BIM RESPONSIBLY SOURCED STANDARD PART 1 STANDARD INFORMATION Issue No 2 Revision 2 May 2012 Page 1 of 6 The Responsible Sourced Standard The BIM (Bord Iascaigh Mhara) Responsibly Sourced Standard provides the fishing industry and the consumer of wild caught Irish seafood with a ‘Certification of Best Practice’. The Standard is designed to promote consumer confidence in the fishing methods used by Irish fishermen and those who handle Irish fish, from the time of capture to the point of sale. It is the direct result of pro-active discussions and interaction with fishermen, packers, processors, markets, regulators, standards and certification experts. It reflects the awareness of an ever-perceptive public and provides a platform from which the practices of the industry can be measured. Collectively, three Standards comprise a product certification system that is in the process of accreditation by the Irish National Accreditation Board (INAB) to the internationally recognized ISO Guide 65 (EN 45011) standard. As such the standards are independent and third-party certified and they are regarded as best practice globally. BIM’s Responsibly Sourced Standard is composed of certification standards that are based on international best fishing practices, derived from the United Nations Food and Agriculture Organisations’ Code of Conduct for Responsible Fisheries and other European and international best practice initiatives. As such the Standard has a broad base of similarity with other standards including that of the Marine Stewardship Standard as they are both built upon the FAO Code of Conduct for Responsible Fishing. BIM’s Responsibly Sourced Standard has been developed in conjunction with independent, competent bodies, in particular an accredited Certification Body and relevant stakeholders through technical committees under the governance of BIM, the standard owner. In addition the BIM Standard is designed to meet the requirements prescribed by international seafood buyers and also by environmental stakeholder groups. The Objectives of the BIM Responsibly Sourced Standard 1 ) To contribute to the creation of wealth and employment in fishery-dependent regions in Ireland. 2 ) To promote the continuation of traditional, professional fishing activities. 3 ) To promote the provision of high-quality seafood in the domestic and export markets of Irish seafood. 4 ) To promote the contribution of seafood to enhanced food security in both the domestic and export markets of Irish seafood. 5 ) To contribute to the conservation of fish and shell fish stocks exploited by Standard members. 6 ) To promote and advertise existing good fishing and other environmentally focused practices by Standard Members. 7 ) To develop a culture of responsible fishing, stewardship of the marine environment and quality focussed production amongst Standard members. 8 ) To provide standards of conduct for those involved in the production and sale of wild caught seafood. Page 2 of 6 9 ) To promote the participation and co-operation of Standard members in the provision of data towards a deeper understanding of the social and economic conditions of the fishing industry, to promote improved scientific knowledge, to promote equitable and transparent control and enforcement and to promote the overall implementation of the Common Fisheries Policy. 10 )To promote equitable, safe and appropriate working conditions on board fishing vessels and onshore intermediaries’ through the supply chain. Structure of the Standard The Responsibly Sourced Standard comprises three integrated Standards: 1 ) A Fishing Vessel Standard; 2 ) An Onshore Handling Standard for intermediaries through to the supply chain; 3 ) A Chain of Custody Standard that underpins the provenance and traceability guarantees provided by the programme. Table 1: Responsibly Sourced Standard Vessel Onshore Supply Chain Fishing Vessel Standard Onshore Seafood Handling and Quality Standard Chain Of Custody Standard Detailing Responsible Catching, Handling, and Care of the Catch for fishing vessels Detailing Good Product Handling Practices, Good Environmental practice, Product Quality and Traceability of Products Detailing Chain of Custody of Products Annexes Detailing more specific criteria for responsible fishing of the specific species group Each standard is designed to be practical and pragmatic to implement, and each provides a means to bring together the many aspects of best practice currently commonplace in the industry. This is a robust, common sense, practical and cost-effective approach allowing fishermen to meet criteria which have been developed from the Food and Agricultural Organisation (FAO) Code of Conduct for Responsible Fisheries and European Union (EU) initiatives as criteria for credible certification. Page 3 of 6 Key Components Each of the standards tandards in the BIM Responsibly Sourced Standard contains key components which together ensure the overall aims aim of the Programme: Responsible Fishing (Environmental Management) gement), Care of the Catch, Traceability, and Training raining and A Awareness (Figure 1). Figure 1 Key components of the th BIM Responsibly Sourced Standard Care of the Catch Traceability Chain Of Custody Responsibly Sourced Standard Responsible Fishing Practices Environmental Management Training and Awareness Seafood Environmental Management System (sEMS) At the heart of the Standard is the development and implementation of the sEMS, tailored to the individual requirements and operating circumstances of each vessel participating in the Standard. The Fishing Vessel Standard requires successful applicants to have an operational BIM Seafood Environmental Management System (BIM’s (BIM’s sEMS sEMS) at the time of audit. In particular applicants are required to document their environmental management actions and provide appropriate evidence using the BIM sEMS manual. The BIM’s sEMS is a tool that helps operators describe the environmental challenges and responsibilities that they face, face it outlines the management and mitigation measures that they currently or will employ in the future to address these challenges. It is designed d to give insight into many important aspects of a seafood business, to provide a framework for managing risks using the most efficient cost effective Page 4 of 6 measures, to assist the management of legal compliance and of performance requirements. It is based on the idea of continuous improvement following a simple ‘Plan, Do, Check, Act’ model reviewed at appropriate intervals. sEMS operators must continuously quantify their current levels of performance and thereafter systematically work towards realistic and achievable improvements for the future. BIM’s sEMS can be readily implemented by an industry group, such as a fishermen's co-operative, a group of fishermen with common interests, or an individual fishing vessel. The process is the same although some of the tasks may vary depending on the size of a group. In general a BIM’s sEMS is developed, initially, at a group level. This ensures that the final sEMS is co-managed by individual operators (fishermen) acting together. Operators may be assisted by an industry based mentor, a BIM facilitator, and relevant onshore intermediaries (co-operatives, producer organisations and other appropriate entities). A group approach i) enables operators to identify and develop a shared understanding of the issues affecting their activities, ii) enables operators to agree the scope and scale of their response iii) enables operators to identify and reduce risk in a coordinated way, and, iv) enables operators to maximize opportunities from their sEMS. BIM’s sEMS is built on 11 key actions: 1. Determining a vision and deciding where you want your industry and business to be in the future. 2. Outlining a scope - determining the activities that will be covered in your sEMS. 3. Setting up a sEMS Management Team - determining who will be responsible for the implementation and review of your sEMS. 4. Developing a policy – a commitment to address your key impacts on the environment. 5. Identifying business aspects - developing a clear picture of your business activities to help define your risks and opportunities. 