PFC/JA-85-18 DETECTION OF ALPHA PARTICLES BY CO2 LASER SCATTERING Linda Vahala and George Vahala Department of Physics - College of William and Mary Williamsburg, VA 23185 Dieter J. Sigmar Plasma Fusion Center Massachusetts Institute of Technology Cambridge, MA 02139 U. S. A. JUNE 1985 This work was supported by the U.S. Department of Energy Contract No. DE-AC02-78ET51013. Reproduction, translation, publication, use and disposal, in whole or in part by or for the United States government is permitted. By acceptance of this article, the publisher and/or recipient acknowledges the U.S. Government's right to retain a non-exclusive, royalty-free license in and to any copyright covering this paper. DETECTION OF ALPHA PARTICLES BY CO2 LASER SCATTERING Linda Vahala and George Vahala Department of Physics College of William & Mary Williamsburg, VA 23185 and D. J. Sigmar Plasma Fusion Center Massachusetts Institute of Technology Cambridge, MA 02139 U. S. A. ABSTRACT It is shown that the alpha particle contribution to the scattered power can be dominant in the coherent scattering of CO 2 laser in a Maxwellian plasma. The optimal forward scattering angle is around 1.0* with detection of the electron density fluctuation wavenumbers k i > > k 11 (relative to the toroidal magnetic field). Because of the strong dependence of the scattered signal on the alpha particle temperature and the alpha distribution function, it seems feasible that CO2 laser scattering, with clever heterodyne techniques, could give detailed local information on fusion alphas. -2- 1. INTRODUCTION Recently, there has been considerable experimental interest [1-5] in the use of CO2 laser scattering to investigate certain collective effects in plasmas. In the scattering of electromagnetic waves from a charged particle, the radiated power is proportional to (particle mass)- 2 . the scattering is principally from the electrons. Thus, If collective or ion information is required then one must resort to long wavelength lasers so as to probe the plasma around the electrons. Also, since one wishes to use the laser as a passive diagnostic tool, the incident laser frequency should be chosen much higher than the electron plasma frequency wpe or the electron gyrofrequency %e. As a result the plasma is optically thin, with nearly all the incident power passing straight through the plasma. A ruby laser with (short) wavelength 6.9 x 10-5 cm is standardly used to study single-particle aspects of electron behavior in fusion plasmas. The longer wavelength CO2 laser (wavelength 1.06 x 10-3 cm) can be used to study collective aspects of electron behavior, but very small forward scattering angles are required. Unfortunately, lasers with longer wavelength than the CO2 laser are not presently available at the required high incident power densities. In this paper we investigate the possibility of using CO2 laser scattering to detect alpha particles by calculating the scattering function S (kw) of a magnetized plasma, as a function of various models for the alpha particle velocity distribution. Since the theoretical formulation of electromagnetic scattering in plasma has been presented in detail in, for example, Sheffield [61 and in Slusher and Surko [11 we shall be very brief about the fundamentals and -3- concentrate on the application. A preliminary report not allowing for the important effects of the magnetic field was written by Hutchinson, et al. (7]. 2. COHERENT SCATTERING FROM ELECTRON DENSITY FLUCTUATIONS The scattering geometry is shown schematically in Fig.1. The back- ground plasma is assumed Maxwellian for both electrons and ions, with temperatures Ti - Te - 10 keV and densities neo - 1.2 x 1014 cmx 3 and nio - 1.196 x 1014 cm-3 . Because the plasma scattering volume V is rather localized in the plasma, we assume a uniform toroidal magnetic field with Several alpha particle distribution functions are considered B0 - 50 kG. using various effective "temperatures" Ta with density n ao Thus for the CO2 laser, with incident frequency t3 - 7.5 x 1011cm-3. - 2.8 x 101 4 Hz, we have i >-Qa(1) >> weWp > > 2e> wI>wpi For alpha particle temperatures of interest here (Ta > 50 keV), we find that the alpha particle Larmor radius p. > > L - V scattering length. 