vehicle on level crossing: AOCL Non-passenger train collision with road vehicle on level crossing: UWC + MWL Non-passenger train collision with road vehicle on level crossing: UWC + T Non-passenger train collision with road vehicle on level crossing: UWC Non-passenger train collision with road vehicle on level crossing: OC Non-passenger train collision with road vehicle on level crossing: FP (includes FP MWL) Non-passenger train collision with road vehicle on level crossing: AOCL + HET-11Q B Non-passenger train collision with road vehicle on level crossing: MCB + HET-11R OD HET-11 POS OTP collision with road vehicle on level crossing inside possession Collision between train and road vehicle on level crossing on YD&S site: HET-11A YDS passive crossing Collision between train and road vehicle on level crossing on YD&S site: HET-11B YDS active crossing HET-12 Derailment of passenger train HET-13 Derailment of non-passenger train HET-13 FTP Derailment of freight train on passenger line outside possession HET-13 FTF Derailment of freight train on freight only line outside possession HET-13 EP Derailment of ECS or parcels train on passenger line HET-13 POS Derailment of train inside possession (including OTP) HET-13 FTF YDS Derailment of freight train on YD&S site HET-13 EP YDSDerailment of ECS or parcels train on YD&S site HET-17 Fire on passenger train HET-17i Fire on passenger train interior HET-17e Fire on passenger train exterior HET-11K SRMv8.1 - July 2014 National average frequency National average cons. National average risk (Events / year) 12.65 (FWI / event) 0.2522 (FWI / year) 3.191 0.1886 0.3594 0.2191 0.0967 0.3618 3.657 2.863 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0.1679 0.5633 3.726 0 0 0.0546 0.1013 8.117 0 0 2.581 2.430 3.855 0 0 0.0678 0.0031 0.0102 0.0622 0 0 6.42E-04 0.0018 0.1292 0 0 0.0575 0.0412 0.0475 0 0 ST1 MF 0.3532 0.3488 0.1296 0.3083 0.1299 0.0774 0.0337 0.0469 1.127 0.3719 0.0027 8.72E-04 0.0012 0.0546 0.0067 0.0093 0.0033 0.0055 0.1816 0.0313 0.0689 0.0294 0.0350 1.086 0.2430 0 0 0 0 0 0 0 0 0 0 6.35E-04 2.45E-04 6.46E-04 0.0111 0.0047 0.0019 8.00E-04 3.57E-04 0.0309 0.0023 0.1503 0.0664 0.2316 2.174 1.860 0 0 0 0 0 0 0 0 0 0 0.0668 0.0295 0.0345 0.9519 0.2768 0.0478 0.0211 0.0775 0.6815 0.6229 0.0552 0.0244 0.1876 0.7861 1.507 0 0 0 0 0 0 0 0 0 0 ST1 ST1 ST1 ST1 ST1 MF MF MF MF MF 0.7409 0.3165 0.2345 0.0191 0.0603 0.3597 0 0 0.0063 0.0107 0.5340 0 0 0.1822 0.1452 0.1765 0 0 ST1 MF 2.752 0.3130 0.8614 0.0638 0.2056 1.316 0 0 0.0224 0.0385 1.985 0 0 0.6770 0.5396 0.6559 0 0 ST1 MF 1.075 0.5530 0.2988 0.0142 0.3212 0.0078 0.0141 6.24E-05 0.0503 1.51E-04 0.4720 0.0186 0 0 0 0 0.0075 8.77E-06 0.0130 1.23E-05 0.7779 0.1124 0 0 0 0 0.2647 0.0053 0.2109 0.0120 0.2565 0.1132 0 0 0 0 ST1 ST1 MF MF 0.0978 0.3373 0.0330 0.0014 0.0045 0.0288 0 0 2.57E-04 8.77E-04 0.0661 0 0 0.0283 0.0201 0.0232 0 0 ST1 MF 0.0371 0.1288 0.0048 9.08E-05 4.26E-04 0.0032 0 0 6.17E-05 3.05E-05 0.0238 0 0 0.0035 0.0080 0.0193 0 0 ST1 MF 0.0094 0.3729 0.0035 2.45E-04 7.42E-04 0.0034 0 0 4.22E-05 1.08E-04 0.0064 0 0 0.0029 0.0021 0.0024 0 0 ST1 MF 2.389 0.1841 0.4397 0.0015 0.0030 0.0065 0 0 0.0061 0.0131 1.186 0 0.2448 0.3798 0.3891 0.6814 0 0.2448 0.0267 0.3348 0.0089 2.38E-05 4.75E-05 1.03E-04 0 0 4.27E-05 1.98E-04 0.0168 0 0 0.0082 0.0058 0.0067 0 0 ST1 MF 0.0310 0.3348 0.0104 2.76E-05 5.50E-05 1.19E-04 0 0 4.96E-05 2.29E-04 0.0195 0 0 0.0095 0.0068 0.0078 0 0 ST1 MF 0.0137 0.3342 0.0046 8.37E-06 1.88E-05 4.18E-05 0 0 2.10E-05 9.90E-05 0.0086 0 0 0.0042 0.0030 0.0034 0 0 ST1 MF 0.0512 0.1245 0.0064 2.00E-05 3.99E-05 8.63E-05 0 0 7.64E-05 3.99E-05 0.0314 0 0 0.0049 0.0110 0.0266 0 0 ST1 MF 0.5180 0.2860 0.1481 4.62E-04 9.21E-04 0.0020 0 0 7.23E-04 0.0033 0.2784 0 0 0.1349 0.0968 0.1116 0 0 ST1 MF 0.4056 0.1263 0.0512 1.56E-04 3.09E-04 6.68E-04 0 0 6.12E-04 2.91E-04 0.2522 0 0 0.0392 0.0883 0.2136 0 0 ST1 MF 0.1050 0.2784 0.0292 1.29E-04 2.57E-04 5.55E-04 0 0 6.03E-04 0.0011 0.0675 0 0 0.0258 0.0206 0.0251 0 0 ST1 MF 0.3898 0.2786 0.1086 4.78E-04 9.54E-04 0.0021 0 0 0.0022 0.0043 0.2507 0 0 0.0960 0.0767 0.0932 0 0 ST1 MF 0.1523 0.2787 0.0425 1.86E-04 3.70E-04 8.00E-04 0 0 8.75E-04 0.0017 0.0979 0 0 0.0375 0.0300 0.0364 0 0 ST1 MF 0.0783 0.0141 0.0011 2.97E-06 5.90E-06 1.27E-05 0 0 1.18E-05 5.32E-06 0.0157 0 0 7.58E-04 0.0017 0.0160 0 0 ST1 MF 0.0139 0.3416 0.0047 9.22E-06 1.84E-05 3.98E-05 0 0 3.05E-04 9.44E-05 0.0086 0 0 0.0041 0.0028 0.0032 0 0 ST1 MF 0.0053 0.1250 6.56E-04 2.02E-06 4.01E-06 8.67E-06 0 0 7.85E-06 3.79E-06 0.0032 0 0 5.03E-04 0.0011 0.0027 0 0 ST1 MF 0.0013 0.3348 4.46E-04 1.19E-06 2.37E-06 5.12E-06 0 0 2.13E-06 9.85E-06 8.37E-04 0 0 4.06E-04 2.91E-04 3.36E-04 0 0 ST1 MF 0.1071 0.1633 0.0175 0 0 0 0 0 5.36E-04 0.0017 0.1349 0 0 0.0140 0.0197 0.0367 0 0 ST1 MF 0.2028 0.0110 0.0022 0 0 0 0 0 0 0 0 0 0.1014 0 0.0101 0.0406 0 0.1014 ST1 SF 0.2868 0.0110 0.0032 0 0 0 0 0 0 0 0 0 0.1434 0 0.0143 0.0574 0 0.1434 ST1 SF 5.697 108.3 6.788 2.580 3.278 29.02 38.03 28.60 53.12 22.26 30.86 0.2839 0.0049 0.0309 0.0129 0.0153 0.0057 0.0014 8.49E-04 0.0012 9.74E-04 0.0014 1.617 0.5343 0.2096 0.0332 0.0501 0.1652 0.0520 0.0243 0.0658 0.0217 0.0441 0.9591 0.1926 0.1082 0.0104 0.0262 0.0477 0 0 0.0252 0.0108 0.0144 3.042 0.3974 0.2080 0.0205 0.0589 0.1099 0 0 0.1413 0.0682 0.0730 8.959 0.8635 0.4445 0.0442 0.1320 0.2428 0 0 1.077 0.3341 0.7429 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.1425 0.0984 0.0271 0.0054 0.0071 0.0588 0 0 0.0032 2.65E-04 0.0030 0.2476 0.9840 0.1000 0.0386 0.0193 0.2828 0.3803 0.1629 0.1367 6.96E-04 0.1360 5.751 6.450 0.6414 0.2210 0.2831 3.311 1.268 0.7266 0.8443 0.4180 0.4264 0 1.994 0 0 0 0 1.268 0.7266 0 0 0 0 1.994 0 0 0 0 1.268 0.7266 0 0 0 0.1048 0.0444 0.0302 0.0075 0.0055 0.0013 0 0 0 0 0 0.0789 0.1157 0.0746 0.0253 0.0131 0.0027 0 0 0 0 0 0.0845 0.1194 0.0827 0.0272 0.0041 0.0053 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 MF ST1 ST1 ST1 ST1 ST1 ST1 MF MF MF MF SF SF ST1 ST1 MF MF 3 of 15 Table A1 HE Code Hazardous event description HET-20 HET-20A HET-20 POS HET-20 YDS HET-21 Fire on non-passenger train Fire on non-passenger train outside possession Fire on OTP inside possession Fire on a train on YD&S site Train crushed by structural collapse or large object (not at a station) Train crushed by structural collapse or large object outside possession HET-21A (not at a station) OTP crushed by structural collapse or large object inside possession (not HET-21 POS at a station) HET-21 YDS Train crushed by structural collapse or large object on YD&S site HET-22 Train crushed by structural collapse or large object (at a station) HET-23 Explosion on passenger train HET-24 Explosion on freight train HET-24A Explosion on freight train HET-24 YDS Explosion on a train on YD&S site HET-25 Passenger train division (not leading to collision) HET-25A Passenger train division (not leading to collision): in station Passenger train division (not leading to collision): in running (not at HET-25B station) HET-26 Collision between a failed train and an assisting train HET-26A Collision between a failed passenger train and an assisting train Collision between a failed non-passenger train and an assisting train HET-26B HET-27 Collision between two trains (shunting) HET-27A YDS Collision between two trains (shunting) on YD&S site: rollback HET-27B YDS Collision between two trains (shunting) on YD&S site: low speed SRMv8.1 - July 2014 National average frequency National average cons. National average risk (Events / year) 12.81 7.022 2.000 3.785 0.0048 (FWI / event) 0.0019 0.0021 0.0031 7.58E-04 2.384 (FWI / year) 0.0240 0.0150 0.0062 0.0029 0.0115 7.28E-04 14.98 1.05E-05 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0.0095 0 0 0 0 0.0095 0 0 0 0 0.0110 0 0 0 0 0 0 0 0 0 0 0.0053 4.53E-04 0.0040 8.63E-04 7.81E-04 0.0268 0.0025 0.0200 0.0043 0.0023 0.3834 0.0899 0.0396 0.2539 0.0024 0 0 0 0 0 0 0 0 0 0 0.0116 0.0113 0 2.49E-04 2.64E-05 0.0232 0.0227 0 4.97E-04 5.39E-05 0.0463 0.0453 0 9.94E-04 1.06E-04 0 0 0 0 0 0 0 0 0 0 ST1 ST1 ST1 SF SF MF 0.0109 0.0095 0.0095 0.0110 0 0 3.67E-04 4.89E-04 5.10E-04 0 0 2.64E-05 5.29E-05 1.06E-04 0 0 ST1 MF 0.5840 6.13E-06 0 0 0 0 0 5.25E-06 7.35E-06 8.40E-06 0 0 0 1.05E-06 0 0 0 ST1 MF 0.0041 0.0100 0.0200 0.0457 0.0157 0.0300 7.400 3.400 0.1473 4.898 0.2625 3.223 4.382 2.618 6.43E-04 4.46E-04 6.02E-04 0.0490 0.0052 0.1472 0.0686 0.0786 0.0048 0.0015 0 0.0329 0.0016 1.07E-04 1.07E-04 0 0.0027 0.0011 0 0.1318 0.0148 9.67E-05 9.67E-05 0 0.0011 0.0011 0 0.1729 0.0231 1.69E-04 1.69E-04 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4.09E-04 0 0 0.0463 0.0100 0.0363 0.0019 2.76E-04 0.0018 0.0200 0.0200 0.0982 0.0057 0.0925 2.76E-04 