Modeling Hematologic Malignancies and Their Treatment in Humanized Mice by MASSACHUSETTS INSTITUTE OF TECHNCOLOY Ilya Leskov SEP 1 23O0 B.A. Biology, with High Honors Swarthmore College, 2001 LIBPARI ES Submitted to the Department of Biology in Partial Fulfillment of the Requirements for the Degree of ARCHIVES Doctor of Philosophy at the Massachusetts Institute of Technology July 2010 © Massachusetts Institute of Technology All rights reserved Signature of Author: // lj::: ~ Ilya Leskov Department of Biology July 23, 2010 Certified by: Jianzhu Chen Cottrell Professor of Immunology July 23, 2010 / Accepted by:_ _ _ _ _ Tania A. Baker Co-Chair of the Graduate Program in Biology E. C. Whitehead Professor of Biology July 23, 2010 Modeling Hematologic Malignancies and Their Treatment in Humanized Mice by Ilya Leskov Submitted to the Department of Biology on July 23, 2010 in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy ABSTRACT Approximately 10% of all cancer deaths in the United States are due to neoplasms of the hematopoietic system, such as leukemias and lymphomas. Genetically engineered mouse models of these diseases have yielded invaluable insights into the ways normal processes become corrupted, leading to cancer development, progression, and spreading. Yet, as our understanding of cancer in mice grows more sophisticated, it is important to be aware of vital differences between murine models and human patients, differences in basic physiology, immunology, and in susceptibility to cancer itself. Furthermore, as anti-neoplastic therapy becomes increasingly focused on human-specific therapies, mouse models become less useful in screening and evaluating potential new therapies. Humanized mice - immunodeficient animals engrafted with human hematopoietic stem cells (HSCs) that subsequently give rise to various mature blood lineage cells - are an elegant solution to these problems, as they offer an ethical and practical way to study human cell biology in vivo. Recent advances in human HSC culture and expansion make it possible not only to generate large cohorts of humanized mice, but also to modify HSCs genetically prior to their engraftment. Such transgenesis of adult human stem cells permits modeling of hematologic malignancies in human cells. To that end, a lentiviral vector capable of stoichiometric expression of up to three transgenes in a B cell-specific manner was constructed; in this case, these transgenes included the GFP reporter and the clinically-important oncogenes Bcl-2 and Myc. Enforced overexpression of Bcl-2 resulted in a benign B cell hyperplasia, but overexpression of Bcl-2 in combination with Myc led to a rapid development of an aggressive disease that recapitulated the histopathological and clinical aspects of human progenitor B cell acute lymphoblastic leukemia (pro-B ALL). Leukemic cells that arise in these mice expressed CD52 and were transplantable into secondary recipients; these were subsequently used to test the efficacy of a human specific monoclonal antibody to CD52, alemtuzumab, which is currently approved for treatment of chronic lymphocytic leukemia, but not ALL. Alemtuzumab treatment of secondary mice resulted in an almost complete clearance of leukemic blasts from the periphery and a significant improvement in life expectancy, and antibody-dependent tumor cell killing was shown to be mediated by macrophages. The lack of alemtuzumab activity in the brain and bone marrow of the mice was investigated, and overcome by combining alemtuzumab with the commonly used chemotherapeutic agent cyclophosphamide. Great synergy between alemtuzumab and cyclophosphamide seen in this model suggests that a further investigation into this clinically relevant drug combination is well warranted. Thesis Supervisor: Jianzhu Chen Title: Cottrell Professor of Immunology, Professor of Biology Acknowledgements Completion of this work would not have been possible without significant input and contributions from numerous mentors, colleagues, friends, and members of my family. First and formost, my thanks go out to Dr. Jianzhu Chen, my lab mentor and PI, who was kind enough to take me into his laboratory and allow me significant intellectual freedom to develop as a scientist. I addition, I'd like to thank members of my thesis committee, including Drs. Michael Hemann, Jacqueline Lees, and Harvey Lodish, as well as Benjamin Ebert of Harvard Medical School, for providing much-needed guidance throughout this process. Special thanks go out to Hidde Ploegh, one of the best lecturers I have ever had the pleasure of hearing, who has taught me so much about immunology. Dr. Herman Eisen has been a source of great knowledge and inspiration from the start of my graduate career. And of course, I am greatly indebted to my very first PI and mentor, Vadim Arshavsky, for preparing me so well for this line of work. My fellow lab mates have been vital to my education. Thank you Adam Drake, Bettina Iliopoulou, Vinay Mahajan, Christian Pallasch, Ching-Hung Shen, and Patrick Stem, for serving as my role models in so many respects. And of course, thank you Lily Trajman for bearing the tough burden of being my baymate for many years with such grace and good humor. This project required a great deal of technical support. For that reason, I'd like to express my gratitude to the wonderful technical staff at the Chen laboratory, especially the two people most closely involved with the humanized mouse project, Mimi Fragoso and Amanda Souza. Equally instrumental were members of the several Koch Institute core facilities, including flow cytometry and cell sorting, histology and pathology, bioinformatics, imaging, and sequencing. In not synthesizing any peptides I suppose I missed out on "collecting them all"; so be it. When I started at MIT, I also moved into an undergraduate dormitory of Harvard College named Lowell House; living there over these past five years has provided me with significant emotional and intellectual stability. For that, I want to thank all members of the Lowell House community, including the dear House Masters, Drs. Diana Eck and Dorothy Austin, who made it a warm home-away-from-home; my fellow tutors, who as graduate students understood what I have been going through and could commiserate with me; and the large number of undergraduates whom I befriended over the years and who inspired me with the sheer variety of their academic and non-academic interests and their unyielding enthusiasm for, well, everything. Of course, I want to thank all my friends, who have lent me a sympathetic ear and life advice throughout this arduous process. You know who you are. And my parents... what can I say, really? Thank you, mom and Steve, for everything; this dissertation is for you, as I could never have done any of it without your endless love, patience, and support... Table of Contents A bstract...........................................................................................................................................2 A cknow ledgem ents ........................................................................................................................ 3 Tab le of Contents ........................................................................................................................... 4 7 Chapter 1: Introduction ........................................................................................................ 1.1 Normal hematopoiesis and cellular origins of B cell malignancies............................11 1.1.1 Hematopoietic stem and progenitor cells and the origins of precursor B cell acute lymphoblastic leukemia/lymphoma (B-ALL).................... 11 1.1.2 Mature B lymphocytes and the origins of mature B cell neoplasms ..... 15 1.2 Differences between murine and human immune systems..................................... 18 1.3 Humanized mouse models.......................................................................................22 1.4 Expansion of human hematopoietic stem cells in vitro .................... 25 1.5 Further characterization of in vitro-expanded HSCs using the novel NOD/scid, ycnun immunodeficient mouse model.............................................. 28 1.6 Overall project objectives ....................................................................................... 34 1.7 References...................................................................................................................35 Chapter 2: Modeling Hematologic Malignancies in Humanized Mice ............................... 2 .1 S umm ary ..................................................................................................................... 2.2 Introduction ................................................................................................................. 2.2.1 Lentivirus as a transgene delivery system ............................................... 41 42 43 45 2.2.2 B cells-specific promoters....................................................................... 46 2.2.3 Choice of oncogenes ................................................................................ 48 2 .3 Resu lts.........................................................................................................................52 2.3.1 Lentiviral vector design ........................................................................... 52 2.3.2 Lentivirus production and titration ......................................................... 53 2.3.3 Lentiviral spin-infection lowers the engraftment efficiency of human CD 133* cells ......................................................................................... 55 2.3.4 Transgene expression from the CD19 promoter is highly restricted to B cells................................................................................ 2.3.5 Bcl-2 overexpression by CD19+ cells leads to non-malignant B cell accumulation................................................................................60 2.3.6 The effect of GFP and Bcl-2 overexpresion on B cell development ..... 57 62 2.3.7 Adoptively transferred GB cells are short lived in secondary hosts..... 66 2.3.8 In vivo stimulation of B cells in GB mice does not lead to increased 68 cell proliferation or antibody production.............................................. 70 2.3.9 Myc overexpression leads to a lack of GFP* cells in the periphery ..... 2.3.10 Overexpression of both Myc and Bcl-2 by CD19+ cells leads to rapidly-progressing pro-B cell lymphocytosis.......................................72 2.3.11 GMB cells are monoclonal or oligoclonal.............................................75 2.3.12 GMB mice are short lived..................................................................... 77 2.3.13 Rapidly-expanding GFP* cells can be transplanted into secondary NSG mice..............................................................................80 2 .4 D iscussion ................................................................................................................... 81 2.5 Materials and Methods............................................................................................90 2.5.1 Lentiviral design and preparation ........................................................... 90 2.5.2 C ell lines .................................................................................................. 93 2.5.3 Lentivirus production and titration ......................................................... 2.5.4 Isolation and expansion of human CD133* cells.................................... 94 95 2.5.5 Lentiviral infection of human CD133+cells.............................................96 2.5.6 M ice ........................................................................................................ . 97 2.5.7 Engraftment of mice with human CD133* cells......................................97 2.5.8 Human cell chimerism in mice engrafted with human CD133+ cells..........98 2.5.9 Tissue preparation, antibodies, and flow cytometry ................................ 98 2.5.10 H istology ................................................................................................ 99 2.5.11 Protein expression analysis....................................................................99 2.5.12 In vivo stimulation of B cells ................................................................ 99 2.5.13 C lonal analysis.........................................................................................101 2 .6 References.................................................................................................................102 Chapter 3: Modeling Immune Therapy of proB-ALL in a Humanized Mouse Model.......108 109 3.1 Sum mary ................................................................................................................... 3.2 Introduction ............................................................................................................... 110 3.3 Resu lts.......................................................................................................................115 5 3.3.1 Treatment of secondary GMB mice with alemtuzumab results in partial tumor clearance.............................................................................115 3.3.2 The Fc region of alemtuzumab is essential to its anti-tumor function.......119 3.3.3 Complement does not mediate alemtuzumab's anti-tumor activity in G MB mice............................................................................................119 3.3.4 Alemtuzumab's anti-tumor activity in GMB mice is mediated by macrophages ............................................................................................ 12 1 3.3.5 Alemtuzumab is able to penetrate the bone marrow, but not the brain ..... 126 3.3.6 Bone marrow is not an immune-privileged site for GMB cells.................126 3.3.7 Combining alemtuzumab with cyclophosphamide leads to a synergistic anti-neoplastic effect in the bone marrow ............................. 130 136 3.4 D iscussion ................................................................................................................. 3.5 Materials and Methods..............................................................................................142 3.5.1 Generation of the pro-B ALL model ......................................................... 142 3.5.2 Alemtuzumab and its variants....................................................................143 3.5.3 Chemotherapeutics.....................................................................................144 3.5.4 Tissue preparation, antibodies and flow cytometry .................................. 144 3.5.5 Complement-dependent cytotoxicity (CDC) assay ................................... 145 3.5.6 In vitro tumor cell killing assay ................................................................. 146 3.5.7 In vivo macrophage depletion .................................................................... 146 3.5.8 H istology .................................................................................................... 147 3.6 References.................................................................................................................149 Chapter 4: Summary and Future Directions .......................................................................... 153 4 .1 Summ ary ................................................................................................................... 154 4.2 Future directions ....................................................................................................... 157 4.3 References.................................................................................................................163 A pp en d ices..................................................................................................................................164 A.1 Optimization of lentivirus production......................................................................165 A.2 Annotated sequence of the modified pEGFP-2A shuttle vector .............................. 168 A.3 Annotated sequence of the pLB2-Ep./CD19-GFP lentiviral vector ......................... 170 A.4 Annotated sequence of the pLB2-Ep/CD19-GFP/Myc/Bcl-2 lentiviral vector.......175 Chapter 1 Introduction Cancer is the second-leading cause of death in the United States, after heart disease; in 2004, for example, over 20% of all deaths in America were due to cancer, with over half a million Americans succumbing to the disease (Heron 2007). Of all cancer deaths, approximately 10% were due to neoplasms of the hematopoietic system, including leukemias and lymphomas (U.S. Cancer Statistics Working Group 2007). The terms "leukemia" and "lymphoma" are. descriptions of the usual tissue distribution of the neoplasm at the time of clinical presentation: leukemias involve the bone marrow and peripheral blood, while lymphomas arise as discrete tissue masses. In practice, however, the distinction between the two types of diseases can blur, with leukemias sometimes arising without bone marrow involvement, and lymphoma cells spreading to the bloodstream during the course of the disease (Aster 2005). The World Health Organization (WHO) has therefore chosen to classify hematologic malignancies based not on the morphology of the disease, but rather on the lineage of cancerous cells. The three general types of leukocyte tumors are therefore myeloid neoplasms, derived from bone marrow progenitors of the various myeloid cells; lymphoid neoplasms, derived from B or T cell progenitors or from mature B or T cells; and the relatively rare histiocytic/dendritic neoplasms, derived from cells that would otherwise develop into tissue macrophages (histiocytes) or dendritic cells (Swerdlow et al. 2008). Myeloid neoplasms include myelodysplastic syndromes (MDS) that exhibit dysplastic and ineffective blood cell production; acute myeloid leukemias (AML), where proliferating myeloid blast cells dominate the bone marrow, but do not differentiate, resulting in severely decreased levels of red blood cells, platelets, and neutrophils; and myeloproliferative neoplasms (MPN), characterized by hyperproliferation of more mature cells from one or more myeloid lineages. MPNs tend to be more chronic diseases: an example is chronic myeloid leukemia (CML), where the differentiation of neoplastic cells is relatively unaffected, and which causes elevated blood cell counts; eventually, however, these chronic disorders can progress to the acute form described above (Aster 2005). Lymphoid neoplasms, on the other hand, originate from lymphoid cells in various stages of differentiation. These tumors are further sub-classified by the WHO based on the particular cell type from which they arise and which they subsequently resemble: precursor or immature B cells and T cells, as well as mature (or peripheral) B cells, T cells, and natural killer (NK) cells (Swerdlow et al. 2008). An additional category comprises Hodgkin lymphoma, which has a different clinical progression, a distinctive neoplastic cell phenotype, and a likely infectious etiology; it will not be discussed here further. Transformed B and T cells often behave similarly to their healthy counterparts, homing to the appropriate sites in the lymph nodes and spleen; as their numbers rise, however, normal lymph node and spleen architecture is disrupted, leading to decreased immune vigilance and increased likelihood of autoimmunity (Aster 2005). The majority (80-85%) of human lymphocyte malignancies is of B cell origin (Aster 2005); the focus of this work was therefore the study and modeling of B-cell leukemia and lymphoma. Thus, in order to gain a better understanding of the origins of these malignancies, it is important to become familiar with normal hematopoiesis and lymphocyte development, and how these processes can become corrupted and lead to the development of cancer. Our understanding of normal hematopoiesis, as well as of the diseases that arise when it becomes disrupted or dysregulated, has been greatly helped by mouse models. As our understanding of these models becomes ever more sophisticated, however, it becomes increasingly important to appreciate the differences between mice and human patients. These differences become particularly pertinent when modeling the effects of cancer therapy, especially as anti-neoplastic regimens move away from general antimetabolites and genotoxic drugs and towards more target-specific treatments. Humanized mice, immunodeficient animals engrafted with human cells or tissues, offer an elegant way to address these differences. When human hematopoietic stem cells (HSCs) are used to reconstitute sublethally irradiated immunodeficient mice, mature human B, T, and myeloid cells arise in the resulting chimeras within weeks. Until recently, availability the number of humanized mice that one could generate using cells from an individual donor was strictly limited by the availability of human HSCs. The last several years, however, saw important advances in ex vivo culture of these cells, and a recent report from our laboratory showed that a culture protocol developed by Lodish and colleagues results in an expansion of long-term HSCs (Drake et al., submitted). These advances make it possible to generate large cohorts of humanized mice, all bearing human leukocytes derived from a single cord blood sample. Furthermore, in vitro expansion of human HSCs makes it possible to introduce specific genetic alterations in these cells by lentiviral transduction. Using vectors bearing oncogenes or inhibitors of tumor suppressors, it becomes possible to model human leukocyte malignancies with human cells, as well as their treatment using human-specific, targeted immunotherapy. Such modeling, of both human disease and its treatment, was the goal of this project. 1.1 Normal hematopoiesis and cellular origins of B cell malignancies 1.1.1 Hematopoietic stem and progenitor cells and the origins of precursor B cell acute lymphoblastic leukemia/lymphoma (B-ALL) Pluripotent hematopoietic stem cells are defined as cells that can divide asymmetrically, in order to self-renew as well as to give rise to all other lymphoid, myeloid, megakaryocyte and erythroid progenitors (Orkin and Zon 2008). There are no surface markers that are uniquely expressed by HSCs (Kirouac and Zandstra 2006), but it is possible to significantly enrich for HSCs, by isolating populations of cells that lack lineage-specific markers (e.g. the B cell marker CD19 (in humans) or B220 (in mice), the T cell marker CD3, etc.), but do possess a certain combination of other surface antigens. Notably, these antigens are different in mice and humans (Chao, Seita, and Weissman 2008). In mice, HSC activity lies in populations of cells that express c-Kit and Scal (Uchida and Weissman 1992), and either lack expression of CD34 altogether (Osawa et al. 1996) or show variations in CD34 expression based on their activation state (Sato, Laver, and Ogawa 1999) or on the age of the mouse (Ito, Tajima, and Ogawa 2000). In contrast, human HSC activity is exclusively found in CD34* cells (Civin et al., 1984; DiGiusto et al., 1994). Human HSCs are further enriched in populations of cells that express CD133 (Yin et al. 1997) and CD90 (Baum et al. 1992), but lack expression of CD38 (Huang and Terstappen 1994). Surface marker expression patterns as well as repopulation assays have been used to define the stages of HSC development and to explore progenitor commitment to the various hematopoietic lineages. Thus, mouse long-term (LT-) HSCs can self-renew throughout a mouse's lifetime, while cells of a later, more mature stage, called the shortterm (ST-) HSCs, can only self-renew for 6-8 weeks before advancing to the multipotent progenitor (MPP) stage (Shizuru, Negrin, and Weissman 2005). These, in turn, have very little self-renewing potential (Morrison and Weissman 1994), and soon commit to either the lymphoid lineage, becoming common lymphoid progenitors (CLPs) (Kondo, Weissman, and Akashi 1997), or to the myeloid lineage, becoming common myeloid progenitors (CMPs) (Akashi et al. 2000). Finally, the progenitors develop into the mature cells of the blood: CLPs differentiate into B cells, T cells, and NK cells, while CMPs differentiate into granulocytes, monocytes, dendritic cells, erythrocytes, and platelets (Blom and Spits 2006). The pool of CLPs contains precursors of both B cells and T cells, the two classes of cells that comprise the adaptive immune system. When normal development of these precursors (also called lymphoblasts) becomes dysregulated, immature lymphoblasts accumulate in the bone marrow, peripheral blood, and (when T-cell precursors are involved) in the thymus. This is the clinical presentation of acute lymphoblastic leukemia/lymphoma (ALL), a disease primarily affecting infants and children (Aster 2005). Although the root causes of the majority of ALL cases are not known, several genetic defects have been found to recur; these include chromosomal copy number changes (including both hypo- and hyperploidy), chromosomal translocations that result in novel fusion genes, and mutations in specific genes (Teitell and Pandolfi 2009). The majority (80-85%) of ALL cases are aggressive malignancies of precursor B cells. Stages in B cell development are defined by the markers expressed on the surface of B cells (see Table 1). B-ALL cells show intracellular expression of terminal deoxynucleotidyl transferase (TdT), and express surface markers CD 19 and CD 10, but not immunoglobulin or (usually) CD20; they therefore match the marker phenotype of pro-B cells (Blom and Spits 2006). T-ALL cells also usually express TdT, but they have a more variable expression of surface and intracellular markers, which may reflect transformation at different stages of T cell development (Swerdlow et al. 2008). Table 1: Stages of human B cell development CD19 TdT IL-7Ra CD20 IgM CD10 CLP - - + - - + Pro-B + + + - - + t CD19, t TdT Pre-B + - - + - + 4'IL-7Ra, t CD20 ImmatureB + - - + + + TIgM Mature B + - - + + - 4 CD10 (Adapted from Blom and Spits, 2006) ALL is often subtyped based on the underlying genetic lesion, and the nature of these lesions is often predictive of treatment outcome (Pui, Relling, and Downing 2004). The most common translocation in pediatric ALL patients is t(12;2 1), which results in the creation of a fusion between transcription factors TEL and AML 1; the fusion protein is thought to inhibit the transcription cascade normally initiated by AML 1, thereby altering the differentiation and renewal of the affected cells (Speck and Gilliland 2002). The prognosis of TEL-AMLl+ patients after aggressive treatment with combination chemotherapy is generally quite good, with significantly lower rates of relapse and higher rates of event-free survival observed in these patients than in those without this translocation (Rubnitz et al. 1997). In contrast, the most common translocation in adult ALL patients is t(9;22), where the fusion occurs between the breakpoint cluster region (BCR) gene and the tyrosine kinase ABL. The constitutive activity of the resulting BCR-ABL tyrosine kinase subsequently activates the RAS-MAPK and the PI3K-AKT pathways in an aberrant manner, resulting in dysregulation of cell proliferation and survival (Kharas and Fruman 2005; McCubrey et al. 2008). The prognosis for patients with this translocation, also called the Philadelphia chromosome, is quite poor, even with aggressive treatment (Thomas et al. 2004; Pullarkat et al. 2008); this is thought to be due to the high mutation rate that results in a rapid rise of drug-resistant clones (Teitell and Pandolfi 2009). Other translocations are also associated with precursor B-ALL. These include a variety of translocations involving the mixed lineage leukemia (MLL) gene, which normally modulates gene expression via its function as a histone methylase, as well as the E2A transcription factor that regulates B cell transition from the pro-B to the pre-B development stage (Teitell and Pandolfi 2009). Dysregulation of still other transcription factors and enzymes are more commonly associated with T-ALL; although outcome of aggressive treatment of T-ALL is often favorable (Larson et al. 1995), karyotypic abnormalities seem to not affect patient prognosis (Heerema et al. 1998). 1.1.2 Mature B lymphocytes and the origins of mature B cell neoplasms More mature B cells are distinguished by their surface expression of CD20 as well as proteins of the immunoglobulin (Ig) family that can bind soluble antigens. In the membrane-bound form, these are called the B cell receptors (BCRs); upon activation, mature B cells gain the ability to secrete the BCR, which in its soluble forms is called an antibody. The BCR (as well as a typical antibody) consists of four polypeptide chains: a dimer of two identical heavy chains that weigh -50 kDa each, and two identical light chains, each attached to a heavy chain and weighing -25 kDa. Each heavy and light chain is comprised of a constant region and a variable region. The constant region of the heavy chain will determine the effector function of an antibody that may eventually be secreted; meanwhile, the combination of variable regions of heavy and light chains attached to one another form the binding site of the BCR. This site is able to bind a very small number of epitopes or antigens, possibly only one; every BCR contains two identical antigen binding sites. Furthermore, each B cell is able to express a unique BCR, so that this receptor becomes a clonal marker of that cell and of all its progeny (Janeway, Jr. et al. 2001). BCR specificity is attained early in B cell development, as B cell precursors in the bone marrow assemble the BCR variable regions from numerous germline-encoded segments, in a process called V(D)J recombination. The imprecision of joining of these segments, partly accomplished through the activity of the TdT enzyme mentioned above, along with the combinatorial association of different segments, contributes to the immense diversity of B cells and antibodies (Janeway, Jr. et al. 2001). After mature B cells leave the bone marrow, where they had been developing, they are still naive - that is, they still have not encountered their cognate antigen. Consequently, naive B cells circulate through the primary lymphoid organs (such as lymph nodes and spleen), where many antigens are either carried in soluble form by the blood or lymph flow, or are brought in by specialized antigen presenting cells, such as dendritic cells (DCs). After encountering antigen, a B cell becomes activated and proliferates, and its progeny undergoes further maturation in the lymph node follicle. Specifically, these clonal B cells congregate around a specialized antigen-presenting cell called a follicular DC, forming the so-called germinal center. Here, B cells are subjected to somatic hypermutation, a process whereby mutations are introduced at a high rate into genes encoding BCR variable regions. As a result, mutated B cells have a range of affinities for the antigen; because the antigen is in limited supply, only B cells with the highest affinity for the antigen can bind the follicular DC and receive survival and proliferation stimuli, while the vast majority of B cells undergoes apoptosis. Several rounds of somatic hypermutation produce B cells with markedly increased antigen affinity. Some of these cells also perform isotype switching, where the antibody's constant region, which determines its interactions with the rest of the immune system, is switched to optimize the protective effect of the antibody; in this way, B cells that start out expressing IgM may switch to express IgA, IgE, or IgG antibody isotypes. In the end, two general types of B cells arise: the long-lived but quiescent memory cells as well as plasma cells that can rapidly secret large amounts of their unique antibody in order to neutralize an infection (Janeway, Jr. et al. 2001). As noted above, the majority of lymphomas are of B cell origin; these can arise from any stage of B cell development, including naYve B cells, germinal center B cells, and plasma cells. For example, cases of chronic lymphocytic leukemia (CLL), the most common mature B cell neoplasm that accounts for ~ 30% of all leukemias diagnosed in the US, may arise from either naYve or antigen-experienced B cells (Stevenson and Caligaris-Cappio 2004). In most B cell lymphomas, however, neoplastic cells show signs of somatic hypermutation, suggesting that the cancer originated in germinal center or post-germinal center cells (Carbone et al. 2009). The importance of the germinal center in lymphomagenesis is underscored in follicular lymphoma (FL), the second most common mature B cell neoplasm; FL cells accumulate in lymph node follicles and may undergo somatic hypermutation throughout the course of the disease (Kuppers et al. 1999). The initial disease is indolent, but in up to 70% of the cases the cancer undergoes histological transformation into a more aggressive form; this transformation is thought to be due to progressive accumulation of further genetic changes, inside as well as outside of the Ig locus (Viardot et al. 2003). In other, more aggressive lymphomas, neoplastic B cells do not undergo continual somatic hypermutation, but germinal center-specific events are nonetheless thought to be crucial for disease emergence. A common feature of many of these lymphomas is the presence of chromosomal translocations that fuse an Ig constant region with an oncogene. Examples include Ig/bcl-6 fusions in diffuse large B-cell lymphoma and Ig/c-myc fusions in some cases of Burkitt lymphoma; the expression of fused oncogenes becomes dysregulated, leading to the emergence and progression of a neoplastic phenotype (Kuppers et al. 1999). The fusion sites lie within Ig isotype switch regions, implicating defective isotype switching in the germinal center as the source of the malignant transformation. Multiple myeloma, a plasma cell neoplasm, appears to be a variation on this theme: chromosomal abnormalities sustained in the germinal center do not prevent pre-myeloma cells from differentiating into antibody-secreting plasma cells, but once these plasma cells reach the bone marrow, the local microenvironment promotes their proliferation, expansion, and consequent pathology (Tricot 2002). 