3 , the plasma Thus we can treat the alphas as unmagnetized. electrons and ions are treated as magnetized. The The electrons are assumed to be nonrelativistic (though this assumption becomes less justified for Te > 10 keV). Because of the high incident laser frequency, Eq.(1), there is negligible attenuation of the incident laser beam so that all electrons in the scattering volume V interact with the same incident laser electric field E1 . pI m2V2 A 8fe 2 Moreover, the incident laser power is such that 2 -4- (A is the cross section area of the laser beam, ve is the electron thermal speed) so that the plasma is not perturbed by the incident laser. This permits us to treat the equilibrium background plasma in the linear approximation, using the Rostocker superposition principle for dressed test particles. It is readily shown [1, 6] that the power scattered into the solid angle dQ is dw Ps df --- r neo L d dw - S(k, ) (2) 2w 2ls where P1 is the incident laser power, and r2 - 8 x 10- 2 6 =2 is the Thomson cross section.- It is to overcome this very small Thomson scattering cross section that one must resort to high power lasers. S(kc) is the electron spectral density correlation function or scattering function S(kw) = |n y(k,w)12 .2(3) neo with perturbed electron density nel, and < > represents an ensemble average over initial particle phase space coordinates. and w - wS - IkS| = k- I wI are the wave vector and frequency shift due to the incident wave-plasma interaction. here k = IkI| so that |k| For the scattering under consideration - 2 kI sin 6/2 (see Fig.1). Following standard procedures [1, 6] for a thermal magnetized plasma with unmagnetized alphas under the longitudinal approximation, one readily finds that the electron spectral density correlation function can be separated into 3 parts -5- S (kw)- Se (k,W) + Sj MkW) + Sa (kw) (4) where, for Maxwellian distributions, 1 + H 2 + GiGa eSL (k,w) 2 2n1/2 e I -.W Si (k, w) - Ik IlIve " I' (k2 p2) e I m - CO I He 2 nio 2%1/2 SLI 2 neo Ik R vi -e ( (w ye)2) k25)2 .-k 2 P (k2 p2) I exp 2 kkIkV I m- - J (6) O and |a 2 - 2 [1 + Ce Z(Ce)] 4nao 2%1/2 W2 exp( I EL 2 neo IkIva 2 a The dielectric function is eL - 1 + He(k,w) + Hi(k,W) + Ga(k, w) (8) with He - a2 e-k p I (k2p2) 1 + Z( k ive Hi = a2 nie neo Te E ' e I (k2p ) 1 + - Ti (9) k lve Z k qvi (10) k lvi and for the unmagnetized Maxwellian alphas 4 Gn nao - _oneo Te Ta 1 + Ca Z(Ca) (11) -6- The gyroradii e2 , Ve/2S v2/ 2 2 P and 1/2 W 2n Te 4pa neo Ta C a21/2 e with the plasma dispersion function for Im C > 0 40 1 2 f e-x dx z ()=--- 7rI/2 x - C and analytic continuation for Im C < 0. The so-called Salpeter parameter (12) a = (k I Xge)~I where the electron Debye length XDe = ve/21/2 4Ipe* Since the dielectric function EL + 1 as a + 0, the Salpeter parameter is an indication of the strength of collective processes within the plasma. Se (kw)is due to both free electrons moving in their unperturbed gyro-orbits as well as from electrons shielding these test particles electrons. Si (k,w) and Sa (k,ii) are contributions from the scattering off electrons shielding the ions and alphas, respectively. be important we require a - For collective effects to 1 and only under these conditions can one observe any alpha particle effects on the scattered radiated power. Since, for C02 laser scattering and Te - 10 keV, 0.0124 a- (13) sin 9/2 -7- we will require very small forward angle scattering: e 4 1.40. However, using heterodyne techniques and accurate optics the experimentalist can detect down to scattering angles (31 of 6 - 0.5. 3. ALPHA PARTICLE CONTRIBUTION TO SCATTERED RADIATION To investigate the importance of alpha particles on the total scattered power we plot Sa (kw),Eq.