Transcriptional Regulation of Metastatic Progression in Lung Adenocarcinoma by Carman Man-Chung Li A.B., Molecular Biology Princeton University (2009) Submitted to the Department of Biology in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY June 2015 © 2015 Carman Li. All rights reserved. The author hereby grants to MIT permission to reproduce and to distribute publicly paper and electronic copies of this thesis document in whole or in part in any medium now known or hereafter created. Signature of Author ...................................................................................................... Department of Biology May 22, 2015 Certified by ................................................................................................................. Tyler Jacks Professor of Biology Thesis Supervisor Accepted by................................................................................................................. Michael Hemann Professor of Biology Chair, Committee for Graduate Students Transcriptional Regulation of Metastatic Progression in Lung Adenocarcinoma by Carman Man-Chung Li Submitted to the Department of Biology on May 22, 2015 in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy in Biology ABSTRACT Lung cancer is the most prevalent cancer type, leading to more than one million deaths per year worldwide. The vast majority of these mortalities were attributed to metastasis, which is the dissemination of tumor cells from the lungs to other organs. The molecular mechanisms for metastasis is complex and not well understood. In this thesis, I investigated the gene expression changes in tumor cells that contribute to metastasis of lung adenocarcinoma, the major subtype of lung cancer. Using a genetically-engineered mouse model and derivative cell lines, we showed that metastatic lung adenocarcinoma cells are capable of forming proteolytic membrane protrusions known as invadopodia to degrade the extracellular matrix. The formation and function of invadopodia are dependent on an isoform switch of the adaptor protein Tks5. The Tks5long isoform, which is upregulated in metastatic cells, is capable of localizing to the cell membrane and activating invadopodia formation. In contrast, the Tks5short isoform, which is transcribed from a promoter independent of Tks5long, is the predominant isoform in nonmetastatic cells, and functions to inhibit invadopodia-mediated matrix degradation by destabilizing these protrusions. We demonstrated that an increased ratio of Tks5long-toTks5short promoted invadopodia activity in vitro and metastasis in vivo. Furthermore, a high Tks5long-to-Tks5short ratio in human tumors correlated with advanced stage and worse survival. These data strongly suggest that a balance between Tks5long and Tks5short expression is critical for metastasis. In addition, we found that the expression of the pro-metastatic Tks5long isoform is synergistically inhibited by three transcription factors – Nkx2-1, Foxa2, and Cdx2. These three factors were highly expressed in non-metastatic cells, and downregulated in metastatic cells. Altered expression of these factors led to commensurate changes in Tks5long levels. Finally, we demonstrated that Nkx2-1, Foxa2, and Cdx2 function cooperatively to inhibit metastasis by suppressing a network of target genes. Silencing of all three factors in non-metastatic cells activated a program of metastasis-related genes, and increased metastasis in a transplantation model. Furthermore, the expression patterns of these factors strongly correlated with tumor progression in an autochthonous model of lung adenocarcinoma, and were closely associated with disease stage and survival outcomes of human patients. Collectively, these findings strongly argue that Nkx2-1, Foxa2, and Cdx2 synergize to restrain metastatic progression. Taken together, this study provides insights on some of the key molecular regulators of lung cancer metastasis. Our findings contribute to a better understanding of metastasis, and potentially to the development of better therapeutic strategies in the future. Thesis Supervisor: Tyler Jacks Title: Professor of Biology 2 ACKNOWLEDGEMENTS As I reflect on my graduate career, I feel very fortunate to have worked with and learned from a wonderful group of people at MIT. They have significantly enriched my research experience and scientific development, as well as personal growth. Here I will take a moment to acknowledge them individually. First and foremost, I am extremely grateful to Tyler for his unceasing support and guidance. I highly appreciate his confidence in me, and the freedom he has given me to explore and develop my projects. Tyler has been a great role model in many different ways – not only in how to think like an esteemed scholar, but also how to be an effective leader and a great mentor. From Tyler I have learned a tremendous amount over the past five years. It was also a great pleasure to have worked in the Jacks lab because of the creative and collegial research environment that Tyler has fostered. Thank you for everything! I also wanted to thank my thesis committee, Phil Sharp and Frank Gertler, for their valuable inputs in my projects over the past five years, and to David Barbie for his willingness to participate in my thesis defense as an external faculty member. My special gratitude to Judy Teixeira, Anne Deconinck, Ines Baptista, Kate Anderson, Margaret Magendantz, and Kim Mercer who often go out of their ways to make the lab a wonderful work environment on a day-to-day basis. Judy in particular has given me great help in printing this thesis. To all other members of the Jacks lab, past and present, I cherish your friendship, advice, and assistance. I am thankful to have worked with such a dynamic group of aspiring scientists who are dedicated to pushing the boundaries of science. Importantly, their perseverance in forging forward during difficult times in research and personal lives is admirable and inspiring. Specifically, I am fortunate to be companied by many brilliant baymates over the past years, including Trudy Oliver, Greg Chang, Thales Papagiannakopoulos, Megan Heimannann, Mandar Muzumdar, Rebecca Robbins, Kim Dorans, and my most kind-hearted bench-share partner, Kim Mercer. Mandar was especially helpful for sharing his medical knowledge and giving me valuable career advice. I also wanted to acknowledge Nik Joshi, Michel DuPage, David McFadden, Keara Lane, Alison Dooley, and Francisco Sanchez-Rivera for showing me the ropes when I first joined the lab, as well as Monte Winslow, Eric Snyder, David Feldser, Wen Xue, Tuomas Tammela, and Irene Blat, for helping me on my projects and generously sharing reagents and data. To all my fellow graduate students in the lab: thank you all for your camaraderie and support. I wanted to particularly give a shout-out to my classmates Leah Schmidt and Talya Dayton, for the special bonds we share by joining the lab together and developing our graduate careers side-by-side. I also wanted to thank my UROPs, Alice Wang and Saya Date, as well as Sheng Rong Ng, who did his rotation with me, not only for their hard work that have contributed to this thesis, but also importantly for giving me the opportunity to learn how to become a better mentor. Among all the lab members, I particularly wanted to thank Leny Gocheva, Nadya Dimitrova, and Anna Farago for being my source of inspirations, my mentors and friends. I tremendously enjoyed the chats we had about our projects and other topics in science and things-not-science, and I truly value their advice on my research and career development. Leny was especially helpful in giving me advice on my presentation and writing skills, including this thesis. Nadya, in her own unique way, has always helped me feel positive and confident even in difficult times. 3 Outside of the lab, I owe my gratitude to Amy Keating, who has become my informal faculty mentor and a role model at MIT over the past five years. Our regular lunch chats about research, science philosophy, and professional development have added a special dimension to my experience at MIT. Thank you for sharing with me your wisdoms and insights. Amy’s can-do spirits and great sense of humor has also given me much encouragement over the years. Last but not least, to my parents and my husband Lawson, thank you for your unconditional love and support in every step of the way in pursuing my dreams. 4 TABLE OF CONTENTS ABSTRACT ............................................................................................................................. 2 ACKNOWLEDGEMENTS ....................................................................................................... 3 TABLE OF CONTENTS .......................................................................................................... 5 CHAPTER 1: INTRODUCTION .............................................................................................. 7 I. AN OVERVIEW OF METASTASIS .................................................................................. 9 1. The metastatic cascade .............................................................................................. 9 2. Clonal selection in metastasis ................................................................................... 11 II. MECHANISMS OF TUMOR MIGRATION AND INVASION ......................................... 14 1. Cytoskeletal changes during cellular migration ......................................................... 14 2. Modes of migration in tumor cells in vivo .................................................................. 15 3. Environmental cues: extracellular matrix, chemokines, and growth factors ............. 17 4. Remodeling the environment: matrix proteases ....................................................... 19 5. Specialized cell-membrane protrusions for migration and invasion .......................... 19 6. Invadopodia............................................................................................................... 20 6.1 Discovery of invadopodia ........................................................................................ 20 6.2 Invadopodia and podosomes: similarities and differences ..................................... 21 6.3 Formation and signal transduction of invadosomes ................................................ 22 6.4 Key components of invadosomes ........................................................................... 26 6.5 The roles of podosomes in normal development and physiology ........................... 35 6.7 The roles of invadopodia in tumor invasion and metastasis ................................... 38 III. ROLES OF DEVELOPMENTAL TRANSCRIPTION FACTORS IN METASTASIS ..... 41 1. Dedifferentiation in tumor progression ...................................................................... 41 1.1 Embryonal transcription factors that promote tumor progression ........................... 42 1.2 Lineage-specific transcription factors that suppress tumor progression ................. 45 2. Lineage survival oncogenes ..................................................................................... 46 3. Context-dependent functions of Nkx2-1, Cdx2, and Foxa2 ...................................... 47 3.1 The roles of Nkx2-1 in lung adenocarcinoma ......................................................... 48 3.2 The roles of Cdx2 in colorectal cancer. ................................................................... 50 3.3 The roles of Foxa2 in lung cancer and neuroendocrine prostate cancer. ............... 52 3.4 Explaining the diverse roles of developmental transcription factors in cancer ........ 54 REFERENCES ................................................................................................................. 57 CHAPTER 2: DIFFERENTIAL TKS5 ISOFORM EXPRESSION CONTRIBUTES TO METASTATIC INVASION OF LUNG ADENOCARCINOMA ................................................ 79 Abstract ............................................................................................................................. 80 Introduction ....................................................................................................................... 81 Results .............................................................................................................................. 84 Conclusions .................................................................................................................... 101 Materials and methods .................................................................................................... 105 Acknowledgements ......................................................................................................... 114 Supplemental figures ...................................................................................................... 115 References ...................................................................................................................... 121 5 CHAPTER 3: FOXA2 AND CDX2 COOPERATE WITH NKX2-1 TO INHIBIT LUNG ADENOCARCINOMA METASTASIS ................................................................................. 124 Abstract ........................................................................................................................... 125 Introduction ..................................................................................................................... 126 Results ............................................................................................................................ 128 Conclusion ...................................................................................................................... 151 Materials and methods .................................................................................................... 154 Acknowledgements ......................................................................................................... 162 Supplemental figures ...................................................................................................... 163 References ...................................................................................................................... 170 CHAPTER 4: DISCUSSION AND FUTURE DIRECTIONS ................................................ 173 Tks5 isoforms regulate invadopodia and metastatic spread of lung adenocarcinoma ... 174 Tks5long expression is suppressed by cooperation between Nkx2-1, Foxa2, and Cdx2 . 177 Nkx2-1, Foxa2, and Cdx2 synergistically suppress lung adenocarcinoma metastasis ... 178 Tumor dedifferentiation versus tumor stem cell expansion ............................................. 180 Dedifferentiation and activation of alternative state in metastasis .................................. 181 Potential mechanisms for loss of lineage transcription factors in metastasis ................. 184 Implications on therapeutic strategies ............................................................................. 185 A unifying theme for differentiation and metastasis? ...................................................... 186 References ...................................................................................................................... 187 6 CHAPTER 1 INTRODUCTION 7 Metastasis, or the spread of cancer cells from the primary tumor of origin to other parts of the body, is the leading cause of cancer morbidity and mortality. The World Health Organization has estimated that about 8 million cancer deaths occur worldwide per year (Ferlay et al., 2014), and the vast majority of patients died of metastatic disease (Gupta and Massague, 2006). While many tumors that are restricted to their primary sites can be effectively treated by surgery and radiation, cancer that has systemically spread to the rest of the body is often incurable. In the context of lung cancer, which is the most prevalent cancer type worldwide, the five-year survival rate drops precipitously from 50% in stage I patients with localized lung lesions to less than 5% in stage IV patients with metastatic disease. The reasons for such high mortality include organ failures due to damages caused by tumor growth, systemic paraneoplastic syndromes induced by hormonal and immunostimulatory secretions from tumor cells, and complications that arise from aggressive chemotherapy treatments (Steeg, 2006). Metastasis is a complex process that draws on numerous aspects of biology. The development of metastasis involves a succession of interrelated steps, through which the cancer cells disseminate from the primary tumor of origin, travel in the lymphatic and cardiovascular circulation, and form secondary outgrowths in distant organs. This metastatic cascade involves intricate interactions between the tumor and its surrounding environments, and imposes tremendous selective pressure on molecular alterations and cell state changes within the tumor cells that favor motility, invasion, and proliferation. This thesis will focus on two important properties of metastasis in lung cancer, namely the molecular regulation of cellular invasion, and how alterations in transcriptional programs affect invasion as well as other aspects of tumor dissemination. The findings from this work will provide a better understanding of metastasis, and may contribute to the development of more effective therapeutic strategies for metastatic disease. 8 I. AN OVERVIEW OF METASTASIS The first part of this introduction will give a brief outline of the metastatic cascade, which describes the multiple steps involved in the dissemination of tumor cells. I will also provide a short overview of the clonal selection process in the outgrowth of metastatic cells. The paradigms of metastatic cascade and clonal selection are important as they have given rise to many important concepts of metastasis in the past decades, and have shaped our understanding of metastasis in the present day. 1. The metastatic cascade The process of metastasis is composed of a sequence of interrelated steps. The first step begins with the invasion of cancer cells from the primary tumor into the surrounding tissue (Roussos et al., 2011b). In this process, tumor cells partially lose their cell-to-cell and cell-to-basement membrane adhesions, which are maintained by various structures including tight junctions, adherens junctions, desmosomes, and hemi-desmosomes. In addition, metastatic tumor cells gain the motility required to migrate out from the primary tumor, often times guided by environmental cues from the extracellular matrix, chemokines, and growth factors. Furthermore, metastatic tumor cells are able to transverse through their surrounding physical barriers, such as the basement membrane and the interstitial matrix, by either squeezing through existing gaps in the extracellular matrix via amoeboid movement, or by secreting proteases to degrade the extracellular matrix components. The second step of metastasis is dissemination of tumor cells into the lymphatic or blood vasculature. Tumor cells are thought to enter systemic circulation either by actively invading into pre-existing lymphatic or blood vessels in the local microenvironment, or by stimulating formation of new lymphatic and blood vessels that are prone to leakiness and 9 thus favor tumor intravasation (Carmeliet and Jain, 2011; Tammela and Alitalo, 2010). In the circulation, metastatic tumor cells undergo several layers of selection, including resistance to the shear force of vascular circulation, suppression of anoikis (a form of apoptosis induced by lack of anchorage to substratum), and the ability to evade detection and elimination by immune cells. Several mechanisms have been proposed to facilitate survival of circulating tumor cells, including formation of tumor cell clusters in circulation, and association with blood platelets (Aceto et al., 2014; Gay and Felding-Habermann, 2011). Finally, circulating tumor cells are thought to be arrested in the distant sites either by passive entrapment in the narrow passages of the capillaries, or by selective interaction between cell surface receptors on tumor cells (such as adhesion molecules and cytokine receptors) and their cognate ligands expressed in the target tissues (Ruoslahti and Rajotte, 2000; Zlotnik et al., 2011). A subset of these arrested cells may gain access to the parenchyma of the distant organ by either proliferating within the capillaries and physically rupturing the vasculature, or by extravasating out of the vasculature before establishing an outgrowth. In the distant organ, metastatic tumor cells undergo selection for adaptive growth in an environment different from their primary site of origin. A subset of tumor cells may undergo cell death, enter a quiescent state, or proliferate at a slow rate. However, rare outgrowth of the metastatic cells that are capable of adapting to and proliferating in the new environment leads to the establishment of macrometastases in the distant organ (Giancotti, 2013). Furthermore, these established metastases may re-enter the metastatic cascade, thereby disseminating to a new location in the body and forming secondary metastases (Hoover and Ketcham, 1975). 10 2. Clonal selection in metastasis The metastatic cascade leads to clonal selection and outgrowth of only a subpopulation of tumor cells that have the ability to accomplish the multiple steps of metastasis. The first compelling experimental evidence for the selective nature of metastasis comes from Isaiah Fidler in 1970, who reported that metastasis could result from the survival of only a few tumor cells (Fidler, 1970). By Injecting radiolabeled melanoma cells intravenously into mice, Fidler found that the vast majority of tumor cells in circulation were cleared soon after injection, and less than 0.01% of the injected cells were able to produce experimental lung metastases. Subsequent study by Fidler and Kripke demonstrated that different subclones of tumor cells had varied ability to form lung nodules following intravenous injection into syngeneic mice, suggesting that the tumor cells are a heterogeneous population, and those with metastatic potential can be selected for their outgrowth (Fidler and Kripke, 1977) . What regulates the successful formation of metastasis in this highly selective process? A century before Fidler’s time, Stephen Paget proposed the “seed and soil” hypothesis to explain the determining factors for metastasis formation (Paget, 1989). Paget postulated that both the tumor cells (the seeds) and their surrounding environments (the soil) are critical in determining metastasis outgrowth. Paget formulated the hypothesis based on the observations from patients that tumors of certain tissues of origin were more prone to disseminating metastasis in distant organs compared to other tumor types, and that within a certain cancer type, specific organs were more susceptible to metastasis formation than other organs. For example, patients with breast cancer developed metastases more frequently than patients with uterus and intestinal cancers, and breast tumors disseminated more frequently to the liver and the bones than to the spleen. Thus, both the tumor cells and 11 the target organs appeared to have special properties for shaping the dynamics of metastasis. Extending upon the seed-and-soil hypothesis, several major concepts have developed over the past decades to explain the pro-metastatic properties of the tumors and their environment. Although many of these topics are outside the scope of this thesis, I will highlight a number of important areas. The majority of the studies have focused on the tumor cells themselves, in order to dissect the molecular mechanisms that enable migration, survival, and outgrowth. Gene expression profiling analysis of tumor cells has revealed that distinct tropism-specific gene expression signatures in subpopulations of tumor cells can mediate their dissemination to certain organs (Bos et al., 2009; Kang et al., 2003; Minn et al., 2005). Furthermore, the cancer stem cell theory has been put forth by Irving Weissman (Reya et al., 2001). It argues that cancer is propagated by a small subpopulation of malignant cells that possess stem-like characteristics, including self-renewal, resistance to apoptosis, independent growth, tumorigenicity, and metastatic potential. In addition, the epithelial-to-mesenchymal transition (EMT) theory has been proposed by Paul Thiery and further supported by studies from the laboratories of Robert Weinberg and others (Thiery, 2002; Yang et al., 2004). It contends that tumor cells of epithelial origin may gain metastatic ability by usurping a developmental process that converts cells from an epithelial state into a mesenchymal state by activating transcription factors such as Snail, Slug, and Twist. Besides the intrinsic properties of the tumor cells, the stromal components surrounding the tumors have also been studied to better understand metastasis. These stromal components, including the extracellular matrix, immune cells, fibroblasts and endothelial cells, have been shown to play regulatory roles in promoting or inhibiting metastasis of various cancer types (Hanahan and Coussens, 2012; Joyce and Pollard, 2009). It has been further proposed that metastasis can be promoted by the formation of the 12 “pre-metastatic niche”, a permissive microenvironment in the secondary site that is induced by factors secreted by cells in the primary tumor (Kaplan et al., 2006). For the rest of this introduction, I will focus on two important aspects of metastasis directly related to this thesis work. First, I will review the molecular mechanisms that regulate the migration and invasion properties of metastatic tumor cells, as they relate to Chapter 2 of this thesis. Second, I will discuss the roles of developmental transcription factors and differentiation states in metastatic tumor progression, as they are relevant to Chapter 3 of this thesis. While these two topics appear to associate with different properties of metastasis, they are both part of the bigger picture of how alterations in cell states may confer selective advantage in the process of metastasis. 13 II. MECHANISMS OF TUMOR MIGRATION AND INVASION The ability of cells to migrate and invade is critical for the metastatic process. During metastasis, malignant cells are selected for their capacity to move through the surrounding normal tissues and transverse the endothelial basement membranes both during intravasation into lymphatic and cardiovascular vessels at the primary site and extravasation out of the circulation at the distant site. Below I will review the current understanding of the molecular mechanisms that regulate migration and invasion of cancer cells. 1. Cytoskeletal changes during cellular migration The migration of tumor cells is thought to follow a common intracellular mechanism that can be divided into three steps (Friedl and Wolf, 2003). The first step is protrusion of the leading edge of the cell, which determines the directionality of the migration. Upon stimulation of cell-surface receptors by chemokines and growth factors, extension of actin filaments pushes the cell membrane outward, forming various types of cellular protrusions. The process of actin polymerization is mediated by the ARP2/3-WASP complex, which promotes the nucleation and branching of actin filaments. The next step is formation of cellular adhesion to the extracellular matrix via clusters of integrins at the leading edge of the migrating cell. Integrins are heterodimers of one of 18 α and one of 8 β transmembrane proteins (Desgrosellier and Cheresh, 2010). The extracellular domain of the integrin heterodimer binds to the extracellular matrix, thus allowing the integrins to cluster and thereby recruit adaptor and signaling proteins via their cytoplasmic domain. The cytoplasmic domain of integrin interacts with α-actinin, talin, and the focal adhesion kinase (FAK), which together recruit actin-binding proteins (vinculin, 14 paxillin and α-actinin) and regulatory molecules (PI3K and RHO-family GTPases) to focal contacts. The final step of cellular translocation involves contraction of the cell body and retraction of the trailing end of the cell. Throughout the cell body, contraction of the actin filament bundles is mediated by movement of myosin II. This actomyosin contraction pulls the cell body towards the anchored leading edge. At the trailing end of the cell, focal adhesions dissemble via severing of actin filaments, degradation of focal contact components, and cleavage of adhesion receptors. Upon disassembly of focal adhesion, integrins detach from the extracellular matrix to free the trailing edge of the cell. The integrins are recycled by endocytotic vesicles. This repeated cycle of protrusion, adhesion, and detachment results in cell movement. 2. Modes of migration in tumor cells in vivo Variations from the above general model of migration due to differences in tumor cell types and the extracellular environment can lead to distinct modes of migration. Broadly, the modes of tumor cell migration can be categorized into individual-cell migration and collective migration. Individual-cell migration involves mesenchymal or amoeboid movement of dissociated cells, whereas collective migration involves translocation of sheets or clusters of cells that retain cell-cell adhesion. In mesenchymal individual-cell migration, tumor cells move with an elongated spindle-like morphology in a crawling motion. It has been proposed that tumor cells that have undergone epithelial-to-mesenchymal transition adopt this mode of translocation (Thiery et al., 2009). In addition to following the protrusion-adhesion-retraction model described above, mesenchymal migration is also facilitated by degradation of the extracellular matrix by various proteases, such as metalloproteinases and serine proteases. 15 In amoeboid individual-cell migration, tumor cells move through the extracellular matrix by adopting a short, ellipsoid morphology and squeezing through the interstitial space (Roussos et al., 2011b). Instead of relying on protease digestion of the extracellular matrix, amoeboid migration utilizes actomyosin-mediated contractile forces which allow constrictioncompression of the cytoplasm. Therefore, the ability of the cells to squeeze through the extracellular matrix is limited by the deformability of the nuclei, which in turn is determined by the nuclear lamin intermediate filaments and chromatin structure. Furthermore, amoeboid migration involves weaker attachment of the cell to the extracellular matrix and relatively diffuse organization of focal adhesions. Thus amoeboid migration occurs at relatively high speed (up to ~4 um min-1) compared to mesenchymal migration (ranging at 0.1-1 um min-1) (Roussos et al., 2011b). This model of movement has been observed in a number of carcinoma cells in vivo in transplantation models. Individual cells in mesenchymal or amoeboid migration may translocate alone or in groups. The latter case is called multicellular streaming, and involves individual migrating cells following one another in the same path. The leading cell positioned at the front of the group can be either a tumor cell or a stromal cell co-opted by the tumor, and is thought to actively degrade the extracellular matrix to create a path for migration. Cells positioned downstream of the leading cell co-migrate by following the path of degraded extracellular matrix (Roussos et al., 2011b). Tumor cells have also been observed to migrate collectively in sheets or clusters held together by cell-cell junction (Friedl et al., 2012). One or more cells in the group are thought to act as leading cells by actively forming leading-edge protrusions and degrading the extracellular matrix, while the successor cells physically coupled to the leading cells are being pulled by the movement of the leading cells along the path created. 16 These different modes of migration are plastic and exchangeable. For example, inhibition of proteolysis can induce a transition from mesenchymal to amoeboid migration (Wolf et al., 2003), whereas enhanced paracrine chemokine loop between tumor cells and stromal cells can induce amoeboid movement (Roussos et al., 2011a). Furthermore, antibody-mediated blockage of integrins has been observed to abolish collective migration and favor amoeboid movement (Hegerfeldt et al., 2002). 