Economic Potential of High Density Data Storage Implemented by Patterned Magnetic Media Technology By MASSACHL.•ETTS INSTITUTE OF TECHNOLOGY Lei Du SEP 12 2008 B. Eng. Materials Engineering Nanyang Technological University LIBRARIES SUBMITTED TO THE DEPARTMENT OF MATERIALS SCIENCE AND ENGINEERING IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF ENGINEERING IN MATERIALS SCIENCE AND ENGINEERING AT THE MASSACHUSETTS INSTITUTE OF TECHNOLOGY SEPTEMBER, 2008 © 2008 Massachusetts Institute of Technology All right reserved Signature of Author....... .-- Department of Materials Science and Engineering August 15, 2008 .-.......---..... . ......... Caroline A. Ross Professor of Materials Science and Engineering Thesis Supervisor C ertified by............................................................................................. Accepted by ............................................ ...-------.........-Samuel M. Allen POSCO Professor of Physical Metallurgy Chair, Departmental Committee on Graduate Student 9E8Wws Economic Potential of High Density Data Storage Implemented by Patterned Magnetic Media Technology By Lei Du Abstract Hard drive industry is facing scaling challenge for areal density to be further increased. This is due to the triangular conflictions among thermal stability (superparamagnetic effect), single-to-noise ratio and writability of the recording media. One of the most promising methods to overcome this constraint is the patterned magnetic media technology. Although it is facing many challenges, the large potential gains in density offered by patterned media make it one of the possible milestones on the horizon for future of the disk drives industry. One of the biggest challenges for patterned media is to realize its mass fabrication provided reduced cost per bit. The basic fabrication approach is to use lithography to pattern the magnetic materials on the platter. However, patterned media requires well-ordered nanoarrays with dimensions less than 25 nm, which challenges the state-of-art lithography technologies. This M. Eng. project focuses on evaluations of the technologies and fabrication schemes potential for patterned media from various aspects like technical barriers, cost and intellectual properties. Technologies including E-beam lithography, nanoimprint lithography, templated diblock copolymer self-assembly and self-assembled magnetic nanoparticles are discussed. Cost modeling was done to prove the enormous gain in revenue for the proposed fabrication scheme. It is proposed that the fabrication scheme of templated diblock copolymer for making the master stamp for nanoimprint followed by nanoimprint lithography for mass production has the largest potential for patterned media. However, more R & D is needed for templated self-assembly of diblock copolymer before it is ready for this application. E-beam lithography which is a mature technology can also be a choice for making the stamp followed by mass production enabled by nanoimprint lithography, without a significant loss of gain in revenue for ultra-highdensity media fabrications. Although the cost of a master stamp fabricated by E-beam is estimated to be 50 times more than for templated self-assembly of diblock copolymer lithography. Thesis advisor: Caroline A. Ross Title: Professor of Materials Science and Engineering Acknowledgements The successful completion of this thesis is due to the contribution and help from many people. First of all, I would like to thank my thesis advisor Prof. Caroline A. Ross for her consistent guidance and help. I still remember the discussion about my thesis with her during her visit in Singapore for conference. She was always there when I had questions. Thanks to her patience and clear guidance, my problems were always solved timely. She also made me feel very comfortable in her group and I am proud that I have been a member of Ross's group. Best wishes to all the group members! Next, I would like to thank S.N. Piramamnayagam from Data Storage Institute, Singapore. We had several discussions and he answered a lot of my queries. He also provided me useful information about magnetic recording systems and shared with me some of his perspectives on this project. Thank you very much for your sharing and help. Also, I want to thank Prof. Eugene A. Fitzgerald for his guidance in course 3.207: Technology Development and Evaluation, which provides a useful template of technology evaluation for doing this project. All the best to all the Master of Engineering students of 2008 class! Thank all of you for being companions for one-year study and being my friends for life. Thank Manyin for helpful discussion and suggestions about my project. And special thanks to my groupmate - Anay, with whom I could share and discuss about the technical questions in detail anytime. Cliff, thank you. You are not only providing me important emotional support, but also always being there for me on any problem I have. I feel so grateful to God for knowing you. You will surely do great for your PHD research projects and also future careers! I could not end without thanks to my parents, who are always supporting me, loving me and never give up me. I can not express how lucky I feel to have such a blissful family. Wish both of you healthy and let us meet soon. Table of Contents Abstract ..... .... ...................... .... ...... ............................ ............ ................ 2 Acknowledgement.......................................................................................3.... Table of Contents..................................................... ... 4 1. Introduction................................................................................ ...... 6 PART I: TECHNOLOGIES............................................................................7 2. Description of Patterned Media Technology.......................................................7 2.1. Magnetic Recording - Materials and Recording Mechanisms......................7 2.2. Magnetic Properties vs. Magnet Size ................. ............................... 10 2.3. Limitations of Conventional Media and Superparamagnetic Effect................ 12 2.4. Patterned Media and Technical Barriers for Its Implementation......................14 3. Competing Technologies...... ..................... ........................................... 16 3.1. Heat Assisted Magnetic Recording....................................................16 3.2. Flash/Solid State Drive................................................... 4. Fabrication Methods..................................................... ............ 17 .................. 18 4.1. Lithography Patterned Media...........................................................18 4.1.1. Conventional lithography techniques ........................................ 19 4.1.2. Templated self-assembly of diblock copolymer lithography ..............23 4.2. Self-Assembled Nanomagnets Patterned Media/Nanocrystal Superlattice...........28 5. Comparisons of Technologies and Possible Fabrication Schemes........................... 5.1. Technique 1) and 2)...................................................... 29 ..................... 30 5.2. Technical Barriers of 3) and 4) for Patterned Media Fabrication ............. 30 PART II: COST, IP & BUSINESS MODEL.....................................................34 6. Cost Estimations and Comparisons for Fabrication Schemes..............................34 6.1. Comparison of Cost: Scheme B) vs. Scheme A) - Templated Diblock Copolymer Self-Assembly vs. SEBL............................. 34 6.2. Comparison of Cost: Scheme B) vs. Scheme C) - Diblock Copolymer vs. Magnetic Nanoparticles ......................................... 35 6.3. Proposed Fabrication Scheme: Scheme B) .......... ............................. 36 6.4. Cost Modeling for Scheme B) ............................................................. 38 7. Patents Relevant to Patterned Media and Fabrication Methods..........................39 8. Value Chain and Business Model. 42 .................................. 8.1. Structure of HDD Value Chain and Our Value Proposition ....................... 42 8.2. Globalization of HDD Value Chain ................... ..................................... 43 8.3. Current HDD Market and Top Players .............................................. 44 8.4. Proposed Business Model and SWOT Analysis ......................................... 46 9. Conclusions............................................................................................ 49 References...................................................................................................51 Appendices ................................................................................................. 56 Appendix 1: Trends and future prediction of HDD industry............... .................. 56 Appendix 2: Comparisons of SSD and HDD ......................................................... 57 Appendix 3: SEBL parameters .......................................................................... 59 Appendix 4: JBX-9300FS EBL system specification and charge...................................61 Appendix 5: Patent on patterning/lithography by self-assembly of block copolymers ...........62 Appendix 6: Patent on patterned media.............. .............................................. 63 Appendix 7: Toshiba's pattern on patterned media and fabrication method of forming islands in tracks/grooves ......................................................... 64 Appendix 8: Seagate's patent on NCs superlattice technology for patterned media .............. 65 1. Introduction The hard disk drive (HDD) industry has a history of more than fifty years and the future is predicted to be bright by industry analysts such as Gartner, IDC and TrendFOCUS. According to iSuppli', the annual revenue of HDD industry in 2007 was 32.8 billion dollars, which increased 4.6% compared to 2006 and the shipped units passed half billion in 2007 [2]. TrendFOCUS also predicted that the shipments would reach 750 million drives in 2010 [3]. The HDD industry has achieved annual increases in areal density approximately 60% in average since 1997, which exceeds Moore's Law for semiconductor industry (refer to appendix 1). Although HDD industry is a robust industry with high revenue, it is facing scaling limitation problem together with the threat from flash/solid state memories. In order to further scaling down and increase the storage density, we must overcome the limitation imposed by the superparamagnetic effect, which occurs when the microscopic magnetic grains of the disk are reduced to so small size that ambient temperature can reverse their magnetic orientations, corrupt data and thus the storage device is unreliable and unusable. One of the most promising methods to overcome this constraint is patterned magnetic media technology [4]. Although there are many challenges in this technology, the large potential gains in density offered by patterned media make it one of the potential new milestones in the future of HDD industry. One common approach proposed by researchers is using nanolithography to pattern the magnetic platter of the disk. Major data storage companies such as Seagate, Hitachi and Toshiba, are devoting themselves intensely into patterned media technology and launched projects on it. However, real implementation of patterned media in HDD application is facing several challenges. One of the most challenging tasks is the fabrication of discrete islands with uniform size and shape, well ordered and well defined position on the disk. Most importantly, the islands must have nanoscale dimensions less than 25nm to manifest 1iSuppli Corporation: a leading provider of procurement and supply chain management services for the electronic components industry. patterned media's higher areal density compared to conventional thin film media. Today's state-of-art optical lithography can not do the job. E-beam lithography can provide the required high resolution, while the cost and time needed are enormous. Therefore, we need to come up with new fabrication methods to enable patterned media mass production. PART I: TECHNOLOGIES 2. Description of Patterned Media Technology 2.1. Magnetic