The Medial Entorhinal Cortex's Role in Temporal and Working Memory: Characterization of a Mouse Lacking Synaptic Transmission in Medial Entorhinal Cortex Layer III MASSACHUSETTS INSTITUTE by Alexander Jay Rivest Submitted to the Department of Brain and Cognitive Sciencesin partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY IN NEUROSCIENCE at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY February 2011 @ Massachusetts Institute of Technology 2011. All rights reserved. Au th or .................... r......................................... Department of Brain and Cognitive Sciences December 13, 2010 C ertified by ..... .. . . . . . . Susumu Tonegawa, PhD Picower Professor of Biology and Neuroscience Thesis Supervisor .............. Accepted by................ ............................ Earl K. Miller, PhD Picower Professor of Neuroscience Director, BCS Graduate Program OF TECHNOLOGY FEB 0 9 2011 LIBRARIES ---------- ARCHIVES The Medial Entorhinal Cortex's Role in Temporal and Working Memory: Characterization of a Mouse Lacking Synaptic Transmission in Medial Entorhinal Cortex Layer III by Alexander Jay Rivest Submitted to the Department of Brain and Cognitive Sciences on December 13, 2010, in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY IN NEUROSCIENCE Abstract Declarative memory requires the integration and association of multiple input streams within the medial temporal lobe. Understanding the role each neuronal circuit and projection plays in learning and memory is essential to understanding how declarative and episodic-like memories are formed. This work here addresses the role of the medial entorhinal cortex layer III (MEC-III) to CA1 projections in episodic-like memory formation and recall. This circuit is addressed with a triple transgenic mouse which allows for the expression of tetanus toxin, an enzyme that disrupts synaptic vesicle fusion, specifically in MEC-III neurons. Utilizing this triple transgenic mouse model, which allows for the specific and reversible ablation of synaptic transmission only in medial entorhinal cortex layer III excitatory neurons, the function of this pathway in various learning and memory tasks is tested. Synaptic output from the medial entorhinal cortex layer III neurons is necessary for acquisition, but not recall of tone and contextual fear memories in trace fear conditioning, and not in delay conditioning. This is the first demonstration that acquisition and recall of the same memory engram do not require the exact same anatomy. Additionally, this pathway is necessary for performance in a delayed nonmatch-to-place working memory task, in which the animal must utilize memory from the previous trial to successfully complete the following trial. Both the trace and working memory paradigm require the integration of information across a delay, which we propose is supported by known persistent activity in entorhinal neurons. CAl receives input from both entorhinal layer III and CA3. We show that synaptic transmission from CA3 is not required for tone fear memory in the trace paradigm and not required for working memory in the same delayed nonmatch-to-place paradigm, further isolating the necessity for MEC-III inputs in both of these behaviors. Functional MEC-III synaptic transmission is also necessary for pattern-completion contextual recall in the pre-exposure contextual fear conditioning paradigm. Contrary to previous literature, the MEC-II to CAl pathway is not necessary for consolidation of spatial memories and anatomical tracings using this mouse line demonstrate that the MEC-III projects to CA1 and not CA3. The MEC-II pathway however, does project via two pathways to the same target in CA1, the perforant and alvear pathways. The alvear pathway has not been reported before in mice. Recent advances in mouse genetic tools have allowed for circuit studies of the medial temporal lobe. We have used these tools and elucidated some of the specific circuits involved with temporal and working memory. Thesis Supervisor: Susumu Tonegawa, PhD Title: Picower Professor of Biology and Neuroscience Acknowledgments Susumu Tonegawa has been my thesis advisor since 2004, and I am very grateful to him for taking me under his wing and allowing me to develop as a scientist. His constant curiosity and enthusiasm for understanding the way the brain works is well matched by an attention to detail and rigor. These attributes are both infectious and inspirational to those who work with him, and I have been honored to learn from him. Outside of our common intellectual goals, I have also enjoyed cheering on the Red Sox to two World Series victories with him. Drs. Matt Wilson, Chip Quinn and Michael Hasselmo, my thesis committee members, have helped direct my research with invaluable conversations, suggestions and ideas. I am truly appreciative to them for their guidance. Dr. Carlos Lois, who served on my committee early on was also a huge support for my early virus work. I am grateful to Dr. Nancy Kanwisher for allowing me to rotate in her lab to attempt my "pattern completion" experiment in collaboration with Dr. Anthony Wagner. I have enjoyed my conversations with her and learned a lot about science and the world outside of science. I am grateful to Dr. Elly Nedivi for my rotation time in her lab, and for her guidance early on in my graduate career. Her faith in me early on gave me a lot of confidence to think creatively and to work hard at what I was interested in. Dr. Shona Chattarji, who accepted me into his lab in India during my visit for the MIT-India program and became a true friend in the process. I have appreciated his guidance and friendship throughout my time as a graduate student. The Tonegawa lab is a huge place, with many moving parts and even more people. Without exception, every single person in the lab has enriched my studies and life over the past 6 years. It has been fun to grow with this family, to share science and ideas, but also to share births, birthdays, departures, life transitions and frustrations. Arvind, thank you for your friendship, for your constant scientific optimism, and for being the single person in this lab who kept me grounded at all times. Your attention to details and the big picture at the same time, in science and every other topic we discussed has helped shape not only my science, but the way I look at life. Jung, it has been an honor and privilege to work with you. I can think of no better person to collaborate and share ideas with. You have taught me a lot about how to conduct research properly and how to present the work properly. Thank you too for entertaining all of my crazy experimental ideas, and for challenging me at the right points. Working with you has made this process enjoyable and intellectually stimulating. Gishnu, it has been fun laughing and eating keema with you. Bridget, Emily, Josh, we as the more senior graduate students, have grown a lot together. Since forming our graduate student group, it has been fun to push each other scientifically. I have learned a lot and gained an enormous amount from you all. Emily, you and I have been bay-mates for the past 5 years and it has been fun growing and learning with you. Through all of the UROPs, the scientific failures and successes, and the conversations about life and politics, we have still survived. Bridget, thank you for your friendship and support. I think both of us have kept each other on track, in both our lab endeavors and life endeavors. It has been fun sharing perspectives, policies, advice and life with you. Thank you pushing me, inspiring me, and helping me edit this document. Toshi, I have greatly appreciated your help and advice and am very appreciative of your hard work in making the triple transgenic model. I am very appreciative to Carl, Madeline, and Carrie for their help with behavior and technical help. Thank you! Jayson, thanks for helping keep me sane and for being a great friend. Candy, your friendship and your support in all of my endeavors has been amazing. Wenjiang and Xioaning, thank you too. My family, Chris, Jessy, Gail and Ron Rivest. You are my intellectual inspirations. The fearlessness in you all allows me to dream. The knowledge that even if I fail, I have already succeeded is the most comforting and inspiring base to have. Chris and Jessy, I have appreciated the ways you challenge me, and am inspired by the way you think about science. You both see science as a way to learn about the world, and to use that knowledge to engineer a better life in that world. If we had more people like you, we would all be a lot happier and healthier. Mom and Dad, you have taught me that the world is what I make it. On every intellectual and personal pursuit I have only had support from you. You have taught me the two greatest lessons of all: that understanding and exploring life is an endless and exciting endeavor and that the greatest joy is in being able to enable the dreams of others. You have have given me amazing opportunities and allowed me to understand how rare those opportunities are. Elizabeth, my girlfriend, who I fell in love with two years ago, and who has accepted and supported the dreams I have. I have enjoyed dreaming new dreams with you. I am amazingly thankful for the light you shine, when it is bright or cloudy. You inspire creativity and boldness in me. I would like to thank the kids in the Rwaza and Rebero orphanages in Rwanda, and the kids in Asebu, Ghana. You have made me smile and appreciate that engaging in scientific pursuits is a luxury. One that I will never take for granted. Finally, I would like to thank the over 1000 mice that participated in this study. This thesis is dedicated to my parents, Gail and Ron Rivest. You have taught me to lovingly explore the world and to never stop asking questions. Contents 20 1 Introduction 1.1 Contributions of This Thesis. . . . . . . . . . . . . . . . . . . . . . . 20 1.2 Organization of Thesis . . . . . . . . . . . . . . . . . . . . . . . . . . 21 23 2 Background 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2.2 Types of M emory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 2.3 Episodic Memory and the Medial Temporal Lobe . . . . . . . . . . . 26 2.4 Episodic Memory in Non-Human Animals . . . . . . . . . . . . . . . 28 2.4.1 Episodic Memory in Non-Primate Animals . . . . . . . . . . . 29 2.4.2 Episodic Memory in Rodents . . . . . . . . . . . . . . . . . . 30 Circuits and Anatomy of Episodic Memory . . . . . . . . . . . . . . . 33 2.5 2.5.1 What is the Medial Temporal Lobe? . . . . . . . . . . . . . . 33 2.5.2 Postrhinal and Perirhinal . . . . . . . . . . . . . . . . . . . . . 34 2.5.3 Postrhinal and Perirhinal Connections to the Entorhinal Cortex 35 2.5.4 Functional Implications Regarding Perirhinal - Lateral Entorhinal Cortex and Postrhinal - Medial Entorhinal Cortex Connec- 2.5.5 tions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 . . . . . . . . . 37 Entorhinal Connectivity to the Hippocampus 2.6 Human Hippocampal Complex versus Parahippocampal Corticies 40 2.7 Genetic Dissection of the Medial Temporal Lobe . . . . . . . . . . . . 41 2.7.1 CA1 Manipulations . . . . . . . . . . . . . . . . . . . . . . . . 43 2.7.2 CA3 Manipulations . . . . . . . . . . . . . . . . . . . . . . . . 43 2.7.3 Dentate Gyrus Maniplations . . . . . . . . . . . . . . . . . .. 44 2.8 Specific Lesions of Neuronal Output . . . . . . . . . . . . . . . . . . . 45 2.9 Medial Entorhinal Cortex Layer III Tetanus Toxin Mouse . . . . . . . 49 2.10 Entorhinal Cortex: What is Known about the Entorhinal Cortex . . . 49 2.10.1 Place Cells and Grid Cells . . . . . . . . . . . . . . . . . . . . 50 2.10.2 Entorhinal Cellular Physiology . . . . . . . . . . . . . . . . . . 53 2.10.3 Persistent Activity Blockage and Behavior . . . . . . . . . . . 55 2.10.4 Episodic Memory, Alzheimer's Disease and the Entorhinal Cortex 56 2.11 Animal Lesions of the Entorhinal Cortex . . . . . . . . . . . . . . . . 57 2.11.1 Hippocampal Physiology after Entorhinal Lesion . . . . . . . . 58 2.11.2 Spatial Learning in Rodents after Entorhinal Lesions . . . . . 58 2.11.3 Delayed Non-Match-to-Place Learning and Radial Arm Maze learning in Rodents after Entorhinal Lesions . . . . . . . . . . 59 2.11.4 Hippocampally Dependent Trace in Entorhinal Cortex Lesions 60 2.11.5 Fear Conditioning . . . . . . . . . . . . . . . . . . . . . . . . . 61 2.11.6 Lesion of Temporoammonic Pathway . . . . . . . . . . . . . . 63 . . . . . . . . . . . . . . . . . 64 2.11.8 Genetic Manipulations of the EC . . . . . . . . . . . . . . . . 64 2.11.7 Conclusion About Lesion Data 2.12 Role of Medial Entorhinal Cortex Layer III in Learning and Memory 2.12.1 MEC-II Cre+ Mouse . . . . . . . . . . . . . . . . . . . . . . . 66 2.12.2 Synaptic Transmission of MEC-TeTx mice . . . . . . . . . . . 71 . . . . . . . . . . . . . . . . 71 2.12.3 Using the MEC-II TeTx mouse. 3 66 Medial Entorhinal Cortex Layer III: Characterization of Projections 75 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 3.2 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 3.2.1 Projections into the Hippocampus . . . . . . . . . . . . . . . . 78 3.2.2 Alvear Pathway . . . . . . . . . . . . . . . . . . . . . . . . . . 79 D iscussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 3.3 3.3.1 Medial Entorhinal Cortex Layer III projections to CA1 in Mice. 82 3.4 3.3.2 Alvear Pathway in Mice. . . . . . . . . . . . . . . . . . . . . . 83 3.3.3 Dissecting the Pathways . . . . . . . . . . . . . . . . . . . . . 83 M ethods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 3.4.1 M ice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 3.4.2 Surgical Procedure . . . . . . . . . . . . . . . . . . . . . . . . 85 3.4.3 Fixation, Sectioning and Imaging . . . . . . . . . . . . . . . . 85 3.4.4 Viruses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 4 The Role of Medial Entorhinal Cortex in Temporal and Working 87 Memory . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 4.2.1 Delay and Trace Fear Conditioning . . . . . . . . . . . . . . . 90 4.2.2 Analysis of 20 s Trace Deficit. MEC-III Output Necessary for 4.1 Persistent Activity 4.2 Behavior Results Acquisition, Recall or Both? . . . . . . . . . . . . . . . . . . . 92 Results: Control Fear Conditioning Paradigms . . . . . . . . . 100 Working Memory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110 4.3.1 Delayed Nonmatch-To-Place . . . . . . . . . . . . . . . . . . . 110 4.3.2 8-Arm Radial Maze Task . . . . . . . . . . . . . . . . . . . . . 111 4.3.3 Anxiety and Pain Sensitivity . . . . . . . . . . . . . . . . . . . 114 4.2.3 4.3 4.4 CA3 Functional Output: 20 s Trace and DNMP T-Maze . . . . . . . 117 4.5 D iscussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 4.5.1 Medial Entorhinal Cortex is Required for Acquisition of Tone Memory in the 20 s Trace Paradigm . . . . . . . . . . . . . . . 4.5.2 Medial Entorhinal Cortex is Required for Pattern Completion . . . . . . . . . . . . . 130 4.5.3 Working Memory . . . . . . . . . . . . . . . . . . . . . . . . . 133 4.5.4 Difficulty of Memory . . . . . . . . . . . . . . . . . . . . . . . 134 M ethods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138 DNMP T-Maze . . . . . . . . . . . . . . . . . . . . . . . . . . 138 of Context in the 20 s Trace Paradigm 4.6 124 4.6.1 4.6.2 Fear Conditioning . . . . . . . . . . . . . . . . . . . . . . . . . 139 4.6.3 Trace and Delay Conditioning Protocols . . . . . . . . . . . . 140 4.6.4 8-Arm Radial Maze Task . . . . . . . . . . . . . . . . . . . . . 143 4.6.5 Hot-Plate 4.6.6 Elevated Plus Maze . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 144 144 5 The Role of Medial Entorhinal Cortex in Spatial Learning, Memory 146 and Consolidation 5.1 Spatial Learning . . . . . . . . . . . . . . . . . . . . . . .. . . . 147 5.2 Consolidation of Spatial Memories . . . . . . . . . . . . . . . . . . . . 148 5.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . -. .. . 5.3.1 Spatial Learning in the Watermaze . . . . . . . . . . . . . . . 149 5.3.2 Morris Watermaze MWM: One-Trial Per Day Results . . . . . 152 5.3.3 Barnes Maze Result . . . . . . . . . . . . . . . . . . . . . . . . 153 5.3.4 Medial Entorhinal Cortex Layer III Output is Not Necessary for Consolidation of Spatial Learning . . . . . . . . . . . . . . 5.3.5 5.4 5.5 149 154 Medial Entorhinal Cortex Layer III and Consolidation of Contextual or Tone Memory . . . . . . . . . . . . . . . . . . . . . 155 D iscussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156 5.4.1 Spatial Learning . . . . . . . . . . . . . . . . . . . . . . . . . 156 5.4.2 Spatial Memory Consolidation . . . . . . . . . . . . . . . . . . 157 M ethods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159 5.5.1 Morris Watermaze MWM: Consolidation . . . . . . . . . . . . 159 5.5.2 Morris Watermaze (MWM): Reversal . . . . . . . . . . . . . . 160 5.5.3 Fear Conditioning Consolidation . . . . . . . . . . . . . . . . . 160 5.5.4 One-Trial Per Day . . . . . . . . . . . . . . . . . . . . . . . . 162 5.5.5 Barnes Maze . . . . . . . . . . . . . . . . . . . . . . . . . . . 162 6 The Role of Medial Entorhinal Cortex Pattern Completion 171 6.1 Pattern Completion . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171 6.2 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173 6.3 6.2.1 Pre-exposure Paradigm . . . . . . .1 6.2.2 Immediate Shock Paradigm . . . . . 173 . . . . . . . . . . . . . . . . . . . 175 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175 6.3.1 Pattern Completion . . . . . . . . . . . . . . . . . . . . . . . . 175 6.3.2 Other Assessments of Pattern Completion . . . . . . . . . . . 177 6.4 Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 6.4.1 . 179 Pre-exposure and Immediate Shock . . . . . . . . . . . . . . . 179 .1 Appendix A : 1-shock Delay Fear Conditioning . . . . . . . . . . . . . 181 .2 1-Shock Delay Conditioning . . . . . . . . . . . . . . . . . . . . . . . 181 .2.1 1-shock Delay Task . . . . . . . . . . . . . . . . . . . . . . . . 181 .2.2 Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182 .3 Appendix B: Control Behaviors . . . . . . . . . . . . . . . . . . . . . 184 .4 Rota-Rod . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184 .5 Open Field .6 Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 185 .6.1 Rota-Rod .6.2 Open-Field . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189 List of Figures 2-1 Medial Temporal Lobe Anatomy. ........................ 2-2 Schematic of Perforant and Alver Pathways From Entorhinal . 39 Cortex Layer III............................ 2-3 34 Schematic of Triple Transgenic Approach to Silence Neuronal 47 Transmission in Specific Cell Types................. 50 ........................ 2-4 MEC-III TeTx mouse. . 2-5 Depiction of Place Cell and Grid Cell Firing Patterns in Space. 52 2-6 OxR1-Cre+/Rosa Expression shows Specific Expression in Me. dial Entorhinal Cortex........................ 2-7 Cre+ Expression and CA1 Retrograde Injection Demonstrates Cre+ cells are Layer III. 2-8 ...... 68 ....................... Cre+ expression and CA1/DG Retrograde Injection Demon69 strates Cre+ cells are not Layer II... ..................... 2-9 MEC-III Immunohistochemistry: Cre+ cells are Neurons but not Inhibitory Neurons. . 70 ...................... 72 2-10 Inhibition of Synaptic Transmission in MEC-III TeTx Mouse 2-11 Inhibition of Synaptic Transmission Profile 3-1 67 73 ........... Projections to the Hippocampus from MEC-III: Double Virus A pproach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ................... 3-2 Alvear and Perforant Pathway ...... 4-1 MEC-III Output is Necessary for Tone Memory in Trace but not in Delay Conditioning. ............................ . 80 81 93 4-2 MEC-III Output is Necessary for Context Memory in Trace 94 but not Delay Conditioning. ...................... 4-3 MEC-III is Necessary for Acquisition of 20 s Trace Conditioning. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 4-4 MEC-III TeTx Mouse 20 s Trace/i-Month experiments with Dox manipulations. 4-5 . 101 .............................. MEC-II TeTX mouse and Backwards Trace Conditioning. . 103 4-7 ECIII-TeTX mouse and 40 s Trace Conditioning . 4-8 105 ........ MEC-III is not Required for Association of Scrambled CS-US 107 Pairings. ........................................ 4-9 99 Contextual Fear Conditioning is not Disrupted in MEC-III TeTx M ice. 4-6 . ......................... MEC-III TeTX mouse and Reaction to Tone Alone ...... .109 4-10 MEC-III TeTx mice are Impaired in Rewarded DNMP T-Maze.112 4-11 MEC-III TeTx mice not Impaired in the 8-arm Radial Maze Task. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 4-12 MEC-III TeTx mice do not have Elevated Anxiety in Elevated P lus M aze... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116 4-13 MEC-II do not Show Altered Pain Sensitivity: Hot Plate. . 117 4-14 CA3-TeTx Mouse is Normal in Tone but is Impaired in Contextual Learning in 20 s Trace Paradigm. . ............ 119 4-15 CA3-TeTx Mouse Not Impaired Delay Conditioning...... .. 121 4-16 CA3-TeTx T-Maze: Rewarded DNMP .............. 123 4-17 Tone Memory Acquisition in Delay and Trace Conditioning. 128 4-18 Trace Conditioning: Tone Memory Acquisition and Recall in MEC-II TeTx and CA3-TeTx Mice. ................ 129 4-19 Pattern Completion in Trace Conditioning. .............. 132 4-20 Strength of Tone-Footshock Pairings and Hippocampal Dependency. . ................................ 136 5-1 Watermaze Learning and Reversal Training. Quadrant Occu.. 165 pancy and Platform Crossings on Probe Trials.......... 5-2 Trial-to-Trial Savings on Day 1 of Watermaze Reversal . ... 5-3 Watermaze: One Trial per Day ....................... .................. 166 167 168 5-4 Spatial Learning: Barnes Maze. . 5-5 Spatial Memory Consolidation ................... 169 5-6 Fear Conditioning: Consolidation .................... 170 6-1 MEC-III TeTx mice are impaired with 10 s recall in PreExposure Paradigm. ................................ 6-2 MEC-III TeTx mice Similar to Controls in Immediate-shock Paradigm. ....................................... -3 174 176 MEC-III TeTx mice are impaired in 1-Shock Delay Conditioning. ......................................... 183 -4 Rota-Rod Learning. ................................ 184 -5 Open-Field Total Distance ...................... 186 -6 Open-Field Rearing. ................................ 187 List of Tables 4.1 MEC-Ill in Delay and 20 s Trace Conditioning . . . . . . . . . . . . . 92 4.2 Dox Induction Paradigms and 20 s Trace Fear Conditioning . . . . . 100 4.3 Fear Conditioning Paradigms and Results . . . . . . . . . . . . . . . 108 4.4 CA3 vs. MEC-III in Delay and 20 s Trace Conditioning . . . . . . . . 120 4.5 CA3 vs. MEC-III in Delay and 20 s Trace Conditioning . . . . . . . . 127 In this thesis, the novel work presented in the "Background" chapter is from experiments completed by Dr. Junghyup Suh. All of the experiments presented after the "Background" chapter were completed by or under direct supervision of Alexander J. Rivest. List of Abbreviations Part 1 AAV8 Adeno-associated virus serotype 8 AP5 2-amino-5-phosphonopropionic acid AP Alvear Pathway BA Basal Amygdala #-Gal #-Galactosidase CA Constitutively Active CA1 Cornu Ammonis Area 1 CA2 Cornu Ammonis Area 2 CA3 Cornu Ammonis Area 3 CA3-Cre+ CA3 Cre+ Mouse (Control) CA3-TeTx CA3 Tetanus Toxin Expressing Mouse (Mutant) CaMKII Ca2+/calmodulin-dependent protein kinase II CCh Carbachol ChR2 Channelrhodopsin-2 CMV Human cytomegalovirus promoter Cre Cre-recombinase Cre+ Cre Expressing CTB Cholera Toxin subunit b DAPI 4',6-diamidino-2-phenylindole DG Dentate Gurys DiI DiICi 8 (3) 1,1'-dioctadecyl-3,3,3',3'-tetramethylindocarbocyanine perchlorate DiO DiOC 1 (3) 3,3'-dioctadecyloxacarbocyanine perchlorate DIO Doublefloxed inverted open-reading-frame, Cre-dependent DMP Delayed Match-to-Place DNMP Delayed Nonmatch-to-Place Dox Doxycycline EC Entorhinal Cortex EYFP Enhanced Yellow Fluorescent Protein List of Abbreviations Part 2 GAD67 Glutamate decarboxylase isoform ISCFC Immediate-shock Contextual Fear Conditioning LA Lateral Amygdala LEA Lateral Entorhinal Area LEC Lateral Entorhinal Cortex LEC-III Lateral Entorhinal Cortex Layer III LTP Long-term potentiation mCherry Monomeric red fluorescent protein MEA Medial Entorhinal Area MEC Medial Entorhinal Cortex MEC-I Medial Entorhinal Cortex Layer II MEC-III Medial Entorhinal Cortex Layer III MEC-III Cre+ MEC-III Cre+ Mouse (Control) MEC-III TeTx MEC-III Tetanus Toxin Expressing Mouse (Mutant) MEC-V Medial Entorhinal Cortex Layer V MTL Medial Temporal Lobe MWM Morris Water Maze NMDA N-methyl-D-aspartate NR1 N-methyl-D-aspartate Receptor Subunit 1 Oxrl Oxidation resistance protein 1 PECFC Pre-Exposure Contextual Fear Conditioning PP Perforant Pathway SLM Stratum Lacunosum Moleculare SR Stratum Radiatum So Stratum Oriens Sub Subiculum TeTx Tetanus Toxin tTA Tetracycline-controlled Trans-Activator protein VAMP-2 I Vesicle-associated membrane protein 2 Chapter 1 Introduction Declarative memory, the type of memory that we humans can consciously recall requires the medial temporal lobe (MTL). Understanding how we form memories requires understanding the cellular properties that allow for the integration of information and understanding of the anatomical circuitry supporting the different kinds of information. All mammals share similar MTL anatomy, and non-human animals demonstrate features of declarative memory. Thus, we can start to scratch the surface of how we form memories by understanding first how lower species process memories, and by understanding the specific roles of brain regions and projections in animals. This thesis describes a very specific pathway within the medial temporal lobe in mouse: the medial entorhinal cortex Layer III (MEC-III) projection to CA1 in the hippocampus. Using an advanced transgenic mouse model in which we can specifically and reversibly turn off and on synaptic transmission in the MEC-III neurons, this thesis describes the role of this pathway in memory formation and recall. 1.1 Contributions of This Thesis The work in this thesis specifically outlines the anatomical connections of MEGIII and describes the specific role of this pathway in specific episodic-like memory paradigms. " We demonstrate that MEC-III does not project to CA3 in mouse, as has been suggested in the literature, and report for the first time, the presence of the alvear pathway in mice. " We demonstrate the necessity of MEC-II synaptic output in trace but not delay conditioning. Further, we demonstrate that MEC-1II output is needed ONLY in during trace acquisition, and not during recall. This result shows that acquisition and recall of the same memory trace are supported by two different neuronal circuits. " We demonstrate that CA3 output, which synapses on the same target as the MEC-III outputs, is not necessary for tone memory in trace conditioning, further specifying the role of MEC-III in this behavior. " We demonstrate that MEC-II output is necessary for working memory in the delayed nonmatch-to-place T-maze task and that CA3 output is not necessary for this task. " We demonstrate that MEC-III output is not necessary for consolidation of spatial memories, contrary to suggestions in the literature " We demonstrate that the MEC-III output is necessary for pattern completion in the pre-exposure contextual fear conditioning paradigm 1.2 Organization of Thesis Chapter 2 gives the background literature that provides a historical and practical framework for studying MTL circuitry in order to understand episodic memory formation. This section details the complications with lesion and pharmacological manipulations for answering specific behavioral questions, and outlines newer genetic techniques that allow for more precise lesions. Finally, this chapter introduces and describes the triple transgenic mouse used in this study. Chapter 3 of this thesis defines the precise anatomical connectivity from the MEGIII. Using Cre-dependent viruses in combination with the MEC-III Cre+ mice, we label axon projections from the MEC-III. This chapter challenges existing literature about mouse MTL anatomy and reveals a pathway hitherto un-described in mice. Chapter 4 describes the cellular properties of entorhinal neurons that may underlie working memory or temporal memory tasks. In this chapter, the MEC-III TeTx mice are run in temporal and non-temporal memory fear conditioning tasks (delay and trace). MEC-III TeTx mice are disrupted in trace conditioning, but not in delay. This chapter then describes the delay nonmatch-to-place working memory T-maze task, and shows that the MEC-III TeTx mice are impaired in this task. To further specify the MTL circuitry involved in these behaviors, the CA3-TeTX mouse's learning and memory are tested in these same behaviors. The discussion outlines a framework for tone fear memory acquisition and recall in the MTL. For contextual memory deficits in the trace paradigm, we discuss a model for post-tone pattern completion during acquisition. Chapter 5 describes the role of MEC-IlI projections in spatial memory tasks, and specifically tests the hypothesis proposed in the literature that this pathway is necessary for spatial memory consolidation. Chapter 6 describes the MEC-III TeTX mice in the pre-exposure, pattern-completion version of contextual fear conditioning. Appendix A describes the MEC-IlI TeTx mice in a 1-shock delay conditioning paradigm. This experiment is considered in the discussion section of chapter 4. Appendix B describes the MEC-Ill TeTx mice in the open field and rota-rod control behaviors. Chapter 2 Background This purpose of this chapter is to provide the context of why circuit studies in mice are interesting and important for understanding brain function. This chapter begins by discussing the history of episodic memory research and describes that there are brain regions dedicated to episodic memory processing that are conserved among all mammals. We outline the methods and principles for testing episodic-like memory in non-human animals and the specific circuitries participating in these memories. Our goal in this discussion is to demonstrate that mammals share similar structures and functions, and that studying one species gives insight into other species. We then discuss modern molecular techniques that allow for region specific manipulations within the MTL and describe what these models have taught us about memory formation. We describe the triple transgenic mouse model approach that allows for cell-specific inhibition of synaptic transmission. This technology is applied to our MEC-II specific mosue. To lay the foundations for what is known about entorhinal cellular and systems function, cellular physiology and lesion studies are described in detail. Finally, we discuss the details of the MEC-II TeTx mouse used for study in this thesis. 2.1 Introduction Localizing and naming brain structures. As humans, we have the unique abil- ity to ask questions about how we ask questions, how we make plans, and how we form memories. Understanding the precise nature of how our brain operates requires an understanding of how brain regions connect and how the cells in each brain region process information. The first attempts to start systematically disassembling the brain into definable structures began in the early 1900's when the German neurologist Korbinian Brodmann (Brodmann and translated by Laurence Garey 2005) studied the cytoarchitecture of the brain and named the various regions. This set a common language by which neuroscientists could discuss and probe the nature of these brain regions. From physical lesions of brain regions in the 20th century, to the current capabilities of modern neuroscience where technology allows for moleculespecific, temporally-controlled and spatially-specific manipulation in the brain, the goal of understanding the contribution of each cell in our brain function remains the same. The ability of the mammalian brain to store information for later usage, as a memory, allows for adapting to a specific environment, planning of future actions, understanding probabilistic outcomes of everyday action, knowing what to avoid and what to do to get rewarded, and, with humans, reminiscing and sharing events as part of a social interaction. Broadly, two types of memories exist. First, "declarative" memories define what we can consciously recollect, such as what we consumed for dinner last night. Second, "non-declarative" memories reflect a learned skill, that we cannot explain but can perform, such as how to ride a bike. Due to the identification of brain regions specifically involved in the processing and storage of declarative memories, we know more about declarative memories. These brain regions comprise the structure known as the medial temporal lobe (MTL). Understanding the connectivity and functional role of the substructures within the MTL allows for a framework to understand the formation and recall of declarative memories. 2.2 Types of Memory Declarative and non-declarative memories. Humans utilize two types of mem- ory: "Declarative" memory and "non-declarative" memory (Squire et al. 1993) (Schacter et al. 1993). Non-declarative memories refer to the types of memories that cannot be available for conscious recall. Priming, the condition in which a stimulus can influence the behavioral responses to subsequent stimuli, and procedural memory, also known as motor skill learning, both reflect types of non-declarative memories. Nondeclarative memories guide behaviors and responses to the environment, but one cannot explain them consciously. On the other hand, declarative memory refers to memory available for conscious recall, such as recalling one's name, or describing the previous evening's dinner party (Squire et al. 2004). Three distinct categories of declarative memory exist. First, semantic memory, which represents fact knowledge which may have no personal context or meaning. Knowledge of a date such as 79 A.D. when Mount Vesuvius erupted represents a fact that has no personal involvement (referred to as knowledge). Second, episodic memory, which represents a unique personal experience. Knowledge of yesterday as one's birthday, and remembering the details of the dinner party represent the fact that the event occurred (we know) and personal details of what happened (referred to as remembering). Third, working memory, which represents information held consciously online for the length of time needed to perform an action (Dickerson and Eichembaum 2010). Remembering a phone number for only as long as needed to dial represents working memory. Episodic memory and time. Endel Tulving describes episodic memory as the memory system that allows for "mental time travel" (Tulving 2002). Episodic memory requires a sense of subjective time, autonoetic awareness (the ability to place yourself in the subjective time of the event/place) and a sense of "self." To form a proper episodic memory, an organism must associate the various features of the environment with its own presence in that environment. The organism's sensory neurons processes these features and further downstream processing incorporates the element of time as an additional feature. The representation of time in an episode stems from the organism's perception of the event's time with respect to the age of the organism, or from periods between stimuli within the event itself. The ability to describe the event's features, to know the time in which it happened and to describe the context in which the event took place are are generally described as the "what", "when" and "where," of an episode. Best described by Tulving, episodic memory: "receives and stores information about temporally dated episodes or events, and temporal-spatial relationships among these events" (Tulving 1972). Comparative studies. Non-declarative memory systems represent a basic kind of neuronal learning that many organisms share, as it is always evolutionary beneficial to be able to adapt to a local environment. Neurons and brain regions thus all participate in this type of learning and memory. Thus no focal disruptions disrupt non-declarative memory wholly, but rather disrupt non-declarative memory of that lesioned system. Declarative memory systems, however, arise out of particular conserved brain structures, which all mammals share. Humans best utilized this system for many environments by building on top of mechanisms and circuitry shared with other mammals. Understanding the evolutionarily conserved mechanisms and circuitry in mice can help to better understand how we humans process memories, and determining the differences among species can help to understand why we are who we are as a species. 