(7), and the total scattering density S (k,w) for various forward scattering angles 8 and angles 0 with k - k cos 0, kj - k sin *. is 5 GHz ( The experimental frequency range of interest It is typically found that for o 4 3 - 5 GHz, the w e 25 GHz. ion contribution Si (kw) dominates the total scattering density S (kw); but for higher frequencies Si becomes negligible. In Fig.2, S (,w) 6 -0.50, and Sa (kw) are shown as a function of w for For this very small forward scattering the Salpeter - 45* = Nevertheless, for kj - ki, we find that the alpha parameter a - 2.85. particle contribution to the scattered power is negligible: Sa < < S For w > 4 GHz, the electrons (free and screening) dominate the scattering density Se = S with a slow decay of the spectral density with frequency W. Decreasing the alpha particle temperature from Ta = 300 keV to 200 keV has little effect on the total spectral density S (kw). On increasing * collective parameter a Sa < < S - Fig.3. with frequency. in 0. * to = = 85* so that k1 < < ki but still keeping the 2.85 (i.e., 8 - 0.5*), it is still seen that However, the spectral density S rapidly decreases For w > 6 GHz, Sa is very little affected by the increase -8- However, for scattering angle 6 -1.0* (with a - 1.42) and kg < < ki, we find a very high resonance peak at w - 21 GHz, Fig.4. Moreover, for w > 6 GHz the alpha contribution totally dominates the spectral density function Sa (k,w) - S (k,w) with a plateau in S for 7 GHz 4 w 4 17 GHz at Ta - 500 keV. still On decreasing the alpha particle temperature to 300 keV we find Sa = S for w > 6 GHz, but now the resonance amplitude has decreased by nearly two orders of magnitude. This resonance can be identified with the lower hybrid resonance, whose dispersion relation for a cold plasma is given by 2 k2 m 2 +-- me (14) k21 1 + 5e2 2 There is also a significant decrease in S for w > 13 GHz due to decreasing This is further illustrated in Fig.5. Ta. Sa < < S for w > 10 GHz. Ta = Note that at Ta - 100 keV, increasing k1 /k 1 with 6 - 1.0* and Moreover, 200 keV leads to a slightly reduced spectral density S with Sa = S, Fig.6. As can be seen from Eq.(14) the lower hybrid resonance frequency also increases with increasing k1 /k 1 and this accounts for the absence of any resonance structure in S for w < 17GHz. In Figs 7-9 we consider the effect of decreasing the Salpeter - 0.5*) parameter a - 2.85 (6 (k1 - 1.73 k 1 ) at Ta = to a 200 keV. = 0.95 (6 = 1.5*) for = 60* As the forward scattering angle 6 increases, the plateau height in the spectal density S occurs for frequencies w > 9 GHz - which typically first decreases till e - 1.10 and then increases by an order of magnitude by 6 = 1.5. In most cases Sa < < S and only for a small frequency range is the alpha contribution to the total spectral density significant (see Fig.9 for 6 - 1.1* in the -9- frequency range 7 GHz 4 w 4 10 GHz). For 6 = 1.0* but k I < < k1 with * = 890, we find a very strong lower hybrid wave resonance at w - 7 GHz, with the total spectral density S being totally dominated by the alpha contribution Sa in the complete The effect of alpha particle temperature is frequency range of interest. to increase the detectable frequency signal range from wCax - 9 GHz for - 20 GHz for Ta - 300 keV (Fig.10). Ta - to *- 75, so that kp/k 1 increases by a factor of about 20 from its value at *- 89, the lower hybrid resonance is pushed into an undetectable 50 keV.to qx frequency range with Sa < S for all frequencies, Fig.11. If one decreases * With the electron contribution giving a major contribution to the total spectral density S we start to see the beginnings of a plateau in S. the scattering angle to 6 - 0.5* at Ta = If one now decreases 50 keV we find a much reduced signal even at 0 - 89* (but still the alpha contribution dominates the spectral density), Fig.12. However, at *= 75* the alpha contribution Sa Note again the plateau that forms in S - is now negligible. this being due to the electron contribution. It is also of interest to consider an alpha particle distribution function of the form f (v) - v 2 exp (-v2 /v2) modelling a loss effect for lower energies. (k11 < (15) For Ta - 300 keV, * - 85* < k 1 ) we again find that for 0 - 1.0* the alpha contribution dominates the spectral density function, with the lower hybrid resonance level now being approximately ten times higher than that for the Maxwellian alpha distribution (see also Fig.3). Increasing or decreasing the scattering -10- angle from e- 1.08 leads to a reduced alpha contribution to S, Fig.13. 