Recording - Materials and Recording Mechanisms The magnetic materials used in magnetic recording today are mainly ferromagnetic CoCrPtX alloys (X = Ta or B) [5, 6]. Data is stored in the form of magnetic bit in magnetic media, and reading and writing processes of the data are performed by read/write heads (refer to fig. 2-2). The recording media technology is one key aspect for the scaling evolution and the exponential growth of the hard disk drive capacity besides the read/write head technology evolution. Upon external magnetic field (H), the magnetic bits are magnetized and have magnetizations which either point to one direction or the opposite direction which are parallel to their easy axes. This tendency to align the magnetization along the easy axis is called anisotropy and anisotropy constant (Ku) measures how difficult it is to change the magnetization orientation away from an easy axis to another axis (Ku stands for uniaxial anisotropy constant assuming only one easy axis). After removing the external field, remanent magnetization Mr left with the magnetic bits represent the data which can be read by the head sensor. In order to write the data, the applied external magnetic field by the write head should exceed the coercivity of the magnetic material (He) for switching. Coercivity H, is the reverse field that must be applied to a magnetized magnet to reduce its overall magnetization to zero, which measures how permanent a magnet is (fig. 2-1) [5]. Coercivity is proportional to anisotropy constant (HC - KU / M,) for magnetic materials, therefore higher anisotropy implies larger coercivity [7]. M GMR Read Inductive Sensor Write Element H I] d w_ J8~ N RecordingJN 94B , Recording Medium Fig. 2-1: Hysteresis loop of permanent magnetic materials with labels of remanence Mr, saturation magnetization M, and coercivity H, (Chikazumi and Charap, 1978). S NMedium Fig. 2-2: A schematic drawing of read/write elements for a longitudinal recording medium. The read sensor is of GMR type and the write head is of ring type [1]. Generally speaking, the write mechanism has not changed much through HDD history. Larger field is used in modem magnetic recording as harder magnetic materials are used which has higher coercivity and requires higher write field. The recent established perpendicular recording uses a single pole type head which produce twice larger write field (fig. 2-3) (~ 4rnM) compared to that of longitudinal recording (~ 2rMs) [7]. However the read head keeps revolutionizing when magnetic bit size is scaled down because the signal generated by the magnetic bit becomes smaller (- Mrt for longitudinal recording, where t is the thin film thickness) [8], which requires read sensors with comparable size and higher sensitivity. Ring I Type Head Single Pole Type Head \ ,, Recording Medium Longitudinal recording i Soft Magnetic Underlayer Bias Layer Perpendicular recording Fig. 2-3: Schematic drawings showing the difference of write heads between longitudinal recording and perpendicular recording [8]. Conventional media is fabricated using thin film technology in which one magnetic bit consists of 50-100 magnetic grains and each one is one magnetic domain. The thin film technology produces grains with different sizes and crystal orientations which have different easy axes of magnetization [9]. Fig. 2-4 shows the magnetic grains of conventional longitudinal recording thin film and the zigzag transition between two magnetic bits [10]. Different crystalline orientation gives different preferred easy axis of magnetization. Fig. 2-4: TEM image of modem recording CoCrPtB media. The lightest grey areas are the amorphous non-magnetic Cr rich boundaries which separate the magnetic Co rich grains. The inset schematically shows a zigzag magnetic transition meandering between the grains [1, 10]. The size distribution and orientations of the magnetic grains can be controlled by improving and optimizing the thin film technology. However, uniform size, uniform inplane and out-of-plane orientations are not able to be achieved by thin film technologies. Non-uniformities of crystal size, orientation and the zigzag magnetic transition between bits generate noise when reading data. If there is not enough number of grains per bit, the SNR (signal to noise ratio) is so low that hard disk drive does not give the desired performance. An acceptable SNR requires the number of grains per one bit to be around 50-100. The SNR is related to N which is the number of grains per bit by equation [6, 8]: SNR (dB) = 10 log (N) (Eq. 2.1) 2.2. Magnetic Properties vs. Magnet Size Magnetic properties such as coercivity, saturation magnetization, remanence and the hysteresis loop are determined by the microstructure of the recording medium [11]. As discussed above, the magnetic thin film microstructure largely affect the SNR of the recording media. Consider a single magnet/one magnetic grain, the coercivity of the magnet changes with the particle size following the schematic drawing shown below. When the size is larger than do, it is muti-domain structure. When the size is reduced to nanoscale which is less than do, the whole particle becomes single domain. The single domain magnet can be single crystal or consists of several grains which are strongly exchange coupled [8]. Particles with dimensions near 50Aex are expected to be single domain, where Aex is the exchange length near which the particle is coherently magnetized [4]: x M= 2A (Eq. 2.2) This single domain to muti-domain transition is due to the minimization the total energy which is related to the wall energy and magnetostatic energy. The wall energy is determined together by exchange energy and anisotropy energy [12-14]. The switching mechanism changes to domain wall motion for multi-domain structure. For single domain structure, the switching mechanism is coherent (spin rotation) for smaller particle size, but becomes incoherent (such as buckling, curling) [12-14]. When the single domain particle size is further reduced, the magnetic nanograins become superparamagnetic which will be further explained in the next section [13]. The working region of magnetic recording media is the shaded single domain, thermal stable region with particle/grain size between d, and do. In this range, the non-interacting single domain particles behave magnetically according to the series of hysteresis loop at different aligning angles 0 between easy axis and applied magnetic field shown in fig. 2-6, assuming coherent rotation (Stoner & Wohlfarth, 1948). 0 6. 30 0 U ds do No Particle diameter d Fig. 2-5 [12]: Coercivity He vs. grain size d. sIx -1 0 1 h Fig. 2-6: Series of hysteresis loop of a single domain particle with various aligned angles 0 with respect to the easy axis direction (Stoner & Wohlfarth, 1948). 2.3. Limitations of Conventional Media and Superparamagnetic Effect The magnetic grain size is scaled down by tuning thin film processing parameters, consequently, size of one magnetic bit which consists of a certain number of magnetic grains is shrunk and thus more data can be stored per unit area. When the grain size is scaling down to a limit, the media is subject to superparamagnetic effect where the energy barrier required to change the direction of the magnetic moment of a particle is comparable to the ambient thermal energy. It is a small length-scale phenomenon by which magnetic materials exhibit a behavior similar to paramagnetism below the Curie or the N6el temperature. At this crossover point, the rate at which the particles randomly reverse magnitization direction becomes significant and thus the magnetic particles behave paramagnetically even at ambient temperature. The bit thus becomes unstable and data is lost. To calculate the smallest magnetic grain size that can be used for information storage, let us consider the rate of magnetization switching expressed by Arrhenius Neel law: 1 r = -exp(-E, I kBT), (Eq. 2.3) where EB is the energy barrier with the existence of an external field of H, fo is a constant representing the attempt frequency on the order of 109-1012 Hz, k, is the Boltzmann constant, and T is the temperature. EB can be expressed as [1]: H E8 (H,V) = K V(1l--) M , (Eq. 2.4) where Ku (magnetic property of material) stands for uniaxial anisotropy constant, V is the volume of the magnetic grain, The exponent n is 1.5 in isotropic longitudinal media, and Ho is the intrinsic switching field which is related to the required write field H, by [8]: Ho a H, s Hý ; K, M, (Eq. 2.5) where Ms is the saturation magnetization, H, is the coercivity and Hw is the write field. For data storage stable under zero external field for over 10 years (industry standard) at ambient temperature, the criteria is calculated to be EB = KV > 40k,T . That means thermal stability imposes a minimum bit size which can be reduced to. The minimum grain and thus bit size vary for different magnetic materials with different anisotropy constants. This theoretical estimation is based on assumptions of isolated particles and coherence switching mechanism [4]. However, the interactions among the magnetic grains in the conventional recording film must be considered as they are closed to each other separated by a distance of grain boundaries only. The energy barrier can be lower by exchange coupling between magnetic particles in thin film [6]. Also, as mentioned earlier, the media noise depends strongly on the microstructure of the film including the grain size distribution, grain orientation and also grain boundaries [6]. This implies better thermal stability of patterned media compared to conventional media with same bit size and thus less stringent on bit size limited by thermal stability criterion. In addition, incoherent switch mechanism gives an energy barrier lower than coherent switching as well. If the 10 years thermal stability criterion of KUV/kBT 2 60 for thin film media is used, assuming K, = 2.5 x 106 erg/cc 2 [15] for Co-alloy [6], the minimum grain size is calculated to be 9.7 nm. Range of magnetic grain size in modem magnetic recording is around 5-15 nm [7] which is already approaching the superparamagnetic limit of current magnetic recording materials Co-alloys. People have considered to reduce the superparamagnetic limit size by using high anisotropy materials such as FePt or CoPt, but their large coercivity (K =6x106 -10x10 6 erg/cc for bulk Llo FePt [16]) far exceed the writing field capacities of modern write poles with saturation magnetization density approaching the highest recorded value (~26 kGauss3 [15]) [7] and that is how heat assisted magnetic recording comes up (problems of this approach will be addressed later in the competing technologies section). 