2.76E-04 0.0018 0 0 0.2050 0 0.2050 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0737 0.0475 0.0263 0 0 0 0 0 0.1475 0.0950 0.0525 0 0 0 0 0 0.2950 0.1900 0.1050 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 ST1 ST1 SF MF MF ST1 ST1 MF MF ST1 SF 4.000 8.11E-04 0.0032 0.0016 0 0 0 0 0.0016 0 0 0 0 0 0 0 0 0 ST1 SF 0.4000 0.0667 0.0254 0.0315 0.0102 0.0021 5.87E-05 5.87E-05 0.0017 0.0017 0.0514 0.0514 0 0 0 0 0 0 0.0822 0.0137 0.2916 0.0486 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 SF 0.3333 0.0242 0.0081 0 0 0 0 0 0 0.0685 0.2430 0 0 0 0 0 0 0 ST1 SF 8.939 1.221 7.718 2.81E-04 2.81E-04 2.81E-04 0.0025 3.43E-04 0.0022 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.3136 0.0428 0.2708 0.1568 0.0214 0.1354 0.1568 0.0214 0.1354 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 ST1 SF SF 4 of 15 Table A1 HE Code HEM-01 HEM-01A HEM-01B HEM-03 HEM-05 HEM-05A HEM-05B HEM-05C HEM-05D HEM-06 HEM-06A HEM-06B HEM-06C HEM-07 HEM-08 HEM-09 HEM-09A HEM-09B HEM-09C HEM-09D HEM-09E HEM-10 HEM-10A HEM-10B HEM-10 POS Hazardous event description Passenger injury during evacuation following stopped train (not at a platform) Passenger injury during evacuation following stopped train (controlled evacuation) Passenger injury during evacuation following stopped train (uncontrolled evacuation) Passenger struck while leaning out of train (train in running) Train door closes on passenger Train door closes on passenger (slam-door) and train remains stationary Train door closes on passenger (non-slam door) and train remains stationary Train door closes on passenger (slam door) and train subsequently moves Train door closes on passenger (non slam door) and train subsequently moves Passenger fall between train and platform Passenger fall between stationary train and platform Passenger fall between stationary train and platform - train subsequently moves Passenger fall between moving train and platform Passenger fall from train in service onto track (no electric shock nor struck by train) Passenger fall from platform and struck by train Passenger injury while boarding/alighting a train (platform side) Passenger injury while alighting from a stationary train (platform side) Passenger injury while boarding a stationary train (platform side) Passenger injury while alighting a moving train (platform side) Passenger injury while boarding a moving train (platform side) Passenger alighting from train not at a platform Passenger struck by / contact with moving train on platform Passenger struck by / contact with moving train due to being too close to platform edge Passenger injury due to being hit by moving train door or out of gauge item while on platform Passenger on platform struck by / contact with train - inside possession SRMv8.1 - July 2014 Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries MOP National average frequency National average cons. National average risk (Events / year) (FWI / event) (FWI / year) 1.918 0.0078 0.0150 0.0038 0.0799 0.2360 2.078 0 0 0 0 0 0 0 0 0 0 0 1.738 0.0059 0.0102 0 0.0724 0.2172 1.883 0 0 0 0 0 0 0 0 0 0 0 ST2 SF 0.1804 0.0266 0.0048 0.0038 0.0075 0.0188 0.1954 0 0 0 0 0 0 0 0 0 0 0 ST2 SF 1.617 366.2 0.1243 0.0021 0.2010 0.7606 0.1702 0 0.2553 3.239 0.5957 17.33 0.5957 325.9 0 24.22 0 0 0 0 0 0 0 0 0.3404 0 0 0 0 0 0 0 0 0 0 0 ST1 SF 12.77 0.0035 0.0450 0 0.2129 2.768 9.688 0.2129 0 0 0 0 0 0 0 0 0 0 ST2 SF 347.9 0.0020 0.6837 0 2.775 14.22 311.8 23.24 0 0 0 0 0 0 0 0 0 0 ST2 SF 0.8854 0.0056 0.0049 0 0.0361 0.1213 0.6066 0.1213 0 0 0 0 0 0 0 0 0 0 ST2 SF Fatalities Major injuries Shock / Trauma Fatalities Major injuries Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 4.616 0.0058 0.0269 0 0.2147 0.2147 3.758 0.6442 0 0 0 0 0 0 0 0 0 0 ST2 SF 336.0 330.0 0.0089 0.0050 3.007 1.659 1.079 0.0910 13.24 9.739 68.76 67.66 240.0 239.7 13.78 13.68 0 0 0 0 0.2156 0.2156 0.4355 0.4355 5.168 1.086 0 0 0 0 0 0 0 0 0 0 ST2 SF 0.1538 0.0132 0.0020 9.52E-04 0.0081 0.0310 0.1072 0.0068 0 0 0 5.08E-05 0.0035 0 0 0 0 0 ST2 SF 5.840 0.2304 1.346 0.9870 3.489 1.072 0.1937 0.0983 0 0 0 0 4.078 0 0 0 0 0 ST2 SF 0.2289 0.0429 0.0098 0.0051 0.0407 0.1221 0.0610 0 0 0 0 0 0 0 0 0 0 0 ST2 SF 2.986 699.3 0.4701 0.0062 1.403 4.328 1.283 0.0636 1.105 29.78 0.3736 152.8 0.2236 506.4 0 15.42 0 0 0 0 0 0 0 0.4342 1.555 0.2181 0 0 0 0 0 0 0 0 0 0 ST1 SF 366.7 0.0075 2.761 0.0335 19.88 96.86 243.9 10.37 0 0 0 0.2162 0.2162 0 0 0 0 0 ST2 SF 329.0 1.166 0.3601 2.079 9.907 0.0047 0.0075 0.0047 0.0075 0.0860 1.541 0.0088 0.0017 0.0157 0.8523 0.0298 1.06E-04 3.26E-05 1.90E-04 0.6639 9.706 0.0632 0.0106 0.1127 1.453 55.04 0.3080 0.0603 0.5491 3.249 260.1 0.7756 0.2847 1.383 3.813 4.957 0.0330 0.0054 0.0588 0.5216 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.2159 6.88E-04 2.36E-04 0.0012 0 0 6.88E-04 0 0.0012 4.073 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 ST2 SF SF SF SF 9.398 0.0905 0.8503 0.6639 1.445 3.101 3.460 0.5216 0 0 0 0 4.072 0 0 0 0 0 ST1 SF 0.5065 0.0035 0.0018 0 0.0068 0.1478 0.3519 0 0 0 0 0 0 0 0 0 0 0 ST2 SF 0.0024 0.0769 1.81E-04 6.20E-05 0.0011 5.58E-04 3.72E-04 0 0 0 0 0 8.68E-04 0 0 0 0 0 ST1 SF 5 of 15 Table A1 HE Code HEM-11 HEM-11A HEM-11B HEM-11C HEM-11D HEM-11E HEM-11F HEM-11H HEM-11I HEM-11K HEM-11L HEM-11M HEM-11N HEM-11O HEM-11P HEM-11Q HEM-11R HEM-11 POS HEM-12 HEM-12A HEM-12 POS HEM-14 HEM-14A HEM-14B HEM-14 POS HEM-15 HEM-15A HEM-15 POS HEM-15 YDS Hazardous event description Passenger struck/crushed by train while crossing the track at or near a station on a crossing Passenger struck/crushed by train on MCB + CCTV level crossing adjacent to station Passenger struck/crushed by train on MCB level crossing adjacent to station Passenger struck/crushed by train on MCG level crossing adjacent to station Passenger struck/crushed by train on ABCL level crossing adjacent to station Passenger struck/crushed by train on AHB level crossing adjacent to station Passenger struck/crushed by train on AOCL level crossing adjacent to station Passenger struck/crushed by train on UWC + T level crossing adjacent to station Passenger struck/crushed by train on UWC level crossing adjacent to station Passenger struck/crushed by train on FP + MWL crossing adjacent to station Passenger struck/crushed by train on FP crossing adjacent to station Passenger struck/crushed by train on station pedestrian crossing with MWL Passenger struck/crushed by train on station pedestrian crossing (no lights) Passenger struck/crushed by train on station barrow crossing with lights Passenger struck/crushed by train on station barrow crossing (no lights) Passenger struck/crushed by train on AOCL + B level crossing adjacent to station Passenger struck/crushed by train on MCB + OD level crossing adjacent to station Passenger struck/crushed by train while crossing the track at or near a station on a crossing inside possession MOP (trespasser) struck/crushed by train while on railway infrastructure at a station MOP (trespasser) struck/crushed by train while on railway infrastructure at a station MOP (trespasser) struck/crushed by train while on railway infrastructure at a station inside possession Workforce (not infrastructure worker) struck/crushed by train Workforce (not infrastructure worker) struck/crushed by train outside possession Workforce (not infrastructure worker) struck/crushed by train outside possession (error during coupling) Workforce (not infrastructure worker) struck/crushed by train inside possession Workforce fall from moving train Train crew fall from moving train Workforce fall from moving train inside possession Workforce falls from moving train on YD&S site SRMv8.1 - July 2014 Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries MOP National average frequency National average cons. National average risk (Events / year) (FWI / event) (FWI / year) 0.6939 0.7870 0.5461 0.5299 0.1325 0.0315 0.0252 0.0126 0 0 0 0.0063 0.5488 0 0 0 0 0 0.1204 0.7870 0.0948 0.0920 0.0230 0.0055 0.0044 0.0022 0 0 0 0.0011 0.0953 0 0 0 0 0 ST1 MF 0.0800 0.7870 0.0630 0.0611 0.0153 0.0036 0.0029 0.0015 0 0 0 7.27E-04 0.0633 0 0 0 0 0 ST1 MF 0.0139 0.7870 0.0109 0.0106 0.0026 6.30E-04 5.04E-04 2.52E-04 0 0 0 1.26E-04 0.0110 0 0 0 0 0 ST1 MF 0.0240 0.7870 0.0189 0.0183 0.0046 0.0011 8.74E-04 4.37E-04 0 0 0 2.18E-04 0.0190 0 0 0 0 0 ST1 MF 0.0571 0.7870 0.0449 0.0436 0.0109 0.0026 0.0021 0.0010 0 0 0 5.19E-04 0.0452 0 0 0 0 0 ST1 MF 0.0023 0.7870 0.0018 0.0017 4.31E-04 1.03E-04 8.21E-05 4.11E-05 0 0 0 2.05E-05 0.0018 0 0 0 0 0 ST1 MF 0.0014 0.7870 0.0011 0.0011 2.71E-04 6.44E-05 5.15E-05 2.58E-05 0 0 0 1.29E-05 0.0011 0 0 0 0 0 ST1 MF 0.0014 0.7870 0.0011 0.0011 2.66E-04 6.33E-05 5.06E-05 2.53E-05 