6. Identifying and assessing risks by planning to manage your own risks, Countermeasures can be put in place to offset negative impacts before they materialise, or to capitalise on positive opportunities. 7. Taking action - deciding on actions and making them happen. 8. Setting Objectives and Targets - identifying how progress will be measured. 9. Monitoring - checking progress towards targets and policy objectives. 10. Reviewing - verifying claims and checking performance. 11. Communicating - telling the story, celebrating success and promoting achievements. Page 5 of 6 Definitions Applicant: A vessel, company or group of companies in the supply chain that has formally applied to meet the BIM Standard through the formal application form. Certified Applicant: An applicant vessel, company or group of companies that have been formally certified by the Certification Body as meeting the BIM Standard. Certified Vessel: A fishing vessel that has been independently certified as meeting the “BIM Responsibly Sourced Standard”. Chain of Custody: The set of measures which is designed to guarantee that the seafood product is really a product of designated origin and coming from the certified vessel concerned. These measures thus cover both the tracking/traceability of the product all along the processing, distribution and marketing chain, as well as the proper tracking of the documentation and control of the quantity concerned.1 The Standard: The list of requirements that the applicant must meet to claim certification to the Standard and /or use the certified claim. Certified Chain: An applicant company or group of companies in the supply chain that can demonstrate all certified stages back to the certified fishing vessel. Certified Claim: A claim made by a certified applicant approved for use and licensed by the Standards Owner. Identification Number: A certificate number issued to each certified applicant. Stage: A handling / transfer point in the supply chain e.g. vessel, packing, processing, distribution and sales. 1 FAO Guidelines for the Ecolabelling of Fish and Fishery Products from Marine Capture Fisheries, Rome 2005 and Revision 1 2009 Page 6 of 6 BIM RESPONSIBLY SOURCED STANDARD PART 2 FISHING VESSEL STANDARD Issue No 2 Revision 2 May 2012 Page 1 of 14 The Certification Process Applicants to the BIM Responsibly Sourced Fishing Vessel Standard are required to enter into a two year continuous review process to achieve and maintain certification. Year 1 – All applicants undergo a full audit Year 2 –All applicants undergo a surveillance review Year 3 – All applicants undergo a full audit The audit will involve, in every case, an inspection of the fishing vessel or onshore establishment that wishes to operate to the standard. In the case of a fishing vessel the audit will also involve an inspection of the BIM sEMS manual and relevant records, documents, and associated handling processes. All applicants are required to meet all clauses of the relevant standard as well as any annex(es) before certification can be achieved. Applicants should note that while a fishing vessel is being audited rather than the product, the standard includes specific guarantees of product quality that applicants must achieve. Therefore the fishing vessel audit will involve a review of the quality records for the vessel. Stages of the Certification Process Stage 1 Information Request Applicants should request information from BIM or the Certification Body. This includes information about the certification process, the standard requirements, the outline costs and the timeframe to gain certification. An applicant may be one vessel or a group of fishing vessels. Applicants are advised to carry out a self-assessment against the relevant standard in order to ascertain their readiness for external audit. Stage 2 Operational plan To progress to a full application interested parties will be requested to formally provide information to the Certification Body on their operation(s). In the case of a fishing vessel or group of vessels the full application will include a plan detailing the scope of their sEMS and intended operations, including the fisheries and species for which they require certification, and the supply chain route intended for certified seafood products. Using the information provided, the Certification Body will construct an audit plan specific to each applicant. This will incorporate all aspects of the relevant main fishing vessel standard and species annex (es). The Certification Body will take into account the varied nature of fishing vessels (particularly in the inshore sector) and will prepare an audit plan based on individual applicant requirements. Page 2 of 14 The Certification Body will provide the applicant with an audit cost based on the information provided in the application form. When the applicant formally agrees to the audit plan and forwards payment for the associated audit, the application will then move into the audit process. Stage 3 The Audit Auditing of all applicants for the Responsibly Sourced Standard is managed by an independent, INAB accredited, Certification Body. The Certification Body will provide a panel of independent assessors who are regionally based and who will carry out the audit. In every case the independent assessor shall be approved by and act on behalf of the Certification Body. The applicant may object to an assessor(s) that has been appointed from the approved assessor panel; however the final decision on the assessor will be made by the Certification Body. Each audit will be carried out against the appropriate standard and annex (es) of the Responsibly Sourced Standard in line with the audit plan. It is the applicant’s responsibility to ensure that the information supplied during the application process is factual and accurate so that the audit plan remains relevant. It is the applicant’s responsibility to ensure that there is access to the vessel, access to appropriate information, access to relevant crew members, access to relevant documents of vessel activity and to seafood landed by the vessel. The Certification Body’s assessor will carry out the audit in an independent, professional and courteous manner. The audit will include review of product quality records and may include inspection of product when available on the vessel or at a nearby location which is the point of first sale, for example auction house or Cooperative sales agency. Stage 4 The Audit Report During an audit the assessor will compile an audit report setting out how each applicant does/does not meet (conform) to the relevant standard and annex (es). Specifically, the audit report will identify any non-conformance. Applicants will be required to close non-conformances through the submission of corrective actions and these must, subsequently, be accepted by the assessor. Page 3 of 14 Stage 5 The Certification Decision The applicant’s audit report and any necessary corrective actions will be submitted to a certification committee for a certification decision. The Certification Committee is composed of persons with similar competence to the assessor and with expertise in certification. Stage 6 Certification Process Where certification is the outcome, certificates must be issued within 14 days after the decision date. In the event that this cannot be achieved, the Certification Body must formally write to the applicant stating a prospective date of issue and the reasons for the delay. The Certification Body is the owner of the certificate. The Certification Body maintains control, status and management of the certificate throughout its validity. Table 1: BIM Responsibly Sourced Standard Fishing Vessel Audit Frequency Application Process Year 1 Enquiry Initial Full Audit Application Onboard Inspection Operational Plan Year 2 Surveillance Review Year 3 Full Audit Year 4 Surveillance Review Onboard Inspection sEMS/Document Review sEMS/Document Review sEMS/Document Review sEMS/Document Review Seafood Quality Review Seafood Quality Review Seafood Quality Review Seafood Quality Review Audit Plan Certificates are valid for up to two years with a surveillance review during the second year of the process. See Table 1. Every qualifying vessel is subject to a