2.3 Episodic Memory and the Medial Temporal Lobe In this section, we see that declarative memory requires structures within the MTL and is divided into semantic and episodic memory. This section provide evidence for where these memories are stored and describes how they interact. H.M. and episodic memory. The importance of the medial temporal lobe (MTL) in declarative memory became clear in the late 1950's when William Scoville and Brenda Milner described the behavioral effects of hippocampal lesions in humans (Scoville and Milner 1957) (Milner 1972). In the 1957 landmark paper, they described ten human case studies in which various lesions to the MTL had varying effects on memory. The most severe memory impairment came from the patient H.M. To prevent seizures, doctors removed large sections of H.M's hippocampus and surrounding corticies. Scoville and Milner discovered H.M.'s inability to form new declarative memories (anterograde amnesia) and his inability to remember events that occurred three years prior to his surgery (retrograde amnesia). Surprisingly, H.M. could very clearly remember events and facts from his childhood (Scoville and Milner 1957). This suggested the necessity of the hippocampal region and surrounding tissue in the formation of new declarative memories as well as for the recall of somewhat recent memories, but that over time, memories moved to other brain regions. Other patients with bi-lateral lesions showed similar deficits in memory formation and the extent of the lesion within the MTL correlated with the level of memory impairment (Scoville and Milner 1957). Human MTL lesions. This discovery sparked research aimed at understanding the relevant circuits and responsible brain regions for formation and recall of declarative memory. Studies on human patients with more focal hippocampal lesions allowed for the first refinement of MTL function. Patient R.B. (Zola-Morgan et al. 1986) and patients G.D, L.M, and W.H. (Rempel-Clower et al. 1996) were described as having damage specific to CA1 or other hippocampus-specific regions bi-laterally. These patients all showed anterograde memory impairment and some extended retrograde impairment. These more specific lesions helped localize the more precise structures necessary for acquisition of new declarative memories, as well as recall of recent declarative memories. This began the process of using humans with finer and finer lesions to understand the exact brain regions necessary for memory formation and recall. Episodic and semantic memory The lesions in these patients had effects on both episodic and semantic memory. This suggests a role of the MTL in declarative memory, but does not distinguish between semantic and episodic memory. The first true separation of semantic and episodic memory came from young children with selective bi-lateral hippocampal damage (Vargha-Kadem et al. 1997). These children suffered the lesions to their hippocami at birth, at age four and at age nine respectively and could not demonstrate short term episodic memories. These children, however, went to school and could obtain factual (semantic) knowledge. The authors suggest that the hippocampus supports episodic memory and that the surrounding cortical MTL areas could support semantic learning. Processed information culminates in hippocampal processing before passage back to the cortex. Thus, the hippocampus builds episodic memory representations upon the semantic knowledge represented in the surrounding cortical areas (Tulving and Markowitsch 1998). Autonoetic Consciousness. Humans uniquely demonstrate episodic memory, in part because of the "autonoetic consciousness" necessary to place oneself in the context of the unique experience (Tulving and Markowitsch 1998). To date, there no current understanding exists of what consciousness would look like in non-human animals, or if it can ever be tested (Griffiths et al. 1999). 2.4 Episodic Memory in Non-Human Animals This section explains how the MTL is necessary for episodic-like memory in nonhuman mammals. We see how various forms of episodic-like memories are tested in birds and rodents. Monkey MTL lesions. The discovery of episodic memory deficits in human pa- tients with MTL damage allowed for investigation into other mammalian species based on the notion that conservation of basic structure among different species could indicate similar function. Similar to the human findings, lesions in the MTL of rhesus monkeys showed deficits in new episodic learning (anterograde amnesia), in recall of pre-operative memories (retrograde amnesia) (Correll and Scoville 1965a), in delayed match (Correll and Scoville 1965b) and in delayed alternation tasks (Correll and Scoville 1967). These studies were followed by a series of more specific MTL lesions in the 1980's, in which specific hippocampal damage or perirhinal/parahippocampal damage produced profound memory impairments (Zola-Morgan et al. 1989) (ZolaMorgan et al. 1989) respectively. MTL lesion studies in non-human primates share the characteristic impairments of human amnesia such as enduring memory impairment, spared immediate memory, selective loss of declarative memory, and memory impairment exacerbated by distracting stimuli (Zola-Morgan and Squire 1990). In addition, the severity of the memory impairment directly correlates with the extent of MTL damage (Zola-Morgan et al. 1994). The similarities between human and non-human primates support the argument that the MTL supports similar memory systems in multiple mammalian species. While these studies do not address the addition of consciousness to an episodic memory, they do address episodic-like memory of the declarative memory system. 2.4.1 Episodic Memory in Non-Primate Animals If episodic memory not only contains the "what," "where," and "when," but also contains the notion of the "self' within an episode, then non-human episodic memory remains untestable. The lack of self-reporting of the episode from the animal simply does not allow for a complete assay of episodic memory in animals. Testing episodiclike memory, however, allows the usage of non-human animals to probe this memory system. Scrub jays and episodic-like memory. Studies in scrub jays provided the first demonstration that non-human animals could combine the "what", "where" and "when" of an episode (Clayton and Dickinson 1998). Scrub jays, in this experi- ment, learned the location (where) of cached peanuts or worms (what). The birds could only retrieve these rewards after some time passed (when). Scrub jays prefer wax worms to peanuts, but long delay periods affect the quality of the worms and not the peanuts, so if too much time has passed, the jays prefer the peanuts to the degraded worm. In one group of jays, the "Replenish" group, training included conditions where the experimenter inserted new worms in the place of degraded worms after long time intervals. These birds never encountered a rotten worm. In the other group, the "Degrade" group, the experimenter allowed the worm to rot. Birds in both groups learned the location of a worm and a peanut (covered in sand), and testing began a few hours after. Probe trials remove the reward (and thus any potential odor cues etc..) and test the animals memory for where the reward was contained. In a probe trial, 4 hours after learning, both groups dug in the location previously containing the worm (worms do not rot in 4 hours). By demonstrating their representation of the location of their preferred food, the scrub jays show they remembered the "what" and "where." To assess the "when," the experimenters ran a probe 124 hours after learning. In the 124 hour probe, the Replenish group jays dug in the worm-containing location, as they prefer worms, and never encountered rotten worms. The Degrade group jays, however, first dug for the peanut. The preference for a less preferred food (peanut) suggests the jays have some knowledge of the timeline it takes for worms to rot. Thus the jays demonstrated a knowledge of "when," in addition to the "what" and "where." Magpies (Zinkivskay et al. 2009) and chickadees (Freeney et al. 2009) also demonstrate this episodic-like memory. 2.4.2 Episodic Memory in Rodents Recent evidence demonstrates that rodents can perform tasks which fulfill the requirements to be episodic-like memory, in that they contain the what-where-when information about single episodes (Crystal 2010). When testing animals for episodiclike memory, experimenters must avoid training regiments that require substantial training, as the animal may not learn an episode per-se, but may simply learn the rules of the task. This could test semantic memory formation and not episodic memory, as the animals may know the facts of how the test runs, but may not have a representation of a single episode. Preferential object recognition in rodents. Rodents innately prefer to explore novel objects (Ennaceur and Delacour 1988). When presented with a recently familiar object and a novel object, rodents explore the novel object for a longer period of time, referred to as novel-object-recognition (NOR). Similarly, when presented with two familiar objects, rodents prefer to explore a recently moved object over a stationary object (Ennaceur, Neave, and Aggleton 1997), referred to as novel-location recognition (NLR). Rodents also demonstrate preference to remotely familiar objects, meaning that if presented two familiar objects, the rodent tend to explore the object they had encountered first. In this experiment, consisting of three phases, rodents were shown novel objects on phase one. An hour later, in phase two, they were shown a new set of novel objects. Finally, an hour later the mice were tested in a box that contained both sets of now familiar objects, with the only difference being the length of time that the animal was familiar with the object (remotely familiar with the objects from phase one, and recently familiar with the objects from phase two). Rodents in this case, prefer to explore the remotely familiar objects (Mitchell and Laiacona 1998). Rodents innately explore new objects (what), moved objects (where), and longer-known objects (when). What-Where-When memory in rodents. Based on these innate rodent behav- iors, Dere and colleagues designed a task to test the what-where-when memory in rats (Kart-Teke et al. 2006). In the first phase of this experimental design, the experimenters placed four of the same novel object (Object "A") in the test box. In the second phase, an hour later, the experimenters placed four of a second novel object (Object "B") in the same test box. An hour later, the experimenters placed four objects in the test box: two object As and two object Bs. One of the object As remained in the same spot as in phase one, the other moved to a novel location. Similarly with object B, one remained in the same spot as phase two and one object moved. If rats encode "what-when" information, they should explore the unmoved object A more than the unmoved object B. If rats encode "what-where" information, they should explore displaced objects more than the stationary objects. Rats did both, demonstrating knowledge within this single unique experience for what-when-where content and thus, episodic-like memory. Mice too demonstrate this behavior (Dere et al. 2005) and mice with hippocampal lesions show deficits in what-where-when preferences in this same test (DeVito and Eichembaum 2009). 8-arm task to assess what-where and when. Rodents in a modified version of the 8-arm radial maze task also demonstrate knowledge of what-where-when (Zhou and Crystal 2009). Rats received training twice a day, either in the morning or the afternoon (alternating days). Each session consisted of a first phase, a two minute interval, and test phase. Four arms opened in first phase, three containing regular rat chow, and one arm containing the preferred chocolate. After the two minute interval, the arms previously containing regular chow no longer did, while the newly opened arms did. Rats needed to visit the three new arms in order to eat the chow during this session. To eat chocolate for the second session, the animals needed to visit the same chocolate as earlier in the day. For an individual rat, the second phase contained replenished chocolate only if the testing occurred on the time of day (morning or afternoon) in which the chocolate replenishment occurred for that rat. If chocolate was replenished, it was in the same arm as before. Thus, in the test phase, the rats could get chocolate (what-where) only in the morning or in the afternoon (when) but not both. Rats could learn this temporal contingency, visiting the chocolate arm on the test phase at the correct time of day, thus demonstrating knowledge of the what-where-when of an episodic-like memory. The main point in these experiments is that behavioral models exist to test episodic-like memory in rodents, and that animals can demonstrate memory of "what," "where," and "when" for a particular episode. This further validates using rodents as a model for understanding declarative memory formation. Even in cases where only a subset of the "what," "where," and "when" can be assessed, the animal's episodic representation may contain all three. It seems possible that we simply do not know how to properly test the animals for all three in most cases. Rodent behaviors susceptible to MTL damage thus provide good assays for episodic-like memory and understanding the specific circuitry that contribute to the "what-where-when" features of episodic-like memory processing remain possible. 2.5 Circuits and Anatomy of Episodic Memory The above evidence demonstrates that declarative and epidosic-like memory require intact and functioning MTL systems in human, non-human primates and in rodents. This most likely reflects the anatomical homology among these species within the MTL and the structures that connect to the MTL (Amaral and Witter 1995) (Witter et al. 2000) (Manns and Eichenbaum 2006). This section explains what is known about the anatomical connections within the MTL. We see how the sensory corticies projects to the perirhinal and postrhinal corticies, which in turn project to the entorhinal cortex, which then projects to the hippocampus. Additionally, this section discusses how the circuitry may support individual elements of episodic-like memory. 2.5.1 What is the Medial Temporal Lobe? Before one can de-construct the function of the MTL, one must understand the circuitry within it, and the exact connections. Four broad cortical regions comprise the MTL: the perirhinal cortex, the parahippocampal (also known as postrhinal) corticies, the entorhinal cortex, and the hippocampus. The hippocampus includes the subiculum, ammon's horn and the dentate gyrus. Understanding the connectivity of these structures allows for understanding the role each region plays in the declarative memory system. Generally speaking, the postrhinal and perirhinal corticies exist as the main interface between the MTL and the rest of the brain. These project to the superficial layers of the entorhinal cortex, which in turn project to the hippocampus. The hippocampus, in return, sends projections to the deep layers of the entorhinal cortex. .. .. .......... ..I................................................................................... . .. . ..... .... .. .. .... .......... Olfactory/Auditory Information Visual/Visuospatial Information Hippocampus r_1 Entorhinal Cortex Figure 2-1: Medial Temporal Lobe Anatomy. Diagram of the prominant projections within the MTL. (DG) Dentate Gyrus, (Sub) Subiculum, (LEC) Lateral Entorhinal Cortex, (MEC) Medial Entorhinal Cortex, (CA1) Cornu Ammonis Area 1, (CA3) Cornu Ammonis Area 3. 2.5.2 Postrhinal and Perirhinal As defined by their connectivity, the postrhinal and perirhinal cortices in the monkey share homology with the rat (Burwell et al. 1995). Both the postrhinal and perirhinal corticies serve as the interface between the MTL and the uni-modal sensory cortex. Both, however, receive afferent fibers from mostly non-overlapping cortical areas. "What" and "where" memory circuits. Primarily innervated by the temporal association cortex, the perirhinal cortex also receives substantial innervation from the entorhinal cortex, the piriform cortex and the insular cortex (Burwell and Amaral 1998a). Eichenbaum et al. propose that this pathway stream processes information about qualities of objects and makes up the "what" information that help defines any episode (Eichenbaum et al. 2007). The postrhinal cortex primarily receives inputs from the visual associational cortex and the posterior parietal cortex, a visuospatial area (Burwell and Amaral 1998a). This pathway makes up the "where" information that defines any episode (Eichenbaum et al. 2007). Polymodal input into perirhinal and postrhinal corticies. The breakdown of poly-modal input into the postrhinal and perirhinal cortical areas serve as the major differences. Visual and visuospatial information make up the majority of input to the postrhinal area (> 60%) but only a fraction of the input to the perirhinal area ( 12%). Olfactory areas comprise less than 1% of postrhinal inputs, but almost one third of perirhinal inputs (31%). Finally, auditory inputs provide only 4% of the afferents to the postrhinal cortex, but provide 12% of the inputs to the perirhinal cortex (Burwell and Amaral 1998a). This highlights the role of the postrhinal cortex in processing visual/visuospatial information and the perirhinal cortex in processing olfactory and auditory information. Knowledge of the anatomical connections and types of information processed by both the postrhinal and perirhinal corticies allow better understanding about the types and nature of information being processed downstream in the entorhinal cortex. 2.5.3 Postrhinal and Perirhinal Connections to the Entorhinal Cortex Entorhinal cortex afferents. Perirhinal and postrhinal cortex then project pri- marily to the entorhinal cortex. While some reciprocal connections between these areas exist, the majority of the connections flow into the entorhinal cortex (Bur- well and Amaral 1998a). The perirhinal cortex preferentially innervates the lateral entorhinal area (LEA), and synapses mostly on layer II and layer III (For basic reference, please see 2-1 on page 34) (Burwell and Amaral 1998b). The LEA also receives substantial input from the piriform cortex, the insular areas and the frontal cortex (Burwell and Amaral 1998a). The postrhinal cortex, on the other hand, innervates both the medial entorhinal area (MEA) and LEA (Burwell and Amaral 1998b). Additionally, the MEA receives input from the piriform cortex, frontal areas, occipital areas and cingulate areas. Differential amounts of inputs from the visual areas comprise the major difference between the projections to the MEC versus the LEC. In addition to the visual/visuospatial input from the postrhinal cortex, the MEC also receives 12 percent of its inputs from occipital areas, whereas the LEC receives little to none of these inputs. (Burwell and Amaral 1998b). 2.5.4 Functional Implications Regarding Perirhinal - Lateral Entorhinal Cortex and Postrhinal - Medial Entorhinal Cortex Connections Spatial and non-spatial cellular responses in entorhinal cortex As men- tioned above, the postrhinal and MEC neurons process and represent the spatial information ("where") of an environment or episode and that the perirhinal and the LEC neurons process and represent characteristics of that environment ("what"). Electrodes implanted into a brain region can record action potentials of nearby neurons. Based on the task an implanted animal performs in or the objects presented to it, assumptions can be made about what kinds of information individual neurons process or represent. In one experiment, rats implanted with electrodes in the perirhinal, parasubiculum, LEC and MEC were recorded from in a box containing spatial cues (Hargreaves et al. 2005). In agreement with the underlying anatomy, neurons in the MEC showed high levels of spatial information, while perirhinal and LEC neurons demonstrated little to no spatial information. Further confirmation that of the preferential representation of spatial information in the MEC pathway in another in vivo rat study (Knierim et al. 2006). This this study, MEC neurons showed a high degree of spatial tuning and LEC neurons did not. Further, postrhinal lesions disrupt object-location recognition in rats (Gaffan et al. 2004) and in monkeys (Alvarado and Bachevalier 2005). The connections between the perirhinal cortex and the LEC lead to predictions that these neurons encode object information about single stimuli (Eichenbaum et al. 2007) (Dickerson and Eichembaum 2010). To this argument, studies shown that individual neurons in the rat perirhinal cortex can selectively respond to single stimuli in a recognition task (Young et al. 1997). In this study, 35% of the recorded LEC neurons demonstrated odor-specific firing, and 11% of the perirhinal neurons showed similar specificity. Additionally, in monkeys of the visually responsive neurons, over 94% showed selective response to a specific visual stimuli (Miller et al. 1996). Thus, MEC neurons process spatial information and LEC neurons process object information. The in vivo data supports the assumptions made by the anatomical connections and underlines the importance of knowing the anatomy to make behavioral predictions and assumptions about downstream neuronal populations. If the MEC processes spatial information, the neurons downstream also process this spatial information. 2.5.5 Entorhinal Connectivity to the Hippocampus The entorhinal cortex (EC) serves as the main relay station between the cortex and the hippocampus proper. The superficial layers of the EC send projections to the hippocampus, and the deep layers of the EC receive the outputs from the hippocampus. Anatomical descriptions of the EC to hippocampus primarily come from research done in the rat. The early studies of Ram6n Y Cajal (Ramon y Cajal et al. 1995) and Lorente de N6 (Lorente de N6 1934) showed the hippocampus as the target of entorhinal fibers. Later studies augmented and refined the details of the circuitry with the use of autroradiogaphic tracing (Steward and Scoville 1976), retrograde and antereograde tracers (Deller et al. 1996), and currently with tracing viruses (see Chapter 1). Entorhinal projections to the hippocampus. The first detailed autoradio- graphic studies demonstrated very systematic projections from subregions within the entorhinal cortex to subregions within the hippocampus, and further projections to subsections of the dendrites of specific cell populations. Oswald Steward (Steward 1976) demonstrated that both the MEC and LEC send projections to the dentate gyrus (DG) and to CAl of the hippocampus. The MEC projections to the DG terminate on the middle third of the granule cell dendrites, while the LEC projections terminate on the outer third of the same granule cell dendrites. Both the MEC and LEC send projections to the CAl, and terminate in the SLM portion of the CAl dendrites. Projection patterns to CAl, however, show a different kind of segregation. MEC fibers terminate on the CAl dendrites near the CA2/CA1 border (termed "proximal") while the LEC fibers terminate on the CAl cells furthest from the CA1/CA2 border (termed "distal"). These studies did not differentiate between any of the cortical cell layers of the entorhinal cortex. With the use of retrograde tracers, Steward and Scoville revealed that the projections to the DG come mostly from EC layer II stellate cells and projections to CAl come mostly from EC layer III pyramidal cells (Steward and Scoville 1976). Layer III and layer II cells both project to the ipsilateral hippocampus, but only layer III project to the contralateral pathway (via the alvear pathway). They also showed that CA3 projections come from EC layer II. Rat and Mouse MEC-III to CA3 differences. Rats and mice share similar MTL anatomy, with one large exception. In rats, only EC layer II projects to CA3 but one mouse study study suggests that the projection to CA3 comes from EC layer III cells (van Groen et al. 2003). MEC-III to CA1 pathways. Controversy exists as to the exact anatomical routes of the projections from EC layer III to CAl. Two distinct pathways exist. One via the alvear pathway and one via the perforant pathway. Both terminate in the SLM of CAl. Cajal (1911) first demonstrated and named this pathway the temporo- ammonic alvear pathway, as entorhinal stained fibers traveled through the alveus. Steward (Steward 1976) demonstrated the presence of fibers from the alvear pathway that passed through the pyramidal cell layer and terminated on th SLM of CAl. I............. ............ ......... ....... . ........ ............. .... .. ...... ...... .......................... .............................................................................. Until recently, this pathway was considered to contain only "aberrant" fibers, largely ignored (Witter 1989) and renamed the "perforant pathway" as it perforated the subiculum on the way to its target. MEC-II projections to CA1, however, utilize both the alvear and perforant path routes, depending on the septal-temporal position in the brain (Deller et al. 1996). A CAI B CAI CM Perforant Pathway ECIK Alvear Pathway Figure 2-2: Schematic of Perforant and Alver Pathways From Entorhinal Cortex Layer III. (A) Perforant Pathway: Axons perforate the subiculum and synapse in the SLM of CA1. (B) Alvear Pathway: axons travel via the alveus, and perforate the CA1 pyramidal layer, cross SR and synapse in the SLM of CA1. Alvear pathway. Deller et al. found that at the temporal portion of the hippocampus, the layer III to CA1 fibers predominately travel via the "perforant path" and not the alvear pathway. At the septal portion of the hippocampus, however, the majority of the layer III to CA1 projections travel via the alvear pathway and not the perforant pathway. More intermediate portions of the hippocampus contain mixed alvear/perforant path projections to CA1. Fibers from the alvear pahtway make sharp right angled turns from the alveus, project through the CAl pyrmidal cell layer, through the stratum radiatum layer and terminate in the SLM of the CAl cells. This data suggests a more substantial contribution from the largely ignored (Witter et al. 2007) alvear projection. The contribution or existence of the alvear pathway in mice remains un-described in the literature. We report it in Chapter 1. 2.6 Human Hippocampal Complex versus Parahippocampal Corticies We see in this section how, in humans, the information in the hippocampus is built upon information from the surrounding corticies. Recollection and recognition memory. One theory regarding the interactions with the hippocampal formation and the parahippocampal formation as it relates to declarative memory describes the hippocampal subregions as supporting episodic or episodic-like memory while the parahippocampal formations support semantic memory. Support for this theory comes from a study by Vargha-Kadem et al. (VarghaKadem et al. 1997), in which young humans with hippocampal specific lesions could not form new episodic memories, but semantic memory remained intact. The distinction between episodic and semantic memory can also be described as the difference between recollection and recognition. Recognition requires some knowledge about the stimuli (semantic perhaps), but lacks source information about where and what it means. Recollection, on the other-hand, requires not only familiarity with the stimuli, but remembering the reasons for stimulus familiarity (and more information about it). This includes knowledge of when the memory formed (source information). The combination of recognition and one's personal experience makes an episodic memory. fMRI and memory types. Using event-related fMRI to study human recollection and recognition memory, Davachi et al. (Davachi et al. 2003) found that activation in the hippocampus or in the posterior para-hippocampus (postrhinal in rodents) during a stimulus predicted later recollection of the stimuli. Activation in the perirhinal cortex during stimuli presentation predicted latter recognition but not recollection. This evidence points to the notion that the various sub-regions within the MTL play very different roles in declarative memory formation. Another theory, proposed by Eichenbaum and colleagues (Eichenbaum 1997) (Eichenbaum et al. 1996) suggests that the parahippocampal cortex alone can support cortical memory representations, while the hippocampus organizes the relationship among the cortical memories, and allows for binding of them when necessary. Both of these theories require more specific inactivation techniques that allow for systematic double-dissociation studies in order to truly understand the anatomical relationships of semantic and episodic memory. 2.7 Genetic Dissection of the Medial Temporal Lobe In this section, we are introduced to modern molecular techniques that allow for ablation of specific molecules in specific neuronal populations. Discussed below are first studies in which these techniques were used to study DG, CA1 and CA3 function within the hippocampus. Recent technological advances in genetic manipulation technology pioneered by the Tonegawa lab allow for systematic study of specific neuronal populations within the MTL (Tonegawa et al. 2003). Controlling specific genes in specific cell popu- lations removes the uncertainty of target manipulation that accompanies the use of pharmacological agents and the collateral damage created by physical lesion. Additionally, these techniques remove the reproducibility issues of both pharmacological and lesion techniques, thus allowing for more specific questions to be probed. Transgenic mice models. Manipulations of genes expressed in CA1, CA3, and the DG began the molecular and systems dissection of the hippocampus. Targeted genetic manipulations utilize the Cre/LoxP system (Sauer and Henderson 1988). Using cell-specific promoters that drive the Cre recombinase in one transgenic mouse and breeding that mouse with another transgenic mouse in which the gene of interest has been flanked by LoxP sites, results in the knockout of a specific gene in those specific cells (Tsien et al. 1996) (Tsien et al. 1996). Thus, by identifying a cell-specific promoter, specific genes in those cells can be knocked out. Without any collateral damage to other brain structures and with the specificity of a single type of neuron, we can identify the precise brain circuitry involved in various memory and behavioral tasks. NR1 knockouts. The first studies that started to tease apart specific cell-types used cell-specific promoters to knockout the NR1 gene (Tsien et al. 1996). The NR1 gene is an essential component of the N-methyl-D-aspartate (NMDA) receptor (Moriyoshi et al. 1991) (Nakanishi 1992) and thus ablation of the NR1 gene disrupts proper formation of the NMDA receptor. The NMDA receptor acts as a coincidence detector, as both post-synaptic and pre-synaptic activation is required for this receptor's activation. Glutamate from the pre-synaptic terminal binds the NR1 2 subunit, and the depolarization of the post-synaptic neuron removes a Mg + block in the pore of the channel (Nowak et al. 1984) (McBain and Mayer 1994), allowing for pore-actication and Ca2+ to enter the post-synaptic neuron. Synaptic plasticity and memory. Long-term potentiation (LTP) describes the physiological read-out of a long-lasting enhancement of synaptic strength between two neurons (Bliss and Lmo 1973) (Bliss and Collingridge 1993). Expression of LTP requires activation of NMDA receptors. Application of the NMDA receptor antagonist 2-amino-5-phosphonopropionic acid (AP5) on in vitro hippocampal electrophysiological preparations ablates expression of LTP (Collingridge et al. 1983) (Zalutsky and Nicoll 1990) (Hanse and Gustafsson 1992). Behaviorally, application of AP5 into the hippocampus blocks spatial learning of a hidden platform in the Morris watermaze task (Morris et al. 1986). In the watermaze task, animals are placed in a pool containing a hidden platform (Morris 1984). The animals learn and recall the spatial location of this platform for subsequent survival in the pool. Rats injected with AP5 showed in vivo suppression of hippocampal LTP and could not perform the watermaze task, suggesting that NMDA receptor-mediated LTP in the hippocampus plays a role in certain types of learning. The role the NMDA receptor plays in LTP and learning made it an obvious choice to knock out in specific cell-types in the hippocampus. 2.7.1 CA1 Manipulations Removing the NR1 receptor subunit specifically in CA1 disrupts synaptic plasticity by removing the NMDA receptor current and ablating LTP at synapses to CA1. Behaviorally, removal of plasticity disrupts spatial learning in the Morris watermaze hidden platform task (Tsien et al. 1996). The lack of the NR1 subunit in CA1 also disrupts trace-fear conditioning, but not delay conditioning, implicating the necessity of CA1 plasticity in forming associations in which events occur across a temporal trace (Huerta et al. 2000). These mice also cannot solve a non-spatial transverse patterning task, a task that requires the mice to acquire three overlapping odor discriminations (Rondi-Reig et al. 2001). Thus, proper CA1 plasticity allows for proper performance in both spatial and non-spatial tasks. Physiologically, individual CA1 neurons fire when the animal crosses a particular position in space (Moser et al. 2008)(See also 2.10.1 on page 50). The term "placefield" describes that individual neuron's representation of space. In vivo physiology of the CA1 place fields in the CA1-NR1 knockout mice showed degraded place fields in that the initial formation of these place fields had less spatial specificity than those place fields in controls (McHugh et al. 1996). Although degraded, the place fields were stable, removing CA1 as the potential level for recognition of familiar environments. 2.7.2 CA3 Manipulations Specifically removing the NR1 subunit from CA3 disrupts CA3 recurrent collateral plasticity (Nakazawa et al. 2002). Nakazawa et al. found that removing plasticity specifically at these recurrent collaterals disrupts associative memory recall. These mutant mice can learn the Morris watermaze, and when probed with full cues and no platform, spend most of their time swimming in the target quadrant. When three cues are removed, control mice still explore the target quadrant more than other quadrants, but the mutants perform at chance, exploring all quadrants equally. This finding demonstrates the necessity of plasticity in the recurrent collaterals of CA3 in "pattern-completion." Pattern completions describes the ability to use partial cues to bring the full representation online to make behaviorally relevant actions. CA3 cells involvement in pattern-completion was originally proposed by David Marr (Marr 1971), due to the re-current collaterals. Behaviorally, CA3 plasticity is necessary for learning of rapid, one-trial experiences (Nakazawa et al. 2003), rapid (but not longterm) recall of contextual memory (Cravens et al. 2006), and adaptive timing in the trace eyeblink conditioned response (Kishimoto et al. 2006). CA3-NR1 knockout mice also could not form rapid contextual representations, and trouble in delay conditioning with competing stimuli presented at the same time (McHugh and Tonegawa 2009). In vivo physiology of CA1 place cells in the CA3-NR1 knockout mice showed impaired spatial specificity to a novel context, but normal spatial specificity by the third day of familiarization to a context (Nakazawa et al. 2003). Similar to the partial cue behavioral phenotype, these mice showed disrupted spatial specificity and dispersed place cells in a partial cue, but not full condition (Nakazawa et al. 2002). These studies implicate the necessity of plasticity in CA3 for pattern-completion. Removing plasticity in the recurrent collaterals disrupts spatial tuning in CA1 in a partial cue environment and disrupts the animals ability to perform behavioral tasks with partial cues. 2.7.3 Dentate Gyrus Maniplations Specifically removing the NR1 subunit from the DG disrupts perforant path plasticity on dentate granule cells (McHugh et al. 2007). In accordance with Marr's theory about the function of the DG in pattern separation (Marr 1971), distinguishing two similar contexts is impaired in the DG-NR1 knockout mice. In an experiment that tested two similar contexts, only one of which the animals received a shock in, control animals could distinguish between the two contexts and demonstrated this by freezing in the shock context, but not in the un-shocked context. DG-NR1 knockout mice froze in the both contexts, showing an inability to distinguish between similar contexts. In control mice, there substantial differences exist in the rate of neuronal firing in a novel chamber versus a familiar chamber. In vivo physiology of CA1 and CA3 place cells in the DG-NR1 knockout mice showed a reduction in this difference, when animals were placed into a new context and had to re-map their place cell activity to the new arena. CA1 spatial remapping indices were normal between control and mutant mice, but CA3 spatial remapping was significantly lower in mutant than in control mice. This inability to re-map could help explain the pattern-separation phenotype. In most of these behavioral tasks, only some components of an episodic-like memory are explicitly tested. For example, in both contextual fear-conditioning and watermaze learning and testing, the "what" and "where" components of the memory are assessed. In fear conditioning, the animals need to recognize which context to be afraid of (where) or, if presented with a tone-shock pair, they need to remember the fear to the tone as well (what). In the watermaze, the animals must learn the location of the hidden platform (what) by using the visual cues in the room as a reference point (where). As discussed in chapter 4, fear conditioning can also be used to assess the timing within an episode, by adding a temporal "trace" between stimuli that the animals need to bind together. While, in this case, the "when" is still not directly assayed, the "what" and "where" are tested with the additional temporal element. 