1.2 Differences between murine and human immune systems Much immunological insight has been gleaned from careful examination of samples from healthy volunteers as well as from patients suffering from the leukemias and lymphomas described above. Yet, it is also difficult to overstate the importance of mouse models in advancing our understanding of both basic immunology and of the processes underlying the development of hematologic malignancies. Indeed, the overall structure of the immune systems in mice and in humans is broadly similar: innate immune cells and B cells develop in the bone marrow, T cells develop in the thymus, and cells of both the innate and adaptive systems circulating through secondary lymphoid organs that includes structurally-similar lymph nodes, spleen, and mucosal associated lymphoid tissues (Haley 2003). These similarities have led to the tendency to ignore or downplay any differences, as well as to assume that mice are essentially immunologically identical to humans. Yet there are obvious differences between the two species, the immunological and oncological implications of which cannot be overlooked. For example, gestation in mice is almost 15 times shorter than that of humans; after birth, mice grow 100 times faster than humans, and after reaching maturity they age 30 times faster. Mice are also 3000 times smaller than humans; this difference in stature, as well as other differences in diet and habitat, results in mice likely experiencing a range of antigens that is very different from humans (Gordon et al. 2001). As Rangarajan and Weinberg (2003) point out, these large-scale differences have grave implications for the relative susceptibility of the two species to cancer. The basal metabolic rate is 7-fold higher in mice than in humans, which causes mice to produce correspondingly higher amounts of potentially mutagenic metabolic by-products; meanwhile, murine and human livers also differ in the way they process these compounds. Even more striking is the observation that the lifetime risk of developing cancer is the same in both species, -30%; given that humans live -30 times longer, our markedly lower susceptibility to age-dependent tumors must be due to powerful antineoplastic mechanisms that had developed since our evolutionary divergence from rodents. Indeed, the perturbation of only two signaling pathways is sufficient to transform murine fibroblasts in vitro, while a similar transformation of human fibroblasts requires the perturbation of six or more pathways (Rangarajan and Weinberg 2003). In terms of immunological differences between the two species, perhaps the most evident one is in the composition of their circulating leukocyte populations: in mice these are predominantly lymphocytes (-60%), while in humans these are mainly neutrophils (also -60%). The functional significance of this difference, however, is not well understood (Haley 2003). Less apparent discrepancies also abound, though their functional implications, in most cases, also remain unclear. Differences in marker expression of HSCs have already been discussed (see above); in addition, B cell developmental requirements also appear to be different, most notably with interleukin 7 appearing to be dispensable for normal B cell development in humans (Kovanen and Leonard 2004), but not in mice (Busslinger 2004). In contrast, defects in the BLNK adapter protein, in the BCR-associated tyrosine kinase Btk, or in the pre-BCR component k5 results in an almost complete absence of mature B cells in humans, but only a modest reduction in B cell numbers in mice (Gordon et al. 2001). In T cell development, defects in ZAP70, a kinase involved in T cell receptor signaling, block the differentiation of both CD4* and CD8* T cells in mice, but only CD8* T cells in humans (Mestas and Hughes 2004). There are also significant differences between murine and human mature lymphocytes. Among B cells, these include the expression of CD77 (expression of which defined germinal center B cells in humans, but is only sparsely present on murine splenocytes), CD38 (indicative of terminally differentiated plasma cells in humans, but downregulated and lost on murine plasma cells), and CD5 and CD23 (present concurrently on activated NB cells in humans, but not in mice) (Gordon et al. 2001). Differentially expressed T cell markers include Thy-1 (expressed on murine thymocytes and mature T cells, but absent from human T cells), the co-stimulatory molecule CD28 (present on virtually all mouse T cells, but only on 80% of CD4* and 50% of CD8* cells in humans), and the MHC class II molecule (expressed on human but not murine T cells). Finally, functional differences between human and murine lymphocytes have also been documented; the most notable of these is the differential effect of cytokines on B cell class switching, as well as helper T cell polarization (Mestas and Hughes 2004). As research of murine and human hematopoiesis continues, the list of differences between the two species is likely to grow. These differences, especially ones related to cancer susceptibility, are certainly important when mice are used to model abnormalities in lymphocyte development and/or function, abnormalities that lead to leukemias, lymphomas, or other diseases of the immune system. But perhaps even more problematic is that, as Mark Davis remarks, "mice are lousy models for clinical studies" (Davis 2008). Numerous protocols that appeared promising in mice have failed in human patients, in part because models fail to approximate accurately the anatomical localization of disease, its onset, progression, or development, or the way the disease interacts with the host (Ostrand-Rosenberg 2004). In the case of human-specific treatments, potential targets of chemo- and immunotherapy are most likely not well conserved between mice and humans, so that purely murine models simply cannot be used for treatment screening, development, or validation. This is certainly the case for therapeutic antibodies that target specific surface antigens; human-specific by definition, these require human targets to be injected into the hosts (Ostrand-Rosenberg 2004). These targets could consist of patient-derived leukemia or lymphoma samples, though the patient-to-patient variability of the samples, as well as the unclear genetic history of the lesions present in these samples, limit the usefulness of this approach. Target cells could also be cell lines engineered to express the target human antigen, but engraftment of such cells is again likely to not correspond with the natural course of disease progression in human patients; furthermore, artificial expression of human antigen in these cells may result in their immune rejection by the host itself. Clearly, better models of human immune disorders and hematologic malignancies are urgently needed, so that pre-clinical studies of human specific anti-neoplastic treatments become possible. 1.3 Humanized mouse models To satisfy the growing need for in vivo studies of human cells and tissues, researchers have developed immunodeficient mice that accept xenotransplants of human tissues. In the late 1980's, it was discovered that mice that had a severe combined immunodeficiency (scid) due to a mutation in a DNA-activated protein kinase could support the engraftment of human hematopoietic cells (McCune et al. 1988). This scid mouse model was successfully used to study in vivo properties of human HSCs, human T cell differentiation and infection with HIV, as well as homing properties of human leukemia (Greiner, Hesselton, and Shultz 1998). The model, however, also had significant limitations, which included its high sensitivity to radiation preconditioning, due to the severe defect in its DNA repair mechanisms, as well as the leakiness of the mutation itself, which caused a gradual appearance of endogenous immune cells and thus resulted in extremely low (0.5% - 5%) levels of human cell engraftment (Shultz, Ishikawa, and Greiner 2007). In 1995, it was shown that non-obese diabetic (NOD) mice carrying the above scid mutation support much better engraftment of human tissues (Greiner et al., 1995; Hesselton et al., 1995). This was thought to be due to additional defects in the innate immune system that are present in these mice; however, a recent report showed that NOD mice carry a polymorphism that allows human hematopoietic cells to bind and inhibit macrophages in recipient mice, thereby preventing them from interfering with the human graft (Takenaka et al. 2007). Over the last several years, NOD/scid mice have become widely used as xenotransplant recipients, in a variety of studies aimed at elucidating the function of various human tissues, healthy and malignant. The usefulness of this model, however, is limited by its high predisposition to thymic lymphomas and therefore a relatively short life span (~37 weeks) (Shultz et al. 2005). In addition, high levels of human tissue engraftment are still not seen, likely due to residual presence of innate immunity and low but present NK cell activity (Greiner, Hesselton, and Shultz 1998). In 2005, Shultz and colleagues reported successfully back-crossing immunodeficient mice lacking the gene for the common cytokine-receptor y chain onto the NOD/scid background, thereby producing NOD/scid, ycu" (NSG) mice (Shultz et al. 2005). The common y chain is a vital component of the receptors for interleukins (IL-) 2, 4, 7, 9, 15, and 21; the myriad roles of these cytokines include the differentiation and development of T cells (IL-2, IL-7), B cells (IL-7), and NK cells (IL-2, IL- 15), as well as downstream effects on lymphocyte homeostasis (IL-7, IL- 15), as well as on helper T cell polarization and B cell class switching (IL-4, IL-21) (Janeway, Jr., Travers, Walport, & Shlomchik, 2001; Kovanen & Leonard, 2004). Thus, mice deficient in this multi- receptor subunit lacked not only mature B and T cells, but also NK cells (Cao et al. 1995). Furthermore, NOD/scid, ycn" (NSG) mice were free of thymic lymphomas, even after sub-lethal irradiation, which was attributed to a lack of residual thymocytes as compared to the NOD/scid mice; as a result, NSG mice had a much longer life span, -90 weeks, as compared to -37 weeks seen in NOD/scid mice (Shultz et al. 2005). Most importantly, adult NSG mice were shown to support much higher engraftment levels of human cells after injection of human CD34* cells than the NOD/scid mice. NSG mice were sublethally irradiated, injected via their tail vein with 7x 105 human CD34* cells, and examined 10 weeks later. The bone marrow of NSG mice reconstituted with human HSCs showed 5- to 6-fold higher engraftment levels of human cells than their NOD/scid counterparts (-35% vs. -6%, respectively). Of human leukocytes in the bone marrow, defined as cells expressing the human leukocyte common antigen CD45, approximately 80% were CD19+ B-lineage cells, with approximately a third of these showing the IgM* staining indicative of mature B cells; in addition, human NK cells, myeloid cells, plasmacytoid dendritic cells, and stem cells were all detected. The spleen showed -60% human chimerism (i.e. -60% of all splenocytes were human CD45*), with the majority of human cells being CD20* B cells arranged in follicular structures. Human IgM and IgG were detected in the peripheral blood, indicating the occurrence of class switching. The thymus showed -37% chimerism, with the majority of cells being CD4*CD8*; the majority of peripheral blood leukocytes were CD3* T cells, with 34% of these being CD4* and 55% CD8*. Finally, T cells from the thymus were able to proliferate in response to T cell mitogens phytohemagglutinin (PHA) and streptococcal pyrogenic exotoxin (Shultz et al. 2005). 1.4 Expansion of human hematopoietic stem cells in vitro As described above, approximately 7x 105 CD34* cells are required for successful reconstitution of an adult NOD/scid, ycnun mouse. This requirement presents two significant problems. The first is expense: a vial containing 7-10x 105 CD34* human umbilical cord blood cells, enough to reconstitute only one or two adult NSG mice, costs several hundred dollars, making routine generation of humanized mice prohibitively expensive. The second problem is that of reproducibility. Human cord blood can be obtained from individual donors or as batches of pooled cord blood cells; however, individual cords yield fewer than 106 CD34* cells, while batches of pooled cells can vary in their ability to reconstitute mice (Adam Drake, personal communication). A subsequent report showed that engraftment of newborn NSG mice was in some ways preferable to that of adults: injection of only 105 human CD34* cells was sufficient to attain high engraftment levels in both the bone marrow (~70%) and the spleen (~55%), and indeed resulted in higher levels of circulating human antibodies (Ishikawa et al. 2005). This alleviates the problem of expense somewhat; the difficulty of obtaining large groups of newborn pups at any given time, however, make the generation of large cohorts of humanized mice from reconstituted pups quite impractical. Thus, it would be desirable to be able to expand a population of human long-term reconstituting HSCs in vitro, so that cells originating from either one donor or one batch of pooled donors are sufficient to reconstitute enough adult NSG mice for an entire study or set of experiments. Because there are no surface markers that that uniquely define HSCs, the efficacy of in vitro HSC expansion protocols is best quantified in vivo, by assaying the ability of a given number of cultured cells to reconstitute a syngeneic mouse (for murine HSCs) or an immunodeficient (e.g. scid) mouse (for human HSCs) (Coulombel 2004; Kirouac and Zandstra 2006). Numerous different culture conditions have been described over the years; the most successful of these use serum-free media supplemented with several growth factors to expand the so-called scid-repopulating cells (SRCs). These growth factors include stem cell factor (SCF, also known as steel factor), which has been shown to prevent HSC apoptosis and to anchor HSCs in the bone marrow niche, as well as thrombopoietin (TPO), Notch ligands, and Wnts, all of which have been shown to be important in the generation and expansion of HSCs (Zhang and Lodish 2008). Other growth factors commonly used in HSC culture include IL-3 and IL-6, Flt3 ligand (Flt3-L), and fibroblast growth factors (FGFs) (Sauvageau, Iscove, and Humphries 2004). In a recent development, pleiotrophin, a heparin-binding growth factor secreted by brain endothelial cells, has been described as promoting HSC regeneration; its ability to promote in vitro expansion of human HSCs, however, was quite modest, with only -3fold SRC expansion achieved in culture along with TPO, SCF, and Flt3-L (Himburg et al. 2010). This expansion was on par with numerous other reports: until recently, the maximum reported SRC expansion was only ~6-fold (Gammaitoni et al. 2003; Sauvageau, Iscove, and Humphries 2004). Nevertheless, even these modest expansions are being shown to be useful in the clinic: infusion of SRC that had been expanded -6fold in vitro in patients undergoing bone marrow transplantation was recently shown to lead to much faster neutrophil recovery, effectively reducing the time during which these patients are extremely susceptible to infections (Delaney et al. 2010). These developments underscore the need to gain a better understanding of the mechanisms that support human HSC survival and to identify other factors that promote symmetrical, self-renewing division of HSCs in vivo and their expansion in vitro. To that end, Lodish and colleagues recently identified two new growth factors that support expansion of human HSCs: insulin growth factor binding protein 2 (IGFBP2) and Angiopoietin-like protein 5 (Angptl5) (Zhang et al. 2008). Neither had previously been known to have a role in hematopoiesis: IGFBP2 binds IGF-1 and IGF-2 with high affinity, thereby modulating IGF distribution and biological activity (Ranke and Elmlinger 1997), while Angptl's have been described as regulators of angiogenesis (Oike, Yasunaga, and Suda 2004). These two proteins were used to supplement serumfree medium containing SCF, TPO, and FGF-1 (STF medium). In this study human cord blood-derived human CD133* cells were used; as described above, CD133 is a marker expressed by populations of primitive human cord blood cells that are enriched with HSCs. When CD133* cells were cultured for 11 days in the STF medium supplemented with IGFBP2 and Angptl5, the total number of cells increased ~250-fold. Notably, NOD/scid mice that had been reconstituted with cells cultured in the presence of IGFBP2 and Angptl5 showed much greater chimerism (39.5±7.5% human cells) than mice reconstituted either with cells cultured in STF medium alone (0.8±0.3%), or with cells that had not been cultured at all (0.2±0.2%). Engraftment with the progeny of just -8000 human CD133+ cells was sufficient to result in high human chimerism. Subsequent limiting dilution assays showed that SRCs expanded by -20-fold in culture, a significant improvement over the previous benchmark of -6-fold expansion. Finally, the long-term self-renewal potential of the in vitro expanded cells was confirmed when bone marrow from primary mouse recipients of the expanded HSCs successfully reconstituted secondary recipients, while the bone marrow from mice that had received unexpanded cells failed to do so (Zhang et al. 2008). 1.5 Further characterization of in vitro-expanded HSCs using the novel NOD/scid, yc"" immunodeficient mouse model Human cell expansion in the above study was quantified by assaying the reconstitution of NOD/scid mice; yet, this assessment was limited to a time period of approximately two months post-engraftment, since NOD/scid mice rapidly develop thymic lymphoma after irradiation. Thus, it has been difficult to determine whether the population of expanded human cells indeed contained long-term HSCs, or the more differentiated short-term HSCs and multipotent progenitors. However, the extended lifespan of the NOD/scid, ycnun mice recently developed by Shultz and colleagues permits a more thorough assessment of human cell engraftment over a much longer period of time (Shultz et al. 2005). Furthermore, because NOD/scid, ye""" mice lack NK cells, higher levels of human cell chimerism are likely to be attained, even when fewer starting human cells are used. To evaluate these possibilities, we set out to combine these two novel technologies. Consequently, HSC culture conditions optimized by Zhang et al. (2008) were used to expand human cord blood-derived CD133* cells, which were then engrafted into sub-lethally irradiated NOD/scid, ycnul mice. The ability of expanded human cells to reconstitute these hosts was the same as their ability to reconstitute NOD/scid mice; in effect, culture conditions had increased the cells' scid-repopulating ability by -20-fold. Notably, a similar -20-fold increase during culture was observed in the number of cells expressing both CD34 and CD133 (Figure 1.1A). Scid-repopulating activity of expanded cells resided exclusively in these CD34* CD 133* cells (Figure 1.1 B), and this activity per CD34* CD133* cell remained the same before and after culture (Figure 1.1C). The number of CD34* CD133* cells is thus predictive of scid-repopulating activity of human cells expanded using the above protocol. Human cell reconstitution of NSG hosts was the same at 3 and 6 months postengraftment, both in the extent of human cell chimerism in the peripheral blood (Figure 1.2A) and the number and lineage of various human leukocytes in the bone marrow, spleen, and thymus (see below). Robust reconstitution was achieved after injecting only 2.5xl05 CD34* CD133* cells (Figure 1.2B). In addition, it was possible to isolate human CD34* cells from the bone marrows of reconstituted mice 3 or 6 months after the initial engraftment, and to use these cells to reconstitute secondary NSG hosts (Figure 1.2C). These results indicate that the expanded CD34* CD133* cells indeed contain long-term human HSCs. Finally, human leukocytes that arose from the engrafted CD34* CD133* cells were thoroughly characterized. Human cells in reconstituted mice included relatively few platelets, erythrocytes, myelomonocytes, granulocytes, DCs, and NK cells. Poor reconstitution of these lineages is likely due to the incompatibility of cytokines required for their development, (produced by the murine host) and the receptors for these cytokines present on human cells (Chen, Khoury, and Chen 2009). .............. - -- - .,:::_:: ::yr. I. - - -- -- -- '... -- - - ; .......... ....... ... . ........ 1, 20- Culture day 1 Culture day 11 E 15102E 5 0 CD34 0 V V C) *AA . vv*8 5 A Cultured Uncultured Injected Cells (Figure adapted from Drake et al., submitted) Figure 1.1: Expanded CD34* CD133* cells are SCID repopulating cells. (A) Expression of primitive surface markers CD34 and CD133 in a representative sample of CD133* cells isolated from human cord blood, on day 1 and day 11 of in vitro expansion. The number indicates percentage of CD34* CD133* cells in the gated region. The number of total cells increased approximately 60-fold in this particular expansion. (B) Comparison of reconstitution in neonate NSG mice engrafted with ~10 CD34* CD133* cells that were expanded and re-purified after culture or with a sample of cultured cells that contained ~105 CD34* CD133* cells. Human cell chimerism was determined 12 weeks after initial engraftment by determining the expression of human and murine CD45 in peripheral blood mononuclear cells (PBMCs) of engrafted mice. Mean ± SD is shown, n = 7 mice per group. (C) Comparison of bone marrow chimerism (human vs. murine CD45) in sublethally irradiated neonate NSG recipients that had been engrafted with 400, 1000, or 5000 cultured or uncultured CD34* CD133* cells. Horizontal bars show the mean; each symbol represents an individual mouse. No significant differences among data sets was found (p=0.23). .. . A ........ B 6o E40 8o E 00 0 3 6 0 Months post reconstitution C Primary 9 Secondary 24,51.86 CD34 Bone Marrow 0.69 Human CD45 Bone Marrow Spleen (Figure adapted from Drake et al., submitted) Figure 1.2: Expanded CD34* CD133* cells contain long-term HSCs. (A) Comparison of chimerism in peripheral blood of sublethally irradiated adult NSG mice reconstituted with 2.5-5xl05 CD34* CD133* cells per mouse at 3 and 6 months after initial engraftment. PBMCs were stained for expression of human and murine CD45. Mean ± SD is shown, n= 6 mice per group. (B) Comparison of reconstitution levels in mice injected with different numbers of expanded CD34* CD133* cells. Sublethally irradiated adult NSG recipients were injected with cultured cells containing 0.5xl05, 2.5xl05 or 5x105 CD34* CD133* cells. Eight weeks later, PBMCs of engrafted mice were analyzed for expression of human and murine CD45. Mean ± SD is shown, n = 6-8 per group. (C) CD34* cells from the bone marrow of a primary reconstituted humanized mouse can be used to engraft other, secondary mice with human cells. Human CD34* cells were isolated from the femoral bone marrow of primary humanized mice via magnetic sorting; numbers indicate percentage of gated cells - note the presence of CD34* CD133* cells. The equivalent of one femur's CD34* cells was transferred into one sublethally irradiated secondary recipient. Twelve weeks later, cells from the bone marrow and the spleen of secondary recipient mice were analyzed for expression of human and murine CD45. Consistent with previous reports, the majority of human cells were lymphocytes (Figure 1.3). CD19+ B cells accounted for -2/3 of human cells in the bone marrow; approximately 65% of the CD 19+ cells were IgM IgD- CD 10 pro-B or pre-B cells, and only -4% were IgM* IgD* naive B cells (Figure 1.3B). In the spleen, -3/4 of the human leukocytes were CD19* B cells, and -75% of these were IgM* IgD* naive B cells (Figure 1.3A). In comparison, the level of T cell reconstitution in these mice was fairly low, possibly also due to a cytokine-receptor incompatibility (Manz and Di Santo 2009). The majority of thymocytes were of human origin, and the normal patterns of CD4 and CD8 expression were observed (Figure 1.3C). And although human T cells that arise in these mice accounted for only -5% of human leukocytes in the spleen and peripheral blood, the ratio of CD4* and CD8* T cells in the periphery was 2:1, similar to that found in humans (Figure 1.3D, E). Taken together, these results demonstrate that in vitro expanded human CD34* CD133* HSCs can give rise to a variety of human blood cell lineages. Human reconstitution achieved using this protocol compares favorably with previously reported human cell reconstitutions in NSG mice (cf. Shultz et al. 2005; Giassi et al. 2008). Because relatively few starting human cells are needed to achieve robust human cell engraftment, this protocol presents the possibility to generate numerous wellreconstituted adult humanized mice using cells derived from a single donor. These findings were described in a manuscript that was recently submitted for publication (Drake et al.). ........... Bone Marrow Spleen IgM CD10 C I- - T4C I 4.9 CD10 7~ I I T.I IgM CDIO CD45 CD4 _ 1 Thymus 17.0_ 83 CD45 CD4 (Figure adapted from Drake et al., submitted) Figure 1.3: Lymphoid cell reconstitution in adult NSG recipients. Sub-lethally irradiated adult NSG mice were engrafted with 2.5-5x105 expanded CD34+ CD133* cells. Mice were euthanized approximately 12 weeks after initial engraftment, and cells from the spleen (A and D), bone marrow (B), thymus (C), and peripheral blood (E) were analyzed by flow cytometry for the expression of indicated surface markers. All samples were gated on human CD45* cells except those showing IgM vs. IgD staining, which were gated on CD45* CD19+ cells, and those showing CD4 vs. CD8 staining, which were gated on CD45* CD3* cells. The numbers indicate percent cells in the gated region. Representative data from one of at least 5 mice are shown. 1.6 Overall project objectives Using the methods described above to culture and engraft human HSCs, it is possible to generate a large number of humanized mice that are genetically identical in both the murine host and human graft. This presents an excellent opportunity to model not only the healthy human hematopoietic and immune systems, but also various disorders of these systems. Furthermore, in vitro expansion of human HSCs offers the opportunity to transduce these cells with exogenous genes delivered via a retroviral vector. 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Chapter 2 Modeling Hematologic Malignancies in Humanized Mice 2.1 Summary Humanized mice - immunodeficient animals engrafted with human hematopoietic stem cells (HSCs) that subsequently give rise to mature human blood lineage cells - offer an ethical and practical way to study human cell biology in vivo. Recent advances in human HSC culture and expansion make it possible not only to generate large cohorts of humanized mice, but also to modify HSCs genetically prior to their engraftment. Such transgenesis of adult human stem cells permits modeling of hematologic malignancies in human cells. To that end, a lentiviral vector capable of stoichiometric expression of up to three transgenes in a B cell-specific manner was constructed; in this case, these transgenes included the GFP reporter and the clinically-important oncogenes Myc and Bcl-2. Enforced expression of Bcl-2 resulted in a benign B cell hyperplasia, but overexpression of Bcl-2 in combination with Myc led to a rapid development of an aggressive disease that recapitulated the histopathological and clinical aspects of human progenitor B cell acute lymphoblastic leukemia (pro-B ALL). Specific acknowledgements: Dr. Adam Drake's advice proved invaluable throughout this project. Dr. Ching-Hung Shen helped perform the Southern blot analysis of GMB tumor clonality. Dr. Bettina Iliopoulou performed the ELISA analysis of serum immunoglobulin changes in GB mice stimulated with TNP-LPS. Dr. Patrick Stem helped design the vector and troubleshoot lentiviral production. Maria Fragoso provided excellent technical support. 2.2 Introduction The ultimate goal of this project was to model human hematologic malignancies and their treatments in humanized mice. Many leukemias and lymphomas are characterized by aberrant oncogene expression in mature leukocytes or in their precursors; the most direct way to model these diseases is therefore to replicate the perceived requirements for their development, by inducing similarly aberrant oncogene expression in appropriate cellular targets. Yet, while engraftment of patient tumor samples in immunodeficient mice is relatively commonplace, there are few studies where human cells with defined genetic lesions are followed in an in vivo setting. Nevertheless, the ability of several oncogenes to induce leukemia in human cells has been assayed; these include transcription factors such as STAT5 (Schuringa et al. 2004), cytokine receptors such as Flt3 (Chung et al. 2005; Moore et al. 2007), homeobox genes HOXA9 (Chung et al. 2006) and HOXAlO (Buske et al. 2001), as well as several leukemia-associated fusion proteins, such as AMLI-ETO (Basecke et al. 2005), CBFp-SMMHC (Wunderlich et al. 2006), and BCR-ABL (Chalandon et al. 2005). The effects of enforced oncogene expression in these studies, however, were generally limited to perturbations in the distribution of human cell lineages that arise following HSC engraftment. This apparently modest effect may have been at least partially due to fact that engrafted animals were followed for only a few months, before succumbing to endogenous thymomas to which NOD/scid mice are prone. The exceptions to this were two studies by Dick and colleagues. In one, engraftment of human cells that had been transduced with the fusion protein combining the TEL transcription factor with the JAK2 tyrosine kinase resulted in the rapid development of a disease resembling acute myelofibrosis (Kennedy et al. 2006). The other study examined the effect of two fusion proteins: MLL-ENL, the product of the t(1 1; 19) translocation found in both AML and ALL, and MLL-AF9, a fusion associated primarily with AML (Barab6 et al. 2007). Within 3-4 months of engraftment, NOD/scid mice reconstituted with human cells that had been transduced with MLLENL developed a B-ALL-like disease, while those engrafted with MLL-AF9-expressing cells developed either B-lymphoid or myeloid leukemias. These results illustrated that the identity of fusion partners is vital in determining leukemia lineage (Barab6 et al. 2007). Furthermore, they showed that enforced expression of a single oncogene may be sufficient for leukemia development, despite the overall resistance of human cells to transformation described by Rangarajan and Weinberg (2003). These findings were particularly encouraging for further modeling of hematologic malignancies in humanized mice, especially since the extended lifespan of the novel NOD-scid Il2rj'- (NSG) immunodeficient mice provides the opportunity to follow cancer development over longer periods of time. Since humanized mice are generated by reconstituting immunodeficient animals with human HSCs, transducing these HSCs prior to their engraftment, as was done in previous studies, seems to be the most suitable method of introducing exogenous genes into the more mature human cells that will eventually arise. Thus, there are two initial technical hurdles that must be overcome: the first is to efficiently transduce human HSCs that are undergoing in vitro expansion, while the second is to ensure that the newly-introduced genes are expressed in a cell- and stage-specific manner. Finally, in light the failure of most transgenes examined to date to transform human cells, the nature of the oncogenes to be used in this study also had to be carefully considered. 