3. Environmental cues: extracellular matrix, chemokines, and growth factors A wide variety of environmental cues can stimulate cell migration and invasion, including the extracellular matrix (ECM) components, chemokines, and growth factors. Tumor cells are capable of sensing these environmental cues via their adhesion molecules, as well as cell surface receptors. Cell movement can be affected by physical differences in the ECM, which includes the basement membranes, interstitial connective tissues, and aligned ECM bundles. The basement membrane lies at the interface between epithelial cells in an organ and the interstitial connective tissue, and is composed of a dense layer of laminins, crosslinked collagen type IV, and proteoglycans. The connective tissues consist of loose fibrillar meshworks of crosslinked collage types I and III, with interstitial pores of variable size and shapes. Finally, aligned ECM bundles include packed myofibers, blood vessels, and neuronal strands decorated with basement membranes. Tumor cells can bind and interact with these ECM components via their cell surface integrins and non-integrin receptors, such as CD44, CD26, discoidin receptors, immunoglobulin superfamily receptors, and surface proteoglycans. In addition to the composition of the ECM, its stiffness is another important determinant of cellular translocation. Increased substrate stiffness promotes leading-edge protrusions and cellular movement, while soft matrix supports cell rounding and inhibits 17 locomotion (Peyton et al., 2008; Ulrich et al., 2009). Thus, cells have a tendency to migrate towards substrates of greater stiffness, which is a behavior called durotaxis. Porosity of the ECM also affects cell migration: the speed of movement is optimal if the pore diameter of the ECM is similar or slightly smaller than the diameter of the cells (Harley et al., 2008). Finally, orientation of ECM fibers can regulate migration. Migrating cells tend to align in parallel along oriented structures, such as muscle fibers, blood vessels, and neuronal strands (Petrie et al., 2009; Provenzano et al., 2008). These structures guide the tumor cells to migrate in a linear direction. In addition to the ECM itself, migration of tumor cells can be affected by the chemokines and growth factors that are tethered to or diffuse across the matrix. Chemokines and growth factors induce tumor cell migration by binding to cell-surface G protein-coupled receptors and receptor tyrosine kinases, respectively. Gradients of chemokines and growth factors in the tumor environment could provide directionality for the intravasation step of metastasis. For example, CCR7 can guide tumor cells to migrate towards the lymphatics (Shields et al., 2007). Gradients of chemokines and growth factors could also explain the tissue tropism of metastatic tumor cells. It has been proposed that chemokines and growth factors produced in specific organs can provide survival and proliferation cues to subsets of receptor-expressing metastatic cells that are entrapped in the capillary bed during circulation in the bloodstream (Chambers et al., 2002; Joyce and Pollard, 2009). Finally, it has been proposed that chemokines and growth factors could guide metastatic cells in a long-range manner, such that metastatic tumors cells in the primary site could be attracted to a “metastatic niche” in a distant organ that highly express specific chemokines or growth factors. Examples include CXCR4-CXCL12 interaction in bone metastasis of breast and prostate cancer, CCL27-CCR10 interaction in skin metastasis of melanoma, and CCL19/21-CCR7 interactions in lymph node metastasis of 18 various solid and hematopoietic tumors (Ben-Baruch, 2008; Koizumi et al., 2007; Lazennec and Richmond, 2010; Müller et al., 2001). 4. Remodeling the environment: matrix proteases Various proteases are involved in the degradation and remodeling of the ECM during migration and invasion of tumor cells. These proteases include metalloproteases (MMPs and ADAMs), serine proteases (seprase and uPAR), and cysteine proteases (cathepsins B, L, and S). These enzymes can be delivered to the ECM either in their active form or as proenzymes to become activated by other proteases at the cell surface (Mason and Joyce, 2011). Together these proteases contribute to the degradation of the ECM via two mechanisms: diffuse proteolysis mediated by secreted proteases, and focal proteolysis executed by cell surface-associated proteases. Secreted proteases (e.g. MMPs and cathepsins) are released by tumor cells into a widely distributed area in the ECM to induce gradual degradation of the matrix (Wolf and Friedl, 2011). Cell surface-associated proteases are either inserted into the plasma membrane via a transmembrane domain (in the case of MT-MMPs and seprase, for instance) or tethered to the cell surface via receptors (for example, in the case of MMP2, which is bound to αVβ3 integrins or to MMP14). These proteases induce localized degradation of the ECM in the direct vicinity of the tumor cells. Finally, solubilized ECM particles generated by these degradation mechanisms can be further removed by endocytic uptake and lysomal degradation in the tumor cells. 5. Specialized cell-membrane protrusions for migration and invasion Several types of specialized cell-membrane protrusions have been found to mediate tumor cell migration and invasion, including lamellipodia, filopodia, and invadopodia (Ridley, 19 2011). Lamellipodia are broad and flat cellular extensions that protrude from the leading edge of a cell. They are composed of large agglomerations of short, branched actin filaments. Lamellipodia are thought to be a major driving force for cellular migration. Filopodia are rod-like protrusions extending from the leading edge of the cells. Architecturally, they are composed of tight bundles of long actin filaments. Filopodia are thought to act as sensory organelles, providing the cells with a means to probe the extracellular matrix for guidance cues. In contrast to lamellipodia and filopodia that are found in the leading edge, invadopodia are cylindrical cellular protrusions observed on the ventral side of cells. They are composed of actin filament bundles and meshwork. Unlike lamellipodia and filopodia, invadopodia are capable of secreting proteases such as MMPs, ADAMs, cathepsins, and serine proteases to induce focal proteolysis of the ECM. Thus they are thought to be a critical mechanism for cellular invasion during metastasis. 6. Invadopodia As invadopodia are related to Chapter 2 of this thesis, I will give a brief review of these invasive structures and their roles in metastasis below. 6.1 Discovery of invadopodia The proteolytic cellular protrusions that we now term invadopodia were first described in the early 1980s in fibroblasts transformed by Rous sarcoma virus. They appeared as adhesive structures that were capable of degrading the extracellular matrix (Chen et al., 1985; David-Pfeuty and Singer, 1980; Tarone et al., 1985). These structures were initially called “rosettes” or “podosomes” for their ringed structure and adhesive nature. Similar proteolytic protrusions were later observed in human cancer cells in culture (Chen, 1989), and were termed “invadopodia” (for invasive feet) to emphasize their invasive nature. 20 Subsequent studies in the past decades have identified these proteolytic protrusions in numerous cell types, including normal cells and cancerous cells, even though the architecture of these protrusions vary slightly depending on the specific types of cells and the experimental conditions used for their observation. The name invadopodia was sometimes interchangeably used with podosomes to describe these protrusions, and this issue of nomenclature has caused confusions and complications in comparison of published data in the literature. The current consensus on the nomenclature is to use the term “invadopodia” for protrusions found in cancer cells, and the term “podosomes” for protrusions found in untransformed cells (Murphy and Courtneidge, 2011). The term “invadosome” has been coined to collectively refer to both podosomes and invadopodia when the distinction between the two structures is not critical. To date, invadopodia have been observed in tumor cells derived from lung cancer, breast cancer, prostate cancer, melanoma, and head and neck squamous cell carcinoma, while podosomes have been identified in macrophages, dendritic cells, lymphocytes, osteoclasts, endothelial cells, and neurons (Murphy and Courtneidge, 2011). We will discuss the similarities and differences between invadopodia and podosomes in further details below. 6.2 Invadopodia and podosomes: similarities and differences Invadopodia are closely related to podosomes, as they share numerous similarities in terms of structure and function. Invadopodia and podosomes are both actin-rich punctate protrusions that extend from the ventral membrane of the cell into the extracellular matrix. They both contain actin-regulatory proteins (such as cortactin, WASP, and Arp2/3) and signaling proteins (such as kinases and adaptor proteins). Furthermore, they can both deliver proteases focally to degrade the extracellular matrix. As such, both invadopodia and podosomes are considered to provide an important mechanism for cellular invasion and 21 migration across physical barriers (Buccione et al., 2009; Linder, 2007; Murphy and Courtneidge, 2011). Despite their similarities, invadopodia and podosomes can be distinguished by a number of different properties apart from the cell types in which they are found. The first difference is their size and abundance. Invadopodia are relatively large (approximately 0.5-2 µm in diameter, and >2 µm in height), and are present in smaller numbers (1-10 per cell). In contrast, podosomes are smaller (about 0.5-2 µm in diameter and height), and are more abundant (20-100 per cell) (Sibony-Benyamini and Gil-Henn, 2012). Second, invadopodia and podosomes differ in their dynamics. Invadopodia are relatively stable and can persist for hours, while podosomes are more short-lived and have a turnover rate of several minutes. As a result, the pattern of degradation induced by invadopodia is more focal and penetrates deeper, while the degradation induced by podosomes are more shallow and widespread (Gimona et al., 2008; Linder, 2009). Finally, there are protein markers that are uniquely found in invadopodia or podosomes. For example, Nck1 has been shown to be invadopodiaspecific, while vinculin has been shown to be podosome-specific (Chan et al., 2009; Oser et al., 2011). 6.3 Formation and signal transduction of invadosomes Initiation The formation of invadopodia in cancer cells and the formation of podosomes in untransformed cells can be induced by a variety of external stimuli. The most well characterized category of stimuli is growth factors, which bind and activate their respective receptors on the cell surface. In cancer cells, invadopodia formation can be promoted by treatment with EGF (epidermal growth factor), TGF-β (transforming growth factor β), PDGF 22 (platelet-derived growth factor), HB-EGF (heparin-binding EGF), and HGF (hepatocyte growth factor/scatter factor) (Díaz et al., 2013; Eckert et al., 2011; Hayes et al., 2013; Lucas et al., 2010; Mader et al., 2011; Mandal et al., 2008; Pignatelli et al., 2012; Rajadurai et al., 2012; Yamaguchi et al., 2005b). Similarly, in untransformed cells, podosomes can be induced by treating various cell types with growth factors, such as macrophages with CSF-1 (colony stimulating factor-1), endothelial cells with TGF-β (transforming growth factor β), and vascular smooth muscle cells with PDGF (platelet-derived growth factor) (Daubon et al., 2011; Osiak et al., 2005; Quintavalle et al., 2010; Rottiers et al., 2009; Varon et al., 2006; Wang et al., 2009; Wheeler et al., 2006). These growth factors could be secreted from tumor cells themselves in an autocrine manner, or from tumor-associated stromal cells in a paracrine fashion. For example, paracrine growth factor induction of invadopodia/podosomes has been found in breast carcinoma cells and macrophages. The two cell types form a feedback loop, in which macrophages secrete EGF to activate invadopodia formation in breast cancer cells and promote tumor invasion, while the cancer cells secrete CSF-1 to stimulate podosomes formation in macrophages, thus augmenting the degradation of the extracellular matrix to further facilitate tumor invasion (Wyckoff et al., 2004) . Another category of stimuli for invadopodia and podosome formation is ECMdependent stimulation of the cell-surface integrin receptors. Evidence for a role of integrin in invadopodia and podosome formation comes from observations that certain integrin subtypes, such as β1 and β3, are found in invadopodia and podosomes. Genetic deletion of β1 integrin inhibited the formation of invadopodia and podosomes (Destaing et al., 2010). Similarly, inhibition of β3 integrin impaired podosome function in osteoclasts (Nakamura et al., 1999). Although not much details are known to-date about the mechanism of integrinmediated induction of invadopodia formation, one possibility is through mechanosensing of 23 the rigidity of the ECM. Several studies have demonstrated that higher stiffness of the ECM promotes the number and activity of invadopodia in breast and bladder cancer cells (Alexander et al., 2008; Parekh et al., 2011). The signal of ECM rigidity is thought to be transmitted from integrin to the actin cytoskeleton via the motor protein myosin II, and integrin-associated mechanosensing proteins p130Cas and FAK (focal adhesion kinase) (Alexander et al., 2008). Assembly Stimulation of growth factor receptors and integrins on the cell surface activates canonical pathways that converge on the Src kinase, leading to the phosphorylation and activation of downstream invadopodium/podosome-associated proteins. The end results are actin polymerization and protrusion of the cellular membrane at the invadopodia/podosome foci. Among these phosphorylated invadosome components is a key adaptor protein, Tks5, which plays a critical role in mediating the assembly of the invadosome machinery. Tks5 is a cytoplasmic protein, and is recruited to the sites of early invadosome foci upon phosphorylation by Src to mediate invadosome formation (Abram and Courtneidge, 2003). Tks5 directly or indirectly recruits multiple adaptor proteins, including Nck1, Nck2, and Cortactin (Crimaldi et al., 2009; Stylli et al., 2009). These adaptor proteins bind and activate actin regulatory proteins WASP and the Arp2/3 complex, inducing actin polymerization (Oikawa et al., 2008). Furthermore, Cortactin in its phosphorylated form also releases cofilin from sequestration, thus allowing cofilin to sever actin filaments and generate free barbed ends, thus further promoting actin polymerization (Oser et al., 2009). As a result of actin filament growth at the invadopodia foci, the cell membrane protrudes into the extracellular matrix. 24 Maturation The maturation phase of invadosomes is characterized by stabilization of actin filaments and secretion of proteases into the extracellular matrix. The stabilization of actin filaments is mediated via several mechanisms. First, dephosphorylation of Cortactin allows it to bind and sequester cofilin, thus preventing cofilin from further severing actin polymers (Oser et al., 2009; Yamaguchi et al., 2005b). Second, the actin filaments at the tips of invadosomes are bundled by actin-bundling proteins such as fascin and T-fimbrin, providing stabilization of the actin core (Schoumacher et al., 2010). Third, microtubules and intermediate filaments are inserted into invadosome protrusions, thus conferring additional mechanical support for the structure (Kikuchi and Takahashi, 2008; Schoumacher et al., 2010). Proteases are delivered to the ECM by exocytosis along the microtubule network. The types of proteases that are present at invadosomes include MMPs (e.g. MT1-MMP, MMP2, MMP9), ADAMs, cysteine cathepsin proteases, and serine proteases (Murphy and Courtneidge, 2011). The delivery of proteases to the invadosome foci can activate other zymogens to further promote degradation of the extracellular matrix. For example, MT1MMP activates MMP2 by cleaving the N-terminal prodomain of pro-MMP2. Furthermore, MT1-MMP and MMP2 can mediate a cleavage cascade that leads to the activation of MMP9. The consequences of targeting proteases to invadosomes are two fold. First, these proteases allow invadosomes to degrade a wide range of basement membrane and ECM components, including fibronectin, laminin, and collagen type I and IV (Kelly et al., 1994), thus promoting invasion and migration through the physical barriers. Second, proteases delivered to the invadosomes may also activate other growth factors to further stimulate invadosome formation. For example, ADAM12 localized to invadosomes promotes the 25 ectodomain shedding of the growth factor HB-EGF (heparin-binding epidermal growth factor), which in turn induces invadosome formation and cellular invasion (Díaz et al., 2013). Disassembly Efficient turnover of invadosomes are found to be required for efficient invasion (Goto et al., 2002). Examination of actin dynamics showed that invadopodia and podosomes have half-lives of hours and minutes, respectively. Although the regulatory mechanisms for the turnover of invadopodia and podosomes are much less well characterized compared to their formation, a few proteins have been identified to regulate their disassembly. For instance, the actin-binding and crosslinking protein AFAP-110 has been implicated in promoting invadosome disassembly in a phosphorylation-dependent manner, although the detailed mechanism is not well understood (Dorfleutner et al., 2008). Another example is the cysteine protease calpain, which has been shown to promote the turnover of invadosomes by cleaving the invadosome components talin, Pyk2 and WASP (Calle et al., 2006). Furthermore, phosphorylation of paxillin and activation of Erk are found to be required for calpain-driven disassembly of invadosomes and efficient degradation of the ECM (Badowski et al., 2008). Further studies are required to dissect the molecular mechanisms in regulating the turnover of invadosomes. 6.4 Key components of invadosomes Src Src plays a central role in the formation of invadosomes. As a membrane-associated non-receptor kinase, Src integrates stimulating signals from transmembrane growth factor receptors and integrins, and is responsible for the tyrosine phosphorylation of a number of 26 downstream components of invadosomes including Tks5, Cortactin, p190RhoGAP, AFAP110, p130Cas, N-WASP, and paxillin (Bowden et al., 1999; Brábek et al., 2004; Gatesman et al., 2004; Oser et al., 2009; Seals et al., 2005; Stylli et al., 2009; Yamaguchi et al., 2005b). The phosphorylation is mediated either directly by Src or via other kinases such as Arg (Mader et al., 2011). The activity of Src is determined by its phosphorylation state and structural conformation. The Src protein has four Src homology domains (SH1-4), with the SH1 domain containing the kinase activity. Src is inactive when its C-terminal tyrosine residue (Tyr 530 in human, Tyr 529 in mouse) is phosphorylated. This phosphorylated tyrosine induces a closed conformation of Src that is mediated by intramolecular interactions between the C-terminal phosphotyrosine and the SH2 domain, and between the SH3 domain and the SH1 domain. This closed conformation prevents access of substrates to the kinase pocket. Conversely, Src becomes active when the negative-regulatory tyrosine residue is dephosphorylated and its activating tyrosine residue (Tyr 419 in human, Tyr 418 in mouse) is auto-phosphorylated by the SH1 kinase domain. This open conformation of Src is able to bind and phosphorylate its substrates (Abram and Courtneidge, 2000). The role of Src in invadosome formation was identified as early as when these invasive protrusions were first reported in 1985. Src was found to localize to the sites of podosomes in Rous sarcoma virus-transformed chicken embryonic fibroblasts (Chen et al., 1985). Numerous studies have subsequently shown that the level of tyrosine phosphorylation at invadopodia positively correlates with the degree of ECM degradation, and that Src activation is required for the formation of podosomes and invadopodia in various cell types (Artym et al., 2006; Balzer et al., 2010; Bowden et al., 2006; Mader et al., 2011; Quintavalle et al., 2011). Overexpression of wild-type or activate mutants of Src promoted invadosome formation and matrix degradation. Conversely, loss of Src activity by 27 overexpression of a dominant-negative form of Src, treatment with Src inhibitors, or knockdown of Src by RNAi reduced invadopodia foci and activity. These observations underscore the critical role of Src kinase in invadosome formation. Tks5 Tks5 (formerly known as FISH for Five SH3 domain-containing protein) is an adaptor protein that plays an important role in invadosome formation and function. Tks5 was initially identified in a Src substrate screen using cDNA libraries, and was further characterized to be a component of invadosome in Src-transformed fibroblasts (Lock et al., 1998). Tks5 has multiple functional domains to mediate its action, including a phox homology (PX) domain in the N-terminus, and five Src homology 3 (SH3) domains in the C-terminus. Cytoplasmic Tks5 is recruited to the invadosome foci via its PX domain upon phosphorylation by Src. Upon phosphorylation of Tks5, the PX domain of Tks5 is released from intramolecular interaction and binds to phosphatidylinositol-3,4-bisphosphate (PI(3,4)P2) on cell membrane, thereby localizing Tks5 to the site of invadosome initiation (Abram and Courtneidge, 2003; Lock et al., 1998). Once localized to the cell membrane, Tks5 recruits multiple downstream effector proteins of invadosomes, either via its SH3 domains or via other adaptor proteins, in order to mediate invadosome formation. The first category of proteins recruited by Tks5 involves regulation of actin cytoskeleton. These are adaptor proteins, including Nck1, Nck2, Grb2, and Cortactin, as well as the actin regulatory proteins, N-WASP, the Arp2/3 complex, and p190RhoGAP (Crimaldi et al., 2009; Oikawa et al., 2008; Stylli et al., 2009). N-WASP and the Arp2/3 complex promote actin filament nucleation and branching, thus allowing invadosome formation. P190RhoGAP further promotes invadosome formation by inducing local downregulation of RhoA activity and subsequent dissolution of actin stress fiber and focal adhesion. Many of the these proteins, 28 including Cortactin and p190RhoGAP, are activated by Src phosphorylation, and Tks5 is known to recruit the adaptor protein AFAP-110 to activate Src in invadosomes (Crimaldi et al., 2009). Second, Tks5 has been shown to interact with NoxA1 and p22phox, two components of the NADPH oxidase complex, to facilitate the production of reactive oxygen species (ROS) by Nox enzymes at the invadosome foci (Diaz et al., 2009; Gianni et al., 2010; 2009). ROS are found to promote invadosome formation by maintaining or amplifying the tyrosine phosphorylation of Tks5, potentially by direct activation of Src or by inactivation of the phosphatase PTP-PEST, which may in turn dephosphorylate Tks5. In this manner, Tks5 can promote invadosome formation via ROS in a positive feedback loop. Finally, Tks5 has also been found to interact with ADAM family metalloproteases, including ADAMs 12, 15, 19 (Abram and Courtneidge, 2003). It is believed that Tks5 recruits theses proteases to the invadosome foci to mediate degradation of the ECM and mediate the release of growth factors to further stimulate invadosome activity. Functional experiments have demonstrated an indispensible role for Tks5 in invadosome formation in vitro and in vivo. Knockdown of Tks5 impaired invadosome formation and ECM degradation in a variety of human cancer cells and untransformed cells in culture (including melanoma, breast, and prostate cancers, as well as macrophages, osteoclasts, and neurons), while overexpression of Tks5 promoted invadosome formation (Burger et al., 2011; 2014; Oikawa et al., 2012; Santiago-Medina et al., 2015; Seals et al., 2005). In vivo, knockdown of Tks5 has been demonstrated to reduce growth of Srctransformed fibroblasts in a transplantation setting (Blouw et al., 2008). Furthermore, Tks5 has been implicated in epithelial-to-mesenchymal transition, as knockdown of Tks5 in breast cancer cells inhibited Twist-induced invadopodia formation in vitro and metastasis in vivo (Eckert et al., 2011). Finally, germline genetic deletion of the Tks5-encoding gene Sh3pxd2a 29 in mice disrupted podosome-mediated migration of cranial neural crest cells in vivo, leading to complete cleft of the secondary palate and neonatal death (Cejudo-Martin et al., 2014). Interestingly, multiple isoforms of Tks5 exist, including a 150 kDa long isoform and one or more 130-140 kDa short isoforms (Cejudo-Martin et al., 2014; Li et al., 2013; Lock et al., 1998). Structurally, the two isoforms share the same C-terminal sequence, but differ in the presence/ absence of the N-terminal PX domain, which is required for proper localization of Tks5 to the cell membrane. This structural difference suggests that the two isoforms may have different cellular localization and functions. Genetically, the long and short isoforms are transcribed from independent promoters, as indicated by H3K4me3 chromatinimmunoprecipitation analysis of the promoter DNA and 5’RACE analysis of the isoform transcripts, as will be discussed in Chapter 2, as well as by genetic deletion experiment in mice targeting the long isoform without affecting expression of the short isoform (CejudoMartin et al., 2014). A recent study has shown that the expression of the long and short forms of Tks5 can be regulated post-translationally by Src, as Src phosphorylation increases the abundance of Tks5 long form, but induced degradation of the short form (Cejudo-Martin et al., 2014). However, the exact mechanism of this isoform-specific regulation by Src remains to be examined. More details of the functional difference and transcriptional regulation of the long and short Tks5 isoforms will be discussed in Chapters 2 and 3. The paralog of Tks5, called Tks4, is also required for invadosome activity in a manner that partially overlaps with Tks5 (Buschman et al., 2009). Tks4 is structurally similar to Tks5, containing a PX domain and four (instead of five) SH3 domains. It is a substrate of Src phosphorylation. Similar to Tks5, Tks4 interacts with NoxA1 and p22phox to promote ROS generation in invadopodia (Diaz et al., 2009; Gianni et al., 2009; 2010). However, Tks4 also has a non-overlapping role with Tks5 in promoting the matrix proteolysis activity of invadosome by mediating the localization of MT1-MMP to invadosome 30 foci. Silencing of Tks4 expression impaired invadosome formation and matrix degradation, and introduction of Tks5 rescued the former defect but not the latter (Buschman et al., 2009). Together, these studies showed that both Tks4 and Tks5 play important roles in invadosome activity. Cortactin Cortactin localizes to invadosomes in cancer cells via recruitment by Tks5 (Artym et al., 2006; Clark et al., 2007; Crimaldi et al., 2009), where it regulates actin polymerization and protease secretion of invadosomes. The actin-regulatory role of Cortactin is two-fold. First, tyrosine phosphorylation of Cortactin at residues 421, 466 and 482 allows it to recruit actin-regulating complexes, such as Nck1, N-WASp, and the Arp2/3 complex, to induce actin polymerization (Oser et al., 2009; 2010; Tehrani et al., 2007). Second, Cortactin regulates the activity of the actinsevering protein cofilin (Magalhaes et al., 2011; Oser et al., 2009). Phosphorylated Cortactin recruits to the invadosome foci a sodium-hydrogen exchanger NHE1, which locally increases the pH to cause the release of cofilin from Cortactin. The released cofilin is thus able to sever actin filaments, generating free barbed ends that promote actin polymerization in the presence of excess G-actin monomers. Subsequent dephosphorylation of Cortactin, potentially by the phosphatase PTP1B, allows it to re-sequester cofilin, leading to stabilization of actin filaments in mature invadosomes. In addition to regulating actin polymerization, other studies suggest a role for Cortactin in promoting the secretion of matrix metalloproteases MT1-MMP, MMP2 and MMP9 (Clark and Weaver, 2008; Clark et al., 2007). This is based on the observation that Cortactin is required to target matrix metalloproteases to the actin puncta of invadopodia in head and neck squamous cell carcinoma cells. Furthermore, knockdown of Cortactin in 31 these cells abolished the matrix degradation ability to an extent much greater than the decrease in invadopodia foci formation, an effect similar to the inhibition of metalloproteases by small molecules. Future studies are required to dissect the mechanism by which Cortactin regulates protease secretion in invadosomes. The tyrosine phosphorylation of Cortactin is mediated primarily by the protein kinases Src and Arg. The kinase Src has been shown to promote phosphorylation of Cortactin when overexpressed (Oser et al., 2009; Wu et al., 1991). The Arg kinase has also been shown to be required for phosphorylation of Cortactin in fibroblasts (Boyle et al., 2007; Lapetina et al., 2009). It has been proposed that Arg acts to directly phosphorylate Cortactin under activation of Src (Sibony-Benyamini and Gil-Henn, 2012). WASP proteins and the Arp2/3 complex The WASP family proteins and the Arp2/3 complex are essential for actin filament polymerization during invadosome formation. The WASP family of proteins consists of WASP, which is expressed exclusively in hematopoietic cells, and N-WASP, which is nearly ubiquitously expressed in all other cell types. The WASP proteins function as scaffolding adaptors that bind and activate the Arp2/3 complex via its C-terminal VCA domain by promoting interactions between the complex and actin (Insall and Machesky, 2009). The Arp2/3 complex is an assembly of seven subunits, including ARPC1-5, and two actin-related subunits, Arp2 and Arp3. Upon binding to N-WASP and actin filaments, the Arp2/3 complex undergoes structural changes and adopts an active conformation, allowing the Arp2 and Arp 3 subunits form an active dimer for nucleating actin filaments. The new actin filaments are formed as branches that extend off the sides of preexisting filaments at an angle of 70° (Insall and Machesky, 2009). Given that the roles of WASP and the Arp2/3 complex in actin polymerization, they are indispensible components of invadosomes. 32 Mena Mena is a member of the Ena/VASP (Enabled/vasodilator-stimulated phosphoprotein) family, which regulates actin polymerization. It has several functional domains, including the EVH1 domain, EVH2 domain, and a proline-rich core, which bind FP4 consensus motif, G- and F-actin, and profilin, respectively (Bachmann et al., 1999; Gertler et al., 1996; Hüttelmaier et al., 1999; Krause et al., 2003). As an Ena/VASP protein, Mena promotes actin filament elongation by binding to the barbed ends of actin filaments and preventing them from being blocked by capping proteins (Barzik et al., 2005; Bear et al., 2000; 2002). Furthermore, Mena also stabilizes actin filaments by bundling the filaments and clustering the barbed ends (Applewhite et al., 2007; Bachmann et al., 1999; Barzik et al., 2005). Mena plays a critical role in regulating invadopodia formation in tumor cells, potentially by promoting the elongation or stabilization of actin filaments. Mena was found to co-localize with Cortactin and F-actin at invadopodia foci (Philippar et al., 2008). Expression of Mena and a specific invasion-associated splice isoform MenaINV lengthened invadopodia lifetime and promoted degradation activity of rat MTLn3 mammary tumor cells, and increased the formation of micrometastases in the lungs (Philippar et al., 2008). In contrast, loss of Mena expression in mouse mammary tumors inhibited their invasion into the surrounding stroma, and reduced the number of circulating tumor cells and metastases (Roussos et al., 2010). These data highlight the important role of Mena in regulating invadopodia. MT1-MMP Among the proteases identified in invadopodia, the MMP family member MT1-MMP (also known as MMP14) is most well characterized within the context of invadopodia. MT1- 33 MMP is a membrane-anchored metalloproteinase. It has been shown to cleave a wide variety of ECM components in vitro, such as fibronectin, type I, II and III collagen, laminins, vitronectin and aggrecans (d'Ortho et al., 1997; Fosang et al., 1998; Koshikawa et al., 2000; Ohuchi et al., 1997). MT1-MMP accumulates at invadosome foci and is required for the proteolytic function of invadosome, as knockdown of MT1-MMP strongly inhibited matrix degradation, even though the initial stages of invadosome formation were not dramatically affected (Artym et al., 2006; Nakahara et al., 1997). MT1-MMP can be delivered to invadosome through multiple routes. First, nascently translated MT1-MMP is expressed as a 64 kDa proMT1-MMP, and undergoes Furinmediated proteolytic cleavage in the Golgi apparatus to produce an enzymatically active 54kDa transmembrane fragment that is presented on the plasma membrane in invadosomes (Mazzone et al., 2004; Sato et al., 1996; Yana and Weiss, 2000). Second, MT1-MMP can be mobilized from intracellular storage compartments and delivered to invadosomes by exocytosis via regulation of the Rab8 GTPase (Bravo-Cordero et al., 2007). Third, MT1MMP can be mobilized from other regions of the plasma membrane to the invadosome foci by endocytic recycling. Membrane-associated MT1-MMP can be internalized by clathrinand caveolae-mediated endocytosis, and subsequently trafficked from endosomes to invadosome foci via the regulation of N-WASP (Frittoli et al., 2011; Yu et al., 2012). Given its localization to invadosomes and its ability to mediate matrix degradation, MT1-MMP is an essential component of invadosomes. 