full audit in year 1 including onboard inspection of the vessel, its fishing operation, product quality record review, sEMS and relevant document review, followed by alternate annual surveillance to maintain the validity of the certificate. A full audit is conducted again at a date specified in year 3. Certification will not be awarded where any non-conformance or payment remains outstanding. Page 4 of 14 Surveillance Review Under the terms of the certification contract the certified vessel is subject to a surveillance review in year 2 and a prearranged date will be set by the Certification Body. If a certified vessel fails to provide sufficient evidence to satisfy the surveillance review then the vessel will be subject to a full audit, certification may be immediately revoked. The following information shall be reviewed as a main part of the surveillance review and a surveillance report subsequently provided to the certification committee. Original Operational plan and Audit plan Previous Certification Report sEMS Manual Records, Documentations and Procedures Vessel Registration, and License Quality Check of Vessel Product Certification is maintained where there is substantive and demonstrable evidence that the applicant remains in compliance with the criteria of the standard. Any non-conformances raised must be verified as closed, with objective evidence within timescales defined within the relevant schemes. In the event that there are substantial changes to the applicant’s vessels, product or management system, or relevant enforcement orders against the applicant these must be notified in writing to the Certification Body immediately. The Certification Body will then notify the relevant certification committee to assess the status of the certification against these changes. The certification will only be withdrawn if the applicant is not able to meet the relevant standard or conditions of the programme. The applicant will be notified in 10 working days of this decision. In the event that an applicant requests an extension to the fishing scope outside that previously established in the operational plan and the audit plan, then another application and a revised operational plan (through a regional facilitator) will be required. The Certification Body will then formulate a revised audit plan. This may be used at the surveillance review or in the event of a full audit. Appeals The applicant has the right to appeal the certification decision of the certification committee. Appeals should be made in writing within fourteen days of the certification decision. Appeals are made to the Quality Manager of the Certification Body. A full response will be given by the Quality Manager who is independent of the assessor and certification committee. Cost Structure The audit costs for the initial audit year and for subsequent surveillance years can be discussed on application. Page 5 of 14 Fishing Vessel Standard Criteria 1 Responsible Practices - Environmental Management Introduction This section allows fishing vessel operators to demonstrate their commitment to reducing potential risks to the environment and to demonstrate how they are managing risks. Applicants must also refer to the relevant Annex (es) for species specific requirements for responsible practices. Applicants can refer to the following publications and websites for guidance: BIM Seafood Environmental Management System Manual for the Irish Catching Sector BIM website Environmental Pages: http://www.bim.ie/templates/environment.htm BIM Biodegradation timeline poster: http://www.bim.ie/templates/environment.htm The National Parks Wildlife Service(NPWS) website for information on Biodiversity and Protected Sites http://www.npws.ie The Environmental Protection Agency (EPA) website for information on environmental liability, waters, waste and emission licenses http://www.epa.ie/environment The Sustainable Energy Authority of Ireland (SEAI) Website for information on energy use and management http://www.seai.ie 1.1 Environmental Stewardship 1.1.1 Applicants must comply with relevant EU and National Fishery Management measures, which may include; Total Allowable Catch and quota allocations, effort management measures (e.g. days at sea, limited access, gear restrictions, etc), and technical conservation measures (e.g. minimum landing sizes, mesh size and other gear selectivity measures).The applicant must be able to show effort management measures or technical conservation measures as applicable to the area of operation and must have a signed gear declaration indicating that the gear deployed is in keeping with the requirements of the Standard. The applicant must demonstrate knowledge of responsibilities in accordance with relevant EU and National Environmental legislation, where applicable. 1.1.2 Applicants must be aware of their quota allocation (where relevant) for each species and International Council for the Exploration of the Seas (ICES) area. Page 6 of 14 1.1.3 Applicants must comply with relevant waste management and pollution control legislation relevant to the vessel type and harbours that the vessel berths or unloads in. The applicant must follow a documented procedure that specifies their policy and practice on the control of discharges and waste at sea, including at a minimum; 1.1.3.1 Procedure to dispose of oily waste 1.1.3.2 Procedure to ensure safe efficient handling and storage of vessel rubbish. 1.1.4 The applicant must demonstrate continued commitment to environmental responsibility through the formulation, implementation and documentation of the BIM Seafood Environmental Management System (sEMS) or equivalent EMS system. Equivalence of a sEMS must be demonstrated by the applicant and approved by the Standard Owner. One person must be nominated (ideally the Master) to be responsible for the overall implementation and maintenance of the BIM sEMS. The Master or the nominee of the Master with responsibility must be the signatory on the scoping document of the EMS. 1.1.5 The applicant must have the relevant elements of the sEMS manual completed to demonstrate continued commitment to the sEMS, where relevant, under the following aspects: 1.1.5.1 Operational Details 1.1.5.2 Risk Assessment Worksheets 1.1.5.3 Systems Documentation 1.1.5.4 Records 1.1.5.5 Document Files. 1.1.6 As a minimum, the applicant must have a risk assessment, setting out clear, mitigating, responsible actions of the vessel under the following aspects: 1.1.6.1 Provisioning/Purchasing/Procurement 1.1.6.2 Fuelling Operations and Maintenance 1.1.6.3 Fuel Efficiency, Energy and Emissions 1.1.6.4 Fishing Practices 1.1.6.5 Waste Management Page 7 of 14 1.1.6.6 Marine Debris and Litter 1.1.6.7 Transport 1.1.6.8 Fisheries Management and Conservation Measures 1.1.6.9 Communication and Public Perception. 1.1.7 The applicant must demonstrate knowledge of responsibilities in accordance with relevant EU and National Environmental legislation where applicable. At minimum vessels must keep a log of threatened, endangered or protected species encountered during fishing operations. 1.1.8 Applicants must, as appropriate, contribute to the development of scientific understanding of the biology and the ecological characteristics of fishing grounds and the habitats that may be affected by their fishing activities. Such contribution may be through1: Provision of appropriate fisheries data to scientific establishments and management organisations Facilitation of scientific surveys Participation in voluntary observer programmes Maintenance of an Encountered Threatened Endangered and Protected Species record (interactions and observations) Attendance at meetings with scientists and fishery managers Participate in v-notching program for vessels engaged in lobster pot fishing. 1May be documented in sEMS. Page 8 of 14 2 Seafood Quality - Care of the Catch Introduction This section details the obligations of a fishing vessel under the Standard with regard to the handling and storage of fish and fish products at sea and during landing. Applicants must also refer to the Annex(es) for species specific requirements for handling and storage. 