2.8 Specific Lesions of Neuronal Output This section introduces the triple-transgenic mouse model that allows for reversible ablation of synaptic transmission in a specific neuronal population. This thesis describes a mouse in which this control over synaptic transmission is used in MEC-III neurons. These genetic manipulations allow us to question the role of specific MTL subregions in memory acquisition and recall. We can lesion specific cell-types or specific molecules and ask how they influence behavior. While these techniques and tools give spatial specificity, there is still the limitation of temporal control. The technology has recently been developed to control synaptic transmission of specific neuronal populations in a temporally controlled, reversible manner (Nakashiba et al. 2008). Triple transgenic mouse. Nakashiba et al. developed a triple transgenic mouse approach that allows for silencing of synaptic transmission of specific neuronal populations. The combination of three transgenic mice allows for this control, (see Diagram 2-3 on page 47). Transgenic mouse 1 (TG1) produces Cre recombinase under the control of the cell-specific promoter. Transgenic mouse 2 (TG2) produces loxP-StopLoxP-tTA under the control of the forebrain-specific CaMKII promoter. With the combination of TG1 and TG2, the cell-type specific Cre excises the "stop" sequence and thus produce tTA. This double transgenic mouse is then bred with a third transgenic mouse (TG3), which produces tetanus toxin (TeTx) under the control of the tet-Operator (tetO). tTA binds to the tetO and TeTx is produced. The enzyme TeTx specifically cleaves VAMP-2 (also known as synaptobrevin), (Link et al. 1992) (Schiavo et al. 1992) a necessary component of the SNARE complex (Baumert et al. 1989) and required for synaptic vesicle fusion and exocytosis (Sudhof 1995). Thus, by breeding the three transgenic mice, TeTx production occurs only in the specific neurons of choice (designated by the promoter in TG1 and TG2). Doxycycline (Dox) allows for this system to be temporally controllable and reversible. Administration of Dox to these triple transgenic mouse represses TeTX expression, as Dox directly interferes with the tTA-tetO binding (Gossen et al. 1995). This system allows for a 'molecular lesion' of synaptic transmission in a specific neuronal population. Using this approach, Nakashiba et al. used the CA3 specific promoter (KA1) and forebrain specific CaMKII promoter to study the role of the output from CA3. CA1 cells receive input from the tri-synaptic circuit via CA3, but also the direct cortical input from EC layer III via the alvear/perforant/temporoammonic pathway. By inhibiting the input from CA3 to CAl, Nakashiba et al. could test the necessity of CA3 inputs and the sufficiency of the ECIII inputs in CAl related memory and cellular properties. Spatial learning without CA3 output. Spatial learning in the hidden platform version of the Morris watermaze task (MWM) requries CAl plasticity (Tsien et al. 1996). In the CA3-TeTX mice, however, with CA3 synaptic transmission inhibited . ...... . .......... A. Three Different Trangenic Mouse Lines TGI SpecificPromoteZ TG2 pCaMKII TG3 TetO B. Cross Between TG1 xTG2 Cell-Specific Promote~r pCaMKII STOP > pCaMKII C. Cross Between TG1 xTG2 and TG3 pCaMKII TetO Cox Figure 2-3: Schematic of Triple Transgenic Approach to Silence Neuronal Transmission in Specific Cell Types. (A) Schematic of each transgenic mouse. Transgenic Mouse 1 (TG1) uses a cell-specific promoter to drive expression of Crerecombinase in only those cells that utilize that promoter. Transgenic Mouse 2 (TG2) utilizes the forebrain-specific promoter CaMKII to drive expression of tTA, conditional to the Cre-recombinase removing the STOP codon sequence between the two LoxP sites. Transgenic Mouse 3 (TG3) utilizes the tetO promoter to drive expression of TeTx. (B) Combination of TG1 and TG2 excises the STOP site on TG2 and allow for expression of tTA specifically in specific cells. (C) tTA expressed in specific neurons binds to the tetO and drive Tetanus toxin expression. Addition of doxycycline (DOX) can inhibit tTA binding to tetO and thus stop expression of TeTX. (Dox-off for at least 4 weeks), learning of this task remained intact. Learning MWM requires CA1 (Maglakelidze et al. 2010), yet CA3 input is not necessary, suggesting the sufficiency of the MEC-III to CA1 projection in this spatial learning task. This does not, however, address whether the necessity of MEC-II in this task, or if both inputs to CA1 are simply complementary and sufficient. Pattern completion and contextual fear memory. In a one-shock delay con- ditioning paradigm, the CA3-TeTX mice demonstrate impaired freezing to the conditioning context (where) but normal freezing to the tone (what) as compared to their control littermates. As suggested by the CA3-NR1 knockout mice, patterncompletion requires CA3 plasticity (Nakazawa et al. 2002). The CA3-TeTX mice show a deficit with a fear-conditioning version of a pattern-completion task, suggesting that not only does the formation of complete representations based on partial cues require CA3 plasticity, but also requires functional CA3 output. The CA3-TeTx mice, when trained on-Dox with three tone-shock pairings showed intact fear memory to both the context and tone. Tested after seven weeks off-Dox (transmission turned off), these mice showed intact tone fear and degraded contextual fear memory, implying a the necessity for functional CA3 output in consolidation of contextual fear memory (Nakashiba et al. 2009). In vivo physiology of the CA3-TeTx mice show reduced spatial tuning in CAl cells on a novel track. Reduced tuning of the CA1 output the novel environment supports the contextual fear conditioning data that showed a learning deficit in the rapid, one-trial conditioning paradigm. The animal may not be able to rapidly form a spatial or contextual representation, and thus cannot bind that representation to the foot-shock. Additionally, in connection with the contextual consolidation phenotype, these mice showed a reduced incidence of CA1 ripples and re-activaton of CA1 cellpairs (Nakashiba et al. 2009). The elegance of this triple transgenic technology allows for precise manipulation of specific circuits in a living animal model. It cannot be overstated how important an advance this represents. Collateral damage and pharmacological manipulation of un-intended targets, especially in such small brain structures, no longer need to be considered as qualifiers to any resulting physiology or behavioral consequences of those techniques. This work began with the CA3 output and demonstrated the importance of this circuit in contextual fear and in memory recall with partial cues. Applying this technique to other regions in the MTL helps us elucidate the role of each circuit and neuronal type in episodic-like memory. 2.9 Medial Entorhinal Cortex Layer III Tetanus Toxin Mouse Triple Transgenic approach in the Entorhinal Cortex We recently created a triple transgenic mouse that allows for reversible control of synaptic transmission specifically in MEC-III excitatory neurons. In our lab, Dr. Junghyup Suh discovered a promoter specific to the dorsal and intermediate layer III of the MEC. This promoter, oxidation resistance protein-1 (Oxrl), drives the expression of Cre-recombinase to form transgenic mouse 1 (TG1). TG1, bred with transgenic mouse 2 (CaMKII- LoxP-Stop-LoxP-tTA, TG2) and transgenic mouse 3 (tetO-TeTX, TG3) forms our triple transgenic mouse, see figure 2-3 on page 47. This genetic tool allows us to non-invasively assess the role of this specific connection to CA1 and subiculum in episodic-like memory. 2.10 Entorhinal Cortex: What is Known about the Entorhinal Cortex With a mouse model to study MEC-II input into the hippocampus, studies and properties of the entorhinal cortex help to guide predictions of what types of memory and behavior this circuit participates in. This section reviews both in vivo and in vitro studies that describe the cellular properties of entorhinal neurons. . Olfactory/Auditory Information Visual/Visuospatial Information ... . ............ .. ..... Hippocampus , io I II Entorhinal Cortex Figure 2-4: MEC-III TeTx mouse. Diagram of the projections from MEC-III to CA1 and subiculum. Using the triple transgenic approach, we express tetanus toxin specifically in MEC-III. This allows for silencing of synapses from MEC-III. Manipulated cell population and projections are labeled in green. (DG) Dentate Gyrus, (Sub) Subiculum, (LEC) Lateral Entorhinal Cortex, (MEC) Medial Entorhinal Cortex, (CA1) Cornu Ammonis Area 1, (CA3) Cornu Ammonis Area 3. 2.10.1 Place Cells and Grid Cells Hippocampal pyramidal cells uniquely fire in a particular location in a given context, and thus are named "place-cells." First discovered by O'Keefe and colleagues using in vivo recordings of CA1 neurons, single hippocampal neurons respond to the animal's location in space (O'Keefe and Dostrovsky 1971). Whenever an animal crosses a specific location in a particular context, a single neuron can respond by continually firing. A set of CA1 pyramidal cells can represent an entire space or context, but currently the logic as to what cell fires in which space is not understood (O'Keefe 1976) (Wilson and McNaughton 1993). The place cell properties have also been seen ..... in CA3 and DG (Barnes et al. 1990), making spatial representation a very prominent feature of the hippocampus. Grid Cells. Given the importance of the hippocampus in episodic memory and the formation of associations, place cells could represent the spatial portion of any given episode, either for encoding or recall. Lee and Wilson demonstrated that while these individual place cells may have no direct connection to their neighboring cells, they still can associate together (Lee and Wilson 2002) to form a representation of spatial sequence. In a task in which a rodent runs down a linear track, one can construct a sequence of place cells that would cover the length of the environment. They found that during slow wave sleep (SWS), this exact sequence of place cell firing replayed at 200x speed. This leads to a speculation regarding the role of sleep in memory consolidation, but also underscores the notion of space representation as an essential component of a memory trace. This leads to the question of how these representations are generated, and of the role of spatial representation in memory formation and representation. Greek orators in ancient times used spatial maps to remember long stories or speeches, in a method called the 'method of loci' (Yates 1966). With this method, one walks (mentally or literally) through a space, and associates different parts of the speech with parts of the path. With this method, the orator can imagine walking though the space to recall the order and content of the story of speech. The sequential firing of place cells may represent an animal's way of simply organizing the spatial trajectories, or these sequences could contain other content which needs ordering. These sequences may help generate one's internal representation of time, simply by putting features in order. With the entorhinal cortex as the main gateway of input into the hippocampus, the spatial representation of place cells may generate from projections from the entorhinal cortex. Neurons in all layers of the medial entorhinal cortex express "grid-cell" firing patterns (See Figure 2-5 on page 52). Unlike place cells, that fire primarily in a single location in space, individual entorhinal neurons show multiple firing fields. . ........... . . .......... . Cen ......... Cell A__B Place Grid _37 CA1 Neuron 1__ 0 % EC Neuron Figure 2-5: Depiction of Place Cell and Grid Cell firing patterns in space Red dots indicate firing within the square space environment (A) Depiction of a hippocampal place cell's firing pattern in a square environment. Note that there is one region within the environment where this cell preferentially fires. (B) Depiction of an entorhinal grid cell's firing pattern in a square environment. Note that a single cell fires in regular intervals within the space. Figure adapted from (Moser et al. 2008). These entorhinal cells fire in a grid-like pattern and the firing fields occur at periodic locations within a given space (Hafting et al. 2005), that map the entire space. The firing peaks for a given grid-cell fire at geometric vertices of a triangular array that covers an environment (see Figure 2-5). The spacing between firing locations in the MEC increases down the dorsal-ventral axis (Hafting et al. 2005) (Solstad et al. 2007) (Brun et al. 2008). In addition to "grid-cell" firing, individual MEC neurons, termed "head-direction" cells, fire when the rodent is faced in a particular direction (Sargolini et al. 2006) and other MEC neurons, termed "border cells" signal the boundaries of the environment (Solstad et al. 2008). In many cases, MEC "head-direction" cells also represent the spatial information by firing with "grid-cell" properties as well, in what is termed a "conjunctive cell." However, layers-specific differences exist in the MEC with regards to the input structures into the hippocampus. MEC layer II cells do not express any head-direction firing, while 66% of all MEC layer III neurons demonstrated both conjunctive firing (Sargolini et al. 2006). "Border cells" have been found in all layers of the MEC, comprise less than 10% of the neuronal populations and define the borders of an environment, whether those borders are formed by a wall, or simply by and end of a table (Solstad et al. 2008). Whether or not there are layer-specific differences in the representations of border cells is yet unknown. Place and grid cells fire within certain phases of the theta rhythm. Phase precession is a phenomenon that describes neuronal firing during progressively earlier phases of theta while the animal is crossing through a place or grid field (O'Keefe and Reece 1993). Within the MEC, all layer II neurons express phase procession, while layer III neurons express little to no phase procession (Hafting et al. 2008). Layer II and layer III MEC neurons comprise the main input structures into the hippocampus, initiating the tri-synaptic and mono-synaptic circuits respectively. Specific manipulations of layer II or layer III MEC may have very different predictions based on their in vivo differences described here. Layer II neurons represent space in the form of grid cells, represent borders with border cells but do not represent directionality, while layer III neurons represent all three. Thus, a manipulation to layer III may specifically disrupt the animal in tasks where directionality is important, while tasks requiring spatial integration could still be supported by the layer II redundancies. Additionally, layer III neurons do not express phase procession, while layer II neurons do. Thus, manipulations of layer II neurons may be more disruptive to spatial representations of the animals trajectory compared to manipulations of layer III. 2.10.2 Entorhinal Cellular Physiology Persistent activity. Neurons that continue to fire action potentials after removal of the triggering stimulus display "persistent spiking." The phenomenon of persistent spiking supports a proposed mechanism by which encoding or retrieval of episodic events can happen when the episode includes features not occuring simultaneously in time or space (Hasselmo et al. 2009) For example, for proper association of a foot-shock and tone to occur when the two elements are separated in time by a 'trace interval.' For the rest of this document, the term 'trace' refers to a temporal delay between two stimuli, for example, if a tone is played for 5 seconds, then 20 seconds later a foot-shock is delivered, there exists a 20 second 'trace" between the two stimuli. The ability of the animal to associate the two features may rely on a single neuron's persistent firing. In this way, both features could be combined in a singular representation. Persistent activity properties. Entorhinal cortical neurons in medial layer II (MEC-II) (Klink and Alonso 1997), MEC-II (Yoshida et al. 2008) (Tahvildari et al. 2007) and medial layer V (MEC-V) (Egorov et al. 2002) (Fransn et al. 2006) demonstrate persistent spiking in vitro. The MEC-II cells display self-terminating persistent activity activated by the musarinic receptor agonist carbachol (CCh) (Klink and Alonso 1997). EC-V neurons display long periods of persistent activity that last at least 13 minutes. These sustained levels of firing can be increased or decreased in an input-specific manner. The firing rate of a given plateau can be increased in a step-wise fashion to a higher stable firing rate by further depolarization steps. These discrete steps to a higher firing rate reach a ceiling level after about five upward steps. To decrease the firing rate in a stepwise fashion, hyperpolarization steps were used. The firing is dependent on the muscarinic activation (Egorov et al. 2002). The step-wise function may be relevant to the amount of information that can be held within a representation at any given time. Persistent activity in LEC. Lateral entorhinal cortical layer III (LEC-III) neu- rons display persistent activity with either CCh application or stimulation of layer II/III perirhinal cortex, the main input to LEC (Tahvildari et al. 2007) (Tahvildari et al. 2008). MEC-II neurons achieved persistent activity with stimulation of the angular bundle (which project to MEC-III), but unlike the persistent activity in the other layers, CCh did not induce persistent activity alone. These studies suggest that, if this persistent activity exists in vivo, then these neurons may participate in behaviors requiring working memory or in conditions where individual elements of an episode are separated by a trace. Further, these studies suggest that the cholinergic system, in combination with these cells may provide the mechanism working memory uses to hold information online. Persistent activity in MEC-III. Group I metabotropic glutamate receptor (mGluR) blockers inhibit and group I mGluR agonists enhance persistent activity in MEC-III neurons (Yoshida et al. 2008). Persistent firing in these entorhinal neurons did not require inhibitory and excitatory inputs, indicating this firing property as an intrinsic property of these entorhinal neurons. Persistent activity of a given neuron could allow for two distinct behaviorally relevant properties. First, continued firing could aid in working memory tasks (Goldman-Rakic 1995). Second, this continued firing could allow for a single neuron, or population of neurons to integrate stimuli that are separated in time. 2.10.3 Persistent Activity Blockage and Behavior Blockage of persistent activity and trace conditioning. Persistent activity in the entorhinal cortex, describes an in vitro cellular property only. Under the assumption that these cellular properties extend to neurons in vivo, two studies looked at the effect of blocking the cholinergic-muscarinic system in trace versus delay fear conditioning. One study looked at the effect of blocking supposed "persistent activity" by blocking muscarinic receptors in the perirhinal cortex (Bang and Brown 2009). In this study, Bang et al. infused the muscarinic receptor antagonist scopolamine into the perirhinal cortex prior to delay and trace fear conditioning. In only the trace conditioning, they found a severe impairment in tone fear memory. Another study injected the muscarinic receptor (Ml) antagonist pirenzepine into the entorhinal cortex prior to both delay and trace fear conditioning (Esclassan et al. 2009). Esclasan et al. demonstrated similar results to Bang et al. These animals did not express fear to the tone in the trace conditioning only. These results implicate the involvement of the parahippocampal cholinergic-muscarinic system in maintaining the representation of the conditioned stimulus (CS) during the temporal 'trace' between the CS and the unconditioned stimulus (US), so that the two can be associated. These results show entorhinal and perirhinal cortical necessity in maintaining the CS representation during the trace, and implicate cholinergic-muscarinic mediated persistent activity as a mechanism for the maintenance. 2.10.4 Episodic Memory, Alzheimer's Disease and the Entorhinal Cortex Alzheimer's disease and the entorhinal cortex. Episodic memories, as a mem- ory class, begin formation late in childhood, after semantic and non-declarative memories (Perner and Ruffman 1995) and degrade first with aging (Herlitz and Forsell 1996). Aging humans commonly display declines in episodic memory (Verhaeghen et al. 1993). Patients with Alzheimer's disease (AD) suffer with losses of episodic memory and of spatial orientation (Backman et al. 2004). As the most common form of human dementia (Katzman 1986), AD the first causes acute episodic memory loss (Katzman and Karasu 1975). AD pathology and atrophy first engrosses the entorhinal cortex (van Hoesen et al. 2004). In a longitudinal study in humans (Rodrigue and Raz 2004), the researhers found that age related shrinkage of the entorhinal cortex specifically, and not the hippocampus or pre-frontal cortex, predicted poorer memory performance. Volume reduction also serves as a clinical indicator for individuals as they transition to dementia from pre-clinicial cognitive impairments (Killiany et al. 2000) (Dickerson et al. 2001). Thus, better understanding of the circuitry of the entorhinal cortex and the role of each connection within the MTL could help in understanding the types of memory loss humans suffer, and can give insight as to how to repair or prevent the onset of memory loss. 2.11 Animal Lesions of the Entorhinal Cortex Lesion studies in monkey, rat, mouse and rabbit provide a framework for the overall function of the EC. We see in this section how EC lesions influence behavioral performances on a variety of tasks. Due to the nature of lesions, however, some results conflict. These conflicts most likely stem from collateral damage to structures abutting the EC, or inconsistencies in the amounts of tissue remaining after lesions. These lesions allow us to make inferences about global properties of the EC, but not specific cell-layers within the EC. When trying to study more specific areas within the EC, these results serve as good starting points, but may or may not apply to any given neuronal population. Entorhinal lesions in monkeys. In vivo recordings of monkey EC neurons demon- strate that individual neurons displayed activity in response to specific objects or places, and this activity can be maintained during a delay on a delayed-match-toplace DMP task (Suzuki et al. 1997). Activity during the delay phase suggests that information about a particular object is being held in short-term working memory to make a later decision. Yet, bilateral EC aspiration lesions in monkeys show no deficit in delayed-non-match to place (DNMP) and two-choice working memory tasks. Rather, these lesions affect performance on a transitive inference test, demonstrating the necessity of the EC for understanding the relational organization of stimuli (Buckmaster et al. 2004). A conflicting study of bilateral EC lesions in monkeys showed normal learning in the DNMP task with short inter-trial intervals and impaired learning with longer intervals (Leonard et al. 1995). Interestingly, in this study, re-training the impaired animals on the same task a year later resulted in learning of the task. This suggests that other brain regions can compensate in this task. EC lesions also attenuated attraction to positive stimuli and enhanced defense to negative stimuli, suggesting a role in gating emotionally relevant stimuli in associative tasks (Meunier et al. 2006). These lesions, done in a small number of animals, with all of the potentially confounding issues with physical manipulations, make it hard to interpret these studies. While not clear in combination, these results do suggest EC involvement in processing relationships of stimuli, wither across time or across other stimuli. 2.11.1 Hippocampal Physiology after Entorhinal Lesion Bilateral radiofrequency lesions of rat EC cause a reduced CA1 place cell discharge rate and a reduced CA1 place field size (Van Cauter et al. 2008), implicating the necessity of EC inputs to the hippocampus in the stability of hippocampal spatial representations. Gamma-acetylenic GABA (GAG) injections in the EC result in specific lesions of MEC-III (Brun et al. 1999). Using this protocol, the authors recorded from CAl cells, which receive direct cortical input from MEC-III and CA3 neurons, and recorded from CA3 neurons which receive MEC-I input. In this case, the CAl fields became larger and more dispersed, and the CA3 place fields remained sharp. This suggests a role for layer III in shaping CAl place cells. These studies suggest that the EC plays a role in influencing spatial processing in the hippocampus. 2.11.2 Spatial Learning in Rodents after Entorhinal Lesions If, as suggested above, the EC plays a crucial role in processing spatial information, then lesions in the EC should disrupt spatial learning. Unfortunately, using physical lesion techniques don't give a clear demonstration of such a hypothesized effect. In some instances in the Morris watermaze (MWM) hidden platform learning task, EC lesions in rats and mice cause learning deficits (Schenk and Morris 1985) (SpowartManning and van der Staay 2005) (Galani et al. 1997) (Nagahara et al. 1995), but in other instances animals learn this task (Bannerman et al. 2001) (Hagan et al. 1992) (Pouzet et al. 1999) (Parron et al. 2006). One study aimed to separate out the role of the perforant path from the LEC (LPP) from the role of the perforant path from the MEC (MPP) with lesions. Lesions of the MPP, but not the LPP disrupted place learning (Ferbinteanu et al. 1999). In this study, MPP lesioned animals displayed normal escape latency during the learning phase, but showed reduced preference for the target quadrant during a probe trial. Mice with unilateral EC lesions could learn the MWM only after 70 days of training, while mice with bilateral EC lesions never learned the task (Hardman et al. 1997). After learning the MWM, rats lesioned in the dorsolateral, but not the ventromedial, EC subsequently forgot the location of the platform (disruption of consolidation). During a reversal test, the rats with dorsolateral lesions learned the new platform location more slowly (Steffenach et al. 2005). In a working memory version of the watermaze task (2 trials per day delayedmatch-to-place (DMP), entorhinal lesioned animals swam a longer distance to reach the platform that they learned one hour earlier (Glasier et al. 1995). In another type of spatial discrimination task where animals learned to associate one arm with food reward and one without, EC lesioned animals could not discriminate between the rewarded and un-rewarded arm (Cho and Jaffard 1995) (Gaskin and White 2007). It is unclear from these studies how important a role the EC plays in spatial learning tasks, probably due to the lesion quality. 2.11.3 Delayed Non-Match-to-Place Learning and Radial Arm Maze learning in Rodents after Entorhinal Lesions Entorhinal cortex lesions and working memory. Entorhinal neurons in rats, similarly to these neurons in monkeys (Suzuki et al. 1997), fire during the delay phase of a delayed-non-match-to-place (DNMP) task (Young et al. 1997). In turn, entorhinal lesioned animals consistently show deficits in learning a spatial non-matchto-place task (rewarded alternation task) (Bannerman et al. 2001) (Barnes et al. 2000) (Ramirez et al. 1996) (Ramirez et al. 2007). Animals with both bilateral and unilateral lesions show a deficit in learning the DNMP task, but the unilateral lesioned animals can eventually learn the task after overtraining (Loesche and Steward 1977) (Scheff and Cotman 1977). Lesions to the entorhinal cortex disrupt learning in various versions of the radial arm task (Olton et al. 1978) (Olton et al. 1982) (Jarrard et al. 1984) (Johnson and Kesner 1994). Various forms of the radial arm task can test for working memory deficits, reference memory deficits, and spatial memory deficits. Bilaterally EC-lesions in mice caused an impairment in a spatial discrimination task in one version of the 8arm radial maze task (Cho and Jaffard 1995). Similarly, muscimol (a GABA agonist) injected into the dorsal, but not ventral, EC disrupted learning in a spatial learning task in which rats learned to associate food reward with one arm, and no food reward with another arm (Gaskin and White 2007). In this task, muscimol disruption of the dorsal, but not ventral EC disrupted learning of this spatial association task. In summary, these experiments indicate the importance of the EC in spatial working memory tasks. In these tasks, the animal needs to utilize a representation of its previous behavior to make a correct choice on subsequent trials. 2.11.4 Hippocampally Dependent Trace in Entorhinal Cortex Lesions Trace conditioning separates the CS and US with a temporal gap (the trace). For successful association of the CS and US in trace conditioning, an animals must hold the representation of the CS (presented first) online to associate it with the US. In delay conditioning, when the CS and US co-terminate, the neurons representing the CS and US fire at the same time, and thus strengthen synaptically. For the trace conditioning to work properly, the neurons representing the CS need to fire when the representation of the US arrives. Trace conditioning and working memory similarly share the necessity to maintain a representation of a stimuli or previous choice online for later usage. Entorhinal cortex lesions and trace conditioning. In one study, rabbits trained in a trace conditioning protocol to associate a tone (CS) and an eye air-puff (US), showed differences with hippocampal -dependent trace intervals (Ryou et al. 2001). In this experiment, electrodes in CA1 recorded activity during trace learning. With a hippocampally dependent trace interval EC lesioned animals showed a 30% conditioned response (of CA1 neuronal activity) to the tone by the ninth paired association, compared with an 80% conditioned response to tone for the control animals. The CA1 recordings during this trace showed no learning-related activity. With nonhippocampally dependent trace intervals, the EC lesioned animals learned as well as controls, and CA1 in these animals showed learning related activity. Entorhinal lesions clearly disrupt input into the hippocampus during the hippocampally - dependent trace paradigm and not the hippocampally-independent trace paradigm. These behavioral results suggest the necessity of the EC for working memory tasks and tasks involving a temporal gap between stimuli. 2.11.5 Fear Conditioning Fear conditioning allows for the study of both hippocampally dependent and hippocampally independent processes. Typically, contextual learning (Debiec et al. 2002), and trace conditioning (when the trace is longer than 10 seconds) (Chowdhury et al. 2005) require the hippocampus. However delay conditioning, when both stimuli co-terminate, is usually hippocampally independent (Amorapanth et al. 2000), with the possible exception of the pairing of weak stimuli (Quinn et al. 2008). The EC provides the majority of inputs into the hippocampal complex and so manipulation of the EC should disrupt fear conditioning during hippocampally dependent, and not during hippocampally independent conditioning. Entorhinal cortex lesions and contextual fear. EC lesions in rats impairs con- textual fear learning (Maren and Fanselow 1997). Lesions made 1 week prior to conditioning caused deficits in post-shock freezing during the conditioning and deficits in freezing when tested 24 hours later, suggesting a role for entorhinal projections in forming an association between a context and the foot-shock. In contrast, another study showed no disruption in contextual fear conditioning with EC lesions (Phillips and LeDoux 1995). Entorhinal cortex lesions and context fear in delay and trace conditioning. In a third study, entorhinal lesions impaired acquisition of contextual fear memory when scrambled tone-shock pairings were presented during the conditioning day (Ma- jchrzak et al. 2006). When the tone and shock overlapped (delay conditioning), EC lesions did not effect contextual memory. However, when the tone and shock did not overlap (trace but with variable trace durations) context memory did not form well. In both experiments, both lesion and control animals showed intact tone memory. The authors suggest that the entorhinal cortex is necessary for contextual conditioning when there are other stimuli competing for association with the foot-shock. Extinction. Animals can learn to suppress fear memory to a conditioned stimulus, in a process known as extinction. After an animal's initial association of a CS and US, repeated CS presentations without the US, results in the animal learning not to express fear to the CS. The fear memory suppressed, but not erased and re-activation occurs very quickly with a mild CS-US pairing presentation (Bouton 2004) (Myers and Davis 2007). Entorhinal cortex and context-dependent fear extinction. Context - depen- dent extinction requires a functional entorhinal cortex (Ji and Maren 2008). On day one of this experiment, rats learn an association between the tone and foot-shock in "context A." On day two, animals receive multiple tone (CS) presentations in a very different "context B" to extinguish tone fear. On day 3, tone memory in "context B" where the extinction trials had happened is compared to tone memory in "context C" a familiar context not associated with any tone CS or US. In this paradigm, sham-lesioned animals show reduced freezing when tested for tone fear in "context B", but show robust tone fear when tested in "context C." These results indicate the context-specific nature of tone extinction. EC lesions produce reduced tone fear memory in both contexts. These rats extinguished tone fear in all contexts, and not just tone fear in the extinguishing context. Entorhinal cortex lesions and latent inhibition. Latent inhibition (LI) de- scribes the phenomena whereby repeated, non-reinforced pre-exposure to a conditioned stimulus (CS) causes a decrease in the conditioned response (CR). Entorhinal inactivation disrupts LI (Seillier et al. 2007). In this task, infusion of tetrodotoxin (TTX) into the EC prior to pre-exposure, prior to conditioning or before both showed LI disruption only in rats that received TTX before pre-exposure. This demonstrates the necessity of entorhinal cortex activity in producing this phenomena. 2.11.6 Lesion of Temporoammonic Pathway TA lesions and spatial memory consolidation. One group attempted to study the role of the temporoammonic (TA) pathway in consolidation of spatial memories (Remondes and Schuman 2004). In this rat study, Remondes et al. lesioned the region where the perforant path sends projections to CA1, thus trying to distinguish between the inputs onto the DG and CAL. These lesions, however did extend somewhat onto the layer II projections to the DG, and also ablated parts of the subiculum. They found that lesions made prior to water-maze learning did not disrupt acquisition of the spatial location of the platform. When tested for memory of the platform location 24-hours post training, both sham and TA-lesioned animals showed a preference for the target quadrant. When tested 4 weeks later, however, the sham lesioned animals, and not the TA-lesioned animals showed a preference for the target quadrant. This suggested a disruption in acquisition of long-term memories or in consolidation of the previously acquired memories. To address this issue, animals were trained, probed at 24 hours and then lesioned (allowing for acquisition). When probed 4 weeks later, the TA-lesioned animals showed a deficit in target quadrant preference, suggesting a problem in consolidation. Further, when animals trained first, then probed tested at 24 hours, allowed to consolidate for 3 weeks, and then lesioned, both the sham and TA-lesioned animals showed normal preference for the target quadrant. This study has two conclusions: First, consolidation occurs over 3 weeks, and second, spatial memory consolidation requires the TA pathway. This study represented the first to test the specific role of the perforant path in formation and consolidation of episodic-like memory. The authors demonstrate that direct cortical input from layer III to CAl is not necessary for acquisition of these tasks but rather is necessary for the spatial memory consolidation. This study has a few issues that are important to note. First, the lesions disrupted input from the nucleus reuniens, as well as input from both MEC and LEC. Second, lesions damage the layer II inputs onto DG and CA3, and damaged substantial portions of the subiculum. Thus, while the TA pathway is lesioned, other structures are also manipulated and thus the conclusions must include the potential role of these structures in the consolidation process. Additionally, depending on the exact location of the lesion, the inputs from MEC-II may or may not be affected. As noted before, inputs from layer III project to CA1 via the PP and alvear pathway (Deller et al. 1996), and thus more septal lesions may not disrupt the direct cortical inputs at all, and thus the consolidation phenotype results from a lesion of one of the other structures. 2.11.7 Conclusion About Lesion Data Physical lesions studies on any particular brain structure have severe limitations. For example, they can leave tissue intact, sparing fibers that can support various behaviors and missing potential behavioral phenotypes that would be caused by a complete lesion. In addition, lesions cause collateral damage to surrounding brain regions thus resulting in behavioral phenpotyoes not specific to the brain region of interest. Animal-to-animal differences also add to the noise in behavioral data making interpretations more difficult. Given the intricate anatomy of the MTL, lesion work paints some broad pictures about region-specific contributions of various behaviors, but a more detailed, cell population-, and specific connection-targeted approach is necessary to tease apart the MTL and its contributions to the declarative memory system. 2.11.8 Genetic Manipulations of the EC The first attempt to address the role of MTL subregions (outside of the hippocampus) with genetic manipulations resulted in a transgenic mouse in which the superficial layers (II and III) of the MEC and pre and parasubiculum could be manipulated in an inducible manner (Yasuda and Mayford 2006). In this study, the authors introduced an inducible and constitutively active (CA) form of CaMKI. They found that expression of the CA form of CaMKII in the MEC-II and MEC-III and pre and para-subiculum disrupted 24-hour memory of the target quadrant in the watermaze task, but did not affect acquisition of the task with either a visible or hidden platform. Turning off the CA-CaMKII reversed the deficit. Mice with the CA- CaMKII turned on also showed a deficit in novel object recognition, in that they did not explore the new object more, when compared to wild-type. The CA-CaMKII mice showed intact contextual and cued fear conditioning. Using the inducible Tet system, the authors found that activation of the CA form of CaMKII just after formation of the spatial memory in the watermaze task caused a disruption in the integrity of the spatial memory, and showed a time-specific role for CaMKII in the MEC-II and III and pre and parasubiculum in the consolidation of the spatial memory. It demonstrated the necessity of CaMKII regulation in the MEC-I and III as well as the pre and parasubiculum in the integrity of spatial memories, specifically during the post-training period. But, these studies have two major limitations. First of all, within the MTL, this is not a cell type specific manipulation. In this study, MEC II and III, as well as pre and parasubiculum are manipulated, making it difficult to understand the specific role of any of the specific neurons in these behaviors. In many regards, this manipulation was like a pharmacological intervention, as it was reversible, but it lacked specificity. Secondly, in terms of MTL circuit dissections, this study addressed the role of CamKII within these cells, and not the functional role of these neurons per-se in the behavioral tasks. 