34 6.5 The roles of podosomes in normal development and physiology Embryonic development Podosomes have been shown to play critical roles in mediating cell migration in the developmental process. One example is the dorsal-ventral migration of neural crest cells during embryogenesis. Using zebrafish as a model, Murphy et al. demonstrated that neural crest cells produce podosome-like protrusions that enable them to migrate from the dorsal neural tubes to the ventral compartment, where they differentiate into neurons, pigment cells, as well as bone and connective tissues (Murphy et al., 2011). The formation and function of these podosome-like protrusions are dependent on the podosome component Tks5 and the Src kinase pathway. Inhibition of Tk5 expression or Src kinase activity in these neural crest cells reduced podosome foci and cellular migration in vitro, and led to impaired dorsal-ventral migration of neural crest cells as well as developmental defects in neural crest-derived tissues in vivo. Consistent with the role of podosomes in mediating migration of neural crest cells during embryogenesis, genetic disruption of the Tks5-encoding gene Sh3pxd2a in mice led to complete cleft of the secondary palate and neonatal death (CejudoMartin et al., 2014). Additionally, in human, germline mutation or reduced expression of the invadopodia component Tks4 (encoded by the gene Sh3pxd2b) is associated with two highly similar disorders in development, the Frank-Ter Haar Syndrome and the Borrone dermato-cardio-skeletal syndrome, both of which are characterized by craniofacial and other skeletal abnormalities, as well as eye and heart defects, reminiscent of the effects of defective neural crest cell migration in zebra fish (Iqbal et al., 2010; Wilson et al., 2014). Furthermore, these developmental abnormalities were recapitulated in mice with germline deletion of Tks4 (Iqbal et al., 2010). Together, these studies underscore the contribution of podosomes in development. 35 Another example for podosomes in embryonic development comes from the axon guidance of neuronal growth cones (Santiago-Medina et al., 2015). During development of the nervous system, growth cones are responsible for guiding neurites to their proper synaptic partners. A recent study on human and Xenopus neurons identified proteolytic membrane protrusions at the growth cones that are highly similar to podosomes in terms of their molecular components and degradative functions. These podosome-like structures contain F-actin foci, Src, Tks5, Cortactin, N-WASP, Mena, and MMPs, and are capable of degrading a variety of extracellular matrix components in a Src- and Tks5-dependent manner. Disruption of these podosomes in developing embryos by targeting Tks5 inhibited the motoneurons from exiting the spinal cord and extending into the periphery. Thus these neuronal podosomes are proposed to create a passage for axonal outgrowth in the developing nervous system by degrading the surrounding matrix. Two additional examples for a role of podosomes in embryogenesis can be found in invertebrates. In the formation of body wall muscle in Drosophila embryos, fusion-competent myoblasts are found to produce podosome-like structures to mediate invasion into the opposing muscle-founder cell (Sens et al., 2010). These protrusions are similar to podosomes in terms of their morphology, size, dynamics, structural components, and invasive nature. In addition, during the development of uterine-vulval attachment in C. elegans larva, the anchor cell in the gonad forms a podosome-like structure that invades through the gonadal and ventral basement membranes to penetrate the vulval epithelium (Hagedorn et al., 2014; 2013). These protrusions share many similarities with podosomes in terms of their structure, size and turnover rate. The presence of podosome-like structures in lower organisms suggest that podosomes serve as an evolutionarily conserved mechanism for the cellular invasion and migration processes during development. 36 Normal physiology In adults, podosomes have also been shown to mediate normal physiological functions of numerous cell types, including macrophages, dendritic cells, lymphocytes, osteoclasts, and endothelial cells. Podosomes are important for proper function of osteoclasts (Kanehisa et al., 1990; Lakkakorpi and Väänänen, 1991; Sato et al., 1997; Teti et al., 1989; Zambonin-Zallone et al., 1989; Zhang et al., 1995). Osteoclast podosomes are unique compared to podosomes in other cell types, as they merge to form a superstructure called the sealing zone. This podosome-based sealing zone allows osteoclasts to attach to the bone surface, and form an enclosed lacuna into which protons and lytic enzymes are secreted to enable bone remodeling. In animal experiments, osteoclasts derived from mice that harbored homozygous germline mutations for the podosome component WASP showed defective bone resorption in vitro on bone slices as well as in vivo in animals with bone damage (Calle et al., 2004), demonstrating the essential role of podosomes in mediating proper bone resorption activity of osteoclasts. Immune cells, such as macrophages, dendritic cells, and lymphocytes, have also been found to form podosomes (Burns et al., 2001; Calle et al., 2006; Carman et al., 2007; Cougoule et al., 2010; Linder et al., 1999). In these cell types, podosomes have been proposed to mediate a wide variety of functions, including matrix degradation, migration, rigidity sensing, topography sensing, and antigen sampling (Baranov et al., 2014; Carman et al., 2007; Gawden-Bone et al., 2010; Linder and Wiesner, 2015; Sage et al., 2012). Interestingly, in patients with Wiskott–Aldrich syndrome, which is an X-linked recessive disease caused by genetic mutations of the podosome component WASP, the dendritic cells and macrophages are unable to form podosomes, and the patients suffer from severe 37 immune deficiencies. This observation provides indirect evidence that podosomes are required for the proper function of immune cells {Binks:1998ve, Linder:1999vj}. Finally, podosomes have also been observed in endothelial cells as large ring- or crescent-shaped structures that are capable of degrading the extracellular matrix in vitro (Osiak et al., 2005; Rottiers et al., 2009; Tatin et al., 2006; Varon et al., 2006). It has been proposed that endothelial podosomes serve as adhesion structures for migration of endothelial cells and provide a means to remodel the basement membrane during vessel sprouting and vasculogenesis, but functional experiments in animals remain to be done to support this hypothesis. 6.7 The roles of invadopodia in tumor invasion and metastasis Invadopodia are thought to be aberrant derivatives of podosomes that tumor cells have usurped for promoting cellular invasion and migration (Murphy and Courtneidge, 2011). Because of their ability to degrade the ECM, invadopodia have been proposed to provide a mechanism for tumor cells to overcome the physical barriers presented by the basement membrane, the interstitial matrix, and the endothelial cells during metastasis. Invadopodia are thought to promote multiple steps of the metastatic cascade, including local invasion into the stromal tissues at the primary tumor, intravasation into the vasculature, extravasation at distant sites, and colonization of distant organs. Numerous studies have presented evidence for a role of invadopodia in cancer cells to mediate degradation of the ECM in vitro. Invadopodia with proteolytic activity have been observed in a variety of tumor cells in culture, including melanoma, breast cancer, prostate cancer, and head and neck squamous cell carcinoma (Burger et al., 2014; Clark et al., 2007; Seals et al., 2005). Furthermore, cancer cells that are capable of forming invadopodia demonstrated higher invasiveness in vitro (Coopman et al., 1998). Knockdown of 38 invadopodia components, such as Tks5 or Cortactin, in these cells inhibited invadopodia formation and matrix degradation, while overexpression of these components had the opposite effect. There are also in vivo evidence from animal models supporting that tumor cells can form invadopodia to promote invasion and metastasis. For example, Jing Yang and colleagues have used a transplantation model of breast cancer to demonstrate that tumor cells that have undergone Twist1-mediated epithelial-to-mesenchymal transition metastasized to distant organs by forming invadopodia (Eckert et al., 2011). Mechanistically, the authors demonstrated that Twist1 induced transcription of PDGFRα, which led to activation of Src, thus inducing invadopodia formation. Efficient metastasis of these tumor cells required invadopodia activity, as knockdown of the invadopodia component Tks5 inhibited metastasis to the lungs from subcutaneous tumors formed by transplanted cancer cells. A second example for an in vivo role of invadopodia in metastasis comes from the studies by John Condeelis and colleagues. Using multiphoton intravital imaging, the authors detected invadopodia-like protrusions in breast carcinoma cells that extended from the primary tumors and penetrated into blood vessels in a mouse xenograft model (Gligorijevic et al., 2012; Yamaguchi et al., 2005a). Immunofluorescence staining of tissue sections showed that these invasive protrusions were enriched in F-actin, Cortactin, and N-WASP, three important components of invadopodia, and were capable of degrading collagen in the tumor stroma. Furthermore, knockdown of N-WASP or overexpression of a dominantnegative N-WASP mutant inhibited the formation of these invasion protrusions, and reduced the number of circulating tumor cells as well as lung metastases in the xenograft model. A final example comes from a collaborative study between Sara Courtneidge, Ann Chambers, John Lewis and colleagues. Using intravital imaging of a chorioallantoic membrane system, which is a network of capillaries and stromal cells found in the chicken embryo, the authors 39 monitored the behavior of human tumor cells injected into the vasculature. They observed that human breast cancer cells, fibrosarcoma cells, and epidermoid carcinoma cells formed invadopodia protrusions when extravasating from the capillaries into the surrounding stroma. These protrusions were enriched for invadopodia components, including Tks5, Tks4, Cortactin, and MT1-MMP. Furthermore, knockdown of these components or inhibition of Src by small molecules abrogated the invasive protrusions and diminished the rate of extravasation. Collectively, these data strongly argue that invadopodia promote invasion and metastasis of tumor cells in vivo. In summary, invadopodia have been demonstrated to play significant roles in metastasis in many cancer types. However their role in lung cancer specifically has not been previously characterized. Furthermore, there is still a lot to be learned about the regulatory mechanisms of the formation and function of invadopodia. In Chapter 2, I will present evidence that alteration in the isoform expression of one of the key invadopodia components, Tks5, can significantly affect invadopodia activity in lung adenocarcinoma cells. Furthermore, I will provide data demonstrating that Tks5-mediated invadopodia activity is required for promoting lung adenocarcinoma metastasis. 40 III. ROLES OF DEVELOPMENTAL TRANSCRIPTION FACTORS IN METASTASIS Cancer is often considered an aberration of the normal developmental program. A major piece of evidence for this argument is the observation that numerous transcription factors that are critical for normal differentiation are dysregulated during cancer progression and metastasis. Interestingly, the contributions of these developmental transcription factors to cancer are diverse. While some developmental transcription factors inhibit tumor progression, others promote this process. Here I will review the literature to highlight a few transcription factors as examples. For the purpose of organization, I will divide these transcription factors into two categories based on their effect on the differentiation state of the tumors. The first category includes transcription factors whose expression alterations correlate with dedifferentiation during tumor progression. This includes transcription factors that are expressed in embryonic tissues and are upregulated in cancer, as well as those factors that are expressed in adult tissues and are downregulated in cancer. In contrast, the second category, called lineage survival oncogenes, includes transcription factors that are expressed in differentiated adult tissues and, instead of being lost to promote dedifferentiation in tumor, are further overexpressed in cancer cells to promote tumor progression. 1. Dedifferentiation in tumor progression Dedifferentiation is frequently associated with tumor progression. In the field of surgical pathology, dedifferentiation is often observed in tumors, and histologically poorly differentiated lesions are classified as high grade and are strongly correlated with disease progression and poor prognosis. From the perspective of cell biology, many parallels are found between tumor cells and stem cells. These similarities include unlimited proliferation, 41 self-renewal, resistance to apoptosis, and capacity for independent growth. In terms of gene expression, transcriptome profiling analysis on a wide variety of tumor types, including lung cancer, breast cancer, glioblastoma, and bladder carcinoma have revealed a striking overlap between genes involved in developmental pathways and those that are altered in cancer (Ben-Porath et al., 2008; Kho et al., 2004; Kopantzev et al., 2008; Liu et al., 2006). These observations led to the hypothesis that many of the biological networks involved in developmental organogenesis are also those that go awry in tumor initiation and progression. In particular, transcription factors critical for normal development are dysregulated in tumor progression. Such dysregulated expression of developmental transcription factors can promote tumor dedifferentiation in two major ways. The first type includes transcription factors whose expression is primarily restricted to embryonic tissues and is not detected in differentiated tissues. Re-expression of these embryonal transcription factors drives tissue dedifferentiation and promotes tumor development. The second type includes transcription factors whose expression is induced during cell-fate specification and is maintained in differentiated adult tissues, but is downregulated during natural tumor progression. These tissue-specific transcription factors promote differentiation in normal tissues, and loss of their expression favors tumor progression. Below I will review examples for both types of transcription factors associated with tumor dedifferentiation. 1.1 Embryonal transcription factors that promote tumor progression Numerous studies showed that developmental transcription factors that are primarily expressed during early embryogenesis and subsequently downregulated in adult tissues have an oncogenic role in tumor progression when re-activated in malignant cells. The first, and perhaps the most extreme, example of embryonal transcription factor driving tumorigenesis comes from the reprogramming factors Klf4, Oct4, Sox2, and c-Myc. In 42 chimeric mice generated using embryonic stem cells in which these reprogramming factors were inducible under the control of doxycycline, continuous expression of these reprogramming factors led to the development of teratomas in various organs, while transient induction of these factors caused the development of undifferentiated dysplastic cells that showed invasion into surrounding tissues and were distinct from teratomas (Abad et al., 2013). A second example in this category is the transcription factor Twist, which drives epithelial-to-mesenchymal transition (EMT) in normal development and tumor metastasis. Twist is a basic helix–loop–helix transcription factor. Its expression is induced during embryonal morphogenesis of the cranial neural tube to convert neural crest cells from an epithelial state to a mesenchymal state in order to mediate neural crest migration (Chen and Behringer, 1995; Soo et al., 2002). In adults, Twist is not expressed in most epithelial tissues, except the kidneys and pancreas (Castanon and Baylies, 2002). In epithelial tumors, Twist, together with other EMT transcription factors, such as Snail, Slug, Zeb1 and Zeb2, have been proposed to mediate EMT in tumor cells, leading to increased metastatic migration and invasion. Because this change in cell state is thought to be transient and reversible, clinical evidence of epithelial tumor cells being converted to a mesenchymal state is scarce, and it remains controversial whether EMT actually occurs in metastasis in patients. Nonetheless, functional studies in cell lines and animal models have demonstrated that Twist can promote metastasis in vivo (Eckert et al., 2011; Yang et al., 2004). Furthermore, activated expression of Twist has been detected in human tumors and is associated with poor survival of patients (Caramel et al., 2013). These studies strongly argue for a role for this embryonal transcription factor in promoting metastasis. A third example for a reactivated embryonal gene during tumor progression is Pax2 in kidney cancer. In kidney organogenesis, the expression of Pax2, a paired-box 43 transcription factor, is restricted to the early phase of kidney development in condensing kidney mesenchyme and its early epithelial derivatives. However, upon further development, downregulation of Pax2 expression is required for differentiation into mature tubular epithelium. Pax2 expression is silenced in normal kidney epithelial cells in adults (Dressler et al., 1990; 1993; Torres et al., 1995). In contrast, in various kidney cancers, including Wilms tumor, renal cell carcinoma and polycystic kidneys, Pax2 expression is reactivated (Daniel et al., 2001; Dressler and Douglass, 1992; Gnarra and Dressler, 1995; Ostrom et al., 2000). Knockdown of Pax2 in human renal cell carcinoma cells resulted in growth inhibition (Gnarra and Dressler, 1995), while reducing Pax2 expression in a mouse model of polycystic kidney disease induced apoptosis and impeded disease progression (Ostrom et al., 2000). Collectively, these findings suggest that Pax2 reactivation in kidney tumors promotes their progression by inducing an embryonic, undifferentiated, and proliferative state. A final example in this category is the gene Hsix1 in breast cancer. Hsix1 is a homeobox gene expressed during embryonic development of the mammary glands, but is lowly expressed or absent in adult mammary glands (Ford et al., 1998; Kobayashi et al., 2008; Laclef et al., 2003; Xu et al., 2003). However, in breast cancer Hsix1 is frequently overexpressed in both primary tumors and metastases (Ford et al., 1998). Increased expression of Hsix1 is associated with poor prognosis of these patients (Iwanaga et al., 2012; Micalizzi et al., 2009). Furthermore, exogenous overexpression of Hsix1 is sufficient to induce malignant transformation of mammary cells in vitro and increase tumorigenicity in vivo (Coletta et al., 2008). Mechanistically, Hsix1 has been shown to attenuate DNA damage-induced G2 cell cycle checkpoint (Ford et al., 1998; 2000), upregulate expression of the embryonic mammary gland-specific cyclin A1 (Coletta et al., 2008; 2004), and induce expansion of a stem-like population within mammary carcinoma cells (Iwanaga et al., 2012). 44 Thus, overexpression of Hsix1 is thought to reestablish an embryonic state of proliferation to promote breast tumorigenesis. 1.2 Lineage-specific transcription factors that suppress tumor progression While reactivation of embryonal transcription factors can induce dedifferentiation in tumors, another mechanism for dedifferentiation-mediated cancer progression is the loss of expression of lineage-specific transcription factors. Numerous studies showed that developmental transcription factors that are required to maintain adult tissue differentiation have a suppressive role in cancer progression. One example is Nkx3-1. This homeoboxcontaining transcription factor regulates differentiation of the prostate epithelium (BhatiaGaur et al., 1999). The gene is normally expressed during prostate organogenesis to mediate proper branching morphogenesis, glandular secretion and growth, and is subsequently maintained in differentiated prostate tissues in adulthood. However, loss of Nkx3-1 expression is frequently observed in human prostatic intraepithelial neoplasia and prostate carcinomas, and correlates with tumor progression (Bowen et al., 2000). Homozygous and heterozygous mutation of Nkx3-1 in mice was sufficient to induce development of prostatic intraepithelial neoplasia, which are precursors to prostate carcinoma (Abdulkadir et al., 2002; Bhatia-Gaur et al., 1999), while genetic inactivation of Nkx3-1 was found to synergize with Pten loss-of-function mutation to accelerate tumorigenesis in a mouse model of prostate carcinoma (Kim et al., 2002b). Furthermore, overexpression of Nkx3-1 inhibited growth of prostate carcinoma cells (Kim et al., 2002a). Collectively, these data demonstrate that Nkx3-1 is a suppressor of prostate tumor initiation and progression. A second example is Elf5 in breast cancer. In normal development, the Ets-domain transcription factor Elf5 is required for alveolar morphogenesis of the mammary glands and 45 regulating the function of mammary stem cells (Chakrabarti et al., 2012b; Choi et al., 2009; Oakes et al., 2008; Zhou et al., 2005). In human breast cancer, Elf5 expression is frequently lost (Ma et al., 2003; Zhou et al., 1998), and is associated with poor prognosis of patients (Chakrabarti et al., 2012a). Mechanistically, reduced Elf5 expression led to activation of the EMT mediator Slug, induced EMT, and promoted metastasis in mouse models of breast cancer (Chakrabarti et al., 2012a). Thus, loss of Elf5-mediated differentiation state in breast cancer promotes progression of this tumor type. 2. Lineage survival oncogenes While dysregulation of some developmental regulators discussed above can promote dedifferentiation and tumor progression, there is also evidence from numerous studies that support a different role for these lineage-specific factors in tumorigenesis, where gain of expression of transcription factors that are required for terminal differentiation favors rather than inhibits tumor progression. These transcription factors are termed “lineage survival oncogenes”. The prototype example of lineage survival oncogenes comes from studies of MITF in melanoma. MITF (microphthalmia-associated transcription factor) encodes the master transcription factor that regulates melanocyte survival and differentiation (Levy et al., 2006; Opdecamp et al., 1997). In melanoma, decreased MITF expression generally correlates with metastatic tumors and poor patient survival (Salti et al., 2000); however in about 10% of primary melanomas and 15%-20% of metastases, MITF is genetically amplified and thus overexpressed, and was associated with poor survival outcomes (Garraway et al., 2005). Mechanistically, increased MITF expression cooperates with BRAF mutation to transform immortalized melanocytes and promote survival of melanoma cells in the context of aberrant MAPK pathway activation and cell-cycle deregulation (Garraway et al., 2005). Silencing of 46 MITF in cell lines that harbored copy number gain led to growth inhibition, suggesting that MITF has a lineage survival function in melanoma (Garraway et al., 2005). Paradoxically, in non-transformed melanocytes, MITF expression induced cell cycle arrest and differentiation (Carreira et al., 2005; Loercher et al., 2005). This observation suggests that melanoma cells have additional genetic or epigenetic alterations that allow MITF to induce proliferation in the context of malignant cells. A second example of lineage survival oncogene is ETV1 in gastrointestinal stromal tumors (GIST). In normal intestine, ETV1 is required for the differentiation of ICC-MY cells (myenteric interstitial cells of Cajal), which are cells that form a network between the circular muscle and longitudinal muscle layers surrounding the neuronal myenteric plexus (Arber et al., 2000). In the context of GIST, ETV1 is highly overexpressed in the tumor cells (Chi et al., 2010; Zhang et al., 2014), and is found to be required for cell cycle progression and survival of GIST cancer cells (Chi et al., 2010). Furthermore, ETV1 has been found to cooperate with KIT for transformation and GIST development (Chi et al., 2010). Thus, these data suggest that gain of ETV1 expression promotes the formation of GIST. 3. Context-dependent functions of Nkx2-1, Cdx2, and Foxa2 The effect of differentiation on tumor development is complex. While some developmental transcription factors, such as the ones discussed above, fall neatly into categories of tumor suppressive or oncogenic roles, other developmental factors have been found to affect tumor progression in both ways in a context-dependent manner. Here we will consider three examples: Nkx2-1, Cdx2, and Foxa2. 47 3.1 The roles of Nkx2-1 in lung adenocarcinoma Nkx2-1 (also known as TTF1, TITF1, or T/EBP) is a homeobox-containing transcription factor that has been studied extensively in the context of lung development and lung adenocarcinoma. In normal embryonic development, Nkx2-1 expression is initially detected in the ventral foregut endoderm and its derivative tracheal progenitor arising from the lung primordium. Later in lung organogenesis, Nkx2-1 expression becomes progressively restricted to distal airway cells (Stahlman et al., 1996; Yatabe et al., 2002). Animal studies have demonstrated that Nkx2-1 expression is required for morphogenesis of the distal lung (Yuan et al., 2000), but is dispensable for specification of the lung primordium and for proximal lung morphogenesis (Minoo et al., 1999). Mice with germline homozygous deletion of Nkx2-1 died immediately after birth due to hypoplastic lung development, as the lungs exhibited severely impaired branching morphogenesis, lacked lung parenchyma, and showed abnormal bronchial epithelium (Kimura et al., 1996). Mechanistically, Nkx2-1 transduces morphogenic signals (including fibroblast growth factors, Sonic hedgehog, and bone morphogenetic proteins) from the surrounding mesenchyme into transcriptional regulation of lung-specific genes, including Sftp-A, -B, -C, and CCSP (Bohinski et al., 1994; Bruno et al., 1995; Kelly et al., 1996; Yan et al., 1995) In lung adenocarcinoma, the role of Nkx2-1 is complex. On one hand, ample evidence indicates that Nkx2-1 has a tumor suppressor role. Immunohistochemical analysis of human lung adenocarcinoma showed that strong expression of Nkx2-1 was mostly detected in well-differentiated tumors and less frequently found in poorly differentiated lesions (Stenhouse et al., 2004). Patients with tumors expressing high levels of Nkx2-1 had better prognosis for survival (Barletta et al., 2009; Berghmans et al., 2006). This tumor suppressive role of Nkx2-1 is further supported by several lines of evidence from genetically-engineered mouse models of lung adenocarcinoma. In a study by Kang et al, 48 Nkx2-1 expression was detected in a progressively decreasing pattern from wild-type lung tissues to adenomas to adenocarcinoma in a Tgfβ1+/- mouse model treated with the carcinogenic ethyl carbamate (Kang et al., 2004). Two recent genetic studies from our group and Maeda et al. also demonstrated a tumor suppressive role of Nkx2-1 in mouse models (Maeda et al., 2012; Snyder et al., 2013). Genetic deletion of Nkx2-1 in KrasG12D-driven lung adenocarcinomas promoted primary tumor growth. Furthermore, overexpression of Nkx2-1 in KrasG12D-driven lung adenocarcinomas inhibited tumor initiation and growth. An additional study from our group by Winslow et al. showed that Nkx2-1 suppresses metastasis of lung adenocarcinoma. Nkx2-1 expression was consistently downregulated in metastatic primary lung tumors and metastases in a KrasLSL-G12D/+; p53fl/fl conditional mouse model, and silencing of Nkx2-1 expression by shRNA in non-metastatic cell lines promoted metastasis (Winslow et al., 2011). The mechanisms by which Nkx2-1 suppresses metastasis is multifaceted. First, Nkx2-1 can repress the expression of the embryonal proto-oncogene Hmga2 via direct upregulation of miR-33a, a microRNA that binds to the 3’UTR of Hmga2 and inhibits Hmga2 expression (Rice et al., 2013; Winslow et al., 2011). Second, Nkx2-1 can activate the expression of a number of cell adhesion molecules, including E-cadherin, Occludin, Claudin-1, and Claudin-18, which suppress cellular motility (Niimi et al., 2001; Runkle et al., 2012; Saito et al., 2009). Third, Nkx2-1 also inhibits the expression of MYBPH (myosin-binding protein H), which has been found to impair cellular migration by suppressing actomyosin organization (Hosono et al., 2012). Finally, Nkx2-1 has been found to repress epithelial-to-mesenchymal transition by reducing TGFβ-mediated induction of Snail and Slug (Saito et al., 2009). Collectively, these data demonstrate that Nkx2-1 suppresses tumor progression and metastasis. Paradoxically, other studies have argued that Nkx2-1 functions as a lineage-survival oncogene in lung adenocarcinoma. Nkx2-1 is one of the genes in a 14q13.3 cytoband 49 amplification that has been found to be the most frequent focal amplification in lung cancer that is not associated with a known lung oncogene (Barletta et al., 2009; Kwei et al., 2008; Lee et al., 2013; Tanaka et al., 2007; Weir et al., 2007). Furthermore, these studies identified that Nkx2-1 amplification was associated with poor prognosis among patients that had Nkx2-1-expressing tumors. Tumor cells with Nkx2-1 amplification appeared to be reliant or “addicted” to Nkx2-1 expression for proliferation, as RNAi-mediated knockdown of Nkx2-1 in these cells disrupted cell cycle progression and induced apoptosis (Kendall et al., 2007; Kwei et al., 2008; Tanaka et al., 2007; Weir et al., 2007). Mechanistic studies demonstrated that the pro-survival effect of Nkx2-1 is mediated at least in part through ROR1 (receptor tyrosine kinase-like orphan receptor 1) and LMO3 (LIM domain only 3) (Watanabe et al., 2013; Yamaguchi et al., 2012). The oncogenic role of Nkx2-1 in human lung adenocarcinoma is corroborated by animal studies of EGFR-driven lung adenocarcinoma. In contras to mutant Kras-driven lung adenocarcinoma, Nkx2-1 appeared to enhance tumorigenesis of EGFR-driven lung adenocarcinoma, as EgfrL858R; Nkx2-1+/- mice showed reduced lung tumor number and volume compared to EgfrL858R; Nkx2-1+/+ mice (Maeda et al., 2012). Taken together, these data show that Nkx2-1 has an oncogenic role in addition to a tumor suppressive role in lung adenocarcinoma. 3.2 The roles of Cdx2 in colorectal cancer A second example for the complex roles of developmental transcription factors in tumor progression comes from studies of Cdx2 in the context of intestinal development and colorectal tumorigenesis. Cdx2 is a caudal type homeobox transcription factor. In normal physiology, Cdx2 is expressed in the intestinal epithelium during embryonic development and in adult intestines (James et al., 1994). It controls morphogenesis of intestinal cells during development, and maintains the differentiated phenotype in adulthood by supporting 50 transcription of intestinal-specific genes (Guo et al., 2004). Conditional disruption of Cdx2 in early endoderm led to grossly abnormal development of the intestine (Gao et al., 2009), while acute ablation of Cdx2 in adult intestinal cells led to severe loss of intestinal differentiation (Hryniuk et al., 2012). In colorectal cancer, numerous studies have demonstrated that Cdx2 can assert a tumor suppressive role in tumor development. Cdx2 expression is frequently reduced in colorectal tumors, especially in high-grade, invasive, dedifferentiated carcinomas. Furthermore, reduced Cdx2 expression was found to correlate with poor survival of patients (Baba et al., 2009; EE et al., 1995; Kim et al., 2013; Mallo et al., 1997). Consistent with these observations in human patients, animal studies have shown that heterozygous Cdx2+/mutation predisposed mice to develop adenomatous intestinal polyps, which notably had complete loss of Cdx2 expression even though there was no loss of heterozygosity (Chawengsaksophak et al., 1997). Heterozygous Cdx2 mutation also sensitized mice to chemically induced colorectal cancer (Bonhomme et al., 2003), and was shown to cooperate with ApcΔ716/+ mutation to accelerate the formation of colonic polyps (Aoki et al., 2003). Finally, aberrant expression of Cdx2 in colorectal cancer cell lines was found to suppress their proliferation (Mallo et al., 1998). Taken together, these studies argue that Cdx2 suppresses initiation and progression of colorectal cancer. However, evidence from several studies argued that Cdx2 can also act as a lineage survival oncogene in a subset of colorectal cancer (Douglas et al., 2004; Salari et al., 2012). These studies found that Cdx2 is genomically amplified in 30%-50% of human colorectal tumor samples. For these Cdx2 amplified cells, the Cdx2 protein is overexpressed, and knockdown of Cdx2 induced apoptosis and inhibited cell-cycle progression, at least in part via the Wnt/β-catenin signaling pathway. Thus, Cdx2 appears to be able to act in both oncogenic and tumor suppressive manners in intestinal cancer. 