2.1 Basic Vessel Requirements 2.1.1 The layout of fish handling areas must be constructed and designed to prevent the contamination of fish from bilge water, sewage, smoke, foreign bodies and food or any contamination sources. A documented flow diagram, which explains the system of operation onboard the vessel and a deck layout diagram, must be available. 2.1.2 The vessel must use fresh seawater or freshwater which is uncontaminated and eliminates the risk of contamination of product. 2.1.3 Areas, surfaces and equipment (including knives) used to handle, clean, gut, sort and store fish must be made from durable, non-toxic material and be kept clean at all times. 2.1.4 Only fresh, good quality, flake, crushed or slush ice (for certain species) made from clean seawater or potable (drinkable) fresh water must be used. Ice must be stored on board in a manner that protects it from contamination. 2.1.5 There must be cleaning records appropriate to the activity of the vessel in operation. 2.1.6 All vessels with the exception of small open boats must provide staff sanitation and washing facilities. 2.2 Handling and Storage 2.2.1 Personnel must have appropriate, clean and washable protective clothing and must keep gloves and hands clean when handling fish. 2.2.2 Plastic fish boxes must be clean, have drainage holes and be in good condition. Where other containers or packaging is used it must be of a food grade for fish handling. 2.2.3 Where required for product protection purposes, segregation of onboard operations must be in place. 2.2.4 Vessels must monitor and record the temperature of product on a regular and routine basis, as required by the relevant Annex. Page 9 of 14 2.2.5 Unloading procedures must maintain the chilled temperature of the catch and prevent contamination and loss in quality. 2.3 Quality Grading and Quality Inspection 2.3.1 The catch must be graded by freshness and size according to legal and market requirements either onboard or before first sale. 2.3.2 Applicants must adhere to all regulatory food safety requirements for the safe handling and sale of seafood, as described in the relevant BIM fish handling & quality guide. 2.3.3 All graded catch must conform to the quality specification(s) detailed in the relevant BIM fish handling & quality guide. 2.3.4 Quality checks of landed species must be undertaken by qualified persons and must be available for inspection which must confirm that the catch conforms to the required quality specifications. 2.4 Additional Requirements for Processing Onboard 2.4.1 Vessels must have an EC Approval number according to Regulation EC 853/2004 administered by the SFPA. (Refer to BIM Guide Series 6, 2008 User Friendly Guide to Food Safety Requirements for Vessels). Page 10 of 14 3 Traceability and Provenance Introduction Traceability and Proof of Provenance identified in the operational plan are the cornerstones of an assurance to buyers and consumers that products originate from a vessel certified against the requirements of the Responsibly Sourced Standard . These requirements, based on record keeping, are the first link in the Chain of Custody of Certified fish that ultimately reaches the consumer. Applicants can refer to BIM and the following Publications for further guidance: BIM User Friendly Guide to Food Safety Requirements for Vessels. Series No. 4, 2007 BIM User Friendly Guide to Filling in the EU Logbook. Series No. 1, 2007 3.1 Traceability and Labelling 3.1.1 There must be a system onboard for recording and reporting the following information every 24 hours for the catch (e.g. EU Logbook and Landing Declarations): 3.1.1.1 Date of capture 3.1.1.2 Species name and quantity caught (live wt.) 3.1.1.3 Area of capture 3.1.1.4 Fishing method and fishing time 3.1.1.5 Signature of the master or designated crew member 3.1.2 There must be a system using batch or lot identifiers, for tracing and tracking fishery products from the fishing vessel through to the first point of sale. 3.1.3 For fresh fish sold direct to market only, each batch must be traceable back to the vessel of capture and presented for first sale with the following information: 3.1.3.1 Vessel name and number 3.1.3.2 Fish species and grade sizes 3.1.3.3 Freshness grades. Page 11 of 14 3.1.4 For fishery products that are sold in waxed carton or cardboard boxes the label must include the following additional information: 3.1.4.1 Product and species name 3.1.4.2 Batch code (traceable to vessel and packing date) 3.1.4.3 Net weight 3.1.4.4 Best before date 3.1.4.5 Area of capture 3.1.4.6 Storage instructions (e.g. keep below -18C) 3.1.4.7 Vessel EU Approval Number if applicable. Page 12 of 14 4 Education, Awareness and Communication Introduction This section sets out the requirements for vessels to demonstrate commitment to the education and awareness of crew through provision and access to training. Applicants must also refer to the relevant Annex (es) to this Standard for species specific requirements for education, awareness and communication. Applicants can refer to BIM and the following publications for further guidance: EU Handbook for the Prevention of Accidents and Sea and the Safety of Fishermen BIM Fishing Vessel Safety Application CD Rom BIM FETAC Certificates in Commercial Fishing (various levels) BIM FETAC Seafood Hygiene Management 4.1 Fish Handling and Seafood Safety 4.1.1 There must be documented evidence of training in the principles of Care of the Catch as described in the relevant BIM fish handling & quality guide within the EMS documentation. 4.2 Fishing and the Environment 4.2.1 Applicants must be aware and knowledgeable of the management and fishing methods required to protect the long term viability of the fishing grounds and their environment. 4.2.2 Applicants who are carrying out fishing activity in or adjacent to a protected site designated by the National Parks and Wildlife Service must be aware of the broad conservation objectives of the site. 4.3 Commitment to Crew Health and Safety and Professional Development 4.3.1 The vessel must have a Health and Safety Policy Statement under the Safety, Health and Welfare at Work Act. 4.3.2 Vessel Masters must annually review the competencies of crew. Where upskilling of crew is required, this must be implemented as documented. This must include as a minimum measures for the provision of safe legal quality seafood. 4.3.3 A training log must be maintained for the crew and each crew member should sign against training given. Page 13 of 14 4.4 Communication 4.4.1 Applicants must maintain communication between fishermen in order to support the implementation of the Responsibly Sourced Standard and to foster improvements in responsible fishing and stewardship of the resource and the environment. 4.4.2 Applicants must demonstrate a pro-active and open policy to providing information on responsible sourcing and their responsible fishing practices to members of the community, interested groups, agencies (government and non-government) and supply chain members. 4.4.3 The Applicant must implement a recording system for the documentation of enquiries, complaints and incidents associated with the activities, practices and products landed by the vessel. 4.5 Care of the Vessel 4.5.1 The vessel must have a valid Code of Compliance for a vessel of its size. 4.5.2 A preventative maintenance schedule should be demonstrated for equipment critical to produce safe legal and quality seafood. 