2 erg/cc: CGS unit which stands for energy per cubic centimeter, 1 erg = 107 J. 3 Gauss: CGS unit for magnetic flux density, 1 G = 10" T 2.4. Patterned Media and Technical Barriers for Its Implementation To summarize, the triangular conflictions among thermal stability, SNR and writability restrict the areal density of conventional thin film magnetic media from further increasing. Patterned media can solve the problem by making well ordered, uniform size, discrete In magnetic islands which'are single magnetic particles, with each island storing one bit. this way, we can reduce the bit size using writable magnetic materials with moderate anisotropy constant, providing good thermal stability and acceptable SNR [1]. The schematic drawing in fig. 2-7 shows the nanoarrays we need to fabricate for 2 patterned media. In order to achieve aimed areal density of 1Tb/in , the nanodot dimension is around 12.5 nm which challenges the current nanoprocessing techniques [17]. Table 2-1 gives the island sizes and periodicities with regards to various bit areal density requirements. Tyia ' \ Mannati/Nonmagnetic eidcte isadszsad island size (nm) Periodicity (nrm) 300 30 45 500 1000 25 18 35 25 1500 14 20 Bit areal density (Gblin2) Areal density = 1Tb/sq in Fig. 2-7: A schematic drawing showing Table 2-1: Theoretical island sizes and nanoarrays of patterned media and periodicities in patterned media with theoretical dimensions for 1Tb/inch 2 areal regards to various areal density density (Courtesy: S.N. Piramanayagam). requirements (Hitachi). For patterned media to be finally implemented in real production, the most challenging task is the media fabrication. Although the concept of discrete islands disk seems straightforward, there are many stringent requirements on the fabricated media. The first requirement of patterned media is to make nanoscale bit islands with dimensions less than 25 nm to achieve superior density compared to the recent implemented perpendicular magnetic recording (PMR). An areal density of 345 Gb/inch 2 has been demonstrated on PMR by Hitachi researchers in 2006. The highest areal density HDDs using PMR technology which is about 240 Gb/inch2 were shipped July, 2008 by Seagate. It is estimated that to achieve higher areal density compared to the current perpendicular magnetic recording, the periodicity of the patterned nanoarrays should be less than 50 nm, which means that the island dimension should be less than 25 nm. At this dimension range, the magnetic particle is expected to be single domain [4]. The second requirement is the aspect ratio of the magnetic island can not be too high, in order to ensure coherent magnetization reversal. Coherent magnetization reversal is favored for high writing speed, because it has shorter sub-nanosecond switching time compared to incoherent switching which is around 1-2 ns. Besides nanoscale dimension, moderate aspect ratio, the nanoislands must have uniform size and shape and well ordered into nanoarrays with enough separation distance, which keeps the switching field distribution narrow and ensure good performance of the media. Last but not least, the bit sizes have to be controlled above superparamagnetic limit of the selected magnetic materials for thermally stable performance [4]. Besides the fabrication challenge with the highest technical barrier, other essential elements for patterned media commercialization include: 1) read sensor revolution which can read nanoscale bit, 2) flyabiltiy which allow the head to fly under 7-10 nm, 3) signal processing/synchronization. Technical barrier and these technologies are expected to be much lower compared to fabrication challenge although signal processing, in particular, synchronization is still at the research stage [1]. Read/write head is always under intensive research to accommodate higher storage density. Hitachi has announced the successful development of current perpendicular-to-plane giantmagneto-resistive (CCPGMR) heads recently (Oct, 2007), which is expected to be implemented in shipping product in 2009 [18]. CCP-GMR is the smallest read-head technology currently (30-50 nm) developed for ultra-high-density storage media, and may be used in the patterned media HDD system [18]. Discrete track PMR media, which has recording tracks separated by grooves is under vigorous research, can serve as an intermediate technology towards discrete bits media (patterned media). It has been shown experimentally that lower discrete track recording (DTR) media give noticeably better SNR and significantly adjacent track erasure compared with continuous media at the same track width, which are important when increasing areal density [19]. Flyability issue was also largely solved in developing discrete track media [17]. Therefore, whether and when patterned media can be realized mostly depend on the fabrication methods development and innovation, which will be addressed later after the discussion of competing technologies. 3. Competing Technologies of Patterned Media 3.1. Heat Assisted Magnetic Recording The most possible internal competing technology of patterned media is heat assisted magnetic recording (HAMR). Basically, this technique uses a laser to locally heat the magnetic material during writing process to lower down the coercivity of the materials below the available write field [20]. Therefore, as discussed, materials with a higher anisotropy can be used so that the grain size limited by the superparamagnetic effect can be further reduced and thus areal density is increased. Seagate CTO Mark H. Kryder predicted that with this technique, a thermally stable grain size smaller than 3 nm can be achieved by using high anisotropy media such as Llo FePt, which gives areal densities well beyond 1 Tb/in 2 theoretically [21]. Fig. 3-1: Principle of HAMR [20]. Although the principle and fabrication of HAMR seems easy, it's not yet commercialized yet as it is facing a lot of technical challenge. The major problem comes from the high working temperature and thermally induced mechanical failure. Both the air pressure change at the laser spotted area and the nano-deformation of the slider body will lead to noticeable change of slider's flying performance. Repeated heating and cooling process can also lead the head-disk interface to intense thermal strain/stress fields. Furthermore, the stress field can change the magnetization behavior of the grains thereby affecting the magnetic performance such as the permeability in the head [22, 23]. Also, integration of optical elements (laser) with magnetic elements in one head is challenging. The optical spot size has to be small enough to give the localization of medium heating which should be no larger than the order of the recorded bit size [24]. Last but not least, since high Ku materials have a chemically ordered structure that requires elevated substrate deposition temperature, fabricating reduced grain sizes is much more of a challenge compared to current Co-alloys [20]. As we can see, there still remain many challenges for HAMR to be realized. It is difficult to predict whether HAMR or patterned media will come out first. Although there is possibility that HAMR comes before patterned media, it will not affect the development of patterned media which could be built upon HAMR technology and further extend the areal density. Therefore, Rather than saying HAMR is a competing technology of patterned media, it is more like a stepping stone that will give the disk drive industry breathing room to explore and develop ultimate ultra-high-density recording technology such as patterned media. 3.2. Flash/Solid State Drive Solid-state nonvolatile memory market has grown at an incredible rate since first introduced around fifty years ago. Floating gate (FG) device is the dominate design in this industry from the beginning till today. The floating gate flash cell is structurally different from a standard MOSFET in its floating gate, which is a polysilicon layer electrically isolated by dielectrics The most widespread memory array organization is the so-called flash memory, which got its name because it could not be erased by bytes but could only be erased by the entire chip or large sections of the chip [25]. The first commercial flash product was invented in Toshiba in 1984 [26]. It has been quickly expanding its market because of much lower cost than byte-programmable EEPROM (Electrically Erasable Programmable Read-Only Memory) and therefore has become the dominant technology in non-volatile, solid-state storage industry. Although a huge commercial success, the floating gate flash is approaching its limit for continuous scaling of the device structure beyond the 65 nm node. This scaling limitation stems from the extreme requirements put on the FG isolation layers, in particular the tunnel oxide isolating the FG layer from the crystalline silicon substrate. Tunnel-oxide thickness with values in the range of 9-11 nm can be hardly further reduced in recent flash memory developing, implying a scaling rate that is not comparable with that of transistors [27]. A novel technology - embedded nanocrystals (NCs) flash technology, coming as a solution for flash device scaling problem, is under intensive research [28, 29] and is expected to be commercialized in 2009. This technology provides the flash devices better endurance characteristics, longer retention time and fast read/write [30]. However, further scaling down of flash cells still faces challenges which keeps their areal density lagging behind HDD, and their price per bit is not comparable to HDD (refer to appendix 2 for comparisons). Although solid state drive/flash is attractive when considering speed, noise, power consumption, and reliability (refer to appendix 2), it is expect that as long as hard disk drives can continue the areal density growth rate, they will enable capabilities and features that are not possible at an attractive price with SSD. 4. Fabrication Methods for Patterned Media 4.1. Lithography Patterned Media When fabricating uniform nanoarrays with well-defined position and size, lithography patterning is the first nanoprocessing technology that researchers think about. The discrete island of patterned media should be patterned based upon the perpendicular recording media [1]. The material used today for the magnetic film in current magnetic recording technology is CoCrPt polycrystalline alloy with some addition components such as B or Ta. During the annealing process, the added elements improve the compositional segregation into magnetic grains which is high in Co and surrounding nonmagnetic region which is low in Co [6]. The magnetic grains has their easy axes perpendicular to the disk plane in perpendicular recording media, while are parallel to the disk plane in longitudinal recording media. PMR is preferred as a base point for the fabrication of patterned media because it provides better writability (write field = 4irM,, [7] twice larger than longitudinal recording), better orientation uniformity, extended higher areal density and was well established recently. 4.1.1. Conventional lithographytechniques Refer to table 4-1 for a summary of the conventional lithography techniques. These techniques are said to be conventional because they are all top-down approaches for fabricating nanostructures. Some of them are high resolution techniques which were developed and commercialized in recent years such as E-beam lithography and nanoimprint lithography. From the discussion of the patterned media requirements, well ordered nanoarrays with periodicity less than 50 nm need to be fabricated for patterned media, which implies a minimum resolution of 25 nm. By examining the resolution limit of each listed lithography method, it can be found that only EUV, X-ray, E-beam lithography, focused ion beam lithography and nanoimprint lithography can satisfy the resolution requirement. However, EUV lithography and X-ray lithography are extremely expensive because of the requirement of complex optical system, stringent requirements of the masks. For an areal density of ITb/in 2, even higher resolution (-12 nm) is needed which challenges the state-of-art high resolution lithography techniques. Focused ion beam lithography is more expensive compared to E-beam. Therefore, only E-beam lithography and nanoimprint lithography will be discussed here. I Fabriction mthodsResoluion () IB Limiation I Conventional optical lithography R = kLNA Low resolution, state-of-art: R - 60 nm Extreme ultraviolet lithography X- 10-14 nm, R - 30 nm Strongly absorbed by almost all the materials, special mask needed X-ray lithography ?,- 0.2-10 nm, R - 20 nm Besides the same problems above, high intensity x-ray source needed Interference lithography R = /?2sinO Difficult to obtain circular pattern Electron beam lithography R -- 10 nm Low throughput, high cost, 4 Focused ion beam lithography R - 10 nm Low throughput, high cost Nanoimprintlithography R ~ 5 nm demonstrated .... .. (Fig. 4-3) [31] ~----- proximity effect Resolution relies on stamp fabricated by other methods such as E-beam, high cost of stamp, stamp wear and lifetime Table 4-1: A summary of conventional lithography methods with comparisons of resolution limits and other limitation [32, 33]. Let us look into scanning electron beam lithography (SEBL) first. SEBL can write patterns of almost all arbitrary shape with high resolution (-10 nm) by scanning the electron beam through the resist surface with no need of mask. The patterns are divided into pixels and defined using computer-aided design (CAD). The pixel size is determined by the size of the electron beam, and it takes longer time to write larger pattern areas with more pixels. A beam blanker is used for stop the electron beam from reaching the resist area without pattern. Large area of pattern is divided into many fields within