4. SUMMARY AND CONCLUSION For a Maxwellian plasma with Ti - Te = 10 keV, we find that as the forward scattering angle e increases from 6 - 0.5* to 1.1* the Salpeter parameter a decreases as well as the electron contribution Se to the total spectral density S. Sa increases. As On the otherhand the alpha contribution 8 further increases from 6 - 1.10 to 1.5* the electron contribution to S now increases and becomes more important than the slowly increasing alpha particle contribution. The background ion contribution to S is negligible for frequencies w > 5 GHz. The optimal observing angle 0 is that which is nearly perpendicular to the toroidal magnetic field (0 > 85*). Under these circumstances the alpha particle contribution to S (kw) totally dominates the electron contribution. A resonance peak, corresponding to the lower hybrid resonance, is also seen for k0 < < kj. The use of a loss-cone type distribution for the alpha particles, Eq.(15), rather than a Maxwellian leads to an enhanced alpha contribution to S (kw). This sensitivity to the shape of fa is precisely the purpose of this diagnostic. In conclusion, it appears that with suitable choice of local oscillators with which to perform the heterodyne detection in the frequency range 5 GHz 4 w < 25 GHz one should be able to detect alpha particle -11- contributions to the scattered power and thereby infer the shape of alpha For a 100 MW CO2 laser distribution function. Ps ddw = 3 x 10~ S (k,w) d~dw We further suggest that by appropriate focusing of these linear oscillators, one should be able to localize the scattering plasma volume V under consideration and due to the easy access to the tokamak for near forward scattering one may be able to probe different vertical chords through the plasma cross section rather than just the "diameter" chord illustrated in Fig.1. ACKNOWLEDGEMENTS This work was performed under contract with U. S. Department of Energy at William and Mary, Oak Ridge National Laboratory and Massachusetts Institute of Technology. We thank J. Sheffield for stimulating discussions. -12- REFERENCES [11 SLUSHER, R. E., SURKO, C. M., Phys. Fluids, 23 (1980) 472. [2] SURKO, C. M., SLUSHER, R. E., Phys. Fluids, 23 (1980) 2425. [31 SLUSHER, R. E., et al., Phys. Fluids, 25 (1982) 457. [4] KASPAREK, W., HOLZHAUER, E., Phys. Rev., A27 (1983) 1737. [51 VALLEY, J. F., SLUSHER, R. E., Rev. Sci. Instrum., 54 (1983) 1157. [6] SHEFFIELD, J. "Plasma Scattering of Electromagnetic Radiation" Academic Press, New York, 1975. [7] HUTCHINSON, D. P., VANDERSLUIS, K. L., SHEFFIELD, J., SIGMAR, D. J., "Feasibility of Alpha Particle Measurement by C0 2 Laser Thomson Scattering", ORNL-TM9090 (1985). -13- FIGURE CAPTIONS Figure 1 Schematic diagram of the laser scattering geometry. Incident beam of wavenumber kI, and scattered wavelength kS. e is forward scattering angle. k = kg - kI, and $ is the angle between k and the toroidal magnetic field BO. Figure 2 the k = 2ki sin 0/2. Plot of the spectral density function S (k,W) vs. W= Wg for frequency range 1 GHz < w < 27 GHz for parameter a = 2.85) and 4 spectral density for Ta = = 45* (k- k1 ). e- (q 0.5* (Salpeter SItot is the total 200 keV with SI being the alpha a particle contribution to SI SII is for Ta = 300 keV. a=30kV tot* It should be noted that S = 10-12 will yield a scattered power density PS = 3 x 10-15 watts for a 100 MW laser (see Eq. 16). Experimentally (see Ref. 3) power levels of 5 x 10-13 watts have been readily detected in CO2 laser scattering. Figure 3 S (k,w) vs. Figure 4 S (k,w) vs. w for 0 = 1.0* (a w for 8 = 0.5* but $ Ta = 300 keV and II: Ta = = 85* (ki > > k 1j). = 1.43) and $ = 85* for I: 500 keV. Notice that S. ~ Stots and the appearance of a resonance at the lower hybrid frequency. Figure 5 The effect of decreasing Ta on S (k,w) for 0 = 1.0*, Figure 6 Effect of ki/kq on S (k,w) for 8 Figure 7 The effect of decreasing the collective Salpeter parameter a = 1.0* and T. by increasing 8 = 0.5* (curves I) to S (k,w). e- = 4 = 85. 