2.2.1 Lentivirus as a transgene delivery system Retroviral vectors have been used for gene delivery into hematopoietic cells for over 25 years (Williams et al. 1984; Dick et al. 1985). Murine cells were the first targets, but the possibility of using this technology to correct specific gene defects in human subjects was clear from the outset (Williams et al. 1984). Initial vectors were based on the Moloney murine leukemia virus (MLV), a representative member of the gammaretrovirus genus of the Retroviridae family (Baum et al. 2006). A retroviral particle consists of a plus-stranded viral RNA genome, packaged inside a protein capsid and surrounded by a cell-membrane-derived envelope. Glycoproteins embedded in the envelope are bound by receptors on the target cell, following which the virion enters the cell, either by direct fusion of the viral and cell membranes or by receptor-mediated endocytosis and subsequent fusion of the viral membrane with that of the endosome (reviewed in Anderson and Hope 2005). In the cytoplasm, the protein capsid is shed and the viral genome is reverse-transcribed into cDNA, which then latch onto dynein motors and translocate towards the nucleus along microtubules (McDonald et al. 2002). It has been found, however, that the cDNA of retroviruses like MLV cannot enter the host nucleus, by traversing the nuclear pore complex for example, but must wait for the mitosis-associated breakdown of the nuclear envelope in order to gain access to the host genome (Roe et al. 1993). Consequently, MLV-based vectors do not efficiently transduce quiescent cells such as HSCs (Baum et al. 2006). In contrast, the lentivirus genus of the Retroviridaefamily does not share this dependence on mitosis for nuclear entry (Lewis and Emerman 1994). This is due in part to the presence of nuclear localization signals on lentiviral proteins, such as integrase, that co-localize with the viral cDNA (Gallay et al. 1997), as well as to active disruption of the nuclear envelope by lentiviral proteins (De Noronha et al. 2001). Lentiviral ability to infect non-dividing cells makes these vectors optimal for transducing HSCs. Another important advantage of lentiviral vectors as transgene delivery systems is that lentivirally-delivered transgenes have been shown to be significantly less susceptible to CpG methylation-mediated silencing by the host cell than those delivered via a gammaretrovirus (Pfeifer et al. 2002). Because such silencing tends to be especially prominent in cells undergoing a long differentiation process (Brenner and Malech 2003), this aspect of lentiviral vectors is particularly relevant for transducing HSCs when the eventual goal is expression of transgenes in their more differentiated descendants. Finally, lentiviruses are much better able to incorporate exogenous regulatory elements, such as enhancers and promoters, into their genome. Since these sequences normally do not exist in the form of RNA (as they would in the viral vector), they often contain cryptic splice sites, but lentiviral Rev proteins and Rev-responsive elements have been shown to suppress host-cellmediated splicing and to promote packaging of unspliced viral genomes (May et al. 2000; reviewed in Logan, Lutzko, and Kohn 2002). Their numerous advantages over comparable gammaretroviral vectors thus made lentiviruses the optimal choice of vector with which to transduce human HSCs. 2.2.2 B cell specific promoters Lentiviral ability to carry enhancers and promoters is especially important in light of the need to accurately and precisely target the expression of vector-delivered transgenes. Because most human lymphoid malignancies are of B cell origin, it was critical to restrict transgene expression to cells of the B lymphocyte lineage. To date, only three B cell-specific promoters have been described in the context of a lentiviral vector. The first is the immunoglobulin (Ig) heavy chain enhancer Eji, discovered simultaneously by two groups in 1983 (Banerji, Olson, and Schaffner 1983; Gillies et al. 1983). When incorporated into expression cassettes, this enhancer led to B cell specific transgene expression (Adams et al. 1985). Although the extent of B cellspecific enhancement was found to vary with the site of transgene integration, this positiondependent variegation was significantly reduced by combining the Ei enhancer with its flanking matrix attachment regions (MARs) (Forrester et al. 1994). These elements function by maintaining neighboring chromatin in an open conformation (Jenuwein et al. 1997), and the EptMARs combination was recently shown to induce B cell specific expression of lentivirallydelivered genes (Lutzko et al. 2003). A similar way to induce B cell-specific transgene expression was described by Gustafsson and colleagues (Laurie et al. 2007); this consisted of placing transgenes (in this case, a GFP reporter) under the control of the Ig kappa light chain minimal promoter along with two Ig enhancers. Unfortunately, the leakiness of this system was not very encouraging: although most of the GFP* cells were of B cell origin, some 13% were CD3* T cells (Laurie et al. 2007). Finally, a more robust promoter system was described by the Tonnelle group, who characterized the genomic region located directly upstream of the human CD19 gene (Moreau et al. 2004). This gene is expressed by B cells from the pro-B cell stage onwards; and indeed, when human CD34* cells were transduced with a lentivirus in which GFP was under the control of a this putative promoter region, and transduced cells were used to reconstitute NOD/scid mice, GFP expression was tightly restricted to B cells that arose. Combining this CD19 promoter with the previously described Ep-MARs construct resulted in a 12-fold increase of GFP expression without any loss in B cell specificity (Moreau et al. 2008). Of the currently available promoters, this combination of the Ep-MARs enhancer construct and the human CD19 promoter thus appears to be the best option for achieving B cell specific transgene expression. 2.2.3 Choice of oncogenes Since the goal of this project was to model hematologic malignancies, it was clear that the transgenes to be lentivirally delivered to HSCs, and to be later expressed in their B cell descendants, should be ones that promote cancer development. In order to avoid latency in disease emergence, it was preferable to choose oncogenes that had previously been shown to promote rapid lymphomagenesis. Two such oncogenes that are particularly important in human lymphomas are Myc and Bcl-2; translocations that aberrantly place the expression of these genes under the control of the immunoglobulin regulatory regions are found in most cases of Burkitt lymphoma and follicular lymphoma, respectively (Aster 2005). Both Myc and Bcl-2 have been extensively studied since they were first discovered (Sheiness, Fanshier, and Bishop 1978; Tsujimoto et al. 1984). The Myc gene encodes for a transcription factor that can act as an activator, inducing many genes directed toward cell growth and proliferation, including ones involved in protein synthesis (e.g. ribosomal components and other translation machinery) and energy metabolism (e.g. genes involved in glycolysis and other mitochondrial functions). Thus it is not surprising that transgenic mice harboring an exogenous copy of Myc under the control of the Ep enhancer developed aggressive (Adams et al. 1985). monoclonal B cell lymphomas within 3-5 months of birth It is notable, however, that no lymphoid hyperplasia is seen before the onset of malignant lymphoma in these Ept-Myc mice; this is thought to be due to Myc-enhanced B cell proliferation being accompanied by a Myc-induced apoptosis (Marin et al. 1995). In light of Myc's proliferative functions, its concurrent pro-apoptotic function was surprising; nevertheless, it has been shown to promote apoptosis by a variety of mechanisms, including (among others) indirect activation of p53, up-regulation of cell surface death receptors, repression of the anti-apoptotic members of the Bcl-2 family members (e.g. Bcl-XL), and the concurrent induction of its proapoptotic members (reviewed in Meyer, Kim, and Penn 2006). Indeed, in a recent elegant study, Evan and colleagues showed that the role of Myc in apoptosis depends on its expression level: continuous presence of Myc in low amounts promoted proliferation, while abundant Myc overexpression resulted in apoptosis (Murphy et al. 2008). Myc's pro-apoptotic role suggests that tumor development in the context of Myc overexpression requires additional genetic lesions; the latency period in the Ep-Myc model, as well as the monoclonal nature of the disease that emerges, further support this notion. Indeed, one such potent secondary lesion involves overexpression of the Bcl-2 oncogene. Unlike previously identified oncogenes that stimulate proliferation directly, Bcl-2 has been found instead to inhibit programmed cell death, by protecting the integrity of the mitochondrial outer membrane; this precludes the release of cytochrome c from the mitochondria into the cytoplasm, which would otherwise result in the activation of effector caspases and the initiation of apoptosis (reviewed in Youle and Strasser 2008; Chipuk et al. 2010). Consistent with this exclusively antiapoptotic function was the observation that when Bcl-2 was overexpressed in murine B cells (again via the use of the Ept enhancer), transgenic mice exhibited polyclonal B cell hyperplasia instead of monoclonal malignant lymphoma (McDonnell et al. 1989). Unexpectedly, the Ept-Bcl-2 transgenic mice did go on to develop aggressive lymphomas, but only after an average latency period of 15 months; about half of the affected animals exhibited a secondary rearrangement of their endogenous Myc gene with the endogenous immunoglobulin locus (McDonnell and Korsmeyer 1991). At about the same time, two studies by the Cory group had demonstrated that Bcl-2 cooperates with Myc in tumor development, in vitro (Vaux, Cory, and Adams 1988) and in vivo (Strasser et al. 1990). In the latter study, transgenic mice in which B cells overexpress both Myc and Bcl-2 from the outset develop lymphoid tumors within -3 weeks of birth, and die from an illness resembling a disseminated lymphoma/leukemia within 2 months of birth. Unlike the lymphomas developed by the Eg-Myc single-transgenic mice, these Ep-Myc/Bcl-2 tumors were leukemias of progenitor cells: widely disseminated, with no evidence of immunoglobulin rearrangement, and bearing markers suggestive of lymphoid progenitors (Strasser et al. 1990). Subsequently, this cooperation was shown to be due to Bcl-2 blocking Myc-associated apoptosis without inhibiting Myc-induced proliferation (Fanidi, Harrington, and Evan 1992; Marin et al. 1995); more recently, Korsmeyer and colleagues demonstrated that sustained expression of Bcl-2 was required for leukemia maintenance in Ep-Myc/Bcl-2 mice (Letai et al. 2004). The rapid development of lymphoid tumors in the Ep.-Myc/Bcl-2 double-transgenic mice strongly suggests that humanized mice would also quickly develop leukemia if the reconstituting human HSCs give rise to lymphocytes that overexpress both of these oncogenes. The relatively small size of the two oncogenes (-0.7kb for Bcl-2 and -1.4kb for Myc) means that both can be placed within a single lentiviral vector, along with a fluorescent reporter marker such as GFP. Given the importance of the Myc and Bcl-2 oncogenes in two common human lymphomas, and because their effects have been extensively studied both in vitro and in vivo, using numerous murine models, these two oncogenes were finally chosen as the transgenes to be lentivirally introduced into human HSCs. The considerations summarized above determined the choice of vector with which to transduce human HSCs, as well as the oncogenes and the regulatory elements that would control their expression. Subsequent challenges included assembling the promoter and transgenes within the vector, transducing human HSCs undergoing in vitro expansion with the resulting oncogenic lentivirus, reconstituting immunodeficient mice using these cells, and, finally, characterizing the human malignancies that arise. The results of this work are described below. 2.3 Results 2.3.1 Lentiviral vector design In an effort to attain stable transgene expression that would be minimally affected by the site of lentivirus integration, we based the design of our lentiviral vector on the pLB2 backbone, originally developed by Stem and colleagues (Stem et al. 2008). This backbone was modified to include a multiple cloning sequence (MCS) that contains several unique restriction sites, designed to accommodate the insertion of a promoter sequence, as well as that of one or several transgenes. The transgenes chosen in this study were the Green Fluorescent Protein (GFP) reporter and two human oncogenes, Myc and Bcl-2. As described above, Myc can promote cell proliferation as well as apoptosis; one of the mechanisms for this latter function is the induction of the pro-apoptotic protein Bim, which binds and inhibits Bcl-2. However, the Myc allele chosen here contains the T58A mutation, which was previously shown to impair Myc's ability to induce Bim and thereby to inhibit Bcl-2 (Hemann et al. 2005). The use of this allele was expected to further increase the potential of this oncogene combination to transform human cells. In order to express several proteins from a single mRNA, transgene sequences were separated from one another by the sequence of a foot-and-mouth disease virus-derived 2A peptide; this sequence induces a ribosomal skip during translation and results in a stoichiometric production of several proteins from a single mRNA (Donnelly, Luke, et al. 2001; Donnelly, Hughes, et al. 2001; (Szymczak et al. 2004). As a result, 28 of the 29 amino acids encoded by the 2A sequence are left on the C-terminus of the already-translated protein, while a single proline remains on the N-terminus of the nascent protein. This method permitted the generation of four constructs, which contained the sequences of either GFP alone, GFP in combination with either Myc or Bcl-2, or all three transgenes (Figure 2.1). The rationale for choosing the B cell specific combination of the Et-MARs enhancer construct and the human proximal CD19 promoter is described above. As a control, the strong and ubiquitously-expressed promoter of human elongation factor 1la (EFl1a) was also chosen; this has been previously shown to induce strong transgene expression in human hematopoietic progenitors and all of their more mature descendants (Salmon et al. 2000). Both of these promoters were cloned immediately upstream of the transgene constructs within the pLB2 backbone (Figure 2.2). 2.3.2 Lentivirus production and titration High-titer virus (~108 viral particles/ml, after concentration) was made when lentivirus- producing 293FT cells were transfected with a vector where the EFla promoter controlled the expression of GFP alone. However, when these cells were transfected instead with vectors bearing one or both oncogenes, the normally adherent and spindle-shaped 293FT cells separated from the flask and became spherical; no virus was recovered from the supernatant media. These changes in the 293FT cells' morphology and function were hypothesized to be due to their recognition of the EFl1a promoter sequence in the vectors with which they had been transduced, and the subsequent production of the Myc and/or Bcl-2 oncogenes within these cells. Therefore, the EFla promoter in the lentiviral vector construct was replaced with the Ep enhancer/CD 19 promoter combination. Transgenes under its control were not expected to be .. .......... ...... BsrG Agel Not| Apal B *Not| Apal O Not|l Apal Age| BsrG| ~Apal (Apal) Figure 2.1 Construction of expression cassettes containing up to three transgenes Four expression cassettes (in red boxes) were assembled in the pEGFP-Nl shuttle vector. The initial cassette (A) contained the sequences of eGFP and the 2A peptide; sequences encoding the Myc (B) and Bcl-2 (C) were inserted 3' of the 2A sequence using the ApaI and NotI restriction sites. The triple transgene cassette (D) was constructed by first replacing eGFP in the initial cassette with a Myc sequence that contained an upstream ApaI site, using the AgeI and BsrGI restriction sites; the resulting Myc-2A sequence was then excised using its flanking ApaI restriction sites, and inserted into the ApaI site located in the 2A peptide sequence between eGFP and Bcl-2. Arrows indicate the approximate locations of restriction sites relative to one another. transcribed by 293FT cells, which are derived from human embryonic kidney tissue and do not express the CD19 surface marker. Indeed, when 293FT cells were transfected with vectors where the expression of GFP and oncogenes was under the control of the combination of the Ep enhancer and the CD19 promoter, no significant changes in 293FT cell morphology were observed, and lentiviral particles were produced. The resulting titers of oncogene-bearing viruses were similar to those of viruses bearing GFP alone. Thus, four pLB2-based lentiviral vectors were generated, where the combination of the Ep enhancer and the human CD 19 promoter controlled the expression of either GFP alone, GFP and Bcl-2, GFP and Myc, or GFP as well as both Myc and Bcl-2 (Figure 2.2). For ease of nomenclature, these vectors were subsequently referred to as G, GB, GM, or GMB virus, respectively. 2.3.3 Lentiviral spin-infection lowers the engraftment efficiency of human CD133* cells Once high-titer virus was obtained, it was important to assess the impact of lentiviral spin-infection on the ability of human CD133+ cells to engraft in NSG mice and differentiate into more mature leukocytes. Human cord blood-derived CD133* cells, a population that is greatly enriched for hematopoietic stem cells (HSCs), were isolated and expanded in vitro as previously described (Zhang et al. 2008; also see Materials and Methods). Expansion of CD133* cells was monitored during culture by flow cytometry; after approximately 7-10-fold expansion of these cells had occurred, CD133* cells were re-isolated from expansion culture and spin-infected with the G lentiviral vector (i.e. one carrying the GFP reporter alone, as described above). After being cultured in the presence of the virus for another 36-48 hours, the cells were washed and injected Not| Agel Ii Nhel Not| Agel E 1a GM Not Agel Agel =| GB Ep/CD19 Not| N~eI GMB A gel N - I \ - 5'LT 1\ | .0- .00, t t t .-* .01 (pLB2 lentiviral backbone)I 3'LR Nhel Agel Not| Lentiviral vector assembly Figure 2.2 The EFlax promoter sequence or the sequence of the Ep/CD19 enhancer/promoter combination was inserted in the pLB2 lentiviral vector backbone using the NheI and AgeI restriction sites. Subsequently, each of the four constructs previously assembled within the pEGFP-N1 shuttle vector was transferred into the lentiviral backbone using the AgeI and NotI restriction sites. Arrows indicate the approximate locations of restriction sites relative to one another. into sub-lethally irradiated adult (2-3 month-old) NOD-scid Il2r- (NSG) mice, with each mouse receiving ~2.5x 106 CD133* cells; 8-10 weeks later, human chimerism was measured in their peripheral blood. Human leukocytes express the human variant of the common leukocyte antigen CD45 (hCD45), while leukocytes in NSG mice express the murine variant of this antigen (mCD45.1). Therefore, human chimerism in reconstituted mice was defined as follows: % hCD454 cells (% hCD4g+ cells) + (% mCD45.1 cells) The extent of human chimerism varied with each engraftment (four examples are shown in Figure 2.3), but the average chimerism always ranged between -2% and ~20%. In all cases, however, it was significantly lower than the 38%±15% human chimerism seen in mice reconstituted with ostensibly the same number of CD133* cells that had not been subjected to spin infection (Drake et al., submitted; Figure 1.2B). 2.3.4 Transgene expression from the CD19 promoter is tightly restricted to CD19+ B cells Although lentiviral spin infection appears to lower the engraftment efficiency of CD133* cells, it did not affect their differentiation into mature leukocytes. When NSG mice were engrafted with CD133* cells that had been spin-infected with lentivirus bearing the GFP reporter and the peripheral blood of these G mice was examined 8 weeks post-engraftment, the majority of human cells were CD20*IgM* naYve B cells, with a small percentage of CD3* T cells and CD33* myeloid cells (Figure 2.4). These findings are very similar to those in mice reconstituted with CD133* cells that had not undergone spin infection (Drake et al., submitted; Figure 1.3). E 25 x x - 20 - A Aug. 16, 2009 X E X Dec. 14, 2009 oJan. 15, 2010 C E Sep. 26, 2009 - 10 - -C 0,0 A Z C 0- Figure 2.3 Human cell chimerism following engraftment with CD133* cells that had undergone lentiviral spin-infection. Human CD133* cells were purified from in vitro expansion culture and spin-infected with lentivirus carrying the GFP reporter only. Two days later, cells were washed of the virus and engrafted into sublethally irradiated adult NOD-scid Il2ry~ mice. Eight weeks later, peripheral blood mononuclear cells (PBMCs) were analyzed for expression of human and murine CD45. Each symbol represents an individual mouse; %human chimerism was determined as indicated in the text. A LB 0 Human CD45 CD1 9- GFP+ GFP CD19+ GFP+ CD3+ 1""111 CD33+ CD19+GFP- CD19- GFP""""j~r r 1TJ ' ''""'u CD19 i ''' i 'I""" I ' '' 11' I ' ' ""I ' CD33 Human leukocytes reconstitution in NSG mice. Sublethally irradiated adult Figure 2.4 NSG mice were engrafted with human CD133+ cells that had been spin-infected with lentivirus in which the combination of the Ep enhancer and the CD19 promoter controlled the expression of the GFP reporter gene. Peripheral blood leukocytes that arise in the reconstituted mice were assessed 8 weeks later for the expression of the indicated markers. (A) Human leukocytes are differentiated from murine ones by their expression of the species-specific variants of the leukocyte common antigen, CD45. (B) Expression of GFP was confined to human CD45* cells (bottom) and was entirely absent from mouse leukocytes (top). (C) Within the human cell population, GFP expression was further restricted to CD19* B cells, which comprise the majority of human cells that arise in humanized mice. (D) Among the CD19- human cells in the periphery are CD3* T cells and CD33* myeloid cells. Representative data from at least 5 mice are shown. Approximately 1-15% of human cells in G mice were found to be GFP*; the exact percentage differed with different infections (Figure 2.4). As expected, the overwhelming majority of cells expressing GFP were CD 19+ B cells; the lack of GFP* CD 19~ cells confirms the previously-reported observation that the activity of the CD19 promoter is tightly restricted to cells of the B lineage (Moreau et al. 2004; Moreau et al. 2008). The percentage of GFP* B cells remained stable over the course of several months (Figure 2.5A), suggesting that these cells differentiated from lentivirally-infected long-term HSCs, and not the more differentiated and shorter-lived progenitor cells. 2.3.5 Bcl-2 overexpression by CD19+ cells leads to non-malignant B cell accumulation Strong GFP expression confined to the B cell progeny of transduced human HSCs suggested that a similarly B cell-specific enforced expression of the Bcl-2 oncogene would result in a humanized mouse model of follicular lymphoma. Aberrant overproduction of Bcl-2 by mature B cells that accumulate and proliferate in lymph nodes is the hallmark of this common lymphoma. Therefore, sublethally irradiated NSG mice were engrafted with human CD133* cells that had been spin-infected with lentivirus in which the B cell-specific human CD19 promoter controls the expression of either GFP alone or GFP in combination with Bcl-2. Notably, the percentage of human cells that were GFP* was significantly higher in mice that were engrafted with CD133k cells spin-infected with lentivirus that bears both GFP and the Bcl-2 oncogene (GB mice; Figure 2.5B). Moreover, this percentage steadily increased with time, such that approximately 4 months after initial engraftment, GFP* cells constituted the majority of human cells in the mice. Indeed, 5 months after engraftment, the total cell number was 1.8-fold higher in the bone marrows and 2.7-fold higher in the spleens of GB mice, as GFP GFP GFP 56.6 33.2 19.5 GFP GFP GFP 6 weeks 9 weeks 18 weeks Percentage of GFP* cells is stable in G mice, but grows over time in GB mice. Figure 2.5 Sublethally irradiated adult NSG mice were engrafted with human CD133* cells that had been spin-infected with lentivirus carrying either GFP alone (A) or the combination of GFP and the Bcl-2 oncogene (B). At the indicated times following engraftment, PBMCs from these mice were analyzed for GFP expression. All cells were gated on human CD45* cells; murine cells did not express GFP. Numbers indicate percent cells in the indicated region. Representative data from at least 5 mice are shown. compared to cell numbers in the same organs of G mice. This increased cellularity in both organs was due exclusively to large increases in GFP* cells: a 13.5-fold increase in the bone marrow and a 16.9-fold increase in the spleen (Figure 2.6); the numbers of GFP~ cells in both organs remained approximately the same in G and GB mice. As in the G mice, GFP expression in GB mice was confined to CD19+ cells of the B cell lineage; interestingly, increases in B cell numbers did not affect the size and composition of other cell populations, such as human T cells or murine or human myeloid cells (data not shown). As expected, GFP* cells in GB mice also showed greatly increased levels of Bcl-2 expression, compared to CD19* cells isolated from human buffy coat (data not shown). Increased numbers of GFP+ cells in GB mice did not appear to affect their overall health: over the course of 6 months after the initial engraftment, no significant difference in morbidity or mortality was observed between G and GB mice. In addition, no overt differences in internal anatomy were observed between G and GB mice when several of these mice were euthanized approximately as late as 5 months post-engraftment. Histologic examination of H&E-stained sections of various organs from G and GB mice showed that although the number of lymphocytes in the spleens and lymph nodes was greater in GB mice than in G mice, the overall organ architecture was the same in both cases. 2.3.6 The effect of GFP and Bcl-2 overexpression on B cell development Four months after G and GB mice were engrafted with human CD133* cells, human leukocytes from their bone marrows and spleens were analyzed for expression of GFP, as well as the B cell development markers CD 19, CD 10, CD20, and IgM, and the B cell activation markers CD21 and CD23. B cells were defined as those cells that express CD 19, and in the G mice 80 C0 x 70 - GFP 60 + GFP/Bcl-2 C 50 CU 40 + 0E 30 - E - - -c 4- 20 - 10 - Bone Marrow (1 femur) Spleen Figure 2.6 Human GFP* cells accumulate in the bone marrow and spleen of GB mice. The number of human CD45* cells in the bone of one femur and in the spleen from a representative G mouse (blue) and GB mouse (red) is shown; the contribution of GFP* cells to the total number of human leukocytes is indicated in green. Determination of cell number was made 5 months after initial engraftment with human CD133* cells, which had been spin-infected with lentivirus carrying either GFP alone or the combination of GFP and the Bcl-2 oncogene. Bone marrow Bcells G mice GB mice GFP- GFP+ Cell Type Markers GFP- GFP+ Total B cells CD19+ 93.3% (3.5) 6.7% (3.5) 44.9% (10.6) 55.1% (10.6) Pro B cell cD1O+ cD20- IgM- 60.3% (7.2) 56.7% (4.7) 62.7%(5.7) Pre B cell cD10+ cD20+ IgM- 26.7% (5.7) 28.3% (5.5) 24.3% (4.7) 25.0% (11.5) Immature B cell cD10+ CD20+ IgM+ 7.0%(1.1) 7.5%(1.1) 6.6% (0.4) 6.8% (1.4) Mature B cell CD10- CD20+ IgM+ 1.1%(0.5) 1.4% (0.4) 1.1% (0.4) 2.0% (1.2) 58.3(9.3) Table 2.1: Composition of the bone marrow B cell compartment in reconstituted G and GB mice. Bone marrow of 3 G mice and 3 GB mice was examined 4 months after their initial engraftment with human CD133* cells which had been spin-infected with lentivirus bearing GFP alone or in combination with Bcl-2, respectively. All percentage calculations are based on cells gated on the live (DAPI) human B cell gate; values are given as Mean % (Standard Deviation). Note: B cells staining CD20~ IgM* did not fit the classification scheme and were therefore discounted. Splenic Bcells G mice GB mice Cell Type Markers GFP- GFP+ GFP- GFP+ Total B cells CD19+ 84.4% (5.8) 15.6% (5.8) 22.3% (9.9) 77.7% (9.9) Pro B cell cD10+cD20- IgM- 22.0% (2.6) 21.0% (4.6) 22.7% (3.1) 40.3% (3.2) Pre B cell CD10+ cD20+ IgM- 7.8% (1.4) 9.4% (3.0) 6.5% (1.2) 7.9% (1.1) Immature B cell cD10+ CD20+ IgM+ 33.7% (5.0) 32.7% (2.5) 29.0% (2.6) 15.7% (2.3) Mature B cell CD10- cD20+ IgM+ 30.3% (5.7) 32.0% (6.1) 38.3% (4.7) 26.3% (3.8) Table 2.2: Composition of the splenic B cell compartment in reconstituted G and GB mice. Spleens of 3 G mice and 3 GB mice was examined 4 months after their initial engraftment with human CD133* cells which had been spin-infected with lentivirus bearing GFP alone or in combination with Bcl-2, respectively. All percentage calculations are based on cells gated on the live (DAPF) human B cell gate; values are given as Mean % (Standard Deviation). Note: B cells staining CD20~ IgM* did not fit the classification scheme and were therefore discounted. ~10% of these cells were GFP*. The relative proportions of bone marrow B cells in the various developmental stages were essentially the same for GFP~ and GFP* B cell populations (Table 2.1): ~ 50-60% of B cells expressed CD10 but not CD20 or IgM and were therefore in the pro-B cell stage, while -20-30% of B cells were CDl0* CD20* IgM~ pre-B cells. An additional -5-8% were CD20* IgM* naYve B cells, of which the vast majority (over 85%) were CDlO and thus immature (Table 2.1). Consistent with this nearly complete lack of mature naYve B cells, <1% of the B cells expressed the activation markers CD21 and CD23 (data not shown). The relative proportions of B cells in the different developmental stages were different in the spleens of the G mice, which, as expected, contained many fewer pro- and pre-B cells (a little over 20% and -8%, respectively) and many more naYve B cells (-65%, of which about half were CD10~ mature cells) than the bone marrow (Table 2.2). Again, no significant differences in the relative proportions of these cells were observed between GFP~ and GFP* B cell populations. Likewise, roughly the same percentage of GFP~ and GFP* B cells expressed CD21 and CD23 (-20-25%; data not shown). These results indicate that GFP expression alone did not affect B cell differentiation. In the bone marrows of GB mice, GFP* cells accounted for >50% of all B cells; nevertheless, the relative proportions of pro-B, pre-B, and naive B cells were very similar, not only between GFP~ and GFP* B cell populations (Table 2.1), but also to the relative proportions found in the bone marrows of G mice. Again, -60% of the B cells (GFP~ or GFP*) were in the CD20- IgM~ pro-B cell stage, another -25% were CD20* IgM~ pre-B cells, and - 7% were CD20* IgM* naYve B cells, of which most were CDl0* and thus immature. Similar to the G mice, <1% of bone marrow B cells in GB mice were CD21* CD23* (Table 2.1). The spleens of GB mice, however, differed from those of G mice. While the relative proportions of GFP~ pro-B, pre-B, and naive B cells were similar to those found in G mice, a significantly higher percentage of GFP* (Bcl-2*) splenocytes was in the pro-B cell stage (40.3 ± 3.2% vs. 21.0 ± 4.6% in G mice; p < 0.05) (Table 2.2). Consequently, there were significantly fewer GFP* cells that were CD20* IgM* naive B cells (Table 2.2). Consistent with this decrease in the percentage of GFP+ naive cells, the percentage of activated (CD21* CD23*) GFP* B cells was about half that of GFP~ cells (data not shown). These data suggested that overproduction of Bcl-2 in these cells resulted in a delay in the development of pro-B cell splenocytes developing into naive B cells. 