This work is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike License. Your use of this material constitutes acceptance of that license and the conditions of use of materials on this site. Copyright 2006, The Johns Hopkins University and William Brieger. All rights reserved. Use of these materials permitted only in accordance with license rights granted. Materials provided “AS IS”; no representations or warranties provided. User assumes all responsibility for use, and all liability related thereto, and must independently review all materials for accuracy and efficacy. May contain materials owned by others. User is responsible for obtaining permissions for use from third parties as needed. Community Participation William R. Brieger, MPH, CHES, DrPh Johns Hopkins University 1 Section A What Is Participation? 2 Community participation: The centerpiece of PHC 3 From Alma Ata Ù Primary health care is essential health care based on practical, scientifically sound, and socially acceptable methods and technology Ù Made universally accessible to individuals and families in the community Ù Through their full participation, and Continued 4 From Alma Ata Ù At a cost that the community and country can afford to maintain at every stage of their development Ù In the spirit of self-reliance and selfdetermination 5 PHC Requires and Promotes Ù Maximum community and individual self-reliance Ù Participation in the planning, organization, operation, and control of primary health care Ù Making fullest use of local, national, and other available resources Continued 6 PHC Requires and Promotes Ù To this end, develop through appropriate education the ability of communities to participate 7 What Constitutes Participation Ù Active involvement of the local population in the decision making and implementation of development projects Continued 8 What Constitutes Participation Ù Role of the community – Formulating a health program – Enabling its residents to understand and make informed choices – Reconciling outside objectives with community priorities Continued 9 What Constitutes Participation Ù The community both determines collective needs and priorities, and assumes responsibility for these decisions 10 Why Participation? Assumptions about Participation Effects Ù Increases program acceptance, ownership Ù Ensures programs meet local needs Ù May reduce costs using local resources Ù Uses local/familiar organizations, problem solving mechanisms—more efficient Ù Some examples follow 11 Promoting Filters by VHWs Product, price, place and promotion organized by VHWs 12 Participation Effects Guinea Worm Filter Sales Where VHW Takes Part 45 40 35 30 25 20 15 10 5 0 VHW sold VHW advised No VHW 13 Community Involvement in Water Supply Improvements Ù Raising money Ù Helping dig Ù Dedicating the well Ù Supervising use and maintenance Community involvement 14 Community involvement 15 Participation in Water Supply Project Multiplier Effect on Immunization Participation 60 50 40 Indonesia Togo 30 20 10 0 participatory non-part no project 16 Community-Managed Essential Drugs VHWs Buy and Maintain Stock 70 60 50 Community Controlled LGA Controlled 40 30 20 10 0 % buy stock mean times buy 17 Community Meetings to Discuss CDTI Ù Community organization for program specific goals Ù Principles of active participation are maintained Ù Local decision making and commitment to decisions facilitated 18 Community meeting 19 CDTI vs Program-Directed Effect on Ivermectin Coverage (TDR/APOC) 70 60 50 40 CDTI Program 30 20 10 0 Kaduna Enugu Yola Mali 20 WARMI Means Woman Save the Children Ù Community organization Ù Community groups determine priorities Ù Plan projects Ù Acquire resources Ù Administer and coordinate Source: Save the Children 21 WARMI: The Community Planning Cycle Ù Identification and prioritization of problems Ù Planning together Ù Implementation by community members Ù Evaluation by community members 22 Community Problem Solving Source: Save the Children 23 Participatory Approach to Improve MCH In Bolivia, Women’s Groups Plan Their Own Program 120 100 80 60 40 20 0 Perinat Mort TT Contra Cover Use Follow-up ANC Visit Trained Attend Initiate BF Baseline 24 Section B Levels of Involvement 25 Levels of Involvement Involvement Vs. Participation Ù Ù Ù Ù Ù Acceptance—Utilize Mobilization—Contribute Participation—Implement Involvement—Plan Control/ownership—Community directs; toward increasing community ownership 26 Am o u n t o f in volvem en t Levels of Participation 120 100 80 60 40 20 0 accept mobiliz particip involve control Level of Participation 27 Acceptance Can Be Likened to Passive Participation Ù Passive participation includes complete cooperation on the part of the community in the implementation of the program to achieve the objectives and targets set for the program – Does not ask of the community contributions in terms of resources, cash, or labor Continued 28 Acceptance Can Be Likened to Passive Participation Ù Education aims at motivation for completion of the tasks determined by the agency 29 What Is Mobilization? Ù A broad-scale movement to engage large numbers of people in action for achieving a specific development goal through self-reliant effort Ù A process of bringing together intersectoral social allies to raise awareness and demand for a particular development program, to assist in the delivery of resources and services Continued 30 What Is Mobilization? Ù This approach, combined with community participation, has also proved to be a very important tool in helping to create a supportive environment for sustainable behavior change 31 Participation or Taking Part In Something Designed/Planned by Others Ù Active participation—Inputs are provided by both the government and local population Ù The importance of identifying appropriate community members to take a lead in community-based activities Continued 32 Participation or Taking Part In Something Designed/Planned by Others Ù Although based in the community and with inputs from the community— including even leadership and resources—participation may not be of the community 33 Involvement Addresses Ownership Ù The ideas may still come from outside but the community internalizes them Ù Depends on the voluntary contribution (e.g., of labor, funds, and resources) Ù Community ownership of the program or intervention is a key to its sustainability Continued 34 Involvement Addresses Ownership Ù Only when the intervention is seen as belonging to them can they be expected to take responsibility for maintaining the activities and improving upon them 35 Community Control Ù Change is directed by the community Ù Community identifies the problem Ù Makes all key decisions on goals and means Ù The organization is willing to help [facilitate] the community at each step to accomplish its goals Ù The approach to change is normative/re-educative 36 Community control comes when members get together and make decisions 37 Facilitation vs Participation Ù Facilitation is open-ended – “Do you have health problems? What do you think causes them? What do you want to do about them? How can we help?” – Issues perceived by the community to belong to themselves—more likely to be sustainable Continued 38 Facilitation vs Participation Ù Participation is program-specific – “We want to eliminate onchocerciasis. We need your help. This is what you need to do. Will you help?” – Issue perceived by the community to belong to the health workers— remains the ultimate responsibility of the health workers 39 How to Facilitate? Ù Ù Ù Ù Ù How to promote community control? Can we listen? Can we learn from local knowledge? Can we adopt new roles? Can we allow and enable front-line health workers themselves to be involved in programming? 40 Are Health Workers Ready for New Roles and Relationships? Ù Ù Ù Ù Ù Ù Ù Facilitating community involvement Listening to community concerns Respecting community views Working together as partners Encouraging community decisions Standing by community decisions Helping communities link with resources 41