which the electron beam is defected to the exposure pixel and stage movements are not needed (fig. 4-1) [33]. Refer to table I in appendix 3 for various actual field dimensions corresponding to different combinations of pixel size and digital field size. 4 Proximity effect in E-beam lithography: during an e-beam exposure of the resist, the interaction region with electrons is larger than the size of the incident probe due to elastic and inelastic scattering of the electrons in the resist and substrate materials. Distortion or blurring of the transferred pattern happens from this effect. A field Fig. 4-1: A schematic drawing showing the concept of pixel and field. The total scanning time is limited by: (1) resist sensitivity; (2) beam current; (3) data rate limits on the tool; (4) stage motion; and (5) shot noise limitations on resolution [34]. Refer to table II in appendix 3 for exposure time/pixel transfer rate with respect to resist sensitivity and current density, and typical data rates for different SEBL types are shown in table III. The beam spot size can be calculated using expression: d = (4i/K2B)/2 a, where numerical aperture/half angle a (Eq. 2.6) 10-3 ,i is the beam current related to brightness (B), which varies for different electron sources. The beam current density is related to the source brightness by: J = rcBa 2 (Eq. 2.7) The exposure time per pixel or the dwell time per pixel is: t, = S /J, (Eq. 2.8) where S is the resist sensitivity in C/cm 2 (or e-/nm 2 /pisec). The second high resolution lithography technique to be discussed here is nanoimprint (refer to fig. 4-3 for 5 nm feature size demonstrated). There are mainly two groups of nanoimprint lithography (fig. 4-2): a) thermal nanoimprint. In a standard T-NIL process, a thin layer of imprint resist is spin coated onto the sample substrate. Then the mold, which has predefined topological patterns, is pressed into the resist under certain pressure and at elevated temperature which is above the glass transition temperature of the resist polymer. After being cooled down, the mold is separated from the sample and leave resist pattern on the substrate. Finally, a pattern transfer process such as reactive ion etching transfer the pattern in the resist to the underneath substrate. b) UV nanoimprint/step-andflash lithography. In UV-NIL, Photo curable (UV sensitive) low viscosity resist is applied to the sample substrate. Then the mold made of transparent material such as fused silica is brought into contact with the resist, which is cured in UV light meanwhile and solidifies. After mold separation, a similar pattern transfer process is used to transfer the pattern in resist onto the underneath substrate [35]. a) b) j .9 Fig. 4-2: a) thermal nanoimprint; and b) step-and-flash nanoimprint processes [36]. (a)SiO, NIL Mold (b) NIL Poilymer imprint (b) NILPolymerImrn h.- Ai R nm (nntnrtr. '" Fig. 4-3: The 5 nm feature fabricated using UV-NIL. 4.1.2. Templated self-assembly of diblock copolymer lithography After the invention of nanoimprint lithography by Stephen Chou in 1995 [37], people proposed to use this cheap and high resolution technique to enable the mass production of patterned media [4, 17, 35, 36, 38]. However, a master stamp/mold with large area of nanoarrays still needs to be fabricated using other high resolution lithography method such as E-beam lithography. The time and price of making such a stamp using E-beam is enormous and not practical, which scares HDD manufacturers to pursue it (cost estimation will be provided later). A cheaper way to fabricate the stamps is using templated self-assembly of diblock copolymers. Self-assembly of diblock copolymer has been demonstrated as a promising template for nanoscale lithography since 90th. Diblock copolymers A-B consist of two chemically different polymer chains or blocks A and B joint together. Because of connectivity constraints and the incompatibility between the two blocks, if A and B do not mix, the copolymer film spontaneously self-assemble into ordered point-like or linear patterns over a large area of alternating chemical composition at equilibrium [39]. General processing steps are firstly depositing a thin polymer spin-coating of films using polymer solutions in toluene onto the desired substrate and the film thickness is controlled by varying spinning speed and polymer concentration. The films were annealed around range 100 0 C-2000 C which is a temperature above glass transition temperatures of the polymers, for significant long time to obtain well-ordered morphologies. Upon annealing, block copolymers self-assemble into nanometer scale domains to minimize the free energy of the whole system [40, 41]. Either block could then be selectively removed due to their chemical or physical properties dissimilarities, leaving nanostructures of the other block which can be used as mask for lithography. The microdomain patterns are transferred directly to the underlying substrate [42]. The morphology of the phase largely depends on the volume fraction of the blocks at a given XN [43]. Spherical morphology is patterned media applications. The domain period depends on the segment length of the polymer, the overall number of segments, and the Florey-Huggins interaction parameter for a certain block copolymer [39]: << 1, disordered, unperturbed chains Nj - 10, weak segregation, fluctuations aN"/ 2 2/3 1/ 6 >> 10, strong segregation, D ~aN where ' (Eq. 2.9) is the Florey-Huggins interaction parameter, N is the overall number of segments/monomers, and a is the segment length. From this theory, in order to get islands-sea microstructure with minimized nanoscale domain size for patterned media, it is not only necessary to control the volume fraction of each block, but also very important to choose the diblock copolymer with high X. In addition, the polymers should have good etching selectivity between the two blocks to make lithography process feasible. It is possible in theory for diblock copolymers to self-assemble into ordered periodic structures at the molecular scale (5 to 50 nm) [44], however, the smallest domain size demonstrated in experiment is 18 nm which has not met the requirement for 1Tb/in2 areal density. Dense periodic nano-arrays of holes and dots with feature size down to 20 nm have been fabricated on a silicon nitride coated silicon wafer using asymmetric polystyrenepolybutadiene (PS-PB) and PS-polyisoprene (PI) diblock copolymers [42] (see fig. 4-4). Fig. 4-4: a) SEM micrograph of a partially etched, ozonated monolayer film of spherical microdomains. PI domains were exposed as holes which appear darker after the continuous PS matrix at top was taken off; b) SEM micrograph of hexagonally ordered arrays of holes in silicon nitride on a thick silicon wafer. The pattern was transferred from a copolymer film such as that in a). However, diblock copolymer as a self assembly system suffers common problems of selfassembly such as defects and lack of long-range order. Topographically [45]/chemically [46] patterned substrate can be used to template/guide the self-assembly of diblock copolymer for fabrication of defect-free nanostructures with long-range order. Paul Nealey's group from Wisconsin Research proposed chemically patterned imaging layer on the substrate formed by interference patterns of two or more extreme ultraviolet EUV beams. The patterned surface manipulates the wetting behavior of diblock copolymer films and guides the spatial microphase separation of PS-polymethylmethacrylate (PMMA) in their experiment, which transfers the imaging layer pattern to polymer film [46, 47]. However, the feature and domain size formed by this technique depends on the imaging layer patterned by other lithography method. It seems not really manifesting the good features of diblock copolymer self-assembly lithography such as high resolution and low cost. Another approach is to use topographical templates such as trenches or shallow grooves. J. Y. Cheng and C.A. Ross et al from MIT have experimentally and theoretically (free energy minimization) designed topographical templates (grooves) which can lead to precisely modulated diblock-copolymer nanostructures with controllable spatial arrangement of sphere arrays [48, 49]. By combining top-down and bottom-up nanofabrication, templated self-assembly of PS-polyferrocenyldimethylsilane (PFS) block copolymer gave perfect, close-packed arrays of PFS spheres with long range order in PS matrix. Very few defects were observed up to 12 rows with a long range order of at least 2 0acros long (acro,,,,, is the centre-to-centre spacing shown in fig. 4-5 a, right, which is 28.6 nm for this polymer). A preferential wetting brush layer of PFS molecules (see fig. 4-5 a, left) were found both at the bottom and sidewall of the silica grooves, which has a thickness t ~10 nm. It was assumed that the preferential wetting layer on the vertical sidewalls of the groove drives the domain ordering [50]. The key in this technique is to ensure the width of the groove to be commensurate with the ideal periods for desired number of sphere rows, which were determined in their experiment (see fig. 4-5 b and c) [49]. When the groove width is incommensurate with the ideal period, the resulting block copolymer domains have defects and are compressed or expanded to fit the groove. Near-perfect arrays of N rows of islands formed for a confinement width W where (N - 0.5)d < W < (N + 0.5)d. Confinement width is the actual groove width minus the thickness of two brush layers on the wall, and d is the equilibrium row width and is 24.8 nm for this polymer (see fig. 4-5 a, right) [49, 50]. For example, in order to fit N = 9 rows of stable spherical domains, the confinement width is 8.5-9.5d. And the actual groove width can be calculated to be Dgroove = Wd + 2t = 230.8255.6 nm. I:: a) ::::I · : 000 94Ode *d* ° ° ° 0 0 b) 13 i 12- C) 11- - 10 1 12 is Confinement width (d) Fig. 4-5: a) schematic drawings of spherical PFS domains in PS matrix and equlibruim row width d; b) Plan-view scanning electron micrograph of ordered arrays of PFS domains with N = 2 to 12 rows; c) The number of rows in the groove, N, plotted against confinement width, W, showing the widths at which arrays with N rows are stable. The confinement width is expressed in terms of d, the equilibrium row spacing, which is 24.8 nm in this polymer. Similar studies were also done by K. Naito et al. in Toshiba research team using PSPMMA. A paper reporting their demonstration of a 2.5 inch disk with patterned nanoarrays (fig. 4-6) was published [38]. However, the island size formed is around 40 nm which is too large for patterned media application. Also, their study did not show a precise control of the groove width over number of nanoarrays rows. It seems that they have little control over the domain size and groove width for precisely modulated diblock copolymer nanostructures. Nevertheless, it is the first patterned media prototype fabricated by topographically templated self-assembly of diblock copolymer, which shows the feasibility of this technology for patterned media application. Patents were granted on their work [51-53]. Co74Cr6Pt, dot Fig. 4-6: Demonstration of 2.5 inch disk with patterned nanoarrays by K. Naito et al. 4.2. Self-Assembled Nanomagnets Patterned Media/Nanocrystal Superlattice Nanocrystal (NC) superlattices have attracted increasing attention since they were first reported in 1989 [54]. The general approach is to firstly chemically synthesize the nanoparticles, and then spread the colloids on the substrate and let the carrier solvent to evaporate slowly followed by annealing [55]. Self-assembled FePt nanocrystal superlattice was reported by IBM Research Centers and Seagate Research together in 2000 [55]. Synthesis of monodisperse iron-platinum (FePt) nanoparticles by reduction of platinum acetylacetonate and decomposition of iron pentacarbonyl in the presence of oleic acid and oleyl amine stabilizers produces particle sizes available from 3 to 10 nm (diameter). The synthesized particles also have narrow size distribution with a standard deviation of less than 5%. However, these nanoparticles are not suitable for patterned media as they are paramagnetic. Thermal annealing converts the internal particle structure from a chemically