51 3.3 The roles of Foxa2 in lung cancer and neuroendocrine prostate cancer Foxa2 (also known as Hnf3β) is a forkhead box-containing transcription factor expressed in early embryogenesis for formation of the node, notochord, and definitive endoderm. Foxa2-/- mice are embryonic lethal (Ang et al., 1993; Dufort et al., 1998; Weinstein et al., 1994). Foxa2 is also required for differentiation specification and mature function of various endoderm-derived organs, including the lungs, stomach, intestine, liver, pancreas, bladder, brain, and prostate (Besnard et al., 2004; Bochkis et al., 2008; Ferri et al., 2007; Gao et al., 2008; 2007; Lantz et al., 2004; Lee et al., 2005; Lin et al., 2009; Mirosevich et al., 2005). Here I will focus on the development of the lungs and prostate specifically, as they are relevant for our subsequent discussion of the roles of Foxa2 in tumor progression. For lung development, studies from mice bearing conditional mutations of Fox-family proteins showed that Foxa2 cooperates with its paralog Foxa1 (also known as Hnf3 α) in a redundant manner to induce the branching morphogenesis (Wan et al., 2005), and is required for alveolarization (Wan et al., 2004; Zhou et al., 1997). In mature lungs, Foxa2 has been shown to maintain lung differentiation by regulating the expression of lungspecific genes, including Nkx2-1, SftpB, and Scgblal (Bingle and Gitlin, 1993; Bingle et al., 1995; Bohinski et al., 1994; Ikeda et al., 1996). In prostate development, Foxa2 is expressed early during embryonic prostate epithelial bud formation, and later in a subpopulation of basal neuroendocrine epithelial cells within the periurethral ducts of the adult prostate (Mirosevich et al., 2005). Mechanistically, Foxa2 and other Fox-family members are thought to differ from classical transcription factors as they can also function as pioneer transcription factors and transcription cofactors. As a classical transcription factor, Foxa2 can promote transcription of its target genes by recruiting co-activators such as CBP/p300 that promote assembly of the general transcriptional machinery and RNA polymerase II holoenzyme. Alternatively, Foxa2 52 can inhibit transcription by recruiting histone deacetylaces (Lam et al., 2013). As a pioneer factor, Foxa2 is also able to open condense chromatin upon binding to forkhead response elements and allow access for other transcription factors (Li et al., 2012a; Zaret et al., 2010). Finally, Foxa2 can function as a cofactor to recruit other transcription factors such as estrogen receptor-α (ERα) and androgen receptor (AR) to regulate transcription of target genes (Li et al., 2012b). In lung cancer, several lines of evidence suggest that Foxa2 has a suppressive role in tumor development. Expression of Foxa2 was found to be silenced by promoter hypermethylation in a subset of human lung adenocarcinoma and squamous cell carcinomas, and decreased expression of Foxa2 was associated with poor survival of patients (Basseres et al., 2012; Halmos et al., 2004). Loss of Foxa2 led to expression of Slug, a major mediator of epithelial-to-mesenchymal transition, upon TGFβ1 stimulation, and was shown to promote cellular invasion and migration (Tang et al., 2011). Furthermore, forced expression of Foxa2 in a metastatic human lung adenocarcinoma cell line led to proliferation arrest and apoptosis (Halmos et al., 2004). Besides lung cancer, similar evidence for a tumor suppressive role for Foxa2 has been reported in pancreatic (Song et al., 2010) and gastric cancer (Zhu et al., 2015). In contrast to the above reports, studies on neuroendocrine prostate cancer demonstrated an oncogenic role for Foxa2. Foxa2 expression was found to be highly upregulated in primary human neuroendocrine carcinomas and metastases (Mirosevich et al., 2006; Qi et al., 2010). In mouse models of neuroendocrine prostate carcinomas driven by simian virus 40 large T antigen, Foxa2 was highly upregulated in the primary tumors and metastases compared to untransformed prostate neuroendocrine cells (Hu et al., 2002; Mirosevich et al., 2006). Furthermore, Foxa2 was shown to be capable of regulating prostatic gene expression in a ligand and androgen receptor independent fashion, 53 suggesting that Foxa2 may play an important role in proliferation and the switch to androgen independence growth of these tumor cells (Mirosevich et al., 2006). Consistent with these observations, in a mouse model of neuroendocrine prostate cancer driven by HIF-1α, Foxa2 is required to transactivate a collection of hypoxia-responsive genes required for the neuroendocrine phenotype and the metastatic propensity of this tumor type (Qi et al., 2010). Taken together, these data support that Foxa2 plays an oncogenic role in neuroendocrine prostate cancer. 3.4 Explaining the diverse roles of developmental transcription factors in cancer It is curious and perhaps perplexing to consider that developmental transcription factors can play such diverse, and even opposing, roles in tumor progression. Nonetheless, this complexity may be better understood in the context of the metastatic cascade and clonal selection. Cancer cells undergo constant selective pressure during tumor progression, and those with properties that allow them to propagate through the metastatic cascade will be selected for their dissemination and outgrowth. In this context, alterations in the differentiation state of the tumor cells may confer selective advantages in different ways. In some situations, loss of differentiation states may promote tumor metastasis, while in other situations, increased expression of the differentiation transcription factors may benefit tumor progression. One potential reason that loss of differentiation states may favor metastasis is the gain of motility. Differentiated epithelial cells are held together by various cell-to-cell and cell-to-basement adhesions. Loss of these adhesions through tumor dedifferentiation can promote cellular migration and invasion. Another potential selective advantage conferred by tumor dedifferentiation is the gain of stem-like properties. Normal stem cells are known to have special characteristics such as self-renewal, resistance of apoptosis, and independent growth. Thus by adopting a more stem-like state, 54 dedifferentiated tumor cells may be selected for adaptive survival after they are disseminated to the foreign environment of a distant organ. Conversely, lineage survival oncogenes may provide selective advantage for tumor progression in other contexts by reinforcing the proliferation and survival signals that are programmed into tumor cells of the specific lineage. In this context, the cellular mechanisms that promote lineage-specific growth and survival during normal differentiation may be exploited by tumor cells to promote tumor progression. For those transcription factors that appear to have both tumor suppressive and oncogenic role in tumor progression, such as the aforementioned transcription factors Nkx21, Cdx2, and Foxa2, whether their loss or gain of expression favors tumor progression is likely context dependent. The most obvious determining factors is the tissue type that the tumor arises in, as exemplified by the case of Foxa2 in lung cancer and neuroendocrine prostate cancer discussed above. These two tissue types are likely different in their signaling pathway, thus resulting in different effects of Foxa2 expression in tumor progression. A second determining factor is the background of genetic mutations and the activation state of signaling pathways in the cells. For example, loss of Nkx2-1 expression has been found to promote progression of lung adenocarcinoma driven by Kras, but the same Nkx2-1 expression alteration inhibits lung adenocarcinoma driven by EGFR (Maeda et al., 2012; Snyder et al., 2013; Winslow et al., 2011). This discrepancy is likely due to differences in the downstream pathways that are activated by Kras and EGFR mutations. A third potential determining factor is the state of tumor progression. While early tumors may benefit from the proliferation effect of a lineage survival oncogene, more advanced tumors may have acquired additional genetic or epigenetic alterations to sustain proliferation and/or avoid apoptosis, and become independent of the proliferation effect of the lineage survival 55 oncogene. In the latter situation, the benefits of increased motility and stemness upon loss of differentiation may be selected for tumor progression and metastasis. In summary, the roles of developmental transcription factors in tumor progression and metastasis are diverse and complex. There is a lot to be learned about the specific effect of developmental transcription factors in metastatic progression in different cancer types. 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Koch Institute for Integrative Cancer Research, Department of Biology, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA 2 Department of Surgery, Thoracic Surgery, University of Michigan Medical School, Ann Arbor, Michigan 48109, USA 3 Department of Pathology, Tufts University School of Medicine and Veterinary Medicine, North Grafton, Massachusetts 01536, USA 4 Department of Genetics, Stanford University School of Medicine, Stanford, California 94305, USA 5 Howard Hughes Medical Institute, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA The author performed all the experiments, with some assistance from M.M.W., T.L.D. and C.K-K. Bioinformatics analysis of microarray data was performed by S.H. and C.W. Pathology analysis was performed by R.B., while G.C. and D.G.B assisted with clinical data analysis. All experiments were performed in the laboratory of Tyler Jacks. 79 ABSTRACT Metastasis accounts for the vast majority of cancer related deaths, yet the molecular mechanisms that drive metastatic spread remain poorly understood. Here we report that Tks5, which has been linked to formation of proteolytic cellular protrusions known as invadopodia, undergoes an isoform switch during metastatic progression in a geneticallyengineered mouse model of lung adenocarcinoma. Non-metastatic primary tumor-derived cells predominantly expressed a short isoform Tks5short, while metastatic primary tumor- and metastasis-derived cells acquired increased expression of the full-length isoform Tks5long. This elevation of Tks5long-to-Tks5short ratio correlated with a commensurate increase in invadopodia activity in metastatic cells compared to non-metastatic cells. Further characterization of these isoforms by knockdown and over-expression experiments demonstrated that Tks5long promoted invadopodia in vitro and increased metastasis in transplant models and an autochthonous model of lung adenocarcinoma. Conversely, Tks5short decreased invadopodia stability and proteolysis, acting as a natural dominantnegative inhibitor to Tks5long. Importantly, high Tks5long and low Tks5short expressions in human lung adenocarcinomas correlated with metastatic disease and predicted worse survival of early-stage patients. These data indicate that tipping the Tks5 isoform balance to a high Tks5long-to-Tks5short ratio promotes invadopodia-mediated invasion and metastasis. 80 INTRODUCTION Despite the high rates of mortality associated with metastatic lung cancer (Keshamouni et al. 2009; Siegel et al. 2013), the molecular mechanisms underlying disease progression remain incompletely understood. Metastasis accounts for the vast majority of all lung cancer fatality, as even 30-50% of early-stage patients who undergo surgical resection eventually succumb to metastatic relapse, and patients with metastatic disease are almost always incurable (Keshamouni et al. 2009). The development of more effective therapeutic interventions for this disease will rely on improving our understanding of metastasis at the molecular level. Tks5 (also known as Sh3pxd2a) has been previously implicated in promoting metastasis because of its role in invasive cellular structures known as invadopodia (Courtneidge 2012). Invadopodia are actin-rich, proteolytic membrane protrusions that were initially identified in Src-transformed mouse embryonic fibroblasts (Chen et al. 1984; Tarone et al. 1985), and later observed in a variety of cultured human cancer cells, including breast cancer, melanoma, and head and neck squamous cell carcinoma (Seals et al. 2005; Bowden et al. 2006; Clark et al. 2007). While invadopodia formation is spontaneous in some cancer cells in culture, it can be further stimulated by activating integrin β1 and receptors for epidermal growth factor (EGF) and platelet-derived growth factor (PDGF) (Nakahara et al. 1998; Yamaguchi et al. 2005; Philippar et al. 2008; Eckert et al. 2011). These cellular “invasive feet” have been demonstrated to produce a variety of proteases, including metalloproteases (MMP2, MMP9, MT1-MMP and the ADAM family of sheddases) and serine proteases (seprase and uPAR) (Linder 2007), and are capable of digesting various components of the extracellular matrix in vitro (Kelly et al. 1994). Given their proteolytic capabilities, invadopodia are thought to facilitate metastasis by enabling tumor cells to 81 breach the basement membrane, degrade the extracellular matrix, and invade into the stroma during the intravasation and extravasation steps of the metastatic cascade (Murphy and Courtneidge 2011). In fact, it has been proposed that invadopodia in cancer cells are a co-opted and dysregulated version of normal cellular structures known as podosomes that are found in untransformed cells such as osteoclasts, macrophages, dendritic cells, endothelial cells and smooth muscle cells (Murphy and Courtneidge 2011). Although it is still unclear whether invadopodia have any physiological function in metastatic invasion during natural tumor progression (Linder 2009; Sibony-Benyamini and Gil-Henn 2012), animal transplant studies and intravital imaging have provided some in vivo evidence for a role for invadopodia in mediating metastasis (Philippar et al. 2008; Gligorijevic et al. 2012). Tks5 is an important component of invadopodia and mediates invadopodia formation by acting as a Src-dependent scaffolding protein (Lock et al. 1998). Upon phosphorylation by Src, the N-terminal phox (PX) homology domain of Tks5 is thought to be released from intramolecular interactions, and becomes free to bind membrane phosphoinositides including PI(3,4)P2, thereby localizing Tks5 to the site of invadopodia formation (Abram et al. 2003; Oikawa et al. 2008). Tks5 also contains five C-terminal Src homology 3 (SH3) domains, which recruit effector proteins (including AFAP-110, cortactin, and ADAM metalloproteases) to initiate actin polymerization and matrix degradation (Abram et al. 2003; Crimaldi et al. 2009). Knockdown of Tks5 (targeting all isoforms simultaneously) abrogates invadopodia formation and proteolytic function in cultured human breast cancer and melanoma cells (Seals et al. 2005), and reduces lung metastasis formation by Srctransformed NIH-3T3 mouse embryonic fibroblasts and Ras-transformed human mammary epithelial cells after intravenous injection or subcutaneous transplantation (Blouw et al. 2008; Eckert et al. 2011). 82 Despite the evidence that Tks5 is important for invadopodia formation in cell lines, its contribution to the metastatic process in naturally evolving tumors has not been elucidated. Moreover, previous studies have not accounted for the presence of the two functionally distinct isoforms (which we have termed Tks5long and Tks5short) that we characterize in this report. These two Tks5 variants were first detected by immunoblotting in Src-transformed NIH-3T3 cells when Tks5 was initially identified (Lock et al. 1998); however, no subsequent functional studies have taken into account the existence of these isoforms. Therefore, the distinct roles of Tks5long and Tks5short in invadopodia function and cancer invasion are unknown. Here we report that Tks5long and Tks5short play distinct and opposing roles in regulating invadopodia-mediated invasion in lung adenocarcinoma. We show that metastatic primary tumor- and metastasis-derived cells acquired an elevated ratio of Tks5long-toTks5short expression and a commensurate increase in invadopodia activity compared to nonmetastatic cells. We further demonstrate that the ratio of Tks5long-to-Tks5short expression regulates invadopodia function in vitro, and influences metastatic potential in transplant models and a genetically-engineered mouse model of lung cancer. Finally, we provide evidence that the relative expression of Tks5long and Tks5short represents an important prognostic factor in human lung cancer. These results highlight the isoform-dependent roles of Tks5 in invadopodia and metastasis. 83 RESULTS Metastatic and non-metastatic lung adenocarcinoma cells exhibit differential expression of Tks5long and Tks5short To better characterize the cell-state changes and molecular alterations that accompany tumor progression and metastasis in lung adenocarcinoma, we have recently developed a KrasLSL-G12D/WT; p53flox/flox mouse model for studying metastatic and nonmetastatic primary tumors (Winslow et al. 2011). This model harbors genetic mutations frequently found in human lung adenocarcinoma (Rodenhuis et al. 1988; Takahashi et al. 1989), and closely recapitulates the histopathological progression of the human disease (Jackson et al. 2005). Although these mice develop multiple KrasG12D, p53-/- lung tumors after inhalation of lentivirus expressing Cre recombinase, only a subset of tumors eventually acquire full metastatic potential, suggesting that progression to metastasis requires additional genetic and/or epigenetic events. Importantly, this model allows the identification of metastatic versus non-metastatic primary tumors, as the metastases that form in these mice can be matched to their primary tumor of origin based on the common lentiviral integration site in their genome. Thus, primary tumors (TMet) that have given rise to metastatic lesions can be distinguished from primary tumors for which no metastasis was found (TnonMet). Cell lines derived from these TMet and TnonMet tumors were examined for their gene expression profiles via exon microarrays, which identified expression alterations in various genes, including Nkx2-1 and Hmga2, that were associated with metastatic progression (Winslow et al. 2011). To identify gene isoform expression changes that could be caused by alternative splicing or differential promoter utilization in our collection of autochthonous tumor-derived TnonMet and TMet cells, we developed an algorithm that allowed us to query our exon array 84 data for changes in isoform usage. The most striking result from this analysis was a change in Tks5 isoform expression between TnonMet and TMet cells (Supplementary Figure S2). We identified two Tks5 isoforms by referencing sequences published on the UCSC genome browser (http://genome.ucsc.edu/; assembly NCBI37/mm9, gene Sh3pxd2a): Tks5long which contains exons 1-15, and Tks5short which contains a distinct 5’ sequence from intron 7 followed by exons 8-15 (Figure 1A). Both transcripts encode five SH3 domains in the Cterminus, but only Tks5long contains the N-terminal PX homology domain (Figure 1A). We confirmed the differential expression of Tks5long and Tks5short in TnonMet and TMet cells by performing isoform-specific qRT-PCR on a panel of three TnonMet cell lines as well as five TMet cell lines and their five matching metastasis cell lines (Met). Consistent with the microarray data, Tks5long transcript levels were on average 4-fold higher in TMet/Met cells compared to TnonMet cells, while Tks5short was transcribed at a similar level between TMet/Met and TnonMet cells (Figure 1B). As a result, the ratio of Tks5long-to-Tks5short was on average 6fold higher in TMet/ Met cells than TnonMet cells (Figure 1B). Consistent with the mRNA expression patterns, the ratio of Tks5long-to-Tks5short proteins (150 kDa and 140 kDa, respectively) is higher in TMet cells compared with TnonMet cells (Figure 1C). Interestingly, despite this increase in Tks5long transcripts, because Tks5long only accounted for a fraction of total Tks5 expression, the levels of total Tks5 transcript did not vary significantly between TnonMet and TMet/ Met cell lines in our exon microarray or in our qRT-PCR analysis using primers targeting a common region shared by Tks5long and Tks5short transcripts (Figure 1B). Thus, the TnonMet and TMet/Met cell lines could be distinguished by their Tks5long expression or Tks5long-to-Tks5short ratio, but not by total Tks5 level. 5’RACE and H3K4me3 ChIP-seq analyses suggest that the two isoforms are transcribed from distinct promoters. 85 Figure 1. TnonMet and TMet lung adenocarcinoma cells exhibit differential expression of Tks5long and Tks5short. (A) Tks5long and Tks5short differ in their 5’ coding sequences and hence the presence of the N-terminal phox homology (PX) domain in the encoded proteins. The 3’ coding sequence common in the Tks5long and Tks5short transcripts encodes five Src-homology 3 (SH3) domains in the C terminus of the protein. (B) Isoform-specific qRT-PCR analysis of Tks5long and Tks5short expression in three TnonMet (368T1, 394T4, 802T4), five TMet (373T1, 389T2, 393T3, 393T5, 482T1), and five Met (373N1, 393N1, 393M1, 482N1, 482M1) cell lines. Color dots indicate matching TMet and Met cell lines in the same lineage (red, 373T1 and 373N1; brown, 393T3 and 393N1; beige, 393T5 and 393M1; orange, 482T1, 482N1 and 482M1). N indicates lymph node metastasis, while M indicates distant metastasis. Tks5long-specific primers amplify exons 2 and 3 (indicated in orange in panel A), while Tks5short-specific primers amplify a Tks5short-unique 5’ sequence and exons 8 and 9 (indicated in green in panel A). (**) P-value < 0.01; (*) P-value < 0.05; Student’s T-test. (C) Immunoblot detection of Tks5 isoforms in a serial dilution of three TnonMet (368T1, 394T4, 802T4) and three TMet (373T1, 393T3, 482T1) cell lysates. Tubulin was used as a loading control. 86 Expression of Tks5long and Tks5short in TnonMet and TMet cells correlates with invadopodia formation and function Given the differences in Tks5 isoform levels between TMet and TnonMet cells, and the previously reported role of Tks5 in mediating invadopodia activity, we compared three TnonMet and four TMet cell lines for invadopodia formation and function. To measure invadopodia formation, we performed immunofluorescence staining to detect the colocalization of two essential invadopodia components, cortactin and F-actin (Figure 2A). TMet cells, which have a higher Tks5long-to-Tks5short ratio, displayed a higher frequency of colocalized cortactin and F-actin than TnonMet cells (Figure 2B). To measure invadopodia function, we examined invadopodia-mediated proteolysis in TnonMet and TMet cells by culturing them on a thin layer of FITC-labeled gelatin. The degraded areas can be observed by fluorescence microscopy as FITC-negative patches that frequently coincide with cortactin/F-actin-stained invadopodia foci (Figure 2A). The gelatin degradation assay is a more sensitive method to measure invadopodia activity compared to cortactin/F-actin immunofluorescence staining, because the effect of degradation is cumulative over time while the presence of invadopodia is transient. Quantification of the degradation area showed a strong correlation between the proteolytic capability of these TnonMet and TMet cells and their ratio of Tks5long-to-Tks5short expression: TMet cells with higher Tks5long-to-Tks5short ratios were more proteolytic on the gelatin matrix compared with TnonMet cells (Figure 2C). Importantly, we did not observe significant differences in other invadopodia components at either the total gene expression or isoform level by exon array analysis (analyzed for Tks4, Src, Cortactin, Afap110, p190 RhoGAP, Arg, N-WASP, Arp2/3 complex subunits, Wave1, Cdc42, Cofilin, Gelsolin, MT1MMP, MMP2, MMP9, ADAM12, ADAM15, and ADAM19) or at the protein phosphorylation level by western blot (analyzed for Src). Taken together, these observations suggest that an 87 increased ratio of Tks5long-to-Tks5short is associated with the enhanced invadopodia formation and function that we observe in TMet cells compared to TnonMet cells. Figure 2. Differential Tks5long and Tks5short expression in TnonMet and TMet lung adenocarcinoma cells correlates with invadopodia formation and function. (A) Colocalization of invadopodia components cortactin (green) and F-actin (red), as well as FITC-negative areas of gelatin degradation, are more readily observed in TMet cells compared with TnonMet cells. Cells were cultured on a thin layer of FITC-labeled gelatin for 24 hours, and then fixed and processed for immunofluorescence staining. Magnified views of the regions indicated by the boxed area are shown to the right. Representative images of TnonMet and TMet cells are shown. (B) Correlation between invadopodia formation and the ratio of Tks5long-to-Tks5short expression in three TnonMet cell lines (grey circles; specifically 368T1, 394T4, and 802T4 from left to right) and four TMet cell lines (orange circles; specifically 393T3, 393T5, 482T1, and 373T1 from left to right). Cells with colocalization of cortactin and F-actin in immunofluorescence staining were scored as invadopodia-positive. At least 60 cells were scored for each cell line. Results are representative of three independent experiments. (C) Correlation between gelatin-matrix degradation and the ratio of Tks5long-to-Tks5short expression in three TnonMet cell lines (grey circles; specifically 368T1, 394T4, and 802T4 from left to right) and four TMet cell lines (orange circles; specifically 393T3, 393T5, 482T1, and 373T1 from left to right). Areas of degradation were quantified using ImageJ and normalized to number of cells per field. At least 50 fields and 1500 cells were analyzed per cell line. Results are representative of three independent experiments. 88 Knockdown of Tks5long impairs invadopodia activity and metastasis formation. Since the distinct functions of Tks5long and Tks5short in invadopodia have not been previously reported, we tested whether Tks5long was specifically required for invadopodia formation and function in two TMet cell lines. Stable RNAi-mediated depletion of Tks5long using two isoform-specific short hairpin RNAs reduced Tks5long expression in TMet cells by 55-65% without a significant effect on Tks5short (Figure 3A and 3B). Tks5long knockdown impaired the ability of TMet cells to form invadopodia as measured by immunofluorescence staining for cortactin/F-actin foci (Figure 3C and 3D; Supplementary Figure S3A and S3B). These TMet-shTks5long cells also exhibited significantly reduced extracellular-matrix proteolysis capability when cultured on FITC-gelatin (Figure 3C and 3E; Supplementary Figure S3A and S3C). Because these observations were consistent for both shTks5long shRNAs, it is unlikely that they were the results of off-target effects. Collectively, these data indicate that Tks5long is necessary for invadopodia activity in metastatic lung cancer cells. To determine whether the effects of Tks5long knockdown on invadopodia activity in vitro translate to the inhibition of metastatic ability in vivo, we transplanted TMet-shTks5long cells subcutaneously into athymic nude mice to assess the metastatic potential of tumor cells. TMet cells with Tks5long knockdown exhibited a significantly diminished ability to disseminate from the subcutaneous site and form lung tumor nodules compared to parental cells 8 weeks after subcutaneous injection (Figure 3F). Of note, the sizes of the subcutaneous tumors were comparable between the two mouse cohorts, suggesting that loss of Tks5long expression had no effect on primary tumor growth (Supplementary Figure S3D). Furthermore, in a separate experiment, we transplanted cells intrasplenically to assess their ability to extravasate and colonize the liver after draining into the hepatic portal vein from the spleen. Consistent with data from the subcutaneous transplant experiment, intrasplenically injected TMet-shTks5long cells showed substantially reduced ability to form 89 liver nodules 3 weeks after transplantation compared to controls (Figure 3G). Importantly, inefficient liver colonization by TMet-shTks5long cells was not a result of reduced cell proliferation or increased apoptosis, as the infrequent liver nodules that were formed by TMetshTks5long cells displayed similar mitotic and apoptotic indices compared to parental cells (Supplementary Figure S3E and S3F). These experiments suggest that Tks5long-induced invadopodia are not only important for promoting cell invasion during intravasation at the primary site, but are also required for extravasation and/or colonization at the metastatic sites, potentially by facilitating metastatic cell exit from blood vessels and/or invasion at secondary sites. 90 Figure 3. Tks5long is required for invadopodia activity in vitro and metastasis formation in vivo. (A) Immunoblot detection of Tks5 isoforms in TMet cells (373T1) expressing control shLuciferase or shTks5long (sh1 and sh2) hairpins. Tubulin was used as a loading control. (B) qRT-PCR analysis shows that sh1 and sh2 reduce Tks5long transcripts by 55-65% without significant effects on Tks5short mRNA levels. (C) Immunofluorescence staining shows that colocalization of invadopodia components (cortactin in green, and F-actin in red) and FITC-negative areas of gelatin-matrix degradation are less frequently observed in TMet-shTks5long cells compared with TMet cells expressing control shRNA. Magnified views of the regions indicated by the boxed area are shown to the right. Representative images from TMet cells (373T1) are shown. (D) Effects of Tks5long knockdown on invadopodia formation in TMet cells (373T1). At least 100 cells were scored for colocalization of cortactin and F-actin in three independent experiments. All values are mean ± SEM. (*), P-value< 0.05, paired T-test. (E) Effects of Tks5long knockdown on FITC-gelatin matrix degradation in TMet cells (373T1). Areas of degradation were quantified using ImageJ and normalized to number of cells per field. At least 75 fields containing a total of 600 cells were analyzed per condition. All values are mean ± SEM. (**), P-value< 0.01; (***), P-value< 0.001; Student’s T-test. (F-G) Tks5long knockdown drastically impairs lung nodule formation 8 weeks after subcutaneous transplant of GFP-positive TMet cells (393T3) (F), and significantly decreases liver nodule formation 3 weeks after intrasplenic transplant of TMet cells (373T1). Values are mean ± SEM, P < 0.05, Student’s T-test. 91 Increased Tks5long expression promotes invadopodia activity and metastasis formation To ask whether exogenous expression of Tks5long alone is sufficient to enhance invadopodia formation and function in TnonMet cells, we generated a lentivirus that allows doxycycline-inducible expression of Flag-tagged Tks5long (Figure 4A). Increased expression of Tks5long in two independent TnonMet cell lines promoted invadopodia formation compared with parental cells as measured by immunofluorescence staining for foci of cortactin/F-actin colocalization (Figure 4B and 4C; Supplementary Figure S4A). Moreover, these cells also displayed a dramatic 6- to 14-fold increase in matrix proteolysis in the FITC-gelatin degradation assay (Figure 4B and 4D; Supplementary Figure S4B). Our data thus demonstrate that changing the Tks5long-to-Tks5short ratio by increasing Tks5long expression is sufficient to promote invadopodia formation and function in non-metastatic lung adenocarcinoma cells. We then sought to determine whether Tks5long also facilitates tumor metastasis in vivo. To test this in a physiologically relevant model of tumor progression, we infected KrasLSL-G12D/WT; p53flox/flox; Rosa26-LSL-TdTomato; CCSP-rtTA mice with a PGK-Cre/TRETks5long lentivirus (Figure 4E). Inhalation of the virus initiates RFP-positive lung tumors through the concomitant activation of oncogenic Kras and deletion of p53. Infected mice were then fed with a doxycycline diet starting at 4 weeks post-infection to induce Flagtagged Tks5long expression, allowing us to study the effects of Tks5long specifically on tumor progression and not initiation. We confirmed inducible expression of our construct through detection of doxycycline- and rtTA-dependent expression of Flag-tagged Tks5long in these lung tumors (Supplementary Figure S4C). At 6 months post-infection, although widespread distant metastases had not yet developed, we observed a significant acceleration in primary tumor progression in Tks5long mice (n = 9 mice; 221 tumors) compared to the control mice (n 92 = 14 mice; 397 tumors): Tks5long tumors had a smaller proportion of low-grade tumors, and a commensurate increase in high-grade lesions (Supplementary Figure S4D). These highgrade tumors were invasive into stromal tissues surrounding the blood vessels, and were thus categorized as grade 4 lesions (Supplementary Figure S4E). Consistent with these observations, at 8 months post-infection, when mice had developed both pleural metastases and distant metastases in the liver, kidneys and distant lymph nodes (Figure 4F), Tks5long-expressing mice developed significantly more distant metastases (11/15 mice) than the control group (2/8 mice) (P < 0.05 by both Chi-square test and Fisher’s exact test; Figure 4G). In addition, 15/15 of Tks5long mice developed pleural metastases and/or distant metastases, while 4/8 mice in the control group remained metastasis-free (P < 0.003 by Chi-square test, and P < 0.008 by Fisher’s exact test; Figure 4H). Importantly, we did not observe any significant difference in the primary lung tumor sizes and total lung tumor burden in the Tks5long mice versus control mice (Supplementary Figure S4F-G), suggesting that the effect of Tks5long on tumor progression and metastasis was not a consequence of increasing the rate of tumor growth. Collectively, these data from this mouse model indicate that Tks5long plays an important role in promoting metastasis in vivo, and are consistent with our in vitro evidence that Tks5long promotes invadopodia-mediated invasion. Whether tumor progression can be further stimulated by other mechanisms, including, for example, growth factor shedding during invadopodia-mediated degradation of the extracellular matrix, remains an open possibility and will be addressed in future studies. 