0 0 0 1.27E-05 0.0011 0 0 0 0 0 ST1 MF 0.0183 0.7870 0.0144 0.0140 0.0035 8.33E-04 6.67E-04 3.33E-04 0 0 0 1.67E-04 0.0145 0 0 0 0 0 ST1 MF 0.2194 0.7870 0.1727 0.1675 0.0419 0.0100 0.0080 0.0040 0 0 0 0.0020 0.1735 0 0 0 0 0 ST1 MF 0.0657 0.7870 0.0517 0.0502 0.0125 0.0030 0.0024 0.0012 0 0 0 5.97E-04 0.0520 0 0 0 0 0 ST1 MF 0.0328 0.7870 0.0258 0.0250 0.0063 0.0015 0.0012 5.96E-04 0 0 0 2.98E-04 0.0259 0 0 0 0 0 ST1 MF 0.0283 0.7870 0.0223 0.0216 0.0054 0.0013 0.0010 5.15E-04 0 0 0 2.57E-04 0.0224 0 0 0 0 0 ST1 MF 0.0259 0.7870 0.0204 0.0198 0.0049 0.0012 9.43E-04 4.71E-04 0 0 0 2.36E-04 0.0205 0 0 0 0 0 ST1 MF 0.0015 0.7870 0.0012 0.0012 2.94E-04 7.01E-05 5.60E-05 2.80E-05 0 0 0 1.40E-05 0.0012 0 0 0 0 0 ST1 MF 0.0012 0.7870 9.82E-04 9.53E-04 2.38E-04 5.67E-05 4.54E-05 2.27E-05 0 0 0 1.13E-05 9.87E-04 0 0 0 0 0 ST1 MF 1.74E-04 0.7870 1.37E-04 1.33E-04 3.33E-05 7.93E-06 6.34E-06 3.17E-06 0 0 0 1.59E-06 1.38E-04 0 0 0 0 0 ST1 MF 11.07 0.8362 9.256 0 0 0 0 0 0 0 0 0 8.659 9.000 2.090 0.3414 0.3414 0.3620 11.07 0.8362 9.254 0 0 0 0 0 0 0 0 0 8.657 8.998 2.089 0.3413 0.3413 0.3619 ST1 SF 0.0027 0.8362 0.0022 0 0 0 0 0 0 0 0 0 0.0021 0.0022 5.03E-04 8.22E-05 8.22E-05 8.71E-05 ST1 SF 0.5075 0.6076 0.3084 0 0 0 0 0 0.2848 0.2213 0.0015 0 0.2848 0 0 0 0 0 0.4000 0.6171 0.2469 0 0 0 0 0 0.2286 0.1714 0 0 0.2286 0 0 0 0 0 ST1 SF 0.0556 0.5506 0.0306 0 0 0 0 0 0.0278 0.0267 0.0011 0 0.0278 0 0 0 0 0 ST1 SF 0.0520 0.5950 0.0309 0 0 0 0 0 0.0285 0.0232 3.47E-04 0 0.0285 0 0 0 0 0 ST1 SF 0.6762 0.0769 0.5385 0.0608 0.2380 0.1124 0.2780 0.0429 0.1609 0.0086 0.1497 0.0026 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.1437 0.0077 0.1346 0.0014 0.1531 0.0077 0.1346 0.0108 0.3324 0.0308 0.2692 0.0324 0.3162 0.0308 0.2692 0.0162 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 ST1 ST1 SF SF SF Fatalities Major injuries Shock / Trauma Fatalities Major injuries Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 6 of 15 Table A1 HE Code Hazardous event description HEM-16 HEM-16A HEM-16B HEM-16C HEM-16D HEM-16 POS Workforce injury while boarding/alighting train Workforce injury while alighting train to platform Workforce injury while alighting train to track Workforce injury while boarding train from platform Workforce injury while boarding train from track Workforce injury while boarding/alighting train - inside possession Workforce injury while boarding/alighting from train to/from raised HEM-16A YDS walkway on YD&S site Workforce injury while boarding/alighting from train to/from track on HEM-16B YDS YD&S site Workforce injury while boarding/alighting inside possession on YD&S site HEM-16 POS YDS HEM-17 HEM-17A HEM-17 POS HEM-17 YDS HEM-19 HEM-19A HEM-19 POS Workforce struck while leaning out of train (train in running) Workforce struck while leaning out of train outside possession Workforce struck while leaning out of train inside possession Workforce struck while leaning out of train on YD&S site Workforce struck/crushed by train in motion Infrastructure worker struck/crushed by train in motion outside possession Infrastructure worker struck/crushed by train in motion inside possession HEM-19 YDS Workforce on YD&S site struck/crushed by train Workforce struck by flying object thrown up by passing train (includes HEM-20 objects thrown up by OTM movements outside a possession) HEM-20A Workforce (non-infrastructure worker) struck by flying object disturbed by or thrown up from passing train outside possession (includes objects thrown up by OTM movements outside a possession) Infrastructure worker struck by flying object disturbed by or thrown up from passing train outside possession (includes objects thrown up by OTM movements outside a possession) Workforce inside possession struck by flying object disturbed by or HEM-20 POS thrown up from passing train HEM-21 Workforce fall between stationary train and platform Workforce fall between stationary train and platform whilst alighting HEM-21A HEM-20B HEM-21B HEM-21C HEM-21 POS Workforce fall between stationary train and platform whilst boarding Workforce fall between stationary train and platform - other Workforce fall between stationary train and platform inside possession HEM-21 YDS Workforce fall between train and raised walkway on YD&S site Workforce fall out of train onto track at a station (no electric shock nor HEM-22 struck by train) HEM-23 Train door closes on workforce HEM-23A Train door closes on workforce HEM-23 POS Train door closes on workforce inside possession HEM-23 YDS External train door closes on workforce on YD&S site MOP (trespasser) struck/crushed by train while on railway infrastructure HEM-25 not at a station MOP (trespasser) struck/crushed by train while on railway infrastructure HEM-25A outside possession not at a station MOP (trespasser) struck/crushed by train while on railway infrastructure HEM-25 POS inside possession not at a station SRMv8.1 - July 2014 National average frequency National average cons. National average risk (Events / year) 258.8 111.8 21.40 59.77 7.810 6.281 (FWI / event) 0.0054 0.0053 0.0085 0.0028 0.0032 0.0064 (FWI / year) 1.405 0.5979 0.1811 0.1652 0.0254 0.0400 5.333 0.0069 46.25 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 9.578 4.006 1.439 0.7441 0.1132 0.2897 49.58 22.37 4.316 7.937 1.585 1.270 199.1 84.97 15.65 51.09 6.112 4.721 0.5008 0.5008 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 ST2 ST2 SF SF SF SF SF 0.0366 0 0 0 0 0 0 0.2319 2.087 3.014 0 0 0 0 0 0 ST2 SF 0.0078 0.3585 0 0 0 0 0 0 2.750 10.00 33.50 0 0 0 0 0 0 ST2 SF 0.0973 0.0065 6.37E-04 0 0 0 0 0 0 0.0047 0.0197 0.0730 0 0 0 0 0 0 ST2 SF 3.528 2.967 0.1000 0.4615 4.286 0.0059 0.0059 0.0059 0.0059 0.3708 0.0208 0.0175 5.90E-04 0.0027 1.589 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1.343 0.1680 0.1413 0.0048 0.0220 2.318 0.1680 0.1413 0.0048 0.0220 0.3057 3.192 2.684 0.0905 0.4176 0.8185 0 0 0 0 2.353 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 SF SF SF 2.200 0.3786 0.8330 0 0 0 0 0 0.7027 1.231 0.1140 0.4240 1.257 0 0 0 0 0 ST1 MF 1.800 0.3811 0.6861 0 0 0 0 0 0.5793 1.008 0.0944 0.3465 1.029 0 0 0 0 0 ST1 MF 0.2861 0.2454 0.0702 0 0 0 0 0 0.0614 0.0794 0.0974 0.0479 0.0674 0 0 0 0 0 ST1 MF 8.540 0.0073 0.0626 0 0 0 0 0 0.0334 0.1940 0.3388 8.078 0 0 0 0 0 0 3.468 0.0033 0.0116 0 0 0 0 0 0 0.0787 0.0856 3.304 0 0 0 0 0 0 ST2 SF 3.600 0.0096 0.0345 0 0 0 0 0 0.0220 0.0826 0.1734 3.391 0 0 0 0 0 0 ST2 SF 1.471 0.0112 0.0165 0 0 0 0 0 0.0114 0.0327 0.0799 1.383 0 0 0 0 0 0 ST2 SF 87.82 0.0053 0.4672 0 0 0 0 0 0 3.139 17.12 67.56 0.1421 0 0 0 0 0 40.22 0.0075 0.3007 0 0 0 0 0 0 2.274 8.811 29.13 0.1421 0 0 0 0 0 ST2 SF 35.79 0.0030 0.1072 0 0 0 0 0 0 0.4902 5.719 29.58 0 0 0 0 0 0 ST2 SF 8.405 0.0050 0.0418 0 0 0 0 0 0 0.2600 1.906 6.239 0 0 0 0 0 0 ST2 SF 0.2160 0.0051 0.0011 0 0 0 0 0 0 0.0073 0.0436 0.1651 0 0 0 0 0 0 ST2 SF 3.193 0.0051 0.0164 0 0 0 0 0 0 0.1077 0.6446 2.441 0 0 0 0 0 0 ST2 SF 0.1818 0.0429 0.0078 0 0 0 0 0 0.0040 0.0323 0.0970 0.0485 0 0 0 0 0 0 ST2 SF 77.54 70.06 1.159 6.320 0.0035 0.0027 0.0030 0.0122 0.2723 0.1914 0.0035 0.0774 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1.648 0.9497 0.0155 0.6832 7.845 6.793 0.1982 0.8540 68.04 62.31 0.9454 4.783 0.1468 0.1461 6.81E-04 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 SF SF SF 21.01 0.6766 14.21 0 0 0 0 0.3333 0 0 0 0 12.67 13.67 4.669 2.000 1.000 0 21.00 0.6766 14.21 0 0 0 0 0.3333 0 0 0 0 12.67 13.67 4.667 2.000 1.000 0 ST1 SF 0.0051 0.3837 0.0019 0 0 0 0 0 0 0 0 0 0.0030 0.0016 0.0028 4.81E-04 2.41E-04 0 ST1 SF 7 of 15 Table A1 HE Code Hazardous event description MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on level crossing or footpath crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27A MCB + CCTV level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27B MCB level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27C MCG level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27D ABCL level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27E AHB level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27F AOCL level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27G UWC + MWL level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27H UWC + T level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27I UWC level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on OC HEM-27J level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on FP HEM-27K + MWL level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on FP HEM-27L (no lights) level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27Q AOCL + B level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27R MCB + OD level