4.5.3 Maintenance operations must not compromise seafood safety and quality. Page 14 of 14 BIM RESPONSIBLY SOURCED STANDARD PART 3 A TECHNICAL ANNEX A DEMERSAL WHITEFISH AND NEPHROPS Issue No 2 Revision 2 May 2012 Page 1 of 10 Technical Annex A Criteria- Demersal Whitefish and Nephrops 1 Responsible Practices- Environmental Management Introduction This Annex details the Responsibly Sourced Standard requirements for demersal whitefish species including quota species such as; cod, haddock, whiting, hake, white pollack, saithe, common sole, megrim, monkfish, plaice, ling, rays, and non-quota species including witch, lemon sole, halibut, brill, turbot, john dory and squid. Nephrops are also included and the Annex also includes requirements specific to this species. Fish species identified in the scope of the operational plan and landed on the day of the audit must be available at the point of discharge or at the first point of sale to be reviewed by the assessor or at an agreed time within a specified timeframe. Other legally caught species not listed can be included by the Applicant and must be documented within the vessels sEMS. Applicants can refer to the relevant BIM publications specific to the key product list and documented in the sEMS for further guidance: BIM Whitefish Handling Guide - Best Practice BIM Cod, Haddock, Whiting - Quality Guide BIM Monkfish - Quality Guide BIM Megrim, Witch - Quality Guide BIM Plaice, Black Sole, Lemon Sole - Quality Guide BIM Hake - Quality Guide BIM Brill, Halibut, Turbot - Quality Guide BIM Dublin Bay Prawn Handling and Quality Guide BIM User Friendly Guide Series No. 3, 2007 - Guide and DVD to Tailing Monkfish for the Spanish Markets BIM User Friendly Guide Series No. 6, 2008 – Guide to Food Safety Requirements for Vessels. BIM Seafood Environmental Management Systems Manual for the Irish Catching Sector, 2nd edition 2009 Page 2 of 10 1.1 Environmental Stewardship 1.1.1 Applicants must adhere to the following minimum specifications and targets for fishing gears in the area of operation detailed in Table 1. This must be documented in a signed declaration provided by the applicant in regard to these specifications. 1.1.2 Applicants must adhere to legal requirements associated with the construction of fishing gear including twine thickness, cod-end attachments, cod-end construction as contained in Regulations No 43/2009 and any further amendments. This must be documented in a signed declaration provided by the applicant in regard to these specifications. 1.1.3 Gear specifications, provided as a self-declaration in the application process, must be validated by a competent authority (e.g. Certification Body, BIM, SFPA). Page 3 of 10 TABLE 1: DEMERSAL WHITEFISH GEARS AND TARGETS SPECIFICATION Immediate Whitefish trawlers/Seiners fishing < 30% cod, haddock, saithe outside restricted area in Area VIa (West of Scotland) and including Rockall (VIb), Celtic Sea (VIIb-k) and Irish Sea (VIIa) <100mm codend + 100mm smp (>50%Whiting catch VIIB-K) Whitefish Trawlers/Seiners having >30% haddock, cod and saithe outside restricted area in Area VIa (West of Scotland) and including Rockall (VIb), Celtic Sea (VIIb-k) and Irish Sea (VIIa) > =100mm codend + 100mm smp Whitefish trawlers/seiners(or 112kw) < 15m Area VII 80mm Codend + 100mm sMP Whitefish trawlers/seiners < 15m inside restricted area in VIa 110mm codend + 110mm smp Whitefish trawlers/seiners > 15m inside restricted area in VIa 120mm Codend +120mm smp Beam trawlers Celtic Sea (VIIb-k) and Irish Sea (VIIa) <100mm codend + 110mm 80mm + 180mm headline panel 80mm+180mm Headline Panel NEPHROPS GEARS AND TARGETS SPECIFICATION Immediate Nephrops (VII) Vessels > 15 80-99mm Codend + 110mm smp or 80-99mm Codend + Swedish Grid (or accepted TCM) or >=100mm Codend +100mm SMP Nephrops (VII) Vessels < 15 or 112kw 80-99mm Codend + 100mm SMP or 80-99mm Codend + Swedish Grid (or accepted TCM) Nephrops inside the restricted area in (VIa) 80mm + 120mm smp or 80mm + rigid sorting grid Subject to annual review, keeping in line with regulations and stock advice Page 4 of 10 2 Seafood Quality - Care of the Catch 2.1 Catch must be sorted with care to prevent bruising, damage, reduced freshness and gaping of the flesh. 2.2 Gutting operations must remove the entire gut and liver material, unless the market specifies otherwise, using a sharp clean knife to make a precise cut avoiding damage to the fillet. 2.3 Guts must be promptly disposed or stored separately for further sorting (roes/livers) so that they do not contaminate fish. 2.4 All traces of material must be removed from the gut cavity and fish surface, paying particular attention to gills. 2.5 Fillets and fins must not be damaged as a result of gutting. 2.6 Fish must be boxed in neat rows, belly cavity down, with ice at the bottom, middle and top layers, and where required by customer, interleaved with plastic or paper sheets to protect from ice marks. 2.7 Boxes must not be overfilled and should be iced to a level below the rim to prevent fish from being crushed when stacked. 2.8 Elasmobranches must be stored separately to whitefish. 2.9 Whitefish must be size graded at sea according to the required size classification (refer to ‘Quality Specifications’). Page 5 of 10 3 Handling and Storage Whitefish Introduction This section will identify generic parameters and specifications for whitefish which is covered in 3.3 below. The other points listed in this section are specifically for species of fish which differ to some degree from the general specifications. 3.1 When Handling Hake: 3.1.1 The slit in the belly must be kept small and straight and there must not be a cut in the throat. 3.1.2 Cavity and gills must be thoroughly washed. 3.2 When Handling Flatfish 3.2.1 Plaice and Lemon Sole must be gutted on the coloured side, washed and boxed white side up. 3.2.2 Megrim and Witch must be gutted on the coloured side, washed individually and boxed white side up. 3.2.3 Brill and Turbot must be gutted on the white side and Halibut gutted on the coloured side. All of these three species must be bled before gutting by making an incision into the backbone on the white side just above the tail. Fish must be bled out before gutting, washing, boxing and icing. Brill and Turbot must be boxed coloured side up while Halibut must be boxed white side up. 3.2.4 Black Sole must be gutted through a small incision from the gill to the vent along the fin between the black and white sides of the fish. Black Sole must be boxed black side up. Page 6 of 10 3.3 Whitefish 3.3.1 Quality Specifications PARAMETER Skin condition Gutting Washing Boxing SPECIFICATION Firm, bright, lustre evident, clear mucus, no desiccation. No open wounds on the flesh. As recommended by relevant markets and the BIM quality guides. No fillet damage. Cavity is clear of loose material. Cavity is washed clear of all loose gutted material, sand or grit. Gills washed through the mouth for flatfish species. Eyes Fish must be packed by orderly layering. Size graded and packed according to relevant market requirements and best practice (see BIM Quality Guides). No over filling of boxes evident. Iced, top, middle and bottom, with clean lump free ice. A plastic sheeting is placed under the top layer of ice. Fish core temperature of 0 - 2 oC within 4 hours. Icing to internal box stack lip to prevent crushing. Normal in appearance, bright and clear. Gill mucus No excess cloudy mucus. Odour Sea fresh or odourless. Size Classification Above EU Minimum Landing Size Icing 3.4 When Handling Monkfish (Gutted or Whole) 3.4.1 The entire gut contents of the cavity must be removed, particularly toward the throat unless the market has specifically requested that livers are left in the cavity. 3.4.2 Monk must be washed individually to ensure gills are thoroughly flushed of sand and grit. Page 7 of 10 3.5 Monkfish 3.5.1 Quality Specifications PARAMETER Skin condition Gutting Washing Boxing Icing Eyes Gill Mucus Odour Size Classification 3.6 SPECIFICATION Firm, bright, lustre evident, clear mucus, no desiccation, (No open wounds on the flesh). One incision. If liver is required, no damage or nicks (Spanish market). If liver is removed, cavity is clear of loose material. Gills are not slit unless very muddy. Cavity is washed clear of all loose gutted material, sand or grit. Gills washed through the mouth & if muddy washed along gill silts. Cavity down, size graded with no more than 35-38kg per box, excluding ice. No over filling of boxes evident. Iced top, middle and bottom, with clean lump free ice. Fish core temperature 0 - 2 oC within 4 hours. Icing to internal box stack lip to prevent crushing. Normal in appearance, bright and clear. No excess cloudy mucus. Sea fresh or odourless. Above EU Minimum Landing Size Processing Operations (e.g. tailing Monkfish, filleting and freezing) 3.6.1 Filleting operations must take place in an area that will prevent contamination from offal, waste, chemicals and any other substances. 3.6.2 Products must not remain on work tables beyond the time necessary for their preparation. 3.6.3 Products must be washed in potable water (or clean seawater). 