Notes on the Promotion and Tenure Process 2009

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Notes on the Promotion and Tenure Process
2009
1. Candidate Prepares Part 1 of the Portfolio. Candidates have the right to decide what to include in
the portfolio. A suggested table of contents is provided on the Provost’s website.
2. Voting on P & T Committees. Members of P & T Committees can vote on applications for those
seeking the same or lower rank as the committee member, and for those seeking tenure status that
the members already have. Departments without a sufficient number may “borrow” faculty
members from a related discipline. No committee member is to participate in P&T committee
discussions or to vote at more than one level.
a. Notice of recommendations. A copy of each recommendation from a P & T Committee, a Chair,
and the Dean is to be given to the candidate promptly after each decision is made. Disclosure should
include the vote tally, if a vote was taken, unless the department or academic unit guidelines require
that the vote tally be kept confidential. A copy of the recommendation should be given to the
candidate regardless of whether it is positive or negative and a copy is to be included in the portfolio.
b. Opportunity to respond. Candidates should be given a reasonable opportunity to respond to each
recommendation. This period is usually 10-14 days and should be specified in a letter to the
candidate from the P&T committee chair or the dean. The response from the candidate is to be
added to the portfolio.
c. Review of responses and “appeals.” The recommendation from the lower level and the response
from the candidate should be reviewed by the next recommending person or body in the review
sequence. Thus, if a candidate provides a response to a Dean’s recommendation, the response would
be considered in the review done by the Campus P & T Committee. However, if an academic unit’s
by-laws, promotion and tenure guidelines, or custom and practice require that a response be
considered by the committee or person that made the recommendation, that procedure may be
followed.
3. External evaluations. Letters from external evaluators are to be obtained for all candidates. Letters
are confidential, and should not be disclosed to the candidates. However, if in making a
recommendation a specific letter is relied upon by the recommending body or person, the content of
that letter should be disclosed to give the candidate an opportunity to respond. If part or all of the
content of a letter is disclosed to a candidate, the identity of the author of the letter (as well as any
information from which the author’s identity could be determined) should not be disclosed. The
names of the proposed and approved external evaluators are not confidential and normally are
disclosed during the approval process for external evaluators. This process gives candidates an
opportunity to identify persons whom they believe cannot be objective or whom they believe are
otherwise inappropriate as reviewers. This paragraph is not a change in policy, but is a clarification
of the scope of confidentiality in light of greater transparency outlined above.
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