crossing MOP (non-trespasser) pedestrian or cyclist struck/crushed by train on HEM-27 POS level crossing inside possession HEM-30 MOP (trespasser) fall while on train exterior HEM-30A MOP (trespasser) fall while on exterior of train HEM-30 POS MOP (trespasser) fall while on exterior of train inside possession HEM-31 Suicide (or attempted suicide) involving rolling stock in motion HEM-31A Attempted suicide involving rolling stock in motion HEM-31B Suicide involving rolling stock in motion HEM-31A YDSAttempted suicide involving rolling stock in motion on YD&S site HEM-31B YDS Suicide involving rolling stock in motion on YD&S site MOP (non-trespasser) outside railway infrastructure struck by object HEM-32 from operations on railway infrastructure MOP (non-trespasser) outside railway infrastructure struck by objects HEM-32A thrown from operations on railway infrastructure MOP (non-trespasser) outside railway infrastructure struck by objects HEM-32 POS thrown from operations on railway infrastructure inside possession HEM-27 HEM-38 HEM-38A HEM-38B HEM-39 HEM-39A HEM-39B HEM-39 POS HEM-39 YDS Passenger injury due to sudden train movement Passenger injury due to sudden changes in train speed Passenger injury due to lurching Workforce injury due to sudden train movement Workforce injury due to sudden changes in train speed Workforce injury due to lurching Workforce injury due to sudden train movement inside possession Workforce injury due to sudden train movement on YD&S site MOP (non-trespasser) struck by / contact with moving train due to being HEM-40 too close to platform edge MOP (non-trespasser) struck by / contact with moving train due to being HEM-40A too close to platform edge MOP (non-trespasser) struck by / contact with moving train due to being HEM-40 POS too close to platform edge inside possession HEM-41 MOP (non-trespasser) fall between stationary train and platform HEM-42 Passenger struck by flying object from a passing train SRMv8.1 - July 2014 Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries MOP National average frequency National average cons. National average risk (Events / year) (FWI / event) (FWI / year) 8.326 0.7870 6.553 0 0 0 0.0757 0.0757 0 0 0 0.0757 6.585 6.358 1.590 0.3785 0.2271 0.0757 0.7185 0.7870 0.5655 0 0 0 0.0065 0.0065 0 0 0 0.0065 0.5683 0.5487 0.1372 0.0327 0.0196 0.0065 ST1 MF 0.0515 0.7870 0.0405 0 0 0 4.68E-04 4.68E-04 0 0 0 4.68E-04 0.0407 0.0393 0.0098 0.0023 0.0014 4.68E-04 ST1 MF 0.0068 0.7870 0.0054 0 0 0 6.19E-05 6.19E-05 0 0 0 6.19E-05 0.0054 0.0052 0.0013 3.10E-04 1.86E-04 6.19E-05 ST1 MF 0.0344 0.7870 0.0271 0 0 0 3.13E-04 3.13E-04 0 0 0 3.13E-04 0.0272 0.0263 0.0066 0.0016 9.39E-04 3.13E-04 ST1 MF 1.144 0.7870 0.9004 0 0 0 0.0104 0.0104 0 0 0 0.0104 0.9048 0.8736 0.2184 0.0520 0.0312 0.0104 ST1 MF 0.0628 0.7870 0.0494 0 0 0 5.71E-04 5.71E-04 0 0 0 5.71E-04 0.0497 0.0480 0.0120 0.0029 0.0017 5.71E-04 ST1 MF 0.3783 0.7870 0.2978 0 0 0 0.0034 0.0034 0 0 0 0.0034 0.2992 0.2889 0.0722 0.0172 0.0103 0.0034 ST1 MF 0.9264 0.7870 0.7291 0 0 0 0.0084 0.0084 0 0 0 0.0084 0.7327 0.7074 0.1769 0.0421 0.0253 0.0084 ST1 MF 0.4474 0.7870 0.3521 0 0 0 0.0041 0.0041 0 0 0 0.0041 0.3538 0.3416 0.0854 0.0203 0.0122 0.0041 ST1 MF 0.0026 0.7870 0.0021 0 0 0 2.39E-05 2.39E-05 0 0 0 2.39E-05 0.0021 0.0020 5.01E-04 1.19E-04 7.16E-05 2.39E-05 ST1 MF 0.4573 0.7870 0.3599 0 0 0 0.0042 0.0042 0 0 0 0.0042 0.3617 0.3492 0.0873 0.0208 0.0125 0.0042 ST1 MF 4.061 0.7870 3.196 0 0 0 0.0369 0.0369 0 0 0 0.0369 3.212 3.101 0.7753 0.1846 0.1108 0.0369 ST1 MF 0.0056 0.7870 0.0044 0 0 0 5.05E-05 5.05E-05 0 0 0 5.05E-05 0.0044 0.0042 0.0011 2.53E-04 1.52E-04 5.05E-05 ST1 MF 0.0274 0.7870 0.0216 0 0 0 2.49E-04 2.49E-04 0 0 0 2.49E-04 0.0217 0.0209 0.0052 0.0012 7.47E-04 2.49E-04 ST1 MF 0.0020 0.7870 0.0016 0 0 0 1.80E-05 1.80E-05 0 0 0 1.80E-05 0.0016 0.0015 3.77E-04 8.98E-05 5.39E-05 1.80E-05 ST1 MF 1.286 1.286 3.10E-04 277.4 47.33 230.0 0.0103 0.0500 0.3090 0.3090 0.2690 0.8391 0.0499 1.001 0.0499 1.000 0.3974 0.3973 8.32E-05 232.7 2.362 230.3 5.14E-04 0.0500 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.6667 0 0.6667 0 0 0 0 0 0.3333 0 0.3333 0 0 0 0 0 0 0 0 0 0 0 0 0 0.3333 0 0.3333 0 0 0 0 0 2.334 1.667 0.6667 3.62E-04 0 0.1508 0.1508 2.95E-05 234.3 35.33 199.0 0.0077 0 0.3572 0.3571 7.37E-05 229.1 0 229.0 0 0.0500 0.3731 0.3730 8.84E-05 21.34 21.33 0 0.0046 0 0.3890 0.3889 1.03E-04 9.669 9.667 0 0.0021 0 0.1667 0.1667 4.42E-05 2.334 2.333 0 5.07E-04 0 0 0 0 0.3333 0 0.3333 0 0 ST1 ST1 SF SF ST1 ST1 ST1 ST1 SF SF SF SF 0.9233 0.0121 0.0112 0 0 0 0 0 0 0 0 0 0 0 0.0923 0.2770 0.4616 0.0923 0.9231 0.0121 0.0112 0 0 0 0 0 0 0 0 0 0 0 0.0923 0.2769 0.4615 0.0923 ST2 SF 2.22E-04 0.0121 2.69E-06 0 0 0 0 0 0 0 0 0 0 0 2.22E-05 6.67E-05 1.11E-04 2.22E-05 ST2 SF 109.6 34.78 74.81 311.4 41.78 269.1 0.0500 0.5000 0.0052 0.0060 0.0048 0.0024 0.0028 0.0023 0.0026 0.0034 0.5704 0.2093 0.3610 0.7376 0.1178 0.6180 1.29E-04 0.0017 0 0 0 0 0 0 0 0 4.250 1.630 2.620 0 0 0 0 0 9.604 3.154 6.449 0 0 0 0 0 95.64 29.93 65.71 0 0 0 0 0 1.502 0.5451 0.9574 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2.677 0.5034 2.164 4.28E-04 0.0089 0 0 0 39.82 6.544 33.18 0.0073 0.0799 0.1771 0.0679 0.1092 270.6 34.74 235.4 0.0499 0.4112 0 0 0 0.2405 0 0.2405 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 SF SF ST2 ST2 ST2 ST2 SF SF SF SF 1.286 0.3609 0.4641 0 0 0 0 0 0 0 0 0 1.286 0.3957 0.6100 0.1814 0.0989 0 1.286 0.3609 0.4640 0 0 0 0 0 0 0 0 0 1.286 0.3956 0.6099 0.1813 0.0989 0 ST1 SF 3.10E-04 0.3609 1.12E-04 0 0 0 0 0 0 0 0 0 3.10E-04 9.55E-05 1.47E-04 4.38E-05 2.39E-05 0 ST1 SF 0.3333 7.174 0.0047 0.0015 0.0016 0.0106 0 0 0 0 0 0.6238 0 7.018 0 0.4679 0 0 0 0 0 0 0 0 0 0 0 0 0.0098 0 0.0683 0 0.2430 0 0.0148 0 ST2 ST2 SF SF Fatalities Major injuries Shock / Trauma Fatalities Major injuries Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 8 of 15 Table A1 HE Code HEM-43 HEM-43A HEM-43B HEM-43C HEM-43D HEM-44 HEM-44A HEM-44B HEM-45 HEM-45 YDS HEM-46 HEM-46 YDS HEM-48 HEM-48 YDS HEM-49 HEM-50 HEM-50A HEM-50 YDS Hazardous event description Train door closes on MOP (non-trespasser) Train door (slam door) closes on MOP (non-trespasser) and train remains stationary Train door (non-slam door) closes on MOP (non-trespasser) and train remains stationary Train door (slam door) closes on MOP (non-trespasser) and train subsequently moves Train door (non-slam door) closes on MOP (non-trespasser) and train subsequently moves MOP (trespasser) jump from train in service MOP (trespasser) jump from slam door train in service MOP (trespasser) jump from power door train in service MOP (non-trespasser) movement-related injury on YD&S site MOP (non-trespasser) movement-related injury on YD&S site MOP (trespasser) injured by/on moving train on YD&S site MOP (trespasser) injured by/on moving train on YD&S site Workforce injury on trains in running Workforce injury on trains in running on YD&S site MOP (non-trespasser) fall from platform and struck by train Witnessing a traumatic event (movement) Witnessing a traumatic event (movement) Witnessing a traumatic event (movement) on YD&S site SRMv8.1 - July 2014 National average frequency National average cons. National average risk (Events / year) 1.245 (FWI / event) 0.0026 (FWI / year) 0.0032 0.3862 0.0035 0.8156 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0 0 0 0 0 0 0 0.0148 0.1213 1.056 0.0669 0.0014 0 0 0 0 0 0 0 0 0 0 0 0.0064 0.0837 0.2929 0.0064 ST2 SF 0.0020 0.0016 0 0 0 0 0 0 0 0 0 0 0 0.0065 0.0333 0.7310 0.0545 ST2 SF 0.0246 0.0056 1.37E-04 0 0 0 0 0 0 0 0 0 0 0 0.0010 0.0034 0.0168 0.0034 ST2 SF 0.0184 0.0058 1.08E-04 0 0 0 0 0 0 0 0 0 0 0 8.58E-04 8.58E-04 0.0150 0.0026 ST2 SF 1.778 1.219 0.5591 0.0400 0.0400 0.0500 0.0500 17.90 17.90 0.1000 149.9 149.0 0.9096 0.2918 0.3682 0.1252 0.0208 0.0208 0.7040 0.7040 0.0017 0.0017 0.5122 0.0010 0.0010 0.0010 0.5188 0.4488 0.0700 8.32E-04 8.32E-04 0.0352 0.0352 0.0313 0.0313 0.0512 0.1547 0.1538 9.39E-04 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.8000 0.8000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0723 0.0723 0 0 0 0 0 0 0 0 0 0 0 1.525 1.525 0 0 0 0 0.1016 0.1016 0 0 0 6.76E-04 6.76E-04 16.32 16.32 0 0 0 0 0.3274 0.2032 0.1242 6.26E-04 6.26E-04 0.0261 0.0261 0.0849 0.0849 0.0211 153.7 152.8 0.9329 0.4685 0.4063 0.0621 6.29E-04 6.29E-04 0.0340 0.0340 0 0 0.0474 0 0 0 0.4685 0.4063 0.0621 0.0014 0.0014 0.0104 0.0104 0 0 0.0368 0 0 0 0.2880 0.1016 0.1864 0.0043 0.0043 0.0041 0.0041 0 0 0.0105 0 0 0 0.3274 0.2032 0.1242 0.0310 0.0310 0.0020 0.0020 0 0 0.0053 0 0 0 0 0 0 0.0031 0.0031 0 0 0 0 0 0.2061 0.2000 0.0061 ST1 ST1 SF SF ST1,2 SF ST1 SF ST2 ST1 SF SF ST2 ST2 SF SF 9 of 15 Table A1 HE Code