3.6.4 Products must be stored in clean, drainable boxes, protected with food grade liners and iced. 3.6.5 Products for freezing must be placed in cardboard boxes or freezer trays for blast freezing and protected with food grade liners or frozen and packed in accordance to the specification required by the purchaser. Page 8 of 10 3.6.6 Blast freezing equipment must be able to lower the temperature rapidly so as to achieve a core temperature of not more than -18◦C. 3.6.7 Frozen storage facilities must be able to hold product at temperatures of not more than -18◦C and record the storage temperature on a regular basis. 3.7 When Handling Nephrops 3.7.1 Nephrops must be handled and graded according to market requirements. 3.7.2 Nephrops may be dipped in a protective solution designed to prevent melanosis or blackspot on the product through oxidation. 3.7.3 Products containing sodium meta-bisulphite (E223) and sodium hydrogen sulphite (E222) as active ingredients may be used to dip Nephrops in accordance with the manufacturer’s specifications to ensure that the levels of sulphite residue are kept below 100ppm. 3.7.4 Non-sulphite alternatives may be used to dip Nephrops in accordance with the manufacturer’s specifications to ensure that residues of 4-hexylresorcinaol (E586) do not exceed 2mg/kg. 3.7.5 Material Safety Data Sheet (MSDS) must be available for the dipping product used and protective clothing listed made available for crew involved in dipping activity. 3.7.6 A documented procedure for mixing solutions and dipping Nephrops must be available and crew involved in this activity must be trained in this procedure. 3.7.7 A record of these procedures and training records for current crew must be retained for a minimum of 3 years. Page 9 of 10 3.8 Nephrops 3.8.1 Nephrops Quality Specifications PARAMETER SPECIFICATION Eyes Black in appearance. Appearance Flesh Texture & Appearance Odour Damage Vibrant. Firm and opaque. Odourless. No damaged. Melanosis Washing No melanosis present. Well washed body and appendages. No dirt or grit evident. Iced top and bottom, with clean lump free ice. An onion bag may be placed directly onto the prawns, before the final top layer of ice. Core temperature 0 - 2 o C within 4 hours. Box must be filled only to the internal box stack lip to prevent crushing. Packed as per Market Requirements and maintained as – 18 o C. Non sulphite or below 100ppm sulphite residue. Above EU Minimum Landing Size Boxing & Icing (Fresh) Boxing & Storage (Frozen) Additive Size Classification Page 10 of 10 BIM RESPONSIBLY SOURCED STANDARD PART 3 B TECHNICAL ANNEX B CRUSTACEANS Issue No 2 Revision 2 May 2012 Page 1 of 12 Technical Annex B Criteria-Crustaceans 1 Responsible Practices- Environmental Management Introduction The Crustacean Annex has been developed by BIM in consultation with representatives of the fishing Industry. This Annex details the Responsibly Sourced Standard requirements for Crustacean species caught by Irish vessels intended solely for the purpose of human consumption. The scope of this annex covers crustacean fisheries including lobster, brown crab and shrimp. Other legally caught species not listed can be included by the applicant and must be documented within the vessel’s Seafood Environmental Management System. Technical Annex 3B for the purpose of Brown crab fisheries is divided into two components, one for vivier crab vessels the other for non vivier day boats. Other species will be added as required to this document in keeping with the present format. Fish species identified in the scope of the fishing plan and landed on the day of the audit must be available at the point of discharge or at the first point of sale to be assessed by the assessor or at an agreed time within a specified timeframe. Applicants can refer to the following BIM publications specific to the key product list and documented in the sEMS for further guidance: BIM User Friendly Guide Series No. 6, 2008 – Guide to Food Safety Requirements for Vessels BIM Seafood Environmental Management Systems Manual for the Irish Catching Sector. Page 2 of 12 1.1 Environmental Stewardship 1.1.1 Recently moulted crustacean or crustaceans with missing limbs, damaged shell, and soft moulted shells must be returned to the sea alive. 1.1.2 Where minimum landing sizes apply, crustaceans under this size must be returned alive to the sea with minimal stress (so that they can remain part of the breeding stock). 1.1.3 Crustaceans missing any claws or more than two legs, do not meet the requirements of the Standard (see Quality Specification & Species Specific Actions) and must be returned to the sea alive. 1.1.4 When fishing lobster, applicants must participate in the National V-Notching Scheme. 1.2 Handling and Transfer 1.2.1 Crustaceans shall be handled with care at all times. Crustaceans must be removed carefully from pots to ensure limbs and claws entangled in the mesh are not pulled off or damaged. When transferring crustaceans from the pot they must never be thrown into containers where they may break their own shell or the shell of others already in the container. 1.2.2 Crustaceans must be placed in a clean container and orientated appropriately for the species in question (see Quality Specification & Species Specific Actions). 1.2.3 Grading must be according to the BIM’s crustacean guides, where they are available (see also Quality Specification & Species Specific handling actions). 1.2.4 Where aggression can cause injury and fatalities, procedures for packing or claw restraining must be in place to prevent damage to crustaceans. Page 3 of 12 Vivier Vessels 1.3 Meat Yield and Grading Meat yield determination is a skill best acquired through personal experience of handling brown crab. Crew responsible for grading brown crab must consult the BIM Brown crab handling and quality guide which shows the visual cues that may be used for distinguishing Brown crab that have high meat yield, from those that do not. 1.3.1 Grading must be according to the BIM Brown crab handling and quality guide. 1.3.2 Brown crab must be assessed for meat yield and either accepted or rejected. Where rejected they must be returned to the sea alive. 1.4 Nicking and Packing of Brown crab Nicking is a term which refers to the cutting of the tendon of the brown crab claw so that the pincer can no longer close. This prevents the Brown crab from being able to attack and damage other brown crab or itself. However, nicking results in bleeding and causes stress to the animal so it is important to carry out the procedure correctly and ensure proper storage of animals post the nicking process to ensure brown crabs are kept alive. 1.4.1 All Brown crab must be nicked before transfer to the tank. 1.4.2 Only the French nick must be used, severing the ligament inside the hinge of the claw by opening the claw through tapping the inside surfaces of the pincers on the nicking bar, which causes the brown crab to relax the pincers. 1.4.3 The ligament must then be severed using a sharp, clean knife to make as small an incision as possible in the membrane between the pincers. 1.4.4 The Brown crab must be washed or hosed with clean seawater after nicking to assist the healing process. 1.5 Storage Once a crustacean is removed from the water its gills can no longer extract oxygen efficiently and excrete ammonia waste. Ammonia can deteriorate product quality which will build up in warmer and dry conditions. Gill damage is irreversible, hastening death and if it occurs brown crabs will die even if replaced in the water. 1.5.1 Brown crab must be protected from any heat sources and put in the tank in as short a timeframe as possible. 1.5.2 Brown crab must be stored in the vivier tank immediately after nicking. Page 4 of 12 1.5.3 Vivier tanks must be purpose designed to avoid contamination and maintain brown crab in healthy, good quality conditions. 1.5.4 Where tanks are used, crustaceans must not be allowed to sit in tanks of still water for a prolonged period. The water must be changed at least 4 times per hour. Extreme care must be taken that low salinity or contaminated water is not taken into the tank when close to the coast or to sources of freshwater. 