disordered FCC phase to the chemically ordered facecentered tetragonal phase, which transforms the nanoparticle superlattices into ferromagnetic assemblies. However, annealing process reduces the inter-particle spacings from -4 nm to -2 nm which is too close for patterned media application (refer to fig. 4-7 below for the superlattice structure). It was claimed that the separation distance may be increased by capping ligands on the nanoparticles [55]. Later experimental and theoretical study shows that low temperature (<550 0 C) annealed FePt assembly can contain a significant fraction of superparamagnetic particles, while higher temperature annealing (>600 0 C) lead to significant aggregation of the FePt nanoparticles with the presence of undesirable ferromagnetic coupling between particles [56]. The results imply that it is very difficult to control the annealing temperature for forming desired Llo0 phase of FePt without significant nanoparticle aggregation. Although this is not yet a mature technology for fabricating patterned media, Seagate was granted a patent on selfassembly of nanoparticles such as FePt in locking patterns defined by conventional lithography method, which has similar concept as templated self-assembly of diblock copolymer discussed above [57] (see appendix 8). After this study, some researchers coated the FePt particles with coatings like SiO2 (or Fe 3 0 4 [58]) to improve the chemical ordering of FePt nanoparticles, and achieved FePt NCs superlattices with coercivity as large as 18.5 kOe 5 [15] in spite small size of 6.5 nm [59]. This implies that it can be used to increase the areal density; however, this is still conventional media technology, which is not economic as the increasing in areal density may not be able to compensate the cost. Fig. 4-7: TEM micrograph of a 3D assembly of 6 nm FePt sample made by Shouheng Sun et al. Another significant work is the self-assembled cobalt nanocrystal supperlattices over a lithographically patterned area (-100 nm by 100 nm) demonstrated by C. T. Black and Shouheng Sun et al [60]. They also obtained a patent on magnetic storage medium formed of self-assembled magnetic particles [61]. 5. Comparisons of Technologies and Possible Fabrication Schemes First of all, let us recall back previously discussed nanoprocessing techniques which are potential for patterned media fabrication: 1) scanning electron beam lithography (SEBL); 5 Oe: CGS unit for magnetic field strength, 1 Oe = 103/47 (A/m). 2) nanoimprint lithography (NIL); 3) topographically templated self-assembly of diblock copolymer; 4) self-assembly of magnetic nanocrystals. 5.1. Technique 1) and 2) Among these techniques, the first two (SEBL and NIL) are top-down methods which are mature and commercialized technologies, with companies providing lithography facilities, materials, masks and services. The nanoimprint lithography business emerged in the late 1990s, started with Nanonex and Obducat. EV Group, Molecular Imprints and Suss also announced tools subsequently. Molecular have recently released one new system to Hitachi - "IMPRIO HD 2200" especially for development of patterned media. Toshiba also says it has shipped a few systems from it, mostly in Japan [62, 63]. Today's leading-edge 193 nm immersion optical scanners (- 60 nm feature size) sell for as high as $40 M. In contrast, a state-of-the-art nanoimprint tool may sell for up to $10 M, and most nanoimprint tools sell for as cheap as $100,000 [62, 63]. By comparison, the price of SEBL facilities is generally above $4 M [64]. However, nanoimprint needs master stamp generated by other high resolution lithography method, which can be quite expensive too. 5.2. Technical Barriers of 3) and 4) for Patterned Media Fabrication The latter two techniques involving self-assembly (bottom-up) are still in research stage. And in order to achieve long-range order for patterned media application, self-assembly is usually combined with top-down methods, which provides topographical template for self-assembly processes. The structures made by technique 3) showed in the experiment give defect-free long-range order area of around 300 nm by 400 nm [49]. However, for patterned media, we need to make defect-free nanostructures of even longer-range order (- cm). Cheap and convenient characterization methods are needed for examination of defects; signal processing techniques need to be developed for error detection and correction to accommodate for the defects if there are. Technique 4) which is selfassembly of magnetic particles not only has the same problems as 3), but also, FePt nanoparticles with very small dimension (3-10 nm) are not ferromagnetic without annealing while the NCs tends to aggregate after annealing. Also, the separation distance between NCs is too small for patterned media. Therefore, both 3) and 4) technologies have problems and are not ready for patterned media. However, the last one which evolves more complex chemistry has relatively high technical barrier currently, thus more studies need to be done to further prove its feasibility as a fabrication method for patterned media. In contrast, the diblock copolymer self-assembly system has been proved in a patterned media prototype [38]. It is also more flexible which can adjust to a range of groove width commensurably, compared to magnetic hard particles (colloid) self-assembly in which defect-free ordering only occurs for certain widths [49]. In the case of guided self-assembly of diblock copolymer, we do not need to write the bit one by one, islands will form by self-assembly. However, circular grooves are needed to facilitate the ordering, otherwise, the self-assembled nanoarrays lack long range order (a necessary requirement of patterned media). As templates such as grooves are needed to guide the self-assembly process, the area available to pattern the nanoarrays is reduced and therefore smaller bit dimension is needed to achieve the desired areal density compared to whole surface patterning. According to studies mentioned by K. Naito et al, their groove widths varies from 60 nm to 250 nm, and the land spacing between grooves was kept as 400 nm [38]. A schematic drawing below (not to scale) shows the grooves needed to guide self-assembly of diblock copolymer within them. The Ni master disk stamp with these circular groove patterns were purchased from Nikon Corporation (price unknown) [38] and in the experiment of Ross et al, they used E-beam to draw the groove patterns [49]. Groove width: 60-250 nm Spacing: 400 nm Fig. 5-1: A schematic drawing which shows the grooves and spacing dimensions formed by the Ni master stamp in the experiment by K. Naito et al. The data density is thus only a fraction of the potential density with nanoarrays on the whole surface. This fraction can be estimated as f = the width of the grooves and Dspacing groove , where Dgroove is Dgroove +Dspacing is the width of inter-groove spacings. Let us use the experiment results of Ross et al. as an illustration to calculate the areal density generated by this technique. W rows of polymer nanoarrays are formed in the groove with row spacing of d and inter-particle spacing of across. The areal density in the patterned area can be calculated as: x 101 x 2.542 (bits / in 2 ) across X Ogroove The whole disk areal density can be estimated by: Areal density of patterned area x f ( f = groove Dgroove + W x 2d x (Wd + 2t) 2= W +2 (Wdx+2) Wd +2t +Dspcing spacing 1014 x 2.54 2 (bits/in2) x 1014 x 2.542 (bits /inch 2 ) D-) 2 2 dWd+ t+Dspacing * * o a,- = 111 1 d -- o =24.8 nMI 2 "? Fig. 5-2 [49]: Schematic drawing showing the row spacing d and particle spacing across. Where d is the equilibrium row spacing, W is the number of rows, t is the thickness of polymer brush layer. Substitute the actual experimental values of d = 24.8 nm, W=12 (maximum), t = 10 nm [49] into the formula, and let Dspacing =100 nm, we get total areal density of648Gb/in2 . Therefore for this technology to be applied for patterned media fabrication to achieve 1Tb/in 2 areal density, more research is needed to further reduce the periodicity or domain size of the diblock copolymer self-assembly systems. The size of the spherical nanodomains depends largely on the length of the blocks and the FloreyHuggins interaction parameterX as discussed in earlier section. More R& D work needed to achieve smaller domain size and longer-range order (- cm) in which we could contribute and generate value. 5.3. Possible Patterned Media Fabrication Schemes Technically speaking, possible fabrication schemes of patterned media are: A) SEBL+NIL; B) topographically templated self-assembly of diblock copolymer + NIL; C) self-assembly of magnetic nanocrystals. A schematic drawing below shows the current technological barriers for the three fabrication scheme with respect to technology evolution timeline. Scheme A) has the lowest technological barrier because both SEBL and NIL are relatively mature and commercialized technologies. The only problem is that the resolution of current SEBL can only reach 10 nm generally, and proximity effects also affect the quality of dense features like which in patterned media. Scheme C) has the highest technological barrier while scheme B) has medium barrier compared with the other two. The reasons were stated above when discussing the technological barriers of templated diblock copolymer self-assembly and NCs superlattice respectively. Technological Barriers Fig. 5-3: Comparisons of the technological barriers among fabrication schemes A), B) and C). PART II: COST, IP & BUSINESS MODEL 6. Cost Estimations and Comparisons for Fabrication Schemes 6.1. Comparison of Cost: Scheme B) vs. Scheme A) - Templated Diblock Copolymer Self-Assembly vs. SEBL Using self-assembly of diblock copolymer guided by circular groove to fabricate the stamp is a relatively cheaper method compared with E-beam lithography. After the stamp is made, the following cost in the next step is not significant compared to the stamp cost because mass production is enabled by using nanoimprint lithography. Also, you can use the father stamp to make many daughter stamps using nanoimprinting. Below is an approximated calculation to show how much usage of E-beam lithography equipment costs to write a 2.5 inch disk area with island dimension of 10 nm which gives an areal density of 1.5 Tb/ inch2 . Let us consider the data rate and the stage moving/settling time as the limiting factors for total scanning time. By approximating the stage moving/settling time to be 4 sec from field to field [34] and assuming 10 nm pixel size (one pixel for one magnetic island), the total writing time for JBX-9300FS EBL System (microelectronic research center, Georgia Tech) (50 MHz)to pattern a whole 2.5 inch (6.35 cm) disk surface with 14 bit (164 pm) field (table I, appendix 3) can be estimated: t,ota,= ntdata + Ntsettle,, = (n -2x 10-'+N N. 4)sec 6.35cm)2 N= Ato Afield - 2 (1642pm) x0.65mm) n=N( 20nm 2 31.7cm 2.7 x 10-4 cm =10 9 N toa = (24sec)N = 800hrs m 33days 2 1.2 x 105 To estimate the E-beam equipment usage cost per hour, we use JBX-9300FS EBL System (microelectronic research center, Georgia Tech) as an illustration. The equipment specifications and its usage cost can be found in appendix 4. It is estimated to be $1600/hr for industrial usage. Cost of E-beam equipment usage for pattering a 2.5 disk with 10 nm island size is thus: 800hrsx $1600 / hr = 1.28millon Plus all the cost, the total cost per one stamp easily exceeds 1 million. Comparing this value with the total revenue 32.8 billion of the whole HDD industry for year 2007, it can be concluded that the cost of the stamp is significant. As calculated based on experimental results, we get total areal density of 648Gb/in 2 by templated self-assembly of diblock copolymer with inter-groove spacing widths of 100 nm. If we can form smaller domain sizes (imply smaller d), the areal density can be further increased till comparable with that made by E-beam lithography. While the cost of this technique is about 50 times lower than E-beam. To estimate the cost of a stamp made by templated self-assembly of diblock copolymer, we need to know the cost of the master stamp with spiral patterns. The price of this master with feature size down to 100 nm can be estimated to be around $16,000 according to nanoimprint vendors [65]. Because the materials cost of polymers is not significant (- $300) compared to spiral patterned master cost, and plus the furnace cost (-$1000), spin coating machine (-$2000) cost, the total cost will be around $20,000. 