HEN-01 HEN-01A HEN-01 YDS HEN-02 HEN-03 HEN-04 HEN-04A HEN-04 YDS HEN-05 HEN-07 HEN-08 HEN-09 HEN-10 HEN-11 Hazardous event description Exposure to a fire on railway infrastructure not at a station Exposure to a fire on railway infrastructure not at a station Exposure to a fire on railway infrastructure on YD&S site Exposure to fire on railway infrastructure at a station Exposure to fire in a station not on railway infrastructure Exposure to explosion on railway infrastructure Exposure to explosion on railway infrastructure Workforce exposure to line-side explosion on YD&S site Exposure to an explosion at a station Passenger exposure to hazardous substances Passenger observes electrical arcing at a station Passenger electric shock at a station (OHLE) Passenger electric shock at a station (conductor rail) Passenger electric shock at a station (non-traction supply) Passenger fall from platform onto track (no electric shock nor struck by HEN-13 train) HEN-14 Passenger slip, trip or fall in a station HEN-14A Passenger slip, trip or fall (platform) HEN-14B Passenger slip, trip or fall (stairs) HEN-14C Passenger slip, trip or fall (escalator/lift) HEN-14D Passenger slip, trip or fall (station concourse) Passenger slip, trip or fall while legitimately crossing line on station HEN-14E crossing HEN-14F Passenger slip, trip or fall (chair, bench, wheelchair) HEN-14G Passenger slip, trip or fall (ramps) HEN-15 Passenger fall from overbridge at a station HEN-16 Passenger injury during an evacuation from a station HEN-21 Workforce struck/crushed by structural collapse or large object HEN-21A Workforce struck/crushed by structural collapse or large object Workforce struck/crushed by structural collapse or large object on YD&S HEN-21A YDS site Workforce struck/crushed by rail trolley or cart carrying heavy object on HEN-21B YDS YD&S site HEN-22 Workforce trapped in machinery HEN-22A Workforce trapped in machinery HEN-22 YDS Workforce trapped in machinery on YD&S site HEN-23 Workforce struck by / contact with / trapped in object at a station HEN-24 Workforce slip, trip or fall <2m HEN-24A Workforce slip, trip or fall <2m (platform) HEN-24B Workforce slip, trip or fall <2m (stairs) HEN-24C Workforce slip, trip or fall <2m (escalator) HEN-24D Workforce slip, trip or fall <2m (station concourse) HEN-24E Workforce slip, trip or fall <2m (walkway) HEN-24F Workforce slip, trip or fall <2m (ramp) HEN-24G Workforce slip, trip or fall <2m (bridge) HEN-24H Workforce slip, trip or fall <2m (on or about track) HEN-24I Workforce slip, trip or fall <2m (signal box) HEN-24J Workforce slip, trip or fall <2m (ladder) HEN-24K Workforce slip, trip or fall <2m (from platform not struck by train) HEN-24L Workforce slip, trip or fall <2m (level crossing) HEN-24M Workforce slip, trip or fall <2m (vehicle) HEN-24N Workforce slip, trip or fall <2m (other) HEN-24 YDS Workforce slip, trip or fall (<2m) on YD&S site SRMv8.1 - July 2014 National average frequency National average cons. National average risk (Events / year) 2.182 1.653 0.5286 0.1429 0.2500 1.693 0.8000 0.8926 0.0500 5.383 0.2392 0.0588 1.400 1.342 (FWI / event) 0.0065 0.0065 0.0065 0.0089 0.0336 0.0417 0.0417 0.0417 3.000 0.0030 0.0188 0.0852 0.6150 0.0032 (FWI / year) 0.0141 0.0107 0.0034 0.0013 0.0084 0.0705 0.0333 0.0372 0.1500 0.0162 0.0045 0.0050 0.8612 0.0043 61.36 0.0157 3450.2 1033.3 1206.6 556.7 544.4 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0.0013 0 0 0 0.1000 0 0 0.0033 0.8002 0 0 0 0 0 0.0113 0 0 0 0.2000 0.0837 0.0399 0.0163 0.6001 0.0280 0 0 0 0 0.0625 0 0 0 0 0.5328 0.0797 0.0098 0 0.0280 0 0 0 0 0 0 0 0 0 5.153 0.0797 0.0343 0 1.286 0 0 0 0 0 0 0 0 0 0 0.0399 0.0049 0 0.0419 0 0 0 0 5.00E-04 0.0339 0.0160 0.0179 0.0250 0 0 0 0 0 0.0992 0.0752 0.0240 0.0095 0.0500 0.3385 0.1600 0.1785 0.0500 0 0 0 0 0 0.3967 0.3006 0.0961 0.0381 0.0150 0.2200 0.1040 0.1160 0 0 0 0 0 0 2.083 1.578 0.5045 0.1190 0.1350 1.557 0.7360 0.8212 0 0 0 0 0 0 0.0992 0.0752 0.0240 0.0048 0 0.1354 0.0640 0.0714 0 0 0 0 0.2000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.9633 0.0626 7.211 31.10 20.51 2.704 0 0 0 0 0.9014 0 0 0 0 0.0079 0.0079 0.0089 0.0056 0.0079 27.17 8.197 10.78 3.103 4.318 0.9511 0.2823 0.1510 0.3479 0.1487 191.3 59.50 79.61 15.66 31.35 948.8 247.0 384.6 155.9 130.1 2296.3 717.8 739.3 389.0 378.1 45.74 10.98 6.692 21.22 5.783 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.7035 0.4391 0 0 0.2313 1.136 0.4391 0.3522 0 0.2313 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2.791 0.0048 0.0134 0 0.0797 0.6379 1.914 0.2392 0 0 0 0 0.0797 0 0 28.71 77.81 0.1751 0.0500 12.44 8.439 0.0048 0.0079 0.1713 0.0531 0.0281 0.0292 0.1365 0.6172 0.0300 0.0027 0.3494 0.2465 0 0.0213 0.0223 0 0 0 0.6066 4.480 0.0732 0.0250 0 0 11.93 18.60 0.0637 0.0203 0 0 16.17 54.05 0.0159 0.0522 0 0 0 0.8267 0 0 0 0 0 0 0 0 0.0593 0.0396 0 0 0 0 2.710 1.941 0 0 0 0 1.898 1.268 0 0.0331 0 0 8.128 5.428 0 0.0331 0.0096 0 1.483 0.9905 0 0 0 0 0 0 0 0 0 0 0 0 2.833 0.0257 0.0729 0 0 0 0 0 0.0140 0.5443 0.4466 1.912 0.3489 0 1.167 0.0257 0.0300 0 0 0 0 0 0.0057 0.2241 0.1839 0.7874 0.1437 8.386 4.819 3.567 506.6 1387.7 167.6 142.2 6.692 52.73 30.62 22.47 9.259 431.5 23.65 7.734 6.082 13.00 16.63 33.60 423.9 0.0202 0.0142 0.0282 0.0024 0.0073 0.0047 0.0049 0.0049 0.0047 0.0077 0.0062 0.0047 0.0077 0.0047 0.0091 0.0157 0.0077 0.0221 0.0125 0.0082 0.1692 0.0685 0.1008 1.225 10.13 0.7877 0.6956 0.0327 0.2478 0.2348 0.1385 0.0435 3.309 0.1111 0.0704 0.0953 0.0997 0.3677 0.4183 3.478 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0591 0 0.0591 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.9818 0.6024 0.3794 6.479 79.54 5.292 4.649 0.2189 1.665 1.878 1.021 0.2924 26.46 0.7468 0.6152 0.8109 0.7972 3.395 3.696 28.00 1.160 1.005 0.1556 18.98 216.8 24.04 23.25 1.094 7.563 4.566 3.744 1.328 64.35 3.392 0.4394 2.230 1.939 3.734 4.704 70.41 6.184 3.212 2.973 481.2 1087.8 137.4 114.1 5.371 43.23 24.11 17.70 7.590 339.8 19.39 6.592 3.041 10.24 9.505 25.20 324.5 0 0 0 0.6737 4.096 0.8821 0.3577 0.0168 0.2775 0.0640 0 0.0487 0.9022 0.1245 0.0879 0 0.0272 0 0 1.307 ST2 ST2 ST2 ST2 SF SF SF MF ST2 ST2 ST1 ST2 ST2 ST1 ST1 ST2 MF MF MF SF SF SF SF SF 0 ST2 SF 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 ST2 SF SF SF SF 0 0 0 ST2 SF 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST1 ST2 SF SF SF SF ST2 SF 0 0 0 0 ST2 SF 0 0 0 0 0 ST2 SF 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 SF SF SF ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 SF SF SF SF SF SF SF SF SF SF SF SF SF SF SF 10 of 15 Table A1 HE Code Hazardous event description HEN-25 HEN-25A Workforce slip, trip or fall >2m Workforce slip, trip or fall >2m (hole/pit) Workforce slip, trip or fall >2m (embankment/wall/hill/cliff/sloping HEN-25B surface) HEN-25C Workforce slip, trip or fall >2m (stairs/steps) HEN-25D Workforce slip, trip or fall >2m (scaffold/temporary structure) HEN-25E Workforce slip, trip or fall >2m (ladder) HEN-25F Workforce slip, trip or fall >2m (road vehicle) HEN-25G Workforce slip, trip or fall >2m (rail vehicle) HEN-25H Workforce slip, trip or fall >2m (bridge) HEN-25I Workforce slip, trip or fall >2m (crane/cherry picker) HEN-25J Workforce slip, trip or fall >2m (roof/permanent structure) HEN-25K Workforce slip, trip or fall >2m (trees/shrubbery) HEN-25N Workforce slip, trip or fall >2m (structure/vehicle/hydraulic failure) HEN-25 YDS Workforce slip, trip or fall (>2m) on YD&S site HEN-26 Workforce struck/crushed by non-train vehicle HEN-26A Workforce struck/crushed by non-train vehicle HEN-26 YDS Workforce struck/crushed by non-train vehicle on YD&S site Workforce scalds or burns due to contact with hot object (not on train) HEN-27 HEN-27A HEN-27B Workforce burn due to electrical equipment failure (not on train) Workforce burn due to welding, flame/disc cutting or angle grinding National average frequency National average cons. National average risk (Events / year) 16.98 2.571 (FWI / event) 0.0410 0.0316 (FWI / year) 0.6967 0.0813 3.714 0.0316 1.762 2.029 1.457 0.5055 0.2500 0.2857 0.3269 1.500 0.5934 0.1538 1.833 14.33 11.73 2.601 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0 0 0 0 0 0 0.2403 0.0286 4.318 0.4857 2.846 0.4857 9.988 1.657 0.3178 0.0286 0 0 0 0 0 0 0 0 0 0 ST2 SF 0.1174 0 0 0 0 0 0.0413 0.7016 0.7016 2.394 0.0413 0 0 0 0 0 ST2 SF 0.0488 0.0488 0.0488 0.0488 0.0488 0.0316 0.0316 0.0488 0.0488 0.0488 0.0414 0.0196 0.0207 0.0147 0.0860 0.0990 0.0711 0.0247 0.0122 0.0090 0.0103 0.0732 0.0290 0.0075 0.0760 0.2816 0.2433 0.0383 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0294 0.0338 0.0243 0.0084 0.0042 0.0032 0.0036 0.0250 0.0099 0.0026 0.0262 0.0714 0.0714 