2.3.7 Adoptively transferred GB cells do not expand in secondary hosts In order to determine whether GFP* cells from GB mice are able to persist, and possibly proliferate, after adoptive transfer, total spleen cell preparations from these mice were injected into secondary NSG recipients. Each secondary mouse received approximately 107 GFP* cells; 4 weeks after transfer, however, GFP+ cells were undetectable in their peripheral blood (Figure 2.8A), spleens, or bone marrows (not shown). This disappearance of GFP* cells after their adoptive transfer suggested that the expanded population of GFP* cells in GB mice is likely to be continually replenished by stem cells or progenitor cells that reside outside of the spleen. To test this hypothesis, NSG mice were sublethally irradiated and engrafted with whole bone marrow cell preparations from GB mice. Each secondary recipient received ~3-5x 107 total bone marrow cells from GB mice, which included ~2x 107 GFP+ cells as well as ~3.5x105 CD133* cells (all of which were GFP~, as expected). Notably, human cell chimerism was ~40% in the peripheral blood of these mice 6 months after engraftment, with GFP* cells comprising ...................................................... . . ....... . . A _ __B 95.3 _ 0 45.7 ____ 0.2 o 4.7 Human CD45 0 19.7 Human CD45 036.6 32.4 GFP Adoptive transfer of whole bone marrow, but not of splenocytes, gives rise to Figure 2.8 in secondary GB mice. Cell suspensions were prepared from GB mouse population GFP* cell bone marrow and spleen, and injected into sublethally irradiated NSG mice, such that each secondary host received either ~1.5x 107 splenocytes (which included ~107 GFP+ cells) or -35x10 7 total bone cells (which included -2x107 GFP* cells as well as -3.5x1O' GFP~ CD133* cells). Peripheral blood leukocytes were assessed 8 weeks later for the expression of the indicated markers. (A) Human leukocytes are absent from mice that had been engrafted with splenocytes. (B) Human cells do arise in mice that had received bone marrow grafts; a large fraction of these cells expressed GFP. The size of the GFP+ fraction in these mice stayed stable for at least 6 months after engraftment. Splenocyte recipients: representative data from at least 5 mice are shown. Bone marrow recipients: data from one of two engrafted mice are shown. 30-45% of all human cells (Figure 2.8B). These results confirmed that the replenishment of GFP* cells in GB mice is likely due to bone marrow resident hematopoietic stem cells that had been infected by lentivirus carrying GFP and Bcl-2. 2.3.8 In vivo stimulation of B cells in GB mice using TNP-LPS does not lead to increased cell proliferation or antibody production Because Bcl-2 is an inhibitor of apoptosis and does not normally induce proliferation, it is perhaps not surprising that the overexpression of this factor alone is insufficient to cause the kind of malignant B cell disease observed in follicular lymphoma. To determine whether an additional proliferation signal would result in the transformation of these cells, GB mice were immunized with trinitrophenyl conjugated to lipopolysaccharide (TNP-LPS) -4 months after their initial engraftment with human cells. TNP-LPS is a B cell mitogen that induces polyclonal B cell proliferation and T cell independent production of antibodies in wild-type mice (Jacobs 1975). Here, GB mice received intraperitoneal injections of either 100 tg TNP-LPS or PBS, and boosted with an additional injection of TNP-LPS (or PBS) 3 weeks later. Each of the groups was comprised of 5 mice. At the start of the experiment and 3 weeks after the booster injection, peripheral blood from the GB mice was assessed for the percentage of human cells that were CD 19+ B cells, the ratio of GFP* to GFP~ B cells, and the levels of activation markers CD21 and CD23 expressed on B cells. In addition, levels of human IgM in the sera of GB mice were determined via ELISA. Contrary to expectation, however, TNP-LPS injections did not appear to have a significant effect on B cells, as monitored by their numbers and activation phenotype in the peripheral blood. In other words, though the B cell fraction in the blood changed in each of the mice over the course of the experiment, no significant differences were found between the PBS- treated and the TNP-LPS-treated group. Similarly, though some of the mice exhibited shifts in the ratio of GFP* B cells to GFP~ ones, overall no statistically-significant trends were detected. Likewise, no changes in B cell activation status (e.g. the levels of CD21 and CD23 expression) were noted, in either the mice injected with PBS or those injected with TNP-LPS. The concentrations of human IgM in GB mice, as determined after receiving 2 injections of either PBS or TNP-LPS, remained low: <85 pg/ml in 4 of 5 mice that received PBS and <115 pg/ml in 4 of 5 mice that received TNP-LPS. Injections of TNP-LPS did not result in significant changes in the concentration of human IgM in GB sera (data not shown). Finally, TNP-LPS injections did not appear to affect the overall health of the mice, as indicated by their healthy general appearance and by the fact that their post-injection survival was not significantly different from that of mice that had received injections of PBS. In summary, these results indicate that Bcl-2 overexpression in CD19+ cells leads to a non-malignant hypertrophy of the overall B cell compartment. This was especially evident in the spleen, where the accumulation of GFP* pro-B cells and a simultaneous decrease in % GFP* naive B cells suggested a partial block in B cell development. Thus, since follicular lymphoma arises from mature germinal center cells that bear surface immunoglobulin, GB mice are not an accurate model of this disease. 2.3.9 Myc overexpression leads to a lack of GFP+ cells in the periphery Unlike the anti-apoptotic factor Bcl-2, the Myc oncogene has a well-characterized role in stimulating cell proliferation. Moreover, enforcing a B cell-specific expression of Myc offers an opportunity to model Burkitt lymphoma, a B cell malignancy characterized by a dysregulation of Myc expression. Therefore, sublethally-irradiated NSG mice were engrafted with human CD133+ cells that had been spin-infected with the GM lentivirus, which bears both GFP and Myc under the control of the CD19 promoter. Surprisingly, although human cells developed as usual in these mice, no GFP* cells were detected, either in peripheral blood or in the bone marrow or the spleen. The same observations were made when this experiment was repeated. Yet, in both cases, GFP* cells were detected in mice engrafted with human cells derived from the same cord, but which had been spin-infected with the G or the GB virus instead (Figure 2.9). The titer of the GM virus used here (3.9x 108 virions/ml) was higher than that of the GB virus (3.1 x 108 virions/ml), which argues against the possibility that the GM virus had failed to infect human HSCs. This suggested that the GM virus was integrating in the genomes of some human progenitor and/or stem cells, and that the activation of the CD19 promoter in pro-B cells, and the consequent overproduction of Myc, resulted in the death of these cells. Nevertheless, a PCR assay failed to detect any GFP sequences in whole bone marrow preparations from three GM mice (data not shown), leaving open the possibility that GM virus was somehow unable to infect human cells. GFP GFP/Bcl-2 GFP/Myc Figure 2.9 GFP* cells do not arise from HSCs that were spin infected with Myc-bearing lentivirus. Sublethally irradiated adult NSG mice were engrafted with human CD133* cells that had been spin-infected with a lentivirus in which the Ep/CD 19 promoter/enhancer combination controlled the expression of GFP alone, GFP and Bcl-2, or GFP and Myc. Three months after engraftment, peripheral blood leukocytes from G, GB, and GM mice were assessed for their expression of GFP. All samples were gated on human CD45* cells; numbers indicate percent cells in the gated region. Representative data from at least 5 mice are shown. 2.3.10 Overexpression of both Myc and Bcl-2 in CD19+ cells leads to rapidly-progressing pro-B cell lymphocytosis Coordinated overexpression of both Myc and Bcl-2 results in a rapid development of aggressive leukemia in transgenic mice. To determine the combined effect of these two oncogenes in human B cells, sublethally irradiated NSG mice were engrafted with human CD133* cells that had been spin-infected with a lentivirus in which the human CD19 promoter controlled the expression of GFP as well as both the Myc and Bcl-2 oncogenes. Matched G and GB mice were generated using CD133* cells from the same cord. When the peripheral blood of these mice was assessed 4-6 weeks after engraftment, the proportion of human cells that were GFP* was significantly higher in GMB mice than in either G or GB mice. In some of the GMB mice, GFP+ cells constituted over half of the human cells in the periphery even at this early time point (Figure 2.10); moreover, GFP* cells expanded rapidly, so that by ~8 weeks postengraftment, they constituted the majority of human cells in almost all GMB mice. As expected, the levels of both Myc and Bcl-2 were much higher in GFP* cells from these mice, as compared to human CD19+ B cells isolated from the buffy coat. Because GFP expression in the GMB lentiviral construct was under the control of the CD19 promoter, GFP* cells in these mice were expected to be of the B cell lineage. Indeed, that was the case: GFP expression was not seen in CD19~ cells. The stage of development of the GFP* B cells was determined using the same set of surface markers as described above. GFP* cells were found to express CD 10, but not CD20 or IgM, which strongly suggested they were all pro-B cells (Figure 2.11). This was not the case with the few remaining GFP~ B cells, a significant fraction of which expressed both CD20 and IgM (Figure 2.11). The pro-B cell staging of GFP+ cells was further confirmed when they were found to express the alpha subunit ...... ... A 6.3 ~6.3 Human CD45 GFP B 16.5 53 Human CD45 GFP Figure 2.10 The majority of human cells in GMB mice expresses GFP. Sublethally irradiated NSG mice were engrafted with human CD133* cells that had been spin-infected with lentivirus carrying either GFP alone (A) or the combination of GFP and the Myc and Bcl-2 oncogenes (B). Five weeks after engraftment, PBMCs from these mice were analyzed for the expression of murine and human CD45, as well as for GFP expression. GFP expression by human cells is shown in panels on the right; murine cells did not express GFP. Numbers indicate percent cells in the gated region. Representative data from at least 5 G and 5 GMB mice are shown. 99.6 0 0.1 - 0 0.3 0.2 CD19 99.5 IL-7Ra 0.2 0.2 99.6 0.1 CD10 0.1 0,20.M ID01 CD20 99.7 CD20 1gM IgM Figure 2.11 GFP* cells that arise in GMB mice are pro-B cells. Leukocytes were isolated from the spleens of GMB mice that had been euthanized due to terminal illness and stained for the indicated markers. All samples were gated on human CD45* cells, except those stained for TdT and IL-7Ra, which were gated on GFP* cells. The numbers indicate percent cells in the gated region. Representative data from one of at least 5 mice are shown. of the interleukin 7 receptor (IL-7Ra), the expression of which rapidly declines as cells transition from the pro-B cell to the pre-B cell stage (Blom and Spits 2006). Finally, GFP* cells were also found to express Terminal deoxynucleotidyl Transferase (TdT), a key enzyme in V(D)J recombination that is only expressed in pro-B cells (Blom and Spits 2006) (Figure 2.11). Surface marker expression profile of the GFP* cells from GMB mice thus confirmed that they were in the pro-B cell stage of development. 2.3.11 GMB cells are monoclonal or oligoclonal To determine the clonality of the proliferating GFP* pro-B cells, their lentiviral insertion sites were analyzed by Southern blotting (Figure 2.12). Genomic DNA from GFP* cells was digested with either XbaI or BamHI: while the restriction sites for XbaI within the pLB2 vector are all 5' of the GFP-encoding sequence, those for BamHI lie on either side of this sequence (Figure 2.12A). Consequently, hybridization with 32 P-labeled GFP probe of the XbaI digestion products will result in the number of bands corresponding to the number of integration sites, while hybridization of the BamHI digestion products will result in a single band, comprised of the GFP sequence excised by BamHI from the lentiviral integrant. GFP* cells from 4 primary GMB mice, derived from 3 independent experiments that utilized CD133+ cells from different cords, were examined by Southern blotting (Figure 2.12B) In samples from 3 mice, numbered 108, 259, and 261, leukemic grafts appeared to be composed of a single clone, while in sample from mouse number 530, 4 distinct clones were observed (Figure 2.12B). From these data, it was concluded that the leukemias that arise in GMB mice are also likely to be monoclonal or oligoclonal in nature. ... ..... ..... - ....... . ..... . ..... :. -- -- -- Xbal -I 5' LTR BamHI Xbal BamHI + - 9.4 kb- -9.4 kb 6.6 kb- -6.6 kb 4.4 kb- -4.4 kb 2.3 kb- -2.3 kb mouse# 108 259 261 530 Figure 2.12 GFP* cells that arise in GMB mice are monoclonal or oligoclonal. GFP* cells were isolated from the spleens of 4 GMB mice that had been euthanized due to terminal illness; these mice had been reconstituted in three independent experiments (i.e. using human CD133* cells deriving from 3 different cord blood samples). Southern blotting was performed by extracting genomic DNA from these cells and digesting overnight using XbaI and BamHI restriction enzymes. (A) The locations of the restriction sites for these enzymes in the lentiviral vector (flanked by the LTR regions) are shown relative to that of GFP and the oncogenes. (B) Digested genomic DNA (10 ptg) was hybridized with 32 P-labeled cDNA probe specific to eGFP; HindIl-digested lambda DNA served as molecular weight standards. 2.3.12 GMB mice are short-lived Approximately 10 weeks after their initial engraftment with human cells, GMB mice became increasingly frail, showing weight loss, tachypnea, and a decrease in physical activity. Some of the mice also acquired pronounced hind limb paresis that progressed into paralysis. Within a month of this time, most were declared moribund and had to be euthanized; in comparison, G mice generated using CD133+ cells derived from the same cord lived significantly longer (p < 0.01), surviving for at least an additional 12 weeks. (Figure 2.14). Post-mortem dissection of GMB mice revealed overt splenomegaly (Figure 2.15: compare the size of spleen crossections from A and E), as well as brittle bones filled with marrow that was white instead of the usual red. Interestingly, both the spleen and bones exhibited green fluorescence under ultraviolet light. Histological examination of the spleen revealed massive lymphoblastic infiltration, with splenic architecture obliterated and numerous mitotic figures present throughout (Figure 2.15: compare B and F). Lymphoblastic infiltration of organ parenchyma was also detected in the liver, kidneys, testes, and lungs (Figure 2.15 and data not shown), though in these organs such infiltration was less extensive. Lymphoblasts also infiltrated the mesenteries, though none were seen in the small or large bowel (Figure 2.15G). Bone marrow appeared to consist almost entirely of lymphoblasts; the femoral cortical thickness appeared diminished as compared to wild type mice, while the medullary cavity appeared enlarged. Lymphoblasts were also detected in the meninges, though no invasion of the brain matter itself was seen. Mice suffering from hind limb paralysis were found to have large fibrotic retroperitoneal masses that consisted of lymphoblasts invading the underlying psoas and iliacus muscles (Figure 2.15H). Finally, no lymphoblastic infiltrates were found in the skin or cardiac muscle of the mice. . ......... .. ... . .... ... 100 . 80 - p < ,2 0.01 60 - 40 - GFP (n =8) - a.20 GFP/Myc/BcI-2 (n=10) - 0 0 20 40 60 80 100 120 Time (days post-engraftment) Figure 2.14 Kaplan-Meier survival analysis of G and GMB mice. On day 0, sublethally irradiated NSG mice were engrafted with human CD133* cells that had been spin-infected with lentivirus carrying GFP alone or GFP with the Myc and Bcl-2 oncogenes; each mouse received 2.5 x106 cells. Mouse health was monitored throughout (first 120 days are shown); animals were euthanized when declared moribund by veterinary technicians. Representative data from one of 3 independent experiments are shown; n indicates the number of mice in each group. A B E F G H Figure 2.15 Lymphoblasts infiltrate numerous organs in GMB mice. Tissue sections from the spleen of a G mouse (A, B) are shown in comparison to those from a GMB mouse (E, F). Also shown are other tissues from the GMB mouse, showing infiltrations from human lymphoblasts, including the kidney (C), brain (D), mesentery and gut (G), and the psoas muscle (H). All samples were stained with hematoxylin and eosin. Samples in B, C, F, and G are shown at 40x magnification; those in D and H, at lOx magnification. Black arrowheads point to infiltrating lymphoblasts; white arrows point to mitotic figures present in the GMB spleen. Representative data from one of at least 3 mice are shown. 2.3.13 Rapidly-expanding GFP* cells can be transplanted into secondary NSG mice In order to determine whether GFP* cells from GMB mice are able to persist, and possibly proliferate, after adoptive transfer, ~10 6 GFP* splenocytes or ~106 bone marrow cells from these mice were injected into secondary, unirradiated NSG recipients. Secondary mice succumbed to the same disease as the original donor mouse, with infiltration of various organs with human pro-B cells. The lifespan of a secondary mouse was approximately 4 weeks after receiving ~10 6 GFP* cells; lifespan was not affected by the organ of origin of the transplanted GFP* cells. 2.4 Discussion In this work, lentiviral vectors carrying human oncogenes under the control of a B cell- specific promoter were used to transduce human hematopoietic stem cells (HSCs) undergoing in vitro expansion. These cells were then engrafted into immunodeficient NOD-scidI12r< (NSG) mice, and the enforced oncogene expression in B cells that derived from virally-infected HSCs resulted in three distinct phenotypes, the nature of which depended on the oncogene combination. Thus, overexpression of Bcl-2 alone led to an overall expansion of the oncogeneexpressing B cell population; in contrast, the overexpression of Myc alone resulted in a disappearance of transgenic B cells. Finally, overexpression of both Myc and Bcl-2 led to a rapid development of a disease that accurately recapitulates the development, progression, and pathology of progenitor B cell acute lymphoblastic leukemia (pro-B ALL). Perhaps the most widely used method of achieving the expression of two transgenes from a single vector uses an internal ribosomal entry site (IRES) sequence to separate the two genes; the mRNA comprising this sequence has been hypothesized to fold into a structure that mimics that of ribosomal initiation factors, recruiting the ribosomal 40S subunit to bind and begin translation in the middle of the mRNA. The gene located upstream of the IRES is translated in the normal fashion, while the one located downstream of the IRES is translated by the ribosome that had been recruited by the IRES. One disadvantage of using this method is that IRESmediated initiation is often inefficient, resulting in a greatly reduced expression of the downstream transgene. Furthermore, IRES inclusion in a vector significantly reduces the titer of the resulting virus (P. Stern, personal communication), possibly due to problems in packaging RNA genomes containing the highly structured IRES sequence into viral capsids. For these reasons, expression of multiple transgenes in this study was achieved by separating them with the sequence encoding the foot-and-mouth disease virus-derived 2A peptide. The 2A sequence induces a ribosomal skip during translation, resulting in a stoichiometric expression of transgenes separated by it. This permitted the construction of a vector with the potential to encode for up to 3 transgenes, separated by two 2A sequences (detailed in Figure 2.1). Such an approach is far superior to using several viruses at once: since HSC infection efficiency rarely exceeded 10% in this study, the likelihood of transducing a cell with three separate viruses would be -0.1%. One of the genes used in this case was the GFP reporter that facilitated the identification of cells expressing lentivirally-introduced genes; however, if one of the transgenes is an exogenous surface protein, such as a cytokine receptor, a surface immunoglobulin, or a T cell receptor, transduced cells can be identified by its surface expression, obviating the need for another reporter. Finally, in cases where the expression of three intracellular proteins is desired, a fourth reporter gene can still be included in the vector, downstream of the multi-transgene sequence and separated from it by an IRES. To monitor the effect of lentiviral infection per se on HSC engraftment, a virus carrying only the GFP reporter gene was used. In all cases, the infection procedure appeared to reduce the engraftment potential of HSCs, as evidenced by the lower rate of human cell reconstitution achieved by using HSCs that had undergone infection (cf Figure 2.3 vs. Figure 1.2B). The infection procedure used in this work involves centrifugation of HSCs in the presence of concentrated lentivirus (MOI of 10-20) and polybrene, a polymer that has been shown to improve the efficiency of lentiviral infection (Blesch 2004). All of these aspects of the procedure are likely to induce cellular stress in HSCs, potentially impairing their pluripotency and ability to xenoengraft; further optimizing the infection methodology is thus likely to improve engraftment of infected cells. In particular, polybrene could be replaced with other compounds that promote retroviral infection, but are less toxic; Retronectin, a synthetic fragment of human fibronectin that binds and co-localizes target cells and viral particles, and protamine, a polycationic agent that brings virus and cells closer together by an electrostatic effect, are examples of such compounds. The duration and speed of the centrifugation, as well as the viral concentration used in the infection could also be examined, in an effort to balance infection efficiency and HSC survival. In addition, lentiviral targeting to human HSCs could be improved. The lentiviral envelope protein used in this work, as in most other lentiviral transduction systems, was the vesicular stomatitis virus G glycoprotein (VSVG), which allows vector concentration by ultracentrifugation and enables the vector to target many cell types. The rate of HSC transduction possible with VSVG-pseudotyped vectors has not been very high, however, and the cytotoxicity associated with VSVG limits both vector production and vector concentration that is safe for target cells. Recent reports indicate that another pseudotype, RD 114, results in enhanced transduction of human CD34* cells compared to VSVG; this pseudotype can also be concentrated by ultracentrifugation, and, moreover, it can be produced by stable packaging cell lines due to its decreased toxicity (Di Nunzio et al. 2007). Another intriguing strategy was recently proposed by the Cosset group, which attained efficient lentiviral transduction of human HSCs by engineering the vectors to display so-called early-acting cytokines, such as thrombopoietin (TPO) and stem cell factor (SCF), on their surface (Verhoeyen et al. 2005). Similarly, lentiviral targeting via expression of an antibody on the surface of the virus was recently described (Yang et al. 2006); although in this case an anti-CD20 antibody was used to target B cells, this method could be adapted to transducing HSCs using an anti-CD133 antibody. Achieving higher transduction efficiency of human HSCs by any of these methods is likely to reduce the need for high viral MOI during the infection, thereby improving HSC survival after engraftment. Although the infection procedure reduced the engraftment potential of human HSCs in this study, they nevertheless gave rise to numerous mature leukocytes, including CD19* B cells, CD3* T cells, and CD33* myeloid cells. Virally-introduced transgenes were expressed in a B cell-specific manner, as confirmed by the observation that the expression of the GFP reporter was confined to CD19* cells. This was expected, since transgene expression was under the control of the combination of the Ep enhancer and the human B-cell specific CD19 promoter; as previously described, the activity of this Ep.-CD 19 combination was tightly restricted to B cells. It would be useful to analyze the clonality of GFP* cells that arise in G mice; because we know the fraction of B cells that express GFP, the number of distinct HSCs contributing to this fraction would let us calculate the total number of HSCs that give rise to human leukocytes in these mice. Human B cells express CD 19 at a high level from the earliest stages of their development (Blom and Spits 2006), leading to a similar pattern of transgene expression. When Myc was the only oncogenic transgene in the lentiviral vector, no GFP+ (and thus Myc*) cells were observed, either in the periphery or in the bone marrow. As described above, in addition to its function as an oncogene, Myc has a well-documented role in the induction of apoptosis; moreover, a recent study showed that apoptosis was the most likely outcome in cases of major Myc overexpression (Murphy et al. 2008). Given that high titers of Myc-containing lentivirus were obtained, the most likely explanation for the phenotype seen in these mice is thus a Myc-induced apoptosis of CD19-expressing progenitor B cells that arise from virus-infected HSCs. A continuous presence of Myc at low levels, however, stimulates proliferation instead of apoptosis (Murphy et al. 2008). Therefore, a potential way to examine the oncogenic effects of Myc in human B cells in vivo would be to decrease the power of the promoter controlling its expression, by using either the Et enhancer or the CD 19 promoter, but not both. Enforced expression of Bcl-2 alone, on the other hand, led to an overall expansion of the B cell compartment, due to an accumulation of GFP* B cells in all stages of their development. In the spleen, the relative proportion of GFP* B cell progenitors was larger than that of the equivalent GFP~ cells, suggesting that Bcl-2 overexpression induced a partial block in B cell development. Furthermore, GB cells did not appear to be malignant, as they failed to engraft or expand in secondary hosts. Notably, the phenotype of these humanized mice - B cell hyperplasia without malignancy - was very similar to that of transgenic Ep-Bel-2 mice (McDonnell et al. 1989). In Ep-Bcl-2 mice, lymphomagenesis required at least one additional mutation in addition to the overexpression of Bcl-2, one that would promote cell proliferation on top of the anti-apoptotic activity of Bcl-2. In the mice, such a mutation would occur with age, after an average latency period of about 15 months; it is possible that a similar latency would be observed in GB mice (in this study they were not observed for such long periods of time), though human cells are likely to be more resistant to age-related mutagenesis than mouse ones, as described by Rangarajan and Weinberg (2003). Indeed, the nature of the additional mutation that occurs in follicular lymphoma, in which the t(14;18) translocation results in an inappropriate Bcl-2 overexpression by germinal center B cells, remains unknown. The fact that malignant follicular B cells are clonal, along with the observation of the t(14;18) translocation in B cells of healthy individuals, suggests that the lymphoma originates in one such t(14;18)* B cell becoming activated by an encounter with its cognate antigen. Stimulation of B cell proliferation in the GB mice using TNP-LPS, however, did not result in a malignant phenotype, though this may well be due to the same factors thought to underlie the general inability of B cells that arise in humanized mice to proliferate or to secrete immunoglobulins in response to an antigen challenge. These factors include a potential incompatibility of murine follicular dendritic cells (and other antigen presenting cells) and human B cells, the relative rarity of CD4* helper T cells in humanized mice reconstituted as adults, and the lack of human cytokines such as BAFF that normally support B cell responses. Some of these problems are relatively simple to overcome: more T cells arise in mice reconstituted as newborn pups (Ishikawa et al. 2005), for example, and NSG mice can be induced to make human cytokines via hydrodynamic injection of plasmids that encode them (Chen, Khoury, and Chen 2009). Other barriers, such as the incompatibility of some murine and human cells that must cooperate in order for the immune response to occur, are more intractable and may require further transgenesis of the NSG hosts. On the other hand, the inability of Bcl-2 to transform B cells on its own presents an opportunity to explore other human oncogenes or tumor suppressors that interact with Bcl-2. This could be accomplished by further infecting GB cells growing in vitro using viruses carrying other oncogenes; although efforts to culture GB cells have been unsuccessful so far, several culture methods have not been tried, most notably co-culturing the GB cells with other human (or murine) cells that might provide cytokine or growth factor support. Of course, the assured way to induce a second hit is to place the sequence of another oncogene, or of a known inhibitor of a tumor suppressor, on the same vector as Bcl-2. Conversely, the same strategy for examining tumorigenic partners of Bcl-2 can also be applied to the case of Myc: other oncogenes or antiapoptotic factors could be cloned into the same vector as Myc, with the emrgence of leukemia serving as the readout of molecular cooperation. Indeed, when the two oncogenes were combined on the same vector, GMB, the results were striking: a rapid development of an aggressive disease that closely resembled human progenitor B cell ALL. The strong anti-apoptotic activity of Bcl-2 likely rescued B cells developing from virally-transduced HSCs from Myc-induced programmed cell death; other aspects of Myc function then led to the development of the aggressive disease. Perhaps not surprisingly, the GMB model also resembled the highly aggressive leukemia/lymphoma that arises in Ep.