2.12 Role of Medial Entorhinal Cortex Layer III in Learning and Memory This section introduces the triple transgenic mouse model used in the anatomical and behavioral studies in the following chapters. We show here that the Cre+ expression in the triple transgenic cross is confined to layer III of the MEC and that these Cre+ cells are neurons and not inhibitory neurons. We show that four weeks off-Dox sufficiently and specifically silences MEC-II synaptic transmission, and allowing four weeks back on-Dox sufficiently turns synaptic transmission back on. We thus have in vivo control over synaptic transmission specifically in MEC-II neurons. This mouse provides an excellent tool for behavioral characterization of this pathway in comparison to pharmacological manipulations, which do not allow for cell-type specificity, and to lesion work, which is irreversible. 2.12.1 MEC-II Cre+ Mouse In the Tonegawa lab, Dr. Junghyup Suh discovered that the oxidative resistance gene (Volkert et al. 2000), Oxrl, is specifically expressed in the superficial layers of the EC. Using the Oxrl promoter, one particular mouse founder line demonstrated an even tighter spatial restriction, only expressing the Cre recombinase in the MEC-III. Cre mouse is layer III specific. To assess the specificity of the Cre expression in the MEC-II, the retrograde tracer cholera toxin subunit B (CTB) was injected into CA1 of the hippocampus of Cre+/Rosa mice. Since layer III cells project to CAl, the retrograde dye also expressed in the cell bodies of layer III cells, also Cre+ and stained for B-gal (see (D) Figure 2-7 on page 68). This confirmed layer III expression. To assess if these Cre+ cells were layer III specifically or whether they also included layer II, CTB was simultaneously injected into both CAl and DG. Thus CTB expressed in both layer III and layer II EC, see (D) Figure 2-8 on page 69, and the Cre+ cells stained with B-gal did not overlap with the CTB expression in layer II. This confirms that the Cre+ mouse line created is a layer III specific line. A B Figure 2-6: OxR1-Cre+/Rosa Expression shows Specific Expression in Medial Entorhinal Cortex. Cross of Oxrl Cre+ mouse with Rosa mouse line (A) Horizontal sections showing spatially restricted expression of LacZ in MEC-III. (B) Close up of right hand panel from (A) showing expression in Layer III specifically and fibers into Sub and CAL. Sub: subiculum, DG: Dentate Gyrus, Ctx: Cortex, CB: Cerebellum, Str: Striatum, Th: Thalamus, Hp: Hippocampus. Work by Junghyup Suh. . A .. .. .......... B Ca- OU Figure 2-7: Cre+ Expression and CA1 Retrograde Injection Demonstrate Cre+ cells are Layer III. (A) Cholera-toxin subunit B (CTB = Green) injection into CA1 of the hippocampus. Blue is DAPI staining. (B) Diagram, based on known anatomy of what cells should express retrograde signal if CAL. MEC-Il cells should express signal. (C) Sagittal section showing B-Gal (Red) staining in Cre+/Rosa mouse. (D) Sagittal section showing Cre+ cells in EC and retrograde signal from CA1 injection. (E) Same as figure (D) with DAPI signal to show cytoarchitecture. Work by Junghyup Suh. .......... A as C" C" Figure 2-8: Cre+ expression and CA1/DG Retrograde Injection Demonstrates Cre+ cells are not Layer II. (A) Cholera-toxin subunit B (CTB = Green) injection into CA1 and DG of the hippocampus. Blue is DAPI staining. (B) Diagram, based on known anatomy of what cells should express retrograde signal if injected into CA1 and DG. MEC-III (from CA1) and MEC-II (from DG) cells should express signal. (C) Sagittal section showing B-Gal(Red) staining in Cre+/Rosa mouse. (D) Sagittal section showing Cre+ cells in EC and retrograde signal from CA1 injection. (E) Same as figure (D) with DAPI signal to show cytoarchitecture. Work by Junghyup Suh. .. . ....... AB Figure 2-9: MEC-ILL Immunohistochemistry: Cre+ cells are Neurons but not Inhibitory Neurons. Double immunohistochemistry in Oxrl-Cre mice crossed with Rosa (Lox-stop-Lox-LacZ) mice. (A) Double IHC for beta-galactosidase (Red) and a neuronal marker (NeuN, green) (B) Double IHC for beta-gal (red) and inhibitory neuronal marker (GAD-67). Work by Junghyup Suh. This Oxrl-Cre line was crossed in the same manner as the CA3-TeTx mouse mentioned earlier to create a mouse in which tetanus toxin expression specifically expresses in MEC-III under the control of Dox. Cre is expressed in excitatory neurons. To assess the cell-type in MEC-III that expressed the Oxrl-Cre, double immunohistochemistry was performed on brain slices from the Cre+/Rosa mice. Staining for beta-galactosidase marked the cells that express LacZ under the Cre promoter (see red staining in 2-9). Co-staining with NeuN, which is a neuron-specific marker (Mullen et al. 1992), shows a clear overlap with the Cre+ cells (see "A" figure 2-9 on page 70), indicating that these are neurons and not glia. Further, co-staining with the inhibitory marker GAD67 (Kaufman et al. 1991) (see "B" in Figure 2-9) showed no overlap, indicating that these neurons are not inhibitory, and thus excitatory. 2.12.2 Synaptic Transmission of MEC-TeTx mice Inhibition of synaptic transmission. Suh determined the induction profile of synaptic inhibition using voltage-sensitive dye (VSD) recordings in hippocampal slices of both Cre+ mice and Cre-TeTx mice. Mice that were off-Dox for 8 weeks (see "A" Figure 2-10 on page 72) were tested for synaptic transmission in the SLM versus the control pathway in the SR. With stimulation in SLM, the mutant pathway showed complete transmission inhibition at lower stimulation intensities, and highly reduced transmission (80-90%) at the highest stimulation intensities (see "B" Figure 2-10). In the control pathway, there was no signal difference (and thus no difference in synaptic transmission) between the control Cre+ and MEC-II TeTx mouse (see "C" Figure 2-10). This also indicates that eight weeks off-Dox sufficiently inhibits synaptic transmission. Synaptic transmission induction. To assess the Dox-induction profile, Suh tested synaptic transmission on MEC-III-TeTx mice off-Dox for only four weeks. In this case, SLM stimulation in the mutant mice (tan line) showed a similar transmission profile to the mutant mice eight weeks off Dox (red line) see "B" Figure 2-11 on page 73. Mice four weeks off-Dox (transmission inhibited) were then placed on-Dox for four weeks to turn back on synaptic transmission. Mutant mice four weeks back on-Dox (tan line) displayed a similar synaptic transmission profile to the control mice eight weeks off-Dox (blue line). These experiments demonstrate that four weeks off-Dox is sufficient to inhibit synaptic transmission in the triple-transgenice TeTx mice, and four weeks on-Dox is sufficient to restore synaptic transmission in these mice. 2.12.3 Using the MEC-II TeTx mouse. This triple transgenic mouse is an ideal tool to study the role of the medial entorhinal cortex in learning and memory. With the ability for the mice to develop normally before the molecular lesion is turned on, we can assess the functional role of the MECIII in a system that has not adapted alternative strategies to cope with developmental .......................... Test A On Dox Off Dox Manipulated Pathway: Transmission via SLM Control * Mutant 0 8 weeks Control Pathway: Transmission via SR CA3 rKll8*"n~ a bm y (OA) Ibams bbn a f l Figure 2-10: Inhibition of Synaptic Transmission in MEC-III TeTx Mouse. (A) Experimental design to test synaptic transmission 8 weeks off-Dox. (B) SLM stimulation of control (blue) and mutant (red) mice off-Dox for 8 weeks. Black line is fluorescence signal of Control-Mutant to show % reduction of signal in mutant mouse. (C) SR stimulation in both control (blue) and mutant (red) mice off-Dox for 8 weeks. Work by Junghyup Suh. 0 Control A Test 4weeks Iw On Dox Off DoxI * Mutant C 4 Wel The 4 weeks On Dox Off Dox CA1 NNW so A CA3 :-.*... SR CAS SLM DG 4 so Sunu*l * mfnIty(uA) Mutant: 4 weeks off DOX IS ii. 260 s *sMns bitnIy (uA) 0 Mutant: 4 weeks OFF then 4 weeks ON DOX Figure 2-11: Inhibition of Synaptic Transmission Profile. (A) Experimental design to test synaptic transmission in mice 4 weeks off-Dox. (B) Stimulation of SLM in mutant mouse 4 weeks off-Dox (tan line) mimics mutant mouse 8 weeks off Dox (red line). (C) Experimental design to test synaptic transmission in mice that were off Dox for 4 weeks, then on Dox for 4 weeks. (D) Stimulation of SLM in mutant mouse 4 weeks on Dox after being off-Dox for 4 weeks (tan line) showed similar profile to control mouse off-Dox for 8 weeks (blue line). Work by Junghyup Suh. manipulations. Additionally, due to the temporal control and reversible manner, we can target specific time periods during the experiment to assess whether deficits are due to problems with acquisition or with recall, or both. The layer specificity of this mouse model allows us to study the connectivity of this layer, and to ask specific questions about the role of the functional output of the MEC-II in the mouse. Chapter 3 Medial Entorhinal Cortex Layer III: Characterization of Projections To understand how specific circuitry within the MTL relates to memory formation and recall, it is important to understand the precise circuitry that is being manipulated. This chapter outlines the precise projection circuitry of the MEC-III TeTx mouse we use in our behavioral studies described in the following chapters. Using the MEC-III Cre+ mouse, which expresses Cre recombinase specifially in layer III of the medial entorhinal cortex, in combination with a Cre-dependent, fluorophore-expressing AAV virus, the anatomical circuits and MEC-III projections are revealed. In outlining the circuitry, this work demonstrates that the MEC-Ill neurons in mice send projections specifically to CA1 and the subiculum via two pathways: the perforant and the alvear pathways. Much of the anatomy of the hippocampal-entorhinal circuit that has been revealed in the rat has mapped perfectly in mice as well. In the literature, the only exception is the MEC-III to hippocampus connection, which in rats projects exclusively to the SLM of the CAl hippocampal subregion and the subiculum. In mice, it has been suggested that the MEC-Ill afferents project to CAl in the same manner with the addition of a projection to the SLM of CA3. It is our discovery that mouse MEC-Ill projections, contrary to what is reported in the literature, do not project to the SLM of CA3, and are in concordance with the rat and monkey anatomy. Additionally, rat studies have shown a substantial projection from MEC-II to CA1 in which the fibers travel via the alvear pathway, in addition to the well studied fibers that travel via the perforant pathway. We report that the alvear pathway exists in mice and carries a substantial fraction of the MEC-II to CAl projections. These findings not only clarify mouse MTL circuitry, but also help interpret our behavioral results. 3.1 Introduction The entorhinal cortex serves as the major source of projections into the hippocampus, as well as the main recipient of projections from the hippocampus. Superficial layers II and III of the rat entorhinal cortex send projections to the hippocampal complex (Amaral and Witter 1995) and the deep layers of the entorhinal cortex (layer V) receive inputs from the hippocampal output (Dolorfo and Amaral 1998) (Kohler 1986) (Witter 1989). Given that the hippocampus is an essential structure for episodic memory formation (Scoville and Milner 1957), it is essential to understand the precise circuitry into and out of the hippocampus. Rat MEC-III projects to CA1 and Subiculum. In the rat, the DG and CA1 subregions of the hippocampal region receive projections from the medial (MEC) and lateral entorhinal cortex (LEC) (Steward 1976). Layer II MEC sends projections that terminate on the middle third of the dendrites of the DG granule cells, while the layer II LEC projections terminate on the outer third of the same dentate granule cells (Steward 1976) (Steward and Scoville 1976). These studies additionally demonstrated that the SLM of CA3 receive inputs from layer II EC. Projections to CAl of the hippocampus come from layer III of both the MEC and LEC, but whereas the layer II projections terminate on different dendritic regions of the same granule cell populations, the projections from layer III terminate on different CAl populations. Oswald Steward (Steward 1976) found that the MEC fibers predominately terminate near the border of CA2/CA1 in the SLM (termed "proximal" CA1) while the LEC fibers predominately terminate closer to the subiculum (termed "distal" CAl). Rat MTL anatomy is similar to that in mice, Mouse MEC-III projects to CA3? with the exception of one study that injected retrograde tracers into CA3 and noticed signal in layer III entorhinal cortex (van Groen et al. 2003). This study suggests that the connectivity between the entorhinal cortex and hippcampus is different from the rat, and that layer III EC projects to the CA3. This discrepancy has functional implications when manipulating cell-types or pathways within the MTL, and thus requires a more through investigation. Perforant and Alvear Pathway. There are two routes by which entorhinal cor- tical neurons project to CA1 of the hippocampus: the perforant pathway, which "perforates" through the subiculum to the SLM (Witter 1989) and the alvear pathway. The existence of the alvear pathway was first described in 1911 by Ram6n y Cajal (Ramon y Cajal et al. 1995), who named the pathway the "temporo-ammonic alvear pathway." Steward noted the presence of stained fibers that arrived into the hippocampus via the alvear pathway (Steward 1976). He noted that these fibers would cross over the pyramidal CA1 cell layer, cross through the stratium radiatum and terminate in the SLM, but he did not characterize this pathway further. The alvear pathway in rats comprises a substantial proportion of fibers arriving into the SLM from the entorhinal cortex (Deller et al. 1996). Depending on the position along the septal-temporal axis, the alvear fibers are either non-existent or exclusive. In the temporal portion of the hippocampus, layer III entorhinal cortex to CAl fibers mostly follow the "perforant path" (PP) route, while in the septal portion of the hippocampus, the majority of the fibers travel via the "alvear pathway" (AP). At all points between the septal and temporal pole of the hippocampus, there is a mix of perforant and alvear projections. Using the MEC-III-Cre+ mouse in combination with a virus that expresses a fluorophore only in Cre+ cells (Kuhn and Torres 2002) allows for anatomical analysis of these neurons' projection pathways and post-synaptic targets. Injecting the AAV8-DIO-CHR2-EYFP virus into the MEC of the MEC-III Cre+ mice along with another virus (AAV8-synaptophysin-mCherry) that was not Cre-dependent allowed us to understand the mouse entorhinal-hippocampal connectivity. Using these tools, we show that MEC-III does not project to CA3 in mice, as previously suggested (van Groen et al. 2003), and that the alvear pathway does exist in mice. 3.2 3.2.1 Results Projections into the Hippocampus Using this AAV8-DIO-CHR2-EYFP tool in combination with the MEC-III Cre+ mice, we studied the nature of the projections from the MEC-III neurons to the hippocampal complex. Two viruses were simultaneously injected into the MEC of the MEC-Ill Cre+ mice: the AAV8-Synaptophysin-mCherry and the AAV8-DIO-CHR2-EYFP. The AAV8synaptophysin-mCherry expresses mCherry in all infected neurons, while the AAV8DIO-CHR2-EYFP requires combination with Cre recombinase to express the EYFP fluorophore. CHR2 is a membrane channel, and thus inserts itself into the membrane and since it is tagged with an EYFP, the axons/dendrites can be visualized. Thus, when the AAV8-DIO-CHR2-EYFP virus is injected in the MEC-III Cre+ mouse, EYFP expression should only show in MEC-III neurons. MEC-III solely expresses EYFP when AAV8-DIO-ChR2-EYFP injected into MEC-III Cre+ mice. As seen in Figure 3-1 on page 80, (B) and (C) the AAV8-synaptophysin-mCherry infects both layer II and layer III MEC neurons (B) while the AAV8-DIO-CHR2EYFP infects only layer III neurons. The EYFP signal that crosses layer II and spreads in layer I of the EC represents the dendrites of the layer III neurons (van Haeften et al. 2003). The expression of mCherry signal in the middle third of the dendrites of the dentate granule cells confirms injection into the medial and not lateral entorhinal cortex (see (E) in 3-1). MEC-III projections are to proximal CA 1 and subiculum. MEC-III does not project to CA3. Panel (F) from 3-1 shows the projection profile from the layer III cells expressing the EYFP, which projects to the subiculum and the proximal SLM of CA1. These projections do not project to the SLM of CA3 or any other part of the CA3. Panel (E), shows the projection termination of the EC neurons infected with AAV8synaptophysin-mCherry, which from (B) shows infection in layer II and layer III. The projection profile of layer II and layer III projections into the hippocampus clearly demonstrates projections to DG, CA3 and CA1. Comparing panel (E) and (F), which are overlaid in (G) there is a clear distinction at the CA3-CA1 border, suggesting that it is only the layer II cells that project to CA3. Thus, MEC-III neurons do not project to CA3 in this line of mouse, and presumably in all mice. 3.2.2 Alvear Pathway Combination of the AAV8-DIO-CHR2-EYFP virus with the MEC-II Cre+ mouse also allows for analysis of the presence of the alvear pathway. MEC-III Cre+ mice were injected with AAV8-DIO-CHR2-EYFP virus, and after 3 weeks of viral expression animals were sacrificed. ME C-III projections use perforant and alvear pathway to project to CA 1. Panel (A) from Figure 3-2 on page 81 shows the hippocampus of a mouse that was bi-laterally injected with AAV8-DIO-CHR2-EYFP in the MEC. Two distinct pathways are illuminated, the perforant path, as well as the alvear path. Higher resolution imaging of the CA1 area clearly shows fibers crossing the CAl pyramidal cell layer, crossing the SR and terminating in the SLM. See white arrows from (B) and (C) 3-2. In (C) especially, many fibers can be seen crossing the SR, and terminating in the same proximal region of the SLM in CA1 that the perforant path fibers terminate. It is clear from this analysis that the alvear pathway is one of the routes of synaptic communication between the MEC and CAl. U111111", ............... . .................................................................. ....... ... . . ....... ............ ... . .. .............. Injection Site: Medial Entorhinal Cortex eDAPI * EYFP: From AAV8-DIO-CHR2-EYFP *mCherry: From AAV8-synaptophysin-mCherry Projection Topography: Hippocampus r% C Figure 3-1: Projections to the Hippocampus from MEC-III: Double Virus Approach. Two viruses were simultaneously injected into the MEC of the MEC-III Cre+ mice. Virus 1 was AAV8-DIO-CHR2-EYFP. Virus 2 was AAV8-synaptophysin-mCherry. (A) Shows injection site of viruses DAPI stained with lines delineating cortical layers 1, 11 and IIl. These lines represent the same cortical features in B and C. (B) Red expression shows expression of mCherry virus associated with AAV8-synaptophysin-mCherry virus. mCherry expression is clearly in both layer II and III. (C). EYFP expression of layer III cells (only cells containing Cre+). Layer III dendrites extend through layer II and into layer L (D) DAPI staining of sagittal hippocampus of same animal injected with both viruses. White lines show SLM, dotted white line shows border between CA1 and CA3. Sub = Subiculum, DG = Dentate Gyrus, SR= Stratum Radiatum, SLM=stratum lacunosum moleculare, prox=proximal SLM and dist=distal SLM. (E) mCherry expression can be seen in middle third of Dentate Gyrus dendrites (demonstrating MEC but not LEC injection, as well as expression in SLM of CA3. (F) EYFP expression of layer III projections. Expression can clearly be seen in SLM of CA1 and not CA3. (G) Composite of (E) and (F). .......... .. .... Alvear Pathway and Perforant Pathway O DAPI * EYFP: From AAV8-DIO-CHR2-EYFP Figure 3-2: Alvear and Perforant Pathways. (A) Sagittal section of hippocampus of MEC-III Cre+ mouse that was injected with AAV8-DIO-CHR2-EYFP in MEC. Projections can be seen to heavily terminate in subiculum and SLM of CAL. Perforant pathway and alvear pathway both are evident. (B) Horizontal section of hippocampus of animal injected as in (A). PP= Perforant pathway, AP is Alvear Pathway. Arrow shows axons projecting from AP to SLM. (C) Close up of distal SLM showing axons arriving to distal SLM via both AP and PP. 3.3 Discussion The ability to use genetic tools to reveal the precise circuitry of the medial temporal lobe has clear advantages over former methods involving injection of retro-grade and antero-grade tracers. Without the confound of neighboring cell groups or contamination with non-targeted cells, the usage of genetically modified mice with a viral approach allows for clean and clear anatomical studies. With the combination of a mouse that expresses Cre recombinase solely in layer III neurons of the medial entorhinal cortex and a virus with a Cre-dependent fluorophore, we have isolated and fluorescently tagged this circuit. 3.3.1 Medial Entorhinal Cortex Layer III projections to CA1 in Mice. We find with these techniques that the MEC-III projects to the proximal SLM of CA1, and to the subiculum, see (E) from figure 3-1, which is consistent with the literature. We find that, in mice, these neurons do not project to CA3, a finding that is consistent with the large body of literature in the rat, but contrary to one report in the mouse (van Groen et al. 2003). There may be a few reasons for the discrepancy. First, the result may be specific to the mouse line used. While we used C57BL/6NTac, vanGroen et al used C57BL/6J. It seems unlikely for such profound differences to exist in the brain circuitry with such subtle genetic background differences between these two mouse lines. Secondly, while our study utilized a targeted approach, vanGroen's method is sensitive to to contamination of non-targeted cells. This could happen in two ways. In injecting their retrograde tracer in CA3, vanGroen et al. may have had to cross CA1 possibly contaminating CAL. Alternatively, the tracer may have spread after injection and contaminated CAL. Either way, the genetic mouse combined with the viral approach gives us a contamination free, specific way of looking at this circuitry and thus we believe it confirms homology to the well-studied rat anatomy. 3.3.2 Alvear Pathway in Mice. We also show, for the first time, that the alvear pathway also exists in mice. We demonstrate that this pathway comprises a substantial portion of the fibers that come from the MEC-II and terminate in the SLM of CA1. This demonstration creates more questions that need to be addressed: It is not clear if the majority of the projections come from contralateral or ipsilateral entorhinal cortical projections, as these animals were injected bi-laterally. From (C) in figure 3-2, it seems as though the termination targets of the perforant pathway and the alvear pathway are similar, but there could be a further segregation of CA1 cells. It could be that a certain type of CA1 cells receive projections from entorhinal neurons projecting via the alvear pathway, and another type receive projections via the perforant pathway. Could there be a functional significance, if these neurons do synapse on the same population of CA1 neurons? For example, it could be used as a timing mechanism, if there were differences in when the signals arrived on the same neurons. Could there be separate roles for the entorhinal neurons that project via the alvear or the perforant path? 3.3.3 Dissecting the Pathways Retrograde dyes could be utilized to test whether different populations of MECIII neurons solely project to CAl via the perforant or the alvear pathway. In this experiment, horizontal slices of the Cre+/Rosa mice would be utilized as this is the only plane in which the hippocampus and entorhinal cortex are seen on the same slice (see "B" in 3-2). DiI and DiO are retrograde dyes which are taken into cells and spread through the cell via lateral diffusion (Honig and Hume 1989), thus allowing for tracing of the entire neuron's anatomy. Crystals of these tracers placed along the axons of a neuron will illuminate the neuronal cell body, and can be used in fixed tissue (Godement et al. 1987). Thus, taking a horizontal slice and carefully applying the DiO crystals to the alvear pathway, and DiI crystals to the performant pathway, we can assess whether or not the neurons projecting along these pathways represent distinct sub-populations within the MEC. DiI and DiO label with different colors, allowing for direct assessment of whether the MEC-II neurons are the same. If there are two populations, one projecting via the alvear and one via the perforant pathways, then in the Cre+/Rosa mice, the Beta-galactosidase stained MEC-III neurons will either label with green (DiI) or blue (DiO). If the neuronal populations are similar, then the green and blue signals would overlap. Understanding the precise MTL circuitry in the animal model used is crucial for interpretation of any behavioral results and the nature of information processing in that animal. We show here that MEC-III neurons project to CA1 and to the subiculum, and not to CA3. In addition, we have revealed a previously undescribed projection pathway in mice, the alvear pathway. 3.4 Methods 3.4.1 Mice Mice used in this study were the triple transgenic mice described in the introduction, MEC-III Cre+ TeTx. Males, aged 14-20 weeks, weighing 30-35g were used. 3.4.2 Surgical Procedure MEC-III Cre+ mice were anesthetized with an intraperitoneal injection of 0.5-0.7 mL Avertin (20mg/ml solution prepared from tert-amyl alcohol and 2-2-2 tribromoethanol, Sigma) and placed in a stereotaxic frame. Skull was set to be flat. Opthalamic eye gel (Henry Schein) was used to maintain eye moisture during surgery. 5 pl Hamilton Syringe (7634-01) with added needle (26 gague 1 inch 45 degree, Hamilton 7804-03) was used for all viral injections. Needle was coated with 1% BSA prior to virus loading. In the case of only AAV8-DIO-CHR2-EYFP virus injection, 1l was used. In the case where both the AAV8-DIO-CHR2-EYFP and AAV8-synaptophysinmCherry viruses were used, 0.5pl of each were mixed and loaded into the syringe. Syringe was sequentially lowered bilaterally into the entorhinal cortex (EC) (anteroposterior = -3.94mm, dorsoventral = -3.55mm, mediolateral = ±3.1mm from bregma) with the needle at a 12 degree angle (needle tilted 12 degrees posterior). Animals received bilateral injections of virus; 1pl of virus per side was injected at a rate of 0.05pl/minute (UltramicropumplI, World Precision Instruments, Sarasota, FL). The needle was left in place for 5 min after the injection, and the skin was closed using a Vetbond Tissue Adhesive (3M). Animals were monitored for 3 days to make sure there were no complications due to surgery. Animals were sacrificed 3-6 weeks post injection. 3.4.3 Fixation, Sectioning and Imaging Mice were transcardially perfused fixed with 4% paraformaldehyde (PFA) in 0.iM sodium phosphate buffer (PB) and post-fxed in PFA for 12-16 hours. 50uM-thick sections were sliced in a vibratome in cold phosphate buffered saline (PBS). Immunohistochemistry (IHC) was not necessary for visualization purposes due to the strength of the flurorphore reporter from the viruses. Sections were incubated with PBS containing DAPI (Invitrogen) for 15 minutes and mounted on glass slides and imaged with Zeiss Axio Imager.Z1 with the ApoTome attachment and the AxioVision software (Version 4.5.0.0). 3.4.4 Viruses AAV8-synaptophysin-mCherry. The construct was made using standard molecular biology protocols. The adeno-associated virus (AAV) backbone vector had flanking ITRs, which consisted of a CMV promoter, a human growth hormone intronic fragment and SV40 polyA fragment. The synaptophysin-mCherry, which consisted of a fusion between synaptophysin and mcherry, was cloned in using Bam H1 and Xhol restriction sites downstream of the promoter. The virus was packaged for the serotype AAV8 using standard cell culture and molecular biology protocols in the laboratory of Dr. Rachael Neve of MIT-BCS viral core facility. AAV8-DIO-ChR2-EYFP. The construct was made using standard molecular biology protocols. The AAV backbone vector had flanking ITRs, which consisted of a CMV enhancer and a synapsin promoter. The DIO-ChR2, which consisted of a fusion between ChR2 and EYFP, was cloned in the AAV backbone vector with flanking EcoR1 restriction sites downstream of the enhancer and promoter fragments. The virus was packaged for the serotype AAV8 using standard cell culture and molecular biology protocols in the laboratory of Dr. Miguel Sena-Esteves of Mass General Hospital, Harvard Medical School. Chapter 4 The Role of Medial Entorhinal Cortex in Temporal and Working Memory In this chapter, using the MEC-III TeTx mouse as a model, we test the role of MECIII synaptic output in two types of tasks that require a short-term (i.e. seconds to minutes) maintenance of a prior choice for a subsequent decision or for an association of a pair of stimuli separated by a short (i.e., 20 s) temporal gap: working memory and trace conditioning, respectively. We demonstrate that the MEC-1II mono-synaptic input to the hippocampus is necessary for acquisition in of context and tone memory in trace conditioning and for performance in a working memory task. Additionally, using the CA3-TeTx mouse, we further refine the relevant circuitry underlying performance in these tasks. The process of working memory allows for a representation of information to be held "online" for a period of time for later usage. The memory is then discarded or modified. A common example of working memory is remembering a telephone number for as long as you need to dial it, and then realizing afterwards that the number cannot be remembered. The representation of the number was held online for a short time and then discarded after usage. It is generally thought that neurons that continually fire in the delay between learning and the time when that learned information is used are representing the information, and holding that representation online. Cells that fire in this manner allow for completion of short-term memory tasks, but also may be used to combine newly acquired information with the previous representation. Neurons in the EC display the ability to fire persistently for longperiods in vitro and to fire in the delay period in working memory tasks. Lesions in the EC sometimes affect working memory tasks, but lesions to the hippocampus always disrupt versions of working memory tasks. 4.1 Persistent Activity Persistent activity is a cellular phenomenon whereby neurons can continue to fire action potentials after a triggering stimulus has been removed (Egorov et al. 2002). In vivo recordings of monkey pre-frontal cortex during working memory tasks show stimulus-specific persistent activity after the stimulus has been presented (Miller et al. 1996) and thus are thought to be the cellular representation of working memory (Goldman-Rakic 1995). Another feature of persistent activity could be that it allows for the integration of multiple synaptic inputs that are separated in time (temporal memory) (Hasselmo et al. 2009). One in vitro physiological feature of entorhinal cortical neurons is persistent activity. MEC-1I (Klink and Alonso 1997), MEC-III (Yoshida et al. 2008) (Tahvildari et al. 2007) and MEC-V (Egorov et al. 2002) (Fransn et al. 2006) all show persistent spiking in vitro. The persistent activity seen in these studies are muscarinic acetylcholine receptor-dependent, metabotropic glutamate receptor dependent, or some combination of the two. Agonists enhance persistent activity and antagonists inhibit the expression of it. This provides a potential cellular basis for the involvement of persistent activity in EC neurons in working and temporal memory tasks. Consistent with this persistent activity also existing in vivo, entorhinal injection of a muscarinic receptor (Ml) antagonist prior to delay or trace fear conditioning has effects only on trace conditioning (Esclassan et al. 2009). Esclassan et al demonstrated that blocking the muscarinic system prior to trace training disrupts the foot-shock/tone association, and these mice freeze less when presented with a tone. Entorhinal lesions in the rabbit disrupts hippocampal-dependent trace conditions (Ryou et al. 2001). This supports the notion that EC neurons use persistent activity as a mechanism to integrate synaptic inputs over the trace. Two simple forms of working memory tasks are the delayed match-to-place (DMP) and delayed nonmatch-to-place (DNMP) tasks. In these tasks, a stimulus is presented in one part of a TV screen (for monkeys) or in an area (for rodents) and upon a subsequent trial, the animal is rewarded for making a saccade or movement to the same place (match) or rewarded for choosing to saccade or move to the other option (nonmatch). Both of these tasks require that a representation of the prior trial is held online to perform successfully in the second trial. During DNMP tasks, in vivo recordings in the EC show delay-period firing in monkeys (Suzuki et al. 1997), suggesting that these neurons are holding the stimulus representation online during the delay. Lesions in monkey EC disrupt performance on DNMP tasks (Leonard et al. 1995). Blocking muscarinic cholinergic receptors in rhesus monkeys performing a DMS disrupts performance in this working memory task (Penetar and McDonough 1983) (Bartus and Johnson 1976). Finally, cholinergic deafferentation of the EC in rats disrupts performance in DNMP tasks (McGaughy et al. 2005). These results indicate that the entorhinal cortex is necessary for certain types of working memory tasks and for trace conditioning. Further, it seems likely that it is the persistent activity that mediates proper performance in these behaviors. These pharmacological manipulations have an advantage over lesions in that they can point to molecular mechanisms within the region that mediate certain behaviors. However, pharmacological manipulations lack in cell type specificity, and thus affect a wide body of neurons, making it hard to understand the circuitry involved in mediating these behaviors. CA1 NMDA receptors are necessary for associating conditioned and unconditioned stimuli when they are separated in time by a trace (temporal memory) (Huerta et al. 2000). CA1 is the region where novel associations are bound, and in trace conditioning, MEC-III provides the contextual or spatial component to the episode (Majchrzak et al. 2006). The ability for CA1 to process temporal memory may be supported by persistent firing from MEC-II neurons. Testing MEC-Il in temporal and working memory tasks. We employed the MEC-II TeTx mouse to test the role that the functional output of MEC-III plays in temporal and working memory tasks. We find that the MEC-III output is necessary for trace conditioning. MEC-TeTx mice show normal tone and context memory in delay conditioning. However, both are disrupted in trace conditioning. Utilizing the full capability of the temporal control of the MEC-II TeTx mouse, we pinpoint the necessity of the MEC-III for the acquisition of trace conditioning but not recall. Additionally, MEC-II TeTx mice are severely impaired in the rewarded DNMP version of the T-maze. Within the entorhinal-hippocampal circuit, MEC-II output is necessary for temporal and working memory tasks. CA1 receives inputs from MEC-III, LEC-III, nucleus reuniens and CA3 (Witter 1989). In a second set of experiments, using the CA3-TeTx mice, we tested the role of CA3 in trace conditioning and the DNMP version of the T-maze to mimic the experiments run with the MEC-III TeTx mice. We show that these mice have no deficit in the DNMP verison of the T-maze. Thus, performance in the DNMP T-maze requires the MEC-III output and not CA3 output. Additionally, the CA3-TeTx mice, like the MEC-II TeTx mice, have disrupted contextual fear memory in the trace conditioning. Unlike the MEC-III TeTx mice, however, the CA3-TeTx mice have no deficit in tone fear memory in this conditioning task. These results indicate that proper fear association with temporally displaced tone requires the MEC-II input but not CA3 input to CA1. 4.2 4.2.1 Behavior Results Delay and Trace Fear Conditioning MEC-III to CA1 pathway is not necessary for delay fear conditioning. The delay fear conditioning task was performed in mice off-Dox for at least 4 weeks (transmission off). On day 1, in which the animals were trained, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-1 D, page 93)(2-way ANOVA: Genotype x Time F(34,1258)=0.54, P=0.9852; Time F(34,1258)=73.01, P < 0.0001; Genotype F(1,1258)=0.31, P=0.5824). On the second day of this task, when animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes over the 15 minute session (Figure 4-1 E, page 93) (2-way ANOVA: Genotype x Time F(47,1739)=0.89, P=0.6821; Time F(47,1739)=34.72, P < 0.0001; Genotype F(1,1739)=1.29, P=0.2637). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There were not significant differences between the genotypes in freezing during tone, (Figure 4-1 E, page 93)(CT, 74.00% ± 2.89%; MT, 68.26% ± 2.58%; P=0.1430) post-tone period, (CT, 45.02% ± 3.77%; MT, 36.06% ± 3.00%; P=0.0672) or in the 4 minutes prior to the first tone, an assessment for generalized fear, (CT, 18.72% ± 4.53%; MT, 13.66% ± 3.50%; P=0.3857). On the third day, animals were tested for freezing to the conditioning context. There was not a statistically significant difference between the genotypes over the entire 5 minute context exposure (Figure 4-2 B, page 94)(2-way ANOVA: Genotype x Time F(14,518)=0.85, P=0.6168; Time F(14,518)=6.06, P < 0.0001; Genotype F(1,518)=0.67, P=0.4198). In summary, animals run on the delay conditioning paradigm showed no deficits in tone and contextual memory. MEC-III to CA1 pathway is necessary for trace fear conditioning. To test the role of the MEC-III output in trace conditioning, we ran a 20 s trace fear conditioning protocol in mice off-Dox for at least 4 weeks (transmission inhibited). On day 1, in which the animals were trained, there was a statistically significant difference in freezing behavior between the genotypes over the session, with mutants freezing less over the session (Figure 4-1 A, page 93)(2-way ANOVA: Genotype x Time F(34,2448)=2.08, P=0.0003; Time F(34,2448)=142.46, P < 0.0001; Genotype F(1,2448)=11.95, P=0.0009). On the second day of this task, when animals were placed in a novel chamber and three tones were presented, there was a statistically significant difference between the genotypes over the 15 minute session, again with the mutants freezing less over the session (Figure 4-1 B, page 93)(2-way ANOVA: Genotype x Time F(47,3384)=1.30, P=0.0861; Time F(47,3384)=33.82, P < 0.0001; Genotype F(1,3384)=17.24, P < 0.0001). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There were significant differences between the genotypes in freezing during tone (Figure 4-1 C, page 93)(CT, 55.75% ± 1.95%; MT, 45.07% i 2.29%; P=0.0004) during the post-tone period (CT, 45.49% ± 2.08%; MT, 28.46% ± 1.92%; P < 0.0001) and during the 4 minute period prior to the first tone, which tests for generalized fear (CT, 17.14%±2.07%; MT, 8.92%±1.89%; P=0.0048). In all cases, the mutant froze less. On the third day, animals were tested for freezing to the conditioning context, and here too there was a statistically significant difference between the genotypes over the entire 5 minute context exposure (Figure 4-2 A, page 4-2) (2-way ANOVA: Genotype x Time F(14,1008)=2.11, P=0.0097; Time F(14,1008)=10.62, P < 0.0001; Genotype F(1,1008)=20.28, P < 0.0001). Thus, the addition of the 20 s trace in the conditioning paradigm disrupts contextual and tone fear expression. Table 4.1: MEC-II in Delay and 20 s Trace Conditioning Genotype MEC-III TeTx MEC-II TeTx 4.2.2 Paradigm Conditioning Tone OK OK Delay Deficit Deficit Trace Post - Tone OK Deficit Context OK Deficit Analysis of 20 s Trace Deficit. MEC-II Output Necessary for Acquisition, Recall or Both? MEC-III to CA1 pathway is necessary for the acquisition of trace fear conditioning. . I- I , - - -:In- __ - - - i= -- -:::: ................ _- " Control " Mutant C 90 80 70 60 9o. Cn 80706050- 0 0 30E 10 1V, ~e20 40 20- C)O I- 0- Seconds Seconds Seconds n.s. 90-k C0 I 80 70 ffff 0Co I 160 S401 a)0 30 S20 10 Seconds Tone Seconds Seconds Foot-Shock Figure 4-1: MEC-III Output is Necessary for Tone Memory in Trace but not in Delay Conditioning. Mice off-Dox for Day 1 acquisition and Day 2 tone and post-tone testing. Blue circles are control (MEC-III Cre+ mice) and Red circles are mutant (MEC-III TeTx mice) (A-C) 20 s Trace Conditioning. (A) off-Dox mice trained with 3 tone-shock pairings with 20 s trace between end of tone and onset of shock. (B) Day 2 testing in context different than training context. Three 60 s tones presented and freezing during tone and post-tone assessed. (C) The three tone and post-tone periods from (B) are combined and averaged. (D) Delay conditioning. off-Dox mice trained with three pairings of tone-shock, where shock is administered with termination of tone. (E-F) same as (B-C). Dox off-off = Dox off for AcquisitionRecall. e Control " Mutant A B * 80 1 70 0 I tj 6 1 II I 1T89 30 18 _ 2 60 0 (A10- 0 10 20 180 240 3 100 rj0 1 70 00 ro n.s. 80 _ 0 _ _ 120 k 18 0 _ _ 240 300 0 _ _i_ 60 120 Seconds _ 30 Seconds Figure 4-2: MEC-III Output is Necessary for Context Memory in Trace but not Delay Conditioning. Blue circles are control (MEC-II Cre+ mice) and Red circles are mutant (MEC-II TeTx mice) (A) Freezing to conditioning context for mice in the 20 s Trace Paradigm, see (A-C) in 4-1, page 93. (B) Freezing to conditioning context for mice in the Delay Paradigm, see (D-F) 4-1. Dox off-off = Dox off for Acquisition-Recall. Utilizing temporal control over synaptic transmission in the MEC-III TeTx mouse, we tested whether the deficit in trace conditioning was due to an impairment during acquisition or recall of the tone and context memory. As shown in 2-11 on page 73, Dox withdrawal or addition to the diet of the MEC-II TeTx mouse can inhibit or allow proper synaptic transmission. The induction takes 4 weeks. In experiment 1, we turned off synaptic transmission during the acquisition, and kept transmission off during recall. For experiment 2, we turned off synaptic transmission for acquisition, but turned on transmission during recall. In experiment 3, we turned on synaptic transmission during acquisition, but turned it off during recall. Experiment 1: Transmission OFF for Acquisition. Transmission OFF for Recall. Disruption of MEC-III output disrupts 1-month tone and context memory. The 20 s trace fear conditioning paradigm was run in mice that were off-Dox for at least 4 weeks prior to acquisition (Day 1). Mice were kept off-Dox for an additional 4 weeks prior to "Day 2" and "Day 3" testing. In this case, synaptic output from MEC-II was inhibited during the entire task. This experiment was run as a control for experiment 2 and experiment 3. On day 1, during acquisition, there was a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-3 A, page 98)(2-way ANOVA: Genotype x Time F(34,1020)=3.15, P < 0.0001; Time F(34,1020)=59.98, P < 0.0001; Genotype F(1,1020)=13.87, P=0.0008). One month later, after 4 weeks off-Dox, when then animals were placed in a novel chamber and three tones were presented, there was a statistically significant difference between the genotypes, with the mutants freezing less over the session (Figure 4-3 B, page 98)(2-way ANOVA: Genotype x Time F(47,1410)=0.90, P=0.6704; Time F(47,1410)=3.76, P < 0.0001; Genotype F(1,1410)=16.78, P=0.0003). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was a significant difference between the genotypes in freezing during tone (Figure 4-3 C, page 98) (CT, 37.43% ± 2.72%; MT, 11.28% ± 1.82%; P < 0.0001) during the post-tone period (CT, 30.55% ± 3.06%; MT, 9.28% ± 2.06%; P < 0.0001) and during the 4 minutes prior to the first tone presentation (CT, 21.31% ± 4.61%; MT, 3.94% ± 1.73%; P=0.0034). The following day, animals tested for freezing behavior to the conditioning context showed a statistically significant difference between genotypes, with the mutants freezing less over the session (Figure 4-4 A, page 4-4) (2-way ANOVA: Genotype x Time F(14,420)=0.54, P=0.9085; Time F(14,420)=3.09, P=0.0001; Genotype F(1,420)=8.46, P=0.0068). MEC-II synaptic transmission is essential for tone and contextual memory during the 20 s trace paradigm. Experiment 2: Transmission OFF for Acquisition. Transmission ON for Recall. Blocking MEC-III output during acquisition but not during recall dis- rupts tone and fear memory. The 20-s trace fear conditioning paradigm was run in mice that were off Dox for at least 4 weeks prior to acquisition day (Day 1), and then mice were put on Dox for 4 weeks prior to "Day 2" and "Day 3" testing. In this experimental set-up, MEC-III outputs were inhibited during acquisition, but functional for subsequent recall. On day 1, during acquisition, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-3 G, page 98) (2-way ANOVA: Genotype x Time F(34,1428)=1.19, P=0.2099; Time F(34,1428)=93.16, P < 0.0001; Genotype F(1,1428)=1.43, P=0.2381). One month later, and after 4 weeks on Dox, when then animals were placed in a novel chamber and three tones were presented, there was a statistically significant difference between the genotypes, with the mutants freezing less during the session (Figure 4-3 H, page 98)(2-way ANOVA: Genotype x Time F(47,1974)=1.45, P=0.0252; Time F(47,1974)=9.29, P < 0.0001; Genotype F(1,1974)=10.04, P=0.0029). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was a significant difference between the genotypes in freezing during tone (Figure 4-3 H, page98)(CT, 40.95% ± 2.42%; MT, 31.19% ± 2.58%; P=0.0108) and during the post-tone period (CT, 40.01% t 2.52%; MT, 19.96% ± 2.75%; P < 0.0001) but not during the 4 minutes prior to the first tone (CT, 24.38% ± 3.98%; MT, 14.95% ± 3.38%; P=0.0974). The following day, animals tested for freezing behavior to the conditioning context showed a statistically significant difference between genotypes, with the mutants freezing less over the session (Figure 4-4 C, page 4-4)(2-way ANOVA: Genotype x Time F(14,588)=0.93, P=0.5239; Time F(14,588)=9.53, P < 0.0001; Genotype F(1,588)=10.77, P=0.0021). Thus, even when transmission is normal during recall, the expression of tone and contextual memory is disrupted, suggesting that the MEC-III is necessary for acquisition and not recall of trace memory. Experiment 3: Transmission ON for Acquisition. Transmission OFF for Recall. Functional MEC-III output is not necessary for recall of tone and fear memory. The 20 s trace fear conditioning paradigm was run in mice that were on Dox for at least 4 weeks prior to acquisition (Day 1), and then taken off Dox for 4 weeks prior to "Day 2" and "Day 3" testing. In this experimental set-up, MEC-II outputs were normal during acquisiiton, but inhibited during subsequent recall. On day 1, during acquisition, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-3 D, page 98)(2-way ANOVA: Genotype x Time F(34,1428)=1.02, P=0.4413; Time F(34,1428)=125.20, P < 0.0001; Genotype F(1,1428)=0.92, P=0.3430). One month later, after 4 weeks of Dox re- moval when then animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes (Figure 4-3 E, page 98)(2-way ANOVA: Genotype x Time F(47,1974)=0.70, P=0.9407; Time F(47,1974)=8.13, P < 0.0001; Genotype F(1,1974)=0.02, P=0.8827). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was not a significant difference between the genotypes in freezing during tone (Figure 4-3 F, page 98)(CT, 38.21%±2.78%; MT, 38.20%±2.74%; P=0.9979), during the post-tone period (CT, 33.00% ± 2.86%; MT, 31.16% ± 3.37%; P=0.6759) or in the 4 minutes prior to the first tone presentation (CT, 18.80% ± 3.82%; MT, 19.43% ± 4.93%; P=0.9196). The following day, animals tested for freezing behavior to the condi- tioning context showed no statistically significant difference between genotypes (Figure 4-4 B, page 4-4)(2-way ANOVA: Genotype x Time F(14,588)=1.31, P=0.1977; Time F(14,588)=6.56, P < 0.0001; Genotype F(1,588)=0.02, P=0.8929). Thus, normal transmission during acquisition completely ameliorates the deficits seen when transmission is off during acquisition. .... .. ............ OFF OFF * A C* 908070- 00 t 6 ~fIP 50 4030- L U 5 4 jap 3 10 20ut Mutant 9 8 7 p11 fP60- Control 10- I - i~;uaui~ 0 ON OFF Seconds D 60 F n.s. 9 8 7 6 5 4 ag3 2 1 %lip r I 1 0 OFF ON Seconds G 120 180 240 Seconds Seconds 60 120 180 240 Seconds Seconds H 9080- 0 ~1~I 0 I . 0 *Tone Foot-Shock Seconds Seconds 60 120 180 240 Seconds Figure 4-3: MEC-Ill is Necessary for Acquisition of 20 s Trace Conditioning. Blue circles are control (MEC-II Cre+ mice) and Red circles are mutant (MEC-III TeTx mice). In all cases conditioning day (A,D,G) was 1-month prior to testing. (A-C) 20 s Trace Dox off-off-off (Experiment 1). (A) Conditioning in off-Dox mice. (B-C) Freezing to tone during post-tone freezing assessed 1 month later in mice still off Dox (C) is average of three tone/post-tone bouts in (B). (D-F) 20 s Trace Dox on-off-off (Experiment 3). (D) Conditioning of on-Dox mice. (E-F) Freezing to tone during post-tone freezing assessed 1 month later in mice off-Dox (F) is average of three tone/post-tone bouts in (E). (G-I) 20 s Trace Dox off-on-on (Experiment 2). (G) Conditioning of off-Dox mice. (H-I) Freezing to tone during post-tone freezing assessed 1 month later in mice on-Dox, (I) is average of three tone/post-tone bouts in (H). OFF OFF = Dox off for Acquisition - Dox off for Recall. ON OFF = Dox on for Acquisition - Dox off for Recall. OFF ON = Dox off for Acquisition - Dox on for Recall. ....... ... ........ .... ...... .. ........ .. . . .. ............ Ae OFF OFF 80 Control 9 Mutant 701 60 00 5 40 U 9 C 30- Tr 2007 L 100 0 60 12080 60 120 180 20 0 240 330 n0 . 800 Seconds BON n.s. Dox 0 du 0 50 50- P(N triig the I 70 0 P (U. ON COFF OFF 20 40It 0 10 M 0 - of-o8o0-onhpirt 60 120 180 Seconds 240 360 on 20 n otx 0 training._(BFreezingt 60 120 180 240 30 Seconds Figure 4-4: MEC-111 TeTx Mouse 20 s Trace/i-Month experiments with Dox manipulations. (A) Freezing to conditioning context in mice off-Dox during training, then off-Dox for 1-month prior to tone and context training. (B) Freezing to conditioning context in mice on Dox during training, then off-Dox for 1-month prior to tone and context training. (C) Freezing to conditioning context in mice off-Dox during training, then on-Dox for 1-month prior to tone and context training. OFF OFF = Dox off for Acquisition - Dox off for Recall. ON OFF = Dox on for Acquisition - Dox off for Recall. OFF ON = Dox off for Acquisition - Dox on for Recall. Table 4.2: Dox Induction Paradigms and 20 s Trace Fear Conditioning Transmission Transmission Conditioning Tone Post - Tone Context - - - - Deficit OK Acquisition OFF Recall OFF -----Deficit Deficit --- - -Deficit OFF ON ON OFF OK OK Deficit OK Deficit OK 4.2.3 Deficit Results: Control Fear Conditioning Paradigms Functional MEC-III output is not necessary for contextual memory formation. Although contextual fear memory forms normally in delay conditioning and in the 20 s trace paradigm when synaptic transmission is on for acquisition, it is disrupted in each trace experiment where synaptic transmission is off during the acquisition. We tested the MEC-III TeTx mice in a standard contextual memory conditioning paradigm, with three shocks to match the conditioning paradigms used in the delay and trace paradigms. We also administered five shocks to saturate the acquisition on day 1. In this paradigm, there is no competing tone during acquisition. In both the three and five shock paradigms, MEC-III TeTx mice could express contextual normal fear memory on the following day. 3 Shock Contextual Fear Conditioning. Three-shock contextual fear conditioning was run in mice off-Dox for at least 4 weeks. During the conditioning on day 1, three shocks were administered. Over the 706 s training period there was not a statistically significant difference in the freezing expression between the two genotypes (Figure 4-5 A, page 101)(2-way ANOVA: Genotype x Time F(34,748) =0.97, P=0.5140; Time F(34,748) =35.19, P < 0.0001; Genotype F(1,748) =1.72, P =0.2034). In testing the fear expression to the training context on the subsequent day, there was not a statistically significant difference between the two genotypes (Figure 4-5 B)(2way ANOVA: Genotype x Time F(14,308) =0.80, P=0.6741; Time F(14,308) =5.19, P < 0.0001; Genotype F(1,308) =1.38, P =0.2529) 5 Shock Contextual Fear Conditioning. Five-shock contextual fear conditioning was run in mice off-Dox for at least 4 weeks. During the conditioning on day 1, 5 100 ........... - --.- .... .... . ....... ............ * A Mutant 8 7 9B 80 Control 70 3-Shocks 60- j& 20 10 20 10 0 00 Seconds 120 180 240 30 Seconds C, 7 80 70 5-Shocks 6 20- 0 10 50 0 Foot-Shock Seconds 60 120 180 240 300 Seconds Figure 4-5: Contextual Fear Conditioning is not Disrupted in MEC-II TeTx Mice. Blue circles represent Control (MEG-Ill Cre+) and Red circles represent Mutant (MEC-IJI TeTx) mice. (A-B) 3-Shock Contextual Fear Conditioning. (A) Day 1. Three shocks administered. (B) Day 2. Contextual Fear memory, assessed 24 hours later in training context. (C-D) 5-Shock Contextual Fear Conditioning. (C) Day 1. Five shocks administered. (D) Day 2. Contextual fear memory, assessed 24 hours later in training context. shocks were administered. Over the 706 s training period there was not a statistically significant difference in the freezing expression between the two genotypes (Figure 45 C, page 101)(2-way ANOVA: Genotype x Time F(34,340) =0.58, P-0.9706; Time F(341340) -69.24, P < 0.0001; Genotype F(1,340) =0.14, P =0.7201). In testing the fear expression to the training context on the subsequent day, there was not a statistically significant difference between the two genotypes (Figure 4-5 D) (2-way ANOVA: Genotype x Time F(14,140) =0.97, P=0.4910; Time F(14,140) =3.77, P < 0.0001; Genotype F(1,140) =0.32, P =0.5862). Functional MEG-Ill output is not necessary for backwards trace condi- 101 tioning. The purpose of this experiment was to change the order of the stimulus presentation from the 20 s trace paradigm. In this case, there is still a 20 s trace between the tone and the shock, but the shock is delivered first. This experiment was run in mice that were off-Dox for at least 4 weeks prior to acquisition (Day 1). On day 1, during acquisition, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-6 A, page 103)(2-way ANOVA: Genotype x Time F(34,340)=1.67, P=0.0126; Time F(34,340)=15.31, P < 0.0001; Genotype F(1,340)=2.63, P=0.1362). On the second day of this task, 24 hours later, when animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes (Figure 4-6 B, page 103)(2way ANOVA: Genotype x Time F(47,470)=1.14, P=0.2456; Time F(47,470)=5.09, P < 0.0001; Genotype F(1,470)=0.45, P=0.5173). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was not a significant difference between the genotypes in freezing during tone (Figure 4-6 C, page 103)(CT, 37.68% ± 5.55%; MT, 22.51%+± 4.485%; P=0.0526) during the post-tone period(CT, 25.98% ± 4.33%; MT, 18.83% ± 3.77%; P=0.2446) or in the 4 minute period prior to the first tone presentation (CT, 7.32% ± 3.03%; MT, 10.29% ±5.15%; P=0.6068). The following day, animals tested for freezing behavior to the conditioning context did not show a statistically significant difference between genotypes (Figure 4-6 D, page 103)(2-way ANOVA: Genotype x Time F(14,140)=0.90, P=0.5653; Time F(14,140)=1.98, P=0.0234; Genotype F(1,140)=0.98, P=0.3466). Functional MEC-III output is not necessary for 40 s trace conditioning. We tested whether fear memory for tasks with different trace durations were affected by a silenced MEC-II output. Other brain structures, such as the prefrontal cortex, and also involved with trace conditioning (Runyan et al. 2004) and thus the deficit we see in the 20 s trace paradigm may or may not hold up with other trace lengths. The purpose of this experiment was to elongate the trace period from 20 s 102 .... ... ....... * Control *Mutant A 905 80 70. 60, 50- 0 0 0 40 3020 202 t'dfit' 1 Seconds C of~f OP 4P 40 P 41 Seconds n.s. n.s. 8 7 6W 550 00 80 Seconds 3Tone 60 12 18 240 30 Seconds Foot-Shock Figure 4-6: MEG-IIl TeTX mouse and Backwards 'Ifrace Conditioning. All mice off-Dox for acquisition and testing. Blue circles = Control (MEG-Ill Crew) and Red circles = Mutant (MEC-IJI TeTx) mice. (A) Freezing during acquisition paradigm. Three 2 s foot-shocks are administered followed by a 20 s trace and then a 20 s tone. (B) Freezing in novel context during three 60 s tones and post-tone periods. (C) Averaged freezing of combined three tone, post-tone episodes shown in (B). (D) Freezing to training context. 103 to 40 s and see if the deficits in tone, post-tone and contextual freezing behavior were similarly disrupted in the mutant animal. This experiment was run in mice that were off-Dox for at least 4 weeks prior to acquisition (Day 1). On day 1, during acquisition, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 47 A, page 105)(2-way ANOVA: Genotype x Time F(34,340)=0.93, P=0.5874; Time F(34,340)=14.80, P < 0.0001; Genotype F(1,340)=0.02, P=0.8955). On the second day of this task, 24 hours later, when animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes (Figure 4-7 B)(2-way ANOVA: Genotype x Time F(47,470)=0.70, P=0.9371; Time F(47,470)=4.24, P < 0.0001; Genotype F(1,470)=0.00, P=0.9524). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was not a significant difference between the genotypes in freezing during tone (Figure 47 C)(CT, 51.39% ± 4.65%; MT, 48.13% ± 4.43%; P=0.6579), during the post-tone period (CT, 38.97% +4.45%; MT, 39.87% 5.00%; P=0.9020), or in the 4 minute pe- riod prior to the first tone presentation (CT, 16.19% ± 3.61%; MT, 18.50% t 3.84%; P=0.7008). The following day, animals tested for freezing behavior to the condi- tioning context did not show a statistically significant difference between genotypes (Figure 4-7 D)(2-way ANOVA: Genotype x Time F(14,140)=1.02, P=0.4327; Time F(14,140)=3.40, P < 0.0001; Genotype F(1,140)=2.09, P=0.1790). This shows that, for longer trace periods, context and tone fear memory can be formed and are not dependent on MEC-III synaptic output. MEC-III TeTx mice do not have disrupted fear memory in an un-paired conditioning paradigm. The purpose of this experiment was to scramble the tone-shock pairings. The phenotype seen in the MEC-II TeTx mice in the 20 s trace paradigm may have less to do with the trace per-se, and more to do with the mere presentation of the the tone CS and foot-shock US presented separately during conditioning. 104 To re- . * A B 90 80 7060.6 50.5 Control *Mutant 9 0 20. 90 a 4 W640 &30 &t 3&-,----- Seconds Seconds n.s. 8 5 4 n.s. 8G 77' 70 6G 30 20 10 3 0i 2 0 60 120 180 240 300 Seconds Seconds Tone Foot-Shock Figure 4-7: MEC-III TeTX mouse and 40 s Trace Conditioning. All -mice off-Dox for acquisition, and testing. Blue circles = Control (MEC-III Cre+) and Red circles = Mutant (MEC-III TeTx) mice. (A) Freezing during acquisition paradigm. Three 20 s tones are played and a 2 s foot-shock is administered 40 s after termination of tone. (B) Freezing in novel context during three 60 s tones and post-tone periods. (C) Averaged freezing of combined three tone, post-tone episodes shown in (B). (D) Freezing to training context. 105 . . ............... move any consistent temporal relationship between the tone and shock, we scrambled the trace durations within the acquisition day. This experiment was run in mice that were off-Dox for at least 4 weeks prior to acquisition (Day 1). On day 1, during acquisition, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-8 A, page 107)(2-way ANOVA: Genotype x Time F(34,476)=0.78, P=0.8089; Time F(34,476)=40.44, P < 0.0001; Genotype F(1,476)=0.23, P=0.6361). On the second day of this task, 24 hours after day 1, when then animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes (Figure 4-8 B)(2-way ANOVA: Genotype x Time F(47,658)=1.28, P=0.1066; Time F(47,658)=4.33, P < 0.0001; Genotype F(1,658)=0.52, P=0.4825). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was not a significant difference between the genotypes in freezing during tone (Figure 4-8 C)(CT, 39.97% i 3.69%; MT, 35.06% ± 3.82%; P=0.3653), during the post-tone period (CT, 38.13% i 5.10%; MT, 28.74% ± 4.54%; P=0.1894), or in the 4 minute period prior to the first tone presentation (CT, 17.97% ± 4.18%; MT, 16.86% ± 6.93%; P=0.8878). The following day, animals tested for freezing behavior to the conditioning context did not show a statistically significant difference between genotypes (Figure 4-8 D) (2way ANOVA: Genotype x Time F(14,196)=1.65, P=0.0694; Time F(14,196)=4.06, P < 0.0001; Genotype F(1,196)=0.01, P=0.9432). Thus, the consistent temporal relationship between the tone and foot-shock is a likely useful for forming tone and contextual memories in normal mice. Tone presentation alone does not elicit any differences between MEC-III TeTx and control mice. The purpose of this experiment was to see if there was a difference in freezing between the two genotypes when presented with the tone only. This experiment was run in mice that were off-Dox for at least 4 weeks prior to acquisition (Day 1). On day 1, during acquisition, there was not a statistically significant differ- 106 .... ...... .... ............ ........ . .. .... ... ........ :::::::: ::::::: ::.. ..:.......... :... ... ..... . A g-B L0.44IL 80 Control Mutant 90* 8 70- 7 e0 Conro 500 40 S30- 20- 0 Seconds 90 Seconds n.s. n.s. 80 8 70 70 50 403020- 10 1 0 3 Tone Foot-Shock 60 120 180 240 300 Seconds SecOnds Figure 4-8: MEC-III is not Required for Association of Scrambled CS-US Pairings. All mice off-Dox for acquisition and testing. Blue circles = Control (MECIII Cre+) and Red circles = Mutant (MEC-III TeTx) mice. (A) Freezing during acquisition paradigm. Three shocks (red lines) administered at varying times relative to tone presentations. (B) Freezing in novel context during three 60 s tones and post-tone periods. (C) Averaged freezing of combined three tone, post-tone episodes shown in (B). (D) Freezing to acquisition context. 107 ence in the freezing behavior between the two genotypes (Figure 4-9 A, page 109)(2way ANOVA: Genotype x Time F(34,476)=1.13, P=0.2879; Time F(34,476)=2.36, P < 0.0001; Genotype F(1,476)=0.00, P=0.9981). On the second day of this task, 24 hours later, when then animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes (Figure 4-9 B)(2-way ANOVA: Genotype x Time F(47,658)=0.78, P=0.8490; Time More detailed F(47,658)=2.76, P < 0.0001; Genotype F(1,658)=1.44, P=0.2497). analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was not a significant difference between the genotypes in freezing during tone (Figure 4-9 C)(CT, 13.22% ± 2.25%; MT, 13.58% i 2.77%; P=0.9191), during the post-tone period (CT, 4.59% ± 0.77%; MT, 8.94% ± 2.28%; P=0.0531), or in the 4 minute period prior to the first tone presentation (CT, 2.69% ± 1.28%; MT, 4.64% ± 3.21%; P=0.5485). The following day, animals tested for freezing behavior to the conditioning context did not show a statistically significant difference between genotypes (Figure 4-9 D) (2way ANOVA: Genotype x Time F(14,196)=0.87, P=0.5969; Time F(14,196)=2.35, P=0.0051; Genotype F(1,196)=0.00, P=0.9770). Thus, the differences on the con- ditioning day during the 20 s trace paradigm when MEC-III synaptic transmission is off are unlikely due simply to differences in reaction to the tone presented in the environment. Table 4.3: Fear Conditioning Paradigms and Results ConditioningParadigm Conditioning Tone OK OK Delay N/A OK 3-Shock Contextual N/A OK 5-Shock Contextual Deficit Deficit 20 s Trace OK OK 40 s Trace OK OK Backwards Trace OK OK Un-Paired OK OK Tone-Only(no shock) 108 Post - Tone OK N/A N/A Deficit OK OK OK OK Context OK OK OK Deficit OK OK OK OK --- _ -, zZZ . . - ....... .... . ...... __:W _::: - ""- _ P .. * Control Mutant 9.9 80 70 60- 90 80 70- 50 60 50 T40 h 0 2t0- 40 . 3 0 7160 Seconds ScnsD 6 50 4 LP 5 40- 2 2 1 30 0 STone 0 60 120 180 240 300 Seconds Seconds Figure 4-9: MEC-III TeTX mouse and Reaction to Tone Alone All mice off-Dox for acquisition, and testing. Blue circles = Control (MEC-II Cre+) and Red circles = Mutant (MEC-III TeTx) mice. (A) Freezing during tone presentation paradigm. No foot-shocks administered. (B) Freezing in novel context during three 60 s tones and post-tone periods. (C) Averaged freezing of combined three tone, post-tone episodes shown in (B). (D) Freezing to first context. 109 4.3 4.3.1 Working Memory Delayed Nonmatch-To-Place The T-maze task is useful for testing working memory in mice (Deacon and Rawlins 2006). In this task, mice are placed in the base of the "T" and allowed to run to either arm of the "T." In the first phase of the task, the "Sample" phase, the animal is guided to choose one arm only, where it receives a reward. The mouse is then placed back into the start of the maze, and the "Choice" phase begins. In the "Choice" phase, the animal can run to either arm, but and is only rewarded for choosing the opposite arm (delayed nonmatch-to-place, DNMP) or the same arm (delayed matchto-place, DMP) from the "Sample" phase. In both cases, the animal must remember what they did on the "Sample" phase to perform correctly on the "Choice" phase. This is called working memory (Olton et al. 1979). In the non-rewarded version of the T-maze, mice tend to visit the arm different from what they visited on the first trial, in what is termed "spontaneous alternation" (Dember and Richman 1989). Similarly to the rewarded tasks, the mice must maintain a representation of what choice was made on the previous trial. The natural tendency for mice is to spontaneously alternate. Due to the lack of reward, however, mice only run the spontaneous alternation version of the T-maze for a small number of trials, as they become un-interested in the task. In a rewarded version of the Tmaze in food deprived mice, normal mice can become 90% successful at choosing the arm not visited in the first part of a trial (Deacon and Rawlins 2006) and mice run the behavior as long as they stay interested in the reward. Successful performance on the DNMP task is highly susceptible to hippocampal damage (Reisel et al. 2002) (Deacon and Rawlins 2005) (Rawlins and Olton 1982). Due to the persistent activity in EC neurons, and its implications in working memory (Hasselmo et al. 2009), we tested the role of the functional output of MEC-II in this task. The MEC-III to CA1 pathway is required for working memory in the 110 DNMP T-maze. The DNMP version of the T-maze was run in mice off-Dox for at least 4 weeks. MEC-III TeTx were significantly impaired on the rewarded DNMP version of the Tmaze, as compared to controls. There was a significant difference between genotypes in performance of the DNMP version of the T-Maze task as measured by fraction of correct alternations per day, with 10 trials per day and over 12 days of the task (Figure 4-10 A, page 112) (2-way ANOVA: Genotype x Day Block F(11,330)=2.02, P=0.0257; Day F(11,330)=1.51, P=0.1253; Genotype F(1,330)=25.26, P < 0.0001). Additionally, there was a significant difference between the genotypes in the time to make the choice during the choice-phase of the task, with the mutants taking significantly longer to make an arm choice (Figure 4-10 D)(CT, 22.05%± 1.24%; MT, 26.82% ± 1.41%; P=0.0140). There was a significant difference for each genotype in preferring to chose the "Right" arm over the "Left" arm (Figure 4-10 C). For the control mouse, the proportions of choices towards the right arm were significantly greater than the left arm choices (Right, 0.5527%±0.0127%; Left, 0.4473%i0.0127%; P < 0.0001). For the mutant mouse, the proportions of choices towards the right arm were significantly greater than the left arm choices as well (Right, 0.6313%±0.0127%; Left, 0.3687%±0.0127%; P < 0.0001). Additionally, there was a significant difference between the genotypes in choice of either left or right arm choice with mutant mice significantly choosing the right arm more than the control mice (CT, 0.5527% ± 0.0127%; MT, 0.6313% ± 0.0127%; P < 0.0001). 4.3.2 8-Arm Radial Maze Task The mono-synaptic pathway is not required for working memory in the 8-arm radial arm task A more taxing working memory task is the 8-arm radial maze task. In this task, mice are given 1 trial per day for 18 days. On each trial, the food-deprived mouse can receive a single reward at the end of each arm. The most efficient way to complete the task is for the mouse to visit each arm once, and to complete the task in that manner, the mouse must remember which arms it had previously visited on that day. 111 ............ -- .- . ........... A B 1.00- 0.75- 1.00- Control Mutant 0.75- 0.50- 0.50 U. 0.250 e I. 1 2 3~ 4 5 6 789 C 025 0 10 1 12 Day 1 2 3 4 5 6 2-Day Block 3025 0.75' 20 0.50 15 0.25" 10 5- 0.00 - Control Mutant Genotype Direction Figure 4-10: MEC-III TeTx mice are Impaired in Rewarded DNMP T-Maze. (A) Fraction of successful alternations over 12 days of training. Fraction of successful alternations denotes number of correct choices during choice task divided by number of possible choices during during day. 10 trials per day. (B) Fraction of successful alternations over 12 days, 12 days shortened into 6 2-day blocks. Blue is control (MEC-III Cre+ mice) and Red is mutant (MEC-II TeTx mice). (C) Proportion of right or left arm choices over all 12 days. (D) Averaged time to make choice over all 12 days. Determined from when choice trials started to when mouse chose arm. 112 Revisiting an arm that the animal has already visited and consumed the reward is called a "working memory" error. This task is known to be hippocampally-dependent (Olton and Papas 1979) (Becker et al. 1980), but it is questionable if mice can really perform this task as well as rats (Mizumori et al. 1982). Additionally, with only 8 arms, C57B16 mice (the genetic background used for generation of the MEC-III Cre+ mice) make on average five working memory errors after they reach an asymptomatic level of learning (Crusio et al. 1987). The 8-arm radial maze task was run using mice off-Dox for at least 4 weeks. 8-Arm radial maze task: Revisiting errors and working memory errors. There was no significant difference between genotypes in revisiting errors (entering an arm that animal had already visited (Figure 4-11 A, page 115) (2-way ANOVA: Genotype x 2-Day Block F(8,392)=0.65, P=0.7364; 2-day Block F(8,392)=17.66, P < 0.0001; Genotype F(1,392)=0.75, P=0.3894) or in working memory errors (entering an arm that animal had already visited and consumed reward) (Figure 4-11 B)(2-way ANOVA: Genotype x 2-Day Block F(8,392)=0.89, P=0.5286; 2-day Block F(8,392)=7.28, P < 0.0001; Genotype F(1,392)=0.84, P=0.3626). Thus, MEC-II TeTx mice do not show any working memory deficits in this task. Both controls and mutants, however still do make nearly 6 working memory errors, with only 8 arms. This task may not be testing working memory. 8-Arm radial maze task: Latency, distance, number of arms in first 8arm choices, omissions. There was no significant difference between genotypes in omissions, which are counts of entering an arm but not eating the reward, (Figure 4-11 C, page 115)(2-way ANOVA: Genotype x 2-Day Block F(8,392)=0.63, P=0.7539; 2day Block F(8,392)=32.30, P < 0.0001; Genotype F(1,392)=0.09, P=0.7714). There was no significant difference between the two genotypes in the total distance traveled (Figure 4-11 D)(2-way ANOVA: Genotype x 2-Day Block F(8,392)=0.37, P=0.9375; 2-day Block F(8,392)=14.75, P < 0.0001; Genotype F(1,392)=2.71, P=0.1059). There was no significant difference between the two genotypes in the time to finish the task, (Figure 4-11 E)(2-way ANOVA: Genotype x 2-Day Block F(8,392)=1.01, P=0.4273; 2-day Block F(8,392) = 21.39, P < 0.0001; Genotype F(1,392) = 0.12, 113 P=0.7331). Thus, we do not see differences in any of these analyses. 4.3.3 Anxiety and Pain Sensitivity There are no differences in anxiety or pain sensitivity in MEC-III TeTx and MEC-III Cre+ mice. Elevated Plus Maze. Anxiety can enhance an animal's response to an aversive task. Genotype-specific anxiety differences could mask or enhance behavioral results in aversive task, such as with fear conditioning so it is important to have an independent assay of anxiety in two mouse strains before interpreting the results of an aversive task. The elevated plus maze is used to assay an animal's anxiety (Lister 1987). In this task, animals can explore open or closed arms on an elevated platform. More anxious animals avoid the open arms, while less anxious animals explore the open arms more. There was no significant differences between the two genotypes in the percentage of time spent in the open and closed arms (Figure 4-12 A, page 116)(MT, 15.20% 5.9%; CT, 12.31% 6.2%; P=0.7388 for percentage time in the open arms), the frequency of visits to each arm type (Figure 4-12 B)(MT, 23.66 ± 8.6; CT, 22.55 ± 7.7; P=0.9249 for the number of visits to the open arms), the total distance traveled (Figure 4-12 C)(MT, 1962cm ± 137; CT, 1857cm ± 100; P=0.5485), and the velocity of each genotype during the task (Figure 4-12 D)(MT, 3.44cm/sec ± 0.23; CT, 3.19cm/sec ± 0.18; P=0.4133). Thus, as assessed by the elevated plus maze, MEC-II TeTx mice do not display heightened anxiety as compared to the MEC-III Cre+ mice. Hot Plate. To exclude the possibility that the differences in behavioral responses in fear memory tasks are due to a difference in pain sensitivity, we compared both strains of mice on the hot plate (Wilson and Mogil 2001). Performance in the hot plate test of pain sensivity was performed in mice that had been off-Dox for at least 4 weeks. There was no significant differences in the latency to lift their front paws (MT, 7.9sec ± 0.60;CT, 7.9sec ± 0.42; P=0.9871). See 4-13 on page 117. 114 ..................... e A Revisiting Errors 20-' I. Control * Mutant Working Memory Errors 15' 15 I.a 10 10.1 5- 0 n 1 3 2 2-day Block 4 5 6 7 8 9 2-day Block Total Distance Traveled Omissions 3000- 2500- 2000 1500-0 1 2 3 4 S0 AB4ock 2 2-day Block 2-day Block Time to Finish Task 700600I 500- 1 1 1 400,ann . 0 . . 1 2 3 4 5 6 7 8 1 1 9 2-day Block Figure 4-11: MEC-III TeTx mice not Impaired in the 8-arm Radial Maze Task. All data averaged over 2-Day Blocks. Total of 18 Days of learning task. Control (MEC-III Cre+ mice) are listed in Blue and Mutant (MEC-III TeTx) are listed in Red. (A) Revisiting Errors: Averaged number of times mouse visited an arm that it previously visited an arm it had already visited. (B) Working Memory Errors: Averaged number of times mouse re-visisted an arm that it had already taken food reward from. (C) Omissions: averaged number of times mouse visited arm but did not take food reward. (D) Number of arm choices during the first 8 arm choices over the length of the test. (E) Averaged distance traveled during each 2-day block. (F) Averaged time to finish task. Maximum time per day was 900 s. 115 ------.... .... W- .- ... ..... ........... Elevated Plus Maze Frequency of visits inouter parts of arms: % in Closed, % in Open Elevated Plus Maze Of time in outer parts of arms: %inClosed, %inOpen Control Mutant 100, 75 50 25 Open Arm Type C Closed Arm Type Distance in EPM Velocity in EPM 2250 2000 1750 1500 1250 1000, 500" 70' 2500- - Control Control Genotype Genotype Mutant Figure 4-12: MEC-III TeTx mice do not have Elevated Anxiety in Elevated Plus Maze. Blue Bars represent Control (MEC-II Cre+) and Red Bars represent Mutant (MEC-III TeTx) mice. (A) Percentage of total time spent exploring open or closed arms. (B) percentage of total visits to all arms broken down into percent frequency of visits into the open and closed arms. (C) Average total distance (cm) during the ten minute session. (D) Averaged velocity (cm/sec) during the ten minute session). 116 --- -- ---------------------- .............. .... .......... . ...... .. ...... .. ... .. .. .............. Hot Plate . ..... .. .......... ........... .......... ----------------.... ......... _ Control Mutant 10C00 Control Mutant Genotype Figure 4-13: MEC-II do not Show Altered Pain Sensitivity: Hot Plate. Blue Bar represents Control (MEC-III Cre+) and Red Bar represents Mutant (MEC-III TeTx) mice. Averaged seconds to front-paw removal from hot plate for each genotype. 4.4 CA3 Functional Output: 20 s Trace and DNMP T-Maze The CA1 subregion of the hippocampus receives synaptic input from MEC-III, LECIII, nucleus reuniens, as well as from CA3 (Witter 1989). We have shown the importance of the input from MEC-Ill in the acquisition of tone and contextual fear memory in the 20 s trace paradigm, as well as in performance in the DNMP T-maze. To more throughly investigate the importance of MEC-III input in these behavioral tasks, we tested the CA3-TeTx mice on these same paradigms. CA 3 functional output is necessary for contextual but not tone fear memory in trace conditioning. This experiment was run with CA3-TeTx mice. The 20 s trace fear conditioning paradigm was run in mice that were off-Dox for at least 4 weeks prior to acquisition (Day 1), and kept off-Dox for the following 2 days of experiments. On day 1, during 117 acquisition, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-14 A, page 119)(2-way ANOVA: Genotype x Time F(34,1292)=1.18, P=0.2261; Time F(34,1292)=84.47, P < 0.0001; Genotype F(1,1292)=0.10, P=0.7515). On the second day of this task, 24 hours after the first day when then animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes (Figure 4-14 B)(2-way ANOVA: Genotype x Time F(47,1786)=2.06, P < 0.0001; Time F(47,1786)=17.41, P < 0.0001; Genotype F(1,1786)=2.07, P=0.1584). