CALCULATION OF TURBULENT DIFFUSION FOR THE CHIRIKOV-TAYLOR MODEL A. B. Rechester Plasma Fusion Center M.I.T. R. B. White Plasma Physics Laboratory Princeton University Submitted for publication in Phys. Rev. Lett. PFC/JA-80-12 5/80 Calculation of Turbulent Diffusion for the Chirikov-Taylor Model A. B. Rechester Plasma Fusion Center, Massachusetts Institute of Technology Cambridge, Massachusetts 02139 and R. B. White Plasma Physics Laboratory; - Princeton University Princeton, New Jersey 08540 A probabilistic method for the solution of the Vlasov equation has been applied to the Chirikov-Taylor model. The analytical solutions for the probability function and its second velocity moment have been obtained.. Good agreement between the theory and numerical computa- tions has been found. -2The purpose of this letter is to present an analytical solution This model has been studied ex- for the Chirikov-Taylor model1,2 years in reference to many different plasma tensively in the last ten physics problems 17-6 Such an interest is due to the fact that this simple model exhibits chaotic or turbulent dynamics manifested in the region above the so-called stochastic transition We will intro- ,. duce the method of solution and the underlying physical arguments through the differential equation which describes the motion of charged The equation of particles in a field of electrostatic plane waves. motion is: 2 d ~ d~ = (1) e E(x,t) dt where is the mass, e:is the charge of the particle, and the electric field is given by the equation E(K, t) Er = exp[i(kC - m,n W assume here periodic- boundary 'nt)] conditions + c.c. in the (2). interval 0'< x < a, km = 23rm/a, m integer, and a discrete spectrum in &a Consider the case: k M 2=a w im n =27 0 n with n=0,+l,+2,...4N, and E1 ,n = E/(2i) is constant. mn is a Kronecker function. rescaling distance Using with a /(2-A) takes the form dx dt dimensionless and time with .2T The symbol variables * , by Eq.(l) -3dv dt sin ut sinx c = (27r) 3 and (5) sin[wt(2N + 1)] 1. N e/a o 0/ Consider the phase space x, v distribution of phase-space and points the introduce f(x, v, t = 0). initial The time evolution of f is described by a Vlasov equation - + V af dva This is just a continuity equation flow (6) = 0 . of phase-space flow. This deterministic, that is, the position of every point can is be predicted uniquely for an arbitrary large time t. nonlinear complicated character of Eq. (5), Due to some phase points which are initially separated can come arbitrarily close to other if the time of evolution is long enough. f can become arbitrarily large-because-phase each This implies that space density is We may say that along the orbits (Liouville theorem). conserved .the long time solutions are intrinsically singular. This is why it is impossible to find an analytic solution of. the.Valsov equation described even for the simple motion other hand, there are always some by Eqs. (4), (5). processes which On the are not included in these -equations, including snall errors introduced in a numerical solution. In spite of being very small they do play an important role in the limit of large later.. A times as we will see simple way of modeling such effects is to introduce a random velocity term in Eq. (4) or a random force term in Eq. (5). We have done these numnerically. view, it From the analytic point of is more convenient to treat these as additional or velocity diffusion terms in the Vlasov equation. spatial The analysis happens to be much easier for the case of spatial diffusion. The Vlasov equation in this case takes the form: Thus the I".I-~aX;t a -- (7) deterministic description given by the Vlasov equation is substituted by a probabilistic One with probability P(x,v,t) We consider 6 , which we normalize to unity . As we will see later it singular equation. nature of is the the diffusion long time which solutions function << resolves of the 1. the Vlasov The effect of weak diffusion has been discussed qualita- tively for the similar problem of electron heat transport in tokamaks with destroyed magnetic surfaces 7. The initial -condition for P we take of the form: P(x, V, 0) 2r 6(v - v o)) . The Chirikov-Taylor model corresponds to the limit N+ sin(Tt(2N+1))/sin(Trt) can be approximated by (t-i). . Then I -5- Consider now the time evolution of the probability function < t < i+0 it can be written as P. In the interval i-O = P(x,v+ e sinx, P(x,v,i+ 0) Here i is an integer and +0 is (9) i -0) an arbitrary small number. Evolution in the interval i+0 < t < i+1 0 - is given by the formula P (x, v,(Xj t) J) - dv1, = -( G (vvtt)P (x-x 1 ,v,vj 1 t-t 1 ,y 1 1 t )dx 1 )P(x 1 ,V 10) where G is a solution of the equation G e (t-t) G= - 2 a G 2t23x 2 6 (v-v) ) .V2 Ta (t-t Here 3G (t) ) 6 (x - x )6 (v 1)1 1 v )6(t 1 2a(t n=- D is the Heavyside function. - t +21nJ 2 (t-tl) -[x-xl-v ex- - ti) (12) -6The appears smiation conditions in the interval 0 ( x ( 2 the periodic boundary of because We . can now write a formal solution to Eq.(7) for initial probability given by Eq.