93 Figure 4. Tks5long is sufficient to promote invadopodia activity in vitro and metastasis formation in vivo. (A) Immunoblot detection of Tks5 isoforms in 394T4 TnonMet cells and TnonMet-Flag-Tks5long cells with or without doxycycline induction of Flag-Tks5long. Tubulin was used as a loading control. (B) Immunofluorescence staining shows that colocalization of invadopodia components (cortactin in green, and F-actin in red) and FITC-negative areas of gelatin-matrix degradation are more readily observed in TnonMet-Tks5long cells compared with parental TnonMet cells, both treated with 2 µg/mL doxycycline. Magnified views of the regions indicated 94 by the boxed area are shown to the right. Representative images of TnonMet cells (394T4) are shown. (C) Effects of increased Tks5long expression on invadopodia formation in TnonMet cells (394T4). At least 100 cells were scored for colocalization of cortactin and F-actin in three independent experiments. All values are mean ± SEM. (*), P-value< 0.05; paired T-test. (D) Effects of increased Tks5long expression on FITC-gelatin matrix degradation in TnonMet cells (394T4). Areas of degradation were quantified using ImageJ and normalized to number of cells per field. At least 40 fields containing a total of 1800 cells were analyzed per condition. All values are mean ± SEM. (***), P-value< 0.001; Student’s T-test. (E) Induction of lung adenocarcinomas with doxycycline-dependent overexpression of Tks5long in an autochthonous mouse model. KrasLSL-G12D/WT; p53flox/flox; CCSP-rtTA mice were infected with a PGK-Cre/TRE-Tks5long lentivirus. The Cre recombinase initiates lung adenocarcinomas upon infection. Doxycycline diet later induced Tks5long expression in these tumors to study the effects of Tks5long on tumor progression without affecting tumor initiation. (F) Examples of distant metastases observed in mice with increased Tks5long expression. All tumors are RFP-positive because of a Rosa26-LSL-TdTomato allele in the mice. BF, bright field. (G) Mice with increased Tks5long expression (n = 15) developed more distant metastases compared to control mice (n = 8). P < 0.03, Chi-square test; P < 0.04, Fisher’s exact test; two tailed. (H) Mice with increased Tks5long expression (n = 15) developed more metastases overall (including distant metastases and pleural metastases) compared to control mice (n = 8). P < 0.003, Chi-square test; P < 0.008, Fisher’s exact test; two tailed. 95 Elevated expression of Tks5short reduces gelatin-matrix degradation and invadopodia lifetime In addition to modulating Tks5long expression, the Tks5long-to-Tks5short ratio can also be altered by increasing the expression of the less well-studied isoform, Tks5short. While Tks5short levels in TnonMet and TMet/ Met cells were similar, we were interested whether Tks5short could also participate in regulating invadopodia activity. Although we attempted to knockdown Tks5short by shRNA, this approach proved to be challenging since the unique sequence in the Tks5short transcript is very short. Therefore, we chose to infect TMet cells with a lentivirus that allowed doxycycline-inducible expression of HA-tagged Tks5short (Figure 5A). Interestingly, two independent TMet cell lines with exogenous Tks5short expression both had drastically reduced gelatin-matrix proteolysis (Figure 5B), suggesting that Tks5short may act in a dominant-negative manner over Tks5long in regulating invadopodia activity. We additionally determined the localization of Tks5short by using an antibody specific for the HA-tag, and found that HA-Tks5short exhibited a diffuse localization in TMet-Tks5short cells (Figure 5C). This distribution is in contrast to that of endogenous Tks5 in TMet cells stained with a pan-Tks5 antibody, where the protein (presumably the dominant Tks5long isoform in TMet cells) is concentrated at foci of cortactin/F-actin colocalization (Figure 5C). The diffuse distribution of Tks5short suggests that it cannot localize to invadopodia foci on the cell membrane, conceivably due to lack of a PX homology domain. Moreover, even though cortactin/F-actin–positive foci of invadopodia could be observed in TMet-Tks5short cells (Figure 5C), when we measured the lifetime of invadopodia in these cells using time-lapse fluorescence imaging, they exhibited shortened invadopodia lifetime compared to parental TMet cells (Figure 5D). Previous studies have shown that nascent invadopodia remain non-proteolytic for at least one hour before maturing into fully functional invadopodia that are capable of mediating degradation (Yamaguchi et al. 2005; 96 Oser et al. 2009). Thus, our data suggest that Tks5short may destabilize invadopodia and interfere with their maturation into a proteolytic state. Hence, the ratio between Tks5short and Tks5long, rather than the absolute levels of either isoform or total Tks5, appears to be important for invadopodia-mediated cell invasion. Figure 5. Tks5short negatively regulates extracellular matrix degradation and reduces invadopodia lifetime. (A) Immunoblot detection of Tks5 isoforms in 373T1 TMet and TMet-HA-Tks5short cells with or without doxycycline induction of HA-Tks5short expression. Tubulin is a loading control. (B) Increased Tks5short expression in two independent TMet cell lines (373T1, 393T3) impairs gelatin-matrix proteolysis. Both TMet-Tks5short cells and parental TMet cells were treated with 2 µg/mL doxycycline. Areas of degradation were quantified using ImageJ and normalized to number of cells per field. At least 40 fields containing a total of 1300 cells were analyzed per condition. Values are mean ± SEM; (***), P-value< 0.001, Student’s T-test. (C) Immunofluorescence staining of total Tks5 in 373T1 TMet cells and of HA-Tks5short in 373T1 TMet-HA-Tks5short cells, both treated with 2 µg/mL doxycycline. Invadopodia were stained by cortactin (green) and F-Actin (red). Magnified views of the regions indicated by the boxed area are shown below. (D) Invadopodia lifetime in 373T1 TMet- Tks5short cells are generally shorter than control 373T1 TMet cells as measured by life-cell fluorescence imaging. More than 150 invadopodia from three independent measurements were analyzed per condition. 97 High expression of Tks5long and low expression of Tks5short correlate with metastatic progression and poor survival in lung adenocarcinoma patients We next explored whether a high Tks5long-to-Tks5short ratio correlates with tumor progression and metastasis in human lung cancer. For this purpose, we analyzed RNA-seq data from lung adenocarcinoma patients deposited in The Cancer Genome Atlas (TCGA) for the expression ratio of Tks5long-to-Tks5short. The human Tks5short transcript homologous to mouse Tks5short was the most abundant isoform alternative to Tks5long in these lung tissues, although additional transcripts with slight variations may exist in other tissue types (http://genome.ucsc.edu/; assembly GRCh37/hg19, gene Sh3pxd2a). Importantly, while the expression patterns of Tks5long and Tks5short in these lung adenocarcinomas were diverse, there was a trend towards high Tks5long-to-Tks5short expression ratios in patients with stage III and IV disease (characterized by metastatic invasion in the thoracic cavity and distant organs, respectively; n = 59) compared to patients with stage IA disease (characterized by a single, small, localized lesion without detectible metastases; n = 57) (P-value < 0.009, Chisquare test; P < 0.013, Fisher’s exact test; Figure 6A), suggesting that high Tks5long and low Tks5short expression contributes to promoting metastatic progression. In addition, we examined Tks5long and Tks5short expression in an independent cohort of 102 patients with stage I/II lung adenocarcinoma from the University of Michigan. Interestingly, we observed that higher Tks5long expression and lower Tks5short expression correlated with worse disease-free survival and overall survival by Kaplan-Meier analysis (Figure 6B and Supplementary Figure S5), and reflected poor prognosis in a multivariate analysis by the Cox proportional hazard model after adjustment for gender, age, stage, and tumor differentiation state (Tables 1 and 2). Importantly, total expression of Tks5 did not demonstrate any survival correlation or prognostic values in these analyses (Figure 6B and Table 1; Supplementary Figure S5 and Table S1), suggesting that the distinction 98 between Tks5 isoforms is critical in analyzing these clinical data. As disease-free survival, and to a lesser extent overall survival, reflect the rate of post-resection tumor relapse and thus most likely the magnitude of early micrometastatic spread prior to surgery, our data are consistent with the conclusion that Tks5long promotes metastasis in human lung cancer, while Tks5short exerts the opposite effect, and a shift in the balance of the two isoforms may influence the clinical outcomes in lung adenocarcinoma patients. In addition, Tks5long and Tks5short may serve as prognostic factors for identifying high-risk patients with early stage disease who may benefit from adjuvant treatment following tumor resection. Table 1. Hazard ratios from multivariate Cox-model analysis of 5-year disease-free survival. Tks5long Tks5short Tks5long:Tks5total Tks5total Hazard Ratio (95% CI) 2.1 (1.4-3.2) 0.5 (0.4-0.8) 3.0 (1.6-5.9) 1.1 (0.8-1.7) P-value 0.0003 *** 0.006 ** 0.0009 *** 0.5 (ns) Analysis was adjusted to age, gender, stage, and differentiation. (CI, confidence interval; ns, not significant.) Table 2. Hazard ratios from multivariate Cox-model analysis of 5-year overall survival. Tks5long Tks5short Tks5long:Tks5total Tks5total Hazard Ratio (95% CI) 2.8 (1.7-4.6) 0.5 (0.3-0.9) 2.5 (1.2-4.9) 1.4 (0.8-2.3) P-value 0.00003 *** 0.01 * 0.01 * 0.2 (ns) Analysis was adjusted to age, gender, stage, and differentiation. (CI, confidence interval; ns, not significant.) 99 Figure 6. A high Tks5long-to-Tks5short ratio correlates with metastasis and poor survival in lung adenocarcinoma patients. (A) Ratio of Tks5long-to-Tks5short expression in primary lung adenocarcinomas of stage IA patients (n = 57) and stage III/IV patients (n = 59). P-value < 0.009, Chi-square test; P < 0.013, Fisher’s exact test; two tailed. (B) Five-year disease-free survival of stage I/II lung adenocarcinoma patients correlates with Tks5long and Tks5short expression, but not total expression of Tks5. Patients (n = 102) were divided into two groups based on expression level (high = top two-thirds; low = bottom onethird). All P-values are from Log-rank test. 100 CONCLUSIONS Metastasis accounts for the vast majority of cancer related deaths, underscoring the need for a better understanding of the molecular mechanisms that enable tumor cells to escape from their primary site and spread to other parts of the body. In this study, we report a shift in the isoform expression of an invadopodia component Tks5 that helps explain the increased invasiveness of metastatic cells during lung adenocarcinoma progression. Our data indicate that as primary tumors progress from a non-metastatic state (TnonMet) to a metastatic state (TMet) and eventually form secondary lesions (Met), tumor cells acquire an increase in Tks5long-to-Tks5short expression, despite a lack of significant increase in total Tks5 expression. Using functional experiments in cultured cells and mouse models, we demonstrate distinct and opposing roles for Tks5long and Tks5short. Tks5long promotes invadopodia activity and metastasis formation, as knockdown of Tks5long impairs invadopodia function in vitro and metastasis formation in vivo, while elevated expression of Tks5long has the opposite effects. Tks5short on the other hand acts as a negative regulator of invadopodia function, as increased expression of Tks5short interferes with invadopodia stability and inhibits gelatin proteolysis. Hence, it is the balance of Tks5long and Tks5short expression, rather than total Tks5 level, that appears to be important for metastatic invasion. Consistent with these functional analyses, our clinical data demonstrate that high level of Tks5long expression and low level of Tks5short expression (but not total Tks5 expression) correlate with metastatic progression in lung adenocarcinoma patients, and predict poor survival of patients with early-stage disease. These experiments provide insight into the roles of Tks5 isoforms in metastasis. Previous studies have demonstrated a role of Tks5 in invadopodia and invasion (Seals et al. 2005; Blouw et al. 2008); however, the specific roles of its isoforms have not been defined. 101 Our data revise the current notion that Tks5 generally promotes invadopodia and metastasis, and support a model in which Tks5long acts to promote invadopodia formation by binding to the cellular membrane and recruiting effector proteins for actin polymerization and protease secretion, while Tks5short acts to regulate invadopodia function by interfering with their stability and maturation. A shift in the balance of Tks5long and Tks5short expression in cancer cells may have a profound impact on tumor progression. While our data indicate that Tks5short interferes with invadopodia stability, the specific mechanism of this regulation remains to be elucidated. It is conceivable that Tks5short acts by sequestering invadopodia components away from the cell membrane via its multiple SH3 domains, proline-rich regions, and phosphorylation sites. Previous biochemical assays have shown that these functional domains of Tks5 bind to multiple invadopodia components, including N-WASP, Nck, and ADAM family metalloproteases (Abram et al. 2003; Oikawa et al. 2008; Stylli et al. 2009). Whether these protein interactions mediate the inhibitory function of Tks5short in invadopodia deserves future investigation. In addition, given the differential isoform expression of Tks5 in metastatic and non-metastatic tumors, it will be of great interest to identify the regulatory mechanism of this isoform switch. Data from our 5’RACE and H3K4me3 ChIP-seq analyses suggest that the two isoforms are transcribed from distinct promoters. It will be important to dissect the regulatory mechanisms of promoter choice that lead to the increased expression of Tks5long during tumor progression. This study also underscores the in vivo role of invadopodia as critical mediators of metastasis in natural tumor progression. While previous studies have provided important evidence for a role of invadopodia in mediating metastatic invasion by using cell culturebased invasion assays and transplant models (Seals et al. 2005; Blouw et al. 2008; Philippar et al. 2008; Eckert et al. 2011; Gligorijevic et al. 2012), these experimental systems often do not fully recapitulate natural tumor progression and metastatic spread. Here we 102 further establish the role of invadopodia in promoting metastasis in vivo by using an autochthonous mouse model of metastatic lung cancer. Our data thus help address the question of whether invadopodia play a physiologically relevant role in metastasis in vivo (Linder 2009; Sibony-Benyamini and Gil-Henn 2012). The data presented by our study and others provide a mechanism that explain one of the ways in which tumor cells might overcome the multiple physical barriers presented by stromal tissues, the extracellular matrix, and endothelial cells during the intravasation, extravasation and colonization steps of metastasis. Interestingly, while the gain of Tks5long expression in both TMet and Met cells in our lung adenocarcinoma model suggests that invadopodia function in both the invasion/intravasation step at the primary tumor and the extravasation/colonization step at the metastatic site, the specific contribution of invadopodia to each step of the metastasis cascade may be context and cell-type dependent. Whereas knockdown of Tks5long in lung adenocarcinoma cells (this study) and knockdown of total Tks5 in Ras-transformed mammary epithelial cells (Eckert et al. 2011) diminished the number of metastases formed, similar total-Tks5 knockdown experiments in Src-transformed mouse embryonic fibroblasts did not lead to more metastases, but an increase in the volume and vascularization of metastatic nodules (Blouw et al. 2008). Thus the specific contribution of invadopodia to each step of the invasion-metastasis cascade in different cancer types remains to be further dissected in the future. In addition, this study carries clinical implications for lung cancer patients. Previous clinical studies of another invadopodia component cortactin indicate that its elevated expression and dysregulated cellular localization correlate with poor survival in laryngeal carcinoma and lung adenocarcinoma, respectively, underlining the relevance of invadopodia activity in predicting clinical outcomes (Gibcus et al. 2008; Hirooka et al. 2011). Consistent with these studies, our data show that high level of Tks5long expression and low level of 103 Tks5short expression correlate with metastatic progression of lung adenocarcinoma patients, and predict poor survival of patients with early-stage disease, suggesting that the Tks5longto-Tks5short ratio may serve as a prognostic marker for assessing the metastatic potential of primary tumors and for identifying early-stage patients who bear higher risks for metastasis and may benefit from adjuvant therapy after tumor resection. Furthermore, future development of molecular therapeutic strategies that inhibit Tks5long function or strengthen Tks5short activity could potentially help inhibit metastatic progression. Finally, this study demonstrates the value of mouse models and their derivative cell lines in allowing molecular characterization of the cell state changes that accompany tumor progression and metastasis, and is representative of recent developments of animal models for lung adenocarcinoma (Jackson et al. 2005; Politi et al. 2006; Dankort et al. 2007; Ji et al. 2007). Importantly, our approach demonstrates that in order to fully understand the metastatic process, analysis of gene expression at the isoform level in addition to the total gene expression level is important. Given the lethal effects of the metastatic phase of cancer, a deeper insight into the molecular determinants of metastasis will have a significant impact on cancer mortality and morbidity. 104 MATERIALS AND METHODS Cell lines TnonMet, TMet, and Met cell lines were derived from autochthonous tumors in KrasLSL-G12D/WT; p53flox/flox mice as described previously (Winslow et al. 2011). The MIT Institutional Animal Care and Use Committee approved all animal studies and procedures. Briefly, lung tumors were initiated via intratracheal delivery of a lentiviral vector expressing Cre recombinase. Primary tumors and metastases were harvested at 6-14 months post-infection, and used to establish cell lines. Each metastasis-derived cell line was matched to its primary tumorderived cell line based on analysis of the unique lentiviral integration site using Southern blotting or linker-mediated PCR. Thus metastatic primary tumors that had matching secondary lesions could be distinguished from non-metastatic primary tumors. All cell lines were cultured in complete media (DMEM with 10% FBS, 50 U/mL penicillin, and 50 mg/mL streptomycin). Five TnonMet cell lines (368T1, 393T1, 394T4, 802T4, 2557T1), six TMet cell lines (373T1, 373T2, 389T2, 393T3, 393T5, 482T1) and five Met cell lines (373N1, 393N1, 393M1, 482N1, 482M1) were used for subsequent gene expression analysis and/or functional experiments in this study. Exon arrays and differential isoform expression detection Affymetrix GeneChip Mouse Exon 1.0 ST arrays (Gene Expression Omnibus GSE26874) of four TnonMet (368T1, 393T1, 802T4, 2557T1) and six TMet (373T1, 373T2, 389T2, 393T3, 393T5, 482T1) cell lines were analyzed for transcriptome-wide isoform switches between groups TnonMet and TMet using the Partek Genomics Suite software package (v6.4) with a custom collection of 345,117 probe-sets (~22,000 genes) (Winslow et al. 2011). In summary, Partek data were post-processed using a custom protocol to rank genes based 105 on a combination of (i) statistical significance in Partek's ANOVA-based test for alternative isoform expression, (ii) robustly detectible gene expression in both TnonMet and TMet groups, and (iii) significant deviation of probe intensity difference between TnonMet and TMet groups for a single probe-set, compared to all probe-sets of a given gene. High-ranking genes were then further evaluated by manual examination of probe set-based expression profiles in TnonMet and TMet groups. qRT-PCR RNA was purified from cultured cells using RNAqueous kit (Invitrogen), according to the manufacturer’s instructions. Two micrograms of RNA was reverse-transcribed using a HighCapacity cDNA Reverse Transcription Kit (Applied Biosystems). Real-time quantitative PCR reactions were performed using SYBR Green Jumpstart Taq Ready Mix (Sigma) and an ABI Prism thermocycler (Applied Biosystem). All gene expression was shown relative to TBP control. Primers for qPCR were: Tks5long forward: 5’-TTA TCA ACG TGA CCT GGT CTG-3’, Tks5long reverse: 5’- TTC GGA TCC TTC TGG CCA C -3’; Tks5short forward: 5’-TGG CTC ACC GCG TGC TTT CTG-3’, Tks5short reverse: 5’- CCT TGC TCT TCA GAT GTG CTC ACA A-3’; TBP forward: 5’-GGG GAG CTG TGA TGT GAA GT-3’; TBP reverse: 5’- CCA GGA AAT AAT TCT GGC TCA-3’. Immunoblotting The following antibodies were used for immunoblotting: Tks5 (1:1000, Santa Cruz M300; detects both Tks5long and Tks5short), Tubulin (1:10 000, Cell Signaling 3873), Flag (1:300, Cell Signaling 2368), and HA (1:500, Cell Signaling 3724). 106 cDNA expression and knockdown To generate a doxycycline-responsive lentiviral expression vector of N-terminally Flagtagged Tks5long for infecting cultured cells, mouse Tks5long cDNA was PCR amplified from a pcDNA3-Tks5 plasmid (a generous gift from S. Courtneidge, CA) using forward primer 5'TAC ATC GTT AAC GCC ACC ATG CTC GCC TAC TGC GTG CAA G-3' and reverse primer 5'-TAC ATC TTA ATT AAT TAC TTG TCG TCG TCG TCC TTG TAG TCG TTC TTC TTC TCA AGG TAG TTG GAG-3'. The amplicon was subsequently digested using HpaI and PacI, and cloned into a lentiviral expression vector pCW22tre-optimegaUbcrtTA, which contains a TRE promoter for doxycycline-induction of the cDNA and a UBC promoter for constitutive expression of rtTA. The construct was used to infect TnonMet cells. To generate a doxycycline-responsive lentiviral expression vector of N-terminally HAtagged Tks5short, we performed two-round PCR amplification on TnonMet cDNA using primers 5’-CGG TGC AGA GCT GGC GAC CGA-3’ and 5’-AGT GGC AGC CAA GGC AGC ACG TT-3’, followed by nested primers 5’- GAG CTG GCG ACC GAG CAG CCT-3’ and 5’-GCA GCC AAG GCA GCA CGT TGA GT-3’. The Tks5short amplicon was cloned into pCRII-TOPO (Invitrogen) and sequence verified. The pCRII-TOPO-Tks5short plasmid was then PCR amplified using primers 5’-TAC ATC GTT AAC GCC ACC ATG GAC AGA GGG CGC CCC GGC-3’ and 5’-TAC ATC TTA ATT AAT TAG GCG TAG TCA GGC ACG TCG TAA GGA TAG TTC TTC TTC TCA AGG TAG TTG GAG-3’, followed by HpaI/PacI digestion and cloning into a lentiviral expression vector pCW22tre-optimegaUbcrtTA. The construct was used to infect TMet cells. To knock down Tks5long, shRNAs targeting the 5’ unique region (exons1-7) of Tks5long were designed using http://gesteland.genetics.utah.edu/siRNA_scales/ and resources available through G. Hannon’s laboratory at Cold Spring Harbor Laboratories (http://katahdin.cshl.org/homepage/siRNA). Seven shRNA sequences were cloned into the 107 miR30 sequence and tested for effective knockdown. The oligonucleotides were PCR amplified using forward primer 5’-CAG AAG GCT CGA GAA GGT ATA TTG CTG TTG ACA GTG AGC G-3’ and reverse primer 5’-CTA AAG TAG CCC CTT GAA TTC CGA GGC AGT AGG CA-3’. The amplicon was then digested by XhoI and EcoRI, and cloned into the retroviral vector MSCV-Hygro. The two oligonucleotides that gave the best Tks5long knockdown were sh1: 5’-TGC TGT TGA CAG TGA GCG CCT GGA TAA GTT TCC TAT TGA ATA GTG AAG CCA CAG ATG TAT TCA ATA GGA AAC TTA TCC AGA TGC CTA CTG CCT CGG A-3’, and sh2: 5’-TGC TGT TGA CAG TGA GCG ACA CAT TTC ACA GTG TGA CGA ATA GTG AAG CCA CAG ATG TAT TCG TCA CAC TGT GAA ATG TGG TGC CTA CTG CCT CGG A-3’. These were used to knock down Tks5long in TMet cells. An oligonucleotide targeting luciferase (5’- TGC TGT TGA CAG TGA GCG CCC GCC TGA AGT CTC TGA TTA ATA GTG AAG CCA CAG ATG TAT TAA TCA GAG ACT TCA GGC GGT TGC CTA CTG CCT CGG A-3’) was used as a negative control. Viral production and infection of TMet and TnonMet cells To produce lentivirus containing Flag-tagged Tks5long or HA-tagged Tks5short, the lenti-vector was co-transfected with packaging vectors delta8.2 and VSV-G (gifts from D. Trono) into 293T cells using TransIT-LT1 (Mirus Bio). To produce MSCV containing shTks5long, the MSCV vector was transfected into phoenix cells using TransIT-LT1 (Mirus Bio). In both cases, the resultant supernatant was collected at 48 hr and 72 hr post-transfection, and used to infect TnonMet or TMet cell lines. Infected cells were selected for one week using either 8 µg/mL Blasticidin (in the case of lentiviral infection), or 800 µg/mL Hygromycin (in the case of MSCV infection). 108 Creation of Lenti-Cre/Tks5long vector To generate a lentiviral expression vector that allows constitutive expression of Cre recombinase and doxycycline induction of N-terminally Flag-tagged Tks5long in our mouse model of lung adenocarcinoma, mouse Tks5long cDNA was PCR amplified from a pcDNATks5 plasmid (a generous gift from S. Courtneidge, CA) using forward primer 5'-TAC ATC CAA TTG ATC AGC CAC CAT GCT CGC CTA CTG CGT GCA AG-3' and reverse primer 5'-TAC ATC GGC GCG CCT TAC TTG TCG TCG TCG TCC TTG TAG TCG TTC TTC TTC TCA AGG TAG TTG GAG-3'. The amplicon was subsequently cloned into a lentiviral expression vector pCW22treoptimegaPgkCre, which contains a TRE promoter for doxycycline-induction of Tks5long and a PGK promoter for constitutive expression of Cre. The plasmid was used to initiate tumors with inducible Tks5long expression in mice. An empty pCW22treoptimegaPgkCre plasmid (lenti-Cre) was used as a negative control. FITC-gelatin degradation assay Glass-bottomed 35-mm plates (MatTek) were coated with FITC-gelatin as described in (Bowden et al. 2001) with some modifications. Briefly, MatTek plates were treated with HCl, followed by 50 µg/mL poly-L-lysine, and then coated with a thin layer of FITC-labeled 0.2% gelatin (Sigma) for 1 hr. The gelatin coating was then crosslinked with ice-cold 0.8% glutaraldehyde (Electron Microscopy Sciences)/PBS for 15 min at 4°C and then for 30 min at room temperature. Plates were successively washed in PBS (3 × 5 min), 5 mg/mL sodium borate in PBS (1 × 3 min), and PBS (3 × 5 min), before being incubated for 30 min with complete tissue culture media. Cells (8x104) were cultured on the gelatin-coated plates for 72 hrs and subsequently processed using standard fluorescence microscopy procedures. 109 Immunofluorescence staining for invadopodia components Cells (8x104) were grown at 37˚C overnight on 35-mm MatTek plates coated with either 0.2% FITC-labeled gelatin or 0.2% plain gelatin (Sigma). Cells were then fixed in 3.7% formaldehyde (Electron Microscopy Sciences) in PBS for 20 min, permeabilized with 0.1% Triton X-100 in PBS for 5 min, and blocked with 1% BSA and 1% FBS in PBS. Subsequently cells were stained for immunofluorescence microscopy. Primary antibodies include: Tks5 (1:100, Santa Cruz M300; detects both Tks5long and Tks5short), HA-tag (1:100, Cell Signaling 3724), and cortactin (1:100, Millipore 4F11). F-actin was stained with phalloidin (Invitrogen). Live cell fluorescence microscopy Cells transfected with a pcDNA3 RFP-β-Actin construct (a generous gift from F. Gertler, MA) were plated on gelatin-coated MatTek dishes in L-15 Medium (Leibovitz), placed in an environmental chamber with constant 37˚C temperature, CO2, and humidity, and imaged every 2.5 minutes for at least 12 hours. The lifetimes of at least 150 invadopodia from three independent measurements per condition were analyzed using ImageJ. Subcutaneous transplantation Nude mice were injected with 5x104 TMet cells (393T3 parental cells, or 393T3 cells expressing sh1 short hairpin RNA against Tks5long) resuspended in 100 µl PBS under the skin on their hind flank. Subcutaneously injected mice were analyzed 8 weeks after injection. To quantify lung tumor nodules all the visible surface tumors were counted under a dissecting microscope. 110 Intrasplenic transplantation Nude mice were injected with 5x104 TMet cells (373T1 parental cells, or 373T1 cells expressing sh1 short hairpin RNA against Tks5long) re-suspended in 200 µl PBS via the spleen, as described previously (Winslow et al. 2011). Briefly, the animals were given 0.1mg/kg Buprenorphine prior to surgery, and anaesthetized with continuous flow of isoflurane throughout the procedure. Once the animals were under deep anesthesia, the abdominal area was disinfected with Betadine and 70% ethanol. The spleen was exposed through a small incision. Cells were injected into the spleen with a single injection using an insulin syringe. Cells were given 10 min to travel through the vasculature to the liver, after which the entire spleen was removed to prevent the formation of a large splenic tumor mass. To remove the spleen, a dissolvable 4-0 suture was tied snugly around the base of the spleen including the major splenic vasculature and the spleen was removed. The muscle wall was closed with 4-0 dissolvable sutures, and the skin incision closed with sterile 7-mm wound clips (Roboz). Intrasplenically injected mice were analyzed 3 weeks after injection. Quantification of liver tumor nodules was performed by counting all the visible surface tumors under a dissecting microscope. Lentiviral infection of autochthonous mouse model of lung adenocarcinoma Tumors were initiated by intratracheal infection of mice as described previously (DuPage et al. 2009). Lentivirus was produced from 293T cell transfection as described above. Virus was recovered from the supernatant by ultracentrifugation at 25,000 rpm for 90 min, and resuspended in an appropriate volume (200-2000 µl) of PBS. A lentiviral dose of 1000-4000 viral particles induced 25-50 lung tumors per mouse and allowed 6 month survival after tumor initiation, while a lentiviral dose of 500 viral particles induced ~10 tumors per mouse and allowed 8 month survival post initiation. 