-Myc/Bcl-2 double transgenic mice, first described by Strasser et al. (1990). In that model, the animals became ill at 5-6 weeks of age, and died soon thereafter; the cause of death was revealed to be disseminated malignant lymphoma/leukemia. However, there are also important differences between the murine and the human models. Unlike GMB cells described here, leukemic cells in Ep-Myc/Bcl-2 mice did not express TdT, nor did they show any evidence of V(D)J recombination, such as rearrangements of T cell receptor or immunoglobulin genes. Thus, tumor clonality could not be established. In contrast, GMB cells were TdT*, indicating they originated from a somewhat later stage in B cell development. Because the model was generated using a lentiviral infection, tumor clonality could also be determined by analyzing the sites of viral integration into the genome. The tumor in 3 of the 4 mice examined here was dominated by a single clone. Yet, the fact that as many as 4 clones were visible in one of the samples, as well as the fact that the emergence of overt leukemia in GMB mice is rapid and reliable, argues against the need for additional mutations for human B cell transformation. In addition, the presence of 4 clones suggests that the monoclonality in the other mice could have been only apparent, perhaps due to an emergence in vivo of one particularly well-adapted or highly-proliferating clone. These improvements in adaptation or increases in the rate of tumor cell proliferation could be the result of additional mutations; however, such additional mutations are not required for the initial transformation. Indeed, Dick and colleagues made a similar observation in their humanized mouse models of leukemias caused by MLL fusion partners: all were monoclonal or oligoclonal. In some cases, tumor clonality changed after secondary transplantation, indicating the presence of a minor clone that was below detection level in the transplant, but that emerged, perhaps by acquiring additional mutations, in the secondary host (Barabe et al. 2007). It would be informative to perform a similar study with the GMB cells, examining if any changes to tumor clonality occur in secondary hosts or as a result of prolonged in vitro culture of the leukemic cells. Ultimate emergence of a single clone in GMB mice implies that additional potentiating mutations may have been acquired by the leukemic cells in the course of the disease. The observation that in some (but not in all) cases GMB mice acquire hind limb paralysis, and develop characteristic spinal tumors, further supports the notion of such additional mutations and their importance in cancer development and progression. The nature of these mutations remains to be identified. Despite the high potential of Myc and Bcl-2 to cooperate and cause aggressive disease, their concurrent dysregulation in human disease is quite rare. As discussed above, translocations involving Myc or Bcl-2, individually, are characteristic of Burkitt lymphoma (BL) and follicular lymphoma (FL), respectively, both of which are rather common; similar translocations are found in 25-45% of cases of diffuse large B cell lymphoma (DLBCL). However, only about 200 cases have ever been described where Myc and Bcl-2 are overexpressed at the same time, usually in small-scale studies or case reports involving a few patients at a time; this literature was recently reviewed by Snuderl et al. (2010). The authors show that while some of patients suffering from this so-called "double-hit lymphoma" (DHL) had had a pre-existing case of FL, in most DHL emerged as a de novo disease. In most cases, DHL cells expressed CD10, CD20, and surface immunoglobulin concurrently, strongly suggesting that an immature B cell was the source of the tumor. Notably, DHL patients had a higher incidence of bone marrow or central nervous system involvement than patients suffering from either BL or DLBCL, similar to the GMB model and its secondary transplants, in which GFP+ leukemic cells home to the bone marrow initially, and seed the periphery only later (see below). Finally, DHL is highly aggressive and highly resistant to therapy, leading to an overall survival of only 4.5 months (Snuderl et al. 2010). Thus, the disease that arises in GMB mice has significant resemblance to pro-B ALL, and may also serve as a model of DHL, especially its ability to involve the bone marrow and the central nervous system. These resemblances, and the human nature of the GMB leukemia, suggests that this disease model can be used in ways that its purely murine models cannot, namely for screening and evaluation of human-specific cancer treatments. One such class of anti-neoplastics that is increasingly prevalent in the clinic consists of monoclonal antibodies directed against human tumor cell antigens. These antibodies are human-specific almost by definition, and their efficacy or mechanism of action cannot be assessed in purely murine models. Therefore, in the next phase of this project, the suitability of GMB mice for use as a pre-clinical model of ALL for testing the efficacy of human-specific monoclonal antibodies was examined. 2.5 Materials and Methods 2.5.1 Lentiviral vector design and preparation All lentiviral constructs used in this work were based on the self-inactivating pLB2 vector kindly provided by Dr. Patrick Stem (Stem et al. 2008). This vector was subsequently modified as follows: first, the sequence between Anti-Repressor #40 and the Woodchuck hepatitis virus Post-transcriptional Regulatory Element (WPRE) was excised using restriction enzymes XbaI and PmeI, and replaced with a DNA sequence that contained the restriction sites for several other enzymes, including (in 5' to 3' order) NheI, AgeI, and NotI. Notably, these sites were absent in the original pLB2 vector; insertion of the DNA strand containing these sites was verified by restriction digestion. Four constructs containing various combinations of the enhanced green fluorescent protein (EGFP) reporter transgene and the c-Myc and Bcl-2 oncogenes were first assembled in the pEGFP-N1 "shuttle" vector (ClonTech; GenBank accession number U55762). constructs are eGFP, eGFP-Bcl-2, eGFP-Myc, and eGFP-Myc-Bcl-2. These In the case of the multicistronic constructs, sequences encoding eGFP and either of the oncogenes were separated from one another by a foot-and-mouth disease virus-derived 2A peptide sequence, which induces a ribosomal skip during translation and results in a stoichiometric production of several proteins from a single mRNA (Donnelly, Luke, et al. 2001; Donnelly, Hughes, et al. 2001). First, most of the shuttle vector's multiple cloning site (MCS) was excised by restriction digestion with BglII and BamHI; the resulting complementary ends were re-annealed, so that only a single AgeI site immediately upstream of eGFP was retained. The shuttle vector's eGFP was then replaced with an eGFP-2A fusion kindly provided by Dr. Patrick Stem; this was inserted between the retained 5' AgeI site and the 3' NotI site. Notably, the 3'-most 6 nucleotides of the 2A peptide sequence constitute an ApaI restriction site. The modified eGFP(2A) shuttle vector thus contained three unique restriction sites: an AgeI site immediately upstream of eGFP, an ApaI site at the very 3' end of the 2A sequence, and a NotI site downstream of the ApaI site. The eGFP-(2A)-Myc construct was generated as follows. First, a mutant Myc allele commonly observed in Burkitt's lymphoma (T58A, a kind gift of Dr. Michael Hemann (Hemann et al. 2005)) was amplified by PCR methods using the following primers: (Agel-Apal-MYC) 5'CTTCACC-GGTGGGCCCCTCAACGTTAGCTTCACC (ApaI restriction site is underlined) and (MYC-NotI) 5'CTTCGCGGCCGCTTACGCACAAGAGTT-CCGTAGCTG (NotI restriction site is underlined). The amplified gene was then gel-purified and inserted between the ApaI and the NotI site of the modified eGFP-(2A) shuttle vector; the sequence of PCR-amplified Myc was subsequently verified by the Koch Institute core sequencing facility. The eGFP-(2A)-Bcl-2 construct was generated in a similar fashion. First, human Bcl-2 (Open Biosystems) was amplified by PCR methods using the following primers: (ApaI-BCL-2) 5'CTTCGGGCCCATGGCGCACGCTGGGAGAACAG (ApaI restriction site is underlined) and (BCL-2-NotI) 5'CTTCGCGGCCGCTCACTTGTGGCCCAGATAG (NotI restriction site is underlined). The amplified gene was then gel-purified and inserted between the ApaI and the NotI site of the modified eGFP-(2A) shuttle vector; the sequence of PCR-amplified Bcl-2 was subsequently verified by the Koch Institute core sequencing facility. To generate the eGFP-(2A)-Myc-(2A)-Bcl-2 construct, a Myc-2A fusion was inserted between eGFP-(2A) and Bcl-2 in the eGFP-(2A)-Bcl-2 construct. To generate the Myc-(2A) fusion, eGFP within the modified eGFP-(2A) shuttle vector was replaced with Myc. This was done by first excising eGFP using the restriction enzymes AgeI and BsrGI; the BsrGI restriction site is located only two base pairs upstream of the 2A sequence. The T58A Myc (see above) was then amplified using the following primers: (Agel-Apal-MYC, as above) 5'CTTCACCGGTGGGCCCCTCAACGTTAGCTTCACC (Agel restriction site in bold italics, ApaI restriction site is underlined) and (MYC-BsrGI) 5'CTTCTGTACACCGCACAAGAGTTCCGTAGCTG (BsrGI restriction site is underlined). The amplified gene was gel-purified and inserted into the shuttle vector from which eGFP had been excised, immediately upstream of the 2A sequence. The sequence of PCR-amplified Myc was subsequently verified by the Koch Institute core sequencing facility. Note that the resulting Myc-2A fusion is flanked by two ApaI restriction sites; therefore, it was subsequently possible to insert this fusion into the unique ApaI site in the eGFP-(2A)-Bcl-2 construct. Correct orientation of Myc in the resulting eGFP-(2A)-Myc-(2A)Bcl-2 construct was verified by restriction digestion. The four constructs thus generated, namely eGFP-(2A), eGFP-(2A)-Myc, eGFP-(2A)Bcl-2, and eGFP-(2A)-Myc-(2A)-Bcl-2 (referred to below by the shorthand GFP, GFP/Myc, GFP/Bcl-2, and GFP/Myc/Bcl-2, respectively), were then transferred from the shuttle vector into the modified pLB2 vector, using the restriction enzymes AgeI and NotI. Subsequently, promoter sequences were inserted between the 5' NheI and the 3' AgeI sites immediately upstream of each of the four GFP-oncogene constructs in the pLB2 vectors. The ubiquitous EFlc promoter, comprised of nucleotides 125 to 1565 of the human elongation factor EF 1a (GenBank accession number J04617; kind gift of Dr. Patrick Stem), was amplified by PCR methods using the following primers: (NheI-BamHI-EFla) 5'CTTCGCTAGCCTTCGGATCCCTTTGGAGCTAAGCCAGC (NheI restriction site is underlined) and (EFla-Agel) 5'CTTCACCGGTAGTTTTCACGACACCTGAAATG (Agel restriction site is underlined). The amplified promoter sequence was then gel-purified and inserted between the NheI and the AgeI site of each of the four pLB2-GFP/oncogene vectors; the sequence of the PCR-amplified EFla promoter was subsequently verified by the Koch Institute core sequencing facility. The B cell-specific enhancer-promoter construct EL19 was a kind gift of Dr. Cecile Tonnelle; this construct consisted of a fusion of the murine enhancer construct Ept-MARs and the human CD19 promoter, previously described by the Tonnelle group (Moreau et al. 2008). The EL19 construct was amplified by PCR methods using the following primers: (EL19 fwd [NheI]) 5'CTTCGCTAGC-TAGAGAGGTCTGGTGGAG (EL19 rev [Agel]) (NheI restriction site is underlined) and 5'CTTTACCGGTGGTGGTCAGACTCTCC (Agel restriction site is underlined). The amplified promoter sequence was then gel-purified and inserted between the NheI and the AgeI site of each of the four pLB2-GFP/oncogene vectors; the sequence of PCRamplified Epi-MAR/CD19 promoter was subsequently verified by the Koch Institute core sequencing facility. 2.5.2 Cell lines Human embryonic kidney-derived 293FT cells (Invitrogen) were cultured in Dulbecco's Modified Eagle Medium (Koch Institute core media facility) supplemented with 10% v/v Fetal Bovine Serum (HyClone), 10mM HEPES, 2mM L-glutamine, 100 U/ml Penicillin and 100 ptg/ml Streptomycin (all from Mediatech). 293FT cells were split 1:4 or 1:8 every 2-3 days, which maintained them at below ~90% confluence. Raji cells (a kind gift of Dr. Shiv Pillai) were cultured in RPMI 1640 medium (Koch Institute core media facility) supplemented with 10% v/v Fetal Bovine Serum, 10mM HEPES buffer, 1 mM Sodium Pyruvate, 2mM L-glutamine, 100 U/ml Penicillin, 100 pg/ml Streptomycin (all from Mediatech), and 0.1% v/v 2-mercaptoethanol (Sigma). Cell density was maintained at < 106 cells/ml. All cells were maintained in a humidified incubator at 37*C with 5% CO2. 2.5.3 Lentivirus production and titration Lentiviral particles were produced by transient transfection of 293FT cells with three plasmids: the pLB2 lentiviral backbone modified with promoters and oncogenes as described above, the packaging plasmid (pCMVAR8.9, or pA8.9) containing lentivirus structural proteins (Zufferey et al. 1997), and the pMD.G plasmid containing the vesicular stomatitis virus envelope protein (VSVG) (Naldini et al. 1996). Plasmids were transformed into Alpha-Select Gold Efficiency chemically competent cells (BioLine), which were then grown at 32*C to avoid lentiviral vector internal recombination. Plasmid DNA was then purified using a Plasmid Maxi Kit (Qiagen). Near-confluent 293FT cells were transfected in T175 flasks (BD Falcon) using the TransIT-LT1 transfection reagent (Mirus) according to the manufacturer's instructions. Cell culture medium containing a mixture of DNA and the transfection reagent was replaced with fresh medium 18-24 hours post-transfection; lentiviral supernatant was collected approximately at various points after media change, filtered through 0.45pm filters (Pall), and concentrated by ultracentrifugation at 25,000xg for 90 minutes (Beckman Coulter Ultracentrifuge). Concentrated virus was resuspended by overnight incubation in StemSpan medium (StemCell Technologies) at 4*C, then aliquoted and stored at -80*C until immediately prior to use. The titer of each batch of virus was determined by transducing either 293FT cells or Raji cells with serial dilutions of concentrated virus in the presence of 4 pg/ml polybrene (American Bioanalytical) and measuring GFP expression after 3 days by flow cytometry. Viral titer was calculated by multiplying the number of Raji cells at the time of virus addition, the percentage of Raji cells expressing GFP, and the corresponding viral dilution. Viral titers usually ranged from 1x10 8/ml to 5x10'/ml. All work involving oncogene-bearing lentivirus was conducted in the BL2+ facilities of the Koch Institute, in agreement with the appropriate guidelines of the MIT Environment, Health, and Safety Office. 2.5.4 Isolation and expansion of human CD133* cells Purified CD133* human umbilical cord hematopoietic stem cells (HSCs) were purchased from AllCells or from the National Disease Research Interchange (NDRI). Alternatively, CD133* cells were purified from fresh umbilical cord blood purchased from NDRI, as follows. First, umbilical cord blood was incubated with RosetteSep CD3 and Granulocyte depletion cocktails (StemCell Technologies) for 20 minutes at room temperature. The blood was then layered on top of Ficoll-Hypaque (Amersham Biosciences), and centrifuged at 1000xg for 30 minutes at 25*C, so that erythrocytes, now bound to granulocytes and CD3* cells, passed through the Ficoll-Hypaque, while the rest of the leukocytes remained above it. After this leukocytecontaining layer was collected, the residual erythrocytes were eliminated using the ACK Lysing buffer (Gibco), and CD133* cells were purified from the remaining leukocytes using a combination of Phycoerythrin (PE)-conjugated antibody to human CD133 (Miltenyi) and the EasySep PE Selection Kit (Stem Cell Technologies), according to the manufacturers' protocols. Isolated human CD133* cells were cultured as reported previously (Zhang et al. 2008), using StemSpan media (StemCell Technologies) supplemented with human growth factors: 10 ng/ml FGF-1 (Invitrogen), 20 ng/ml SCF, 10 ng/ml TPO, 100 ng/ml IGFBP2 (all from R&D systems), 10 pig/ml of heparin (Sigma), 500 ng/ml Angiopoietin-like protein 5 (Abnova), 100 U/ml Penicillin, and 100 ptg/ml Streptomycin (Mediatech). cells were resuspended at 5x1 4 cells/ml Briefly, freshly-isolated CD133* in growth factor-supplemented StemSpan and placed in a 96-well round-bottom plate (Coming) at 104 cells/well. Two days later, cells were transferred into a 6-well plate (Coming). Higher rate of HSC expansion were observed in Coming multiwell plates (Adam Drake, personal communication); therefore only Coming multiwall plates were used here. More media was added to the cells one day after transfer to keep their density below 2x 105 cells/ml, and also 3-4 days after the transfer to keep their density below 7x 105 cells/ml. 2.5.5 Lentiviral infection of human CD133*cells Approximately 9 days after their initial purification, in vitro-expanded CD133* cells were re-isolated from the expansion culture using a combination of Allophycocyanin (APC)conjugated anti-human CD133 antibody (Miltenyi) and the EasySep APC Selection Kit (Stem Cell Technologies), according to the manufacturers' protocols. These cells were then diluted to 1-5 x 105 cells/ml in growth factor-supplemented StemSpan media containing 4 pg/ml polybrene. Concentrated lentivirus was added to the cells, such that the multiplicity of infection (MOI) was 10-20. The mixture of cells and lentivirus was then plated in 96-well U-bottom plates (Coming) at 100 pl/well and centrifuged at 1000xg for 2 hours at 25*C. After the spin, the plates were cultured for 12-18 hours in a humidified incubator at 37*C with 5% C0 2 ; the media was then replaced with fresh growth factor-supplemented StemSpan media. The plates were then cultured for an additional 24 hours, after which the cells were pooled, washed 3-4 times in 5ml of StemSpan media and counted. The percentage of CD133* cells among the cells that had been exposed to lentivirus was then determined by flow cytometry. 2.5.6 Mice NOD-scid Il2r< (NSG) mice were obtained from the Jackson Laboratory and bred in the MIT animal facility. Mice were housed in autoclaved cages, given autoclaved food and water, with the water being further supplemented with Sulfamethoxazole and Trimethoprim (Hi-Tech Pharmacal). All animal use was in accordance with the guidelines of the MIT Committee on Animal Care. 2.5.7 Engraftment of mice with human CD133* cells Adult NSG mice 8-12 weeks of age were irradiated with 2.7 Gy from a 137Cs source (Gammacell 40, Atomic Energy of Canada), as described previously (Giassi et al. 2008). Within 1-3 hours of being irradiated, mice were injected via a lateral tail vein with 2.5-5x10 5 CD133* cells that had been exposed to lentivirus, resuspended in a 100 pil of StemSpan. Secondary mice - mice engrafted with expanded populations of GFP* cells - were generated as follows. NSG mice that had been engrafted with human HSCs transduced with lentivirus bearing either the GFP/Bcl-2 or the GFP/Myc/Bcl-2 construct were euthanized, and human CD19* cells were purified from their spleens and bone marrows using a combination of APC-conjugated antibody to human CD19 (BioLegend) and the EasySep APC Selection Kit (Stem Cell Technologies), according to the manufacturers' protocols. After determining the proportion of purified cells that was GFP*, the purified cells were resuspended in StemSpan media and injected into adult NSG mice 8-12 weeks of age via a lateral tail vein. 2.5.8 Human cell chimerism in mice engrafted with human CD133* cells Human leukocytes express the human variant of the common leukocyte antigen CD45 (hCD45), while leukocytes in NSG mice express the murine variant of this antigen (mCD45.1). Therefore, human chimerism in reconstituted mice was defined as follows: Human cell ch~merism = 2.5.9 hCD45+ cells % el %hD5 (% hCD45+ cells) + (% mCD45.1+ cells) Tissue preparation, antibodies, and flow cytometry At various time points following injection of NSG recipients with human cells, mice were euthanized by CO 2 asphyxiation, and their blood, bone marrow, liver, spleen, and brain were harvested. Marrow was flushed from the bones and cell suspensions were prepared by passing extracted marrow through a syringe with a 27 gauge needle. Prior to extraction from euthanized mice, livers were flushed with sterile PBS; after extraction they were ground using a Bellco 85 ml tissue sieve kit (Bellco Glass). Ground liver fragments were then incubated with 2 pg/ml collagenase A (Roche) for 1 hour at 37*C, and leukocytes were isolated by centrifugation on a discontinuous 35% Percoll gradient (GE Healthcare). Leukocytes from the spleen were obtained by grinding it between frosted glass slides and filtering through 70 [tm nylon mesh filters (BD Falcon). Residual erythrocytes in all samples were lysed, and cells were counted. Antibodies to human CD3, CD1O, CD19, CD20, CD33, CD34, CD45, CD127 (IL-7Ra), IgM and to murine 98 CD45.1, as well as appropriate isotype controls, were conjugated to FITC, PE, PerCP/Cy5.5, APC, PE/Cy7 or APC/Cy7 (all from BioLegend). PE- and APC-conjugated antibodies to human CD133 antibody were from Miltenyi. PE-conjugated antibodies to human Terminal deoxynucleotidyl Transferase (TdT) and the appropriate isotype control were from BD Pharmingen. Cells were stained with indicated antibodies in PBS containing 0.1% w/v bovine serum albumin (Sigma). Stained cells were analyzed using the C6 flow cytometer (Accuri Cytometers), or the FACSCalibur, FACSCanto or LSR II flow cytometers (BD Biosciences) in the Koch Institute flow cytometry core facility. Dead cells were excluded from analysis by DAPI or propidium iodide staining. Flow cytometry results were analyzed using the CFlow (Accuri Cytometers), FACSDiva (BD Biosciences), or FlowJo (Tree Star) software suites. 2.5.10 Histology Samples of various murine internal organs, including spleen, lymph nodes, liver, kidneys, lung, gut, brain, testes, skeletal muscle, and tumor masses, were microdissected from mice, incubated in a 10% formalin solution overnight, and then preserved in a 70% ethanol solution until processing. Whole bone (femur) samples were microdissected from mice, incubated in a 10% formalin solution overnight, and then transferred into a decalcification solution (10% w/v disodium ethylenediaminetetraacetate (EDTA), pH ~6.6) for approximately 15 days. Following decalcification, bone samples were preserved in a 70% ethanol solution until processing. Finally, smears of peripheral blood and freshly-extracted bone marrow were obtained and air dried prior to processing. Processing of these samples, including embedding organ samples in paraffin, obtaining 5 tm-thick sections of the embedded organs, and staining samples with the hematoxylin and eosin (H&E) stain was performed by the Koch Institute core histology facility. Dr. Roderick Bronson assisted with the analysis of the stained histological samples. 2.5.11 Protein expression analysis Levels of Myc and Bcl-2 expression in GFP* cells isolated from G, GB, and GMB mice, as well as in control CD19* B cells isolated from cord blood, were determined by Western blot. Myc was detected using the sc-40 antibody (clone 9E 10), while Bcl-2 was detected using the sc509 antibody (clone 100); HRP-conjugated goat anti-mouse polyclonal secondary antibodies were used (all antibodies for Western blots from Santa Cruz Biotechnology). 2.5.12 In vivo stimulation of B cells To stimulate human B cells in a T-cell independent manner, GB mice received intraperitoneal injections of trinitrophenyl conjugated to lipopolysaccharide (TNP-LPS; Biosearch Laboratories). Each mouse received 100 ptg of TNP-LPS, dissolved in sterile PBS at 1 mg/ml; control mice were injected with PBS alone. Three weeks later, mice received booster shots of TNP-LPS (or PBS). Three weeks following booster shot administration, the concentration of human IgM in the mouse sera was measured using the Human IgM ELISA kit (Bethyl Laboratories). Serum samples were diluted 125-fold; a standard curve was generated using known concentrations of human IgM. Culture plates containing the samples were read at 450nm in a VersaMax tunable microplate spectrophotometer (Molecular Devices). 100 2.5.13 Clonal analysis Genomic DNA was extracted from GFP* cells using the GenElute Mammalian Genomic DNA Miniprep kit (Sigma). Purified genomic DNA (10 pg) was digested overnight at 37*C with XbaI or BamHI (New England BioLabs). Digested DNA was run on 0.8% agarose gel, with the HindIll digest of lambda DNA (New England BioLabs) serving as molecular weight standards, and then transferred to a nylon membrane using standard procedures. 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Multiply attenuated lentiviral vector achieves efficient gene delivery in vivo. Nature Biotechnology 15: 871-5. 107 Chapter 3 Modeling Immune Therapy of ALL in a Humanized Mouse Model 108 3.1 Summary As anti-neoplastic therapy becomes increasingly focused on human-specific therapies, mouse models become less useful in screening and evaluating potential new therapies. Humanized mouse models of hematologic malignancies offer the opportunity to evaluate in vivo the effectiveness and mechanism of action of human-specific anti-neoplastic treatments. A humanized mouse mode of pro-B ALL was previously created, where immunodeficient NOD/scid, yc"ull mice are engrafted with human CD133* cells that had been spin infected with lentivirus carrying Myc and Bcl-2 oncogenes together. Leukemic cells that arise in this model expressed CD52 and were transplantable into secondary recipients; these were subsequently used to test the efficacy of a human specific monoclonal antibody to CD52, alemtuzumab, which is currently approved for treatment of chronic lymphocytic leukemia, but not ALL. Alemtuzumab treatment of secondary mice resulted in an almost complete clearance of leukemic blasts from the periphery and a significant improvement in life expectancy, and antibody-dependent tumor cell killing was shown to be mediated by macrophages. The lack of alemtuzumab activity in the brain and bone marrow of the mice was investigated, and overcome by combining alemtuzumab with the commonly used chemotherapeutic agent cyclophosphamide. Great synergy between alemtuzumab and cyclophosphamide seen in this model suggests that a further investigation into this clinically relevant drug combination is well warranted. Specific acknowledgements: Dr. Christian Pallasch made essential contributions to this work, including the acquisition of all chemotherapeutics and alemtuzumab, synthesis and quantification of alemtuzumab variants, making decisions regarding appropriate drug regimens, tracking alemtuzumab in vivo binding, and interpretation of histological findings. Dr. Peter Bak imparted significant insights into conducting macrophage phagocytosis assays. Amanda Souza provided expert technical help, including continuously monitoring cancer development and progression in humanized mice. Numerous members of the Chen laboratory helped with large-scale experiments involving the characterization of responses to anti-neoplastic treatments. 109 3.2 Introduction Transgenic mouse models have been invaluable in advancing our understanding of the mechanisms that underlie the development, progression, and spread of malignancies. The earliest such models were generated as a means to validate in vivo the hypothesis that neoplasia arises due to a dysregulation of proto-oncogenes (Adams et al. 1985). Notably, the importance of elements that control oncogene expression was realized almost immediately, as the use of the same oncogene (the large T antigen of the simian virus 40) paired with different such elements resulted in transgenic animals developing tumors in different organs (Brinster et al. 1984; Hanahan 1985; Palmiter et al. 1985; Messing et al. 1985). Spatial control of transgene expression was steadily improved with the characterization of an increasing number of tissuespecific promoters, while the development of chemically-inducible promoters allowed for further temporal control. Meanwhile, advances in gene targeting via homologous recombination led to the generation of transgenic animals in which oncogenes or dominant-negative tumor suppressors were expressed from endogenous promoters; again, more precise spatial and temporal control of expression was later achieved with the use of conditional knock-in alleles (reviewed by Frese and Tuveson 2007). The use of these increasingly sophisticated mouse models of cancer yielded important insights into basic cancer biology and pointed toward promising molecular targets of therapy (Felsher 2003). Yet, the value of these models in predicting human response to therapy has been quite limited (Ostrand-Rosenberg 2004). This discrepancy may be due in part to interspecies metabolic differences that may result in dissimilar processing of experimental compounds in the mice; the susceptibility of tumor cells themselves to such compounds may also differ between mice and humans. Indeed, these differences are likely to become more significant as cancer 110 therapy moves away from general cytotoxic agents and toward treatments that focus more precisely on human targets. Examples of these include small molecule inhibitors, the targets of which may not be conserved between mice and humans, and biologicals such as therapeutic monoclonal antibodies, the efficacy of which depends on their specificity to human epitopes. An alternative way to model human disease is by engrafting patient tumor samples into immunodeficient mice (Kelland 2004). The advantages of this approach include the human origins of the cancer, as well as the potential for determining an individualized course of treatment. This potential was evaluated in a recent study where patients' clinical responses to chemotherapy were retrospectively compared to the responses of their biopsies that had been previously transplanted into nude mice (Fiebig, Maier, and Burger 2004). Strikingly, xenografts were found to predict tumor sensitivity in 90% (19 out of 21 cases) and tumor resistance in 97% of the patients (57 out of 59 cases). On the other hand, freshly isolated tumor samples often fail to grow in a murine microenvironment, and while established human cell lines engraft well, they lack the predictive power of the biopsies (Sausville and Burger 2006). Furthermore, the genetic lesions present in both cell lines and in patient samples are often poorly or incompletely characterized, which makes it nearly impossible to determine the reasons for the efficacy or failure of any treatment. In the case of hematologic malignancies, however, immunodeficient mice engrafted with genetically modified human HSCs appear to be an excellent compromise between these two approaches. This system can be used not only to assess the susceptibility of human cells to a numerous combinations of defined oncogenes, but also to test, and perhaps improve, the in vivo efficacy of a variety of human-specific anti-neoplastics. ill An important and growing class of such human-specific treatments is comprised of monoclonal antibodies (mAb) directed toward tumor antigens. The possibility to treat cancer using such antibodies was realized soon after a method to produce them in large quantities was devised (K5hler and Milstein 1975). Indeed, the first study to assess this treatment showed that injecting mice with a combination of complement proteins and antibodies directed against a T cell-specific Thyl antigen suppressed the growth of a transplanted leukemia and led to the cure of a significant proportion of the animals (Bernstein, Tam, and Nowinski 1980). Subsequent human trials that used anti-idiotype antibodies against B and T cell lymphoma had limited success (Miller et al. 1982; Miller et al. 1983), but targeting the CD20 antigen expressed by most B cells proved to be a more effective strategy (Press et al. 1987). Humanization of this mouse anti-human antibody - the replacement of its murine constant regions with human equivalents further improved its ability to clear peripheral B cells in macaque monkeys (Reff et al. 1994). More importantly, treatment with the humanized antibody, now called rituximab, resulted in significant improvement in clinical outcomes in patients with relapsed and indolent B cell lymphoma (Maloney et al. 1994; Maloney et al. 1997), and its combination with the CHOP regimen (cyclophosphamide, doxorubicin, vincristine, and prednisone) increased the rate of complete remission from 63% to 76% in patients suffering from aggressive diffuse large B cell lymphoma (Coiffier et al. 2002). The antitumor activity of rituximab has been shown to be at least partially due its ability to fix complement (Di Gaetano et al. 2003), though the lack of rituximab effect in mice with defects