200 keV. 0.7* (curves II) on Notice that Stot decreases but the alpha particle contribution Sa is enhanced. 4 = 60* and Ta = 200 keV. -14Figure 8 The trend of Fig. 7 continues as a decreases due to increasing forward scattering I), 0 0.7* (curves 0.8* = 0 - 0.9* (curves III). (curves II), Figure 9 angle 0 = Further increase of 0 = 1.1* to 0 - 1.5* at 4 = 60* and Ta = 200 keV. Figure 10 The effect of decreasing Ta on S (k,w) for k1 > > k11 (4 and forward scattering angle 0 = 1.00. = 890) Notice the high lower hybrid resonance peak in S (kw). For these optimal angles Sa = StotFigure 11 The effect of decreasing ki/kH ratio on S (k,w for 0 = 1.00 and low Ta = 50 $ = akeV. For 4 S1 - Sto, 890, a tot' but at 75* the alpha particle contribution is significantly reduced, SH a < Sttot* Figure 12 The effect of decreased scattering angle 0 with Ta = 50 keV. = 0.5* on S (k,w) For $ = 89* we still find that the alpha particle contribution dominates S (k,w) but the signal amplitude is very much reduced over that for 0 $ = 75*, 1.0* (see Fig. 11). = the alpha particle contribution For is negligible, SH tot* a < < Stot Figure 13 The scattering density S (k,w) for a loss-cone type alpha particle distribution function, Eq. $ - 85. As the collective parameter increases: (SI < Stot), (SIII < S Ta = 300 keV and 15. 9 ). = 1.00 (SII S ) = 0 = 1.2* 0.8* Note that the spectral density amplitude is increased over that for a Maxwellian alpha distribution function. ---- w Bo k, ks E) -- * -- -- w k = ks-kl A 4 Figure 1 16I -11 10 S - 3 -13 1/2 454 ~= -'14 10 0 200 keV -I U-300 keV ---U -615 13 5 7 9 11 13 15 17 19 21 w(GHz) Figure 2 23 25 27 29 -10 10 i - I I I I I I i I i E=1/2 0 I 200 keV--t ' 300 keV---f_ T -11 10 - = - :162 s -s 10 s t- \, \ -14 10 I 1 i -15 10 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 w (GHz) Figure 3 -10 10 11 I 3 Sl stot " -613 10 10 ~ =85 0 1614 ::- T - 300 keV-I 500keV--I 10S' I I 3 5- 7 9 11 13 I 15 17 19 21 23 25 27 29 w (GHz) Figure 4 10 160 1 1 e:= 10 p=85 0 -a= 100 keV-I keV---H_ 161,1200 -12 10 *\ 3 -a13 10' Sa \\\\tot7S -14 0 - 10 of 1 3 5 7 9 11 13 j z 15 17 19 21 23 25 27 29 GHz) Figure 5 -610 10'* Tc =200 keV 161" - ~ t S ' 00a 1612 6- 3 60 -I - -1l3 10 ~ \ stotl 10-,14 stot' -'15 1 3 5 7 9 11 13 15 17 19 21 wj(GHz) Figure 6 23 25 27 29 10 p=600 Ta=200 keV . o-0 O.V-'5 - 10- - stot -12\s 0 I 3 -13 10- 10 1 3 5 7 9 11 13 15 17 w (GHz) Figure 7 19 21 23 25 27 29 110 . .60* TX=20o keV . -11(= 0.90-- 1 .- -. l 0.7*--0 0.8*- -I tj'-.tot 101'.-$ SiI -. *. m . 10 -15 1 3 5 7 29 911 13 1517 19 21 232-5-27 w (Gtiz) Figure 8 10 110 1 600 To 200 keV 0= T 12 10 -12 - - .- 1 - -- T- , -5' S stoH -13 10 S \i IsaCI 14 101 13 ,5 7 9 11 13 1572 15 17 19 21 w(GHz) Figure 9 23 25 27 29 10 e=1 0 =:89 0 (300 keV-I T= 100 keV ---. 50 keV-----]ff 1-9 - 10' I' -10 10 - l a S *San: S,, a 15 131 114 - -142 10 1 r 3 S I tot ..*- e S -' 15 S S-, a z - I 0 0 0 I 5 7 tot 9 I' - 11 I 13 15 17 w(GHz) Figure 10 I I I 19 21 23 25 27 29 I I I 10 'a * ~ e=1 0 TU=50 keV - 890 101-11 I 75---I I S -12 \ - 10 13 3C, Ii I Stot" ~1 101 iti r-'- t I' 1061 10 -14 F.- 1 3 5 7 9 11 I I I I~ I I I F i I I 13 15 17 19 21 23 25 27 29 (. (GHz) Figure 11 -1 0~ 10 E)=1/2 0 Ta=50 keV 890 -- 1 75! ---11 I 10 =-. - S.4 -12 s/r 10 * stoe"W - I '4 113 ~ 3- - 1-14 I -15 - 1016 - 10- 16 ~ Sa Stot 1061 1 I A 3 5 7 9 11 13 15 17 19 21 23 25 27 29 eGHzl Fi ure 12 10 110 1 Loss Cone P= 850 1.2 =11 1.0--- 0.8 - ~ .---. .. / - keV 0-0 - -- %- 1612 3..Ta=300 3 0 00 0 *) 0. -13 10 la30 '00 *.*0 ~0 0 ,61 13 5 7 9 11 13 15 17 wo (GHZ) Figure 13 19 21 23 25 27 29