1.5.5 Vivier tanks must change the water volume at least 4 times per hour and extreme care must be taken that low salinity water is not taken into the tank when close to the coast or to sources of freshwater. 1.5.6 Vivier vessels operators must establish an appropriate and documented tank cleaning schedule through the risk assessment process, as part of the vessel sEMS. 1.6 Discharge of Crustaceans 1.6.1 Crustaceans must be offloaded efficiently to avoid exposure to sunlight, wind, rain and risk of contamination. Delays between unloading the vessel and loading on to transportation must be minimised. In circumstances where delay is unavoidable, mitigation actions must be in place to maintain crustacean quality. 1.6.2 It is prohibited to land brown crab that is not intended for human consumption . 1.6.3 Where brown crab for human consumption is rejected by buyers due to quality down grading, it may be used as whelk bait. 1.6.4 A record of the landed rejects and mortalities (number or percentage) from crustacean sales must be available and the causes of excessive rejects and excessive mortalities must be investigated and measures undertaken for their reduction. 1.6.5 Only suitable, clean containers shall be used for unloading crustaceans. 1.6.6 Where crustaceans are to be transported onwards, care must be taken to prevent damage to limbs. 1.6.7 Any weak or damaged brown crab must be separated from the catch for responsible disposal at the point of discharge. 1.6.8 As the separation of males and females occurs at the discharge stage of operations, the person undertaking this activity must be trained in accordance with the BIM Brown crab handling and quality guide. Page 5 of 12 1.6.9 Where brown crab are to be transported onwards in vivier trucks there must be no holes in bases of the unloading containers or bongos as the tips of the brown crabs walking legs may protrude through the holes and be broken off when placed on the quayside. 1.6.10 There must be no delay between unloading the vessel and loading onto transportation. Tanks must not be pumped down until transportation has arrived. Page 6 of 12 Day Boats 1.7 Meat Yield and Grading Meat yield determination is a skill best acquired through personal experience of handling brown crab. Crew responsible for grading Brown crab must consult the BIM Brown crab handling and quality guide which shows the visual cues that may be used for distinguishing Brown crab that has high meat yield from those that do not. 1.7.1 Graders must identify male from female Brown crab and keep them separate. 1.7.2 Females must be assessed for meat yield and either accepted or rejected, if rejected they must be returned to the sea alive. 1.7.3 Males that are landed for the white meat market, that meet the specifications must be kept in separate boxes correctly identified for this use. 1.8 Nicking and Packing of Brown crab Nicking is a term which refers to the cutting of the tendon of the brown crab claw so that the pincer can no longer close. This prevents the brown crab from being able to attack and damage other brown crab or itself. However, nicking results in bleeding and causes stress to the animal so it is important to carry out the procedure correctly and ensure proper storage of animals post the nicking process to ensure brown crabs are kept alive. 1.8.1 Brown crab landed by day boats for immediate processing or where purpose designed claw restraining bands or cable ties are used, need not have their claws nicked. In this circumstance it is essential that they are packed closely together with their claws and legs underneath them and the brown side up. 1.8.2 When brown crab is to be stored in keep pots or transferred to a vivier transport they must also be nicked. Only the French nick must be used, severing the ligament inside the hinge of the claw by opening the claw through tapping the inside surfaces of the pincers on the nicking bar, which causes the Brown crab to relax the pincers. 1.8.3 The ligament must then be severed using a sharp, clean knife to make as small an incision as possible in the membrane between the pincers. 1.8.4 The Brown crab must be washed or hosed in clean seawater after nicking to assist the healing process. 1.9 Storage aboard the vessel Once a crustacean is removed from the water its gills can no longer extract oxygen efficiently and excrete ammonia waste. Ammonia can deteriorate product quality which will build up in warmer and dry conditions. Gill damage is irreversible, hastening death and if it occurs brown crabs will die even if replaced in the water. Page 7 of 12 1.9.1 Where boxes are stored on deck, crustaceans must be protected from any heat sources (particularly the sun), cooled if possible, placed out of the wind and kept damp as soon as possible after capture. 1.9.2 Where a holding tank is used, high quality hygienic conditions must be maintained to ensure healthy crustaceans. 1.9.3 Storage systems (sea based holding tanks, shore based closed systems, vivier tanks) must be purpose designed to avoid contamination and maintain crustaceans in healthy, good quality conditions. 1.9.4 Keep boxes must be designed so that limbs do not protrude or become trapped causing limb damage. 1.9.5 Keep boxes must be located in good quality seawater with stable temperature and salinity. 1.9.6 Mortalities must be removed regularly from keep boxes. 1.10 Discharge of Crustaceans 1.10.1 Crustaceans must be offloaded efficiently to avoid exposure to sunlight, wind, rain and risk of contamination. Delays between unloading the vessel and loading on to transportation must be minimised. In circumstances where delay is unavoidable, mitigation actions must be in place to maintain crustacean quality. 1.10.2 It is prohibited to land brown crab that is not intended for human consumption 1.10.3 Where brown crab for human consumption is rejected by buyers due to quality down grading, it may be used as whelk bait. 1.10.4 A record of the landed rejects and mortalities (number or percentage) from crustacean sales must be available and the causes of excessive rejects and excessive mortalities must be investigated and measures undertaken for their reduction. 1.10.5 Only suitable, clean containers shall be used for unloading crustaceans. 1.10.6 Where crustaceans are to be transported onwards care must be taken to prevent damage to limbs. 1.10.7 Where brown crab are to be transported onwards in vivier trucks there must be no holes in bases of the unloading containers or bongos as the tips of the brown crabs walking legs may protrude through the holes and be broken off when placed on the quayside. Page 8 of 12 1.10.8 Brown crab must be off-loaded efficiently to avoid exposure to sunlight, drying conditions and risks of contamination such as fuel spillages on the pier. 1.10.9 There must be no delay between unloading the vessel and loading onto transportation. Page 9 of 12 1.11 Quality Specification & Species Specific Actions 1.11.1 Brown crab Parameter Alertness. Demonstrates if brown crab is in good condition. Moult status Demonstrates if brown crab is recently moulted. White face brown crab have a lower meat yield. Shell appearance Shell must be undamaged with minimal fouling. Specification Lively response with claws and legs. Top side of shell has dark pigmentation throughout. Under side of shell with light brown shading. Abdomen or flap is dark in colour. Shell hard when pressed. Claws brown in colour with cream undersides. Both claws undamaged. At least 6 walking legs. No blackspot or shell discolouration. Low (10%)prevalence of fouling organisms on shell. No cracks on shell. 1.11.2 Brown crab Specific Actions Issue Action Observe Voluntary Minimum Landing size. Brown crab Meat Yield and Handling. Return live to sea all brown crab under 140mm carapace width. Crew responsible for grading brown crab must consult the BIM Brown crab handling and quality guide which shows the visual cues that may be used for distinguishing Brown crab that have high meat yield from those that do not. Meat yield determination is a skill best acquired through personal experience of handling brown crab. Grading must be according to the BIM Brown crabquality and handling guide. Page 10 of 12 1.11.3 Lobster Specification Parameter Demonstrate if lobster is in good condition through alertness, moult status and general appearance Specification Alive and responsive at sale. Lively response with claws and legs. Shell must be undamaged with minimal fouling . No damaged, broken or missing appendages. Firm shell- hard when pressed (no soft, recent moults) . Absence of black spot on shell surface (necrosis) . No mutilation of the tail flap. No visible re-absorption of eggs. Not excessively fouled shell. 