Urban Planning and the Scientific Uncertainties of Sea Level Rise ARCHNES MASSACHUSETTS INSTIT ITE OF By C4LLY JUN 29 2015 Pierre Beaudreau LIBRARIES B.Ain Urban Systems McGill University (2012) Submitted to the Department of Urban Studies and Planning in partial fulfillment of the requirements for the degree of Master in City Planning at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY June 2015 2015 Pierre Beaudreau. All Rights Reserved The author hereby grants to MIT the permission to reproduce and to distribute publicly paper and electronic copies of the thesis document in whole or in part in any medium now known or hereafter created. Author _Signature redacted Department of Urban Studies and Planning Ce e b Signature redacted May 21st 2015 Anne Whiston Spirn Professor of Landscape Architecture and Planning Thesis Supervisor Accepted bySignature redacted Professor Dennis Frenchman Chair, MCP Committee Department of Urban Studies and Planning Urban Planning and the Scientific Uncertainties of Sea Level Rise by Pierre Beaudreau Submitted to the Department of Urban Studies and Planning on May 21st 2015 in partial fulfillment of the requirements for the degree of Master in City Planning at the Massachusetts Institute of Technology in June 2015. Thesis Advisor: Anne Whiston Spirn Readers: Fadi Masoud, Sarah Williams Abstract While climate change has recently gained much needed traction in our societal and political spheres, the science behind climate change continues to be a complex interplay of countless variables, timelines, and scenarios. Despite climate scientists' best efforts to predict what the future holds in terms of climate change and sea level rise, various limitations and uncertainties inherent in climate models challenge our ability to plan appropriately for the future. As planners and designers adopt various sea level rise thresholds in their policies and designs, the uncertainties of the climate models, and climate itself, are often overlooked. Major planning and design projects and proposals, such as those resulting from the 'Rebuild by Design' competition launched by the United States federal government, were found to use different sea level rise thresholds in their approaches. Such observed variation in projects' sea level rise preparedness mirrored the uncertainty in the climate models themselves and led to using a more long-term analysis of the incremental impacts of sea level rise on the built environment. Using modeling and scripting software (Rhino and Grasshopper) a customizable tool named SEARISE 3D was developed to allow planners and designers to explore the impacts of sea level rise on any portion of any city (provided basic elevation and infrastructure data). Using data generated through the tool, decision-makers can find the optimal longterm sea level rise threshold to begin preparing for. Similarly, planners, designers, and architects can use the tool to visually explore flooding scenarios and create base layers for producing design proposals to respond to sea level rise. SEARISE 3D was made available online for free (under the MIT License) for all to use, improve, and develop further metrics for decision-making in face of our uncertain climate future. 2 Acknowledgments First and foremost, I would like to thank the entire MIT community. Your hallways are inspiring and intimidating but you have shown me what it is like be passionate about what you do and that being a little wacky is just that much more human. Two years is not nearly enough time to spend in such a place. IHTFP but please TMAYD! Thank you to Anne, from the day I walked through the doors of MIT I knew you were there to talk to, bounce ideas off of, and guide me through this amazing journey. I couldn't have asked for a better advisor/supervisor and look forward to staying in touch as our projects evolve. A long 'for-each loop' thank you to each and every one of my fellow MCPs for constantly pushing my limits, exposing me to perspectives outside of my comfort zone, and also keeping me in check during my frequent trips to dreamland. They were right when they told us we'd learn just as much from our colleagues as from our professors. Thank you to Fadi and Sarah for taking the time to help me blend my mixture of traditional, technology, and design theses into a final product that hopefully is juuust right. A special thank you to Manos for showing me the ropes of Grasshopper and Rhino. Without you my thesis would have just been a bunch of GIS maps! I'll pony up one day and repay you for all the help you generously offered. To Stephanie, thank you for your never-ending support, and countless trips through the mountains. My work pales in comparison to the amazing work you do in an effort to find cures and save lives. The world needs a special award for people like you. It was a close race to the finish of our graduate degrees, but it seems like I have won 0. To my parents Meagan and Bernard, thank you for supporting me in everything I do and always being there to put things in perspective. You have given me my 'do-it-yourself and 'leave-no-stone-unturned' personality with which I have built some of the greatest relationships and memories. Here's to finally being done with school and finally being able to give back to you for all your support. Lastly, to my supporting cast, Nicholas, Alex, Eric and Annique, I would never have made it here without you, and knowing that you all were working just as hard to make your dreams come true - you push me to be better every day. A mountain range and border guards ain't got nothing on us! I'm really looking forward to our next adventures, from Rimouski, to Quebec City, Montreal, and the world. The sky is the limit, but we've got that one covered! Love and thanks, Pierre 3 Table of Contents ................ LIST OF FIGURES.............................................................................................................................. LIST OF TABLES ........................................................................................... ............................................. 8 INTRODU CTION ............................................................................................................................................ . . 1.1 - AN 'OVERVIEW ' OF CLIMATE CHANGE ..................................................................................-...-. 6 7 PREFA CE .....................................................................................................................................-----........----1- 5 -..... .........- 8 1.1 - CLIMATE SCIENCE PROJECTIONS ................................................................................................................. .......... 