111 Histology and immunohistochemistry Tissues for histology were fixed in 3.7% formalin in PBS for 24 hours and stored in 70% ethanol until paraffin embedding. Histological analysis for tumor grade was performed on formalin-fixed, paraffin-embedded 4-µm sections stained with haematoxylin and eosin. Immunohistochemistry was performed using the ImmPRESS kit (Vector Lab MP-7401), and antibodies to phospho-histone H3 (1:200, Cell Signaling) and cleaved caspase 3 (1:1000, Cell Signaling). Sections were developed with DAB (Vector Lab SK-4100) and counterstained with haematoxylin. Mitotic index (number of cells per mm2 of tumor area stained positive for phosphorylated histone H3) and apoptotic index (number of cells per mm2 of tumor area stained positive for cleaved caspase 3) were quantified. Clinical analysis For TCGA dataset, Tks5 isoform expression ratio was obtained from RNAseq alignments of 305 human lung adenocarcinoma samples. SAM files that described the alignments of RNAseq reads for each sample to the Tks5 locus were obtained and used to calculate the average depth of coverage for each exon in the Tks5 gene. Tks5long expression was measured by calculating the average depths of coverage for three consecutive exons near the 5’ end of the gene (hg19 coordinates chr10:105484028-105484119, 105495490105495566, and 105526852-105526927). Total Tks5 expression (Tks5long + Tks5short) was measured by calculating the average of three consecutive constitutive exons near the 3’ end of the gene (hg19 coordinates chr10:105365555-105365674, 105371338-105371387, and 105372610-105372947). An index of Tks5 isoform expression was calculated by [total Tks5/ Tks5long]. A low value of the index represents high expression of Tks5long relative to Tks5short. Chi-square test and Fisher’s exact test were performed on patients with stage IA disease (n=57) and stage III/IV disease (n=59) using a cutoff of Tks5 isoform index = 3.6. Patients 112 with Tks5 isoform index of <3.6 were categorized as high Tks5long expression relative to Tks5short, while patients with Tks5 isoform index of >3.6 were categorized as low Tks5long expression relative to Tks5short. For the University of Michigan dataset, Tks5 isoform expressions were measured by qRT-PCR in 102 primary tumor samples from patients with stage I/II lung adenocarcinoma without preoperative radiation or chemotherapy. Tissue specimens were obtained with informed consent after approval from University of Michigan Institutional Review Board and Ethics Committee. The qPCR primers for human Tks5long are: forward 5’-TGT GAC CTG GTC TGA CTC CA-3’ and reverse 5’-GTC CTT CTG GCC ACC TTC AA-3’. Primers for total human Tks5 are: forward 5’-TGC CAA GAA GGA GAT CAG CC -3’ and reverse 5’-TGG AGG TCT TGT CCG TAG GT-3’. These qRT-PCR data were standardized by β-actin expression. Levels of human Tks5short expression were calculated by subtracting Tks5long expression from total Tks5 expression. Based on expression level, patients were divided into high-expression group (top 2/3) and low-expression group (bottom 1/3) for Tks5long, Tks5short, total Tks5, or Tks5long-to-total Tks5 ratio. Five-year disease-free survival and overall survival were analyzed by Kaplan-Meier curves and log-rank test. Multivariate analysis by the Cox proportional hazard model (adjusted by gender, age, stage, and tumor differentiation state) was performed using a continuous value of Tks5 mRNA level to assess survival results. P values (two-tailed) < 0.05 were considered statistically significant. Statistical analysis All statistical analyses were performed using Student’s T-test, unless otherwise specified. Pvalues <0.05 (one-tailed) were considered statistically significant. 113 ACKNOWLEDGEMENTS This work was supported by a National Institutes of Health grant (5-U01-CA84306) and a National Cancer Institute grant (P30-CA14051). T.J. is a Howard Hughes Investigator, the David H. Koch Professor of Biology, and a Daniel K. Ludwig Scholar. M.M.W. is funded by National Institutes of Health grants (R00-CA151968 and R01-CA175336). C.M.L. is funded by the Ludwig Center for Molecular Oncology Graduate Fellowship. We thank the Swanson Biotechnology Center, and especially Denise Crowley and Eliza Vasile, for technical support. We thank Frank Gertler and Sara Courtneidge for generous sharing of reagents; Angela Brooks and Matthew Meyerson for assistance with TCGA data; Michele Balsamo and Russell McConnell for technical support; Nadya Dimitrova, David Feldser, David McFadden, Thales Papagiannakopoulos, Tuomas Tammela, Wen Xue, Vasilena Gocheva, Irene Blat, Keara Lane, Kim Mercer, Megan Heimann, and the entire Jacks lab for advice and experimental assistance. 114 SUPPLEMENTAL FIGURES Supplementary Figure S1. Generation of TnonMet and TMet cell lines from lung adenocarcinomas in an autochthonous mouse model. The genetically engineered mouse model for lung adenocarcinoma used in this study carries KrasLSL-G12D/WT and p53flox/flox alleles. Lentiviral Cre recombinase mediates activation of oncogenic Kras and deletion of tumor suppressor p53 in lung epithelial cells, thus initiating lung adenocarcinomas. Over 6-14 months, a subset of these tumors metastasizes to local lymph nodes and distant organs. Because each metastasis can be matched to its primary tumor based on the lentiviral integration site, metastatic primary tumors (indicated in orange and red) that have seeded secondary lesions can be distinguished from non-metastatic tumors (indicated in green) that do not have matching metastases. Cell lines have been derived from these non-metastatic primary tumors as well as from the metastatic primary tumors and their matching metastases, and are termed TnonMet, TMet, and Met respectively. 115 Supplementary Figure S2. Differential Tks5long and Tks5short expression in TnonMet and TMet cell lines. Intensities of Tks5 exon-specific probe-reads from an Affymetrix exon array analysis of four TnonMet cell lines and six TMet cell lines suggest that Tks5 is expressed as two distinct isoforms: Tks5long (containing exons 1-15) and Tks5short (containing exons 8-15). Probe-sets for exons 4 and 7 were not included in the analysis because of low binding intensities indicative of poorly performing probes. 116 Supplementary Figure S3. Tks5long knockdown impairs invadopodia activity in vitro and does not affect cell proliferation in vivo. (A-C) Tks5long knockdown impairs invadopodia activity in vitro.(A) Immunofluorescence staining shows that colocalization of invadopodia components (cortactin in green, and Factin in red) and FITC-negative areas of gelatin-matrix degradation are less frequently observed in TMet-shTks5long cells compared with TMet cells expressing control shRNA. Magnified views of the regions indicated by the boxed area are shown to the right. Representative images from TMet cells (393T3) are shown. (B) Effects of Tks5long knockdown on invadopodia formation in TMet cells (393T3). At least 100 cells were scored for colocalization of cortactin and F-actin in three independent experiments. (C) Effects of Tks5long knockdown on FITC-gelatin matrix degradation in TMet cells (393T3). Areas of degradation were quantified using ImageJ and normalized to number of cells per field. At least 50 fields containing a total of 500 cells were analyzed per condition. (D-F) Tks5long knockdown does not affect tumor cell proliferation in vivo. (D) Effects of Tks5long knockdown on size of subcutaneous tumors. Values are mean ± SEM, P-value > 0.28, Student’s T-test. (E) Mitotic index (number of cells per mm2 of tumor area stained positive for phosphorylated histone H3 by immunohistochemistry) of liver nodules formed 3 weeks after intrasplenic transplant. Values are mean ± SEM, P-value > 0.15, Student’s Ttest. (F) Apoptotic index (number of cells per mm2 of tumor area stained positive for cleaved caspase 3 by immunohistochemistry) of liver nodules formed 3 weeks after intrasplenic transplant. Values are mean ± SEM, P-value > 0.11, Student’s T-test. 117 Supplementary Figure S4. Tks5long is sufficient to promote invadopodia activity in vitro and invasive tumor progression in vivo without affecting primary lung tumor burden. (A-B) Tks5long is sufficient to promote invadopodia activity in vitro. (A) Effects of increased Tks5long expression on invadopodia formation in 368T1 TnonMet cells. At least 100 cells were scored for colocalization of cortactin and F-actin in three independent experiments. All values are mean ± SEM. (*), P-value< 0.05; paired T-test. (B) Effects of increased Tks5long expression on FITC-gelatin matrix degradation in 368T1 TnonMet cells. Areas of degradation were quantified using ImageJ and normalized to number of cells per field. At least 15 fields containing a total of 600 cells were analyzed per condition. All values are mean ± SEM. (**), P-value< 0.01: Student’s T-test. (C-D) Tks5long is sufficient to promote invasive tumor progression in vivo without affecting primary lung tumor burden. (C) Immunoblot detection of Tks5 isoforms and Flag-tagged Tks5long in autochthonous lung adenocarcinomas. KrasLSL-G12D/WT; p53flox/flox mice and KrasLSLG12D/WT ; p53flox/flox; CCSP-rtTA mice were infected with Lenti-Cre or Lenti-Cre/Flag-Tks5long, and fed with normal rodent diet or doxycycline diet. Flag-Tks5long is expressed only in tumors induced by Lenti-Cre/Flag-Tks5long in the presence of rtTA and doxycycline. Tubulin was used as a loading control. (D) KrasLSL-G12D/WT; p53flox/flox; CCSP-rtTA mice infected with LentiCre/Tks5long developed a larger proportion of high-grade tumors (grades 3 and 4) at 6 months post-infection compared with control mice without Tks5long overexpression (including Lenti-Cre/Tks5long infected mice with no rtTA allele or no doxycycline diet, and Lenti-Cre 118 infected mice). A total of 618 tumors from 23 mice were analyzed. P < 0.0001, chi-squared test. (E) Grade 4 tumors are characterized by stromal invasion of tumor cells near the blood vasculature (marked by an asterisk) as observed in H&E staining. Scale bar = 50 µm. (F) Areas of primary lung tumors in control mice and Tks5long-expressing mice are not significantly different. P > 0.23, Student’s T-test. (G) Lung tumor burdens, as measured by total area of primary lung tumors divided by total lung area per mouse, in control mice and Tks5long-expressing mice are not significantly different. P > 0.30, Student’s T-test. 119 Supplementary Figure S5. 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Molecular mechanisms of invadopodium formation: the role of the N-WASP-Arp2/3 complex pathway and cofilin. Journal of Cell Biology 168: 441-452. 123 CHAPTER 3 Foxa2 and Cdx2 cooperate with Nkx2-1 to inhibit lung adenocarcinoma metastasis Carman Man-Chung Li1, Arjun Bhutkar1, Vasilena Gocheva1, Madeleine J. Oudin1, Shi Yun Wang1, Saya Date1, Sheng Rong Ng1, Charles A. Whittaker1, Roderick T Bronson2, Eric L. Snyder3, Frank B. Gertler1, Tyler Jacks1,4 1 David H. Koch Institute for Integrative Cancer Research, Department of Biology, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA 2 Department of Pathology, Tufts University School of Medicine and Veterinary Medicine, North Grafton, Massachusetts 01536, USA 3 Departments of Pathology and Anatomy, School of Medicine, University of California, San Francisco, California 94143, USA 4 Howard Hughes Medical Institute, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA The author performed all the experiments, with some assistance from V.G., M.J.O., S.Y.W., S.D. and S.R.N. Bioinformatics analysis was performed by A.J. and C.W. Pathology analysis was performed by R.B. All experiments were performed in the laboratory of Tyler Jacks. 124 ABSTRACT The majority of lung cancer mortality is attributed to tumor metastasis. However, little is known about the molecular mechanisms that drive tumor progression from welldifferentiated, localized lesions to aggressive metastatic cancer. We have previously shown that downregulation of the pulmonary developmental regulator, Nkx2-1, promotes metastasis of lung adenocarcinoma. Here, we present evidence that two additional transcription factors, Foxa2 and Cdx2, synergize with Nkx2-1 to inhibit metastasis of lung adenocarcinoma. Using transplantation models, we demonstrate that knockdown of Nkx2-1, Foxa2 and Cdx2 in non-metastatic lung adenocarcinoma cells enhances tumor metastasis to a level equivalent to metastatic cells. Moreover, intravital imaging and fine-needle collection assays suggest that Foxa2 and Cdx2 depletion promotes cellular migration, while Nkx2-1 loss promotes tumor colonization. Furthermore, analysis of tumors from a genetically-engineered mouse model of lung adenocarcinoma and from human patients shows that high expression levels of Nkx2-1, Foxa2, and Cdx2 correlate with more advanced tumor stage and worse survival outcomes. Taken together, our study highlights the role of these developmental regulators in inhibiting metastasis of lung adenocarcinoma. 125 INTRODUCTION During tumor progression, cancer cells undergo global gene expression alterations through which they acquire the traits that allow them to successfully advance through the multiple steps of the metastatic cascade. These steps include the ability to invade and migrate through surrounding tissues, intravasate into blood vessels, survive in circulation, extravasate at secondary sites, and colonize distant organs (Steeg, 2006). A comprehensive understanding of the upstream regulators that orchestrate this metastasis program is lacking. To better understand the molecular mechanisms of tumor progression and metastasis in a well-defined genetic context, our laboratory has developed a geneticallyengineered mouse model of lung adenocarcinoma, a major subtype of lung cancer that is a leading cause of cancer death worldwide. Conditional activation of oncogenic Kras and inactivation of p53 in KrasLSL-G12D/+; p53fl/fl (KP) mice by viral delivery of Cre recombinase to lung epithelial cells initiates the development of lung adenocarcinomas that closely resemble the pathophysiological features of the human disease, including the capability to metastasize to distant organs (Jackson et al., 2005; 2001). Previously, we found that progression to metastasis in this model was closely associated with decreased expression of the lung lineage transcription factor Nkx2-1, and knockdown of Nkx2-1 in non-metastatic tumor cells was sufficient to increase their tumor-seeding ability in transplantation experiments (Winslow et al., 2011). Nonetheless, two major lines of evidence indicate that loss of Nkx2-1 alone may not be sufficient for full progression to metastasis. First, knockdown of Nkx2-1 in non-metastatic lung adenocarcinoma cells does not recapitulate all of the gene expression changes that occur during the transition from a non-metastatic to metastatic state (Winslow et al., 2011). Moreover, Nkx2-1 deletion in KP lung 126 adenocarcinomas was not sufficient to induce the metastasis program, but instead unmasked a latent gastric differentiation state of the tumor cells (Snyder et al., 2013). These observations indicate that, in addition to Nkx2-1, there likely exist additional regulatory factors that govern the program necessary for full acquisition of metastatic potential. To investigate additional regulators of metastasis, we elected to examine the transcription factors that control the expression of the metastasis mediator Tks5long. A critical component of the proteolytic cellular protrusions, invadopodia, Tks5long promotes metastasis in a wide variety of cancer types, including lung adenocarcinoma, and its expression is consistently upregulated in metastatic cells compared to non-metastatic cells in the KP model (Li et al., 2013; Murphy and Courtneidge, 2011). We have previously shown that Tks5long is critical for promoting invadopodia formation and metastatic progression in transplant and autochthonous mouse models. Moreover, Tks5long expression correlates with more advanced disease stage and poor survival of lung adenocarcinoma patients. Importantly, Tks5long is distinct from an invadopodia-inhibiting isoform, Tks5short, by the presence of the membrane-binding Phox-homology domain and by the use of an independent promoter for transcription (Li et al., 2013). Here, we explored the transcriptional regulation of Tks5long to uncover key regulators of metastasis in lung adenocarcinoma. We identified three transcriptional repressors of Tks5long: Nkx2-1, Foxa2, and Cdx2, and subsequently showed that they function collectively as important regulators of a metastasis program in lung adenocarcinoma. While Nkx2-1 and Foxa2 are known for lineage specification and maintenance of the lungs (among other organs), Cdx2 expression is limited to the intestines in normal adult tissues, and its role in lung adenocarcinoma has not been previously explored. Here, we provide evidence that these three transcription factors function cooperatively as critical regulators in suppressing lung adenocarcinoma metastasis. 127 RESULTS Nkx2-1, Foxa2, and Cdx2 synergistically suppress the expression of Tks5long in nonmetastatic lung adenocarcinoma cells To identify novel mediators of the metastatic program in lung adenocarcinoma, we focused on the transcriptional regulation of Tks5long. Tks5long has a mechanistically characterized function in promoting metastasis across a wide variety of cancer types, as it mediates the formation of invadopodia, which are proteolytic membrane protrusions that facilitate cellular invasion (Paz et al., 2014). In lung adenocarcinoma, Tks5long is critical for promoting metastasis, and increased Tks5long expression correlates with poor patient outcomes (Li et al., 2013). Furthermore, Tks5long is dramatically and consistently upregulated in our collection of metastatic lung adenocarcinoma cells compared to the non-metastatic cells derived from the KP model (Li et al., 2013), suggesting that its expression is under tight regulation. Importantly, H3K4me3 chromatin immunoprecipitation (ChIP)-sequencing analysis showed that Tks5long is transcribed from its own promoter independent of the other Tks5 isoform, Tks5short (data not shown), suggesting that its increased expression is likely a result of transcriptional regulation and not alternative splicing. Given these data, we hypothesized that the transcriptional regulatory mechanism for Tks5long functions as a key switch in regulating a broader metastasis program, which includes many more metastasisrelated genes. To identify potential transcriptional regulators of Tks5long, we utilized an existing gene expression profile of a panel of cell lines derived from non-metastatic and metastatic primary lung adenocarcinomas as well as metastases in the KP model (termed TnonMet, TMet, and Met cells, respectively) (Winslow et al., 2011). From this dataset we generated a list of transcription factors that were (i) differentially expressed between the collection of TnonMet 128 and TMet/Met cells, and (ii) had predicted binding sites in the Tks5long locus based on genomic sequence analysis. This approach neglects potential non-transcriptional regulatory mechanisms of Tks5long expression, but we wanted to start by first focusing strictly on transcription. Among the 57 transcription factors that are differentially expressed between TnonMet and TMet/Met cells, we identified three that meet these criteria: Nkx2-1, Foxa2, and Cdx2. Microarray gene-expression profiling and qRT-PCR validation confirmed that Nkx2-1, Foxa2, and Cdx2 are highly expressed in TnonMet cells, but are partially or completely lost in TMet/Met cells (Figures 1A, S1A, and S1B). The expression pattern of each transcription factor is inversely proportional to Tks5long, suggesting that these three factors may suppress Tks5long expression (Figure 1A). In order to determine whether Nkx2-1, Foxa2, and Cdx2 inhibit Tks5long expression, we knocked down the three transcription factors in TnonMet cells using shRNAs (hereafter referred to as TnonMet-shNFC cells) and examined the effect on Tks5long expression compared to control knockdown using shRNAs against firefly and renilla luciferases. Interestingly, while single or double knockdown of these transcription factors in TnonMet cells only moderately affected Tks5long expression, triple knockdown of all three transcription factors in TnonMet-shNFC cells led to a dramatic increase in Tks5long mRNA and protein levels, such that the levels were comparable to that of TMet cells with the highest Tks5long expression (Figures 1B and 1C). The effect of the triple knockdown on Tks5long expression was synergistic, as the expression levels of Tks5long far exceeded that predicted by the additive effects of single knockdown. Importantly, the effect of Nkx2-1, Foxa2, and Cdx2 knockdown was specific to Tks5long, and did not affect expression of the other Tks5 isoform, Tks5short (Figures 1B and 1C). We validated these results in an independent TnonMet cell line (Figure S1C). These data 129 suggest that Nkx2-1, Foxa2, and Cdx2 may suppress Tks5long expression in a synergistic manner. To examine whether these transcription factors are sufficient to suppress Tks5long expression in metastatic cells, we overexpressed each transcription factor in a doxycyclineinducible manner in TMet cells. Increasing the levels of each transcription factor inhibited Tks5long expression in a dosage-dependent manner, without affecting Tks5short mRNA levels (Figures 1D, 1E, and 1F). Furthermore, this suppressive effect on Tks5long expression was additive, as combined overexpression of Nkx2-1 and Foxa2 (or of Nkx2-1 and Cdx2) reduced the mRNA levels of Tks5long more significantly than one transcription factor alone (Figure S1D). To determine whether these transcription factors suppress Tks5long expression by directly binding to its genetic locus, we performed chromatin immunoprecipitation (ChIP)qPCR analysis on potential enhancer regions in the Tks5long locus. We observed binding of Nkx2-1 and Foxa2 to multiple enhancers in the Tks5long locus (Figure 1G), consistent with a direct role in downregulating gene expression at the genetic locus. In contrast, we could not detect enrichment for Cdx2 at these Nkx2-1/Foxa2 binding sites or at the predicted Cdx2 binding sites, suggesting that Cdx2 may either bind to the Tks5long locus at a different location, or suppress Tks5long expression indirectly through other transcription factors. 130 Figure 1. Nkx2-1, Foxa2, and Cdx2 synergistically suppress the expression of Tks5long in non-metastatic lung adenocarcinoma cells. (A) mRNA levels of Nkx2-1, Foxa2, and Cdx2 in TnonMet (368T1, 394T4, 802T4) and TMet (373T1, 393T3, 393T5, 482T1) lung adenocarcinoma cell lines anti-correlate with Tks5long expression as measured by qRT-PCR. (r and p, Spearman correlation coefficient and pvalue). (B-C) Knockdown of Nkx2-1, Foxa2, and Cdx2 in TnonMet cells (394T4) derepresses Tks5long expression, but not Tks5short, as measured by qRT-PCR (B) and immunoblotting (C). Lines (-) indicate control hairpins against firefly or renilla luciferase. Data are represented as mean ± SD. The p-value was calculated by Student’s t test. 131 Figure 1 (continued). Nkx2-1, Foxa2, and Cdx2 synergistically suppress the expression of Tks5long in non-metastatic lung adenocarcinoma cells. (D-F) Overexpression of Nkx2-1, Foxa2, and Cdx2 in TMet cells (393T5) represses Tks5long expression, but not Tks5short, as measured by qRT-PCR. Data are represented as mean ± SD. The p-values were calculated by Student’s t test. (G) ChIP-qPCR analysis of the enrichment of Nkx2-1 (left) and Foxa2 (right) binding at the Tks5long genomic locus. Data are represented as mean ± SEM of three independent experiments. SftpA and Hnf4a serve as positive controls for Nkx2-1 and Foxa2 binding, respectively. GD8: negative control mapping to a gene desert region on murine chromosome 8. For each enhancer versus GD8, p < 0.03 by Student’s t test. 132 Nkx2-1, Foxa2, and Cdx2 function synergistically to inhibit metastasis in vivo To test whether Nkx2-1, Foxa2, and Cdx2 suppress metastasis, we transplanted TnonMet-shNFC cells subcutaneously into nude mice, and examined their ability to metastasize from the subcutaneous tumor to the lungs over a period of 6 weeks. This assay tests a full range of metastatic properties, as it requires that tumor cells invade and intravasate into circulation at the primary site, and then to extravasate and colonize a distant organ at the metastatic site. Notably, while TnonMet-shNkx2-1 cells formed more lung nodules than control TnonMet cells, TnonMet-shNFC cells were strikingly more metastatic (Figures 2A and 2B). The increase in metastatic potential in TnonMet-shNFC cells was more than the additive effect induced by single or double knockdown. Importantly, the knockdown of these transcription factors did not significantly affect the size of the primary tumors in the subcutaneous site (Figure S2). These data suggest that loss of Nkx2-1, Foxa2, and Cdx2 function cooperatively to promote metastasis in lung adenocarcinoma. 133 Figure 2. Foxa2 and Cdx2 synergize with Nkx2-1 in inhibiting metastasis in vivo. (A) Triple knockdown of Nkx2-1, Foxa2, and Cdx2 in a subcutaneous transplantation assay increases the metastatic potential of TnonMet cells (394T4) in comparison to control TnonMet cells and TnonMet cells with single/double knockdown, to a level similar to TMet cells (373T1). Representative images of lung metastases are shown. Lines (-) indicate control hairpins against firefly or renilla luciferase. (B) Quantification of metastasis frequencies. Each circle represents an individual mouse. Data are represented as mean ± SEM. The p-values were calculated by Student’s t test. *p < 0.05, **p < 0.01. ****p < 0.0001. 134 The increased number of lung metastases seen with TnonMet-shNFC cells could be explained by changes in their ability to complete different steps along the metastatic cascade. We first examined how knockdown of Foxa2, Cdx2 and Nkx2-1 affected cell morphology and motility in vivo. We observed that TnonMet-shNFC subcutaneous tumors adopted a mesenchymal morphology similar to that of TMet tumors, in contrast to the predominantly epithelial morphology in tumors formed by TnonMet and TnonMet-shNkx2-1 cells (Figures 3A and 3B). This change to mesenchymal morphology for TnonMet-shNFC cells only occurred in vivo but not in vitro (Figure S3A), strongly suggesting that it is induced by noncell autonomous factors present in the tumor microenvironment. Consistent with this change to a mesenchymal morphology, qRT-PCR analysis of TnonMet-shNFC tumors showed loss of the epithelial marker Krt19 and a small increase in expression of mesenchymal markers Twist, Snail, Zeb1, and N-cadherin compared to TnonMet tumors (Figure S3B). These data suggest a partial epithelial-to-mesenchymal transition (EMT), an important step in the metastatic process (Sato et al., 2012), of TnonMet-shNFC cells in vivo. Because mesenchymal morphology is associated with increased motility (Thiery et al., 2009; Tsai and Yang, 2013), we performed intravital imaging to monitor migration of GFP-positive cancer cells within subcutaneous tumors. TnonMet-shNFC tumors contained significantly more migratory cells than TnonMet and TnonMet-shNkx2-1 cells (Figure 3C). Furthermore, when we measured the chemotactic ability of the tumor cells by performing in vivo fine-needle collection assay using 10% fetal bovine serum (FBS) as a chemo-attractant (Wyckoff et al., 2000), we collected a higher number of GFP-positive cancer cells from TnonMet-shNFC subcutaneous tumors than TnonMet and TnonMet-shNkx2-1 tumors (Figure 3D). Taken together, these data suggest that TnonMet-shNFC cells are more motile in vivo than TnonMet and TnonMet-shNkx2-1 cells. 135 To test whether the enhanced metastatic ability of TnonMet-shNFC cells can also be explained by differences in the colonization of secondary sites during the metastatic cascade, we injected tumor cells intravenously into immunocompromised mice to test their ability to establish tumor nodules upon arriving at the lung capillaries. We observed that TnonMet-shNFC cells and TnonMet-shNkx2-1 cells had equally high colonization capacity compared to TnonMet control (Figures 3E and 3F), suggesting that while knockdown of Nkx2-1 enhances metastatic colonization, additional inhibition of Foxa2 and Cdx2 does not further contribute to this effect. Taken together, our data support a model in which Nkx2-1, Foxa2, and Cdx2 inhibit metastasis by acting on different steps of the metastatic cascade. While Nkx2-1 inhibits the extravasation/colonization step towards the end of the metastatic cascade, Nkx2-1, Foxa2, and Cdx2 together inhibit migration and invasion in the early steps of metastasis (Figure 3G). The gain of metastatic ability in TnonMet-shNFC cells compared to TnonMet-shNkx2-1 cells is correlated with an increase in invasion and migration in the primary tumor. 136 Figure 3. Foxa2 and Cdx2 synergize with Nkx2-1 in inhibiting migration in vivo. (A-B) Triple knockdown of Nkx2-1, Foxa2, and Cdx2 in TnonMet (394T4) subcutaneous tumors induces a mesenchymal morphology similar to TMet (373T1) tumors, in contrast to the epithelial TnonMet-shCtrl and TnonMet-shN tumors. (A) Representative H&E staining of subcutaneous tumors. Scale bar represents 50 µm. (B) Quantification of epithelial and mesenchymal morphology by a pathologist (R.T.B.). Lines (-) indicate control hairpins against firefly or renilla luciferase. (C-D) Knockdown of Nkx2-1, Foxa2, and Cdx2 in TnonMet (394T4) subcutaneous tumors enhances migration in vivo compared to TnonMet-shCtrl and TnonMet-shN tumors, as measured by intravital imaging (C), and fine needle collection assay (D). Data are represented as mean ± SEM. The p-values were calculated by Student’s t test. **p < 0.01, ***p < 0.001, ****p < 0.0001. (E-F) TnonMet-shNFC and TnonMet-shN (394T4) cells show similar colonization ability in the lungs after intravenous transplantation. (E) Representative images of lungs with tumor nodules. (F) Quantification of lung tumor burden. Each circle represents an individual mouse. Data are represented as mean ± SEM. The p-values were calculated by Student’s t test. *p < 0.05, ***p < 0.001. (G) Model for distinct roles of Nkx2-1, Foxa2, and Cdx2 in inhibiting metastatic progression. 137 Nkx2-1, Foxa2, and Cdx2 cooperatively repress a program of metastasis genes Given the increased metastatic ability of TnonMet-shNFC cells compared to TnonMet and TnonMet-shNkx2-1 cells, we next investigated whether a network of metastasis-related genes might be differentially regulated upon knockdown of Nkx2-1, Foxa2, and Cdx2. Transcription factors generally regulate a broad network of target genes, often genes with similar functions. Therefore, we hypothesized that in addition to suppressing the expression of Tks5long – a critical mediator of metastasis – Nkx2-1, Foxa2, and Cdx2 may also regulate the expression of other metastasis-related genes. To this end, we performed RNA sequencing (RNA-seq) on TnonMet, TnonMet-shNkx2-1, TnonMet-shNFC, and TMet cells, and employed an unsupervised blind source separation strategy using Independent Component Analysis (ICA) (see Supplemental Experimental Procedures and Bhutkar et al.) to elucidate statistically independent gene expression signatures that characterize the transcriptomes of these cells. This high-resolution approach allowed us to identify two statistically significant and biologically relevant signatures that are separate from a “clonal signature” that embodies the background identity of TMet versus TnonMet-derived cells (Figure 4A): (1) a signature differentiating Nkx2-1-high samples (TnonMet) from all Nkx2-1-low samples (TnonMetshN, TnonMet-shNFC, and TMet cells), which we termed an “shN signature”; and (2) a signature clustering TnonMet-shNFC/TMet cells away from TnonMet/TnonMet-shN cells, which we designated as the “shNFC signature”. Our analysis provides several lines of evidence that TnonMet-shNFC cells significantly recapitulated the major metastasis-related gene expression patterns associated with TMet cells. First, hierarchical clustering based on the top and bottom 2nd percentile of genes identified in the shNFC signature showed clustering of TnonMet-shNFC cells with TMet cells and this cluster segregated away from TnonMet and TnonMet-shN cells (Figures 4B and 4C), indicating that the identified gene expression pattern robustly supports the signature. 