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was not a significant difference between the genotypes in freezing during tone (Figure 4-14 C)(CT, 45.15% ± 2.98%; MT, 44.04% ± 2.77%; P=0.7863). There was a weak but statistically significant difference in the post-tone freezing (CT, 32.12% ± 2.23%; MT, 24.68%±2.56%; P=0.0306) and not a statistically significant difference in the 4 minute period prior to the first tone presentation (CT, 12.20% ± 1.65%; MT, 7.45% ± 1.83%; P=0.0615). The following day, animals tested for freezing behavior to the condi- tioning context did show a statistically significant difference between genotypes, with mutants freezing less during the session (Figure 4-14 D)(2-way ANOVA: Genotype x Time F(14,532)=1.15, P=0.3136; Time F(14,532)=3.65, P < 0.0001; Genotype F(1,532)=4.74, P=0.0358). These results show that functional CA3 output is necessary for proper contextual conditioning in the 20 s trace paradigm, but not necessary for proper tone conditioning. CA3 functional output is not necessary for contextual or tone fear memory in delay conditioning. The delay fear conditioning paradigm was run in mice that were off-Dox for at least 4 weeks prior to acquisition (Day 1), and mice were kept off Dox for the following two days of experiments. On day 1, during acquisition, there was not a statistically significant difference in the freezing behavior between the two genotypes (Figure 4-15 A, page 121) (2-way ANOVA: Genotype x Time F(34,204)=0.63, P=0.9470; Time F(34,204)=16.00, P < 0.0001; Genotype F(1,204)=0.07, P=0.8049). 118 On the sec- ..... ........ - ..... .. .......................................... ... * Control A B90* 80 7 707 Mutant 80 6060 50 at 20 30 20. 10 120 0 240 n.S.* 360 480) 600 7200 0 70 60 50 60 5 400 20 20 - 10 0 0 0i 0 Foot-Shock 960 Seconds 9080 80 70 Tone 120 240 360 480 600 720 840 Seconds Seconds 60 120 1 tf} 180 240 300 Seconds Figure 4-14: CA3-TeTx Mouse is Normal in Tone but is Impaired in Contextual Learning in 20 s Trace Paradigm. All mice off-Dox for acquisition and testing. Blue circles = Control (CA3-Cre+) and Orange circles = Mutant (CA3TeTx) mice. (A) Freezing during acquisition paradigm. Three 20 s tones are played and a 2 s foot-shock is administered 20 s after termination of tone. (B) Freezing in novel context during three 60s tones and post-tone periods. (C) Averaged freezing of combined 3 tone, post-tone episodes shown in (B). (D) Freezing to training context. 119 ond day of this task, 24 hours after the first day, when the animals were placed in a novel chamber and three tones were presented, there was not a statistically significant difference between the genotypes (Figure 4-15 B)(2-way ANOVA: Genotype x Time F(47,282)=1.02, P=0.4420; Time F(47,282)=7.04, P < 0.0001; Genotype F(1,282)=2.98, P=0.1351). More detailed analysis of the specific periods within day 2 allowed for analysis of generalized fear, tone memory, and freezing behavior in the post-tone period. There was not a significant difference between the genotypes in freezing during tone (Figure 4-15 C)(CT, 60.34% ± 4.49%; MT, 58.68% ± 2.74%; P=0.7739), not a statistically significant difference in the post-tone freezing (CT, 32.23% ± 6.64%; MT, 19.93% ± 2.85%; P=0.1030) and not a statistically significant difference in the 4 minute period prior to the first tone presentation (CT, 10.59% ± 5.63%; MT, 2.29% ± 1.7%; P=0.2404). The following day, animals tested for freezing behavior to the conditioning context did not show a statistically significant difference between genotypes (Figure 4-15 D) (2-way ANOVA: Genotype x Time F(14,84)=1.79, P=0.0538; Time F(14,84)=2.83, P=0.0016; Genotype F(1,84)=0.65, P=0.4521). These results indicate that CA3 output is not required for proper delay conditioning. This experiment was run with only four mice of each genotype, but importantly, this data matches delay conditioning in previous studies done in the CA3-TeTx mice (Nakashiba et al. 2009), in which "recent" tone and contextual fear memory was not disrupted. It is difficult to understand from these results, why the control mice freeze more than controls in the third minute post tone (see figure 4-15 C, on page 121). Table 4.4: CA3 vs. MEC-II in Delay and 20 s Trace Conditioning Genotype MEC-III TeTx MEC-II TeTx CA3-TeTx CA3-TeTx Paradigm Conditioning Tone OK OK Delay Deficit Deficit Trace OK OK Delay OK OK Trace 120 Post - Tone OK Deficit OK Deficit Context OK Deficit OK Deficit ....................................................... ................................................................................ ................ " Control " Mutant :II~ ~d1~ i1iii 120 240 __ f] I __ 0 360 480 600 720 Seconds C Seconds 90 80 7 F? 6 5 4 20 10 P 0 1b Tone Foot-Shock 60 120 180 240 300 Seconds Seconds Figure 4-15: CA3-TeTx Mouse Not Impaired Delay Conditioning. All mice off-Dox for acquisition, and testing. Blue circles = Control (CA3-Cre+) and Orange circles = Mutant (CA3-TeTx) mice. (A) Freezing during acquisition paradigm. Three 20 s tones are played and co-terminate with a 2 s foot-shock. (B) Freezing in novel context during three 60 s tones and post-tone periods. (C) Averaged freezing of combined 3 tone, post-tone episodes shown in (B). (D) Freezing to training context. 121 The CA3 to CA1 pathway is not required for working memory in the DNMP T-maze We tested the CA3-TeTx mice in the same DNMP T-maze task as the MECIII TeTx mice were run in to assess whether this deficit was MEC-III specific or, if any manipulation to a common downstream target would disrupt this behavior. We found that CA3 functional output is not necessary for performance in this task. Thus, MEC-III provides the necessary input into the hippocampal complex to perform this working memory task. There was not a significant difference between genotypes in performance of the DNMP version of the T-Maze task as measured by fraction of correct alternations per day, with 10 trials per day and over 12 days of the task (Figure 4-16 A, page 123)(2way ANOVA: Genotype x Day Block F(11,154)=0.67, P=0.7672; Day F(11,154)=0.21, P=0.9968; Genotype F(1,154)=0.27, P=0.6088). Thus functional output from CA3 is not required for performance in the DNMP T-maze task. There were some differences between the two mice genotypes in this task, however. There was a significant difference between the genotypes in the time to make the choice during the choice-phase of the task, with the mutants making the choice faster than controls (Figure 4-10 D, page 123)(CT, 20.39% ± 1.53%; MT, 9.84% ± 0.79%; P < 0.0001). There was a significant difference for each genotype in preferring to chose the "Right" arm over the "Left" arm (Figure 4-10 C). For the control mouse, the proportions of choices towards the right arm were significantly greater than the left arm choices (Right, 0.5448% ± 0.018%; Left, 0.4594% ± 0.018%; P=0.0012). For the mutant mouse, the proportions of choices towards the right arm were significantly greater than the left arm choices as well (Right, 0.5729% ± 0.022%; Left, 0.4271% i 0.022%; P < 0.0001). There was not a significant difference between the genotypes in choice of either left or right arm choice. Mutant mice and control mice made their "Right" arm choices the same fraction of the time (CT, 0.5448% ± 0.018%; MT, 0.5729% ± 0.022%; P=0.3314). Overall, both genotypes has a similar preference to choose the right arm over the left, over all 120 trials. Additionally, the mutant animals ran the "choice" task in less time than controls, possibly reflecting a different 122 . . ............ . ...... ... . .. ..... . ....... A n.s. II nr 'II. " B 0.75 f t I i 11 0.250 1 2 3 4 7 0.50- 25+ 10 11 12 2-Day Block Day 30]i ill n.s. 1.00- 11111111 Control " Mutant * 0.50t- A. 0.00, Mutant Control Genotype Right Direction Figure 4-16: CA3-TeTx T-Maze: Rewarded DNMP. (A) Fraction of successful alternations over 12 days, 12 days shortened into 6 2-Day Blocks. (B) Fraction of successful alternations over 12 days of training. Fraction of successful alternations denotes number of correct choices during choice task divided by number of possible choices during during day. 10 trials per day. (C) Proportion of right or left arm choices over all 12 days. (D) Averaged time to make choice over all 12 days. Determined from when choice trials started to when mouse chose arm. Blue is control (CA3-Cre+ mice) and Orange is mutant (CA3-TeTx mice). strategy or altered motivation during the task. Regardless, both genotypes learned the task over time and did not demonstrate any working memory deficits. 4.5 Discussion In this chapter, we show three distinct phenotypes. First, MEC-III is required for acquisition of tone memory in the 20 s trace paradigm. Second, MEC-III is required for acquisition of contextual memory in the 20 s trace paradigm. Third, MEC-III is required for successful performance in the rewarded DNMP version of the T-maze. 123 This section discusses all of these phenotypes independently. 4.5.1 Medial Entorhinal Cortex is Required for Acquisition of Tone Memory in the 20 s Trace Paradigm It is generally accepted that fear associations are encoded and stored via plasticity at extra-amygdala to amygdala synapses. In delay conditioning, when the presentation of the tone and foot-shock co-terminate, the association of the two stimuli happen in the lateral amygdala (LA) (Romanski et al. 1993) (Fanselow and Kim 1994) (Fanselow and LeDoux 1999) (Maren 2005) (Kim and Jung 2006) (Cahill et al. 1999). The tone representation is sent to the amygdala by two independent pathways, one from the auditory cortex and one from the auditory thalamus (Romanski and LeDoux 1992). It is thought that the shock representation arrives at the amygdala via other thalamic and cortical areas (LeDoux 2000). For a depiction of encoding in delay conditioning, please see "A" in 4-17 on page 128 . Neurons representing the tone and foot-shock are synapsing in the same area. In delay conditioning the stimuli are presented at the same time, therefore these neurons fire-together, and by Hebbian plasticity, they wire together (Hebb 1949). Plasticity in delay conditioning occurs at the thamalic-LA synapses. Presentation of the tone elicits a freezing behavior (fear memory) because it directly activates the modified thalamic-LA synapse (see "B" in 4-17). For all fear conditioning, the fear association is stored in neurons within the the lateral or basal nuclei of the amygdala. These neurons send projections to the central nucleus, which is required for fear expression (Amorapanth et al. 2000). In trace conditioning, Hebbian plasticity in the amygdala cannot directly link the tone and foot-shock, as the neurons representing these two stimuli do not fire together in the same brain region. Another brain structure is needed to hold the tone representation so that it can be sent to the amygdala coincident to the arrival of the shock signal there, see "C" in 4-18 on page 129. It is thought that the prefrontal cortex stores the tone representation online for later association with the foot-shock, as lesions to the prefrontal cortex disrupt trace conditioning (McLaughlin et al. 2002), 124 but other brain structures or downstream pathways could also be involved (Esclassan et al. 2009). One of these structures may be the hippocampus (see 4-17 In tone memory recall, it is likely that the tone as the recall cue reaches the fear memory engram in the amygdala through the "other brain structures" modified during training, see "D" in 4-17. We demonstrate that disruption of synaptic transmission from the MEC-III specifically disrupts fear memory to tone in trace but not delay conditioning. Using the temporal control of TeTx in these mice, we have revealed that the MEC-III output is necessary specifically for acquisition of these tasks but not for recall. Trace conditioning is hippocampal dependent (Solomon et al. 1986) (McEchron et al. 1998) and requires plasticity in CA1 (Huerta et al. 2000). Additionally, the basolateral-amygdala (BA) receives input from the hippocampus (Pitkanen 2000) (Sah et al. 2003), suggesting that the plasticity at the BA-hippocampus synapses may be involved in trace fear conditioning. If this model is correct, an attractive possibility would be that tone input is integrated into a contextual representation in the hippocampus via the MECIII-CA1 connection during acquisition, and plasticity at the hippocampus-amygdala synapses, to which the shock signal converges, may store the fear association. Given that the output of MEC-III goes into the hippocampus, it makes sense that the hippocampus is the "other brain structure" which sends the tone representation to the amygdala for association with the foot-shock during the trace, see "C" in 4-17. How can the MECIII-CA1 connection keep holding the tone during the trace, as a component of the contextual representation and send it to the amygdala in coincidence with the arrival of the shock signal so that Hebbian plasticity will be established at this synapse? The necessity of MEC-III during acquisition of the features in trace conditioning fits the hypothesis that persistent activity in the EC allows for the integration of multiple synaptic inputs that are separated in time (Hasselmo et al. 2009). In this case, the tone and foot-shock, when separated by the trace, cannot be properly associated due to a disruption in the functional output of MEC-IJI. A mechanism is needed to hold online the representation of the tone for association with 125 the shock, as the tone does not co-terminate with the shock. The tone representation could be sustained by a cellular mechanism like persistent activity in MEC-IlI, which provides a constant signal to CAl to incorporate the tone as part of its representations. However, during recall, the MEC-III-CA1 connection is not required. We hypothesize that the tone input enters the hippocampus via the MEC-II-DG-CA3-CA1 connection. This leads to activation of the hippocampal representation in CAl, which, in turn, activates the modified hippocampal-amygdala synapses, resulting in fear expression. The role of the MEC-II-DG-CA3-CA1 circuit in activation of the tone representation in the hippocampus is suggested from "Experiment 3" in which synaptic transmission in MEC-III was turned on for acquisition and turned off for recall. In this experiment, expression of tone memory was not impaired. If MEC-Ill is required during the acquisition, but not during recall, then successful memory retrieval is supported by a different circuit. In this model, tone memory recall can happen by one of two pathways: Via the MEC-III-CA1-amygdala pathway, see (1) in "A" in 4-18, or via the EC-CA3-CA1-amygdala pathway see (2) in "D" in 4-18. We believe this is the first systems-level demonstration that encoding and retrieval of the same memory do not require identical circuits. To encode the tone and foot-shock association in the trace paradigm, it seems plausible that the neurons encoding the tone representation in CAl can synapse on neurons in the amygdala that receive the foot-shock stimulus. The CAl signal then provides the tone representation to the amygdala during the time of the foot-shock, and thus the tone is associated with the foot-shock. If the tone representation is formed in CAl, then the representation is dependent on inputs from MEC-Ill and not CA3. We demonstrated this by showing that tone memory formation was normal in CA3-TeTx mice (see "A" in 4-18). This is because the tone representation from the MEC-Ill is intact. In the MEC-Ill TeTx mice, tone memory formation is disrupted (see "B" in 4-18). The MEC-Ill to CAl connection is necessary for formation of temporal memory. MEC-Ill is not necessary for retrieval, so another indirect circuit for tone-recall 126 is sufficient. This circuit needs to be indirect because the original binding of toneshock did not happen directly in the amygdala. In our model, to reactivate the similar representation, the CA1 tone representation needs to be activated. The representation in CA1 could be activated via the mono-synaptic MEC-III-CA1 synapse (see "D" in 4-18). This pathway is sufficient to elicit tone memory recall, as we demonstrated with the CA3-TeTx mice. Additionally, CAl could be activated via the tri-synaptic circuit, which is still intact in the MEC-III TeTx mice (see "D" in 4-18). Interestingly, neither the CA3 or MEC-II functional output is necessary for recalling tone memory, suggesting that each are sufficient. In the case where both MEC-II and CA3 are sufficient to recall the tone memory, CAl probably holds the representation of the tone memory trace. Given that both MEC-II and CA3 have a common output structure, and it is that structure that connects with the amygdala, it seems as though this trace an be activated by either input. A direct test of this model would be to inactivate CA1 in the recall phase of the trace paradigm. This could be done with pharmacological agents, such as muscimol (a GABAA agonist), or with a CA1-TeTx mouse in which synaptic transmission was on during acquisition and off during recall. The prediction here is that CA1 output is necessary for tone recall in the trace paradigm, and mice would display impaired freezing during recall. Table 4.5: CA3 vs. MEC-III in Delay and 20 s Trace Conditioning Genotype Paradigm Conditioning Tone Post - Tone Context MEC-II TeTx MEC-III TeTx CA3-TeTx Delay Trace Delay OK Deficit OK OK Deficit OK OK Deficit OK OK Deficit OK CA3-TeTx Trace OK OK Deficit Deficit 127 .............. ...... ..... _ t ...... B A Delay Conditioning: Tone Encoding Tone Delay Conditioning: Tone Recall Tone -o Amygdala Freezing Amygdala Trace Conditioning: Tone Encoding Tone Trace Conditioning: Tone Recall Tone Foot-Shock Brain Region Holding online Tone Representation -+ Amygdala Freezing Amygdala Figure 4-17: Tone Memory Acquisition in Delay and Trace Conditioning. (A) Tone encoding in delay conditioning. Tone and foot-shock are directly paired in the amygdala. (B) Tone recall in delay conditioning. Tone can elicit fear response by direct activation of association in amygdala. (C) Tone encoding in trace conditioning. Tone and foot-shock do not temporally overlap, so another brain region is needed to hold online the tone representation. (D) Tone recall in trace conditioning. Tone can not elicit memory (freeing) by direct amygdala activation. Tone must pass through some other brain structure to then elicit tone and foot-shock pairing. 128 '--'.. '_-: 1111 - .- A - ___ -,A- -_#_ - a . . Tone Memory Encoding in CA3-TeTX Mice .......... . ... ........ Tone Memory Encoding in MEC-TeTX Mice Tone Tone Foot-Shock Tone Memory Formation OK Foot-Shock Tone Memory Formation Disrupted Tone Recall in CA3-TeTX Mice Tone Recall in MEC-TeTX Mice Tone Tone -*Freezing -oFreezing Tone Memory Recall OK Tone Memory Recall OK Figure 4-18: Trace Conditioning: Tone Memory Acquisition and Recall in MEC-III TeTx and CA3-TeTx Mice. (A) Tone memory formation in CA3-TeTx mice. Memory formation normal, due to intact MEC-III pathway. (B) Tone memory formation in MEC-III TeTx mice. Tone memory is disrupted. CA3 pathway not sufficient for encoding tone-footshock association. (C) Tone recall in CA3-TeTx mice. Memory formation was normal, and tone memory can be retrieved via the MEC-III pathway. (D) Tone recall in MEC-III TeTx mice. Memory formation under Dox-on (transmission ON), and recall under Dox-off conditions shows that MEC-III pathway not necessary for recall. Tone recall could be mediated via EC-CA3-CA1-Amygdala circuit. 129 4.5.2 Medial Entorhinal Cortex is Required for Pattern Completion of Context in the 20 s Trace Paradigm MEC-III TeTx mice are defective in recalling the context in which they were shocked during the trace conditioning paradigm (see panel "A" in figure 4-2 on page 94. Interestingly, the CA3-TeTx mice are also impaired in contextual recall (see panel "D" in figure 4-14 on page 4-14). Similar to the tone-deficit in the MEC-II TeTx mice in the trace paradigm, the context deficit in the same paradigm is due to a problem with acquisition (see ON-OFF context freeing in figure 4-4 B on page 99). We believe this is a contextual pattern-completion problem that occurs during the day 1 conditioning stage. Contextual fear memory is normal in the delay conditioning (see "B" in Figure 42 on page 94), as well as in the contextual fear conditioning paradigm (see "B" in Figure 4-5 on page 101), in which no tones are presented. Thus, there is something about the 20 s between the tone and the foot-shock that is disrupting the contextual representation from being bound to the foot-shock and causing impaired contextual memory on day 3 after the trace fear conditioning. We believe that during this 20 s trace, the mouse is pattern completing the pre-tone context. What is a context? Context is a stable representation of independent features combined together in a location (Rudy and O'Reilly 1999) (Rudy 2009) that form the notion of "somewhere." These elements together represent a unique context. In our set-up, to the degree which we can control the independent features, the context contains specific lighting, specific odors, specific grid floors and roofing, as well as the mouse's familiarity to handling. Pattern completion is the process by which a full memory can be recalled by limited cues. It has been shown that CA3 plasticity is necessary for pattern completion in a MWM task. CA3 output is also required for pattern completion in a pre-exposure paradigm (Nakashiba et al. 2008). As seen in Chapter 6, (See 6-1 on page 174), the MEC-II TeTx mouse is also impaired in pattern completion in the pre-exposure paradigm. MEC-II TeTX require greater than 20 s of an exposure to the chamber 130 context for the contextual representation to get associated with the foot-shock (see 20 and 60 s data on panel "A" in 6-1). When the mice are in the context for longer than 20 s, they are either pattern completing the context from the prior experience or forming a new representation of the context, which they then bind to the foot-shock. In our trace conditioning paradigm, the mouse first spends 4 minutes in the chamber prior to the tone delivery, which is more than sufficient to form a contextual representation of the chamber (see 4-5 on page 101). However, it can be speculated that the tone disrupts this representation either by taking away all of the animal's attention from the original context, or by robustly revising it by its inclusion into the representation. Upon termination of the tone, the animal is back to the original context without tone, and may start being reminded of the original contextual representation without tone. But, this period is only 20 s, so a full reactivation of the original representation may have to resort to pattern completion for it to be associated with the foot-shock to form a contextual fear memory. Since MEC-III TeTx mice are impaired in pattern completion as demonstrated by a deficit in the preexposure experiment (Figure 6-1 B), it makes sense that they also exhibit a deficit in the contextual memory in the trace conditioning paradigm. Thus, both the MEC-II TeTx and CA3-TeTx mice are impaired in the preexposure version of a pattern completion, and we believe that the impaired contextual fear memory in the trace paradigm is due to this similar deficit. Both mice have trouble re-acquiring the context representation during the trace period in time for it to be bound with the foot-shock. Outlined in figure 4-19 on page 132 is the basic components of trace conditioning (A) and what we believe the mouse to be doing during those periods (B). In the case of delay conditioning, the contextual representation is formed prior to the tone, and thus when the foot-shock arrives, that contextual representation is bound with the foot-shock. In the short-trace period, after the tone terminates, the animal is now presented with the same environment it was in previously, which is different from the context with the tone. In this short period the animal pattern completes the prior contextual memory, unless there are disruptions to CA3 or MEC-II output. 131 ...... . . . . . ...... A Trace Conditioning Paradigm. Tone Context Exploration B Trace Foot-Shock Pattern Completion States in the Trace Paradigm. Context Encoding Modification Recall of O d Context of Context C Necessity of Pattern Completion in Delay, Short Trace, Long Trace: I Delay: Contextual Representation Formed Before Tone. Contextual Memory Normal. Context Encoding I I Short Trace: Contextual Recall is Impaired. Contextual Memory Disrupted. Too Short for Pattern Completion E |1 Long Trace: New Contextual Representation Formed. Contextual Memory Normal. New Context Encoding * Tone I Foot-Shock Figure 4-19: Pattern Completion in Trace Conditioning. (A) Main components in a trace conditioning paradigm. (B) Features of the trace paradigm described in terms of the pattern completion model. The trace period becomes a recall of the original context. (C) Depiction of no trace (delay), short trace and long-trace paradigms and description about how the length of the trace affects contextual memory formation. Green box = tone, Red line = foot-shock. 132 In the long-trace period, the animal may not successfully pattern complete the prior context, but is re-forming a new representation of the context, which an successfully bind with the foot-shock, see "C" in figure 4-19. The MEC-III TeTx mice, in the 40 s trace paradigm, do not have disrupted contextual fear memory, see "D" in 4-7 on page 105. In this case, 40 s is a sufficient amount of time to form a new contextual representation that can be bound to the foot-shock. This too could explain why there is no disruption in context memory in the un-paired experiment, see "D" in 4-8 on page 107. 4.5.3 Working Memory Our results also show that the MEC-II output is necessary for proper performance in the DNMP version of the T-maze. Various manipulations of the EC have indicated that the EC is necessary for DNMP working memory (Leonard et al. 1995) (Penetar and McDonough 1983) (Bartus and Johnson 1976) (McGaughy et al. 2005). We further resolve this and show that in our visual-cued version of the DNMP T-maze, the MEC-II is required. A double-dissociation in different versions of the DNMP between the LEC-III and MEC-III would be an interesting experiment. In our setup, one arm is white, while the other arm has a strip of black tape. We assume that the mice use these distinctions to make their "choice" decision, although we cannot rule out that a separate strategy is used. One possible alternate strategy is that the mice remember a rule, such as "went-left, now go-right," rather than the visual cue memory. If the mice use the visual information to make these distinctions, this fits well with the MEC as a processor of visual information, and the LEC as a processor of object information (Hafting et al. 2005) (Yoganarasimha et al. 2010) (Hargreaves et al. 2005). It would be interesting to run the MEC-III TeTx mice on a non-visual version of the DNMP T-maze. In such a maze, the floors would have distinct textures, different smells, or some other non-visual feature could distinguish the two arms. With an intact LEC-III, the MEC-III TeTx mice may be able to perform the DNMP T-maze task. In addition, it would be nice to disrupt the LEC-Ill output. The prediction 133 would be that these mice could complete the spatial version, but not the non-spatial version of the DNMP T-maze. At this point no LEC-II specific promoter has been discovered, and thus this double-dissociation can not be completed as cleanly as one would want, but LEC lesions may give some indication that this double-dissociation exists. Our version of the DNMP T-maze may not directly test spatial-working memory per-se, but instead may test visual working memory. To assess whether the MEC-III TeTx mouse model is deficient in spatial working memory, we would have to construct a plus maze version of the DNMP task. In this modified version of the T-maze, two opposing ends of the plus would be rewarded and the remaining two would be start boxes. There would be extra-maze spatial cues, and no internal cues. In the sample phase, animals would be places in one of the start boxes and directed towards the rewarded arm. In the choice phase, the animals would be places in the a randomized start box. If the animals were truly using a spatial working memory, and not the "right-left" strategy or within-maze cues, then they would still be able to navigate to the correct non-match arm, even though the arm could require the same direction of turn. We expect that, due to the anatomy, the MEC-III TeTx mice would have a similar disruption in this version of the task. To better understand the necessary circuitry in our version of the DNMP T-maze, we tested the CA3-TeTx mice on this task. We found that CA3-TeTx mice perform as well as their controls on this task. This suggests that functional output from CA3 to CA1 is not necessary for working memory in this task. This solidifies the MEC-III to CA1 circuit as essential for this task. We propose that persistent activity in the MEC-III is the mechanism by which the previous "sample" representation is held online for use in the "choice" phase. 4.5.4 Difficulty of Memory An alternative explanation to describe the fear conditioning data in this chapter takes into account the 'difficulty' of the training task. A recent study in the Fanselow lab suggests that the dorsal hippocampus' role in delay fear conditioning depends on the 134 strength of the tone-shock pairings (Quinn et al. 2008). In this study the authors trained rats in three different conditioning paradigms before lesioning the dorsal hippocampus and testing for tone and context fear memory. In the first paradigm the animals were given many shocks at a high voltage ('Strong'), in the second paradigm, animals were given few shocks at a a high voltage ('Weaker') and in the third conditioning paradigm the animals were given many shocks at a low voltage ('Weak'). In all cases, contextual fear memory was disrupted, which is expected for posttraining lesions of the dorsal hippocampus (Maren and Fanselow 1997). However, the hippocampal lesions also caused a deficit in tone fear memory when the tonefootshock association was weak. This suggests that the dorsal hippocampus does play a role in processing these associations, typically believed to only occur in the amygdala (Romanski et al. 1993) (Fanselow and Kim 1994) (Fanselow and LeDoux 1999). The CA3-TeTx mice show a contextual memory deficit in a weak delay-conditioning protocol (Nakashiba et al. 2008), but no deficit in tone memory. Our experiments with the MEC-II TeTx mice in the 1-shock delay conditioning paradigm show memory deficits in both contextual and tone memory,(see 1-shock experiment in Appendix A -3 on page 183) . Comparatively, and in combination with Fanselow's data, this suggests that the tone representation is supported by the MEC-III to CA1 circuitry. In the MEC-II TeTx mice, we show impaired tone and contextual memory in the 1-shock delay conditioning paradigm, but normal tone and contextual memory in the 3-shock delay conditioning paradigm. Intermediate tone-shock associations, between the 1-shock and 3-shock delay, thus may show intermediate impairments. The addition of the trace between the tone and shock may serve as this intermediate 'strength-of-association' data point. The differences in memory between the 3-shock delay conditioning, and the 3-shock trace conditioning may reflect the difficulty or strength of associations. See figure 4-20 on page 136 for details. To further test this idea, a series of experiments would be needed to address the strength of the tone-shock pairings between the 'weak' 1-shock delay and the 'strong' 3-shock delay. With delay conditioning, the addition of a 2-shock delay, 135 A Hippocampally Dependent No Yes Tone Context Yes Yes t t Weak-Pairings Strong-Pairings MEC-Ill Dependent Yes Tone Context Yes t 1-Shock Delay 'Weak' Yes No Yes No t 3-Shock Trace 'Intermediate'? t 3-Shock Delay 'Strong' Figure 4-20: Strength of Tone-Footshock Pairings and Hippocampal Dependency. (A) Adapted from (Quinn et al. 2008). Weak tone-footshock pairings require hippocampus for tone and context memory recall. Strong tone-footshock pairings do not require hippocampus for tone memory recall. (B) How 20 s trace phenotypes may fit between our data suggesting that MEC-III projections are required for weak 1-shock delay conditioning, but not for 3-shock delay conditioning. 20 s trace may represent an intermediate strength-of-association. 136 and weaker shock voltages for the 3-shock delay conditioning could help generate a relational graph of 'strength' and freezing to tone or shock. Similarly, with this idea, 1-shock and 2-shock trace paradigms should show larger deficits in tone and contextual memory. Additionally, this idea would suggest that increasing the number of trace pairings could overcome the tone and contextual deficit. 137 4.6 4.6.1 Methods DNMP T-Maze Both control and MEC-III TeTx mice off-Dox for at least 4 weeks were food deprived until they reached 85% body weight. on the first two days of food depravation, mice were fed only the sugar-pellet rewards that they would get in the task (BioServ (20mg, F0163)), and were fed a 50/50 mix of those pellets and dry food until habituation started. Habituation Phase: Mice were habituated to the T-Maze over two days. Cage mate mice were all placed into the T-Maze Apparatus for 4 sessions of three minutes each for both days. Sugar pellet rewards were placed in the reward cup at the end of each arm, and were replaced over the three minute session as they were consumed. Training Phase: Mice were given ten trials per day. Each trial consisted of two phases, the Sample phase that was followed by the Choice phase. In the sample phase, mice were placed in the stem of the T-maze and allowed to run to the end of one arm of the maze. The reward was placed at the end of one arm, while the other arm was closed off to force the mouse to run one way. Over the ten trials, the Sample Arm was being Left or Right was pseudo-randomly assigned to avoid biases, based on and adapted from (Fellows 1967). If the mouse did not run after 120 seconds, it was gently pushed to initiate movement. once mouse reached end of Sample Arm, it was allowed to consume the reward, and was then gently picked up and placed back in the start box. Mouse was trapped in the start arm while the maze was quickly wiped with 70% EtOH. The previously blocked door was opened so that both arms of the T were opened, and the mouse was released from the start box by raising the door. Mouse was allowed to choose which arm to visit next. The opposite arm from the sample arm was rewarded, while the arm previously visited was not. If animal chose previous arm, it was blocked in that arm for a 20s punishment and was then placed back in its home cage until the next trial. If the mouse chose the opposite arm that was rewarded, it was given time to consume the pellet and then gently picked up and placed back in the home cage. Each mouse was run for a trial, and then trial two started for the first mouse. The time interval 138 between trials was between 15-20 minutes. Mice were scored on the percentage of time they made a successful alternation, how long it took them to choose an arm on the choice phase from when the door released them from the start box, on the % of Right/Left choices they made overall, and on the time between the sample and choice phases. MEC-III Cre+(Control, CT) (N=14) and MEC-II TeTx (Mutant, MT) (N=18). CA3 Cre+(Control, CT) (N=8) and CA3-TeTx (Mutant, MT) (N=8). 4.6.2 Fear Conditioning Fear conditioning was performed with male mice between 14 and 27 weeks of age in the animal facility during the light cycle with minor modifications of the method described previously (McHugh et al. 2007). Experiments were performed by operators who were blind to the genotypes. There are two distinct contexts for these behavioral assays which are in two distinct rooms. Context "A" is a dimly lit room with red lights. In Context "A" The chambers had plexiglass fronts and backs and aluminum side walls with a triangular plastic roof and measured 30 x 25 x 21 cm. The chamber floors consisted of 19 stainless steel rods spaced 16 mm apart connected via a cable harness to a shock generator. Chambers were cleaned prior to an introduction of an individual mouse into them with quatricide. A 1% acetic acid solution was placed beneath the chamber floor during the experiment to provide a dominant odor. Context "B" contains direct overhead fluorescent lighting and distinct chambers, measuring 30 x 25 x 21 cm, with plexiglass front and back walls, and aluminum side walls but with a flat roof. In addition, the floors of these chambers were made up with white plastic and the odor was provided with 0.25% benzaldehyde (in 100% ethanol). These lighting, chamber materials and odor employed on Day 3 provided a context quite distinct from Context "A". In each context, there are 4 conditioning chambers. In each fear conditioning experiment, mice were transported from the colony room to a room adjacent to the conditioning behavioral suite and were left undisturbed for 30 minutes prior to the start of the experiment. In all of these experiments, the animals activity in the chamber was recorded using 139 FreezeFrame software. Freezing behavior was assessed from the video image of the mouse using FreezeView software, with a minimum bout time of 1 second. Freezing values were then averaged over mice of a particular genotype for each session. 