in Fc receptors suggests that innate immune cells also play a significant role in mediating rituximab-dependent tumor cell clearance (Clynes et al. 2000). This role is further supported by the finding that 12 months following treatment, the objective response rate in patients homozygous for a high-affinity allele of the Fcy receptor IIIA was much 112 higher than that in patients carrying a low-affinity allele (90% vs. 51%, respectively) (Cartron et al. 2002). Finally, CD20-targeting antibodies conjugated to radioactive particles such as (tositumomab) and 90Y 1311 or "I1 n (ibritumomab tiuxetan) provide yet another means of tumor- specific cell killing (reviewed in Imai and Takaoka 2006). Despite the great promise of antibody-mediated treatment of tumors, especially of nonsolid cancers like lymphoma and leukemia, until recently only three other monoclonal antibodies have been approved for clinical use against hematologic malignancies (Dougan and Dranoff 2009). One of these is ofatumumab, another anti-CD20 antibody which targets a different CD20 epitope and has just been approved for use in refractory chronic lymphocytic leukemia (CLL) (Lemery et al. 2010). Another is gemtuzumab ozogamicin, a cytotoxin-linked antibody to CD33, a molecule expressed by healthy myeloid cells as well as by tumor cells of acute myeloid leukemia (AML); however, extended clinical trials showed that its addition to standard AML chemotherapy regimens resulted in more patient deaths and no appreciable clinical benefits, and the drug was withdrawn from the market on June 21, 2010 (US Food and Drug Administration 2010). Finally, alemtuzumab (also known as Campath-1H) is an antibody that targets the mature lymphocyte antigen CD52, and which has also been approved for use in refractory CLL; a 2007 literature review of 6 clinical studies involving single-agent alemtuzumab reported a pooled overall response rate of 38%, of which 6% were complete responses (Fraser et al. 2007). Notably, the history of alemtuzumab's clinical development largely parallels that of rituximab: after the antigen was selected, monoclonal rodent (in this case, rat) anti-human antibodies were generated (Hale et al. 1983), tested in vitro for ability to kill human T cells (Waldmann et al. 1984), humanized (Riechmann et al. 1988), and then quickly moved into human trials, first using small numbers of patients with unspecified non-Hodgkin lymphoma (e.g. Hale et al. 1988), and 113 subsequently refining clinical application to patients with refractory CLL (Keating et al. 2002). In another similarity to rituximab, alemtuzumab also clears its target cells by recruiting complement (Heit et al. 1985) and innate immune cells (Greenwood, Clark, and Waldmann 1993), suggesting that these are the general mechanisms of action of monoclonal antibodies that are not conjugated to cytotoxic agents. This dearth of antibodies, after 30 years of research, is not for the lack of suitable antigen targets, and numerous monoclonal antibody candidates are currently in Phase I or II clinical trials (reviewed in Schrama, Reisfeld, and Becker 2006). The rate of their success in the clinic, however, is quite low, as illustrated by the small number of antibodies currently on the market, as well as by the recent withdrawal of gemtuzumab. This discrepancy suggests that better animal models are needed for preclinical therapy screening and validation. Because monoclonal antibodies should target human epitopes, humanized mouse models of hematologic malignancies seem ideal for this task. Thus, having previously developed a humanized mouse model of precursor B cell ALL, we set out to examine the possibility of using it to model ALL treatment using a humanized monoclonal antibody in vivo. 114 3.3 Results 3.3.1 Treatment of secondary GMB mice with alemtuzumab results in partial tumor clearance In the humanized model of pro-B cell ALL described above, leukemic cells express GFP, as well as the oncogenes Myc and Bcl-2; for ease of use, GFP* leukemic cells that arise in this model are thus referred to as "GMB" cells. As described above, these cells lacked CD20 expression, but they did express CD52, as evidenced by positive staining with an anti-CD52 antibody (Figure 3.1 A). This finding presented an opportunity to investigate the effects of alemtuzumab, the anti-CD52 antibody that has been approved by the FDA for treatment of CLL, in a humanized mouse model of ALL. Prior to investigating its effect in vivo, however, the effect of alemtuzumab on GMB cells growing in culture was ascertained. Addition of this antibody to media in which GMB cells were cultured did not result in an increase in the number of non-viable cells, as assessed by exclusion of propidium iodide (data not shown). Its lack of effect in vitro indicated either that alemtuzumab failed to bind cultured GMB cells, or that its binding to cultured target cells was not sufficient to kill them, either because culture conditions inhibited apoptosis or because effector molecules or cells that would mediate cell killing in vivo were missing from the culture. In order to investigate whether alemtuzumab would have any effect on GMB cells in vivo, a group of secondary mice were generated; this was done by injecting unirradiated NSG mice with identical numbers of GFP* cells derived from a primary GMB mouse, so that each secondary mouse received ~10 6 GFP* cells. Approximately 3 weeks later, the blood of these secondary recipients was assessed for the presence of GFP* cells; in order to mimic the clinical 115 .. .. .... .. ................. ....... ........ A 99.6 0.1 CL LLI Alemtuzumab Day Day Day Day Day Day 1 2 3 4 5 6 + + I 1+ (0 0 0.3 CD52 Spleen Blood (1OuL) 107i Liver 106- Bone Marrow Brain (1femur) (1 hemisphere) 1 8 * 0 00 10, S 103 102 I I 102 106 1041 o PBS (n=6) * Alemtuzumab (n=6) Treatment of secondary GMB mice with alemtuzumab results in partial Figure 3.1 tumor clearance. (A) GFP+ cells that arise in GMB mice express CD52. Splenocytes were isolated from GMB mice that had been euthanized due to terminal illness and stained for the indicated markers. The shown sample is gated on human CD45* cells; numbers indicate percent cells in the gated region. Representative data from one of at least 3 mice are shown. (B) Schedule of alemtuzumab administration. Control mice received injections of PBS on the same days instead. (C) Alemtuzumab treatment partially clears GFP* tumor cells from the blood, spleen, and liver of secondary GMB mice, but has no significant impact on tumor burden in the bone marrow or in the brain. Cohorts of secondary GMB mice were matched based on the frequency of GFP* cells in their blood 17 days after their initial engraftment with GMB cells. One group was treated with 3 injections of alemtuzumab (5 mg/kg) on post-engraftment days 18, 21, and 24 (closed circles); mice in the other (control) group received injections of PBS on the same days instead (open circles). The number of GFP* cells in the indicated organs was examined on post-engraftment day 26; each symbol represents an individual mouse. Representative data from one of at least 3 independent experiments are shown. 116 process of leukemia diagnosis and treatment, alemtuzumab was not administered until leukemic blasts appeared in the periphery. Once GFP* cells were detected, mice were divided into mockand alemtuzumab-treated groups, matched based on the frequency of GFP* cells in their blood. Mice in the alemtuzumab-treated group then received tail vein injections of alemtuzumab, with doses adjusted to 5 pg of the antibody per gram of mouse body weight (5 mg/kg). Mock-treated mice received intravenous injections of PBS instead. In the initial study, mice were injected with alemtuzumab once; notably, GFP* leukemic cells were almost undetectable in the peripheral blood of the animals seven days after its administration, which suggested that a more thorough investigation of alemtuzumab's antineoplastic activity was warranted. Therefore, a large cohort of secondary mice was created using splenocytes from a single primary GMB mouse; 17 days after their initial engraftment with tumor cells, secondary mice were divided into two matched groups as described above. One group received 3 injections of alemtuzumab (5 mg/kg) over the course of 7 days, on days 1, 3 and 7 (i.e. post-engraftment days 18, 21, and 24); mice in the other (control) group received injections of PBS instead (Figure 3.1B). Two days after the end of treatment (i.e. post- engraftment day 26), some of the mice from both groups were sacrificed, and tumor burden in various internal organs was determined (Figure 3.1C). Consistent with previous results, the number of leukemic cells was reduced >20-fold in the peripheral blood of alemtuzumab-treated animals, with GFP* cells entirely undetectable in the blood of 2 of the 6 animals. This effect was accompanied by striking decreases in the number of leukemic cells in the spleen (~1400-fold median decrease) and in the liver (-300-fold median decrease) (Figure 3.1C). Leukemia burden in the bone marrow and brain, however, was not significantly affected by alemtuzumab administration (Figure 3.1 C). 117 The remaining mice from this experiment (10 in each group) were used to assess the effect of alemtuzumab treatment on survival. Indeed, mice that were treated with alemtuzumab lived significantly longer than those that received PBS instead (p <0.01), with a median survival time increasing from 34 to 55 days (Figure 3.2). 100 t:i >80- C40 Um 4020 - no - PBS (n=10) - Alemtuzumab(n=10) <0.01 0 0 10 20 30 40 50 60 70 80 90 Time (days post-engraftment) Figure 3.2 Kaplan-Meier survival analysis of mice treated with PBS or alemtuzumab. Alemtuzumab treatment significantly increased mouse survival (p<0.01); median survival was increased from 34 to 55 days. On day 0, unirradiated secondary mice were engrafted with 106 GMB cells each. On day 17 post-engraftment, mice were divided into 2 groups, matched based on the frequency of GFP* cells in their blood; on days 18, 21, and 24 post-engraftment (shown by arrows) mice received intravenous injections of either PBS or alemtuzumab (5 mg/kg). Mouse health was monitored throughout; animals were euthanized when declared moribund by veterinary technicians. Representative data from one of at least 3 independent experiments are shown; n indicates the number of mice in each group. 118 3.3.2 The Fc region of alemtuzumab is essential to its anti-tumor function The anti-leukemic activity of alemtuzumab can be mediated by one or more of several possible mechanisms. Although the function of CD52 is poorly understood, it is possible that alemtuzumab binding interferes with a vital function of this molecule. Alternatively, alemtuzumab binding could recruit complement or effector cells of the innate immune system to CD52* cells. In order to distinguish between these possibilities, the effect of alemtuzumab was compared to that of its F(ab') 2 fragment, which contains the bivalent antigen-binding region of the antibody, but lacks its Fc region that normally serves as the binding site for effector molecules or cells. Secondary GMB mice were injected with the same molar amount of fulllength alemtuzumab or its F(ab') 2 fragments, and the leukemic cell burden was assessed two days later (Figure 3.3). As expected, neither of the treatments had a significant effect in the bone marrow, as compared to injections of PBS alone. In the spleen, alemtuzumab treatment resulted in a significant decrease in the number of leukemic cells (p <0.05), also as expected. Treatment with its F(ab') 2 fragments, however, did not result in a significant decrease in the number of leukemic cells in the spleen (Figure 3.3), indicating that the Fc region of the antibody is essential for its anti-tumor activity. 3.3.3 Complement does not mediate alemtuzumab's anti-tumor activity in GMB mice Several components of the immune system can destroy antibody-coated cellular targets, all of which begin this process by binding to the antibody's Fc region. For example, the Fc region of the antibody serves as the docking site for members of the classical complement pathway, the end product of which is a so-called membrane attack complex, a multimeric protein structure that penetrates the outer membrane of the target cell, thereby lysing it. Alternatively, effector cells that express Fc receptors may use them to bind to antibody-coated target cells and 119 Bone Marrow 107 Spleen 105 8 0 0 104- CL 106 LL (5 103- - 0 4 L- E x 105 102. z S 104 10 O PBS * Alemtuzumab - full-length x Alemtuzumab- F(ab') 2 Figure 3.3 The Fc region of alemtuzumab is essential for its function. Secondary GMB mice were divided into groups matched based on the frequency of GFP* cells in their blood and injected with a single dose of either PBS (open circles), 5mg/kg full-length alemtuzumab (closed circles), or the purified F(ab') 2 fragment of alemtuzumab (crosses), comprised of the bivalent antigen-binding part of the antibody, but missing its Fc region. Two days later, total leukemic burden in the bone marrow (1 femur) and in the spleen was assessed. Representative data from one of two experiments is shown; each symbol represents an individual mouse. Unpaired t-test showed no significant differences in leukemic cell number between the control (PBS) group and either of the treated groups in the bone marrow, and no significant difference between the control and the F(ab') 2 group in the spleen (p > 0.5); however, the difference in leukemic cell number between the control group and full-length alemtuzumab group was significant (P < 0.05) 120 destroy them, either by phagocytosis (in the case of macrophages and monocytes), or by releasing various cytotoxic compounds (as done by neutrophils and NK cells) (Janeway, Jr. et al. 2001). Mice of the NOD strain (such as NSG mice) lack the C5 complement protein, which recruits subunits of the membrane attack complex; therefore, the complement system does not function in these mice. To confirm that complement fixation was not the mechanism of alemtuzumab-mediated cell killing, GMB cells were cultured in media supplemented with serum derived from either human blood or from the blood of NSG mice. When alemtuzumab was added to the culture, the number of non-viable GMB cells increased from baseline only in samples that contained human serum (Figure 3.4). Anti-tumor activity was proportional to the concentration of alemtuzumab added to the culture, and disappeared in samples containing human serum that had been previously heat-inactivated, suggesting that this activity was due to alemtuzumab-mediated fixation of human complement. Notably, NSG mouse serum showed no anti-tumor effect (Figure 3.4), indicating that the anti-tumor activity of alemtuzumab in these mice is not due to complement fixation. 3.3.4 Alemtuzumab's anti-tumor activity in GMB mice is mediated by macrophages Of the innate immune system effector cells that could mediate the killing of alemtuzumab-labeled cells, NK cells are the least likely possibility, since NSG mice have been described as essentially lacking this class of cells (Shultz et al. 2005; Ishikawa et al. 2005). Furthermore, alemtuzumab's ineffectiveness against tumor cells in the bone marrow, where the majority of murine granulocytes are thought to be located, suggests that the role granulocytes play in mediating alemtuzumab's anti-tumor activity is very limited. 121 45%- 40%- Uo 35%. 30%+ 5Human serum Human serum (HI) ONSG serum NSG serum (HI) 25%- 20% 15%10%5%0%0 1 10 30 100 [Alemtuzumab] (ug/ml) Figure 3.4 Alemtuzumab-mediated tumor cell killing does not occur through complement fixation. GFP* splenocytes were isolated from a primary GMB mouse and cultured in the presence of either human serum, human serum that had been previously heatinactivated (HI), serum derived from NSG mice (NSG serum), or NSG serum that had been heatinactivated. Alemtuzumab was then added to the cultured cells at the indicated concentrations, and the viability of GFP* cells (i.e. their ability to exclude propidium iodide) was measured 48 hours later. Representative data from one of at least 5 experiments are shown. 122 To determine whether macrophages mediate the anti-tumor effect of alemtuzumab, macrophages derived from NSG mice were incubated with GMB cells in the absence or presence of alemtuzumab; the number of viable GFP* cells remaining in culture was assessed at various points during the incubation. No significant changes in GFP* cell number were seen in the cases where GMB cells were incubated with macrophages alone or with alemtuzumab alone. When incubated with both macrophages and alemtuzumab, however, GMB cells rapidly disappeared from the culture, with 64±4% of the cells remaining 2 hours after the alemtuzumab addition, and just 25±9% remaining 13 hours after alemtuzumab addition (Figure 3.5). As was the case in vivo, this effect was dependent on alemtuzumab containing an intact Fc region; GMB cells did not disappear when they were incubated with macrophages along with the F(ab') 2 fragments of alemtuzumab instead of the full-length antibody (Figure 3.5). The results above show that macrophages are able to mediate alemtuzumab's anti-tumor effect ex vivo. To test whether this is the case in vivo, secondary GMB mice were depleted of macrophages via an injection of clodronate-containing liposomes. Specific depletion of macrophages was confirmed by flow cytometry 48 hours after clodronate liposome injection: a statistically-significant ~90% reduction in the numbers of CD Ilb+ CD lc~ Gr-I~ macrophages was observed (Figure 3.6A; p < 0.05), while the numbers of CDllb* Gr-l granulocytes remained unaffected (Figure 3.6A; p = 0.21). Injection of these liposomes had no effect on leukemic cell burden in the spleen (Figure 3.6B: PBS vs. Clodronate, p = 0.35), while treatment with alemtuzumab reduced tumor burden, consistent with previous results (Figure 3.6B: PBS vs. Alemtuzumab, p < 0.05). Notably, however, alemtuzumab lost its anti-tumor effect in mice that had been pre-treated with clodronate liposomes, failing to achieve significant reduction in tumor 123 140 02 hrs 04.5 hrs E9 hrs * 13 hrs M120 '3100 (D L.80 O 60 40 20 0 GMB cells Macrophages Alemtuzumab + + + + + + F(ab') 2 full-length Figure 3.5 Macrophages are able to kill GMB cells in vitro in the presence of full-length alemtuzumab. NSG mice received an intraperitoneal injection of thioglycollate, and their peritoneal lavage was collected 4 days later. Macrophages were purified from the lavage based on their expression of the F4/80 antigen, and incubated with GMB splenocytes isolated from a primary GMB mouse, and full-length alemtuzumab or its F(ab') 2 fragment was added to the samples. At the indicated times, GFP* cells remaining in the culture were counted. Representative data from one of two experiments is shown; each was performed in triplicate. Mean ± SD is shown for each time point. 124 Macrophages 106.y Granulocytes 106. 0 6§ 0 105. 0105 0 ... E104 z 103. N X x O PBS x Clodronate 104- 103. O PBS A Alemtuzumab LL .a (9 0 e Clodronate Clodronate E + Alemtuzumab z Figure 3.6 Alemtuzumab loses its anti-neoplastic activity in mice depleted of macrophages. (A) Depletion of macrophages, but not granulocytes, is seen after an intravenous injection of clodronate-containing liposomes. Secondary GMB mice received intravenous injections of either PBS or clodronate-containing liposomes; 48 hours later, the number of splenic CD1 lb+ CD 11 c Gr- I~macrophages and CD 11 b+ Gr- 1+ granulocytes was determined. (B) Macrophage depletion results in the loss of in vivo alemtuzumab activity. Groups of secondary GMB mice, matched based on the frequency of GFP* cells in their blood, were injected with clodronatecontaining liposomes or PBS; 48 hours later, they were treated with a single injection of alemtuzumab (5 mg/kg). Three days after receiving alemtuzumab, mice were euthanized and the number of GFP* cells in their spleens was determined. Representative data from one of 2 experiments are shown; each symbol represents an individual mouse. 125 burden in mice that had been depleted of macrophages (Figure 3.6B: PBS vs. Clodronate + Alemtuzumab, p = 0.28). These results show that macrophages are indeed the effector cells that mediate the anti-tumor effect of alemtuzumab in NSG mice. 3.3.5 Alemtuzumab is able to penetrate the bone marrow, but not the brain While clearing leukemic cells from the spleen, alemtuzumab did not significantly affect tumor burden in the brain or bone marrow of secondary GMB mice (Figure 3.1B). This lack of effect in the bone marrow and in the brain could be due to alemtuzumab's inability to reach leukemic cells in these tissues. To test this possibility, alemtuzumab was conjugated to the fluorescent dye Alexa Fluor 750 (AF750) and injected into secondary GMB mice. Two hours later, mice were euthanized and the extent of in vivo AF750-alemtuzumab binding to leukemic cells in the spleen, bone marrow, and brain was assessed (Figure 3.7). GMB cells from the spleen and bone marrow had bound AF750-labeled antibody equally brightly, indicating that the antibody had penetrated these two organs to approximately the same extent. In contrast, GMB cells harvested from the brain had not bound AF750-alemtuzumab (Figure 3.7); no binding was seen up to 3 days after the initial infusion of labeled alemtuzumab (data not shown), indicating that the antibody was unable to reach leukemic cells in the brain. 3.3.6 Bone marrow is not an immune-privileged site for GMB cells As indicated by the results above, the lack of alemtuzumab anti-tumor activity in the bone marrow is not due to its inability to reach leukemic cells residing in this organ. This raised the question of whether the bone marrow microenvironment somehow protects the tumor cells 126 Spleen Bone Marrow Brain 'P- AF750% GFP+AF750+ 'P- AF7501 IN-IF-9. , GFP+ AF750. GFP Figure 3.7 Alemtuzumab is able to reach GFP* cells in the spleen and bone marrow, but not in the brain. Alemtuzumab was conjugated to the fluorescent dye AlexaFluor 750 and subsequently injected into secondary GMB mice. Two hours later, mice were euthanized and the extent of in vivo alemtuzumab binding to GFP+ tumor cells resident in various organs was determined by flow cytometry. Representative data from one of 3 mice are shown. 127 from being destroyed, despite being bound by alemtuzumab. To determine if this was the case, secondary GMB mice received intravenous injections of either PBS or alemtuzumab several days after their engraftment with GMB cells, before the engrafted tumor has had time to expand substantially. Four days after initial engraftment, 0.05 ± 0.02% of the bone marrow was comprised of GFP* cells; in PBS- treated mice this fraction grew to 1.7 ± 0.8%, 7.2 ± 6.2%, and 55.1 ± 22.0% on post-engraftment days 9, 12, and 15, respectively (Figure 3.8B, C, D, top panels). Administering alemtuzumab (5 mg/kg) instead of PBS on post-engraftment days 4 or 9 resulted in an apparent clearance of GFP* cells from the bone marrow (Figure 3.8B, C, bottom panels). However, treating the mice on post-engraftment day 12, when GFP* cells comprise ~7% of the bone marrow, failed to clear the leukemia (Figure 3.8D, bottom panel), though the number of leukemic cells appeared to be reduced in alemtuzumab-treated mice compared to the mock-treated animals. These results indicate that bone marrow-resident leukemic cells are susceptible to alemtuzumab treatment, as long as their numbers remain below a certain threshold. The spleen of engrafted mice appeared devoid of GFP+ cells until 9 days postengraftment, when only -0.02% of their cells were GFP*, suggesting that injected GMB cells first home to the bone marrow and spread to other organs only after attaining a certain critical mass in the bone marrow. Alemtuzumab treatment on post-engraftment day 12, which had failed to clear leukemic cells from the bone marrow, nevertheless succeeded in clearing them from the spleen (data not shown). In order to determine whether administering alemtuzumab when leukemic burden in the bone marrow is low results in a cure, several mice that had been treated on post-engraftment days 4 and 9 were not euthanized; instead their health was monitored for symptoms of leukemia, 128 GFP GFP GFP Leukemic cells in the bone marrow remain susceptible to alemtuzumab Figure 3.8 treatment until a cell frequency threshold is reached. (A) The frequency of GFP* cells was assessed in secondary GMB mice 4 days after engraftment. On that day, some of the mice were injected with alemtuzumab (Ab), while the rest received PBS instead. (B) The frequency of GFP* cells in the bone marrow of PBS- and alemtuzumab-treated secondary mice was examined on post-engraftment day 9. Some of the mice that had been treated with PBS subsequently received an injection of alemtuzumab, while the rest continued to be treated with PBS. (C) The frequency of GFP* cells in the bone marrow of mice treated with PBS or alemtuzumab on day 9 was examined on post-engraftment day 12. Some of the mice that had been treated with PBS subsequently received an injection of alemtuzumab, while the rest continued to be treated with PBS. (D) The frequency of GFP* cells in the bone marrow of mice treated with PBS or alemtuzumab on day 12 was examined on post-engraftment day 15. Numbers indicate percent cells in the gated region; when this percentage was below 0.01%, 0 was recorded instead. Representative data from one of two independent experiments are shown. 129 including weight loss, pallor, tachypnea, and lethargy. All of these mice became ill and had to be euthanized ~6 weeks after initial engraftment; post-mortem examination revealed splenomegaly, white bone marrow, and brittle bones. Both the spleen and the bone marrow of these mice were replete with GFP* cells, indicating a continued presence of minimal residual disease in these animals, even after a single treatment of alemtuzumab apparently clears them of all leukemic cells (data not shown). 3.3.7 Combining alemtuzumab with cyclophosphamide leads to a synergistic anti-neoplastic effect in the bone marrow The results above suggest that if leukemic cell numbers in the bone marrow are decreased to below a certain threshold, alemtuzumab will regain its effectiveness. One way to achieve such reduction is to add one or more chemotherapeutic agents to alemtuzumab treatment. Indeed, the initial step in ALL treatment, the induction, consists of intense multi-agent chemotherapy. Several variations of induction therapy exist, and all of these include cyclophosphamide, vincristine, an anthracycline such as doxorubicin or daunorubicin, and a steroid such as prednisone or dexamethasone (Aster 2005). To evaluate the effect of these anti-neoplastics in vivo, secondary GMB mice were injected with a single chemotherapeutic agent, and the percentage of GFP* cells in their bone marrow was determined 7 days later (Figure 3.9). Dexamethasone appears to have had no effect on leukemic burden in the bone marrow, and the effects of vincristine and doxorubicin were also quite modest; moreover, NSG mice did not tolerate the administration of doxorubicin, with all mice treated with as little as 1 mg/kg of this drug dying within 1 week. Encouragingly, however, treatment with cyclophosphamide reduced the leukemic cell burden by >95% (Figure 3.9). 130 100 - 100 80 - 80 60 60 +. LL 40 40 o20 20 0 0 (9 41 Figure 3.9 Effect of single-agent chemotherapy on bone marrow composition in secondary GMB mice. Two cohorts of secondary GMB mice were created in separate experiments; 15 days after engraftment, secondary GMB mice were divided into groups, matched based on the frequency of GFP* cells in their blood. Mice in one cohort received injections of either PBS, doxorubicin, dexamethasone, or alemtuzumab; mice in the other cohort received injections of PBS, cyclophosphamide, or vincristine. All chemotherapeutics were injected intraperitoneally, except alemtuzumab, which was injected intravenously. Seven days later, the tumor cell burden in the bone marrow of surviving mice was determined. Means ± SD are shown; numbers in parentheses indicate the number of mice in each group; 131 Based on these results, a single injection of cyclophosphamide was added to the start of the 3-injection course of alemtuzumab. Thus, secondary GMB mice were generated as above, and the number of GFP* cells present in their peripheral blood was determined 2-3 weeks after their initial engraftment with leukemic cells. The mice were subsequently divided into four groups, matched the density of circulating GFP* cells. The first group received mock treatment with PBS; the second received injections of alemtuzumab (5 mg/kg on days 1, 4, and 7 of treatment); the third was injected once with cyclophosphamide (150 mg/kg on day 1 of treatment); and the fourth received both the cyclophosphamide and the alemtuzumab regimens. Tumor cell burden was evaluated in the treated mice on the 9 th day, or 2 days after the last alemtuzumab injection; specifically, the number of GFP* cells was determined in the animals' peripheral blood, spleen, liver, brain, and bone marrow. The schedule of drug administration is summarized in Figure 3.10. Day 1 Alemtuzumab + Cyclophosphamide + Day 2 Day 3 Day 4 + Day 5 Day 6 Day 7 + + Figure 3.10 Alemtuzumab and cyclophosphamide administration schedule. Alemtuzumab (5 mg/kg) injections were delivered intravenously, while cyclophosphamide (300 mg/kg) was injected intraperitoneally. Consistent with previous findings (see Figure 3.1B), treatment with single-agent alemtuzumab significantly reduced the leukemic cell burden in the peripheral blood, spleen and liver (unpaired t-test; p <0.05 in all cases), while having no significant effect in the bone marrow 132 or the brain (Figure 3.11). Treatment with single-agent cyclophosphamide was as effective as alemtuzumab in the peripheral blood, but appears to be less effective in the spleen and in the liver than single-agent alemtuzumab (though, due to the small number of samples in each group, no statistically significant difference was observed). On the other hand, cyclophosphamide achieved excellent results in the brain, reducing tumor-burden by almost ~200-fold, and had some effect in the bone marrow as well, reducing tumor burden by ~5-fold (p <0.05), which is also consistent with previous results (cf. Figure 3.9). The combination of cyclophosphamide and alemtuzumab achieved similar results to single-agent alemtuzumab in the spleen and liver, and similar results to single-agent cyclophosphamide in the brain. Strikingly, this combination achieved significant synergy in the bone marrow, essentially eradicating leukemia in that organ (~7500-fold decrease, p <0.001; Figure 3.11). Histological examination of the bone marrow from mice that received various treatments confirmed these results. The marrow of untreated secondary GMB mice showed complete infiltration with uniform blasts, which had abnormally large nuclei, homogeneous nucleoplasm, and multiple (>2) nucleoli per cell. No other cell type was detectable (Figure 3.12). A similar bone marrow smear was seen in mice treated with single-agent alemtuzumab. The bone marrow smears in mice treated with single-agent cyclophosphamide appeared somewhat hypocellular, but otherwise with a cellular distribution normal for NSG mice, i.e. lacking lymphoid precursors, but containing numerous myeloid cells, erythroid cells, and megakaryocytes; only small populations of blast-like cells could be seen. Finally, in mice treated with both cyclophosphamide and alemtuzumab, blasts were entirely undetectable, and the bone marrow appeared indistinguishable from that of an unreconstituted NSG mouse. (Figure 3.12). 133 Spleen Blood Liver (10 Ll) 103 107, 1061 106, 105 x 102. x x 105 0 1041 104 10 103 A 102 t 9 0 ~ 1031 A 1021 A A 10 I U 101 1 0 Brain e 1. Bone Marrow (1 femur) 107 108 106 107 1051 106. A Alemtuzumab 104, 10s, o Cyclophosphamide 103i 104. 1021 103. 10- 102. A1 X PBS Cyclophosphamide + Alemtuzumab Figure 3.11 The effect of cyclophosphamide and alemtuzumab, used separately and in combination with one another, on tumor burden in secondary GMB mice. Cohorts of secondary GMB mice were created and divided into matched groups as described above. Mice were treated with either single-agent alemtuzumab, single agent cyclophosphamide, or the combination of the two, administered according to the schedule described in Figure 3.10. Two days after the conclusion of the treatment regimen (i.e. on day 9), mice were euthanized and the number of GFP* cells in the organs indicated above was determined by flow cytometry. 