138 Second, clustering based on global gene expression profiles after depletion of the background clonal signature showed that TnonMet-shNFC cells were substantially more closely related to TMet cells than TnonMet-shN and TnonMet cells (Figure S4A). Finally, the shNFC signature is highly enriched for the “Tmet/Met” gene set and depleted for the “TnonMet” gene set (Winslow et al., 2011) when analyzed using Gene Set Enrichment Analysis (GSEA; Subramanian et al., 2005) (Figure 4D). In contrast, the shN signature does not show a similar enrichment or depletion pattern of TMet/Met or TnonMet gene sets (Figure 4D). Of the 388 genes identified by the shNFC signature, 169 genes were upregulated (among which is Tks5long) and 219 genes were downregulated in the TnonMet-shNFC/TMet cells compared to the TnonMet/TnonMet-shN cells (Figure 4C). Interestingly, GSEA analyses using publicly available gene sets in the Molecular Signatures Database (Subramanian et al., 2005) revealed that the shNFC signature is significantly enriched for gene sets that represent poor patient prognosis, metastasis/EMT, and TGFβ targets (Figure 4E). Furthermore, the shNFC signature is significantly depleted for gene sets related to gastrointestinal/liver-related genes, reflecting the gene expression changes induced upon knockdown of Foxa2 and Cdx2 (Figure 4E). Many of the gene expression changes identified in the shNFC signature that were relevant for metastasis or gastrointestinal differentiation were validated by qRT-PCR and immunoblotting (Figures 4F, 4G, and S4B, and data not shown). To directly answer the question of what fraction of the gene expression differences between our collection of TnonMet and TMet/Met cells was recapitulated by combined knockdown of Nkx2-1, Foxa2 and Cdx2 in TnonMet 394T4 cells, we performed targeted pairwise differential analysis. We found that a large fraction (32%) of the genes that were differentially expressed between TnonMet vs TMet/Met cells also showed significant gene 139 expression alterations by two-fold or more in comparing 394T4-TnonMet vs TnonMet-shNFC cells (p = 2.22 x 10^-16, hypergeometric test), suggesting that reduced expression of the three transcription factors can explain about one-third of the gene expression changes in metastatic progression. In contrast, only 9% of the genes that were differentially expressed between TnonMet vs TMet/Met cells were found to be altered in comparing 394T4-TnonMet vs TnonMet-shN cells (p = 2.22 x 10^-16, hypergeometric test). Taken together, these data argue that the TnonMet-shNFC gene expression program driven by loss of Nkx2-1, Foxa2, and Cdx2 significantly recapitulated the characteristics of TMet cells. These findings are consistent with data from our in vivo metastasis assays that TnonMet-shNFC cells are more metastatic than TnonMet-shN cells, and further support that Foxa2 and Cdx2 cooperate with Nkx2-1 to regulate a network of metastasis-related genes. 140 Figure 4. Nkx2-1, Foxa2, and Cdx2 together repress a program of metastasis genes. (A) RNA-seq gene expression analysis of 394T4 TnonMet, TnonMet-shN, TnonMet-shNFC, and 373T1 TMet cells reveals two statistically significant and biologically relevant signatures: an shN signature, and an shNFC signature, both separate from a clonal signature that embodies the background identity of TMet versus TnonMet-derived cells. (B) Dendrogram showing sample relationships via clustering based on top and bottom 2nd percentile of genes in the shNFC signature. (C) Differentially expressed genes that drive the shNFC signature distinguishing TnonMetshNFC/TMet cells from TnonMet/TnonMet-shN cells. (D) GSEA enrichment analysis reveals that the shNFC Signature is highly enriched for TMet/Met genes and depleted for TnonMet genes, whereas the shN Signature does not show similar enrichment. (ns, not significant.) (E) GSEA analysis using the MSigDB curated gene set collection shows that the shNFC signature is enriched for gene sets associated with metastasis and poor prognosis, and depleted for gene sets related to Hnf4a-related gastrointestinal/hepatic differentiation. (F) Examples of pro-metastatic (Tks5long and TGFβ) and anti-metastatic (Mtus1) genes that were identified in the shNFC signature by RNA-seq. Data are represented as mean ± SEM. The p-values were calculated by Student’s t test. (G) Examples of gastrointestinal differentiation genes (Hnf4g, Lgals4, and Lgals6) that were identified in the shNFC signature by RNA-seq. Data are represented as mean ± SEM. The p-values were calculated by Student’s t test. 141 The inhibitory effect of Nkx2-1, Foxa2, and Cdx2 on metastasis depends on the activation of Tks5long, Hmga2, and Snail expression Given the large number of genes activated in the shNFC signature, we then examined whether some of these genes are functionally required for promoting the metastatic capacity of TnonMet-shNFC cells. In addition to Tks5long, we elected to examine the embryonal proto-oncogene Hmga2 and the epithelial-to-mesenchymal transition (EMT) transcription factor Snail, as these metastasis-promoting genes are also significantly upregulated in TMet/Met cells compared to TnonMet cells in microarray-based gene expression analysis (Figure S5A; Winslow et al., 2011). TnonMet-shNFC cells exhibited a significant increase in Hmga2 and Snail expression at the levels of both mRNA and protein, exceeding the levels in TnonMet and TnonMet-single/double knockdown cells (Figures 5A and 5B). The activation effect was synergistic, as the expression levels of Hmga2 and Snail was much higher than predicted by the additive effects of single knockdown. To test whether increased expression of Tks5long, Hmga2, and Snail are required for increased metastatic ability of TnonMet-shNFC cells, we knocked down these three genes by shRNAs or CRISPR/CassgRNAs (Figure 5C). Decreased expression of Tks5long, Hmga2, or Snail individually impaired the metastatic ability of TnonMet-shNFC cells, without affecting the size of the primary subcutaneous tumors (Figures 5D, 5E, and S5D). Importantly, Hmga2 and Snail knockdown did not affect the expression of Tks5long, or of each other (Figure S5B and S5C), suggesting that they each contributed individually to increasing metastatic potential. These data support our hypothesis that Nkx2-1, Foxa2, and Cdx2 may function as key regulators for a network of metastasis-related genes that include Tks5long, Hmga2, and Snail. 142 Figure 5. The inhibitory effect of Nkx2-1, Foxa2, and Cdx2 on metastasis depends on the activation of Tks5long, Hmga2, and Snail expression (A-B) Combined knockdown of Nkx2-1, Foxa2, and Cdx2 in TnonMet cells (394T4) derepresses the expression of Hmga2 and Snail as analyzed by qRT-PCR (A) and immunoblotting (B). Lines (-) indicate control hairpins against firefly or renilla luciferase. Data are represented as mean ± SD. The p-values were calculated by Student’s t test. (C-E) Knockdown of Tks5long, Hgma2, or Snail dampens the metastatic ability of 394T4 TnonMet-shNFC cells after subcutaneous transplantation. (C) Validation of knockdown by immunoblotting. (D) Representative images of lungs with tumor nodules. (E) Quantification of lung tumor nodules. Each circle represents an individual mouse. Control includes TnonMetshNFC cells (n=10 mice) and TnonMet-shNFC-sgRosa cells (n=4 mice); Tks5long knockdown was generated by hairpins shTks5long#1 (n=5 mice) and shTks5long#2 (n=4 mice); Hmga2 knockdown by hairpin shHmga2#1 (n=5 mice) and sgRNA sgHmga2#2 (n=4 mice); Snail knockdown by sgRNAs sgSnail#1 (n=5 mice) and sgSnail#2 (n=4 mice). Data are represented as mean ± SEM. The p-values were calculated by Student’s t test. *p < 0.05, **p < 0.01. 143 Endogenous expression pattern of Nkx2-1, Foxa2, and Cdx2 correlates with tumor progression in vivo To further characterize the suppressive roles of Nkx2-1, Foxa2, and Cdx2 during tumor progression, we examined their endogenous expression in the KP model of lung adenocarcinoma. This animal model provides a well-defined genetic context and a stereotypic temporal pattern of histologic progression, which facilitate the identification of patterns of gene expression alterations that accompany tumor progression. We analyzed 195 tumor regions from mice ranging from 17 to 33 weeks post-initiation, and scored them as low grade (grade 1-3) or high grade (grade 4, poorly differentiated) based on nucleocytoplasmic morphology, tumor architecture, and the presence of stromal invasion. Consistent with previous findings (Winslow et al., 2011), expression of Nkx2-1 and Hmga2 anti-correlated with each other in these lung tumors (Figure 6A), and tumors of Nkx2-1low and Hmga2high expression were frequently associated with high tumor grade (Figures 6D and 6E). The expression pattern of Foxa2 was highly similar to Nkx2-1. Foxa2 expression strongly correlated with Nkx2-1 and was anti-correlated with Hmga2 (Figures 6B and 6C). The inverse correlation of Foxa2 expression to tumor grade was more striking than Nkx2-1: Foxa2high expression was invariably associated with low-grade tumors (117/117; 100%), while Foxa2low tumors were consistently high grade (21/21; 100%) (Figure 6F). These data suggest that Foxa2, similar to Nkx2-1, marks an early state of tumor progression, and loss of Foxa2 expression is a stringent diagnostic marker of high-grade tumors. Interestingly, loss of Foxa2 expression in high-grade tumors often lagged behind loss of Nkx2-1 (see examples in Figures 6H third column and S6A). Furthermore, while high-grade tumors were more often Nkx2-1low (46/67; ~70%) than Nkx2-1mixed (21/69; ~30%), a large fraction of these high-grade tumors retained mixed Foxa2 expression (46/67; ~70%) instead of being 144 completely Foxa2low (21/67; ~30%). These observations indicate that loss of Foxa2 expression in tumor progression does not occur concurrently with loss of Nkx2-1, but happens after Nkx2-1 expression is lost (Figure 6I). Cdx2 staining was detected in a noteworthy fraction of these lung adenocarcinomas (35/195; ~20%) albeit at a lower frequency than the staining of Nkx2-1 (139/195; ~70%) and Foxa2 (174/195; ~90%). This lower but significant frequency of Cdx2 staining suggests that Cdx2 expression may represent a transient state during tumor progression and is only detectible when a large number of tumors are analyzed. From the Cdx2high tumors, a clear and consistent pattern emerged, arguing that, unlike Nkx2-1, expression of Cdx2 marks an intermediate state of tumor progression that is temporally situated after loss of Nkx2-1 but before loss of Foxa2, and is accompanied by partial activation of Hmga2 expression (Figure 6G). First, the vast majority of Cdx2high tumor areas were Nkx2-1low (8/9, 89%), indicating a strong anti-correlation between Cdx2 and Nkx2-1 expression. Second, these Cdx2high regions were frequently Foxa2high (7/9, 87%), suggesting that Cdx2 expression correlates with Foxa2. In fact, all of the Nkx2-1low Foxa2high tumor regions were invariably Cdx2high (6/6, 100%). We did not see examples of Nkx2-1low, Foxa2low, Cdx2high regions. Finally, the majority of Cdx2high tumor regions were Hmga2mixed (5/9, 56%), whereas only a small fraction was Hmga2high (2/9; 22%) or Hmga2low (2/9; 22%). Importantly, even though some of these Cdx2high regions were found adjacent to Hmga2high, high-grade, and poorly-differentiated areas, Cdx2high regions themselves were invariably well/moderately differentiated and never part of the poorly differentiated regions (Figures 6H third column and S6A). Collectively, these data strongly suggest that Cdx2 expression represents an intermediate state between loss of Nkx2-1 and full activation of Hmga2 in tumor progression (Figure 6I). An alternative model that could explain these observations is that Cdx2-expressing tumors represent a dead-end differentiation state that will never progress to advanced 145 metastatic tumors. However, multiple lines of evidence argue against this model and instead favor the hypothesis that Cdx2 expression is a transition state. First, within a single tumor, well/moderately-differentiated tumor regions with strong Cdx2 expression and weak Hmga2 expression were frequently associated with adjacent poorly-differentiated regions that exhibit a reciprocal expression pattern of low Cdx2 staining and intense Hmga2 staining (Figures 6H third column and S6A), consistent with the model that tumors lose Cdx2 expression and activate Hmga2 expression during progression to an advanced metastatic state. Second, cell line-based experiments showed that knockdown of Nkx2-1 in TnonMet cells derepressed Cdx2 mRNA and protein levels, while knockdown of Foxa2 in TnonMet-shNkx2-1 cells reduced Cdx2 levels (Figures S6B and S6C), suggesting that Cdx2 expression in these tumor cells is plastic and can be regulated by changes in expression of Nkx2-1 and Foxa2. Furthermore, ChIP-qPCR analysis detected binding of Nkx2-1 and Foxa2 to an enhancer downstream of the genomic locus of Cdx2 (Figure S6D). Based on these findings, we propose a model for the regulation of Cdx2 expression in lung adenocarcinoma, in which the transcription of Cdx2 is inhibited by binding of Nkx2-1 to a nearby enhancer region. Upon loss of Nkx2-1, expression of Cdx2 is derepressed in a manner dependent on Foxa2 binding to the same enhancer (Figure S6E). Taken together, these observations suggest a model for lung adenocarcinoma progression (Figure 6I) in which early tumors express Nkx2-1 and Foxa2. As tumors progress, Nkx2-1 is silenced, leading to activation of Cdx2 and partial activation of metastasis-promoting genes such as Hmga2 in at least a subset of tumors. Finally, suppression of Foxa2 leads to reduced Cdx2 expression, and the combined loss of Nkx2-1, Foxa2 and Cdx2 is required for complete derepression of Hmga2 and other metastasis promoting genes, resulting in full acquisition of metastatic potential. 146 Figure 6. Endogenous expression pattern of Nkx2-1, Foxa2, Cdx2, and Hmga2 correlates with tumor progression in an autochthonous model of lung adenocarcinoma. (A-C) Pairwise correlation of Nkx2-1, Foxa2, and Hmga2 expression in KrasG12D; p53-/- (KP) lung adenocarcinomas. (D-F) Correlation of Nkx2-1, Foxa2, and Hmga2 expression in KP lung adenocarcinomas with tumor grades. Tumor regions were scored as low grade (grade 1-3) or high grade (grade 4, poorly differentiated) based on nucleo-cytoplasmic morphology, tumor architecture, and the presence of stromal invasion. (G) High expression of Cdx2 in KP lung adenocarcinomas is frequently associated with low expression of Nkx2-1, high expression of Foxa2, low-medium expression of Hmga2, and low-grade histology. (H) Representative H&E and IHC images of KP lung adenocarcinomas. Scale bar represents 150 µm. Inserts show nucleo-cytoplasmic morphology of the tumor cells. (I) Model summarizing expression changes of Nkx2-1, Foxa2, Cdx2, and Hmga2 in lung adenocarcinomas. 147 Nkx2-1, Foxa2, and Cdx2 gene expression signatures predict clinical outcomes of lung adenocarcinoma patients We next asked if our observations could provide prognostic information relevant to human lung adenocarcinomas. To this end, we analyzed RNA-seq expression data for 488 lung adenocarcinoma primary tumors from patients with stage I-IV disease from The Cancer Genome Atlas (TCGA, http://cancergenome.nih.gov/). Unsupervised signature analysis (see Supplemental Experimental Procedures and Bhutkar et al.) of the expression patterns of NKX2-1, FOXA2, CDX2, and HMGA2 in these tumors revealed three gene expression signatures (Figures 7A and 7B). Interestingly, these signatures closely correlated with the expression patterns of Nkx2-1, Foxa2, Cdx2, and Hmga2 in the KP mouse model of lung adenocarcinoma. The first signature is driven by high expression of NKX2-1 and FOXA2, as well as low expression of HMGA2, similar to the early tumors in mice. The second signature is characterized by high expression of CDX2, similar to tumors in the intermediate state. Finally the third signature is characterized by high expression of HMGA2, similar to advanced tumors in our mouse model. Importantly, these signatures also strongly correlated with clinical outcomes (Figures 7C and 7D). The NKX2-1/FOXA2-driven signature and the CDX2-driven signature were associated with favorable and intermediate disease stage and patient survival, respectively. In contrast, the HMGA2-driven signature was associated with the worst stage and survival. Furthermore, the prognostic values of these four gene pattern-derived signatures were more powerful than analysis using a single gene alone (data not shown). Finally, a multivariate Cox proportional hazard regression analysis showed that these signatures of gene expression pattern were significantly prognostic factors independent of gender, age, and disease stage (Figure 7E). These results provide further support to our proposed model that early-stage tumors are marked by NKX2-1 and FOXA2 expression, while intermediate 148 tumors acquire expression of CDX2, and most advanced tumors acquired expression of HMGA2. Taken together, these data argue that our proposed model for lung adenocarcinoma progression is highly relevant for human cancer. Our findings provide important information for the prognosis of lung adenocarcinoma patients, and may inform future development of therapeutic strategies for this highly metastatic disease. 149 Figure 7. NKX2-1, FOXA2, and CDX2 gene expression signatures predict clinical outcomes of lung adenocarcinoma patients. (A) Heatmap showing the expression patterns of NKX2-1, FOXA2, CDX2, and HMGA2 in signatures identified in TCGA human primary lung adenocarcinoma (n = 488) using ICA. (B) Box-and-whisker plots of standardized expression levels of NKX2-1, FOXA2, CDX2, and HMGA2 in each signature. Horizontal dashed line reflects mean expression level across all tumors. The p-values were calculated by Student’s t test. ****p < 0.0001. (C-E) Analysis of the top 10th percentile of the 488 lung adenocarcinoma patients in each signature identified by ICA shows that the three signatures correlate with disease stage (C) and overall survival (p = 0.0006 by Log-rank test) (D). Multivariate Cox proportional hazard regression analysis of overall survival after adjustment for gender, age, and stage (E). 150 CONCLUSION Our study shows that Nkx2-1, Foxa2, and Cdx2 function collectively to suppress metastatic progression of lung adenocarcinoma. Evidence from the autochthonous KP model of lung adenocarcinoma, derivative cell lines, and human patients supports a model of tumor progression in which loss of Nkx2-1 is accompanied by derepression of Cdx2 in the transition from early to intermediate tumor state. Silencing of Foxa2 and Cdx2 in addition to Nkx2-1 allows progression to advanced tumors with metastatic potential (Figure 6I). This tumor suppressive effect is at least in part explained mechanistically by the observation that Nkx2-1, Foxa2 and Cdx2 collectively inhibit cell migration in vivo, while Nkx2-1 also independently inhibits colonization at distant sites. In human lung adenocarcinoma, the expression profile of NKX2-1, FOXA2, CDX2, and HMGA2 predicts tumor differentiation states that correlate with disease stage and survival outcome. Thus, our results are highly relevant for the human disease, and provide prognostic information for lung adenocarcinoma patients. In terms of gene expression, combined loss of Nkx2-1, Foxa2, and Cdx2 is sufficient to activate a network of transcriptional targets that account for a significant fraction of the dysregulated genes in TMet cells, including Tks5long, Hmga2, and Snail. This finding strongly suggests that these three factors function as key regulators in restraining the metastasis program in lung adenocarcinoma. The fact that suppression of Nkx2-1, Foxa2, and Cdx2 is sufficient to derepress this network of metastasis-related genes also suggests that the transcriptional activators for at least a subset of these target genes may be readily available to act upon loss of these three transcriptional suppressors. As such, Nkx2-1, Foxa2 and Cdx2 may function as important regulatory nodes in governing transcriptional programs that together restrain tumor metastasis. 151 The role of Nkx2-1, Foxa2, and Cdx2 in regulating metastasis can be considered from a developmental perspective, as tumor progression is often associated with dysregulation of normal development and differentiation. Nkx2-1 and Foxa2 are important developmental regulators of the lungs as well as other endoderm-derived organs (Kimura et al., 1996; Minoo et al., 1999; Wan et al., 2005; Zhou et al., 1997). Nkx2-1 is a homeodomain-containing transcription factor essential for differentiation of the lungs during early embryogenesis (Kimura et al., 1996). In the lungs, Nkx2-1 is expressed in all epithelial cells in early pulmonary development, but becomes progressively restricted to alveolar type II and Clara cells in adults (Minoo et al., 1999), where Nkx2-1 activates expression of pulmonary-specific genes, including SftpA, B, C and the Clara cell secretory protein gene, CCSP (Minoo et al., 1999). Foxa2 is a forkhead transcription factor that is expressed in the endoderm and cooperates with its paralog Foxa1 in mediating organogenesis of the lungs, as well as the stomach, intestine, liver, pancreas, midbrain, and prostate (Kaestner, 2010). Foxa2 is important for alveolarization of the lungs during development (Wan et al., 2004). Adult lungs express Foxa2 in the bronchiolar epithelium and alveolar type II cells (Besnard et al., 2004). Interestingly, while Foxa2 expression and function overlap largely with Foxa1, we did not see differential expression of Foxa1 between TnonMet and TMet/Met cells (Supplemental Fig. S7). In contrast to Nkx2-1 and Foxa2, the expression of Cdx2 is not appreciably expressed in normal embryonic or adult lungs. Instead, as a member of the Caudal-type homeobox protein, Cdx2 is required for intestine morphogenesis during embryonic development, and is expressed in the small and large intestines in adults (Beck and Stringer, 2010). Cdx2 also functions in an earlier stage in development for trophoblast formation and axial patterning (Beck and Stringer, 2010). While detection of Cdx2 expression in the KP lung adenocarcinoma is perhaps surprising, it is consistent with other 152 reports that CDX2 is aberrantly expressed in human lung adenocarcinomas (Grimminger et al., 2009; Yatabe et al., 2004). Our findings suggest that during progression of lung adenocarcinoma, partial loss of the lung differentiation program by silencing of Nkx2-1 can lead to aberrant activation of an alternative differentiation program of the intestine driven by Cdx2 in at least a subset of these tumors. As such, the activation of the latent intestinal program may serve as a redundant mechanism in the cells to restrain tumor dedifferentiation and metastatic progression. Because expression of Cdx2 is dependent on Foxa2, further loss of Foxa2 expression in more advanced tumors leads to loss of the Cdx2-driven intestinal program, leading to a cellular state of more primitive differentiation and higher metastatic potential, reflected by the expression of the embryonal proto-oncogene Hmga2, EMT factor Snail, and invadopodia mediator Tks5long. The aberrant activation of Cdx2 has also been identified to induce intestinal differentiation in other tumor types, including gastric cancer, esophageal cancer, nasal adenocarcinoma, pancreatic cancer, and ovarian cancer, and in some cases has been shown to associate with favorable prognosis (Guo et al., 2004; Matsumoto et al., 2004; Mizoshita et al., 2003; Yuasa, 2003). These studies, together with our findings, strongly suggest that the activation of Cdx2-driven alternative differentiation program in tumors may be a common phenomenon in the evolution of cancer development, and may serve as a mechanism to restrain malignant progression. Taken together, our study has shown that the developmental transcription factors Foxa2 and Cdx2 function synergistically with Nkx2-1 as important regulators in inhibiting metastasis of lung adenocarcinoma. These data provide strong evidence for the important roles of active and latent developmental regulators in restraining the programs of tumor dedifferentiation and metastatic progression. Our findings also shed light on the complexity of the interplays between different differentiation programs in the course of tumor evolution. 153 MATERIALS AND METHODS Autochthonous K-rasG12D/WT; p53-/- lung tumors and derivative cell lines Lung tumors were initiated via intratracheal delivery of Lenti-Cre or Adeno-Cre in KrasLSL-G12D/WT; p53flox/flox mice as described previously (DuPage et al., 2009). The MIT Institutional Animal Care and Use Committee approved all animal studies and procedures. TnonMet, TMet, and Met cell lines were generated previously using Lenti-Cre-initiated primary tumors and metastases harvested at 6-14 months post-infection (Winslow et al. 2011). All cell lines were cultured in complete media (DMEM with 10% FBS, 50 U/mL penicillin, and 50 mg/mL streptomycin). Five TnonMet cell lines (368T1, 393T1, 394T4, 802T4, 2557T1), six TMet cell lines (373T1, 373T2, 389T2, 393T3, 393T5, 482T1) and five Met cell lines (373N1, 393N1, 393M1, 482N1, 482M1) were used for subsequent gene expression analysis and/or functional experiments in this study. cDNA expression and knockdown To generate TMet-TRE-Nkx2-1, -Foxa2, or -Cdx2 cell lines, the respective coding sequences were cloned into the lentiviral expression vector pCW22tre-optimegaUbcrtTA, which contains a TRE promoter for doxycycline-induction of the cDNA and a UBC promoter for constitutive expression of rtTA. In addition, to allow constitutive overexpression of Nkx2-1 in TMet cells, the Nkx2-1 coding sequence was cloned into the retroviral expression vector MSCV. These vectors were used to infect TMet cells. To generate TnonMet-shNFC cells, shRNAs targeting Nkx2-1, Foxa2, Cdx2, or Luciferase were cloned into lentiviral vectors and used to infect TnonMet cells. These cells were subsequently infected with lentiviral vectors expressing shRNAs to knockdown Tks5long or Hmga2, or FLAG-Cas9 and sgRNAs targeting Hmga2 or Snail. 154 List of shRNAs Gene shRNA ID miR30 shRNA sequence Nkx2-1 shNkx2-1 TGCTGTTGACAGTGAGCGACGCCATGTCTTGTTCTACCTTTAGTGAAGC CACAGATGTAAAGGTAGAACAAGACATGGCGCTGCCTACTGCCTCGGA Foxa2 shFoxa2 TGCTGTTGACAGTGAGCGACCACAGTGATCTGTCATTCTATAGTGAAGC CACAGATGTATAGAATGACAGATCACTGTGGCTGCCTACTGCCTCGGA Cdx2 shCdx2 TGCTGTTGACAGTGAGCGCCTGGGCTTTCTTCTCCACAAATAGTGAAGC CACAGATGTATTTGTGGAGAAGAAAGCCCAGATGCCTACTGCCTCGGA Tks5long shTks5long#1 TGCTGTTGACAGTGAGCGCCTGGATAAGTTTCCTATTGAATAGTGAAGC CACAGATGTATTCAATAGGAAACTTATCCAGATGCCTACTGCCTCGGA Tks5long shTks5long#2 TGCTGTTGACAGTGAGCGACACATTTCACAGTGTGACGAATAGTGAAGC CACAGATGTATTCGTCACACTGTGAAATGTGGTGCCTACTGCCTCGGA Hmga2 shHmga2#1 TGCTGTTGACAGTGAGCGAAAGGACTATATTAATCACTTTTAGTGAAGC CACAGATGTAAAAGTGATTAATATAGTCCTTCTGCCTACTGCCTCGGA Luciferase shLuciferase TGCTGTTGACAGTGAGCGCCCGCCTGAAGTCTCTGATTAATAGTGAAGC CACAGATGTATTAATCAGAGACTTCAGGCGGTTGCCTACTGCCTCGGA shRenilla TGCTGTTGACAGTGAGCGCAGGAATTATAATGCTTATCTATAGTGAAGC CACAGATGTATAGATAAGCATTATAATTCCTATGCCTACTGCCTCGGA sgRNA ID sgRNA target sequence (5’ to 3’) (PAM sequence in bold) sgHmga2#2 GTCCTCGCTTCTGTGGCACCTGG Snail sgSnail#1 GTCCTGCAGCTCGCTATAGTTGG Snail sgSnail#2 CGCTATAGTTGGGCTTCCGGCGG sgRosa GAAGATGGGCGGGAGTCTTCTGG Renilla List of sgRNAs Gene Hmga2 mRosa26 Immunoblotting Immunoblotting was performed on whole-cell lysates, using antibodies against Nkx21 (Epitomics 2044), Foxa2 (Cell Signaling 8186), Cdx2 (Cell Signaling 12306), Tks5 (Santa Cruz sc-30122), Hmga2 (Cell Signaling 5269), Snail (Cell Signaling 3879), HSP90 (Cell Signaling 4877), and β-tubulin (Cell Signaling 2128). 155 qRT-PCR RNA was purified from cultured cells or tissues using the RNAqueous kit (Invitrogen), and was reverse-transcribed using a High-Capacity cDNA Reverse Transcription Kit (Applied Biosystems). Quantitative RT-PCR was performed using SYBR Green Jumpstart Taq Ready Mix (Sigma), or TaqMan Fast Universal Master Mix and probes (Applied Biosystems). List of qRT-PCR primers and Taqman probes qRT-PCR primers Target gene Forward Reverse TBP GGGGAGCTGTGATGTGAAGT CCAGGAAATAATTCTGGCTCA Tks5long TTATCAACGTGACCTGGTCTG TTCGGATCCTTCTGGCCAC Tks5short TGGCTCACCGCGTGCTTTCTG CCTTGCTCTTCAGATGTGCTCACAA Nkx2-1 GCTGTCCTGCTGCAGTTGTTG AGCTCGAGCGACGTTTCAAG Foxa1 Taqman probe Mm00446971_m1 Mm00484713_m1 Foxa2 GACTGGAGCAGCTACTACGC TCATTCCAGCGCCCACATAG Cdx2 CAGCAGTCCCTAGGAAGCCA GCAGCCAGCTCACTTTTCCT Hnf4a AGAGGTTCTGTCCCAGCAGATC CGTCTGTGATGTTGGCAATC Hmga2 GGGCAGCCGTCCACATCAGC TCACAGGTTGGCTCTTGCTGC Snail Mm00441533_g1 Slug Mm00441531_m1 Twist1 Mm00442036_m1 Vimentin Mm01333430_m1 Zeb1 Mm00495564_m1 Cdh1 Mm01247357_m1 Cdh2 Mm01162497_m1 Krt17 Mm00495207_m1 Krt19 Mm00492980_m1 Angptl2 Mm00507897_m1 Dock8 Mm00613802_m1 Dapk2 Mm00802402_m1 Mtus1 Mm00628662_m1 TGFβ Mm01178820_m1 156 ChIP-qPCR Adherent TMet cells (393T5) overexpressing Nkx2-1, Foxa2, or Cdx2 were washed once in PBS, and cross-linked in 1% formaldehyde diluted in PBS for 10 min at room temperature. The reaction was stopped by 100 mM glycine, followed by 5mg/ml BSA in PBS, and subsequently washed twice in cold PBS. Cells were harvested and re-suspended in lysis buffer [50mM Tris-HCl, pH 8.1, 10mM EDTA, 1% SDS, 1X complete protease inhibitors (Roche)], and sonicated with a Diagenode Bioruptor to obtain 300-500 bp fragment size. Fragmented chromatin was diluted in IP buffer [20mM Tris-HCl pH 8.1, 150mM NaCl, 2mM EDTA, 1% Triton X-100] and incubated overnight at 4°C with Protein G magnetic beads (Dynabeads: Invitrogen) that had been pre-incubated with antibodies against Nkx2-1 (Bethyl A300-BL4000)), Foxa2 (Santa Cruz sc-6554), or isotype controls (rabbit IgG and goat IgG, Abcam). Immunoprecipitates were washed six times with wash buffer [50mM HEPES pH 7.6, 0.5M LiCl, 1mM EDTA, 0.7% Na deoxycholate, 1% NP-40] and twice with TE buffer. Immunoprecipitated (or no IP input) DNA recovered in 100ul 1x Elution Buffer [1% SDS, 0.1M NaHCO3] over 6 hours at 65°C, and column purified with QiaQuick columns (Qiagen). qRT-PCR was performed using Fast Sybr Green Master Mix (Applied Biosystems) on a StepOne Plus Real Time PCR system. List of primers for ChIP-qPCR: Genetic locus Forward primer Reverse primer GD8 GGGCACTGCTAAACTCTTGC GATGTGGGAGACTGGAGGAA SftpA TTGCCTTCTGTGGTTCTGTG TACACAGCTCAGGTTCCTTCAG Hnf4a TGCCATGACAAAAGCATGAC GGTGGGTGGATACGTTAAACAG Tks5long-enhancer1 AGCGTGTACTTCATAGGGCT TTGTCAGAGTCTCGCCAACA Tks5long-enhancer2 CAGTGTCTCTTCCGGAGTCA GGTTAGCAAAGCCCTTGTCC Tks5long-enhancer3 TTTGACTGATTCGCGGCTCT ACTGGCAGTAGTGTGCATGG Tks5long-enhancer4 TCTCCTCCATGACCTAGCCC GGCCAACAGTACATGAGCCA Cdx2 CGGTTGCTATGCGTTGCC 157 GCCGACTTTTGAACCTCTAACC Transplantation assays for metastasis For subcutaneous transplantation, 5x104 cells resuspended in 100 µl PBS were injected under the skin on the hind flank of nude mice. Mice were analyzed 6.5 weeks after injection. For intravenous transplantation, 5x104 cells resuspended in 100 µl PBS were injected into the lateral tail vein. Animals were analyzed 2.5 weeks post-injection. Intravital imaging Multiphoton imaging of GFP-labeled tumors was performed as described previously (Wyckoff et al., 2011). Briefly, subcutaneous tumors at 5-6 weeks post-injection were exposed by skin flap surgery performed on anesthetized animals. Tumors were imaged with an Olympus FV1000 multiphoton microscope using a 25x 1.05 NA water immersion objective with correction lens. Thirty-minute time-lapse movies were analyzed for frequency of migratory GFP-positive tumor cells using ImageJ. Three mice were used per condition, with 4-7 fields imaged per mouse. In vivo fine-needle collection assay The in vivo invasion assay was performed as previously described (Wyckoff et al., 2000). In brief, 4-6 catheterized micro-needles held in place by micromanipulators were inserted into the primary tumor of an anesthetized mouse. Needles contained a mixture of 10% Matrigel, 0.01 mM EDTA with L-15 media +/- 10% FBS. After 4 hr, the contents of the needle were extruded and the total number of tumor cells that migrated into each needle was quantified using DAPI. Three mice were used per condition. 158 Histology and immunohistochemistry Tissues for histology were fixed in 10% formalin for 24 hours and stored in 70% ethanol until paraffin embedding. Histological analysis for tumor grade was performed by a pathologist (R.T.B.) on 4-µm sections stained with haematoxylin and eosin (H&E). Immunohistochemistry (IHC) was performed on a Thermo Scientific Autostainer 360 machine followed by a hematoxylin counterstain, using antibodies against Nkx2-1 (Epitomics), Foxa2 (Cell Signaling), Cdx2 (Cell Signaling), or Hmga2 (Biocheck). RNA-sequencing (RNA-seq) analysis RNA-seq analysis was performed on 394T4 TnonMet, TnonMet-shNkx2-1, TnonMet-shNFC, and TMet 373T1 cells in biological duplicates. RNA was isolated with the RNAqueous Total RNA Isolation Kit (Life Technologies), and cDNA libraries were prepared with the TruSeq RNA Sample Preparation Kit (Illumina). Sequencing was performed on an Illumina HiSeq 2000 instrument to obtain single-end 40-nt reads. All reads that passed quality metrics were mapped to the UCSC mm9 mouse genome build (http://genome.ucsc.edu/) using RSEM (Li and Dewey, 2011). Raw estimated expression counts were upper-quartile normalized to a count of 1000 (Bullard et al., 2010). Independent Component Analysis (ICA) was performed as described below to identify biologically relevant signatures that characterize the global gene expression profiles of these samples. Targeted differential analysis for overlaps with TnonMet/TMet/Met dataset was performed using EBSeq v1.4.0. All RNA-seq analyses were conducted in the R Statistical Programming language (http://www.r-project.org/), including signature analysis, hierarchical clustering, and multidimensional scaling (MDS). Gene set enrichment analysis (GSEA) was carried out using the pre-ranked mode with default settings (Subramanian et al., 2005). Heatmaps were generated using the Heatplus package in R. 159 Clinical analysis RNA-seq gene expression profiles of the primary tumors and the relevant clinical data of 488 lung adenocarcinoma patients were obtained from the Cancer Genome Atlas (TCGA; http://cancergenome.nih.gov/). Independent Component Analysis (ICA) was performed as described below to identify biologically relevant signatures that characterize the gene expression patterns of NKX2-1, FOXA2, CDX2, and HMGA2 in these human tumors. Kaplan-Meier survival analysis was conducted with patients in the top 10th percentile of each signature, and significance was assessed using log-rank test. Multivariate Cox proportional hazard regression analysis with adjustment for gender, age, and stage was performed on the overall survival of patients in the top 10th percentile of each signature. Independent Component Analysis (ICA) For the analysis of RNA-Seq samples sequenced in this study and the comparative analysis with TCGA dataset, an unsupervised blind source separation strategy using Independent Component Analysis (ICA) was applied to elucidate statistically independent gene expression signatures within RNA-Seq expression data (Bhutkar et al.; Hyvärinen and Oja, 2000; Rutledge and Jouan-Rimbaud Bouveresse, 2013). ICA is a general-purpose signal processing and multivariate data analysis technique in the category of unsupervised matrix factorization methods. Based on input data consisting of a genes-samples matrix, ICA uses higher order moments to characterize the dataset as a linear combination of statistically independent latent variables. These latent variables represent independent components based on maximizing non-gaussianity, and can be interpreted as independent source signals that have been mixed together to form the dataset under consideration. Each component includes a weight assignment to each gene that quantifies its contribution to that component. Additionally, ICA derives a mixing matrix that describes the contribution of each 160 sample towards the signal embodied in each component. This mixing matrix can be used to select signatures among components with distinct gene expression profiles across the set of samples. All computations were done in the R Statistical Programming Language. The R implementation of the core JADE algorithm (Joint Approximate Diagonalization of Eigenmatrices) (Biton et al., 2013; Nordhausen et al., 2012; Rutledge and Jouan-Rimbaud Bouveresse, 2013) was used along with custom R utilities. Other statistical analyses All other statistical analyses were performed using Student’s T-test, unless otherwise specified. P-values < 0.05 (two-tailed) were considered statistically significant. 