4.6.3 Trace and Delay Conditioning Protocols 3-Shock Delay Paradigm: on Day 1, mice were placed in Context "A" and allowed to explore for 240 seconds, at which point the first of 3 tone-shock pairings started. The pairing consisted of a 20 s tone, 75 db, 2000Hz which co-terminated in a 2 s, .75-mA foot-shock. The second tone-shock pair initiated at 380 s into the experiment and the third pair initiated at 520 s. Mice remained in the conditioning chamber for a total of 706 s at which point they were removed back into their transport (home-cage) and to the adjacent room. 24 hours later, on Day 2, mice were placed in Context "B" and allowed to explore for 240 s, at which point the same tone as from day 1 played for 60 seconds, followed by 180 s of no-tone (post-tone period). This repeated two more times and mice were then removed after 960 s in the chamber. 24 hours later, on Day 3, mice were placed back in Context "A" for 5 minutes to assess their fear to the training context. These experiments were carried out in Dox-off animals. Three-Day Delay Conditioning Paradigms: * MEC-III MEC-1II Cre+ (Control, CT (N=20)) and MEC-III-TeTX (Mutant, MT (N=19). " CA3 CA3-Cre+ mice (Control, CT (N=4)) and CA3-TeTx (Mutant, MT (N=4)). 20-second Trace Paradigm: On Day 1, mice were placed in Context "A" and allowed to explore for 240 s, at which point a 20 s tone (75 db, 2000Hz) played, followed by a 20 s trace, and then a 2 s, 0.75-mA foot-shock. This repeated two more times, starting at 402 s and 564 s. Mice remained in the conditioning chamber for a total of 706 s. on Day 2, mice were placed in Context "B" and allowed to explore for 240 s, at which point the same tone as from day 1 played for 60 s, followed by 180 s of no-tone (post-tone period). This repeated two more times and mice were then removed after 960 s in the chamber. on Day 3, mice were placed back in Context "A" 140 for 5 minutes to assess their fear to the training context. In the Dox on-off-off case, mice that had been on-Dox from birth (transmission normal, Dox food 20mg/kg) were conditioned on Day 1 on-Dox, and then Dox food was immediately removed. One month after Dox removal, mice were placed in Context "B" and had "Day 2" testing as described above, and then 24 hours later placed back in Context "A" for "Day 3" testing. In the Dox-off-on-on case, mice who had been off-Dox for at-least 4 weeks were conditioned on Day 1, and then immediately after conditioning were put on-Dox food (40mg/kg). One month after Dox food was given, mice were placed in Context "B" and had "Day 2" testing as described above, and then 24 hours later placed back in Context "A" for "Day 3" testing. As a control for the month long gap between Day 1 and 2 in the Dox off-on-on (Experiment 2) and Dox on-off-off (Experiment 3) paradigm, a Dox-off-off-off (Experiment 1) experiment was conducted in which the time between day 1 and 2 was one month, and the time between day 2 and 3 was 24 hours. Three-Day 20 s Trace paradigms: " MEC-III MEC-II-Cre+ (Control, CT (N=39)) and MEC-III-TeTX (Mutant, MT (N=35). " CA3 CA3-Cre+ mice (Control, CT (N=20)) and CA3-TeTx (Mutant, MT (N=20)). MEC-III 1-Month Induction Paradigms: " Experiment 1 MEC-III-Cre+ (Control, CT (N=18)) and MEC-III-TeTX (Mutant, MT (N=14)). * Experiment 2 MEC-III-Cre+ (Control, CT (N=26)) and MEC-III-TeTX (Mutant, MT (N=18)). " Experiment 3 MEC-III-Cre+ (Control, CT (N=25)) and MEC-III-TeTX (Mutant, MT (N=19)). 40-second Trace Paradigm: This paradigm is the same as the 20-second trace paradigm, except that the "trace" interval between the tone and the shock is 40 141 seconds. Day 2 and Day 3 testing are the same. MEC-III-Cre+ (Control, CT (N=8)) and MEC-III-TeTX (Mutant, MT (N=4)). Backwards Trace Paradigm: This paradigm inverted the presentation order of the stimuli in the 20 second trace paradigm. In this case, on Day 1, mice were allowed to explore the Context "A" for 240 s and then received a 2 s, 0.75-mA footshock, which was followed by a 20 s trace and then a 20 s, 75db, 2000Hz tone. The shock-trace-tone bout was repeated 2 more times and the total time the mouse spent in the conditioning chamber was 706 seconds. Day 2 and 3 remained the same as that in the trace and delay paradigms. MEC-III-Cre+ (Control, CT (N=7)) and MEC-III-TeTX (Mutant, MT (N=5)). Un-Paired Acquisition Paradigm: In this paradigm, the tone and shock pairings were not temporally related, as they are in the trace and delay conditioning paradigms. In this case, on Day 1, mice were allowed to explore Context "A" for 240 s and then received a 20 second tone presentation at 240 s, 402 s and 564 s, to match the tone presentation schedule for the 20 s trace and delay paradigms. Three 2 s, 0.75mA shocks were delivered at 360 s, 502 s and 624 s, making the intervals between the tone and shocks 100, 80 and 60 seconds, respectively. Day 2 and 3 remained the same as that in the trace and delay paradigms. MEC-III Cre+ (Control, CT (N=9)) and MEC-III TeTX (Mutant, MT (N=7)). Tone-Presentation only: In this paradigm, the tone as a stimulus was presented alone, without any shock presentations. In this case, on Day 1, mice were allowed to explore Context "A" for 240 s and then received a 20 s tone presentation at 240 s, 402 s and 564 s, to match the tone presentation schedule for the 20 s trace and delay paradigms. Day 2 and 3 remained the same as that in the trace and delay paradigms. This was done in Dox off-off-off mice over 3 days. MEC-III Cre+ (Control, CT (N=9)) and MEC-II TeTX (Mutant, MT (N=7)). 3-Shock Contextual Fear Conditioning: On Day 1, mice were placed in Context "A" and allowed to explore for 240 s, at which point a 2 s, 0.75-mA footshock. This repeated two more times, starting at 402 s and 564 s. Mice remained in the conditioning chamber for a total of 706 s. on Day 2, mice were placed back in 142 Context "A" for 5 minutes to assess their fear to the training context. MEC-II Cre+ (Control, CT) (N=13) and MEC-II TeTx (Mutant, MT) (N=11). 5-Shock Contextual Fear Conditioning: On Day 1, mice were placed in Context "A" and allowed to explore for 240 s, at which point a 2 s, 0.75-mA footshock. This repeated 4 more times, starting at 322 s, 404 s, 486 s, and 568 s. Mice remained in the conditioning chamber for a total of 706 s. on Day 2, mice were placed back in Context "A" for 5 minutes to assess their fear to the training context. MEC-III Cre+ (Control, CT) (N=7) and MEC-II TeTx (Mutant, MT) (N=5). 4.6.4 8-Arm Radial Maze Task The 8-arm radial maze task was conducted as described (Miyakawa et al. 2001). Prior to training mice were food-deprived until they reached 80-85% of their original body weight. During food depravation, half of the food (by weight) given on a day was regular food, and the other half was sucrose pellets (Bio-Serv (20mg, F0163)), to adapt the mouse to the reward during the task. Mice were only then fed regular food during the trials. Pre-training started when the co-hort of mice reached the desired weight for each mouse. During pre-training, mice were placed in each arm of the 8-arm maze, one at a time, and allowed to eat scattered pellets on the arm. Pellets were in the arm, as well as in the reward cup at the end of each arm. each mouse spent 5 minutes in each arm. The following day, the actual maze acquisition started. All eight arms were bated with one sugar pellet. Mice were placed in the central platform and allowed to try and get all 8 pellets for a maximum of 15 minutes. A trial was ended after 15 minutes had elapsed, or a mouse had consumed all 8 rewards. For this task, a visit to an arm was counted when the animal traveled 5cm or more into an arm. After an arm visit, when the mouse returned to the center, all doors were closed and the mouse was confined to the center space for 5 seconds before all of the doors opened again. Animals ran 1 trail per-day and this task was run for 18 days. During the task, revisiting errors, working memory errors, arm ommissions, distance traveled, time-to-finish task, and the number of different arms chosen in the first 8 arm choices was automatically recorded. Mouse genotype was unknown to the 143 experimenter. All mice were run off-Dox. MEC-III Cre+ (Control, CT) (N=27) and MEC-II TeTx (Mutant, MT) (N=24). 4.6.5 Hot-Plate Hot-Plate Pain Sensitivity test done on a plate heated to 55 degrees celsius. 15 Control (MEC-II Cre+) mice and 13 Mutant (MEC-III TeTx) mice 14-27 weeks of age were used for the experiment. All animals were off-Dox for at least 4 weeks and aged between 8 and 12 weeks old. Platform was heated to 550 Celsius and allowed to equilibrate for 30 minutes. Mice were placed onto the hot plate and the timer was started. Mice lifting paws indicates a reaction to the hot plate. Once both front paws were lifted, clock was stopped. Mice were not allowed to stay on hot plate beyond 15 seconds to prevent burning. Average of "time-to-react" for each genotype were calculated. 4.6.6 Elevated Plus Maze The elevated plus-maze consisted of two open arms (25 x 5 cm) and two enclosed arms of the same size, with 15-cm-high transparent walls. The arms and central square were made of white plastic plates and were elevated to a height of 50 cm above the floor. To minimize the likelihood of animals falling from the apparatus, 1-cm-high Plexiglas ledges were provided for the open arms. Arms of the same type were arranged at opposite sides to each other. Each mouse was placed in the central square of the maze (5 x 5 cm), facing one of the open arms. Mouse behavior was recorded during a 10 minute test period. The maze was cleaned with water after each trial. The number of entries onto and the time spent on open and enclosed arms were recorded. For data analysis, we used the following four measures: the percentage of open arm entries, the percentage of time spent on the open arms, the total number of arm entries, and total distance traveled (centimeters). Data acquisition and analysis were performed automatically, using EthoVision XT Software version 4.1.106 (Noldus Information Technology BV, Netherlands) . MEC-III Cre+ N=8 and MEC-III TeTx 144 N=8 mice that had been off-Dox for at least 4 weeks (14-27 weeks of age) 145 Chapter 5 The Role of Medial Entorhinal Cortex in Spatial Learning, Memory and Consolidation This chapter addresses the necessity of MEC-II TeTx mice in learning spatial tasks and addresses the specific claim that projections from EC are necessary for consolidation of spatial memories (Remondes and Schuman 2004). Testing the MEC-III TeTx mice in various forms of the watermaze task, and the Barnes' maze, we find that the MEC-II is not necessary for spatial learning tasks. Additionally, after learning the hidden platform location in the watermaze, mice retain and thus consolidate memory of the platform location one month later, in the absence of MEC-III synaptic transmission. This the MEC-III, contrary to proposals in the lesion literature, is not necessary for consolidation of spatial memories. The hippocampus is an essential processing center for spatial information. Neurons of each subregion within the hippocampal complex (DG, CA3, CA1) display place cell properties. Individual neurons fire action potentials to specific spatial locations, and thus display a representation of that space. Additionally, physical lesions of the hippocampus or molecular disruptions of CAl disrupt spatial learning. Interestingly, the molecular lesion of CA3 output does not disrupt spatial learning or memory, implying that EC-III projections to CAl (mono-synaptic) may be neces146 sary (or sufficient) for these tasks. A physical lesion of the perforant pathway does not disrupt spatial learning, but has been shown to disrupt consolidation of spatial memories. Using the MEC-III-TeTx mouse as a model, we test the necessity and sufficiency of the mono-synaptic input in spatial learning tasks, and test the role of this input in consolidation of spatial memories. 5.1 Spatial Learning Place cells. The first discovery that the hippocampus represented spatial informa- tion was by John O'Keefe (O'Keefe and Dostrovsky 1971), who demonstrated that specific CA1 cells would fire action potentials to specific locations in space. These cells are termed "place cells" as they represent the animal's specific location in any given environment. It has been hypothesized that these place cells form the animal's cognitive map of space (O'Keefe and Nadel 1978). CA3 pyramidal and DG granule cells also encode spatial information. Spatial learning and the hippocampus. Lesions to the hippocampus disrupt spatial learning (Logue et al. 1997) (Stoelzel et al. 2002), as assessed by the Morris watermaze task (Morris 1984). Disruption of synaptic plasticity, by removal of the NR1 subunit of the NMDA receptor specifically in CA1, impairs spatial information. This is seen in the disruption of place cell spatial information (McHugh et al. 1996) and in the retardation of spatial learning (Tsien et al. 1996). Spatial learning and CA1. Thus, CA1 seems to play an important role in spatial memory tasks. CAl receives the majority of its inputs from CA3, which includes the processed information from the tri-synaptic pathway, and additional input from LEC and MEC (Amaral and Witter 1995). Of the two entorhinal inputs, MEC seems to process more spatial information, whereas LEC processes more object information (Hafting et al. 2005) (Yoganarasimha et al. 2010) (Hargreaves et al. 2005). Thus, the two major sources of spatial information into CA1 are from CA3 and MEC. While plasticity in CAl is important for spatial learning, silencing transmission from CA3, 147 with the usage of a CA3-TeTx mouse, does not effect spatial learning (Nakashiba et al. 2008). This suggests that the spatial input from the MEC-III afferents is sufficient, if not necessary for acquisition of spatial tasks. 5.2 Consolidation of Spatial Memories Consolidation. As originally noticed with H.M. (Milner 1972), patients with hip- pocampal lesions cannot form new memories, but have intact episodic memories for events that happened prior to the lesion. Episodic memory's temporal sensitivity to disruption has been replicated in human patients treated with electroconvulsive therapy (Squire et al. 1975) and mice similarly treated (Squire and Spanis 1984). This implies that new episodic memories are formed in the hippocampus, but are then moved over some time-course to some other brain structure, presumably the cortex (Mishkin 1984) (Squire 1987) (Damasio 1989). Perforant pathway and consolidation. Remondes and Schuman have proposed that it is the direct projections from MEC and LEC to CA1 that are necessary for consolidation of spatial memories (Remondes and Schuman 2004). In this paper, the authors used electrolytic ablation of the perforant pathway as it crosses through the subiculum. Lesions prior to watermaze training did not affect learning of the task over ten days, nor in a probe test 24 hours after the last day of training. Animals tested in a probe test one month after the last day of training, however, showed a severe impairment in target quadrant preference compared to controls. These results seem to indicate that the short-term memory of the platform location that is assessed in the day 11 probe cannot be consolidated properly and thus cannot be used for recall one month later. As a control, un-lesioned rats learned the task for ten days and then were given three weeks to form a long-term memory (presumably by consolidation) before lesion of the perforant pathway. When tested one week after surgery, one month after the final day of watermaze learning, both the lesioned and sham-lesioned animals showed a preference for the target quadrant. 148 These results suggest that the perforant pathway in rats is necessary to allow consolidation of spatial memories, and that three weeks is a sufficient amount of time to consolidate these memories. We used the MEC-II TeTX mouse to test the two hypotheses presented here. The first hypothesis is that the MEC-II input into CA1 is necessary for learning spatial memory tasks. The second hypothesis is that the TA pathway is necessary for longterm consolidation of spatial memories. The expression of tetanus toxin in essence acts as a molecular lesion of the pathway, and we can be certain that we are lesioning the MEC-II pathway specifically and not disrupting any other pathways/projections, which is inevitable with any physical lesion. We demonstrate here that MEC-II input to CA1 is not necessary for acquisiton of spatial memory tasks, and that this input is not necessary for consolidation of spatial memories. 5.3 5.3.1 Results Spatial Learning in the Watermaze To test whether MEC-III output is necessary for spatial learning we tested spatial learning in 3 separate tasks. Firstly, we assessed these mutant mice in the standard morris watermaze task, and then in the reversal version of that task, in which the hidden platform was moved to the opposite quadrant after the first 11 days of learning. Secondly, we tested these mice in a more difficult version of the watermaze task, in which animals were given a single trial on each day for 18 days. Thirdly, we tested spatial learning in the Barnes Maze task, which is a land-based spatial learning task. We found that MEC-II TeTx mice performed as well as the control MEC-III Cre+ mice in all of these tasks. MEC-III output is not necessary for spatial learning in the watermaze. To test whether the molecular lesion of the MEC-II output is necessary for spatial 149 learning we tested these mice a standard version of the Morris watermaze. Morris watermaze task run in mice off-Dox for at least 4 weeks. The average escape latencies to the hidden platform location between the two genotypes were not significantly different during learning of the first platform location over the first 11 days of the task (Figure 5-1 A, page 5-1)(2-way ANOVA: Genotype x Day F(10,280)=0.64, P=0.7804; Day F(10,280)=21.34, P < 0.0001; Genotype F(1,280)=0.72, P=0.4029). MEC-III output is not necessary for reversal learning in the watermaze. A typical challenge in the watermaze task is to move the platform after the mouse has acquired the location of the first configuration. Given that there was no difference between the MEC-II TeTx and control mice in learning the location of the first platform, we moved the location of the hidden platform to the opposite quadrant. On the reversal task, the averaged latency curves over the 5 day task were also not significantly different (see last five days in "A" from figure 5-1) (2-way ANOVA: Genotype x Day F(4,112)=1.73, P=0.1477; Day F(4,112)=12.33, P < 0.0001; Genotype F(1,112)=0.52, P=0.4749). MEC-III output is not necessary rapid learning on the first day of reversal in the watermaze. Since there is no difference between the two genotypes on the standard or reversal version of the watermaze, we took a closer look at the first 4 trials of the reversal, so see if there were any early learning differences with the new challenge of the moved platform. This analysis looked at the "savings" between trials on Day 12, the first day of the reversal task. Savings are the defined as the improvement in task performance as defined by a decrease in latency to find the hidden platform. Over and among the four trials on the first day of the reversal task, there were no significant differences in savings between the genotypes (Figure 5-2, page5-2)(TG, 12.34± 8.8, CT, 14.56 ±6.5; p=0.8375 between trials 1 and 2; TG, 15.06 ± 8.5, CT, 26.1 ± 8.6; p=0.3718 between trials 2 and 3; TG, 10.36 ± 10.28, CT, -2.19 ± 9.4; p=0.3748 between trials 3 and 4; TG, 37.75 ± 7.9, CT, 38.48 ± 8.4; p=0.9508 between trials 1 and 4). 150 Quadrant Occupancy. Probe trials are inserted into learning tasks to get a broader understanding of the mouse's representation of their goals during the task. A probe trial requires the removal of the hidden platform, and is used to assess where the mouse spends its time swimming. Mice that have acquired the location of the hidden platform thus spend the majority of their time swimming in the quadrant that normally contained the platform. (B) from Figure 5-1. Target quadrant occupancies were not significantly different between the two genotypes (TG, 43.15 ± 3.9; CT, 46.47 ± 3.6; P=0.5355 on Day 6: TG, 51.29 ± 3.5; CT, 56.13 ± 4.3; P=0.3988 on Day 11.) Quadrant occupancy after reversal (Day 16) for the New Target was not significantly different between genotypes (TG, 35.89t4.9; CT,41.93±3.5; P=0.3165). Similarly, there was no significant difference in occupancy of the old target quadrant (TG, 19.71 ± 4.4; CT, 16.08 ± 3.2; P=0.4975). Occupancy percentages between the Target (TA) and Opposite (OP) quadrants in the control mice were significantly different (TA, 46.47 ± 3.6; OP, 11.26 ± 2.0; P < 0.0001 on Day 6: TA, 56.13 ± 4.3; OP, 9.02 t 2.0; P < 0.0001 on Day 11). On the last day of reversal, occupancy percentages between the New Target (NTA) and Old Target (OTA) in the control mouse were significantly different (NTA 41.93 3.5; OTA, 16.08 ± 3.2; P < 0.0001 on Day 16). Occupancy percentages between the target and opposite quadrants in the mutant mice were significantly different (TA, 43.15± 3.9; OP, 14.18+2.5; P < 0.0001 on Day 6: TA, 51.29 ± 3.5; OP, 8.6 1.6; P < 0.0001 on Day 11). On the last day of reversal, occupancy percentages between the New Target Area (NTA) and Old Target Area (OTA) in the control mouse were significantly different (NTA 35.89 ± 4.9; OTA, 19.71 i 4.4; P = 0.0210 on Day 16). Platform Crossings. During the probe, a more specific assessment of the mouse's memory of the platform location is crossings within the arena in which the platform was previously. These are referred to as 'phantom' platform crossings, or just platform crossings. (C) from Figure 5-1. Platform crossings during probe were not significantly different between the two genotypes (TG, 3.64+0.71; CT, 4.56±0.75; P=0.3851 on Day 6: TG, 7.14 ± 0.78; CT, 8.5 ± 1.16; P=0.3541 on Day 11.) Platform crossings after reversal (Day 16) for the New Target were not significantly different 151 between genotypes (TG, 4.07 ± 0.85; CT,5.44 ± 0.77; P=0.2452). Similarly, there was no significant difference in platform crossings of the Old Target platform area (TG, 1.57 t 0.53; CT, 1.63 ± 0.35; P=0.9321). Platform crossings between Target (TA) and Opposite (OP) in the control mice were significantly different (TA, 4.56 ± 0.75; OP, 1.06 ± 0.21; P < 0.0001 on Day 6: TA, 8.5 ± 1.2; OP, 0.68 ± 0.40; P < 0.0001 on Day 11.) On the last day of reversal, occupancy percentages between the NTA and OTA in the control mouse were significantly different (NTA 5.44 ± 0.77; OTA, 1.63 i 0.35; P < 0.0001). Platform crossings between TA and OP in the mutant mice were significantly different (TA, 3.6 ± 0.71; OP, 1.07 t 0.29; P = 0.0024 on Day 6: TA, 7.1 ± 0.78; OP, 0.57 ± 0.23; P < 0.0001 on Day 11.) On the last day of reversal, occupancy percentages between the NTA and OTA in the control mouse were significantly different (NTA 4.07 t 0.85; OTA, 1.57 ± 0.53; P = .0198). 5.3.2 Morris Watermaze MWM: One-Trial Per Day Results A more challenging version of the watermaze task is to give the mice 1 trial per day, rather than the standard 4 trials. In this task, in order to improve over the length of the task, mice must form a spatial representation of the platform location on a single trial, and must recall that information for performance on the following day. MEC-III output is not necessary for spatial learning with a one trial per day task. One-trial per day Morris water maze task run in mice off-Dox for at least 4 weeks and mice were run for 18 days. The average escape latencies to the hidden platform location between the two genotypes were not significantly different during learning of the first platform location over the 18 days of the task (Figure 5-3 A, page 53)(2-way ANOVA: Genotype x Day F(17,408)=1.06, P=0.3896; Day F(17,408)=5.74, P < 0.0001; Genotype F(1,408)=0.35, P=0.5582). 152 5.3.3 Barnes Maze Result The standard MWM, MWM-reversal and one-trial-per-day tasks described above are all performed in the a rather stressful environment. Animals must find the platform to stop swimming. A land-based version of this type of spatial learning is the Barnes maze (Barnes 1979) (McLay et al. 1998). In this task, water-deprived mice are placed on a raised platform in bright light and ambient noxious noise. There are 20 circular holes around the circumference, one of which is an escape hole with water reward. MEC-III output is not necessary for spatial learning in the land-based Barnes maze task. Escape Latency: 4 days Training, 4 days reversal. Barnes maze task, and reversal run in mice off-Dox for at least 4 weeks. Mice were run for 8 days. For training of first escape position, over first 4 days, the average escape latencies to the hidden platform location between the two genotypes were not significantly different (figure 5-4 A, page 168)(2-way ANOVA: Genotype x Day F(3,30)=1.13, P=0.3515; Day F(3,30)=39.64, P < 0.0001; Genotype F(1,30)=0.15, P=0.7072). On the 4-day reversal task from days 5 to 8, again, the average escape latencies to the new hidden platform location between the two genotypes were not significantly different (2-way ANOVA: Genotype x Day F(3,30)=0.31, P=0.8176; Day F(3,30)=24.03, P < 0.0001; Genotype F(1,30)=0.01, P=0.9310). Barnes Maze Probe. In a probe test on day five, prior to reversal training these mice were run on a probe, in which there was no escape box. On the probe trial on day 5, prior to reversal learning, there was a significant difference in the percentage of time in the target (TA) quadrant (figure 5-4 B)(TG, 57.93% ± 3.030; CT, 75.87% i 6.01); P=0.0237. There was no significant difference in the percent of time spent in the opposite (OP) quadrant (TG, 5.075% ± 2.55; CT, 6.85% ± 2.74, P=0.6455). While the mice did learn the task and had similar escape latencies, the mutant mice did spend less time in the target quadrant during the probe. In conclusion, the MEC-III functional output is not necessary for learning of 153 spatial tasks. 5.3.4 Medial Entorhinal Cortex Layer III Output is Not Necessary for Consolidation of Spatial Learning To specifically address the claim by Remondes et al (Remondes and Schuman 2004), that the TA pathway is necessary for the consolidation of spatial memories, we trained mice in the standard version of the watermaze task, and tested for the mouse's memory of the platform location 24 hours after training (short-term memory) and 28 days after training (consolidated, long-term memory). Morris watermaze task run in mice off-Dox for at least 4 weeks. The aver- age escape latencies to the hidden platform location between the two genotypes were not significantly different (Figure 5-5 A, page 169)(2-way ANOVA: Genotype x Day F(10,250)=0.93, P=0.5104; Day F(10,250)=26.99, P < 0.0001; Genotype F(1,250)=0.00, P=0.9819). MEC-III output is not necessary for consolidation of spatial memories. In the probe trails, we found that MEC-III TeTx mice and control mice showed a preference for the target quadrant both 24 hours after training and 28 days after training, demonstrating that the MEC-III functional output is not necessary for consolidating spatial memories. Quadrant Occupancy. Target quadrant occupancies were not significantly different between the two genotypes (Figure 5-5 B) (TG, 43.48 ± 4.3; CT, 44.69 i 3.5; P=0.8268 on Day 6: TG, 46.72 ± 3.2; CT, 49.44 ± 3.2; P=0.5536 on Day 11: TG, 40.95 ± 3.9; CT, 43.81 i 3.2; P=0.5749 on Day 39). Occupancy percentages between the Target (TA) and Opposite (OP) quadrants in the control mice were significantly different (TA, 44.69±3.5; OP, 12.44± 1.9; P < 0.0001 on Day 6: TA, 49.44±3.2; OP, 9.81+ 1.7; P < 0.0001 on Day 11: TA, 43.81±3.2; OP, 11.38± 4.0; P < 0.0001 on Day 39). Occupancy percentages between the target and opposite quadrants in the 154 mutant mice were significantly different (TA, 43.48 +4.3; OP, 14.34± 2.5; P < 0.0001 on Day 6: TA, 46.72 ± 3.2; OP, 10.91 ± 2.0; P < 0.0001 on Day 11: TA, 40.95 ± 3.9; OP, 12.40 ± 2.3; P < 0.0001 on Day 39). Platform Crossings. Mutant mice not only showed similar preferences for the target quadrant, but also showed memory for the precise location of the hidden platform, both 24 hours and 28 days after training had finished. Phantom platform crossings during probe were not significantly different between the two genotypes (Figure 5-5 C)(TG, 6.08 ±0.87; CT, 6.00 0.59; P=0.9417 on Day 6: TG, 7.3 0.68; CT, 8.29 + 1.18; P=0.4882 on Day 11: TG, 5.77 ± 0.74; CT, 4.7 + 0.54; P=0.2533 on Day 39). Platform crossings between phantom Target (TA) and Opposite (OP) in the control mice were significantly different (TA, 6.00 +0.59; OP, 1.21 + 0.38; P < 0.0001 on Day 6: TA, 8.26 1.2; OP, 0.86±0.40; P < 0.0001 on Day 11: TA, 4.71±0.54; OP 1.00 ±0.43; P < 0.0001 on Day 39). Platform crossings between phantom Target (TA) and Opposite (OP) in the mutant mice were significantly different (TA, 6.08 ± 0.87; OP, 1.01 ± 0.26; P < 0.0001 on Day 6: TA, 7.31 ± 0.68; OP, 1.23 ± 0.41; P < 0.0001 on Day 11: TA, 5.77 ± 0.74; OP,0.69 ± 0.36; P < 0.0001 on Day 39). 5.3.5 Medial Entorhinal Cortex Layer III and Consolidation of Contextual or Tone Memory As an additional test for consolidation, we assayed the consolidation of a nonspatial memory with fear conditioning. Mice were trained in a specific context where a tone and foot-shock co-terminated. MEC-III TeTx and control mice showed similar short-term (24 hour) memory and similar long-term (3 week, consolidated) memory for the training context. MEC-III output is not necessary for consolidation of contextual fear memories after 3 weeks. This experiment looked at expression of fear memory, as assessed by freezing to 155 the context in which the mice were conditioned with a 3-shock delay conditioning paradigm. There was no significant difference in freezing between genotypes 24 hours after conditioning (Figure 5-6 A, page 170 )(TG, 50.26% ± 6.7%; CT, 47.54% ± 7.2%; P=0.7980). Additionally, when tested 3 weeks after conditioning, there was no significant difference in freezing between the genotypes (TG, 36.33% ± 6.6%; CT, 41.98% ± 7.3%; P=0.5951). MEC-III output is not necessary for consolidation of tone fear memories after 3 weeks. In a non-conditioned context, generalized fear was assessed 48 hours and 3 weeks after conditioning. There was no significant difference in generalized fear 48 hours (Figure 5-6 B)(TG, 9.3% 2.8%; CT, 14.64% ± 2.8%; P=0.2147) or 3 weeks (TG, 9.7% ± 2.1%; CT, 16.09% ± 3.4%; p=0.1758) after conditioning. In the same, nonconditioned context, the tone was played to assess fear associated with the conditioning tone. There was no significant difference in tone-conditioned fear 48 hours (TG, 62.20% ± 5.1%; CT, 55.88% ± 4.8%; P=0.3922) or 3 weeks (TG, 57.85% ± 6.9%; CT, 53.09% i 6.4%; P=0.6289) after conditioning. In both the spatial and non-spatial tasks, MEC-II is not necessary for consolidation of these memories. 5.4 5.4.1 Discussion Spatial Learning Our results demonstrate that the mono-synaptic input into the hippocampus from MEC-III is not necessary for spatial learning tasks. This is interesting because the two major inputs into CA1 that demonstrate spatial representations, CA3 and MEC, are individually not necessary for spatial learning, and yet CA1 is necessary for spatial learning. The use of the molecular lesions of both regions show that both pathways are sufficient for this task. The LEC mono-synaptic pathway was not disrupted in 156 either molecular lesion, but is not known to demonstrate any spatial representation. This has implications for the types of spatial information generated via the trisynaptic pathway and via the entorhinal cortex. For the purposes of spatial learning tasks, these two pathways may generate very similar sets of input, or CA1 may not distinguish between any differences in these inputs. This could be a built in redundancy in the hippocampal circuit. Given the importance of spatial navigation for mice and other mammals, this redundancy could have evolved due to an increased survival rate for animals that could use either pathway when the other was disrupted. Another possible explanation is that these tasks simply do not allow us to test the differences in the CA3 and MEC-II inputs. Either way, in the same task in which hippocampally lesioned animals and CA1-plasticity-lesioned mice show a deficit, lesioning the CA3 or MEC-III inputs has no effect on performance in this task. 5.4.2 Spatial Memory Consolidation Prior to creation of the MEC-III TeTX mouse, the prevailing hypothesis about the role of the PP/TA pathway had been that this input was necessary for long-term consolidation of spatial memories. With our more specific lesioning technique, we have definitively rejected this hypothesis. There are two possibilities as to why our data conflicts with that of the Remondes et al study. First, this pathway may be necessary for spatial memory consolidation in rats but not mice. This seems unlikely due to the overlapping neuro-anatomy between the two species. Secondly, the physical lesion in the Remondes et al. study caused collateral damage to structures, which when lesioned cause spatial memory consolidation deficits. We believe the latter to be the case. Looking at the images of the lesions they present, it is clear that they are lesioning the PP pathway, but also lesioning the nucleus reuniens projections to the hippocampus, and parts of the subiculum and hippocampal output. So, while they have identified that there is some circuitry within their lesion area that is necessary for memory consolidation, it is clear to us that it is not the PP/TA input to the hippocampus. Additionally, our molecular lesion cut input for the MEC-III inputs traveling along both the PP and 157 alvear path (AP), making it a more complete disruption of this pathway. What we cannot exclude is the possibility that the LEC-II inputs to CA1 are necessary for spatial memory consolidation. This could warrant additional scrutiny, but it is important to note that in the Remondes et al study, the lesions were made to the PP in the dorsal sections of the hippocampus, which may not actually contain the EC-II inputs at all, given that it has also been shown that in this pole of the hippocampus, the majority of the inputs from EC-III to CA1 arrive via the AP. We show that the MEC-III functional output is not necessary for spatial memory consolidation. 158 5.5 5.5.1 Methods Morris Watermaze MWM: Consolidation The Morris watermaze (MWM) task was conducted with male mice between 14 and 22 weeks of age, with minor modifications of the method described previously (McHugh et al. 2007). All the experiments were performed by operators who were blind to the genotypes of the mice. Mice were all off-Dox for at least 4 weeks. Mice were kept in a temperature-controlled room on a constant 12-hour light/dark cycle. Experiments were conducted at approximately the same time of the day. The mice were transported from the colony to a holding area where they sat undisturbed for 30 minutes prior to the experiment. The facility was in a rectangular dim-lit room (340cm x 297 cm) and consisted of a circular pool (160 cm diameter) filled with opaque water made with color paints (White 5130, Berghause; Peach 2906, Pearl Tempera) at 19'C. Four large illuminated objects were hung as extramaze, one cues on each wall. A hidden circular platform (12 cm in diameter) was placed 1 cm below the water surface and the mice were trained to find the platform in 4 trials per day for 11 days with an intertrial interval of approximately 60 minutes. During training, the mice were released from 4 pseudorandomly assigned start locations (N, S, E, and W) and allowed to swim for 90 s, and mice were manually guided to the platform and allowed to rest on the platform for 15 s if they did not find the platform in 90 s. Probe trials were conducted on day 6, day 11, and day 28, with the day 6 and day 11 probe trials run prior to the 4 training trials. The mice were released at the "S" start location of pool and were allowed to swim for 90 s in the absence of the platform. Data from the training session and probe trials were collected and analyzed with HVS Image Water 2020 software. An escape latency to the hidden platform was measured during training, and the quadrant occupancy as well as the number of crossing at the phantom platform location were measured during probe trials. These data were then averaged over mice of a particular genotype. Control (N=14) and Mutant (N=13). 159 5.5.2 Morris Watermaze (MWM): Reversal The reversal version of the MWM was performed similarly to the MWM Consolidation task (see above), with probes performed on day 6 and day 11. On day 12, however, the hidden platform location was moved to the quadrant opposite to the original platform location (180 degrees around the circumference of the pool), while the cues remained in the same place. Mice were trained 4 trials/day for a further 5 days. During training, the mice were released from four pseudorandomly assigned start locations (N, S, E, and W) and allowed to swim for 90 s, and mice were manually guided to the platform and allowed to rest on the platform for 15 s if they did not find the platform in 90 s. A probe trial was run on day 16, prior to the trials for that day to assess the animal's preference for the new "target" quadrant. Data from the training session and probe trials were collected and analyzed with HVS Image Water 2020 software. An escape latency to the hidden platform was measured during training, and the quadrant occupancy as well as the number of crossing at the phantom platform location were measured during probe trials. These data were then averaged over mice of a particular genotype. All mice off-Dox for at least 4 weeks. Control (N=16) and Mutant (N=14). 