(8) t=T, for arbitrary time t. For simplicity we consider a large integer. P(xT v,T) CO T-1 ...E = n f 27r dxi n =-o i=O - (13) T 6(v-v -T -S 0- T ) ex-x p1:- (x-- i -v-S 0 +2rn ) 2 j-J. j and j S. J e P=O sin x . It is easy to check by direct. integration that P(x ,v,T) is correctly normalized, dx P(x, dv -- V, T) = 1 0 To calculate the diffusion rate we use the formula (14) -7- D = lim T+- 2O 1 1 (15) 2 (v-+v 0 ) P (x, v,'T) d x dv 2T With the use of the identity 1 rn) 2 (y+ exp exp (-a/2 m2 + m) c M=-.Co (16) we can write Eq.(15) as CO D = 1imE T S exp I m1=_CO i=O MT =-C> T+i dx. 27 T. (jzj (a/2)m2 + im. (x - x._ sin x S.=EZ -v -s (17) p p=o In the case m. = 0 the calculations are trivial I1 and we find -8(18) 2 D QL This case corresponds to the made in quasilinear C4 random theory. phase approximation 7b evaluate D for m1 often 0 we make use of the identity exp(±iz sinx) = Jn (z) exp(±inx) (19) n= Here .J (Z) are Bessel functions and z>0. Making use of Eq.(19) it involves products of Bessel functions. Eq. (17) 6 large is easy to see that the series the Bessel functions decay as few low order terms in Eq. (17) . - - 1_J 2 D )e J2 which J is. obtained three of the mr # arises o , We have functions. from m neglected Our (c) e e 2 3 + 3 a] -3 and all others are zero. from terms with m. comes The expression obtained for D is (20) from Eq(17) from those terms in which two or term is similar, with term In the region of so we can keep just a 2 - in = +1, m. M = ±1, =-m m, products = -2mn =-M , The 1=2,3,...T. , I=3,4,...T, and , m- involving -= three m or J term The J the ,T. more. Bessel nisnerical computations suggest that convergence -9of the series approximated by Eq(20) in much faster exp(- than nm, /2). that The due simply possible the >> region 1 is to the exponential factors relation between this fast convergence and exponential orbit divergence for Eqs(4),(5) which takes place in the region 4 >> 1 ) instability has not yet ( the been so called examined. stochastic The leading asymptotic terms in Eq(20) are D D - t. - 1/25 cos E -a2 2e (21) -5- QL Thus D approaches DL pointed -"out is the E4 00 . We recall here the -limit LV0 -i unit frequency -> LO 1. It that was the. spectrum assumed to be continuous in quasilinear theory. our -model a continuous spectrum can be E >> limit to us by a referee that the usual quasilinear limit corresponds to W in 0. bandwith 0 and E achieved Within considering Theri in drder that the power density per remain 4 constant (see Eq. we J even bigger than DL for some values of e need to rescale ) The contribution- to D from terms with m. QL by of d 0 can be comparable to or (see also Figure 1). This could have practical implications especially for the problems of radiofrequency heating 6 We will address this question in future publications. We have made extensive numerical study of Eqs. (4), (5), intro- ducing a small random step in x with a normal distribution of mean a. Some of the results of these computations are shown in Figure 1 for the case a To obtain sufficient accuracy in the evaluation of D we used the number of particles N p = 3000, = 10-5 -10-the fluctuations in D behaving as l/vT T = 50. p , and advancing the equations to We also verified that intorducing a random step in v instead of in x leads to essentially the same results for small a and large e. tions in D/D The oscilla- were apparently first noted by Chirikov , but were independently found by Kyriakos Hizanidis and pointed out to the present authors. note-from this figure that D approaches DQL in the limit of large C. plotted on Figure 1 is the function given by Eq. (20). there is good agreement for large C, We also Also It is clear that but for c of the order of unity we need to retain more. terms in the evaluation of Eq. (17). We think that the method outlined may prove useful in other problems were apparently chaotic behavior arises from deterministic equations. ACINqLEDGEIS We are very grateful to M. T. IDjpree, K. discussions of Molvic, K. this paper. Rosenbluth ,J. M. N. Hizanidis, and A. T. H. Stix for Rechester also would like to thank the Institute for Advance Study for its hospitality, the final part of this work was completed. supported by the I. S. Greene, where This work was Department of Energy contracts No. EY-76-C-02-3073 and DE-AS02-78ET53074. -12REFERENCES 1. B. V. Chirikov ,Physics Reports 52,263 (1979) 2. G.M. Zaslavsky and B. V. Chirikov, Usp. Fiz. Nauk 14, 195 (1972) (Sov. Phys. Usp. 14, 549 (1972)) 3. M.N. Rosenbluth, Phys. Rev. 4. M. A. Lieberman and A. J. Lichtenberg, Plasma Physics - 5. 6. 15, 125 (1973)- Lett 29,408 (1972) ~ J. M. Greene , J. Math. Phys. 20, T. H. 1183 (1979) Stix, The Role of Stochasticity in Radiofrequency Plasma Heating, Proceedings of Joint Varenna-Grenoble International Symposium on Heating in Toroidal Plasmas, Grenoble, France, v II, 363-376 see also Princeton Plasma Physics Lab. report PPPL 1539 (1979). 7. A.B. RechesterandM. 8. Kyriakos Hizanidis, N. Rosenbluth, Phys. Rev. Lett. 40, private communication. 38 (1978). (1978). 2.5 2.0D/DL 1.0 0 0.5-S 0 120 3 * S o 05 * 0 FIGURE CAPTIONS V Fig. 1. The ratio of the numerically obtained diffusion quasilinear value as a function of E . Here to C the = Also plotted is the analytic expression given by Eq.(20).