161 ACKNOWLEDGEMENTS We thank the Swanson Biotechnology Center, and especially Jeff Wyckoff, Eliza Vasile, Denise Crowley, Kathleen Cormier, Michael Brown, and Michele Griffin for technical support. We also thank Hideo Watanabe for assistance with ChIP-PCR; Monte Winslow, Nadya Dimitrova, Mandar Muzumdar, Nikhil Joshi, Wen Xue, Thales Papagiannakopoulos, Francisco Sanchez-Rivera, Tuomas Tammela, Kim Mercer, Kim Dorans, and the entire Jacks lab for advice and experimental assistance. This work was partially supported by the Cancer Center Support Grant (CCSG) P30-CA14051 from the National Cancer Institute, grants from the Howard Hughes Medical Institute and the National Institutes of Health (5-U01-CA84306) to T.J., DoD Breast Cancer Research Program grant (W81XWH-12-1-0031) to M.J.O, and funds from the Ludwig Center at MIT to F.B.G. T.J. is a Howard Hughes Investigator and a Daniel K. Ludwig Scholar. 162 SUPPLEMENTAL FIGURES Supplemental Figure S1. Related to Figure 1 (A) Normalized expression values of Nkx2-1, Foxa2, and Cdx2 in TnonMet, TMet, and Distant Met cells from microarray data in Winslow et al. (2011). Data are presented as Box-whisker plot (5%–95%). The p-values were calculated by Student’s t test. (B) Protein level of Nkx2-1, Foxa2, and Cdx2 in representative TnonMet (802T4, 394T4, 368T1), TMet (482T1, 373T1, 393T5, 393T3), and Met (482M1, 393M1) cells. (C) Knockdown of Nkx2-1, Foxa2, and Cdx2 in an independent TnonMet cell line (368T1) increases Tks5long expression, but not Tks5short, as measured by qRT-PCR. Data are represented as mean ± SD. The p-value was calculated by Student’s t test. (D) Combined overexpression of Foxa2 and Nkx2-1 (left) or Cdx2 and Nkx2-1 (right) in an independent TMet cell line (393T3) further represses Tks5long, but not Tks5short, compared to single overexpression, as measured qRT-PCR. Foxa2 and Cdx2 are expressed in a doxycycline-inducible manner, while Nkx2-1 is expressed constitutively. Data are represented as mean ± SD. The p-value was calculated by Student’s t test. **p < 0.01, ***p < 0.001. 163 Supplemental Figure S2. Related to Figure 2 Size of subcutaneous tumors after transplantation of 394T4 TnonMet cells, TnonMet with single/double knockdown, TnonMet-shNFC cells, and 373T1 TMet cells. Each circle represents an individual mouse. Lines (-) indicate control hairpins against firefly or renilla luciferase. Data are represented as mean ± SEM. 164 Supplemental Figure S3. Related to Figure 3. (A) TnonMet and TnonMet-shNFC cells (394T4) in culture condition have similar morphology, unlike their distinct epithelial and mesenchymal morphology in vivo. (B) TnonMet-shNFC (394T4) subcutaneous tumors lose epithelial marker Krt19, and partially gain mesenchymal markers Twist, Snail, Zeb1, and Cdh2 compared to TnonMet-shCtrl tumors. Each circle represents an individual mouse. Data are represented as mean ± SEM. The pvalue was calculated by Student’s t test. *p < 0.05, **p < 0.01, ***p < 0.001. 165 Supplemental Figure S4. Related to Figure 4 (A) Multidimensional Scaling (MDS) clustering showing sample relationships before and after subtraction of clonal background signature. Removal of cell line-dependent clonal signature unveils underlying clustering of TnonMet-shNFC/TMet cells away from TnonMet/TnonMetshN cells. (B) qRT-PCR validation of expression changes of pro-metastatic gene TGFβ and antimetastatic gene Mtus1 that were identified in shNFC signature. Data are represented as mean ± SD. The p-value was calculated by Student’s t test. 166 Supplemental Figure S5. Related to Figure 5 (A) Normalized expression values of Hmga2 and Snail in TnonMet, TMet, and Distant Met cells from microarray data in Winslow et al. (2011). Data are presented as Box-whisker plot (5%– 95%). The p values were calculated by Student’s t test. (B) qRT-PCR detection of knockdown of Tks5long (shTks5long#1), Hmga2 (shHmga2#1), and Snail (sgSnail#1) in 394T4 TnonMet-shNFC cells. Data are represented as mean ± SD. (C) Hmga2 and Snail knockdown did not affect the expression of each other, or the expression of Tks5long, as measured by qRT-PCR. Data are represented as mean ± SD. (D) Size of subcutaneous tumors after transplantation of 394T4 TnonMet-shNFC cells, and TnonMet-shNFC cells with knockdown of Tks5long, Hmga2 or Snail. Each circle represents an individual mouse. Data are represented as mean ± SEM. 167 Supplemental Figure S6. Related to Figure 6 (A) Representative tumor where moderately-differentiated Cdx2-positive area is adjacent to and not overlapping with poorly-differentiated Hmga2-positive area. Scale bar represents 150 µm. (B-C) Expression of Cdx2 detected by qRT-PCR (B) and immunoblotting (C) in two independent TnonMet cell lines upon knockdown of Foxa2, Nkx2-1, or both factors. (B) 394T4 and 368T1 cells. Data are represented as mean ± SD. (C) 394T4 cells. (D) ChIP-qPCR detects binding of Nkx2-1 and Foxa2 to an enhancer of the Cdx2 genomic locus. Data are represented as mean ± SEM of two independent experiments (for Nkx2-1 ChIP) and five independent experiments (for Foxa2 ChIP). SftpA and Hnf4a serve as positive controls for Nkx2-1 and Foxa2 binding, respectively. GD8: negative control mapping to a gene desert region on murine chromosome 8. 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Using these approaches, I have shown that the metastatic invasion of tumor cells is regulated by the isoform expression of the invadopodia component Tks5. In addition, I have established that expression of the pro-metastatic isoform of Tks5, Tks5long, is synergistically suppressed by the transcription factors Nkx2-1, Foxa2, and Cdx2. Furthermore, I have demonstrated that combined loss of Nkx2-1, Foxa2, and Cdx2 leads to the activation of a number of metastasis-related genes besides Tks5long, and these alterations in gene expression promote metastasis of lung adenocarcinoma. Finally, I have provided evidence from mouse and human tumors that supports a model for dynamic expression of Nkx2-1, Foxa2, and Cdx2 that correlates with lung adenocarcinomas progression. Altogether these findings contribute to our understanding of the complex mechanisms that regulate cancer metastasis. Tks5 isoforms regulate invadopodia and metastatic spread of lung adenocarcinoma In an effort to identify the gene expression alterations that occur during metastasis of lung adenocarcinoma, we examined the transcriptome profiles of non-metastatic and metastatic KrasG12D/+; p53-/- (KP) tumor cell lines using microarray-based data (Winslow et al., 2011). Our analysis led us to identify two previously uncharacterized isoforms of Tks5, as they exhibited the most striking pattern of differential isoform expression between nonmetastatic and metastatic cells out of all the isoform expression changes that we have analyzed in the microarray dataset. These two variants, which we named Tks5long and Tks5short, share the same 3’ coding sequences at the Tks5 genetic locus, but differ in the inclusion and exclusion of the 5’ exons that encode the phox homology (PX) domain. Each 174 isoform is transcribed from an independent promoter, with Tks5short being the dominant isoform in non-metastatic cells, and Tks5long as the dominant isoform in metastatic cells. Our functional studies have demonstrated that Tks5long promotes invadopodia-mediated matrix degradation, and is required for metastasis in vivo. In contrast, Tks5short inhibits invadopodia function by destabilizing invadopodia foci and preventing their maturation. Furthermore, our analysis of clinical data has indicated that a high ratio of Tks5long-to-Tks5short expression correlates with more advanced tumor stage and worse survival of patients. Taken together, our findings have revised the previous notion in the field that Tks5 generally promotes invadopodia, and instead established that distinct isoforms of Tks5 regulate invadopodia activity in antagonizing manner. As such, a balance between Tks5long and Tks5short expression is critical for invadopodia activity and metastasis. Importantly, while many positive regulators of invadopodia have been previously identified, our understanding of the negative regulatory mechanisms of invadopodia remains relatively limited (see Introduction for more details). Our study of Tks5short has revealed a novel mechanism for restraining invadopodia activity. Given that the normal-cell counterparts of invadopodia, podosomes, play significant roles in developmental processes as well as normal physiology and therefore are likely to be tightly regulated, it will be important to investigate the extent to which Tks5short is required to constrain podosome activity in these contexts. To this end, isoform-specific loss of function experiments by RNAi may be challenging given that Tks5short only has 585 nucleotides that are unique from Tks5long. However, silencing of Tks5short expression may be achieved by applying the emerging CRISPR genome-editing technology to specifically disrupt the promoter of Tks5short, without affecting the transcription of Tks5long. Additionally, the exact mechanisms by which Tks5short destabilize invadopodia remains to be further characterized. Because Tks5short lacks the PX domain necessary for membrane localization but retains the SH3 domains that are capable of binding other 175 invadopodia components, we propose that Tks5short may function by sequestering invadopodia components away from the cell membrane, thereby preventing proper assembly and maturation of invadopodia. This model is supported by our observation that Tks5short is diffusely localized in the cytoplasm, and that the invadopodia foci are short-lived and lack proteolytic function. Similar observation has been reported in studies using a ΔPXmutant form of Tks5long (Santiago-Medina et al., 2015). Furthermore, isolated SH3 domains of Tks5 have been shown to be capable of interacting with various invadopodia components in co-immunoprecipitation experiments (Abram and Courtneidge, 2003; Rufer et al., 2009). This hypothesis can be further tested in future studies by examining the interactions between Tks5short and invadopodia components. Another contribution from our findings is providing in vivo evidence to support a role of invadopodia in metastasis. Because most studies correlating the role of invadopodia to metastasis have historically relied on in vitro assays or transplantation experiments, there has been skepticism in the field regarding whether invadopodia have a functional role in clinically relevant settings of metastasis. Here, by providing evidence from an autochthonous mouse model of lung cancer and clinical data from lung adenocarcinoma patients, our findings have argued that invadopodia do have a relevant function in metastasis. Interestingly, the role of invadopodia in metastasis has primarily been attributed to their ability to degrade the extracellular matrix (ECM). A complementing mechanism for invadopodia to promote metastasis can be the release of growth factors from the ECM as a result of invadopodia-mediated proteolysis. This mechanism is corroborated by our observation that KP lung tumors that overexpress Tks5long exhibit an increase of tumor grades. Furthermore, we have also found that TnonMet cells with triple knockdown of Nkx2-1, Foxa2 and Cdx2 adopt a mesenchymal morphology only in vivo but not in vitro, suggesting that this morphological change is induced by factors present in the tumor microenvironment. 176 However, these are indirect evidence, and more comprehensive proof will come from further studies in vivo. Tks5long expression is suppressed by cooperation between Nkx2-1, Foxa2, and Cdx2 The consistent upregulation of Tks5long in metastatic KP lung adenocarcinoma cells compared to non-metastatic cells led us to hypothesize that there is a common regulatory mechanism that activates Tks5long transcription in metastasis. We have found that Nkx2-1, Foxa2, and Cdx2 function cooperatively to inhibit Tks5long level in non-metastatic cells, and their loss in metastatic cells leads to activation of Tks5long expression. Our data have shown that combined knockdown of the three transcription factors is required to fully induce Tks5long expression. Furthermore, overexpression of each of the three factors is sufficient to suppress Tks5long transcription. While we have demonstrated that Tks5long expression can be regulated by these transcription factors, other regulatory mechanisms for Tks5long expression exist. Recently, Sara Courtneidge and colleagues have reported that the abundance of the Tks5long protein in NIH3T3 mouse fibroblasts is increased in the presence of active Src kinase, while the mRNA level of Tks5long remains unchanged (Cejudo-Martin et al., 2014). However, the molecular mechanisms of how Src activity regulates Tks5long protein levels remain to be elucidated. It is possible that the regulation by Src at the post-translational level allows for more rapid adjustment of Tks5long expression than the regulation by transcription factors. Of note, we saw that in our KP tumor cells, differences in active Src levels (as measured by immunoblotting of Y418 phospho-Src) does not correlate with Tks5long protein levels. These data suggest that Tks5long expression can be regulated in a context-dependent manner. From the perspective of development, it is intriguing to consider why the dedifferentiation process induced by loss of the lineage regulators Nkx2-1, Foxa2, and Cdx2 177 can lead to expression of Tks5long in lung cancer. This raises the possibility that Tks5long may play a role in organogenesis of the lungs. Matrix metalloproteinases have been shown to mediate branching and alveolarization during lung development, potentially by remodeling the basement membrane and cleaving ligands to regulate growth factor-mediated signaling (Kheradmand et al., 2002; Wang et al., 2010). Therefore, it is possible that formation of invadopodia, driven by increased Tks5long expression, may occur during the branching process of lung development. However, this hypothesis would assume that additional regulatory mechanisms exist to allow Tks5long expression in the presence of Nkx2-1 and Foxa2 in the developing lungs. This will be an interesting model to test in future studies. Nkx2-1, Foxa2, and Cdx2 synergistically suppress lung adenocarcinoma metastasis We have presented evidence that Nkx2-1, Foxa2, and Cdx2 collectively function to inhibit metastasis, as loss of these three transcription factors enhanced metastasis in a subcutaneous transplantation model. In particular, loss of Nkx2-1 alone promoted the colonization step of metastasis, whereas combined loss of Nkx2-1, Foxa2 and Cdx2 promoted tumor cell migration. The increased metastatic ability upon loss of Nkx2-1, Foxa2, and Cdx2 can be explained by activation of multiple metastasis-promoting genes in addition to Tks5long, such as the embryonal proto-oncogene Hmga2 and the EMT mediator Snail. It is very likely that only a subset of these activated genes are directly regulated by Nkx2-1, Foxa2 and Cdx2, while other targets may be indirectly controlled via secondary transcription factors downstream of Nkx2-1, Foxa2 and Cdx2. The direct targets of these three transcription factors can be identified in the future by ChIP-seq analysis. Combining these data with findings from expression patterns of the three transcription factors over the course of tumor development in the KP mouse model and in human patients, we have proposed a model for lung adenocarcinoma progression. This model starts with high Nkx2-1 and Foxa2 178 expressions that restrain tumors in a well-differentiated non-metastatic state. Subsequent loss of Nkx2-1 leads to activation of Cdx2, shifting the cells to an aberrant, albeit still differentiated, state. Finally, suppression of Foxa2 leads to loss of Cdx2, and these alterations synergize with silencing of Nkx2-1 to induce a dedifferentiated stem-like state in the tumor cells, leading to activation of a metastasis program. Taken together, our observations lead to two important inferences. First, our findings may reflect the redundant nature of the cellular program in impeding tumor progression. It is noteworthy that combined loss of the three transcription factors is required to increase metastatic potential of TnonMet cells to a level comparable to TMet cell, while loss of a single transcription factor is insufficient to recapitulate the same effect. This hypothesis about redundancy is corroborated by the results from a previous study in our laboratory, which has shown that deletion of Nkx2-1 in the KP model of lung adenocarcinoma is not sufficient to promote metastasis (Snyder et al., 2013). In fact, loss of Nkx2-1 expression at tumor initiation leads to activation of a gastric differentiation program driven by Hnf4α, Foxa1 and Foxa2 in these cancer cells. These observations further highlight the redundancy of regulatory programs that need to be altered in the progression to metastasis. Second, our observations suggest that a relatively small number of factors could be responsible for the vast amount of gene expression alterations in metastasis. This hypothesis is based on our finding that combined knockdown of the three transcription factors in TnonMet cells can recapitulate a significant fraction of the gene expression changes observed between TnonMet and TMet cells. Among these gene expression changes are both driver events that directly promote metastasis, as well as passenger events that reflect the difference in cellular states. Therefore, we propose that a small number of transcription factors can function as regulatory nodes to govern a network of downstream targets either directly or indirectly to mediate metastasis. In the future, it will be important to identify 179 additional transcription factors that are responsible for the other gene expression differences between TnonMet and TMet cells. Finally, it is also important to emphasize that transcriptional regulation is not the only mechanism for activating the cellular changes that are required for metastasis. The metastatic potential can also arise from non-transcriptional mechanisms, such as chromatin modifications, alternative pre-mRNA splicing, protein modifications, protein localization, as well as non-coding RNAs mediated functions. As such, some of the players in metastasis may not be captured in our transcriptome analysis of non-metastatic and metastatic cells. Therefore, a more holistic approach that integrates these global alterations between nonmetastatic and metastatic cells will be important to fully understand the metastasis program. Tumor dedifferentiation versus tumor stem cell expansion Some studies argue that the resemblance of advanced tumors to a stem-like state can be explained by the expansion of cancer stem cells instead of a dedifferentiation process in tumors. One example is the study by Zena Werb and colleagues on the expression of the luminal cell fate regulator Gata3 in breast cancer (Kouros-Mehr et al., 2008). Using an orthotropic transplantation model of MMTV-PyMT driven breast cancer, the authors of the study observed that Gata3 expression was reduced in advanced, dedifferentiated primary tumors and metastases, whereas forced overexpression of Gata3 in advanced mammary carcinomas was sufficient to induce differentiation and inhibit metastasis. Surprisingly, conditional deletion of Gata3 in early, well-differentiated tumor cells did not lead to increased progression, but instead caused apoptosis of tumor cells. Based on these observations, the authors concluded that mammary cancer progression and metastasis are driven by the expansion of a small population of Gata3-negative tumor stem cells. However, we propose that tumor dedifferentiation is an equally likely alternative 180 explanation for these observations, and this model will postulate that additional gene expression alterations are required to synergize with loss of Gata3 to allow progression to metastasis. In the KP model of lung adenocarcinoma, several lines of evidence argue that progression to the metastatic state is attained by dedifferentiation rather than expansion of tumor stem cells. First, high-grade tumor regions with low Nkx2-1, Foxa2 and Cdx2 and high Hmga2 expression are found to be located within larger low-grade regions with high Nkx2-1, Foxa2 and Cdx2 and low Hmga2 expression, suggesting the high-grade region emerge from the low-grade tumor. Second, the Hmga2-positive high-grade regions have been shown to harbor the same lentiviral integrate sites in the genome as the surrounding Hmga2-negative low-grade regions, thus unequivocally arguing that these associated regions originate from the same tumor-initiating cells (Winslow et al., 2011). Third, our gene expression experiments have demonstrated that non-metastatic cells can be altered to activate at least part of the metastatsis program by silencing of Nkx2-1, Foxa2 and Cdx2. Together, these findings have convincingly demonstrate that the metastatic program in lung adenocarcinoma depends on a dedifferentiation process. More generally, the models of tumor dedifferentiation and stem cell expansion are likely to be non-mutually exclusive, and may occur in a manner dependent on the specific tumor type. As such, the interplays between differentiation states and cancer progression reflect the complexity of the regulatory mechanisms in metastasis. Dedifferentiation and activation of alternative state in metastasis Our observation that loss of Nkx2-1, Foxa2 and Cdx2 expression promotes metastasis underscores the intricate link between metastasis and differentiation states, particularly in terms of dedifferentiation and activation of alternative differentiation states. 181 First, the role of Nkx2-1 and Foxa2 in inhibiting lung adenocarcinoma progression can be considered from a perspective of tumor dedifferentiation. Nkx2-1 and Foxa2 are both required for specifying the lung lineage in embryos and adults. Therefore, it is possible that loss of these two transcription factors favors tumor progression because of the loss of the terminal lung differentiation state and reversal to a more stem-like cellular program. Our results are corroborated by the data from Don Nguyen and colleagues (Cheung et al., 2013), which have shown that two other lung transcription factors Gata6 and Hopx can restrain metastasis of lung adenocarcinoma by maintaining the alveolar differentiation state. Furthermore, numerous additional examples for a role of dedifferentiation in promoting metastasis can be found in other cancer types (see Introduction for more details). In this regard, our findings, along with the aforementioned studies, support a model in which inactivation of cell lineage transcription factors contribute to tumor metastasis. Second, the role of Cdx2 in inhibiting metastasis of lung adenocarcinoma can be considered in the context of alternative differentiation state. We have observed that Cdx2 expression is upregulated upon loss of Nkx2-1, and is subsequently downregulated upon additional silencing of Foxa2. The detection of Cdx2 in lung tumors is unexpected, because Cdx2 is a lineage transcription factor for the small and large intestines, and its expression is not observed in developing and adult lungs. This observation is not likely to be an artifact of the mouse model, as previous studies on human lung adenocarcinomas have reported expression of Cdx2 in a subset of patients (Grimminger et al., 2009; Yatabe et al., 2004). While the role of Cdx2 in lung tumor progression has not been well characterized previously, our findings strongly suggest that the activation of Cdx2 upon loss of Nkx2-1 in lung tumors reflects the activation of an alternative differentiation program of the intestine that serves as a redundant mechanism to restrain dedifferentiation and metastatic progression. The lungs and the intestines are developmentally related, as they are both derived from the developing 182 gut tube. The foregut gives rise to the lungs, stomach, and part of the small intestine (part of the duodenum), while the midgut and hindgut give rise to the remainder of the small intestine (part of the duodenum, the jejunum, the ileum) and the large intestine. Importantly, while we cannot formally exclude the possibility that these Cdx2-expressing cells represent a dead end that will never further progress to metastasis, our data argue that this Cdx2positive state is more likely to be a transition state between loss of Nkx2-1 and upregulation of Hmga2 during progression to metastasis. This hypothesis is based on our observation that the increased Cdx2 expression in TnonMet-shNkx2-1 cells can be repressed upon further knockdown of Foxa2. Future studies can distinguish between the two possible models by using a reporter for Cdx2 expression in these lung tumors, for example by using a KP; Cdx2-FlpO-ER; Rosa26-Frt-Stop-Frt-GFP mouse line that are infected with a lenti-Cre virus. It is important to note that while the intestinal marker Cdx2 is activated in at least a subset of KP tumors upon loss of Nkx2-1 expression during tumor progression, engineered deletion of Nkx2-1 at tumor initiation in contrast leads to activation of a gastric program driven by Hnf4a (Snyder et al., 2013). This difference may reflect the different cellular states of early and late tumors, and the existence of multiple possible alternative differentiation states in the progression of the same tumor type. Finally, activation of alternative differentiation programs have been observed in other tumor types. For example, aberrant activation of intestinal program (driven by Cdx2 and Cdx1) has been observed in gastric cancer, esophageal cancer, nasal adenocarcinoma, pancreatic cancer, and ovarian cancer (Guo et al., 2004; Matsumoto et al., 2004; Mizoshita et al., 2003; Yuasa, 2003), while foregut genes (driven at least partly by Hedgehog/Gli) have been found to be upregulated in pancreatic intraepithelial neoplasia (Prasad et al., 2005). Collectively, these observations reflect the dynamic nature of differentiation states in tumor progression, and the redundancy of regulatory pathways that can potentially restrain the progression to metastasis. 183 Potential mechanisms for loss of lineage transcription factors in metastasis One outstanding question raised by findings from our study and others is what caused the eventual downregulation of the lineage transcription factors during tumor progression. This loss of expression is likely not due to genetic deletion or mutation, as these sequence alterations are rarely detected (Basseres et al., 2012; Kouros-Mehr et al., 2008). There is evidence that the silencing of gene expression is associated with chromatin modifications such as methylation of the promoter and histones (Basseres et al., 2012). However, it is not clear whether these epigenetic modifications are the upstream drivers of the silencing event, or simply function as markers that reflect the transcriptional states of the genes. Here, we propose two models that might explain the loss of transcription factors in tumor progression. One model is the induction of cellular changes by environmental stimuli, such as changes in the oxygen level, metabolite concentrations, growth factors, hormones, cytokines, or other signaling ligands present in the ECM or secreted by stromal cells. These external signals can activate cellular pathways that lead to silencing of the lineage transcription factors directly or indirectly. This model is partially supported by the finding that TGFβ can inhibit Nkx2-1 expression in cultured human lung adenocarcinoma cells (Saito et al., 2009). Furthermore, the shNFC signature we have identified is enriched for gene sets of TGFβ targets. Another possible model is that the loss of lineage transcription factors is a stochastic event. As a result of the noise and fluctuations of cellular processes, there may be intrinsic heterogeneity in the expression levels of these transcription factors within the tumor population. In either situation, those cells with lower expression of lineage transcription factors may gain a selective advantage, and therefore eventually expand to dominate the entire population of tumor cells. 184 These two models are not necessarily mutually exclusive. Furthermore, for these models to be valid, the silencing effects induced by external stimuli or stochastic fluctuations would need to remain relatively stable even after the stimuli or the selective pressure is removed, perhaps through maintenance of the epigenetic state of the genes. This postulate is required to explain the prevailing observation that the lineage transcription factors that have been suppressed in the primary tumors remain inactive in the metastases in vivo or the tumor-derived cell lines in vitro. In the future, it will be important to examine these possibilities in order to obtain a more comprehensive understanding of the regulation of metastasis. Implications on therapeutic strategies Traditionally, transcription factors are not perceived as ideal therapeutic targets for treating cancer because they lack domains that can be inhibited by small molecules. However, with the recent advancements of CRISPR/Cas based tools for gene activation and inactivation, as well as the emerging technologies for tumor-specific deliveries of therapeutic molecules, it may not be implausible to consider therapeutic strategies that reactivate the silenced lineage-specific transcription factors in order to constrain the metastatic potential of malignant cells. Given the widely observed suppression of lineage transcription factors in various tumor types, such a treatment approach may provide great impact. However, the findings that some of these transcription factors can also promote tumor progression by acting as lineage-survival oncogenes call for a note of caution. While activation of these transcription factors may induce differentiation and restrain metastasis, over-activation may lead to expansion of tumor subpopulations that benefit from the proliferation advantage conferred by these lineage transcription factors. Therefore, the expression levels of these 185 lineage transcription factors need to be precisely controlled in order for such therapeutic strategies to be beneficial. A unifying theme for differentiation and metastasis? It is paradoxical that lineage transcription factors play dual roles in tumor progression. On one hand, there is overwhelming evidence that suppression of these transcription factors can promote tumor progression, including the findings in this thesis that loss of Nkx2-1, Foxa2 and Cdx2 can hasten metastasis of lung adenocarcinoma. On the other hand, amplifications and overexpression of these three transcription factors and others have been found to favor tumorigenesis in various contexts, as we have discussed in the Introduction. Perhaps one unifying theme that can reconcile these observations is that tumor progression is a process of evolutionary selection. 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