5.5.3 Fear Conditioning Consolidation 3-Shock Delay Paradigm: Fear conditioning was performed with male mice between 14 and 27 weeks of age in the animal facility during the light cycle with minor modifications of the method described previously (McHugh et al. 2007). Experiments were performed by operators who were blind to the genotypes. There are two distinct contexts for these behavioral assays which are in two distinct rooms. Context "A" is a dimly lit room with red lights. In Context "A" The chambers had plexiglass fronts and backs and aluminum side walls with a triangular plastic roof and measured 30 x 25 x 21 cm. The chamber floors consisted of 19 stainless steel rods spaced 16 mm apart connected via a cable harness to a shock generator. Chambers were cleaned prior to an introduction of an individual mouse into them with quatricide. A 1% 160 acetic acid solution was placed beneath the chamber floor during the experiment to provide a dominant odor. Context "B" contains direct overhead fluorescent lighting and distinct chambers, measuring 30 x 25 x 21 cm, with plexiglass front and back walls, and aluminum side walls but with a flat roof. In addition, the floors of these chambers were made up with white plastic and the odor was provided with 0.25% benzaldehyde (in 100% ethanol). These lighting, chamber materials and odor employed on Day 3 provided a context quite distinct from Context "A". In each context, there are 4 conditioning chambers. In each fear conditioning experiment, mice were transported from the colony room to a room adjacent to the conditioning behavioral suite and were left undisturbed for 30 minutes prior to the start of the experiment. In all of these experiments, the animals activity in the chamber was recorded using FreezeFrame software. Freezing behavior was assessed from the video image of the mouse using FreezeView software, with a minimum bout time of 1 s. Freezing values were then averaged over mice of a particular genotype for each session. On Day 1, mice were placed in Context "A" and allowed to explore for 240 s, at which point the first of 3 tone-shock pairings started. The pairing consisted of a 20 s tone, 75 db, 2000Hz which co-terminated in a 2 s, .75-mA foot-shock. The second tone-shock pair initiated at 380 s into the experiment and the third pair initiated at 520 s. Mice remained in the conditioning chamber for a total of 706 s at which point they were removed back into their transport (home-cage) and to the adjacent room. 24 hours later, on day 2, mice were placed back in Context "A" and allowed to explore for 300 s. 24 hours later, on day 3, mice were placed in a novel Context "B" for 3 minutes to assess their generalized "Pre-Tone" fear and their freezing to the conditioning "Tone." On day 21, mice were placed back into Context "A" to assess long-term memory of the conditioning context and freezing was assessed. On day 22, mice were placed in Context "B" and freezing was assessed under the same paradigm as day 3. These experiments were carried out in off-Dox animals. Control mice (N=12), Mutant mice (N=8). 161 5.5.4 One-Trial Per Day The one-trial per day version of the MWM task was conducted with male mice between 14 and 22 weeks of age. All mice were off-Dox for at least 4 weeks (MEC-III transmission inhibited). All the experiments were performed by operators who were blind to the genotypes of the mice. Mice were kept in a temperature-controlled room on a constant 12-hour light/dark cycle. Experiments were conducted at approxi- mately the same time of the day. The mice were transported from the colony to a holding area where they sat undisturbed for 30 minutes prior to the experiment. The facility was in a rectangular dim-lit room (340cm x 297 cm) and consisted of a circular pool (160 cm diameter) filled with opaque water made with color paints (White 5130, Berghause; Peach 2906, Pearl Tempera) at 19 C. Four large illuminated objects were hung as extramaze cues on each wall. A hidden circular platform (12 cm in diameter) was placed 1 cm below the water surface and the mice were trained to find the platform with 1 trial per day for 18 days. For each day during training, the mice were released from pseudorandomly assigned start locations (N, S, E, and W) and allowed to swim for a maximum of 90 s. Mice were manually guided to the platform and allowed to rest on the platform for 30 s if they did not find the platform within 90 s. Data from the training session was collected and analyzed with HVS Image Water 2020 software. An escape latency to the hidden platform was measured during training. These data were then averaged over mice of a particular genotype. Control (N=13) and Mutant (N=13). 5.5.5 Barnes Maze Room conditions: Lights on maximum setting for the room white noise machine set at 85 dB during all trials to incentivize mouse to find dark escape box. Distinct cues were hung on each of the room's 4 walls. Mice were held in the dark anteroom when not being tested The two rooms were separated by a translucent curtain. Falcon tubes filled with Hydrogel were taped in four locations on the base of the maze so that the mild odor of the Hydrogel could not be used as a cue. 162 Maze: White plastic circle (92 cm in diameter and 2 cm thick) with 20 equally spaced, 2 cm wide holes. An dark escape tunnel (5 cm deep, 5 cm wide and 11.5 cm long) is placed underneath one of the holes. The escape tunnel contains a capful (from a 50 mL Falcon tube) of Hydrogel reward. The mouse is placed in an opaque plastic cylinder at the start of each trial. After 15 s, the cylinder is lifted. Mice are tracked with EthoVision software. The maze was thoroughly cleaned with 70% ethanol between trials. Water restriction/handling/habituation: The animals were water restricted for 4 days prior to habituation. To habituate the mice to Hydrogel and the experimenter: For 2 days, mice were handled 2 minutes each and a bag of Hydrogel was placed in the cage. The water bottle was also left in the cage. On the third day the water bottle was removed from cage in the afternoon and mice were weighed and handled for 2 minutes/each. For the next three days, and for duration of experiment mice were given 10 minutes access to water bottle per day. To habituate the mice to the maze, mice were placed in the anteroom for 15 minutes prior to maze exposure. In the maze room, the lights were on and the Hydrogel reward was in place but the aversive noise was not turned on. One by one, the mice were placed in the opaque cylinder, located in the center of the maze. After 15 s, the cylinder was lifted and the mouse was allowed to explore the maze for 120 s, after which the experimenter led the mouse to the escape box. The mouse remained in the escape box for 1 minute. Each mouse received one habituation trial. Training: Mice received 4 training trials a day for 4 days. Each mouse was placed in the opaque cylinder. The white noise was turned on, and the cylinder was lifted after a 15 s delay. Once the mouse escaped into the escape tunnel, the aversive noise was turned off and the animal was left in the escape tunnel for 1 minute to consume the reward. If the mouse did not escape before 120 seconds elapsed, the mouse was led to the escape tunnel, at which point the noise was turned off and the animal was left in the tunnel for 1 minute to consume the reward. The ITI between trials is 15-20 minutes. Probe: Each animal received one 24-hour probe trial after the first 4 days of 163 training. The escape tunnel was removed before each probe trial. Each mouse was placed in the opaque cylinder and the aversive noise was turned on. After 15 s, the cylinder was lifted. After 60 s, the escape tunnel was returned and the animal was led to the tunnel, where it was left for 1 minute to consume the reward. Reversal Training: The mice received 4 reversal training trials a day for 4 days, using the same procedure as above except the new target hole was placed in the opposite hole from the original escape hole. The average ITI was 15 minutes. 164 ........ .............................. .. .. ... .......... A Watermaze Learning 11 Days Reversal 5 days 9080706050403020100- 0 12 - Control ii fj I Mutant 3 4 5 6 7 8 9 101112 13141516 Day Day 6 Probe Day 11 Probe Day 16 Probe 70' 60' 50, 40, 520 1j7 Right Opposite Left Quadrant Right Left Opposite Quadrant Target Day 11 Probe (Platform Crossings) Probe Day 6Crossings) (Platform Old Targel 10- 9 8" 81 76, 51 76, 5, 4, 3" - New Target Left Quadrant Day 16 Probe (Platform Crossings) 10, 'Platform' 9 Right 0 Left 'Platform' Target Right NewTgt f Left OldTarget 'Platform' Figure 5-1: Watermaze Learning and Reversal Training. Quadrant Occupancy and Platform Crossings on Probe Trials. Blue is Control Mouse. Red is MEC-Ill TeTx mouse. (A) Escape Latency for mice learning first platform position for 11 days and then escape latency for mice learning new platform location from day 12-16. Reversal platform was placed in the opposite quadrant from the original platform. (B) Probe trials on day 6, 11, and 16. Probes were conducted before training on day 6, 11, and 16 with a 90 s trial in which the escape platform was removed. Percent time in quadrant each of the four quadrants was assessed. Grey line indicates what behavior would be if mice performed at chance. (C) Platform Crossings on probe trials. During probes on day 6, 11 and 16, crossings of the phantom platform were counted. 165 ..... ........... Trial-To-Trial Lateny Savings Day 1 Reversal 605040 * 30 20 &10 1 to 2 2 to 3 3 to 4 Control Mutant 1 to 4 0 '5 -10 lo- -20 -30-40 Trial to Trial Figure 5-2: Trial-to-Trial Savings on Day 1 of Watermaze Reversal Latency improvements, "Savings" between trials on first day of reversal learning. Blue is Control Mouse. Red is MEC-II TeTx mouse. Savings are assessed between Trial 1 and Trial 2, between Trials 2 and 3, between Trials 3 and 4, and between Trials 1 and 4. 166 * Control " Mutant B A One Trial/Day 2 Day Blocks One Trial Per Day: 17 days 90- 90- 8070 60 8070 60 1 300 20. 20- 10 10 0 o1 4 1'11 11 1 2 3 4 7 Day 2-Day Block Figure 5-3: Watermaze: One Trial per Day. Blue circles represent Control (MECIII Cre+) and Red circles represent Mutant (MEC-III TeTx) mice. (A) Averaged escape latency (seconds) per genotype over the 18-day training period. (B) Averaged escape latency (seconds) per genotype represented in nine 2-day blocks. 167 ...................... ................................... ..... ......................... Day Averages Both Training and Reversal A B90 100- Control Mutant Day 5 Probe 8080- E70- a 60 50 40 30 f20t # 111 1 2 3 4 5 6 7 at100 Left 8 Target Opposite Right Quadrant Day Figure 5-4: Spatial Learning: Barnes Maze. Blue circles/bars represent Control (MEC-III Cre+) and Red circles/bars represent Mutant (MEC-III TeTx) mice. (A) Averaged escape latency (seconds) for 4 days of learning, and 4 days of the reversal task. (B) Day 5 Probe. Percentage of time spent in quadrants during the probe: Target refers to the quadrant of the maze platform that housed the escape box during training. 168 ........ ............................ - -_ . . ...... . .... .............. .............. -_ A 4.. ......... ............. Watermaze Learning Curve 4 Control Mutant 6 7 8 9 10 11 Day B 50' Probe Day 6 60' g Probe 1 Month After Last Day of Training Probe Day 11 60 -r ,- 50 40' 40 30- 30 20 20 100- Opposite Left Quadrant C Target - Right Left Quadrant Day 6 Probe (Platform Crossings) 98' Target 7 6 R 5 43, 7- L IdIgUL 0 RIght Opposite Left Quadrant Target 10 91 8 7T 6* 5, 4, 3, 2" 9 8- Platform Right Probe 1 Month After Last Day of Training (Platform Crossings) 10* Opposite 0 Day 11 Probe (Platform Crossings) 10, Right Opposite Opposite Left Platform Target 0 Right Opposite Lef Platform Target Figure 5-5: Spatial Memory Consolidation. Blue Circles and bars represent Control (MEC-II Cre+) and Red Circles and Bars represent Mutant (MEC-II TeTx) mice. (A) Water-maze escape latency learning curve for hidden platform over 11 days. (B) Quadrant occupancy during probe trials on days 6, 11 and 28. Grey bar represents chance if animal explored all quadrants equally and had no quadrant preference. (C) Platform Crossings during probe trials on days 6, 11, and 28. Crossings represent number of crossing of area where platform would have been. 169 Control Mutant A B TI T T 24 Hour Context Test PkM Pre-tone 3 Week 48 Hours Tone 3 Weeks Figure 5-6: Fear Conditioning: Consolidation Blue is control (MEC-III Cre+) and red is mutant (MEC III-TeTx) mouse. (A) Freezing to conditioning context 24 hours after conditioning and 3 weeks after conditioning. (B) Freezing to different context "Pre-Tone" and to tone from conditioning "Tone" 48 hours after conditioning and 3 weeks after conditioning. 170 Chapter 6 The Role of Medial Entorhinal Cortex Pattern Completion In this chapter, using the MEC-III TeTx mouse as a model, we test the role of MECIII synaptic output in a fear conditioning version of a pattern completion task. In this pre-exposure task, we show that MEC-II TeTX mice are impaired in rapidly recalling contextual representations prior to a foot-shock, and thus are impaired in forming contextual fear memories. 6.1 Pattern Completion Pattern completion as a phenomenon describes the process by which an entire experience of memory can be retrieved with a smaller subset of cues (Marr 1971) (Rudy and O'Reilly 1999). Larry Squire proposed that pattern completion is essential for the declarative memory system (Squire 1992), as it allows for a single consciously recalled memory to evoke a larger subset of consciously recallable memories. Within the hippocampus, the nature of the recurrent collateral projections in CA3 make CA3 a potential locus for pattern completion (Marr 1971). Recurrent collaterals are projections from CA3 neurons that synapse on neighboring CA3 neurons, and allow for a small subset of activated CA3 neurons to activate other CA3 neurons. In support of this theory, knocking out NMDA-receptor mediated plasticity specif171 ically in the recurrent collaterals disrupts pattern completion in a watermaze task (Nakazawa et al. 2002). In this experiment, mice learned the location of a hidden platform in the MWM task based on the platform's relationship to extra-maze cues. In a probe test with full extra-maze cues, both the mutant and control mice searched the target quadrant more than the other quadrants, demonstrating knowledge of where the platform should be. However, with three of the four cues removed, the control mice still explored the target quadrant, but the mutants explored all quadrants equally. The control mice used the single cue to recall a spatial map of where the hidden platform was, but the mutants could not. Thus, plasticity in CA3 is necessary for pattern completion, as proposed. Pattern completion is also testable in a pre-exposure fear conditioning paradigm (Fanselow 1990) (Rudy and O'Reilly 1999). Mice brought into a context and 'immediately' shocked, meaning that the shock occurred in under thirty seconds after placement in the context, display very little freezing to the context (Fanselow 1990). The rational for why they do not associate the contextual CS with the foot-shock US suggests that a contextual representation is not fully formed in the short period before the shock, and thus cannot associate with it. However, altering the 'immediate-shock' paradigm by inserting a pre-exposure day before the shock day significantly changes the performance. In the pre-exposure paradigm, mice explore the context for ten minutes on the day before the immediate shock occurs. Mice with pre-exposure on day one, and immediate shock on day two form a better contextual memory than animals just immediately shocked on day one, even though the same amount of time in the context is given before the shock on the shock day (Fanselow 1990). This suggests that during the time prior to shock in the pre-exposure paradigm, animals are recalling the familiar environment, and this process occurs more quickly than novel contextual formation. Limited exposure during exploration prior to shock in the pre-exposure paradigm allows the animals pattern complete a full contextual representation. The CA3-TeTx mice are disrupted in this pre-exposure contextual fear conditioning (PECFC) paradigm, when the time-to-shock on day two was ten seconds, further 172 supporting the notion that CA3 and the hippocampus itself, is important in pattern completion (Nakashiba et al. 2008). We tested the MEC-III TeTx mice in the PECFC paradigm to assess whether other circuits in the MTL are also necessary in pattern-completion. MEC-II TeTx mice show a pattern completion deficit. 6.2 6.2.1 Results Pre-exposure Paradigm The pre-exposure contextual fear conditioning (PECFC) task was run in mice off-Dox for at least 4 weeks. For the pre-exposure, all mice were exposed to the context for 10 minutes on Day 1 without any tone of foot-shock (Figure 6-1 A, page 174). On day 2, mice were placed back into the same context, and given different lengths of time prior to shock: 0, 10, 20 or 60 seconds. Contextual fear memory was then assessed on the third day and measured by freezing levels over a three minute period in the context. MEC-III TeTX mice not impaired when time-to-shock is 0 seconds. There was not a statistically significant difference in freezing to the conditioning context as assessed on day three, when the animals time-to-shock on Day 2 was 0 s (CT, 4.37% ± 2.39%, TG, 11.40% ± 5.38%, P=0.1941). Mice in this experiment had no time to recall the familiar context, and thus this serves as a control for no-recall in the pre-exposure paradigm. ME C-III TeTX mice are impaired when time-to-shock is 10 seconds. There was a statistically significant difference in freezing to context on Day 3, however, when the time-to-shock on Day 2 was 10 s, with mutants freezing less than controls (CT, 38.52% ± 3.96%, TG, 25.25% ± 3.54%, P=0.0187). Over the three minute period, the curves followed very different profiles, with the controls freezing 173 . ........ ..... .......... ... .... .. ...... .. * n~s. n.s. 7060 40- Mutant 70 60- 50- L Control B A 50 n.s. 40 30 |L. 30- 20- a 10- 20 10 0 10 20 60 Seconds to Shock (Day 2) 60 120 180 Seconds Figure 6-1: MEC-III TeTx mice impaired with 10s recall in Pre-Exposure Paradigm. Control (MEC-III Cre+ mice) are represented by blue and Mutant (MEC-IlI TeTx) are represented by red. (A) Day 3 freezing-to-context percentages averaged over first 3 minutes of context exposure with relation to time-to-shock on day 2. On day 2, mice were either shocked immediately, 10, 20 or 60 s after placement in context. (B) Day 3 freezing profile for mice shocked 10 s after placement on day 2. significantly more (Figure 6-1 B). ME C-III TeTX mice are not impaired when time-to-shock is 20 or 60 seconds. Freezing to context was not statistically different when the time-to-shock on Day 2 was 20 s ((CT(N=17), 37.60% ± 4.96%, TG(N=12), 27.65% ±4.02%, P=0.1556) or when the time-to-shock was 60 s (CT(N=14), 56.17% i 4.60%, TG(N=14), 56.35%i 7.09%, P=0.9834). There was a trend for the MEC-Ill TeTx mice to freeze less when shocked 20 s after placement, but this was not significant. These results suggest that in short intervals, control mice can pattern complete the contextual representation, but synaptic transmission from MEC-IlI is required for this pattern completion. 174 6.2.2 Immediate Shock Paradigm As a control for pattern completion, mice were run in an 'immediate' shock paradigm to show that pre-exposure can enhance contextual learning, in MEC-III TeTx mice. MEC-III TeTX mice are not impaired when in immediate shock paradigm. Immediate shock contextual fear conditioning (ISCFC) task was run in mice offDox for at least 4 weeks. This experiment removed the context exposure pre-exposure day in order to assess the effect of the pre-exposure on subsequent memory recall. Mice that were shocked 10 s after placement into a novel chamber, and subsequently tested for freezing behavior to that context on the following day showed no statistically significant difference between the two genotypes (Figure 6-2, page 176) (CT, 13.72% ± 5.60%, TG, 10.00% ± 3.46%, P=0.6218). More importantly, the freezing levels, as compared to the Day 3 freezing levels in the PECFC are notably lower, suggesting that pre-exposure alone aids rapid contextual memory recall that can be bound with the foot-shock after 10 s. Mice shocked 60 s after placement into a novel chamber, and subsequently tested for freezing behavior the following day showed no statistically significant difference between the two genotypes (CT, 28.06% ±5.13%, TG, 32.08% 9.92%, P=0.7036). 6.3 Discussion In this chapter we demonstrate a pattern-completion deficit in the MEC-III TeTx mice in the pre-exposure contextual fear conditioning task. Intact synaptic function in MEC-III is thus necessary for this task. 6.3.1 Pattern Completion These results indicate that brain structures other than CA3 compute or participate in the process of pattern completion. A local intra-MEC circuit could serve as a 175 Control A -Mutant 70' n.s. 60a 50- 40IL n.s. 30 ~20 1 0 0 60 10 Seconds to Shock (Day 1) Figure 6-2: MEC-III TeTx mice Similar to Controls in Immediate-shock Paradigm. Control (MEC-II Cre+ mice) are represented by blue cirlces and Mutant (MEC-III TeTx) are represented by red circles. (A) Averaged freezing time over the first 3 minutes of day 2 context exposure with relation to time-to-shock on day 1, without pre-exposure. 176 recurrent network. We see staining spread in layer III EC with the injection of the AAV8-CHR2-EYFP virus (Figure 3-1 C, page 80). Whether these are axons or dendrites has not been elucidated, but this result indicates that there is some intra-MEC synaptic processing. Alternatively, a loop formed within the entorhinal and hippocampal complex, the MECIII-CA1-MECV-MECIII loop, could support a pattern completion-like process. Our results show a significant difference in freezing to the context in the MEC-II TeTx mice when the prior day's shock was given 10 seconds after placement into the chamber. Additionally there was a trend for less freezing when the shock was given 20 seconds after placement into the chamber. This timeline fits well with our data in the 20 second trace conditioning paradigm that produces a deficit in contextual fear association (Figure 4-2 A, page 4-2), which we hypothesize to be a pattern completion deficit as well. For discussion on that, please read 4.5.2 on page 130. While the freezing deficit in the pre-exposure paradigm strongly suggests a recall problem in the MEC-II TeTX mice, this has not been conclusively shown. With the Dox-on/Dox-off system, this can be specifically addressed. In this paradigm, mice would experience the pre-exposure with synaptic transmission on (Dox-on) to ensure that context formation is normal. Prior to day 2, Dox removal from the animal's diet would ensure inhibition of synaptic transmission in the MEC-II pathway. Mice receiving shock after 10 seconds of context exposure in this paradigm should be impaired in contextual memory on the next day's context test, and should freeze less. Such a result would confirm a recall deficit and further support the idea that these mice are deficient in pattern completion. MEC-III TeTx mice with the pre-exposure day off-Dox then conditioned and tested a month later should show the opposite results. MEC-III TeTx mice in this experiment should freeze similarly to controls in the context memory test. 6.3.2 Other Assessments of Pattern Completion Watermaze. Similarly to Nakazawa et al. (Nakazawa et al. 2002), these mice should display a pattern-completion deficit in the pattern completion version of the 177 Morris watermaze. As shown in "A" in figure 5-1 on page 165 , the MEC-III TeTx mice an acquire the location of the hidden platform as well as their control litter mates, and under full cue conditions, search the target quadrant as much as controls in the probes. MEC-III TeTx mice, when run in partial cue conditions during a probe trial may display a deficit as compared to controls, if the MEC-II projection is necessary for spatial memory pattern completion. It may be the case that different types of memories are pattern completed by different brain circuitry, or that pattern completion is a process that utilizes many systems together. Active Place Avoidance. The active place avoidance task provides another way to assess spatial pattern completion. Active place avoidance is more similar to fear conditioning, but includes a spatial component and requires spatial memory in the mouse for proper performance (Cimadevilla et al. 2000). This task uses a rotating grid-floor and spatial cues. During training, the animal is only shocked when it enters a zone as defined by the visual cues surrounding the maze. In this task, in order to avoid the shock zone, the mice must constantly move away from the shock zone, and can not simply sit in the opposite quadrant, as the rotating maze eventually carries them back to the shock zone. Mice must develop a representation of the shock zone and constantly use that map to avoid the foot-shock. Using this paradigm, it would be interesting to see if MEC-Ill TeTx mice can learn this task. We assume that they can, because our spatial memory acquisition assays show no deficit. If the MEC-IlI TeTx mice can use cues to develop a spatial representation we would then probe these mice with full and partial cues, in a manner similar to the probes in the pattern completion version of the watermaze. We expect that these mice will demonstrate knowledge of the shock-zone during the full cue probe, but may not fully pattern complete in the partial cue probe, and thus will enter the shock zone more than control mice. 178 6.4 6.4.1 Methods Pre-exposure and Immediate Shock Fear conditioning was performed with male mice between 14 and 27 weeks of age in the animal facility during the light cycle with minor modifications of the method described previously (McHugh et al. 2007). Experiments were performed by operators who were blind to the genotypes. Context "A" is a dimly lit room with red lights. In context "A" the chambers had plexiglass fronts and backs and aluminum side walls with a triangular plastic roof and measured 30 x 25 x 21 cm. The chamber floors consisted of 19 stainless steel rods spaced 16 mm apart connected via a cable harness to a shock generator. Chambers were cleaned prior to an introduction of an individual mouse into them with quatricide. A 1% acetic acid solution was placed beneath the chamber floor during the experiment to provide a dominant odor. There are 4 conditioning chambers. In each fear conditioning experiment, mice were transported from the colony room to a room adjacent to the conditioning behavioral suite and were left undisturbed for 30 minutes prior to the start of the experiment. In all of these experiments, the animals activity in the chamber was recorded using FreezeFrame software. Freezing behavior was assessed from the video image of the mouse using FreezeView software (Coulbourn Instruments, Whitehall, PA), with a minimum bout time of 1 second. Freezing values were then averaged over mice of a particular genotype for each session. Pre-Exposure On day 1, mice were brought into the conditioning chamber in context "A", and allowed to explore freely for 10 minutes, and then transported back to their home cages. On day 2, the mice were transported individually to the conditioning chamber in context "A" and received a single 1.25 mA foot-shock (2 s duration) 0, 10, 20 or 60 s after being placed in the chamber. The mice remained in the chamber for 30 s after the shock, then were transported back to their home cages. On day 3, contextual fear was assessed by placing the mice in the conditioning chamber (context "A") for 5 minutes. For pre-exposure mice, time-to-shock on Day 2 179 0 s: Control (N=11) and Mutant (N=7), for time-to-shock 10 s: Control (N=17) and Mutant (N=16), for time-to-shock 20 s: Control (N=17) and Mutant (N=12) and for time-to-shock 60 s: Control (N=14) and Mutant (N=14). Immediate shock In this paradigm, the pre-exposure day was removed. Mice were shocked either 10 seconds or 60 seconds after being placed into novel chamber in context "A". On day 2, mice were placed back in context "A" and freezing was assessed over a 5 minute testing session. For immediate-shock mice, time-to-shock 10s, Control (N=7) Mutant (N=5) and for time-to-shock 60s, Control (N=7) and Mutant (N=5). 180 Appendix A : 1-shock Delay Fear Conditioning .1 CA3-TeTx mice are impaired in contextual, but not tone fear conditioning in the 1-shock delay paradigm (Nakashiba et al. 2008). As MEC-III provides one of the other major inputs into CA1, we tested the MEC-III TeTx mice in this same task. We find that these mice are impaired in conditioning to both the context and to the tone. 1-Shock Delay Conditioning .2 .2.1 1-shock Delay Task MEC-III TeTx mice are impaired in tone and contextual fear conditioning in a 1-shock delay taslk One-shock delay conditioning task was run in mice off-Dox for at least 4 weeks. There was a statistically significant difference in freezing levels during the conditioning, with the mutant mice freezing less than controls ("A" from -3)(2-way ANOVA: Genotype x Time F(20,880)=4.47, P < 0.0001; Time F(20,880)=15.93, P < 0.0001; Genotype F(1,880)=11.57, P=0.0014). On the second day, testing of freezing to the conditioning context also showed a significant difference between the genotypes, again with mutants freezing less during the session ("B" -3)(2-way ANOVA: Genotype x Time F(29,1276)=1.31, P=0.1242; Time F(29,1276)=2.72, P < 0.0001; Genotype F(1,1276)=13.89, P=0.0005), this is also represented in "E" over the 5 minute period (CT, 34.80% ± 3.37%, TG, 17.05% 3.35%, P=0.0005). In a novel context, there was a significant difference in pre-tone freezing between the genotypes, indicating possibly more generalized fear in the control mouse (CT, 5.97% ± 1.04%, TG, 2.80% + 0.77%, P=0.02), although it must be noted that the freezing levels for both genotypes are almost at expected baseline. Additionally, in the novel context, there was a significant difference in the freezing percentages during the tone-presentation, with the mutant mice freezing less ("C" and 181 "D" in -3)(CT, 49.11% i 3.59%, TG, 28.10% ± 3.50%, P=0.0001). .2.2 Methods On Day 1, mice were placed into a chamber in Context "A" and allowed to freely explore for 180 seconds. A 75db, 2000Hz tone started at 150 seconds and co-terminated with a a single, 2 second, 1.25-mA footshock. Following the shock delivery, the mice remained in the chamber for 30 seconds, and then were returned to the home cages and transported back to the holding room. On Day 2, the mice were returned to the conditioning chambers under the conditions identical (Context "A") to those on Day 1 for a five minutes context test. On Day 3, the mice were transferred to Context "B." The mice were placed in this chamber for 3 minutes during which freezing responses were measured. This response compared to the response to the conditioning chamber on Day 2 gives a measure of the context specificity of contextual conditioning. The mice were then given the same tone as the one given on Day 1, but this time for 2 minutes and freezing responses were monitored. Control (N=24) and Mutant (N=22). 182 ............... .............. .. A ... ................ B 40 Control 60 050T r30-I 20 40' 0 10 0 30 60 90 120 150 180 210 0 0 100 Seconds 150 200 250 30 Seconds E D 80 70 60 60 50 40 50 40 4030 30- IILU aRt~ 20 0 60 120 1 180 240 300 IL 3 20 Io0a 0 PreTone dif o 1 0 20 360 2010 Tone contraMutant Genotype ToneIFoBt-Shock Seconds Figure -3: MEC-IlI TeTx mice are impaired in 1-Shock Delay Conditioning. Control (MEC-Ill Cre+ mice) are represented by blue cirlees and Mutant (MECTeTx) are represented by red circles. (A) Freezing profile over 210 s conditioning paradigm. Green block - tone, red line = shock. (B) Day 2 Freezing profiles in same context as conditioning chamber. (C) Freezing Profile on day 3 in Context "B" without tone and with tone (Green block). (D) Bar graphs representing averaged freezing for 3 minute pre-tone in Context "B" and averaged freezing over 2 minute tone presentation. (B) Bar graph represeting averaged freezing percentage over total 5 minutes of Day 2 context exposure. 183 .. .. ............... - - -- - - _- .3 Appendix B: Control Behaviors .4 Rota-Rod A0... ....... .t . MEC-III TeTx mice normal in Rota-Rod Behavior. To assess potential motor deficits, MEC-III TeTx were run on the rota-rod test, a standard test for motor function, balance and coordination (Jones and Roberts 1968). MEC-1II TeTx mice showed a trend towards falling off the apparatus sooner, but this difference was not statistically different. (2-way ANOVA: Genotype x Time F(2.52)=1.91, P=0.1577; Time F(2,52)=14.26, P < 0.0001; Genotype F(1,52)=0.2, P=0.6596). See -4. Rota-Rod Learning Control Mutant 300= 250200*@ 150C 100co 500- 2 Trial 3 Figure -4: Rota-Rod Learning. Blue Bars represent Control (MEC-III Cre+) and Red Bars represent Mutant (MEC-III TeTx) mice. Averaged seconds to fall off RotaRod spinning wheels during each of three trials during the day. 184 - - 4 lzzz .5 Open Field Open-field behavioral assessment tests anxiety in mouse lines (Carola et al. 2002). We saw no differences in center distance or center crossings, but did MEC-II TeTx mice did move more during the first three days, and displayed more rearing activity during the first two days. These results may indicate an inability to process this context as familiar over the first two to three days, as rearing activity is induced by novelty (Crusio et al. 1989). MEC-III TeTx move more distances on days 1 to 3. On day 1 ("A" -5, mutant mice moved significantly more over the 10 minute session (2-way ANOVA: Genotype x Time F(9,252) =0.8, P=0.6161; Time F(9,252) =11.93, P < 0.0001; Genotype F(1,252) =11.88, P =0.0018) and this genotype effect was the same through day 3. "B" Day 2 (2-way ANOVA: Genotype x Time F(9.252) =0.81, P=0.6053; Time F(9,252) =8.86, P < 0.0001; Genotype F(1,252) =10.97, P =0.0026). "C" Day 3 (2way ANOVA: Genotype x Time F(9,252) =0.40, P=0.9353; Time F(9,252) =1.82, P=0.0658; Genotype F(1,252) =8.95, P =0.0057). MEC-III TeTx do not move more than controls on days 4 to 7. On days 4 to 7 "D-G" there was no genotype effect on the total distance moved during the 10 minute session. "D" Day 4 (2-way ANOVA: Genotype x Time F(9,252) =1.23, P=0.2786; Time F(9,252) =1.77, P=0.0752; Genotype F(1,252) =3.72, P =0.0639). "E" Day 5 (2-way ANOVA: Genotype x Time F(9,252) =1.11, P=0.3547; Time F(9,252) =2.38, P=0.0136; Genotype F(1,252) =3.37, P =0.0770). "F" Day 6 (2- way ANOVA: Genotype x Time F(9,252) =0.96, P=0.4701; Time F(9,252) =1.96, P=0.0441; Genotype F(1,252) =1.82, P =0.1881). "G" Day 7 (2-way ANOVA: Genotype x Time F(9,252) =1.10, P=0.3640; Time F(9,252) =3.55, P=0.0004; Genotype F(1,252) =1.18, P =0.2869). "H" Total distance in the first minute of each day. There was no significant difference between genotypes in the first minute on day 1 (TG, 224.2cm ± 20; CT, 205.5cm ± 25.85; P=0.5718), but there was a significant difference on day 2 (TG, 235.1cm 21; CT, 155.4cm± 15.85; P=0.0047), day 3 (TG, 162.1cm ± 19, 3; CT, 98.07cm ± 220.96; P=0.0326), and day 4 (TG, 146.2cm ± 18.33; 185 I ............. ................... ............ ...... B 30 Dayl1Total Distance A300' 200 00 100 V 0 C 9 1 K E 2 3 . . . . 4 5 6 Mintues 7 . 8 . 9 Day 2 Total Distance . Control D 300' I200' 2 3 4 5 6 Mintues Day 4 Total Distance 300 I00- 100- 1 123456789 . 10 Day TotalDistance 0 ----------- ............................ " Mutant 200 1 . . 7 8 9 10 E 4 5 6 Mintues 2 0 Mintues Total Distance Day 5 8 1,0 Day 6 Total Distance 200- 200 100- 100" 01 Mintues G $ Mintues H Day 7 Total Distance 300- Total Distance in First Minute: Over 7 Days 300- I 20 100- 1 3 4 5 Mintues 6 7 8 9 0 10 i i 3 4 6 7 Day Figure -5: Open-Field Total Distance. Blue circles represent Control (MEC-III Cre+) and Red circles represent Mutant (MEC-III TeTx) mice. (A-G) Averaged total distance (cm) per minute of the ten minute daily session for Day 1-7. (H) Averaged total distance (cm) during first minute of each of the seven days. 186 .... .... ...... .... Day 1 Rearing A1 III 111111 I I Day 2 Rearing 0 1 2 C 111 111 9 10 3 4 5 6 Mintues 0 1 2 7 8 9 10 7 8 9 10 Day 4 Rearing 8 7 6 5' 4. 3 2- 1 2 3 4 5 6 Mintues 7 0 0 10 1 2 3 4 5 6 Mintues Day 5 Rearing Day 6 Rearing 10 9 8 77' W 5 1 2 3 4Mintues G 109. 8 I- 6 00 4 5 6 Mintues 10 9- 8" 7" 6- E 3 Day 3 Rearing 00 " Control * Mutant 0 10 Mintues Average Number of Rearing Events Per Day: 7 days Day 7RearingH 91 8' 7' f 6,{i I 1 2 u3es 6' Mintues 9 10 0 1 2 3 D7 4 Day 5 6 Figure -6: Open-Field Rearing. Blue circles represent Control (MEC-IJI Cre+) and Red circles represent Mutant (MEC-II TeTx) mice. (A-G) Averaged total number of rearing events per minute of the ten minute daily session over Days 1-7. (H) Averaged number of rearing events per day, over the 7 days. 187 CT, 84.27cm ± 20; P=0.0302). There was no significant difference between geno- types in the first minute on day 5 (TG, 101.4cm ± 19.29; CT, 63.27cm ± 19.98; P=0.1805), day 6 (TG, 111.4cm ± 23.41; CT, 77.80cm ± 21.89; P=0.3035) and day 7 (TG, 94.33cm t 28.91; CT, 78.4cm ± 24.89; P=0.6793). MEC-III TeTx mice rear more on days 1 and 2. On day 1 (-6(A), mutant mice reared significantly more over the 10 minute session (2-way ANOVA: Genotype x Time F(9,252) =1.38, P=0.1990; Time F(9,252) =1.91, P=0.0514; Genotype F(1,252) =7.15, P =0.0124) and this genotype effect was the same through day 2. "B" Day 2 (2-way ANOVA: Genotype x Time F(9,252) =1.26, P=0.2574; Time F(9,252) =1.96, P=0.045; Genotype F(1,252) =6.34, P =0.0178). MEC-III TeTx mice rear similarly to controls on days 3 to 7. On days 3 to 7 (C-G) there was no genotype effect on the rearing events during the 10 minute session. "C" Day 3 (2-way ANOVA: Genotype x Time F(9,252) =0.48, P=0.8857; Time F(9,252) =1.56, P=0.1277; Genotype F(1,252) =3.92, P =0.0577). "D" Day 4 (2-way ANOVA: Genotype x Time F(9,252) =0.39, P=0.9382; Time F(9,252) =2.22, P=0.0212; Genotype F(1,252) =1.28, P =0.2666). "E" Day 5 (2-way ANOVA: Genotype x Time F(9,252) =1.35, P=0.2126; Time F(9,252) =4.99, PiO.0001; Genotype F(1,252) =0.52, P =0.4778). "F" Day 6 (2-way ANOVA: Genotype x Time F(9,252) =0.65, P=0.7521; Time F(9,252) =5.50, Pi0.0001; Genotype F(1,252) =0.10, P =0.7504). "G" Day 7 (2-way ANOVA: Genotype x Time F(9,252) =0.95, P=0.4791; Time F(9,252) =6.59, PiO.0001; Genotype F(1,252) =0.11, P =0.7422). "H" Aver- aged rearing events per day, over 7 day trials. There was a significant difference between genotypes in the averaged number of rearing events on day 1 (unpaired t test P=0.0124), and Day 2 (P=0.0178). On days 3-7, however there was no sig- nificant difference between genotypes: day 3 (P=0.0577), day 4 (P=0.2666), day 5 (P=0.4778), day 6 (P=0.7504) and day 7 (P=0.7422). 188 .6 .6.1 Methods Rota-Rod Rota-Rod experiment done using Ugo Basile Rota-rod, model 7650-Acceler Rota-Rod for mice. All mice were off-Dox for at least 4 weeks and aged between 8 and 12 weeks old. Mice were tested for three trials over one day. Mice were placed onto the black rollers and machine was turned on. The roller moved with a constantly accelerating pace and for each mouse, the time before falling from the rod was recorded. Mice were given a maximum time of 300 s if they did not fall off. Once all mice in a cohort were tested, trial two began. Control (N=23) and Mutant (N=21). .6.2 Open-Field Locomotor activity, exploration and anxiety were assessed using an open field test. All mice were off-Dox for at least 4 weeks and experimenter was blind to the genotypes. 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