134 Cyclophosphamide Cyclophosphamide + Alemtuzumab Figure 3.12 Bone marrow histology confirms the effectiveness of the combination chemoimmunotherapy. Marrow was obtained from one of the bones not used in enumerating GFP* cells. After smears were produced, they were stained with Hematoxylin and Eosin, and their cellular composition was analyzed. 135 3.4 Discussion In this work, a previously-developed humanized mouse model of pro-B cell ALL was used in a proof-of-principle study, to determine whether such models are suitable for pre-clinical evaluation of human-specific anti-neoplastic treatments. At the time this work was begun, monoclonal antibodies targeting three different antigens were on the market for clinical use against hematologic malignancies: CD20-specific rituximab and its radioactively-conjugated variants, CD33-specific gemtuzumab (since withdrawn for lack of clinical benefit), and CD52specific alemtuzumab. Because leukemic cells in this model expressed CD52, the target of alemtuzumab, but neither CD33 nor CD20, alemtuzumab was chosen as the test antibody. Indeed, its intravenous administration led to a rapid clearance of tumor cells from the peripheral organs, including the blood, spleen, and liver; however, the drug was ineffective in the brain and in the bone marrow. When it was first identified, alemtuzumab-mediated clearance of CD52-expressing cells, which include mature lymphocytes and myeloid cells, was thought ideal for using this antibody in a transplant setting, both to prevent rejection and as a treatment of graft-versus-host-disease (Kottaridis et al. 2000). Other proposed clinical roles included treatment of autoimmune diseases such as rheumatoid arthritis and multiple sclerosis (reviewed in Reiff 2005). Most recently, alemtuzumab was approved by the FDA as a single agent treatment of B cell chronic lymphocytic leukemia (CLL) in patients who have relapsed from previous treatment regimens (Demko et al. 2008). Though it has also been used in several cases of T cell lymphomas (reviewed in Ravandi and O'Brien 2006), its potential in cases of B cell malignancies has not been explored. Results presented here show that alemtuzumab may be a promising treatment against B cell ALL; this is further supported by a case report from 2004, of alemtuzumab 136 treatment resulting in year-long remission seen in an adult B-ALL patient who had previously relapsed on other therapy (Laporte et al. 2004). Together, these observations make a strong case of exploring alemtuzumab as a B-ALL treatment in a clinical trial. The mechanism of alemtuzumab action, however, has not been clearly defined, despite indications of its ability to recruit complement and effector cytotoxic cells in vitro. The mechanism of alemtuzumab-mediated tumor cell clearance in this model was therefore investigated. The Fc region of the antibody was found to be essential for its function, indicating that antibody binding per se did not cause tumor cell death; complement was also ruled out, since NSG mouse serum, as opposed to human serum, had no effect on tumor cell viability. NSG mice lack NK cells, and since alemtuzumab anti-neoplastic activity was least in the bone marrow, which is replete with granulocytes and lacks macrophages, and greatest in the spleen, which has numerous macrophages, macrophages were deemed the most likely effector cells responsible for alemtuzumab-mediated tumor cell death. Indeed, macrophages were highly tumoricidal in vitro, but only in the presence of full-length alemtuzumab, and when their numbers were depleted in vivo using clodronate-containing liposomes, alemtuzumab activity was abrogated. As mentioned above, alemtuzumab was ineffective against tumor cells in the brain and in the bone marrow of affected mice. Leukemic cells in the brain, or, more specifically, in the meningeal space, as indicated by histological studies, were not stained by a fluorescently-labeled alemtuzumab, suggesting that the most likely reason for treatment failure in that organ is the inability of the antibody to cross the blood-brain barrier. Tumor cells in the bone marrow, however, were indeed reachable by the alemtuzumab, and the apparent clearance of leukemic cells from the bone marrow of antibody-treated mice with low tumor cell burden show that this 137 organ is not inherently protective of leukemic cells. Nevertheless, once leukemic cell number surpassed a certain relatively low threshold, where these cells comprised -7% of total bone marrow cells, treatment with alemtuzumab as a sole anti-neoplastic agent became ineffective in this model. This threshold may represent the number of leukemic cells that can be destroyed by the (relatively few) bone marrow resident macrophages, such that the rate of their destruction exceeds the rate of leukemic cell proliferation. Alternatively, leukemic cells may be able to impair macrophage function by secreting certain inhibitory soluble factors; one such potential inhibitor is the macrophage migration inhibition factor (MIF), which has known functions in autoimmune disease but has also been shown to prevent NK cell-mediated lysis of tumor cells (Repp et al. 2000). As the size of the leukemic B cell population rises, so would the local concentration of any such secreted factors, potentially counteracting the macrophage recruitment activity of alemtuzumab. Finally, tumor cells may also secrete autocrine signaling molecules that may aid their survival and proliferation; again, the concentration of such signals would rise with the size of the tumor, so that larger tumors would be more likely to survive a drug challenge. A useful goal for future investigations would thus be to determine what signaling molecules, if any, are secreted by the GFP* tumor cells in this model, and what the effects of such molecules may be, as well as to understand why these potential self-defense mechanisms seem to fail the leukemic cells located in the spleen. If alemtuzumab treatment in the bone marrow is most effective when the tumor size is small, then combining alemtuzumab administration with that of a more general cytotoxic chemotherapeutic would be an effective way to improve alemtuzumab activity. Such therapies are a routine part of ALL treatment, and one of them, cyclophosphamide, was found to be particularly effective against bone marrow leukemic cells in this humanized model. 138 Furthermore, unlike alemtuzumab, cyclophosphamide was able to deplete tumor cells in the brain, presumably because its smaller size permits it to access the meningeal space. Strikingly, while it reduced bone marrow tumor burden by ~10-fold on its own, a much greater synergistic effect was attained by combining cyclophosphamide with alemtuzumab, with tumor cells becoming essentially undetectable after such chemoimmune treatment regimen. Whether the combination of cyclophosphamide and alemtuzumab also results in a significant improvement in the lifespan of the treatment model animals remains to be investigated; pilot studies to explore the survival benefit of this drug combination have been initiated. Part of the great success in combining these two treatments may well be due to cyclophosphamide-induced shifting of the balance between macrophages and leukemic cells. This may occur passively, through a cyclophosphamide-mediated reduction in leukemic cells without any decrease in the number of bone marrow-resident macrophages, which do not divide and are thus at least somewhat protected against cyclophosphamide's cytotoxicity. Alternatively, it is also possible that soluble signals released by large populations of dying leukemic cells actively recruit macrophages to the bone marrow from other organs; alemtuzumab staining of leukemic cells that are still viable would enable these newly immigrant macrophages to target these chemotherapy resistant cells. It is clear that the principles underlying the synergy between cyclophosphamide and alemtuzumab should be investigated further. Two recent reports from scientists at the Genzyme Corporation, which owns the global rights to alemtuzumab, also attempted to elucidate the mechanism of its anti-neoplastic activity. In one study, a transgenic mouse expressing human CD52 was created, and injections of alemtuzumab resulted in a clearance of B and T cells from the blood, spleen, and lymph nodes (Hu et al. 2009). Depleting these mice of complement by controlled administration of cobra 139 venom had no effect on alemtuzumab immunosuppressive activity; injecting the mice with antiasialo-GM-1 antibody, which is thought to deplete natural killer (NK) cells or with anti-Gr-1 antibody, thought to deplete mice of granulocytes, appeared to abrogate alemtuzumab's activity completely (Hu et al. 2009). These findings are puzzling: if both NK cells and neutrophils can mediate alemtuzumab's activity, then depleting either of these two cells types should have little effect on alemtuzumab's activity, which should proceed via the non-depleted cells. The most likely explanation for these results is that the antibodies used in the study, anti-asialo-GM1 and anti-Gr-1, are not very specific. While the authors describe depletion of their target cells by these antibodies, they make no mention of their likely off-target effects. Indeed, several recent reports describe the anti-Gr-1 antibody used in this study (anti-Ly6G clone RB6-8C5) as lacking in specificity, and binding to other cells including monocytes and macrophages (e.g. Daley et al. 2008). In the other Genzyme study, xenograft models of CD52* leukemia were created by engrafting scid mice with several CD52-expressing human cells lines, as well as with Chinese Hamster Ovary cells that had been transduced with plasmid encoding human CD52 (Siders et al. 2010). The mice were subsequently treated with intravenous alemtuzumab, whose activity was assessed indirectly, by monitoring mouse survival. Similar to the first study, removal of complement had no effect on mouse survival; notably, survival duration was also unaffected by removing macrophages. In contrast, treatment of the mice with anti-sialo-GM-1 antibody or anti-Gr-1 antibody led to shorter mouse survival times, which suggests a decrease of alemtuzumab anti-neoplastic activity (Siders et al. 2010). While the same problems of specificity of the depleting antibodies are present in this study, the authors' decision to evaluate alemtuzumab activity almost entirely based on the survival of mice xenografted with tumor cell 140 lines was surprising. Mice were euthanized when they developed hind-limb paralysis, which develops as the cell lines seed and grow in the brain or spinal cord of the mouse; it is unclear what role alemtuzumab, which we show cannot cross the blood-brain barrier, can play on the development of paralyzing tumors in the brain or the spine. The finding that NK cell or neutrophil depletion (if indeed it occurred) has a negative effect on paralysis-free survival is likely to be more relevant to the effect of these cells on tumor development in the nervous system than to the anti-neoplastic mechanism of alemtuzumab. From the results presented above, it is clear that, although mice of the NOD strain lack complement activity, and although NSG mice in particular lack NK cells, the presence of macrophages appears to be sufficient for antibody-mediated target cell clearance. The exact mechanism of this clearance - whether macrophages phagocytose target cells or kill them by releasing cytotoxic compounds - remains to be investigated, potentially by combining microscopy and video tracking techniques. Another potential point of interest is the nature of the Fc receptor used by these macrophages to bind alemtuzumab; this can be investigated by looking at alemtuzumab-mediated tumor cell killing in vitro by macrophages derived from mice with various Fc receptor defects. Filling in the details of these processes will further help the usefulness of this particular model, and hopefully that of other humanized mouse cancer models, in screening and evaluating anti-neoplastic treatments with monoclonal antibodies. 141 3.5 Materials and Methods 3.5.1 Generation of the pro-B ALL model The humanized mouse model of pro-B cell acute lymphoblastic leukemia (pro-B ALL) was generated as described in Chapter 2 of this thesis. Briefly, human CD133* cells were isolated from cord blood and cultured in vitro in defined media supplemented with several growth factors. Expanded CD133* cells were re-isolated from the culture and spin-infected with lentivirus in which the combination of the Ep enhancer and the CD19 promoter control the expression of the GFP reporter as well as the Myc and Bcl-2 oncogenes (GMB virus). Virusexposed cells were subsequently engrafted into sublethally irradiated mice of the immunodeficient NOD-scidI2rj' (NSG) strain. For ease of use, animals engrafted with human CD133+ cells that had been spin-infected with the GMB virus are referred to as GMB mice. Leukemia development in these mice manifested itself as an outgrowth of a population of GFP* human pro-B cells that also overexpressed Myc and Bcl-2. These cells were readily detectable in the peripheral blood of live animals by flow cytometry, and were found in numerous internal organs of the animals in the late stages of the disease. Cohorts of secondary mice were generated also as described in Chapter 2 of this thesis. Briefly, splenocytes were harvested from primary GMB mice, resuspended in StemSpan media, and injected into groups of age-matched, unirradiated NSG mice. Each secondary recipient was injected with ~106 GFP* cells. Disease progression in these mice was monitored by determining the number of GFP* cells present in 10 pl of peripheral blood collected from the tail vein. All animal use was in accordance with the guidelines set forth by the MIT Committee on Animal Care. 142 3.5.2 Alemtuzumab and its variants Clinical-grade alemtuzumab (Genzyme) was obtained at a concentration of 30 mg/ml in sterile PBS, and stored at 4*C until needed. Some alemtuzumab was labeled with the Alexa Fluor 750 fluorescent dye, using the SAIVI Rapid Antibody Labeling Kit (Invitrogen). Dye-labeled alemtuzumab was purified using a size exclusion column provided with the kit. Subsequently, the concentration of labeled alemtuzumab was determined using a competitive binding assay, where different dilutions of unlabeled alemtuzumab were used to compete against a known volume of dye-labeled aletuzumab for binding of CD52 on GMB cells. F(ab') 2 fragments of alemtuzumab were generated using the F(ab') 2 Preparation Kit (Pierce). In brief, alemtuzumab (30mg/ml) was incubated with pepsin, and the resulting F(ab') 2 fragments were separated from the digested Fc fragments by affinity chromatography, using a protein A column provided with the kit. The purity of the F(ab') 2 fragments was verified by SDS-PAGE combined with Coumassie staining. Subsequently, the concentration of the F(ab') 2 fragments was determined using a competitive binding assay, where different dilutions of alemtuzumab were used to compete against a known volume of the F(ab') 2 fragments for binding of CD52 on GMB cells. Immediately prior to use, full-length alemtuzumab was diluted to 1 mg/ml in sterile PBS; similarly, dye-labeled alemtuzumab and alemtuzumab F(ab') 2 fragments were diluted to the same molar concentration as full-length alemtuzumab. Weight-adjusted doses of these compounds were then administered via tail vein injection, so that each mouse received 5 pd of alemtuzumab (or its variants) per gram of body weight. 143 3.5.3 Chemotherapeutics Cyclophosphamide, vincristine, doxorubicin was from Tocris Bioscience. and dexamethasone were all from Calbiochem; Immediately prior to use, chemotherapeutics were weighed and dissolved at follows: cyclophosphamide (30 mg/ml in PBS), vincristine (0.2 mg/ml in PBS), dexamethasone (0.1 mg/ml in PBS), doxorubicin (0.5 mg/ml in saline). The drugs were then kept at room temperature until their injection into mice, at Opl/g mouse body weight. 3.5.4 Tissue preparation, antibodies and flow cytometry At various time points, mice were euthanized by CO 2 asphyxiation, and their blood, bone marrow, liver, spleen, and brain were harvested. Marrow was flushed from the bones and cell suspensions were prepared by passing extracted marrow through a syringe with a 27 gauge needle. Prior to extraction from euthanized mice, livers were flushed with sterile PBS; after extraction they were ground using a Bellco 85 ml tissue sieve kit (Bellco Glass). Ground liver fragments were then incubated with 2 ptg/ml collagenase A (Roche) for 1 hour at 37*C, and leukocytes were isolated by centrifugation on a discontinuous 35% Percoll gradient (GE Healthcare). Leukocytes from the spleen and brain were obtained by grinding these organs between frosted glass slides and filtering through 70 jim nylon mesh filters (BD Falcon). Residual erythrocytes in all samples were lysed, and cells were counted. Antibodies to human CD10, CD19, CD20, CD33, CD34, CD45, CD52, CD133, IgM and to murine CD45.1, CD11b, CD 11 c, CD 16, CD32, F4/80, and Gr- 1, as well as appropriate isotype controls, were conjugated to FITC, PE, PerCP/Cy5.5,APC, PE/Cy7 or APC/Cy7 (all from BioLegend). Cells were stained with indicated antibodies in PBS containing 0.1% w/v bovine serum albumin (Sigma). Stained cells were analyzed using the C6 flow cytometer (Accuri Cytometers), or the FACSCalibur, 144 FACSCanto or LSR II flow cytometers (BD Biosciences) in the Koch Institute flow cytometry core facility. Dead cells were excluded from analysis by DAPI or propidium iodide staining. Flow cytometry results were analyzed using the CFlow (Accuri Cytometers), FACSDiva (BD Biosciences), or FlowJo (Tree Star) software suites. 3.5.5 Complement-dependent cytotoxicity (CDC) assay Tumor cells for this assay were purified from splenocytes of secondary GMB mice by using a combination of PE-conjugated antibody to human CD19 (BioLegend) and the EasySep PE Selection Kit (Stem Cell Technologies), according to the manufacturers' protocols. As verified by flow cytometry, virtually all human CD19* splenocytes from these mice were GFP* tumor cells. Tumor cells were incubated in Dulbecco's Modified Eagle Medium (Koch Institute core media facility) supplemented with 10mM HEPES, 100 U/ml Penicillin, 100 pIg/ml Streptomycin (all from Mediatech) and 0.1% v/v 2-mercaptoethanol (Sigma). Tumor cells were resuspended at 2x 106 GFP* cells/ml, and placed in wells of a 96-well flat-bottom plate at 2x 105 GFP* cells/well. Where indicated, media was supplemented with either 10% v/v human serum (Research Blood Components), 10% v/v mouse serum harvested from NSG or B6 mice, or batches of these sera that had been heat-inactivated by incubation in a 55*C water bath for 2 hours. Alemtuzumab was added at the indicated concentrations, and the cells were incubated in a humidified incubator at 37*C with 5% CO 2. After 48 hours, the number of non-viable GFP* cells, defined as those that fail to exclude propidium iodide, was assessed by flow cytometry, using the C6 flow cytometer and its accompanying software package (Accuri Cytometers). 145 3.5.6 In vitro tumor cell killing assay Macrophages for this assay were obtained as follows. NSG mice received intraperitoneal injections of 1 ml of thioglycollate broth (Sigma); 4 days later, mice were euthanized by CO 2 asphyxiation and their peritoneal lavage was harvested. Macrophages were purified from the lavage using a combination of APC-conjugated antibody to F4/80 (BioLegend) and the EasySep APC Selection Kit (Stem Cell Technologies), according to the manufacturers' protocols. Tumor cells for this assay were purified from splenocytes of secondary GMB mice, as described above (Section 4.3.6). Subsequent experiments were performed in RPMI 1640 medium (Koch Institute core media facility) supplemented with 10% v/v Fetal Bovine Serum, 10mM HEPES buffer, 100 U/ml Penicillin, and 100 pg/ml Streptomycin (all from Mediatech). GFP* tumor cells were incubated in the absence or presence of F4/80* macrophages; full-length alemtuzumab, or its F(ab') 2 fragments were added to the cells as indicated. vortexed approximately once every hour. Cells were incubated at 37*C and At indicated time points after the start of the incubation, GFP* cells were enumerated using the C6 flow cytometer and the CFlow software suite (Accuri Cytometers). 3.5.7 In vivo macrophage depletion Macrophages were depleted in vivo through intravenous injections of clodronate encapsulated into liposomes. Clodronate was a gift from Roche Diagnostics; it was incorporated into liposomes (0.69 M) by Dr. Nico van Rooijen, as previously described (Van Rooijen and Van Kesteren-Hendrikx 2003). Clodronate liposomes were stored at 4*C and were warmed up to room temperature immediately prior to their injection into tail veins of recipient mice. Each 146 mouse received approximately 100 1dof the clodronate liposome suspension; 48-72 hours later, splenic macrophage depletion was verified by flow cytometry analysis of splenocytes from recipient mice; macrophages were defined as CD11 b CD11c Gr-1~ cells, while granulocytes were defined as CD11b+ Gr-1 cells. 3.5.8 Histology Samples of murine spleen, liver, and brain were microdissected from mice, incubated in a 10% formalin solution overnight, and then preserved in a 70% ethanol solution until processing. Whole bone (femur) samples were microdissected from mice, incubated in a 10% formalin solution overnight, and then transferred into a decalcification solution (10% w/v disodium ethylenediaminetetraacetate (EDTA), pH -6.6) for approximately 15 days. 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Elimination of graft-versus-host disease by in-vitro depletion of alloreactive lymphocytes with a monoclonal rat anti-human lymphocyte antibody (CAMPATH-1). 324, no. 8401: 483-6. 152 Chapter 4 Summary and Future Directions 153 4.1 Summary The ability to engraft human hematopoietic stem cells (HSCs) into severely immunodeficient mice provides an excellent opportunity to study the development and function of the human immune system in a small animal model. Recent advances made in the field of hematopoietic stem cell culture, whereby human HSCs can be expanded up to 20-fold in a defined media supplemented by several cytokines and without the use of supporting stromal cells, extend this possibility further. In particular, in vitro HSC expansion greatly enhances the efficiency with which these normally-quiescent cells can be transduced with viral vectors carrying exogenous genes. In turn, rapid and efficient transgenesis of human HSCs allows for the modeling and study of a variety of processes involved in the development and function of the human immune system as well as the dysregulation of these processes that leads to hematologic malignancies. In this work, the latter opportunity was pursued. Because the majority of human leukemias and lymphomas are of B cell origin, it seemed most relevant to model precisely these types of disorders. Consequently, the combination of the Ep. enhancer and the human CD19 promoter, the activity of which has been previously described as being highly restricted to B cells, was used to control the expression of two oncogenes highly relevant to human lymphomas, namely Myc and Bcl-2, as well as the GFP reporter. Stoichiometric expression of two or more transgenes was attained by separating their sequences within the expression cassette with the 2A peptide sequence, which induces a ribosomal skip in translation of the messenger RNA molecule. Finally, stable transduction of human HSCs was achieved by employing a lentiviral vector. 154 After optimizing the conditions for virus production, in vitro-expanded human CD133* cells, a population greatly enriched for HSCs, were spin-infected with lentiviruses carrying the GFP reporter alone (G), in combination with Bcl-2 (GB) or Myc (GM), or with both oncogenes (GMB). The cells were then engrafted into sublethally irradiated, severely immunodeficient NOD/scid, ycn" (NSG) mice. Cells transduced with the G virus gave rise to small percentages of GFP* cells, which in most likelihood corresponded to the fraction of HSCs transduced with the lentivirus; furthermore, these cells served to confirm the B lineage restriction of the promoter. Many more GFP* B cells arose from HSCs that had been transduced with the GB virus; all stages of B cell development were seen among the expanded GB cells, though an increased proportion of pro-B cells in the periphery, as compared to the relative proportions of GFP~ human B cells in GB mice as well as the proportions of both GFP~ and GFP+ B cells in the G mice, indicated a mild Bcl-2-dependent block in differentiation. Efforts to culture GB cells ex vivo or to transplant them into secondary mice did not succeed. As Bcl-2 is an anti-apoptotic protein that does not induce proliferation, attempts were made to stimulate GB cell proliferation exogenously, by repeated injections of the TNP-LPS mitogen, ultimately also proved to be unsuccessful. In contrast to great B cell expansion seen in GB mice, animals engrafted with human cells that had been spin-infected with the GM virus failed to develop any detectable levels of GFP* cells. Though it is possible that lentiviral infection failed in these cases, the most likely explanation for this phenotype is a rapid Myc-induced apoptosis of cells overexpressing this transgene. 155 Finally, a rapidly progressing, aggressive hematologic malignancy involving GFP+ human pro-B cells consistently developed in mice reconstituted with human cells that had been spin-infected with the GMB virus. Leukemic blasts were in the pro-B cell stage of development, and the pattern of organ penetration by these cells resembled human acute lymphoblastic leukemia (pro-B ALL). Given the phenotypes of the GB and GM mice, the likely explanation for the GMB phenotype is a Bcl-2-mediated rescue of developing transgenic B cells from Mycinduced apoptosis; the rapid appearance GFP* pro-B cells that soon comprised the overwhelming majority among all leukocytes, as well as the oligoclonal nature of the leukemia, confirmed that Bcl-2 and Myc together are sufficient for development of overt malignancy. GMB cells were easily transplantable into secondary NSG mice, in which they gave rise to an aggressive disseminated leukemia that appeared identical to the disease which arose in the primary GMB mice. This allowed for the creation of large cohorts of secondary mice, each engrafted with an identical number of GFP* leukemic cells, which could be used to evaluate the effectiveness and the mechanism of action of human-specific anti-neoplastics. One such class of treatments that is increasingly used in cancer therapy is monoclonal antibodies; one of these, alemtuzumab, targets the CD52 cell surface protein that is expressed by GMB cells. Alemtuzumab is FDA-approved for treatment of CLL, and its potential role in ALL therapy has not been systematically explored; the GMB model of human pro-B ALL was therefore used to investigate this possibility, as well as a proof of principle that humanized mouse models of cancer can be used for evaluating human-specific drugs. Notably, treatment of secondary GMB mice with single-agent alemtuzumab significantly reduced leukemic cell burden in the peripheral organs, though the drug was ineffective in the brain and the bone marrow. The effect of the drug was shown both in vitro and in vivo to be 156 mediated by macrophages, which destroyed the leukemic cells after binding to the antibody's Fc regions. The lack of therapeutic effect in the brain was shown to be due to the drug's inability to reach its target cells in the meningeal space; although alemtuzumab was able to reach leukemic cells in the bone marrow, it was only effective in that organ if population of leukemic cells was below a certain small threshold (- 5% of the total bone marrow population). Even in those cases, however, a single dose of alemtuzumab was not enough to eradicate minimal residual disease. The addition of the DNA alkylating agent cyclophosphamide, a chemotherapeutic commonly used in leukemia treatment, to the alemtuzumab regimen helped to decrease tumor cell burden in both the meninges and in the bone marrow; in the latter case, its synergistic effect with alemtuzumab is quite striking, with leukemic cells essentially eliminated after this combination chemoimmune treatment. These results show that alemtuzumab should be considered for clinical trials in treatment of ALL; they also show that humanized mouse models of leukemia can indeed be useful tools in the preclinical screening and evaluation of humanspecific monoclonal antibodies, as well as other potential targets of small molecule chemotherapy that are not well conserved between mice and humans. 