6.2. Comparison of Cost: Scheme B) vs. Scheme C) - Diblock Copolymer vs. Magnetic Nanoparticles Both technologies use the same concept to achieve well-ordered nanoarrays. Both need templates/locking patterns to guide the natural self-assembly processes. The difference is that by scheme c), the magnetic islands assemble in one single step with no nanoimprint lithography process followed. Self-assembly of diblock copolymer, however, is just used to fabricate the stamp which is then used to nanoimprint the resist on disk substrate and finally the pattern is transfer to the magnetic layer by etching, leaving magnetic nanoarrays. This does not mean that NCs supperlattice is cheaper, because the same set of nanoimprint lithography steps is still necessary to imprint the groove patterns per one disk. That means that these two technologies would incur almost the same cost per disk assuming that no big difference in the materials cost (provided cheap and large amount supply of NCs). And the throughput may be lower which is limited by the self-assembly time of NCs. 6.3. Proposed Fabrication Scheme: Scheme B) Table 6-1 gives a summary of comparison between technologies for making patterned media discussed above from aspects including cost, throughput, technical barrier and overall commercialization potential. We can see that scheme B) has medium technical barrier and is the most promising one for mass fabrication of patterned media when cost per bit comes into consideration. 1 c•, v-lu. Ivllv at U3 ~ vi Lo"ACcullliUSIU~1 patterea meala Iaoricatlon. The general fabrication process would be (refer to fig. 6-1): 1) lithographically pattern the concentric circular grooves on a mold substrate (can purchase from vendors); 2) let the diblock copolymer to self-assembly in the groove, forming islands-in-sea nanostructure; 3) selectively etch away one polymer and transfer the pattern to the stamp substrate; 4) use the stamper to nanoimprint the patterns onto the PMR disk. -• --. ,, (ion milling) e4:-- mstering by LBR I EBR stamper nann Imnrlntinn self-assembling Fig. 6-1: A schematic drawing [17] of patterned media fabrication scheme B), the spiral patterns on the master stamp can be generated by other lithography methods or purchased from vendors. Fig. 6-2: Dots with a diameter of 17 nm imprinted by Obducat's nanoimprint tools [66]. One problem with templated self-assembly of diblock copolymer as mentioned previously is that you can not have nanodots on the whole disk surface, which means that the spacing land between grooves is a waste. In order to achieve the same areal density as whole disk patterning, the island dimension should be reduced by a factor of 1/f. And largefapproaching 1 is preferred for higher density. However, large f means spacing size as small as possible is required and this requires higher resolution lithography methods which implies higher cost. 6.4. Cost Modeling for Scheme B) The throughput of SindreTM nanoimprint tools from Obducat is said to be 1200 disks/hr which gives a throughput of 10 M disks/year [66]. One nanoimprint tool costs around $500,000 for printing areal density of 0.5Tb/in 2 [66]. The cost of the master stamp with spiral pattern is $20,000 as estimated before to give disk areal density of 648Gb / in 2 . Cost modeling is done for 2.5 inch disks assuming only one nanoimprint tool is purchased with the prices of the tool and stamp rise when the areal density doubles. We can see that there is a huge potential for patterned media to bring higher revenue for HDD industry, provided a successful implementation of our fabrication scheme. Throughput (million disks/year) Table 6-2: Cost modeling for 2.5 inch patterned media with areal densities of 0.5, 1, and 2 2 Tb/in , assuming one nanoimprint system is working. 6 Fixed cost is estimated by cost per GigaByte (GB) of the current HDD media which is around I cents, and the current PMR areal density of 240Gb/in2 It should be mentioned that similar cost modeling can also be done for scheme A), with the only difference in master stamp price (change from $20,000 to $1 M). This would cause the increased revenue to be reduced by $0.98 M, which becomes not so significant for higher areal density. In other words, although the cost of making the stamp using Ebeam is 50 times more than using templated self-assembled diblock copolymer, it is only a one time cost which would not be significant for mass production of ultra-high density patterned magnetic media. That means, even if by scheme A), we can still achieve similar increase in revenue by implementing patterned media. In fact, in order for patterned media HDDs to be shipped as soon as possible provided other challenges of head sensor, flyability and signal processing are all solved, scheme A) can be a choice because more R&D are needed for templated self-assembly of diblock copolymer as discussed, which is not expected to be ready before 2011. 7. Patents Relevant to Patterned Media and Fabrication Methods Intellectual property issues (mainly patent) can be tricky, while it is a must consideration when doing business. Different countries have different legislation and regulations for patent. Globalization of business value chain requires careful examination of patent system in specific countries. Although a patent grants a monopoly, the rights created by a patent are only valid within the territorial boundaries of the particular nation granting the patent, absent a treaty between that nation and other countries. To enjoy similar rights in foreign countries, the inventor must generally obtain separate patents from the governments of each of those countries. However, some countries are signatories to regional and international treaties that allow a patent granted by one country to be enforceable in a several countries [67]. According to US patent law [68], a U.S. patent grants its owner(s) "the right to exclude others from making, using or selling the invention," within the United States and its territories for a period of seventeen years. What is granted is not the right to make, use or sell, but the right to exclude others from making, using or selling the invention. Current US patent system is first-to-invent rather than first-to-file which quite different from other countries. However, it is facing transforming to first-to-file. The House version of the bill Patent Reform Act of 2007 (H.R. 1908, S. 1145) has passed and the Senate version is under consideration. Patent search on patterned media and fabrication methods from several patent databases (USPTO, WIPO, EPO, and IPOS etc) was performed and the most relevant ones are summarized below in table 7-1. Pulcto No US 5587 223 US 6977108 B2 US 7115208 B2 US 7306743 B2 128567 (Application) Til sineDt fptn Dec. 24, 1996 BOARD OF TRUSTEES LELAND STANFORD, JR. UNIVERSITY Recording medium including KABUSHIKI KAISHA Dec.20, 2005 patterned tracks and isolated TOSHIBA regions High density magnetic information storage medium aetofc ------ USPTO (US) USPTO (US) Method of manufacturing recording medium KABUSHIKI KAISHA Oct. 3, 2006 TOSHIBA USPTO Recording medium, method of manufacturing recording medium and recording apparatus Method and apparatus for manufacturing patterned KABUSHIKI KAISHA USPTO ec. 11, 2007 (US) TOSHIBA (US) KABUSHIKI KAISHA un. 2, 2006 TOSHIBA (ile date) IPOS (Singapore) SEAGATE TECHNOLOGY LLC May 9, 2006 USPTO SEAGATE TECHNOLOGY LLC Dec. 14, 2007 EPO (European) INTERNATIONAL BUSINESS MACHINES CORPORATION HITACHI GLOBAL STORAGE TECH Dec. 19, 2000 USPTO media US 7041394 B2 Magnetic recording media having self organized magnetic arrays EP1855273 (A2) Data storage device with bit patterned media with staggered islands US 6162532 US 7312939 B2 Magnetic storage medium formed of nanoparticles System, method, and apparatus for forming a patterned media dish and related disk drive architecture for head positioning EP1710789 (A2) Apparatus, method and HITACHI GLOBAL system for fabricating a STORAGE TECH patterned media imprint master (US) (US) Dec. 25, 2007 USPTO Oct. 11, 2006 EPO (European) Table 7-1: List of patents on patterned media and fabrication methods. (US) Recall the proposed fabrication scheme for patterned media ("topographically templated self-assembly of diblock copolymer lithography" for stamp fabrication + nanoimprint lithography for disk media mass production), we can see that Toshiba owns the most relevant patent - US 73067h43 B2 [53] and they filed applications both in US (granted) & in Singapore. However, they only claimed "recording medium including patterned tracks and isolation regions" and fabrication concept of making the grooves and islands [52, 53, 69], not "topographically templated diblock copolymer self-assembly lithography". The patents of Toshiba are based on research work of K. Naito et al mentioned in part 1: technologies [38]. Patent US 7041394 B2 and EP1855273 (A2) of Seagate is based upon the research work on FePt NCs superlattice mentioned in part 1: technologies [55]. And US 6162532 by C. T. Black and Shouheng Sun et al is also on self-assembled magnetic nanoparticles for magnetic recording application [60, 61]. Hitachi's patents (US 7312939 B2) filed both in US and European Union is to lower the cost of SEBL patterning method for patterned media by making use of the symmetric geometry of the disk. Patents on critical technologies for the proposed patterned media fabrication scheme are summarized in table 7-2: UNIVERSITY OF MINNESOTA i US 6719915 B2 Step & flash imprint lithography US 5948470 US 7347953 g ! Table • 7-2: • Apr. 13, 2004 C. G. Willson and M. E. Colburn Method of nanoscale NONE patterning and products made thereby Apr. 22, 1998 Harrison et al. Methods for forming improved self-assembled patterns of block copolymers Mar. 25, 2008 Charles T. Black, Ricardo Rulz, and R. L. Sandstrom • T 4 List of 4 other REGENTS OF THE UNIVERSITY OF TEXAS SYSTEM a important patents INTERNATIONAL BUSINESS MACHINES CORPORATION for patterned media fabrication. One of the first two technologies above [70, 71] (already commercialized) is required for mass production once we make the stamp using our technology. Patent US 5948470 is about using diblock copolymer self-assembly to make patterns [72] which based on the research work of Harrison et al mentioned before [73, 74]. Although our technology is superior than the one described in the patent, we may need to seek assistance of a patent lawyer to apply for a new patent or acquire license. The last one is US 7347953 from C. T. Black et al, which is about self-assembly of block copolymer restrained in a trench to produce defect-free nanostructures. Although this patent did not specifically mention the ability to produce controllable nanostructures long-range order by topographically templated self-assembly of diblock copolymers, it needs to be paid attention if filing a new patent. It should be mentioned that if apply a new patent, we should apply internationally, especially in disk manufacturing countries: US, Singapore & Malaysia. 8. Value Chain and Business Model 8.1. Structure of HDD Value Chain and Our Value Proposition Hard disk drive (HDD) industry is a very dynamic industry with revenue more than $30 billion. It is an essential component for computer industry (including PC, laptop, and server) and also becomes important in consumer electronics industry (such as PDA, digital audio/video players) in recent years. The main steps in the HDD value chain are summarized in fig. 8-1. The four main branches in the value chain[75] are: 1) electronic: includes semiconductors, printed circuit boards (PCBs) and their assembly, 2) heads: devices for read/write the data which are manufactured with labor-intensive subassembly activities, such as head-gimbal assembly (HGA) and head-stack assembly (HSA), 3) media: the magnetic disk for storing the data, 4) motors: mechanical devices to spin the media with extreme precision. Our technology will generate value in the third branch which is the fabrication of the recording media. Component fabrications Subassembly Final assembly Motors Where we come in i- Head-disk assembly · - Head-gimbal assembly -+ Head-stack assembly Semiconductors, PCB stuffing and other electronics assembly Final assembly Testing Fig. 8-1: HDD value chain. 