0 0.5433 0.6255 0.4493 0.1559 0.0771 0.0540 0.0618 0.4625 0.1830 0.0474 0.4714 1.911 1.564 0.3468 0.2643 0.3043 0.2186 0.0758 0.0375 0.0540 0.0618 0.2250 0.0890 0.0231 0.3056 1.606 1.260 0.3468 0.9544 1.099 0.7893 0.2738 0.1354 0.1841 0.2107 0.8125 0.3214 0.0833 1.074 10.95 9.042 1.908 0.0440 0.0507 0.0364 0.0126 0.0063 0.0032 0.0036 0.0375 0.0148 0.0038 0.0349 0.1323 0.1323 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 ST2 SF SF SF SF SF SF SF SF SF SF SF ST2 ST2 SF SF 44.25 0.0026 0.1160 0 0 0 0 0 0 0.6136 2.743 40.57 0.3251 0 0 0 0 0 0.4762 0.0025 0.0012 0 0 0 0 0 0 0.0061 0.0285 0.4396 0.0020 0 0 0 0 0 ST2 SF 14.57 0.0025 0.0366 0 0 0 0 0 0 0.1868 0.8718 13.45 0.0623 0 0 0 0 0 ST2 SF HEN-27C Workforce burn due to other causes (not on train) HEN-27A YDS Workforce burn due to electrical short circuit on YD&S site Workforce burn due to welding, flame/disc cutting or angle grinding on HEN-27B YDS YD&S site HEN-27C YDS Workforce burn due to other causes on YD&S site HEN-28 Workforce observes electrical arcing HEN-28A Workforce observes electrical arcing (conductor rail) HEN-28B Workforce observes electrical arcing (OHLE) HEN-28C Workforce observes electrical arcing (non-traction supply) Workforce burn due to/exposure to arcing (other causes) on YD&S site HEN-28 YDS 18.71 0.2857 0.0025 0.0030 0.0469 8.52E-04 0 0 0 0 0 0 0 0 0 0 0 0 0.2399 0.0049 1.120 0.0197 17.27 0.2562 0.0800 0.0049 0 0 0 0 0 0 0 0 0 0 ST2 ST2 SF SF 2.800 0.0030 0.0084 0 0 0 0 0 0 0.0483 0.1931 2.510 0.0483 0 0 0 0 0 ST2 SF 7.400 5.953 2.483 1.250 0.7193 0.0030 0.0172 0.0190 0.0190 0.0190 0.0221 0.1025 0.0471 0.0237 0.0136 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.1276 0.9524 0.4382 0.2206 0.1269 0.5103 0.3929 0.2191 0.1103 0.0635 6.634 4.834 2.045 1.029 0.5923 0.1276 0.4286 0.1461 0.0735 0.0423 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 SF ST2 ST2 ST2 SF SF SF 1.500 0.0120 0.0180 0 0 0 0 0 0 0.1667 0 1.167 0.1667 0 0 0 0 0 ST2 SF HEN-29 HEN-29A HEN-29B 164.0 59.83 7.546 0.0023 0.0022 0.0013 0.3810 0.1310 0.0100 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1.836 0.5944 0 7.611 2.972 0.6119 158.5 56.66 6.866 0.8163 0 0.0680 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 SF SF 40.81 0.0026 0.1070 0 0 0 0 0 0 0.5936 1.336 40.96 0 0 0 0 0 0 ST2 SF 55.83 3.758 0.2654 1.910 0.0024 0.0677 0.1388 0.0408 0.1330 0.2545 0.0368 0.0779 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.1815 0.0332 0.0298 0.6482 0.6686 0.0332 0.4475 2.691 0.4771 0 0.3580 53.99 2.938 0.3317 0.9548 0.7484 0.1590 0 0.1193 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 SF ST1 ST1 SF SF 0.7495 0.1388 0.1040 0 0 0 0 0 0.0937 0.0937 0 0.9368 0 0 0 0 0 0 ST1 SF 0.8333 2.073 1.050 0.6242 0.2129 0.1863 22.31 13.64 0.0429 0.0999 0.1094 0.0852 0.1094 0.0852 0.0032 0.0032 0.0357 0.2071 0.1148 0.0532 0.0233 0.0159 0.0705 0.0433 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0248 0.1352 0.0750 0.0347 0.0152 0.0103 0 0 0.0942 0.6762 0.3750 0.1734 0.0761 0.0517 0.4509 0.2842 0.1190 0.4057 0.2250 0.1040 0.0456 0.0310 0.7842 0.2842 0.7143 1.014 0.4500 0.3641 0.0913 0.1087 21.07 13.07 0.0397 0.2480 0.1500 0.0520 0.0304 0.0155 0.4263 0.4263 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 SF ST1 ST1 ST1 ST1 SF SF SF SF ST2 SF 8.667 0.0031 0.0272 0 0 0 0 0 0 0.1667 0.5000 8.000 0 0 0 0 0 0 ST2 SF 5.000 0.9048 2.076 0.0396 1.959 0.0440 0.0379 0.0379 0.5500 0.0379 0.2198 0.0343 0.0786 0.0218 0.0742 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.2001 0.0312 0.0716 0.0198 0.0676 0.1149 0.0156 0.0358 0.0198 0.0338 0.4259 0.0780 0.1790 0 0.1689 6.133 1.123 2.577 0 2.432 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST1 ST2 ST1 ST2 SF SF SF SF 0.0198 0.5500 0.0109 0 0 0 0 0 0.0099 0.0099 0 0 0 0 0 0 0 0 ST1 SF Workforce exposure to hazardous substances Workforce exposure to animal/insect bites Workforce exposure to needle stick injuries Workforce exposure to other hazardous substances (excluding HEN-29C asphyxiation) HEN-29 YDS Workforce exposure to hazardous substances on YD&S site HEN-30 Workforce electric shock (conductor rail) HEN-30A Workforce electric shock (conductor rail) due to fall HEN-30B Workforce electric shock (conductor rail) via item/object Workforce (other than OTP workforce) electric shock (conductor rail) due HEN-30C to incorrect isolation HEN-30 YDS Workforce electric shock (conductor rail) due to fall on YD&S site HEN-31 Workforce electric shock (OHLE) HEN-31A Workforce electric shock (OHLE) (direct contact) HEN-31B Workforce electric shock (OHLE) (indirect contact) HEN-31A YDS Workforce electric shock (OHLE) (direct contact) on YD&S site HEN-31B YDS Workforce electric shock (OHLE) (indirect contact) on YD&S site HEN-32 Workforce electric shock (non-traction supply) HEN-32A Workforce electric shock (non-traction supply) Workforce electric shock (non-traction, including shore supply) on YD&S HEN-32 YDS site HEN-33 Workforce injury due to lack of oxygen HEN-33A Workforce injury due to lack of oxygen not at a station HEN-33B Workforce injury due to lack of oxygen at a station HEN-33C Workforce asphyxiation due to drowning or near drowning HEN-33B YDS Workforce injury due to lack of oxygen on YD&S site Workforce asphyxiation due to drowning or near drowning on YD&S site HEN-33C YDS SRMv8.1 - July 2014 11 of 15 Table A1 HE Code Hazardous event description HEN-35 HEN-38B HEN-39 HEN-40 HEN-41 HEN-42 HEN-43 HEN-44 HEN-44A HEN-44B HEN-44C HEN-44D HEN-44E HEN-44G HEN-44H HEN-44I HEN-44K HEN-44L HEN-44Q HEN-44R HEN-45 HEN-45A HEN-45B HEN-45C National average cons. National average risk (Events / year) 67.44 (FWI / event) 0.0197 (FWI / year) 1.331 63.50 0.0189 0.4444 3.500 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0 0.8739 2.709 19.38 56.91 6.706 0 0 0 0 0 1.202 0 0 0 0 0 0.7864 2.359 18.68 53.67 6.488 0 0 0 0 0 ST1 SF 0.0014 0.0368 6.42E-04 0.1288 0 0 0 0 0 0 0 0 0 0 0 0.0875 0 0.3500 0.0494 0.6563 0.3951 2.844 0 0.2188 0 0 0 0 0 0 0 0 0 0 ST1 ST2 SF SF 14.80 0.0415 0.6142 0 0 2.135 1.992 0 0 0 0 0 0.1423 0.4269 1.423 5.835 2.704 0.2846 ST2 SF MOP (adult trespasser) electric shock (OHLE) MOP (adult trespasser) electric shock (conductor rail) MOP (adult trespasser) electric shock (conductor rail) at a station MOP (adult trespasser) electric shock (conductor rail) not at a station 2.029 4.842 3.750 0.4382 0.7504 0.8091 0.8888 3.634 3.034 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.5338 1.752 1.500 0.7474 3.588 3.000 1.388 0.3340 0.2500 0 0.6702 0.2500 0 0.2500 0.2500 0 0 0 ST1 SF ST1 SF 1.092 0.5492 0.6000 0 0 0 0 0 0 0 0 0 0.2521 0.5882 0.0840 0.4202 0 0 ST1 SF MOP (adult trespasser) electric shock (non-traction supply) MOP (child trespasser) slip, trip or fall while on railway infrastructure 0.1538 0.0515 0.0079 0 0 0 0 0 0 0 0 0 0 0 0.0769 0.0385 0.0385 0 ST2 SF 0.5714 0.0502 0.0287 0 0 0 0 0 0 0 0 0 0 0.0169 0.1022 0.2857 0.1667 0 ST2 SF MOP (child trespasser) electric shock (OHLE) MOP (child trespasser) electric shock (conductor rail) MOP (child trespasser) electric shock (non-traction supply) MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on MCB + CCTV MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on MCB MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on MCG MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on ABCL MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on AHB MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on UWC + MWL MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on UWC + T MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck/trapped by level crossing equipment on UWC MOP (non-trespasser) pedestrian or cyclist struck/trapped by level crossing equipment on FP + MWL MOP (non-trespasser) pedestrian or cyclist struck/trapped by level crossing equipment on FP MOP pedestrian (or cyclist) struck/trapped by level crossing equipment on AOCL + B MOP pedestrian (or cyclist) struck/trapped by level crossing equipment on MCB + OD MOP (non-trespasser) fall from height onto railway infrastructure MOP (non-trespasser) fall from height onto railway infrastructure from bridge (incl. RTA) MOP (non-trespasser) fall from height onto railway infrastructure from wall, bank, roof, fence (incl. RTA) MOP (non-trespasser) fall from height onto railway infrastructure from other — eg viaduct (incl. RTA) 0.7538 0.6667 0.1645 0.1646 0.3279 0.0515 0.1241 0.2186 0.0085 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0343 0 0 0.0685 0.2083 0 0.5483 0.0833 0.0823 0.1028 0.3750 0.0411 0.0685 0.0417 0.0411 0 0 0 ST1 ST1 ST2 SF SF SF 11.15 0.0097 0.1081 0 0 0 0 0 0 0 0 0 0 0 0.8699 2.689 7.434 0.2373 7.321 0.0097 0.0710 0 0 0 0 0 0 0 0 0 0 0 0.5712 1.765 