4.2 Future Directions In light of the presented results, several directions of future investigation seem particularly useful. As discussed above, the phenotypes produced by overexpression of Myc or Bcl-2 alone were non-malignant, and offer the opportunity to study the potential of other genes to cooperate with either Myc, to promote cell survival, or with Bcl-2, to promote tumor development. In addition, it would be useful to assess any additional mutations that arise in the course of the leukemia that develops in GMB mice, especially those that give rise to particular 157 cancer phenotypes, such as seeding of the spine and the resulting hind limb paralysis. In addition, certain aspects of the successful in vivo response of secondary GMB mice to alemtuzumab and cyclophosphamide remain to be clarified. These include the ability the combination treatment to confer significant survival benefit to the mice, as well as the mechanistic aspects of the response itself: which murine Fc receptors are involved in macrophage binding to alemtuzumab, for example, and what processes are used by macrophages to accomplish killing the leukemic blasts. One potential criticism of using humanized mice as tools to screen biological antineoplastic treatments, such as monoclonal antibodies, is that these mice lack several components of the human immune system deemed vital in mediating the anti-tumor response. These include NK cells, missing in the NSG mice due to the lack of the common gamma chain, and complement, which is defective in NOD-strain mice due to their lack of the Clq component (regardless, murine complement does not seem to bind to human antibodies). Furthermore, the components of the innate immune system that are present, such as macrophages, are of murine origin, so that an antibody's ability to mediate anti-tumor responses via macrophages in these mice may not translate into effective clinical treatment. Human NK cells and macrophages, however, do not arise in primary humanized mice, which is thought to be due to the incompatibility of murine cytokines important for myeloid and NK cell development and the human receptors for these cytokines on the progenitors of these cells. A recent report, however, proposes an elegant way to resolve this problem (Chen, Khoury, & Chen, 2009). The authors performed hydrodynamic injections of plasmids that encode human cytokines into NSG mice engrafted with human cells. This involves a rapid injection of a relatively large volume of fluid containing the vectors into the mice, which induces transient liver damage. The injured 158 hepatocytes take up the injected vectors from the bloodstream, and subsequently produce and secrete the cytokines encoded within. This procedure resulted in a lasting in vivo production of the cytokines and the subsequent emergence of human NK cells (using vectors that encode human IL-15 and Flt-3-ligand) and macrophages (using a vector that encodes M-CSF instead). Presumably, components of the human complement system could be induced as well. Using these advances, it becomes possible to construct a more complete humanized mouse model of a response to monoclonal antibody-mediated anti-neoplastic treatment. After human CD133+ cells are expanded in vitro, most could be used to generate standard humanized mice, while a small proportion could be infected with an oncogene-bearing lentivirus and engrafted into other mice. Leukemic cells that arise from transduced HSCs could then be transplanted into secondary recipients - not "empty" NSG mice, as was done in this study, but into animals reconstituted with an immune system derived from the same human donor. A limiting dilution of leukemic cells could be used to simulate cancer growth from a single cell; assessing anti-neoplastic treatment in these mice is likely to underscore any potential immune system side effects that may be seen in patients. Other anti-neoplastic treatments could also be evaluated using this model. GMB mice may be particularly useful in assessing inhibitors of Bcl-2, considering that its activity likely rescues the developing cells from Myc-induced apoptosis. GMB cells, however, were quite resistant to all single-agent anti-neoplastic therapies that were attempted in this study, in vivo and in vitro (e.g. Figure 3.9 and data not shown). On the other hand, GMB cells can be easily cultured in vitro, and are quite susceptible to further transduction using lentiviral or retroviral vectors. This property offers an excellent opportunity to screen for human mediators of resistance to not only traditional cytotoxic and genotoxic chemotherapeutics, such as 159 cyclophosphamide, but also to biological treatments, such as monoclonal antibodies. Such a screen could be performed by infecting GMB cells with an shRNA library ex vivo, followed by positively sorting infected cells and using them to generate cohorts of secondary GMB mice. After a round of treatment, the remaining cells will be re-isolated, and the over-representation or under-representation of RNAi constructs within these remaining cells may yield clues as to the mechanisms employed by the surviving tumor cells to escape treatment, as occurs with alemtuzumab in the bone marrow, for example. Alternatively, a similar method could be used to identify genes that mediate certain characteristic behaviors of the tumor, for example its initial tropism to the bone marrow, and its subsequent penetration of the meningeal space. Indeed, these approaches have been successfully used to identify novel mediators of tumor progression in mice, including tumor suppressors (Bric et al., 2009) and regulators of cell motility (Meacham, Ho, Dubrovsky, Gertler, & Hemann, 2009). Identifying drug resistance mechanisms used by human tumor cells would allow a more direct approach to selecting useful targets for cancer treatment. Finally, the methods described in this work can be used to model other cancers. The combination of Myc and Bcl-2 was picked initially for their high likelihood of resulting in a malignant phenotype; other clinically-important oncogenes should also be investigated. These include Bcl-6, which is upregulated in many cases of diffuse large B cell lymphoma, and was recently used to make a murine model of this disease (Cattoretti et al., 2005). Tcl-1 is another promising oncogene, as it was successfully used to generate a mouse model of CLL (Johnson et al., 2006). Finally, a subset of B-ALL cases contains the BCR-ABL translocation; this disease is particularly resistant to chemotherapy, underscoring the importance of good mouse models of treatment. Previously, transduction of human progenitor cells with a retrovirus containing the 160 BCR-ABL fusion did not result in a malignant phenotype (Chalandon et al., 2005); in that case, however, transgene expression was under the control of the endogenous retroviral promoter, which was neither strong nor directed to B cells. Using the CD19 promoter instead could ameliorate the situation, leading to high oncogene expression early in B cell development. Indeed, if the oncogenes are sufficient to transform the cell in which they are expressed, placing them under the control of the CD19 promoter, which is activated very early in B cell development, is most likely to result in another model of pro-B ALL. Generation of other kinds of hematological malignancies, such as myeloid or T cell leukemia or lymphoma, or B cell cancers originating from cells in later stages of their development, will thus require the use of promoters that are specific to that cell type and developmental stage. These could include promoters of various surface molecules known to be expressed during a particular period of cellular development; examples of these include T cell specific promoters of the CD4 antigen (Marodon et al., 2003), and promoters of CD21 (complement receptor 2) and CD23 (Fc epsilon receptor II), two molecules that appear on the surface of mature B cells, but, unfortunately, may also be expressed by cells of the myeloid and T cell lineages (Debnath, Roundy, Weis, & Weis, 2007). An elegant alternative method of targeting transgene expression to specific tissues was recently proposed by Brown et al. (2007), who use endogenous micro RNA expression profiles of the target cells to control levels of vector-derived mRNA. They attain this control by incorporating specific micro RNA binding sites into the vector sequence, so that the vector mRNA is only expressed in the target cell, but repressed in other cells by endogenous RNAi. A combination of this approach and the use of the CD19 promoter, could thus facilitate specific transgene expression in a particular stage of B cell development. Regardless of the method, however, attaining precisely targeted oncogene expression will be essential to inodeling 161 hematologic malignancies in humanized mice, or humanized mouse models of any other disease or condition that requires introduction of exogenous genes into expanding human HSCs. 162 4.3 References Bric, A., Miething, C., Bialucha, C., Scuoppo, C., Zender, L., Krasnitz, A., et al. (2009). Functional identification of tumor-suppressor genes through an in vivo RNA interference screen in a mouse lymphoma model. Cancer Cell, 16(4), 324-35. Brown, B., Gentner, B., Cantore, A., Colleoni, S., Amendola, M., Zingale, A., et al. (2007). Endogenous microRNA can be broadly exploited to regulate transgene expression according to tissue, lineage and differentiation state. Nature Biotechnology, 25(12), 1457-67. Cattoretti, G., Pasqualucci, L., Ballon, G., Tam, W., Nandula, S., Shen, Q., et al. (2005). Deregulated BCL6 expression recapitulates the pathogenesis of human diffuse large B cell lymphomas in mice. Cancer cell, 7(5), 445-55. Chalandon, Y., Jiang, X., Christ, 0., Loutet, S., Thanopoulou, E., Eaves, A., et al. (2005). BCR-ABL-transduced human cord blood cells produce abnormal populations in immunodeficient mice. Leukemia, 19(3), 442-8. Chen, Q., Khoury, M., & Chen, J. (2009). Expression of human cytokines dramatically improves reconstitution of specific human-blood lineage cells in humanized mice. Proceedings of the NationalAcademy of Sciences of the United States ofAmerica, 106(51), 21783-8. Debnath, I., Roundy, K., Weis, J., & Weis, J. (2007). Defining in vivo transcription factor complexes of the murine CD21 and CD23 genes. The Journalof, 178, 7139-50. Johnson, A., Lucas, D., Muthusamy, N., Smith, L., Edwards, R., De Lay, M., et al. (2006). Characterization of the TCL-1 transgenic mouse as a preclinical drug development tool for human chronic lymphocytic leukemia. Blood, 108(4), 1334-8. Marodon, G., Mouly, E., Blair, E., Frisen, C., Lemoine, F., Klatzmann, D., et al. (2003). Specific transgene expression in human and mouse CD4+ cells using lentiviral vectors with regulatory sequences from the CD4 gene. Bone, 101(9), 3416-23. Meacham, C., Ho, E., Dubrovsky, E., Gertler, F., & Hemann, M. (2009). In vivo RNAi screening identifies regulators of actin dynamics as key determinants of lymphoma progression. Nature Genetics, 41(10), 1133-7. 163 Appendices 164 A.1 Optimization of lentivirus production Effective lentiviral infection of human hematopoietic stem cells requires using high titer virus. Initial titers of oncogene-bearing lentivirus were approximately 107 virions/ml of concentrated viral supernatant. These titers, however, were too low to infect a significant number of human CD133k cells, since their effective infection requires a multiplicity of infection (MOI) of at least 10 (Brenner and Malech 2003). Therefore, in order to increase viral titers, we sought to optimize lentivirus production. In brief, lentivirus production proceeded as follows. HEK 293FT cells were transfected using the TransIT-LT1 transfection reagent (Mirus) and a mixture of the appropriate lentiviral backbone, a plasmid encoding the lentiviral structural proteins (pA8.9), and a third plasmid encoding the viral coat protein (pVSVG), and cells were incubated at 37*C. Sometime later, the transfection media was replaced with fresh media, in order to avoid contaminating the virus with the transfection reagent. Finally, 24-48 hours after the media change, the supernatant containing the viral particles was collected, filtered, concentrated by ultracentrifugation, aliquoted, and stored at -80*C. In an effort to optimize lentivirus production, three variables in this process were examined: the ratio of the three plasmids with which 293FT cells are transfected, the duration of transfection, and the time between transfection and the collection of the virus-containing supernatant. Previously, the ratio of the lentiviral backbone to pA8.9 to pVSVG used in our laboratory was 2:1:1. Changing this ratio to other ratios that have been reported as successful in the literature, namely 1:1:1 and 3:2:1, did not result in significant changes in viral titer (data not shown). 165 The suggested transfection time for the TransIT-LT1 reagent is 24-48 hours; however, near-total transfection of 293FT cells (as evidenced by their becoming GFP*) was observed even if transfection media were replaced with fresh media after only 12 hours (data not shown). The transfection time was thus shortened to 12 hours. Finally, the method and timing of virus harvesting was examined. Twelve hours after the start of transfection, transfection media was replaced with fresh media; virus-containing supernatant was collected every 8 hours after that and replaced with fresh media. Viral titer in each of these 8 hour fractions was compared to that obtained when media was collected once, after 24 hours (Figure Al). The results indicate that virus production was highest in the first 8 hours after the transfection media change; subsequently, it declined rapidly, with only minimal virus made 16 to 24 hours after transfection media change (Figure AlA). Collecting viral supernatant once, 24 hours after the transfection media change, yielded somewhat lower viral titers than the total of what was collected in 8-hour long fractions (Figure AlB). This decline in titer was likely due to viral degradation at 37*C, but it was not large enough to detract from the convenience of a single viral harvest 24 hours after the transfection media change. The protocol of lentiviral production was therefore changed to reflect the above findings. The result of this optimization was a 10-100-fold increase in viral titers, so that viral concentration was in the range of 108-109 virions/ml. 166 B A 2 2 E 1.8O 16-24 hours C 1.6 .0 03harvests E 18 1 8-16 hours 11.4 0-8 hours 1.2 (total) ' - .0 . 1.6h 1.4 -101 > 1.2 ' .2 harvest (24 hours) 11 ( 0.8 0.8 0.6 0.6 0.4 0.4 0.2 0.2 > 0 G GB GMB G GB GMB Figure Al: Optimization of lentivirus production. (A) Comparison among titers of the G, GB, and GMB virus produced 0-8 hours (black), 8-16 hours (grey), and 16-24 hours (white) after transfection media was changed. (B) Comparison between 2 methods of virus harvest: collecting 3 fractions, one every 8 hours (white) vs. harvesting once, 24 hours after transfection media change (black). 167 ................................ A.2 .... .. .... . . Annotated sequence of the modified pEGFP-2A shuttle vector e Most of MCS (including 2 nd ApaI site) removed via joining of the BglII and BamHI sites (AGATCC). What remains is: o NheI (GCTAGC) o AfeI, aka Eco47 III (AGCGCT, blunt) o AgeI (ACCGGT) present e * (flanked by 5' and 3' added to the tail of GFP; ApaI is within the peptide; ra is 3'; underlined sequence is lost when BCL2 is inserted between ApaI and NotI Sequencing: within GFP, 36bp upstream of 2A TAGTT GTAATCAATTACGGGGTCATTAGTTCATAGCCCATATATGGAGTTCCGCGTTACATAA CTTACGGTAAATGGCCCGCCTGGCTGACCGCCCAACGACCCCCGCCCATTGACGTCAATAATGACGTATG TTCCCATAGTAACGCCAATAGGGACTTTCCATTGACGTCAATGGGTGGAGTATTTACGGTAAACTGCCCA CTTGGCAGTACATCAAGTGTATCATATGCCAAGTACGCCCCCTATTGACGTCAATGACGGTAAATGGCCC GCCTGGCATTATGCCCAGTACATGACCTTATGGGACTTTCCTACTTGGCAGTACATCTACGTATTAGTCA TCGCTATTACCATGGTGATGCGGTTTTGGCAGTACATCAATGGGCGTGGATAGCGGTTTGACTCACGGGG ATTTCCAAGTCTCCACCCCATTGACGTCAATGGGAGTTTGTTTTGGCACCAAAATCAACGGGACTTTCCA AAATGTCGTAACAACTCCGCCCCATTGACGCAAATGGGCGGTAGGCGTGTACGGTGGGAGGTCTATATAA GCAGAGCTGGTTTAGTGAACCGTCAGATCCGCTAGCGCTACCGGACTCAGATC CGCCACC GCCCTCTAGAGAATTCACATGTT GA ACTCTAGAT CATAATCAGCCATACCACATTTGTAGAGGTTTTACTTGCTTTAAAAAACCTCCCACACCTCCCCCTGAAC CTGAAACATAAAATGAATGCAATTGTTGTTGTTAACTTGTTTATTGCAGCTTATAATGGTTACAAATAAA GCAATAGCATCACAAATTTCACAAATAAAGCATTTTTTTCACTGCATTCTAGTTGTGGTTTGTCCAAACT CATCAATGTATCTTAAGGCGTAAATTGTAAGCGTTAATATTTTGTTAAAATTCGCGTTAAATTTTTGTTA AATCAGCTCATTTTTTAACCAATAGGCCGAAATCGGCAAAATCCCTTATAAATCAAAAGAATAGACCGAG ATAGGGTTGAGTGTTGTTCCAGTTTGGAACAAGAGTCCACTATTAAAGAACGTGGACTCCAACGTCAAAG GGCGAAAAACCGTCTATCAGGGCGATGGCCCACTACGTGAACCATCACCCTAATCAAGTTTTTTGGGGTC 168 . . . . ...... GAGGTGCCGTAAAGCACTAAATCGGAACCCTAAAGGGAGCCCCCGATTTAGAGCTTGACGGGGAAAGCCG GCGAACGTGGCGAGAAAGGAAGGGAAGAAAGCGAAAGGAGCGGGCGCTAGGGCGCTGGCAAGTGTAGCGG TCACGCTGCGCGTAACCACCACACCCGCCGCGCTTAATGCGCCGCTACAGGGCGCGTCAGGTGGCACTTT TCGGGGAAATGTGCGCGGAACCCCTATTTGTTTATTTTTCTAAATACATTCAAATATGTATCCGCTCATG AGACAATAACCCTGATAAATGCTTCAATAATATTGAAAAAGGAAGAGTCCTGAGGCGGAAAGAACCAGCT GTGGAATGTGTGTCAGTTAGGGTGTGGAAAGTCCCCAGGCTCCCCAGCAGGCAGAAGTATGCAAAGCATG CATCTCAATTAGTCAGCAACCAGGTGTGGAAAGTCCCCAGGCTCCCCAGCAGGCAGAAGTATGCAAAGCA TGCATCTCAATTAGTCAGCAACCATAGTCCCGCCCCTAACTCCGCCCATCCCGCCCCTAACTCCGCCCAG TTCCGCCCATTCTCCGCCCCATGGCTGACTAATTTTTTTTATTTATGCAGAGGCCGAGGCCGCCTCGGCC TCTGAGCTATTCCAGAAGTAGTGAGGAGGCTTTTTTGGAGGCCTAGGCTTTTGCAAAGATCGATCAAGAG ACAGGATGAGGATCGTTTCGCATGATTGAACAAGATGGATTGCACGCAGGTTCTCCGGCCGCTTGGGTGG AGAGGCTATTCGGCTATGACTGGGCACAACAGACAATCGGCTGCTCTGATGCCGCCGTGTTCCGGCTGTC AGCGCAGGGGCGCCCGGTTCTTTTTGTCAAGACCGACCTGTCCGGTGCCCTGAATGAACTGCAAGACGAG GCAGCGCGGCTATCGTGGCTGGCCACGACGGGCGTTCCTTGCGCAGCTGTGCTCGACGTTGTCACTGAAG CGGGAAGGGACTGGCTGCTATTGGGCGAAGTGCCGGGGCAGGATCTCCTGTCATCTCACCTTGCTCCTGC CGAGAAAGTATCCATCATGGCTGATGCAATGCGGCGGCTGCATACGCTTGATCCGGCTACCTGCCCATTC GACCACCAAGCGAAACATCGCATCGAGCGAGCACGTACTCGGATGGAAGCCGGTCTTGTCGATCAGGATG ATCTGGACGAAGAGCATCAGGGGCTCGCGCCAGCCGAACTGTTCGCCAGGCTCAAGGCGAGCATGCCCGA CGGCGAGGATCTCGTCGTGACCCATGGCGATGCCTGCTTGCCGAATATCATGGTGGAAAATGGCCGCTTT TCTGGATTCATCGACTGTGGCCGGCTGGGTGTGGCGGACCGCTATCAGGACATAGCGTTGGCTACCCGTG ATATTGCTGAAGAGCTTGGCGGCGAATGGGCTGACCGCTTCCTCGTGCTTTACGGTATCGCCGCTCCCGA TTCGCAGCGCATCGCCTTCTATCGCCTTCTTGACGAGTTCTTCTGAGCGGGACTCTGGGGTTCGAAATGA CCGACCAAGCGACGCCCAACCTGCCATCACGAGATTTCGATTCCACCGCCGCCTTCTATGAAAGGTTGGG CTTCGGAATCGTTTTCCGGGACGCCGGCTGGATGATCCTCCAGCGCGGGGATCTCATGCTGGAGTTCTTC GCCCACCCTAGGGGGAGGCTAACTGAAACACGGAAGGAGACAATACCGGAAGGAACCCGCGCTATGACGG CAATAAAAAGACAGAATAAAACGC-ACGGTGTTGGGTCGTTTGTTCATAAACGCGGGGTTCGGTCCCAGGG CTGGCACTCTGTCGATACCCCACCGAGACCCCATTGGGGCCAATACGCCCGCGTTTCTTCCTTTTCCCCA CCCCACCCCCCAAGTTCGGGTGAAGGCCCAGGGCTCGCAGCCAACGTCGGGGCGGCAGGCCCTGCCATAG CCTCAGGTTACTCATATATACTTTAGATTGATTTAAAACTTCATTTTTAATTTAAAAGGATCTAGGTGAA GATCCTTTTTGATAATCTCATGACCAAAATCCCTTAACGTGAGTTTTCGTTCCACTGAGCGTCAGACCCC GTAGAAAAGATCAAAGGATCTTCTTGAGATCCTTTTTTTCTGCGCGTAATCTGCTGCTTGCAAACAAAAA AACCACCGCTACCAGCGGTGGTTTGTTTGCCGGATCAAGAGCTACCAACTCTTTTTCCGAAGGTAACTGG CTTCAGCAGAGCGCAGATACCAAATACTGTCCTTCTAGTGTAGCCGTAGTTAGGCCACCACTTCAAGAAC TCTGTAGCACCGCCTACATACCTCGCTCTGCTAATCCTGTTACCAGTGGCTGCTGCCAGTGGCGATAAGT CGTGTCTTACCGGGTTGGACTCAAGACGATAGTTACCGGATAAGGCGCAGCGGTCGGGCTGAACGGGGGG TTCGTGCACACAGCCCAGCTTGGAGCGAACGACCTACACCGAACTGAGATACCTACAGCGTGAGCTATGA GAAAGCGCCACGCTTCCCGAAGGGAGAAAGGCGGACAGGTATCCGGTAAGCGGCAGGGTCGGAACAGGAG AGCGCACGAGGGAGCTTCCAGGGGGAAACGCCTGGTATCTTTATAGTCCTGTCGGGTTTCGCCACCTCTG ACTTGAGCGTCGATTTTTGTGATGCTCGTCAGGGGGGCGGAGCCTATGGAAAAACGCCAGCAACGCGGCC TTTTTACGGTTCCTGGCCTTTTGCTGGCCTTTTGCTCACATGTTCTTTCCTGCGTTATCCCCTGATTCTG TGGATAACCGTATTACCGCCATGCAT 169 A.3 Annotated sequence of the pLB2-EpICD19-GFP lentiviral vector MCS Xba I (TCTAGA) - 4x cutter (2 sites w/n Em/CD19) (GCTAGC) Mlu I (ACGCGT) - 3x cutter Em enhancer Mlu I (ACGCGT) (GGATCC) M (ACCGGT) (Apa I) Xba I (TCTAGA) EcoRI (GAATTC) Pci I (ACATGT) - 3x cutter 3x cutter Asc I WRE SAR 3'\SIN\LTR AmpR RSV promoter 5'\LTR Psi pLL2495 seq primer FLAP Apa I ( ) ( ) seg primer AR #40 Apa I 170 ............ ....... ......... ........... ;..:::::.:.:.: ......... ........ TCTAGAA CGCGTTAGAGAGGTCTGGTGGAGCCTGCAAAAGTCCAGCTTTCAAAGGAACACAGA AGTATGTGTATGGAATATTAGAAGATGTTGCTTTTACTCTTAAGTTGGTTCCTAGGAAAAATAGTTAAA TACTGTGACTTTAAAATGTGAGAGGGTTTTCAAGTACTCATTTTTTTAMTGTCCAAATTCTTGTCAA TCAGTTTGAGGTCTTGTTTGTGTAGAACTGATATTACTTAAAGTTTAACCGAGGAATGGGAGTGAGGCT CTCTCATAACCTATTCAGAACTGACTTTTAACAATAATAAATTAAGTTTCAAATATTTTTAAATGAATT GAGCAATGTTGAGTTGGAGTCAAGATGGCCGATCAGAACCAGAACACCTGCAGCAGCTGGCAGGAjAGCA GGTCATGTGGCAAGGCTATTTGGGGAAGGGAAAATAAAACCACTAGGTAAACTTGTAGCTGTGGTTTGA AGAAGTGGTTTTGAAACACTCTGTCCAGCCCCACCAAACCGAAAGTCCAGGCTGAGCAACACCACCT GGGTAATTTGCATTTCTAAAATAAGTTGAGGATTCAGCCGAAACTGGAGAGGTCCTCTTTTAACTTATT GAGTTCAACCTTTTAATTTTAGCTTGAGTAGTTCTAGTTTCCCCAAACTTAAGTTTATCGACTTCTAAA ATGTATTTAGAATTCATTTTCAAAATTAGGTTATGTAAGAAATTGAAGGACTTTAGTGTCTTTAATTTC TAATATATTTAGAAAACTTCTTAATTACTCTATTATTCTTCCCTCTGATTATTGTCTCATTAT TCTTTTCCAATACCCGAAGCATTTACAGTGACTTTGTTCATGATCTTTTTTAGTTGTTTGTTTTGCCTT ACTATTAAGACTTTGACATTCTGGTCAAAACGGCTTCACAAATCTTTTTCAAGACCACTTTCTGAGTAT TCATTTTAGGAGAAGACTTTTTTTTTAATGAATGCAATTATCTAGACTTATTTAGTTAACTGCT G-GTTG7GACGCGT Cc CGCCACCM 171 GGCCCTCTAGAGAATTCACATGTTG IGGCGCGC cacatgtttaagggttccggttccactaggtacaattcgatatcaagcttat cgataatcaacctctggattacaaaatttgtgaaagattgactggtattcttaactatgttgctccttt tacgctatgtggatacgctgctttaatgcctttgtatcatgctattgcttcccgtatggctttcatttt ctcctccttgtataaatcctggttgctgtctctttatgaggagttgtggcccgttgtcaggcaacgtgg cgtggtgtgcactgtgtttgctgacgcaacccccactggttggggcattgccaccacctgtcagctcct ttccgggactttcgctttccccctccctattgccacggcggaactcatcgccgcctgccttgcccgctg ctggacaggggctcggctgttgggcactgacaattccgtggtgttgtcggggaaatcatcgtcctttcc ttggctgctcgcctgtgttgccacctggattctgcgcgggacgtccttctgctacgtcccttcggccct caatccagcggaccttccttcccgcggcctgctgccggctctgcggcctcttccgcgtcttcgccttcg ccctcagacgagtcggatctccctttgggccgcctccccgcatcgatacc ctcgatcgagacc tagaaaaacatggagcaatcacaagtagcaatacagcagctaccaatgctgattgtgcctggctagaag cacaagaggaggaggaggtgggttttccagtcacacctcaggtaccaagcatggggtaaagtactgttc tcatcacatcatatcaaggttatata-catcaa 'L--a-l --,"L--gccacagatgtl--act+-agcctttl--aatatttc tctaatttagtgtatatgcaatqatacT'--.-I --.k-.--tgat'Etctgaga'L--,,--gagtttctcatgtgtaatgatta tttagagtttctctttcatct-tt--,aaa"L--tt,--+L--gtcta-gt-Lttatttttta.ctgatttgtaagacttct ttttataatctgcatattacaattctctttactaggg+ -gttgcaaatat"--ttctgtca,-tctatggcc -gacttl---tcttaatggttttttaat+-ttaaaaataagt--*cttaatattcatgc-atctaattaacaatctt t+-cl--ttgtgattaggacl.-ttgaa, .cal -aagaaat+--.1 -ttc+--c'L-a ,-,actgaagtcatgatggcatgcttct all--attattL--tctaaaagatttaaac ttttgcc+k.--tctcca"-ttagac-tataattcactggaat'-ttttt gtatgl-atggtatgacata+L--qggt l-ccct"U'.-tattttttacatal-aaal-atattt-cctgtttttctaa aaaagaaaaagatcatcat -ttcccattgl -aaaatgccal-atttttt',--cataggtcacLtacatatatc aatgggt--ctgt+-tctgagct- -act -tattttatcagcctcact.gtctatccccacacatl--tcatgctt tg--tctaaatcttqatatttagtggaacattctttccca.ttt, '--gttctacaagaatatttttgt"Lattcr t-tt'lu-tgggcttctata'L---acat+-t'--agaatgaggttgg--aaggtacctttaagaccaatgacttacaag gcagctgtagatcttagccactttttaaaagaaaaggggggactggaagggctaattcactcccagctg ctttttgcctgtactgggtctctctggttagaccagatctgagcctgggagctctctggctaactaggg aacccactgcttaagcctcataaagctcgactgtgccttctagttgccagccatctgttgtttgcccct cccccgtgccttccttgaccctggaaggtgccactcccactgtcctttcctaataaaatgaggaaattg catcgcattgtctgagtaggtgtcattctattctggggggtggggtggggcaggacagcaagggggagg attgggaagacaatagcaggcatgctggggatgcggtccggactgtactgggtctctctggttagacca gatctgagcctgggagctctctggctaactagggaacccactgcttaagcctcaataaagcttgccttg agtgcttcaagtagtgtgtgcccgtctgttgtgtgactctggtaactagagatccctcagaccctttta gtcagtgtggaaaatctctagcagcatgtgagcaaaaggccagcaaaaggccaggaaccgtaaaaaggc cgcgttgctggcgtttttccataggctccgcccccctgacgagcatcacaaaaatcgacgctcaagtca gaggtggcgaaacccgacaggactataaagataccaggcgtttccccctggaagctccctcgtgcgctc tcctgttccgaccctgccgcttaccggatacctgtccgcctttctcccttcgggaagcgtggcgctttc tcatagctcacgctgtaggtatctcagttcggtgtaggtcgttcgctccaagctgggctgtgtgcacga accccccgttcagcccgaccgctgcgccttatccggtaactatcgtcttgagtccaacccggtaagaca 172 cgacttatcgccactggcagcagccactggtaacaggattagcagagcgaggtatgtaggcggtgctac agagttcttgaagtggtggcctaactacggctacactagaagaacagtatttggtatctgcgctctgct gaagccagttaccttcggaaaaagagttggtagctcttgat ccggcaaacaaaccaccgctggtagcgg tggtttttttgtttgcaagcagcagattacgcgcagaaaaaaaggatct caagaagatcctttgatctt ttctacggggtctgacgctcagtggaacgaaaactcacgttaagggattttggtcatgagattatcaaa aaggatcttcacctagatccttttaaattaaaaatgaagttttaaatcaatctaaagtatatatgagta aacttggtctgacagttaccaatgcttaatcagtgaggcacctatctcagcgatctgtctatttcgttc atccatagttgcctgactccccgtcgtgtagataactacgatacgggagggcttaccatctggccccag tgctgcaatgataccgcgagacccacgctcaccggctccagatttatcagcaataaaccagccagccgg aagggccgagcgcagaagtggtcctgcaactttatccgcctccatccagtctattaattgttgccggga agctagagtaagtagttcqccagttaatagtttgcgcaacgttgttgccattgctacaggcatcgtggt gtcacgctcgtcgtttggtatggcttcattcagctccgttcccaacgatcaaggcgagttacatgatc ccccatgttgtgcaaaaaagcggttagctccttcggtcctccgatcgttgtcagaagtaagttggccgc agtgttatcactcatggttatggcagcactgcataattctcttactgtcatgccatccqtaagatgctt ttctgtgactggtgagtactcaaccaagtcattctgagaatagtgtatgcggcgaccgagttgctcttg cccggcgtcaatacgggataataccgcgccacatagcagaactttaaaagtgctcatcattggaaaacg ttcttcggggcgaaaactctcaaggatcttaccgctgttgagatccagttcgatgtaacccactcgtgc acccaactgatcttcagcatcttttactttcaccagcgtttctgggtgagcaaaaacaggaaggcaaaa tgccgcaaaaaagggaataagggcgacacggaaatgttgaatactcatactcttcctttttcaatatta ttgaagcatttatcagggttattgtct catgagcggatacatatttgaatgtatttagaaaaataaaca aataggggttccgcgacatttccccgaaaagtgccacctgac ggatcgggagatctcccgat cccctatggtgcactctcagtacaatctgctctgatgccgcatagttaagccagtatctgctccctgct tgtgtgttggaggtcgctgagtagtgcgcgagcaaaatttaagctacaacaaggcaaggcttgaccgac aattgcatgaagaatctgcttagggttaggcgttttgcgctgcttcgcgatgtacgggccagatatacg cgttgacattgattattgactagtcatgttctttcctgcgttatcccctgattctgtggataaccgtat taccgcctttgagtgagctgataccgctcgccgcagccgaacgaccgagcgcagcgagtcagtgagcga ggaagcggaagagcgcccaatacgcaaaccgcctctccccgcgcgttggccgattcattaatgcagctg gcacgacaggtttcccgactggaaagcgggcagtgagcgcaacgcaattaa U ,t g,-tac ca-c c,- ci tt aUcT c -UIat t-ar ca ar t~ -- c, ctc ai ~a J a aQ t. a Wc-- :-, §{gaacrgtctctctggttagaccaatctgagcctgggagJctctctggctaactaJgga accoactgcttaagcctcaataaagfcttgccttgagtgcttcaagtagtgtgtgcccgtctgttgtgtg actctggtaactagagatccctcagacccttttagtcagtgtggaaaatctctagcagtggcgcccgaa cagatgaggaggacaaggtttgccgatgctcgacc cacggcaagagcgaggggcggcgactggtgagtacgccaaaaattttgactagcggaggctagaagga gaaagggggggcgatacggaataaccaggaaatgt aaggccaggggaaagaaaaaatataaattaaaacatatagtatgggcaagcagggagctagaacgatt cgcagttaatcctggcctgttagaaacatcagaaggctgtagacaaatactgggacagctacaaccatc ccttcagacaggatcagaagaacttagatcattatataatacag~tagcaaccctctattgtgtgcatca 173 aaggatagagataaaagacaccaaggaagctttagacaagatagaggaagagcaaaacaaaagtaagac caccgcacagcaagcggccggccgctgatcttcagacctggaggaggagatatgagggacaattggaga agtgaattatataaatataaagtagtaaaaattgaaccattaggagtagcacccaccaaggcaaagaga agagtggtgcagagagaaaaaagagcagtgggaataggagctttgttccttgggttcttgggagcagca ggaagcactatgggcgcagcgtcaatgacgctgacggtacaggccagacaattattgtctggtatagtg cagcagcagaacaatttgctgagggctattgaggcgcaacagcatctgttgcaactcacagtctggggc atcaagcagctccaggcaagaatcctggctgtggaaagatacctaaaggatcaacagctcctggggatt tggggttgctctggaaaactcatttgcaccactgctgtgccttggaatgctagttggagtaataaatct ctggaacagatttggaatcacacgacctggatggagtgggacagagaaattaacaattacacaagctta atacactccttaattgaagaatcgcaaaaccagcaagaaaagaatgaacaagaattattggaattagat aaatgggcaagtttgtggaattggtttaacataacaaattggctgtggtatataaaattattcataatg atagtaggaggcttggtaggtttaagaatagtttttgctgtactttctatagtgaatagagttaggcag ggatattcaccattatcgtttcagacccacctcccaaccccgaggggacccgacaggcccgaaggaata gaagaagaaggtggagagagagacagagacagatccattcgattagtgaacggatcggcactgcgtgcg ccaattctgcagacaaa.t-ggca.g*tC-7--L tcaT ccacaa-L. t a -iaaqaaaa(--Tggggga-tq.gggggtac,:- Lg tqcacTgg aa.aaqaatagtagacataatagcaacagacatacaaacj-,aaaqaa -tacaaaaacaaat--tac aaaaa-.1-tcaaaat tttcqgg- t: -at t ac ag-gac;, Lgc-agag, 4,1--cca(--,Tt L- gcTttagtaccgggcccggt gctttgctctgagccagcccaccagtttggaatcractcctttttatgacttgaattttcaagtataaag tctagtgctaaatttaatttgaacaactgtatagtttttgctggttgggggaaggaaaaaaaatggtgg cagtgtttttttcagaattagaagtgaaatgaaaacttgttgtgtgtgaggatttctaatgacatgtgg tggttgcatactgagtgaagccggtgagcattctgccatgtcaccccctcgtgctcagtaatgtacttt acagaaatcctaaactcaaaagattgatataaaccatgcttcttgtgtatatccggtctcttctctggg tagtctcactcagcctgcatttctgccagggcccgc 174 -lil-4 A.4 ......... Annotated sequence of the pLB2-Ep/CD19-GFP/Myc/Bcl-2 lentiviral vecor MCS (TCTAGA) - 3x cutter now (GCTAGC) Mlu I (ACGCGT) - 3x cutter now Em enhancer Mlu I (ACGCGT) (GGATCC) (ACCGGT) (Apa I - gggccc) MYC (Apa I) Asc I WRE seg. primer SAR 3'\SIN\LTR AmpR RSV promoter 5'\LTR Psi FLAP Apa I ( AR #40 Apa I ( pLL2495 seq primer ) 6729. .7104 seq primer ) 175 .......... ::.. .......... .... ....... ..... ..... A GTGGGTTGGGGCGAAGCACTTAAGAAAA GTTTTTGAATGAAGTCTTCTTAGTGTCAGAATGTAT CTTATTAAGGGGGTTAGATCTTTTATTCAATTGCAC GTTTGAGGTCTTGTTTGTGTAGAACTGATATTACTTAAAGTTTAACCGAGGAATGGGAGTGAGGCTCTCT CATAACCTATTCAGAACTGACTTTTAACAATAATAATTAAGTTTCAATATTTTTATGAATTGAGCA ATGTTGAGTTGGAGTCAAGATGGCCGATCAGCCAGCACCTGCAGCAGCTGGCAGGCGGTCAT GTGGCAAGGCTATTTGGGGAAGGGAAAATAACCACTAGGTAACTTGTAGCTGTGGTTTGAGAJGTG GTTTTGAAACACTCTGTCCAGCCCCACCAACCGAAGTCCAGGCTGAGCAACACCACCTGGGTAATT TGCATTTCTAAAATAAGTTGAGGATTCAGCCGAACTGGAGAGGTCCTCTTTTACTTATTGAGTTC CTTTTAATTTTAGCTTGAGTAGTTCTAGTTTCCCCAAACTTAAGTTTATCGACTTCTAAAATGTATTTAG AATTCATTTTCAAAATTAGGTTATGTAAGAAATTGAAGGACTTTAGTGTCTTTAATTTCTAATATATTTA GAAAACTTCTTAAAATTACTCTATTATTCTTCCCTCTGATTATTGGTCTCCATTCAATTCTTTTCCAATA CCCGAAGCATTTACAGTGACTTTGTTCATGATCTTTTTTAGTTGTTTGTTTTGCCTTACTATTAAGACTT TGACATTCTGGTCAAACGGCTTCACAATCTTTTTCAAGACCACTTTCTGAGTATTATTTTAGAGAA AGACTTTTTTTTTAAATGAATGCAATTATCTAGACTTATTTCAGTTGAACATGCTGGTTGGACGCGT CCCGCCACC 176 oLcqttaqottcaccaaqa aactatqacctcgact- q4c ,q ac M qcaqccgtat cccptca ttctactgcgao ',4 gq4lgagaacttctac-cag:qaLgcag caI a Ct 44gaaattcgagctgctgcoca ccccgc'c'ct,gtcdcct alccgccgptccg I ggc -at 0 tcdt 4caaq5aqggcqgtggcqgg4qcttctdq ggagat .3t 4tggtgaaccagagtttcat:ctq cgpcccgg4c _g "9C 9"4994* d gac5agaccttcatcaaaaacAtcatcatCcaggactgtatqtggaqcggpttctoq-gccg-plc a tcqtct.cagagaaqctggcctcctaccaggct aa ccC54 -.ggccac4qCgtctgCtcc!aC; lCl-iqp# aqqtgCa# 'ttgaqcgccgccgcctca t, doi:"tcgqtgqtcttcccctacc-ct,,i !tca:acgacagtagatcgcdcaagtcctgqg,,c,4Ztcqc"g4ctcca (j:,cctt-CtCtCcgtcct t'tgptctqctcgacqga5 Cdgagcc CCt99t9qtcc4t949j4o* aCC9a.CC aox!aqC'l4' t,.Otgaggaggaacaag g g a qaaatcgA-t gttgtttctgtqga aaaq&-g'gc'agqctcctqgcaaaaggLtcagagte-gga --cacct.t ctg Ot4gaggcca.caqpaaacc.tcctcacaqcQcactggtc.cltcaagaggtqccacgt'ctpc-aC 4i !Attaqca ag4ltcctgagAcaqatcaqci iacaacc g a t caccagccccaggtccto, 4,gaClaco.o tcaaqaggcgaacacacaacgtcttggaqcgcca,,qaggag i4 wqagctaaaac gagot gcgtgaQcagatcc(;,g caaggtagtt g, IAgqAaaaqji a g " tqqa gcatacatcctgtccgt'cc a ' ac , rca, g aggag(: aa t 'tt'tctqaagagq4c at C cc cacatgtttaagggttccggttc -MGGCGCGCCMcactaggtacaattcgatatcaagcttatqgataatcaacctctggattacaaaatttgtgaaagattga ctggtattcttaactatgttgctccttttacgctatgtggatacgctgctttaatgcctttgtatcatgc tattgcttcccgtatggctttcattttctcctccttgtataaatcctggttgctgtctctttatgaggag ttgtggcccgttgtcaggcaacgtggcgtggtgtgcactgtgtttgctgacgcaacccccactggttggg gcattgccaccacctgtcagctcctttccgggactttcgctttccccctccctattgccacggcggaact catcgccgcctgccttgcccgctgctggacaggggctcggctgttgggcactgacaattccgtggtgttg tcggggaaatcatcgtcctttccttggctgctcgcctgtgttgccacctggattctgcgcgggacgtcct tctgctacgtcccttcggccctcaatccagcggaccttccttcccgcggcctgctgccggctctgcggcc 177 tcttccgcgtcttcgccttcgccctcagacgagtcggatctccctttgggccgcctccccgcatcgatac c ctcgatcgagacctagaaaaacatggagcaatcacaagtagcaatacagcagctaccaatgct gattgtgcctggctagaagcacaagaggaggaggaggtgggttttccagtcacacctcaggtaccaagca tggggtaaagtactgl-tctcatcacatcatatcaaggttatataccatcaatattgccacagatgttact tagccttttaatatttctctaatttagtgtatatgcaatgatagttctctgatttctgagat"-gagtttc tcatgtgtaatgattatttagagtttctcLttcatcl-.gttcaaaLttttgtctagttttattttttactg atttgtaagacttctttttata.atctgcatattacaattctctttactggggtgttgcaaatattttctg tcattctatggcctga%--ttttc-U-LaatggtttttLaatLttaaaaa+L--aagtcttaatattcatgcaatct aattaacaatc-t,-tctttgtggttaggactt"--gagtcataaga.aatttttctctacactgaagtcatga tggcatgcttctaL--ai-.tatttLctaaaagatttaaagtt"-tgc--ttctccatttagacttataattcact ggaatttttttgtgtgtatggta.tgacatatgggttcccttl-.tattttttacatataaatatatttccct gt-tttctaaaaaagaaaaagatcatcattttcccattgtaaaatgccatatttttttcataggtcactt acatatatcaatgggtctat'-1--tctgagctctactctattttatcagcctcactgL--ctatccccacacatc tcatgctttgctctaaatcttgatal--ttagtggaacattctttcccattttgttctacaagaatattL--tt gtl--attgtcttttgggcttctatataca+.--tttaqaatgaggttggcaaggtacctttaagaccaatgact tacaaggcagctgtagatcttagccactttttaaaagaaaaggggggactggaagggctaattcactccc agctgctttttgcctgtactgggtctctctggttagaccagatctgagcctgggagctctctggctaact agggaacccactgcttaagcctcataaagctcgactgtgccttctagttgccagccatctgttgtttgcc cctcccccgtgccttccttgaccctggaaggtgccactcccactgtcctttcctaataaaatgaggaaat tgcatcgcattgtctgagtaggtgtcattctattctggggggtggggtggggcaggacagcaagggggag gattgggaagacaatagcaggcatgctggggatgcggtccggactgtactgggtctctctggttagacca gatctgagcctgggagctctctggctaactagggaacccactgcttaagcctcaataaagcttgccttga gtgcttcaagtagtgtgtgcccgtctgttgtgtgactctggtaactagagatccctcagacccttttagt cagtgtggaaaatctctagcagcatgtgagcaaaaggccagcaaaaggccaggaaccgtaaaaaggccgc gttgctggcgtttttccataggctccgcccccctgacgagcatcacaaaaatcgacgctcaagtcagagg tggcgaaacccgacaggactataaagataccaggcgtttccccctggaagctccctcgtgcgctctcctg ttccgaccctgccgcttaccggatacctgtccgcctttctcccttcgggaagcgtggcgctttctcatag ctcacgctgtaggtatctcagttcggtgtaggtcgttcgctccaagctgggctgtgtgcacgaacccccc gttcagcccgaccgctgcgccttatccggtaactatcgtcttgagtccaacccggtaagacacgacttat cgccactggcagcagccactggtaacaggattagcagagcgaggtatgtaggcggtgctacagagttctt gaagtggtggcctaactacggctacactagaagaacagtatttggtatctgcgctctgctgaagccagtt accttcggaaaaagagttggtagctcttgatccggcaaacaaaccaccgctggtagcggtggtttttttg tttgcaagcagcagattacgcgcagaaaaaaaggatctcaagaagatcctttgatcttttctacggggtc tgacgctcagtggaacgaaaactcacgttaagggattttggtcatgagattatcaaaaaggatcttcacc tagatccttttaaattaaaaatgaagttttaaatcaatctaaagtatatatgagtaaacttggtctgaca gttaccaatgcttaatcagtgaggcacctatctcagcgatctgtctatttcgttcatccatagttgcctg actccccgtcgtgtagataactacgatacgggagggcttaccatctggccccagtgctgcaatgataccg cgagacccacgctcaccggctccagatttatcagcaataaaccagccagccggaagggccgagcgcagaa gtggtcctgcaactttatccgcctccatccagtctattaattgttgccgggaagctagagtaagtagttc gccagttaatagtttgcgcaacgttgttgccattgctacaggcatcgtggtgtcacgctcgtcgtttggt atggcttcattcagctccggttcccaacgatcaaggcgagttacatgatcccccatgttgtgcaaaaaag cggttagctccttcggtcctccgatcgttgtcagaagtaagttggccgcagtgttatcactcatggttat 178 6LiI 666DBPPBT6~;c~BD; ~ 2DD ~ BE B ~E PEE D~B;B B PDPPDBBD;PBB4DBB;~DBBPDD ~ EE4~z ~ B B BEBE BBBB;DD;cB ~DBPDEPeDrnDBBBB;D 4Bmy~ ~ P;4DPBDEDD;DBDPB~D;BDBPDBBB4DBPD~D~BEB; BE DD;;B;;;D B B B BPBPD BE~BPB B~E~ DBBPBBP;B4;Bp;Bppp ~PEB~B;~ BBB~BB;~pBpD 36 DDD66D6P66D3D3r2Bp~? ~ PBP~rn;P~;p;;ppEpc~;DppEp-eBpo Eo;;o;p;Bb~~ ~ Ebb ;; B P;;EEEDE;;P;EPD;EDE;EEE;PbpEPEpbEppE~E~&~;D.eE;;; PP B ED EDE EEEE ;~;;B DEEPEP DEEP BE PPEEE~EDED; ED;; DEDEDE B;DBD;DEED;DPBBPO5 DDDDPpBDEpBBpopDooEEpDBp~P~E B;B;EPE;;;DDD;o;PEp;BB;DpE;E;EB;BDE;E;B;~Th~ DADE ;EPE;;o;;o;oDBp;;~~~ PE;D;PEED;D;EEEJ~~y ~p. V L ~4P~PB~DP. ~ errii ~I ~ ~vI Ii >~ £~,p~ 4 ~ EUp, ~34r~L~ ~~ffiim* ~VI 7~) ii * -~ I LwI ~ 6 )I 7 ~ 2 ~ 9f 6:166D6DDD6D~EDEE~DDBE6D6D5DDD:~D 5 DLLA~&uDL6DKft, VLrii b;DE~r;~x~2>c ~ EDD ~ ~~t~DJ~- ~ r ~ft i 41 ft fI4u4JZ4i5~4B4P 4 b 19 ~ DDE~D3BDD~E:~EDEDE:lDD:V4 ~ 616 6~6 ~6z 666 3:1 336 36 PEDEBBPPPEBBPPPPPP3BD3B;PPPP3BEppEBp3pppppDBpB;BBB;D~~BDBpDDPD ;;;~ 1m31P3EP3;;D:1PB:1DPPDDDPDB;BD;DPDDDpp;B;PBD;:1BPDD;PBPBIIB;DEDDP;:1D;PB BPPD;3;DPPPPBDBBBB3:1;D;;BDPPPPBB;;PD4PD;DB;BPPPP;;;DPPBPDBP:1PDPDDE 3 BDD PPPPBBBDPPPDBDBBDDDB;;D;DE;:1BPBDDPBDBBDB;p;B;BP;PPBPB:1D;:1pD;EPPDDP j~ cgtgcgccaattctgcagacaaa-L-ggcagtatt--at -cacaattttaaaagaaaaggggggattgggggg tacagtc caggggaaagaatagtagacataatagcaacagacatacaaactaaagaa-tacaaaaacaaa ttacaaaaat -caaaai--t --Lcqqqtttattacagggacagcagagatccagzt -gattagtaccgggccc ggtgctttgctctgagccagcccaccagtttggaatgactcctttttatgacttgaattttcaagtataa agtctagtgctaaatttaatttgaacaactgtatagtttttgctggttgggggaaggaaaaaaaatggtg gcagtgtttttttcagaattagaagtgaaatgaaaacttgttgtgtgtgaggatttctaatgacatgtgg tggttgcatactgagtgaagccggtgagcattctgccatgtcaccccctcgtgctcagtaatgtacttta cagaaatcctaaactcaaaagattgatataaaccatgcttcttgtgtatatccggtctcttctctgggta gtctcactcagcctgcatttctgccagggcccgc 180