8.2. Globalization of HDD Value Chain Fifty years ago, most of the production and assembly activities were done in US. The globalization has rapidly changed the structure of HDD value chain, which now involves multi-nationals (see fig. 8-2). Producers locate discrete steps in the value chain around the world for various reasons such as labor cost, policies, intellectual properties etc. We can identify that the productions of the media disk are mainly located in US, Singapore and Malaysia. Such globalization phenomenon is important for starting manufacturing fab and patent applications. Fig. 8-2 [76]: The globalization of the disk drive supply chain. 8.3. Current HDD Market and Top Players 2007 was a year to remember for HDDs, with shipments reaching 516 million units, up from 434 million in 2006. Factory revenue rose to $32.8 billion, up from $31.2 billion in 2006, reported by iSuppli [2]. Traditional HDD markets like PCs and servers will continue to grow solidly over the next five years, aided primarily by demand from countries such as India and China. And CE (consumer electronics) markets like personal video recorders (PVRs), automobile navigation systems, digital audio/video players and a host of other devices will together propel the HDD industry to ship nearly 750 million drives in 2010, predicted by Trend Focus [3]. iSuppli also reported that Seagate Technology LLC maintained its lead in the global HDD market in 2007, with its share of shipments rising to 34 percent, up from 33.1 percent in 2006. The company shipped 175 million HDDs in 2007, up 22 percent from 144 million in 2006 [2]. Fig. 8-3 shows the worldwide HDD shipment share of major HDD manufacturers in 2007 and table 8-1 summarizes the top three players with their 2007 shipments and share respectively. 2007 Worldwide HDD Shipment Share (Percentage of Unit Shipments) Samsung Excelstor 1.4% Tosh 7.2 !agate 3,9% Fujitsu 6 9% Hitachi 17.3 , WDC 22.0% Fig. 8-3: Worldwide HDD shipment share of 2007 (source: iSuppli [77]). Rank Co inpa 11 yIla "Ie Shipments (Inillion) I#1 ISeagate Technology LLC (US) 1 I #2 #3 LI estern Digital Corp (US) itachi Global Storage (Japan) I 1 189 sha re (Iyo) I~ 34 I 122 17.3 Table 8-1: Top three HDD players with their unit shipments and share of 2007. 8.4. Proposed Business Model and SWOT Analysis A business model mainly consists of six parts: 1) value proposition: what do we do to generate value, 2) Target market segments: who are our target customers, 3) Position in the value chain: what is our function in generating the value in value chain, 4) Cost & revenue model: how do we generate value, 5) Position in value network: identify our competitors, partners, and complementors, 6) Competitive strategy: can we compete and what are our competitive advantages. These six points are addressed respectively below: 1) Value proposition We produce cheaper nanoimprint stamp and disk of patterned media 2) Target market segments HDD manufacturers 3) Position in value chain Patterned media disk supplier 4) Cost & revenue model Lower the cost of stamps therefore lower the unit cost per media (Compared with E-beam lithography and other existing high resolution lithography techniques) 5) Position in value network - Competitors a) Existing competitor: conventional media supplier such as Showa Denko b) Emerging technology: heat assisted magnetic recording (HAMR) Mechanisms and problems and HAMR were discussed in chapter 3: competing technologies. We can see that there remain many issues in this technique such as design a read/write head integrated with a laser of -20 nm optical spot size, thermally induced mechanical problem etc. HAMR seems has a long way to come. Even if it does come before patterned media, it may not become a threat but serve as a milestone as it can be integrated to patterned media for even higher areal density. Because HAMR only provides writable head for harder magnetic materials which has reduced superparamagnetic limited size and thus it still requires -100 grains per one bit. While patterned media pattern the magnetic materials to allow one grain for one bit. Therefore, strictly speaking, HAMR and patterned media are two major proposed technologies for ultra-high density magnetic storage, and patterned media is more like an ultimate solution beyond HAMR. c) Outer competitor: solid state drives (SSD) As addressed in chapter 3: competing technologies, although SSDs provide some benefits over HDDs, today's SSDs and are up to 45 times more expensive than rival HDDs and it is facing scaling challenges with a slower scaling rate than HDDs ( refer to appendix 2). Alan Niebel, chief executive of Web-Feet Research Inc. put the average price per gigabyte at $10 for SSDs and 30 cents for hard drives. He said that "If you want to see big adoption of SSDs, they must hit $1 per gigabyte". Many analysts do not expect widespread adoption until 2011 or 2012 and by that time, hard drives are expected to cost a mere 10 cents, and perhaps as little as 3 or 4 cents, per gigabyte of storage, reported in EE times, 2007 [78]. Currently, most SSDs today are mainly for consumer electronic applications which require smaller storage capacity, and niche-oriented products for "nontraditional" drive markets such as the industrial and military sectors, said Jeffrey Janukowicz, an analyst at International Data Corp. While workhorse hard drives currently and continue to dominate the laptop, PC and server storage market with areal density increasing at a enormous rate and a dropping price (see appendix 2), SSDs must make dramatic improvements in both cost and design, together with a long "education process" before OEMs and end users understand the benefits before the PC community will consider widespread adoption, said some analysts [78]. It is also mentioned although SSDs were offered by some PC OEMs like Dell as an option for their systems, they are much more expensive and are often not widely advertised by the vendors [78]. - Partners HDD main players which are also doing relevant R&D: Toshiba, Seagate, Hitachi - Complementors Heads manufactures 6) Competitive strategy - SWOT 7 analysis (refer to table 8-2) stregth INYaknsse Nf X Lower technology barrier compared with competitive technologies Nt mt Can not build up own fab right now - patent issue and more R&D needed Capability to improve the technology X Not a mature technology as E-beam (reduce the bit size) lithography, not expected to be ready before Capability to reduce cost compared to E- 2011 beam (50 times less) j Oppo I-tun ities FirKobust, high revenue HDD market IThreats 9 I HDD manufacturers may choose E-beam Pressing demand of patterned media lithography instead for faster shipping of Possible to be granted a patent patterned media Collaboration with HDD manufacturers (virtual vertical integration) 1 Head revolution, flyability, synchronization of signals and other challenges impede final HDD assembly production Table 8-2: SWOT analysis for our business. From SWOT analysis, we can see that commercialization of our technology has a lot of strengths and opportunities, however, threats or risks is high too, especially lying in the technical barrier of complementary technologies like read/write head revolution and emerging technology such as heat assisted magnetic recording. Also, we need to take patent issue into consideration as well. 7 SWOT = strength, weakness, opportunity and threat 9. Conclusions HDD industry is a booming global industry with high revenue, and patterned media is in pressing need from HDD manufacturers to surpass the scaling limitations. With all the extensive research effort and achievements on other key complementary technologies except media fabrication such as head evolution, signal processing, flyability, patterned media HDD is on its way. Also, discrete track recording technology is under intensive development, which prepares the way for patterned media. Even if heat assisted magnetic recording may come out first, it may serve as a milestone towards the realization of patterned media. This is because patterned media can also be integrated with HAMR to further increase data storage density just as integration on the recent established perpendicular magnetic recording. Also, solid state drives will not become a threat of HDD industry in the next several years because of the much higher price. The future of HDD future is predicted to be bright provided continues high growth rate in areal density. In this thesis, we tried to address the media fabrication which is a major challenge left. In particular, we evaluated three possible fabrication schemes for patterned media, and tried to lower the fabrication cost by using bottom-up approach (self-assembly) compared with top-down approach (lithography). The fabrication scheme with the highest potential considering both technical aspect and economic aspect is to use topographically templated self-assembly of diblock copolymer to generate the stamp for nanoimprint followed by mass production enabled by nanoimprint lithography. The cost of the nanoimprint stamp of patterned media can be lowered by 50 times compared to that fabricated by electron beam lithography. However, for templated diblock copolymer self-assembly assisted lithography to be applied in real fabrication of patterned media, more research needs to be done for optimized diblock copolymer systems: combination of polymer blocks which gives high X and shorter polymer block lengths (for smaller domain size), right volume fraction for island-sea phase segregation, good etching electivity between the two blocks, last but not least, better long-range order. Provided all these improvement, it is possible to be grant a patent on this technology. 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Appendices Appendix 1: Trends and future prediction of HDD industry DISK DRIVE SALES GROWTH $billions) 50 40 30 20 10 0 -10 -20 2000 2001 2002 2003 2004 2005 2006" 2007 2008 2Q009" 2010* 20042010 CAGR: 10.04% SForecast 10,000 40%/vt 1,000 240 C Gb/in 2 d 100 Perpendicular 10 C 4, 45 43 I- C 0.1 Thin-film disk (001 ,C1 1980 1990 2000 2010 Bit oreal density of magnetic recording disks for spin stand demonstrations and for commercial ooducs. Ptterned media market entry is exocted inthe 2010-20 1timefraome. Source: Hitachi Global Appendix 2: Comparisons of SSD and HDD Areal Density of Magnetic HDD and DRAM 6 3 10 2 10 10 I -1 10 1970 1980 1990 Year Source: Hitachi Global 2000 2010 Ed Grochowaskiid 1UU 10 1 0.1 0.01 0.001 0.0001 1990 1995 2000 Year Source: Hitachi Glob al 2005 Ed Grochowski 2010 Markets and Applications of HDDs N"fl Handheld Education-use coputing de>vices WaI- a Various built-inHDDs / I,, -~·s I. rnllý atile disk for removable usagc Source: Hitachi Global Some performance benefits of SSD over HDD Total notebook shipments, millions of units SSD penetration rate 4) NANDflash based 2009 175 r1 15% Penetration of solid state drives (SSs innotebook PCs se laking off. Source: EE times 640B 79 Rea 10C0MB/;Wtal Mecatam type oens•ny Weigl :80Nts Perfornance IW Active Power consumption 200 (10200W0) 1:5000 for 0Sms Operating Vibration Shock resistance Operating temperature Acouski Noise Endurance 0%Cto 70*C Nobne MTBF>2M hoirs Source: Samsung Manr rotafIg platters 80o Read, 59MBis, V 60MB/s 86W 0.50 (22-35z) 1700 for 0.5ms 5C to 55C 03 dB MTBF r 07M hours Appendix 3: SEBL parameters A field Table I: Pixel size and field size Address grid Period digital field actual field size (pnm) (nim) 100 10 10 10 1 12 bit (4096) 12 bit (4096) 14 bit (16,384) 16 bit (65,536) 16 bit (65,536) 410 41 164 655 66 Table II: Time per pixel and pixel transfer rate RESIST SENSITIVITY CURRENT DENSITY 1 A/cm 2 2 10 A/cm-' 100 A/cm 2 1000 A/cm 2 10,000 A/cm 10-4 sec 10' sec 10" sec (10 kHz) (100 kHz) (1 MHz) 10- see 10" sec 10" (100 kHz) (1 MHz) (10 MHz) 10" sec 10f' sec 10-" sec (1 MHz) (10 MHz) (100 MHz) 10'" sec 10" sec 10- sec (10 MHz) (100 MHz) (1GHz) sec o10 10- sec 10-lu sec (1Ghz) (10GHz) (100 MHz) sec Table III: Date rate Data Rate SEBL Type 