1.11.4 Lobster Specific Actions Issue Regulations Adherence to regulations for Minimum landing size and technical conservation measures. Action Live return of lobster less than 87mm carapace length. Live return of v-notched lobster or lobster with mutilation of the tail flaps. Claw restraint Lobster must be held apart until they can be Aggression between lobsters can lead banded. to injury and mortality. Lobster claws must be banded as soon as possible. Page 11 of 12 1.11.5 Shrimp Specification Parameter Demonstrates if shrimp is in good condition Specification Alive and responsive at sale. Shell must be undamaged with no parasites visible. Firm shell when pressed. Grade 1 (150-180 pieces per Kg). Grade 2 (180-250 pieces per Kg). 1.11.6 Shrimp Specific Actions Issue Regulations Adherence to regulations for fishing season Sorting and Grading It is important that the catch is sorted and graded to ensure the best quality shrimp are retained. Storing while fishing Shrimp are very sensitive to exposure and heat Pre- sale sorting Before shrimp are sold they will be transferred and checked. Action Fishing season is closed from 1st May until the 1st of August. Remove bait and debris by hand from the catch. By-catch must be removed and returned alive. When using graders the catch must be graded in water to reduce stress and mortalities. Only 1- 2kgs of shrimp must be graded at a time to reduce stress. Grade 1 (150 to 180 pieces to Kg). Grade 2 (180 to 220 pieces to Kg). After grading Shrimp must be held in seawater where possible until they are transferred to keep box or are sold. Shrimp must only be held in keep boxes for 1 week. Remove dead or weak shrimp and shells. Page 12 of 12 BIM RESPONSIBLY SOURCED STANDARD PART 3 C TECHNICAL ANNEX C PELAGIC MACKEREL, HORSE MACKEREL, BLUE WHITING, HERRING, SPRAT, BOARFISH Issue No 2 Revision 2 May 2012 Page 1 of 6 Technical Annex C Criteria - PELAGICS 1 Responsible Practices- Environmental Management Introduction This Annex details the Responsibly Sourced Standard requirements for mackerel, horse mackerel, blue whiting, herring, sprat and boarfish. Fish species identified in the scope of the operational plan and landed on the day of the audit must be available at the point of discharge or at the first point of sale to be reviewed by the assessor or at an agreed time within a specified timeframe. Other legally caught species not listed can be included by the applicant and must be documented within the vessel’s sEMS. Applicants can refer to the relevant BIM publications specific to the key product list and documented in the sEMS for further guidance: 1.1 BIM Herring, Mackerel, Blue whiting and Horse Mackerel Handling Guides; BIM User Friendly Guide Series No. 6, 2008 – Guide to Food Safety Requirements for Vessels; BIM Seafood Environmental Management Systems (sEMS) Manual for the Irish Catching Sector, 2nd edition 2009. Environmental Stewardship 1.1.1 A documented fishing procedure must be followed upon arrival on the fishing grounds. 1.1.2 At a minimum, the fishing procedure must contain the following: 1.1.2.1 Details of actions (e.g. avoidance procedures, hook size) taken by the vessel to avoid the capture of juvenile and unwanted grades and non-commercial fish species. 1.1.2.1.1 Where mackerel is the target species, unfished (i.e. unmarked) shoals should be jigged to determine the size of fish within the shoal and allow action to be taken to prevent the capture of fish below the minimum total length set for the species detailed in the table below: TARGET S PECIES V ESSEL T YPE TOTAL L ENGTH ( CM ) Mackerel Jigger Legal Minimum Landing Size Mackerel RSW Legal Minimum Landing Size Page 2 of 6 1.1.2.1.2 Undersized fish caught using hooks or jigs, must be quickly returned alive to the sea with minimum physical damage. 1.1.3 Measures to reduce or remove discards, detailed in the Fishing Procedure and provided as a self-declaration in the application process, must be validated by a competent authority (e.g. Certification Body, BIM, SFPA). 1.1.4 The following measures to be implemented to avoid the capture of juvenile and unwanted grades and non-commercial fish species. (Measures to be defined by the Technical Committee) TARGET S PECIES V ESSEL T YPE M EASURE Mackerel Jigger No measures in force Mackerel RSW No measures in force 1.1.5 Any loss of gear or interaction of the gear with the seabed must be recorded. Page 3 of 6 2 Seafood Quality - Care of Catch 2.1 Quality 2.1.1 The quality of discharged fish, landed for human consumption, must be equivalent to high or very high quality (as defined in the BIM Handling Guides for the species). 2.1.2 In the case of mackerel, a quality assessment of the product (i.e. that contained in the BIM Handling Guides) leaving a vessel at discharge, must be available for verification at the request of a competent authority (e.g. Certification Body, BIM). 2.1.3 Fish not of the quality specification required by the standard must be offloaded separately in order to avoid any mixing with certified fish. Page 4 of 6 3 Handling, Storage and Cold Chain Management 3.1 Handling and Storage 3.1.1 Documented handling processes and procedures must demonstrate that the risk of product contamination and physical damage is minimised through mitigating actions. 3.1.2 It must be recorded that all members of the crew have read and understood a documented handling procedure (e.g. flow diagram and text), designed to maintain fish quality and prevent contamination. 3.1.3 Measures to ensure that the target species is stored and maintained in hygienic conditions must be demonstrated. 3.1.3.1 Vessels must demonstrate an appropriate cleaning schedule for fish holding areas and containments (e.g. Recirculated Seawater (RSW) holds, chilled holds, bins). 3.1.4 3.2 3.2.1 Fish caught more than 24hrs apart must not be mixed and must be stored separately in fish holding areas and containments (e.g. RSW holds, chilled holds, bins). Cold Chain Management An approved temperature recording system (e.g. t emperature probe, loggers, electronic system) must be used on a regular and routine basis to record either: The operational temperature of RSW tanks; The hold temperature of chilled storage or The core temperature of a representative sample of 5 fish from the centre of containers (e.g. bins). 3.2.2 On vessels designed and equipped to preserve fresh fishery products for more than 24 hours: 3.2.2.1 It must be demonstrated that the core temperature of a representative sample of 5 fish from each containment device (e.g. RSW tank) is not more than +3°C, six hours after loading and not more than 0°after 16 hours; 3.2.2.2 Fish must not be discharged where the core temperature of a representative sample of 5 fish in any containment device (e.g. RSW tank) is in excess of +2°C. Page 5 of 6 3.2.3 On vessels which are not designed and equipped to preserve fresh fishery products for more than 24 hours: 3.2.3.1 The core temperature of a representative sample of 5 fish must be recorded on final sealing of the bin along with the date and time of this action; 3.2.3.2 Fish must be iced in a manner to reduce their core temperature from the temperature on final sealing of the bin by: 4 degrees after 2 hours; 6 degrees after 3 hours; 8 degrees after 4 hours; 10 degrees after 5 hours; 12 degrees after 6 hours; 14 degrees after 7 hours. 3.2.4 The core temperature of a representative sample of 5 fish upon discharge and the date and time of discharge must be recorded for each bin or tank. Where discharged fish remains the responsibility of the vessel prior to processing: 3.2.5 Fish must be stored under ice where they are not distributed, dispatched, prepared or processed immediately after discharge. 3.2.6 Re-icing must be carried out as often as necessary to maintain a temperature of 0 to 4°C. Page 6 of 6