4.881 0.1558 ST2 SF 1.700 0.0097 0.0165 0 0 0 0 0 0 0 0 0 0 0 0.1326 0.4099 1.133 0.0362 ST2 SF 0.5399 0.0097 0.0052 0 0 0 0 0 0 0 0 0 0 0 0.0421 0.1302 0.3599 0.0115 ST2 SF 0.0911 0.0097 8.83E-04 0 0 0 0 0 0 0 0 0 0 0 0.0071 0.0220 0.0607 0.0019 ST2 SF 0.3039 0.0097 0.0029 0 0 0 0 0 0 0 0 0 0 0 0.0237 0.0733 0.2026 0.0065 ST2 SF 0.0880 0.0097 8.54E-04 0 0 0 0 0 0 0 0 0 0 0 0.0069 0.0212 0.0587 0.0019 ST2 SF 0.0612 0.0097 5.93E-04 0 0 0 0 0 0 0 0 0 0 0 0.0048 0.0148 0.0408 0.0013 ST2 SF 0.0162 0.0097 1.57E-04 0 0 0 0 0 0 0 0 0 0 0 0.0013 0.0039 0.0108 3.44E-04 ST2 SF 0.0817 0.0097 7.92E-04 0 0 0 0 0 0 0 0 0 0 0 0.0064 0.0197 0.0545 0.0017 ST2 SF 0.8106 0.0097 0.0079 0 0 0 0 0 0 0 0 0 0 0 0.0632 0.1955 0.5404 0.0172 ST2 SF 0.0217 0.0097 2.10E-04 0 0 0 0 0 0 0 0 0 0 0 0.0017 0.0052 0.0144 4.61E-04 ST2 SF 0.1154 0.0097 0.0011 0 0 0 0 0 0 0 0 0 0 0 0.0090 0.0278 0.0769 0.0025 ST2 SF 2.833 0.1783 0.5052 0 0 0 0 0 0 0 0 0 0.0818 0.3807 1.187 1.018 0.2475 0 1.500 0.1713 0.2569 0 0 0 0 0 0 0 0 0 0.0818 0.1909 0.6273 0.5455 0.1364 0 ST1 SF 1.000 0.2012 0.2012 0 0 0 0 0 0 0 0 0 0 0.1481 0.5185 0.2222 0.1111 0 ST1 SF 0.3333 0.1413 0.0471 0 0 0 0 0 0 0 0 0 0 0.0417 0.0417 0.2500 0 0 ST1 SF Workforce involved in road traffic accident whilst on duty Workforce (other than OTP workforce) involved in road traffic accident HEN-35A while on duty HEN-35B Signaller/Crossing-keeper struck by road vehicle HEN-35 YDS Workforce involved in road traffic accident on YD&S site MOP (adult trespasser) slip, trip or fall while on railway infrastructure HEN-36 HEN-37 HEN-38 HEN-38A National average frequency SRMv8.1 - July 2014 12 of 15 Table A1 HE Code HEN-46 HEN-46A HEN-46B HEN-46C HEN-46D HEN-46E HEN-46F HEN-46G HEN-46H HEN-46I HEN-46J HEN-46K HEN-46L HEN-46Q HEN-46R HEN-48 HEN-49 Hazardous event description MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on level crossing or footpath crossing MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on MCB + CCTV MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on MCB MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on MCG MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on ABCL MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on AHB MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on AOCL MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on UWC + MWL MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on UWC + T MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on UWC MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on OC MOP (non-trespasser) pedestrian or cyclist slip, trip, or fall on FP + MWL crossing MOP (non-trespasser) pedestrian or cyclist slip, trip, or fall on FP crossing MOP (non-trespasser) pedestrian or cyclist/motorcyclist slip, trip or fall on AOCL + B MOP (non trespasser) pedestrian or cyclist/motorcyclist slip, trip, or fall on MCB + OD MOP (non-trespasser) exposure to fire on railway infrastructure MOP (non-trespasser) exposure to explosion on railway infrastructure HEN-50 HEN-51 HEN-52 HEN-53 MOP (non-trespasser) observes electrical arcing MOP (non-trespasser) electric shock (OHLE) MOP (non-trespasser) electric shock (conductor rail) MOP (non-trespasser) electric shock (non-traction supply) MOP (non-trespasser) exposure to hazardous substances on railway HEN-54 infrastructure HEN-55 Passenger struck by / contact with / trapped in object at a station HEN-56 Workforce contact with or crushed by object not at a station HEN-56A Workforce contact with or crushed by object not at a station HEN-56 YDS Workforce contact with or crushed by object on YD&S site Passenger scalds or burns due to contact with hot object (not on train) HEN-57 HEN-58 MOP (non-trespasser) injury from objects/structures (eg bridges, steps, subways) other than in stations whilst on railway infrastructure MOP (non-trespasser) struck by / contact with / trapped in object at a station HEN-60 Workforce exposure to noise (not on train) HEN-60A Workforce exposure to noise (not on train) HEN-60 YDS Workforce exposed to noise on YD&S site HEN-61 Passenger exposure to noise (not on train) Passenger on-train incident (excluding sudden train movement & HEN-62 assaults) Workforce on-train incident (excluding sudden train movement & HEN-63 assaults) HEN-64 Passenger assault HEN-65 Workforce assault HEN-65A Workforce assault HEN-65 YDS Workforce assault on YD&S site HEN-59 SRMv8.1 - July 2014 Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries MOP National average frequency National average cons. National average risk (Events / year) (FWI / event) (FWI / year) 13.77 0.0246 0.3389 0 0 0 0 0 0 0 0 0 0.2504 0.0835 2.253 4.590 6.593 0.3338 7.198 0.0246 0.1772 0 0 0 0 0 0 0 0 0 0.1309 0.0436 1.178 2.399 3.446 0.1745 ST2 SF 1.988 0.0246 0.0489 0 0 0 0 0 0 0 0 0 0.0361 0.0120 0.3253 0.6626 0.9517 0.0482 ST2 SF 0.4305 0.0246 0.0106 0 0 0 0 0 0 0 0 0 0.0078 0.0026 0.0704 0.1435 0.2061 0.0104 ST2 SF 0.1957 0.0246 0.0048 0 0 0 0 0 0 0 0 0 0.0036 0.0012 0.0320 0.0652 0.0937 0.0047 ST2 SF 0.6707 0.0246 0.0165 0 0 0 0 0 0 0 0 0 0.0122 0.0041 0.1098 0.2236 0.3211 0.0163 ST2 SF 0.2452 0.0246 0.0060 0 0 0 0 0 0 0 0 0 0.0045 0.0015 0.0401 0.0817 0.1174 0.0059 ST2 SF 0.8123 0.0246 0.0200 0 0 0 0 0 0 0 0 0 0.0148 0.0049 0.1329 0.2708 0.3889 0.0197 ST2 SF 0.5389 0.0246 0.0133 0 0 0 0 0 0 0 0 0 0.0098 0.0033 0.0882 0.1796 0.2580 0.0131 ST2 SF 0.1400 0.0246 0.0034 0 0 0 0 0 0 0 0 0 0.0025 8.49E-04 0.0229 0.0467 0.0670 0.0034 ST2 SF 0.0199 0.0246 4.90E-04 0 0 0 0 0 0 0 0 0 3.62E-04 1.21E-04 0.0033 0.0066 0.0095 4.82E-04 ST2 SF 0.0914 0.0246 0.0022 0 0 0 0 0 0 0 0 0 0.0017 5.54E-04 0.0150 0.0305 0.0438 0.0022 ST2 SF 1.295 0.0246 0.0319 0 0 0 0 0 0 0 0 0 0.0236 0.0079 0.2120 0.4318 0.6203 0.0314 ST2 SF 0.0462 0.0246 0.0011 0 0 0 0 0 0 0 0 0 8.40E-04 2.80E-04 0.0076 0.0154 0.0221 0.0011 ST2 SF 0.0973 0.0246 0.0024 0 0 0 0 0 0 0 0 0 0.0018 5.90E-04 0.0159 0.0324 0.0466 0.0024 ST2 SF 0.0500 0.0290 0.0015 0 0 0 0 0 0 0 0 0 0 0 0.0125 0.0375 0.0125 0 ST2 SF 0.0250 6.000 0.1500 0 0 0 0 0 0 0 0 0 0 0.1250 0.2500 0 0 0 ST1 MF 0.1429 0.2857 0.0834 0.2308 0.0188 0.0852 0.6150 0.0032 0.0027 0.0243 0.0513 7.33E-04 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0119 0 0 0.0159 0.0477 0 0.0238 0.0794 0.0357 0.0048 0.0476 0.0476 0 0.0048 0.0476 0.1667 0 0.2212 0.0238 0.0238 0 0.0072 ST2 ST1 ST1 ST2 SF SF SF SF 0.1538 0.6529 0.1004 0 0 0 0 0 0 0 0 0 0 0.1000 0.0033 0.0097 0.0735 0 ST1 SF 580.2 1239.9 611.4 628.6 0.0026 0.0035 0.0045 0.0025 1.505 4.279 2.738 1.541 0 0 0 0 6.854 0 0 0 60.81 0 0 0 492.4 0 0 0 22.31 0 0 0 0 2.96E-04 2.96E-04 0 0 27.24 19.70 7.540 0 84.70 43.39 41.31 0.2227 1130.8 550.3 580.5 0.2227 0.6777 0.3326 0.3450 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 SF ST2 ST2 SF SF 7.283 0.0017 0.0121 0 0 1.214 6.069 0 0 0 0 0 0 0 0 0 0 0 ST2 SF 1.600 0.0131 0.0209 0 0 0 0 0 0 0 0 0 0 0 0.1778 0.4148 1.067 0 ST2 SF 16.80 0.0050 0.0847 0 0 0 0 0 0 0 0 0.1436 0 0 0.5744 2.728 13.21 0.2872 ST2 SF 10.92 4.032 6.887 0.4220 0.0013 0.0013 0.0013 0.0010 0.0146 0.0054 0.0092 4.22E-04 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.4220 0 0 0 0 0 0 0 0 0 0 0 0 0.5199 0.1920 0.3280 0 11.44 4.224 7.215 0 0.5199 0.1920 0.3280 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 ST2 ST2 SF SF SF 875.8 0.0040 3.460 0 22.37 90.88 754.5 12.93 0 0 0 0.5564 0.7652 0 0 0 0 0 ST2 SF 1073.6 0.0019 2.054 0 0 0 0 0 0 6.243 89.12 978.2 5.472 0 0 0 0 0 ST2 SF 1980.9 917.9 911.7 6.209 0.0049 0.0019 0.0019 0.0020 9.659 1.742 1.729 0.0126 0.6086 0 0 0 62.17 0 0 0 186.2 0 0 0 1219.9 0 0 0 651.2 0 0 0 0 0.0209 0.0208 1.63E-04 0 5.375 5.333 0.0417 0 54.90 54.48 0.4241 0 410.8 407.6 3.165 31.61 498.3 495.3 2.941 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 SF ST2 ST2 SF SF Fatalities Major injuries Shock / Trauma Fatalities Major injuries Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 13 of 15 Table A1 HE Code Hazardous event description HEN-66 MOP assault HEN-66A MOP assault HEN-66 YDS MOP assault on YD&S site MOP (non-trespasser) fall from platform onto track (no electric shock HEN-67 nor struck by train) HEN-68 MOP (non-trespasser) slip, trip or fall in station HEN-70 Witnessing a traumatic event (non-movement) HEN-70A Witnessing a traumatic event (non-movement) HEN-70 YDS Witnessing a traumatic event (non-movement) on YD&S site MOP (adult trespasser) fall/jump from height on railway infrastructure HEN-71 HEN-71A HEN-71B HEN-71C HEN-72 MOP (adult trespasser) fall/jump from height on railway infrastructure from bridge MOP (adult trespasser) fall/jump from height on railway infrastructure from wall, bank, roof or fence MOP (adult trespasser) fall/jump from height on railway infrastructure from