10-100 kHz Converted SEM Raith 150 (converted Leo SEM) 1 MHz JEOL model JBX 5DII 2 MHz VS-26, at MIT (converted IBM systems) 6 MHz 10 MHz EBPG (Leica) Nanowriter (Lawrence Berkeley Lab, 1996) 100 MHz VB-6 (Leica) 100 MHz 160 MHz MEBES IV, Etec Systems Considering that many research-grade tools operate at a ~ 10 MHz data rate, but have current densities of ~ 1000 A/cm , for sensitive resists, these tools are typically limited by the data rate, not by resist sensitivity. Source: Karl K. Berggren, 6.781 lee. notes (MIT), chapter 15, P20 Appendix 4: JBX-9300FS EBL system specification and charge JEZL JBD-93U7 j n "FVEDBL V0 S+tm ysemt jeolebeam-users(@grover.mirc.gatech.edu Nanolithography at Tech -4 nm diameter Gaussian spot electron beam -50 kV/100 kV accelerating voltage -50 pA - 100pA current range -50 MHz scan speed - +/- 10Oum vertical range automatic focus - +/- 2mm vertical range manual focus - ZrO/W thermal field emission source -vector scan for beam deflection -max 300 mm (12") wafers with 9" of writing area - < 20 nm line width writing at 10kV - < 20 nm field stitching accuracy at 100kV - < 25 nm overlay accuracy at 100 kV Source: http://grover.mirc.gatech.edu/equipment/index.php?id = 131 JBX-9300FS usage costs: The MiRC began charging for EBL usage on July 1, 2006. The email announcing the charge rates and an explanation of how charging is determined can be found here. The following charges apply when an individual operates the JBX-9300FS. $130/hr + overhead Georgia Tech Researchers Other Academic Researchers $130/hr + overhead $975/hr + overhead Industrial Rate The following additional charges apply when an individual is not trained to operate the JBX-9300FS and staff perform the work instead. $52/hr + overhead Georgia Tech Researchers Other Academic Researchers $52/hr + overhead $52/hr + overhead Industrial Rate Overhead rates are as follows: 36.3% for University System of GA (USG) institutions 51.0% for non-USG Universities and non-DOD federal 55.5% for DOD 55.7% for Industry Source: http://nanolithography.gatech.edu/services.html Total cost per hour: ($975 + $52) x (1+ 55.7%) = $1600 Appendix 5: Patent on patterning/lithography method by self-assembly of block copolymers 111 111 111111111 Iillll~i1111 I IliEIII IM 1111111 USUU.9464 /UA United States Patent [19] Harrison et al. [54] [76] [*] METHOD OF NANOSCALE PATTERNING AND PRODUCTS MADE THEREBY Inventors: Christopher Harrison, 807 Lake View Ter., Princeton, N.J. 08540; Miri Park, 8532 Town Ct. N., Laurenceville, NJ. 08648; Richard Register, 1 Sarah Dr., Princeton Junction, N.J. 08550; Douglas Adamson, 348 Grandview Rd., Skillman, N.J. 08558; Paul Mansky, 33 Meadow St., Apt. A, Amherst, Mass. 01002; Paul Chaikin, 121 Blackwell Rd., Pennington, N.J. 08534 Notice: This patent issued on a continued prosecution application filed under 37 CFR 1.53(d), and is subject to the twenty year patent term provisions of 35 U.S.C. 154(a)(2). [21] Appl. No.: 09/064,274 [22] Filed: [60] Apr. 22, 1998 Related U.S. Application Data Provisional application No. 60/045,019, Apr. 28, 1997. Int. CI. 6 .............................. .................... . . B05D 5/00 U.S. Cl. ................... 427/198; 427/430.1; 156/659; 156/654; 156/656 [58] Field of Search .............................. 156/60, 628, 635, 156/638, 644, 654, 646.1, 654.1, 656.1, 659.11, 643, 646, 659.1, 630, 633, 657, 660, 667, 659, 656; 427/180, 183, 43.1, 189, 195, 197, 198, 220, 221, 272, 282, 430.1 [51] [52] [11] Patent Number: [45] Date of Patent: [56] 5,948,470 *Sep. 7, 1999 References Cited U.S. PATENT DOCUMENTS 4,407,695 10/1983 Deckman et al. .................. 156/643 4,512,848 4/1985 Deckman et al. ................... 156/630 4,801,476 1/1989 Dunsmuir et al. .................... 427/430.1 OTHER PUBLICATIONS Chou, S., "Single-domain magnetic pillar array of 35 nm diameter and65 Gbits/in. 2 density for ultrahigh density quantum magnetic storage", J. Appl. Physics 1994 76:6673. Douglas et al., "Transfer of Biologically Derived Nanometer-Scale Patterns to Smooth Substrates", Science 1992 257:642. Kryder, M.H., "Magnetic thin films for data storage", Thin Solid Films 1992 216:174. Tonucci et al., "Nonochannel Array Glass", Science 1992 258:738. Volkmuth, W.D. and Austin, R.P.H., "DNA electrophoresis in microlithographic arrays", Nature 1992 358:600 1992. PrimaryExaminer--Merrick Dixon Attorney, Agent, or Firm--Law Offices of Jane Massey Licata [57] ABSTRACT Methods of nanometer pattern formation and transfer onto a selected substrate are provided wherein a selected block copolymer is coated onto the selected substrate and a component of the block copolymer is chemically modified or physically removed so that the dense periodic pattern of the block copolymer can be transferred onto the selected substrate. Substrates prepared by these methods are also provided. 2 Claims, No Drawings Appendix 6: Patent on patterned media I1IIIII 11 1111 11 11 11111I Ii1111 UII III II1111 I II111 US005587223A United States Patent [11] [45] White [54] HIGH DENSITY MAGNETIC INFORMATION STORAGE MEDIUM [75] Inventor: Robert L. White, Stanford, Calif. [73] Assignee: Board of Trustees Leland Stanford, Jr.University, Stanford, Calif. [21] Appl. No.: 270,201 [22] Filed: Jun. 30, 1994 Continuation of Ser. No. 963,562, Oct. 19, 1992, abandoned. [51] [52] Int. Ci.L ............................. G11B 5/66; B32B 3/00 U.S. Cl ....................... 428/195; 428/218; 428/692; 428/694 R; 428/694 ' 428/694 TR; 428/336; 428/900; 427/128; 427/130; 283/82 Field of Search .................................... 428/195, 218, 428/692, 694 R, 900, 694 T, 694 TR; 283/336, 82; 427/128, 130 References Cited U.S. PATENT DOCUMENTS 6/1981 Schmelzer .............................. Iii Iii ii Ii 6/1987 Sakurai ................................... 428/606 5/1988 Bishop et al. ....................... 428/557 6/1990 Krounbi .............. 428/65.5 FOREIGN PATENT DOCUMENTS 99253 3/1992 Japan. 84403 3/1992 Japan. [571 [63] 4,274,935 4,670,353 4,746,580 4,935,278 Dec. 24, 1996 Primary Examiner-Leszek Kiliman Attorney, Agent, or Firm--ClaudeA.S. Hamrick Related U.S. Application Data [58] 5,587,223 Patent Number: Date of Patent: II II II II 365/50 ABSTRACT Magnetic recording media comprising an ordered, ultra-high density array of 500 A diameter circular magnetic thin film islands on a substrate. The magnetic material supports magnetization perpendicular to the film plan, and each circular island comprises a single magnetic domain and a single 2information storage bit. An areal bit density of 10"1 bits/in can be achieved by such an array. The magnetic array is generated using a single level mask comprised of a self-ordering polymer array, either an array of polymer spheres or a regular array of polymeric blocks in a phaseseparating polymer film. 14 Claims, 2 Drawing Sheets I I I------------------- II II I I Appendix 7: Toshiba's pattern on patterned media and fabrication method of forming islands in tracks/grooves 111111 I111111111111111111111I IIIIN11111111 Ii US007306743B2 (12) United States Patent (10) Patent No.: US 7,306,743 B2 *Dec. 11, 2007 (45) Date of Patent: Hieda et al. (54) RECORDING MEDIUM, METHOD OF MANUFACTURING RECORDING MEDIUM AND RECORDING APPARATUS (52) U.S. C. .......................... 216/22; 216/41; 430/312; 430/322; 428/64.2; 29/603.01; 29/603.03 (58) Field of Classification Search .................. 216/22, 216/41,42; 428/64.2; 360/313; 29/603.01, 29/603.03 See application file for complete search history. (75) Inventors: Hiroyuki Hieda, Yokohama (JP); Masatoshi Sakural, Tokyo (JP); Koji Asakawa, Kawasaki (JP); Toshiro Hiraoka, Fujisawa (JP); Katsuyuki Naito, Tokyo (JP) (73) (21) 4,052,711 A (Continued) FOREIGN PATENT DOCUMENTS This patent is subject to a terminal disclaimer. (Continued) 62-202303 U.S. Appl. No. 10/786,290, filed Feb. 26, 2004, Fujimoto, et al. (Continued) Jul. 27, 2006 Primary Examiner--Shamim Ahmed Prior Publication Data US 2006/0263642 Al Nov. 23, 2006 (74) Attorney, Agent, or Firm-Oblon,Spivak, McClelland, Maier & Neustadt, P.C. Foreign Application Priority Data (51) Int. Cl. B44C 1/22 GlIB 5/127 (JP) ABSTRACT (57) (62) Division of application No. 11/000,170, filed on Dec. 1, 2004, now Pat. No. 7,115,208, which is a division of application No. 10/102,812, filed on Mar. 22, 2002, now Pat. No. 6,977,108. Mar. 22, 2001 9/1987 OTHER PUBLICATIONS Related U.S. Application Data (30) 10/1977 Lin et al. Subject to any disclaimer, the term of this patent is extended or adjusted under 35 U.S.C. 154(b) by 0 days. Appl. No.: 11/493,807 (22) Filed: (65) U.S. PATENT DOCUMENTS Assignee: Kabushiki Kaisha Toshiba, Tokyo (JP) ( *) Notice: References Cited (56) ......................... 2001-082436 A recording medium includes a substrate, and a recording layer formed on the substrate having (a) a recording track band, and (b)recording cells regularly arrayed in the recording track band to form a plurality rows of sub-tracks. The recording cells included in each sub-track are formed apart from each other at a pitch P in the track direction. Nearest neighboring two recording cells, each positioned on adjacent two sub-tracks in the track band, are formed apart from each other at a pitch P/n in the track direction, where 25n55. (2006.01) (2006.01) 10 Claims, 20 Drawing Sheets V 24 aq -- xXt a1 ', T KZZZZZZ222__21 S.1 2-2 21 Appendix 8: Seagate's patent on NCs superlattice technology for patterned media II1 IIIIIIIIIIIIIImlIIII III IIIIIIII 1IIll US007041394B2 (12) United States Patent (10) Patent No.: Weller et al. (45) Date of Patent: (54) MAGNETIC RECORDING MEDIA HAVING SELF ORGANIZED MAGNETIC ARRAYS (75) Inventors: Dieter Klaus Weller, Gibsonia, PA 5,851,644 5,851,656 5,942,342 5,965,194 5,981,053 5,993,956 5,998,002 6,162,532 6,262,129 6,265,021 6,541,386 6,562,633 6,602,620 2001/0006744 2002/0145826 2003/0222048 (US); Neil Deeman, Alamo, CA (US); Rene Johannes Marinus van de Veerdonk, Pittsburgh, PA (US); Nisha Shukla, Pittsburgh, PA (US) (73) Assignee: Seagate Technology LLC, Scotts Valley, CA (US) ( *) Notice: (21) Appl. No.: 10/005,244 (22) Subject to any disclaimer, the term of this patent is extended or adjusted under 35 U.S.C. 154(b) by 79 days. Filed: JP (51) 12/2000 7/2001 7/2001 4/2003 5/2003 8/2003 7/2001 10/2002 12/2003 2000-311448 * 7/2000 OTHER PUBLICATIONS Sep. 19, 2002 S.H. Charap, Pu-Ling Lu and Yanjun He Thermal Stability of Recorded Information at High Densities IEEE Transactions on Magnetics, vol. 33, No. 1, Jan. 1997. Related U.S. Application Data (60) 12/1999 Provisional application No. 60/275,969, filed on Mar. 15, 2001. (Continued) Primary Examiner-Kevin M. Bernatz (52) Int. CIL GllB 5/64 U.S. Cl. ......... (58) Field of Classification Search ............. 428/836, (74) Attorney, Agent, or Firm-BuchananIngersoll PC (2006.01) 428/836; 428/836.1; 428/848.1 (57) 428/836.1, 848.1 See application file for complete search history. References CIted A A A A A 4/1987 8/1992 5/1993 10/1995 2/1997 Mallory Daimon et al. ............ 428/402 Ito et al. Grill at al. ................. 428/65.5 Visokay at al. X X . ABSTRACT A magnetic recording disc is provided according to the present invention for magnetic recording. The magnetic recording disc includes a disc substrate having a locking pattern etched therein. Chemically synthesized iron-platinum particles are provided in the locking pattern and completely fill the locking pattern. The chemically synthesized iron-platinum nanoparticles exhibit short-range order characteristics forming self organized magnetic arrays. U.S. PATENT DOCUMENTS 4,656,546 5,139,884 5,210,673 5,462,784 5,603,766 McArdle et al. ............ 428/213 Ohkubo Hikosaka et al. Tmuong ct al. Naylor et al. ............ 428/323 Lambeth etal. Harada et al. Black et al ................. 428/323 Murray et al. ................ 516/33 Black et al. Aiba et al. ................. 438/707 Misewich et al. ............. 438/3 Kikitsu et al. ........... 428/694 T Saito ................. 428/694 TM Zangari et al. ............. 360/135 Asakawa et al. .......... 216/2 (Continued) Prior Publication Data US 2002/0132083 Al 12/1998 12/1998 8/1999 10/1999 11/1999 11/1999 May 9, 2006 FOREIGN PATENT DOCUMENTS Dec. 3, 2001 (65) A * A A A A * A A A * B * BI BI* BI * BI * Al* Al* Al* US 7,041,394 B2 15 Claims, 5 Drawing Sheets al 0%0% AA 2 0I