other eg viaduct MOP (child trespasser) fall/jump from height on railway infrastructure MOP (child trespasser) fall/jump from height on railway infrastructure from bridge MOP (child trespasser) fall/jump from height on railway infrastructure HEN-72B from wall, bank, roof or fence MOP (child trespasser) fall/jump from height on railway infrastructure HEN-72C from other — eg viaduct HEN-73 Passenger manual handling HEN-74 Workforce manual handling HEN-74A Workforce manual handling HEN-74 YDS Workforce manual handling on YD&S site MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75 vehicle or involved in a road traffic accident at a level crossing MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75A vehicle or involved in a road traffic accident on MCB + CCTV MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75B vehicle or involved in a road traffic accident on MCB MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75C vehicle or involved in a road traffic accident on MCG MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75D vehicle or involved in a road traffic accident on ABCL MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75E vehicle or involved in a road traffic accident on AHB MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75F vehicle or involved in a road traffic accident on AOCL MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75G vehicle or involved in a road traffic accident on UWC + MWL MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75H vehicle or involved in a road traffic accident on UWC + T MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75I vehicle or involved in a road traffic accident on UWC MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75J vehicle or involved in a road traffic accident on OC MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75Q vehicle or involved in a road traffic accident on AOCL + B MOP (non-trespasser) pedestrian or cyclist/motorcyclist struck by a road HEN-75R vehicle or involved in a road traffic accident on MCB + OD MOP (non-trespasser) struck/crushed by structural collapse or large HEN-76 object as a result of operations on railway infrastructure HEN-77 Suicide (or attempted suicide) not involving rolling stock in motion HEN-77A Attempted suicide not involving rolling stock in motion HEN-77B Suicide not involving rolling stock in motion Attempted suicide not involving rolling stock in motion on YD&S site HEN-77A YDS HEN-72A HEN-77B YDS Suicide not involving rolling stock in motion on YD&S site SRMv8.1 - July 2014 National average frequency National average cons. National average risk (Events / year) 86.31 83.25 3.059 (FWI / event) 0.0049 0.0049 0.0049 (FWI / year) 0.4207 0.4058 0.0149 3.400 0.0164 94.93 22.43 21.60 0.8333 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.6031 0.5817 0.0214 0.0266 0.0256 9.42E-04 2.714 2.618 0.0962 8.127 7.839 0.2881 53.24 51.35 1.887 28.27 27.27 1.002 ST2 ST2 SF SF 0.0558 0 0 0 0 0 0 0 0 0 0.0587 0.0033 0.4224 1.800 1.029 0.1646 ST2 SF 0.0134 0.0011 0.0011 0.0010 1.273 0.0248 0.0240 8.33E-04 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4.200 4.200 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 20.43 19.60 0.8333 0.3640 0 0 0 6.879 0 0 0 33.13 0 0 0 54.19 0 0 0 1.109 0.2000 0.2000 0 ST2 SF ST2 ST2 SF SF 18.93 0.1804 3.414 0 0 0 0 0 0 0 0 0 0.713 2.527 8.522 6.036 1.844 0 12.75 0.1713 2.184 0 0 0 0 0 0 0 0 0 0.695 1.623 5.332 4.636 1.159 0 ST1 SF 5.750 0.2012 1.157 0 0 0 0 0 0 0 0 0 0 0.8519 2.981 1.278 0.6389 0 ST1 SF 0.4286 0.1720 0.0737 0 0 0 0 0 0 0 0 0 0.0174 0.0521 0.2085 0.1216 0.0463 0 ST1 SF 0.3711 0.1806 0.0670 0 0 0 0 0 0 0 0 0 0.0140 0.0496 0.1670 0.1183 0.0362 0 0.2500 0.1713 0.0428 0 0 0 0 0 0 0 0 0 0.0136 0.0318 0.1045 0.0909 0.0227 0 ST1 SF 0.1127 0.2012 0.0227 0 0 0 0 0 0 0 0 0 0 0.0167 0.0585 0.0251 0.0125 0 ST1 SF 0.0084 0.1830 0.0015 0 0 0 0 0 0 0 0 0 3.36E-04 0.0011 0.0040 0.0024 8.96E-04 0 ST1 SF 5.000 609.1 461.7 147.3 0.0141 0.0022 0.0021 0.0025 0.0707 1.338 0.9674 0.3708 0 0 0 0 0.6250 0 0 0 0.9375 0 0 0 3.438 0 0 0 0.1042 0 0 0 0 0 0 0 0 2.763 1.737 1.027 0 113.9 83.40 30.45 0 492.6 376.7 115.8 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ST2 SF ST2 ST2 SF SF 1.515 0.0273 0.0414 0 0 0 0 0 0 0 0 0 0 0.0160 0.2110 0.6438 0.6438 0.0756 0.6181 0.0272 0.0168 0 0 0 0 0 0 0 0 0 0 0.0065 0.0857 0.2629 0.2629 0.0299 ST1 SF 0.3623 0.0272 0.0099 0 0 0 0 0 0 0 0 0 0 0.0038 0.0503 0.1541 0.1541 0.0175 ST1 SF 0.0586 0.0272 0.0016 0 0 0 0 0 0 0 0 0 0 6.17E-04 0.0081 0.0249 0.0249 0.0028 ST1 SF 0.0613 0.0272 0.0017 0 0 0 0 0 0 0 0 0 0 6.46E-04 0.0085 0.0261 0.0261 0.0030 ST1 SF 0.3052 0.0272 0.0083 0 0 0 0 0 0 0 0 0 0 0.0032 0.0423 0.1298 0.1298 0.0148 ST1 SF 0.0107 0.0422 4.50E-04 0 0 0 0 0 0 0 0 0 0 1.78E-04 0.0024 0.0041 0.0041 0.0025 ST1 SF 0.0117 0.0273 3.20E-04 0 0 0 0 0 0 0 0 0 0 1.24E-04 0.0016 0.0050 0.0050 5.84E-04 ST1 SF 0.0320 0.0273 8.75E-04 0 0 0 0 0 0 0 0 0 0 3.39E-04 0.0045 0.0136 0.0136 0.0016 ST1 SF 0.0093 0.0273 2.55E-04 0 0 0 0 0 0 0 0 0 0 9.89E-05 0.0013 0.0040 0.0040 4.67E-04 ST1 SF 8.49E-04 0.0422 3.58E-05 0 0 0 0 0 0 0 0 0 0 1.41E-05 1.87E-04 3.24E-04 3.24E-04 2.01E-04 ST1 SF 0.0118 0.0272 3.21E-04 0 0 0 0 0 0 0 0 0 0 1.24E-04 0.0016 0.0050 0.0050 5.71E-04 ST1 SF 0.0327 0.0272 8.89E-04 0 0 0 0 0 0 0 0 0 0 3.44E-04 0.0045 0.0139 0.0139 0.0016 ST1 SF 0.3846 0.0220 0.0085 0 0 0 0 0 0 0 0 0 0 0.0013 0.0628 0.1282 0.1923 0.0641 ST2 SF 24.72 13.00 11.33 0.5072 0.0662 1.000 12.54 0.8603 11.34 0.3333 0 0.3333 0 0 0 0.3333 0.3333 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2.000 1.000 1.000 11.33 0 11.00 8.371 8.333 0 4.013 4.000 0 0 0 0 0 0 0 ST1 ST1 SF SF 0.0500 0.0763 0.0038 0 0 0 0 0 0 0 0 0 0 0 0.0375 0.0125 0 0 ST1 SF 0.3333 1.000 0.3333 0 0 0 0 0 0 0 0 0 0 0.3333 0 0 0 0 ST1 SF 14 of 15 Table A1 HE Code Hazardous event description HEN-78 MOP (non-trespasser) slip, trip, or fall on YD&S site HEN-78A YDS MOP (non-trespasser) slip, trip, or fall (<2m) on YD&S site HEN-78B YDS MOP (non-trespasser) slip, trip, or fall (>2m) on YD&S site MOP (non-trespasser) general non-movement related injury on YD&S HEN-79 site MOP (non-trespasser) general non-movement related injury on YD&S site HEN-79 YDS HEN-80 HEN-80 YDS HEN-81 HEN-81 YDS HEN-82 HEN-82A HEN-82 YDS HEN-83 HEN-84 Over-carried passenger injury on YD&S site Over-carried passenger injury on YD&S site Trespasser injury while on YD&S site MOP (trespasser) injury while on YD&S site Workforce awkward movement injury Workforce awkward movement injury Workforce awkward movement injury on YD&S site Passenger awkward movement injury Workforce injury while boarding or alighting berthed train Workforce injury while boarding or alighting from berthed train to/from HEN-84A YDS raised walkway on a YD&S site Workforce injury while boarding or alighting from berthed train to/from HEN-84B YDS track on a YD&S site SRMv8.1 - July 2014 National average frequency National average cons. National average risk (Events / year) 2.116 2.000 0.1155 (FWI / event) 0.0092 0.0079 0.0316 (FWI / year) 0.0195 0.0158 0.0036 0.7146 0.0199 0.7146 Fatalities Major injuries Passenger Workforce Non Rep. Rep. Minor Minor injuries injuries Non Rep. Rep. Minor Minor injuries injuries Shock / Trauma Fatalities Major injuries MOP Shock / Trauma Fatalities Major injuries Rep. Minor injuries Non Rep. Minor injuries Shock / Trauma Shock / Multiple / Trauma Single class fatality (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) (No. / year) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8.20E-04 8.20E-04 0 8.20E-04 8.20E-04 0 0.0018 5.27E-04 0.0013 0.1366 0.1148 0.0218 0.5067 0.4849 0.0218 1.458 1.383 0.0744 0.0218 0.0205 0.0013 0.0142 0 0 0 0 0 0 0 0 0 0.0202 0.0081 0.0482 0.1521 0.4983 0.0104 0.0199 0.0142 0 0 0 0 0 0 0 0 0 0.0202 0.0081 0.0482 0.1521 0.4983 0.0104 0.3333 0.3333 0.6066 0.6066 98.23 74.67 23.57 5.000 25.17 0.0061 0.0061 0.3473 0.3473 0.0028 0.0028 0.0031 0.0118333 0.007936 0.0020 0.0020 0.2107 0.2107 0.2788 0.2060 0.0728 0.0592 0.1997 0 0 0 0 0 0 0 0 0 0.0156 0.0156 0 0 0 0 0 0.5000 0 0.0428 0.0428 0 0 0 0 0 1.167 0 0.2724 0.2724 0 0 0 0 0 3.333 0 0.0025 0.0025 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.9688 0.6667 0.3021 0 1.530 0 0 0 0 21.17 16.33 4.834 0 5.769 0 0 0 0 76.10 57.67 18.43 0 17.87 0 0 0.1177 0.1177 0 0 0 0 0 0 0 0.1894 0.1894 0 0 0 0 0 0 0 0.1961 0.1961 0 0 0 0 0 0 0 0.2129 0.2129 0 0 0 0 0 0 0 0.0394 0.0394 0 0 0 0 0 0 0 0.0016 0.0016 0 0 0 0 0 5.897 0.0074118 0.0437 0 0 0 0 0 0 0.3469 0.8673 4.683 0 0 0 0 0 19.27 0.0080965 0.1560 0 0 0 0 0 0 1.183 4.902 13.18 0 0 0 0 0 ST2 ST2 SF SF ST2 SF ST2 SF ST1,2 SF ST2 ST2 ST2 SF SF SF 0 ST2 SF 0 ST2 SF 15 of 15