11 1.2 - COASTAL DESIGN STRATEGIES....................................................................................................................... ........ 18 1.3 - CRITIQUE OF CURRENT DESIGN STRATEGIES..................................................................................................... 24 1.4 - A LONGER-TERM PLANNING APPROACH ............................................................................................................... 26 1.5 - NEW Y KORK CITY: A CASE .......................................................................................................................................... 31 2 - SITE SELECTION & SCENARIO BUILDING ............................................................................................. 33 2.1 - CHARACTERISTICS OF THE NEW TOW N CREEK................................................................................................... 34 2.2 - SCENARIO BUILDING FOR CLIENT.............................................................................................................................. 38 3 -BUILDING 40 A TOOL FOR UNDERSTANDING & VISUALIZING SEA LEVEL RISE ........... ............. ............................. 3.1 - REQUIRED DATA .......................................................................................................... 41 3.2 - FROM ARCGIS TO RHINO ............................................................................................................................................ 43 3.2 44 - INTERACTIVITY W ITHIN RHINO - GRASSHOPPER .............................................................................................. 3.3 - DATA & VISUA L OUTPUTS .......................................................................................................................................... 52 3.4 - ADDITIONAL PARAMETERS FOR ANALYSIS..............................................................................................................53 3.5 - SCALE LIMITATIONS & FINAL OUTPUTS..................................................................................................................54 4- USING THE TOOL TO INFORM DESIGN SCENARIOS ....................................................................... 55 4.1 - EXPLORING DA TA OUTPUTS ....................................................................................................................................... 55 4.2 - APPROACHES FOR HYPOTHETICAL CLIENT SCENARIO ..................................................................................... 63 4.4 - INTEGRATING DESIGN STRATEGIES W ITHIN NEW YORK CITY CONTEXT .......................................................... 65 4.5 - PHASING AND NEW ZONING DISCUSSION................................................................................................................75 76 5 - CONCLUSIONS ............................................................................................................................................ ............................................... 5.1 - REAL W ORLD IMPLICATIONS................................................................................... 5.2 - W ORDS OF W ISDOM/CAUTION..................................................................................................... 5.3 - CLOSING REMARKS......................................................................................... W O RKS CITED ......................................................................................................... ......... ... ............... -------------------............................ 76 79 81 .... -------------------............. 82 4 List of Figures Figure 1 - Graph of global surface warming scenarios depending on emissions ...................................................... 11 Figure 2 - Graph showing narrowing confidence interval over the course of IPCC Annual Reports................. 13 Figure 3 - Observed vs. actual arctic sea ice annual minimum extent ............................................................................ 14 Figure 4 - Example of climate change projection graph being cut at 2100 .................................................................. 17 Figure 5 - Example of using highway infrastructure atop a berm to protect against the sea................................19 Figure 6 - Aerial image of a river lock/damn in the Netherlands, preventing inland areas from flooding..........19 Figure 7 - Example of a building on the right with freeboard principle (floodable ground floor).....................19 Figure 8 - Multi-family floating canal houses on Scheepstimmermanstraat, Amsterdam. ..................................... 19 Figure 9 - An example of a coastal house that has been abandoned due to increasing coastal risk................... 20 Figure 10 - M ap of building age in Queens and Brooklyn...................................................................................................... 26 Figure 11 - A map showing the uneven effects of climate change on sea level rise across the world............... 27 Figure 12 - Exam ple of a flood insurance map for New York City. .................................................................................... 28 Figure 13 - Artistic rendering of Miami under water due to sea level rise .................................................................... 29 Figure 14 - The New York City region with a 6ft sea level rise and major storm surge event ............. 33 Figure 15 - A proposed Gowanus Creek flood barrier................................................................................................................. 36 Figure 16 - Flooding in neighborhood adjacent to Newtown Creek ................................................................................ 37 Figure 17 - Screenshot of the M eerkat GIS tool tutorial. ...................................................................................................... 44 Figure 18 - Variables that allow for user to change sea level rise, storm surge, and base water levels........... 47 Figure 19 - Screenshot of the tool with 15ft sea level rise shows which buildings are flooded.......................... 48 Figure 20 - Images of 5ft, 10ft, and 15ft flooding scenarios with flooded buildings and real estate value.......... 50 Figure 21 - The SEARISE 3D tool with Rhino 3D (left) and Grasshopper definition (right)................................... 51 Figure 22 - Example of graph showing break in impacts of sea level rise on built environment. ...................... 52 Figure 23 - Map of Newtown Creek with 10ft and 20ft flooding scenarios ................................................................ 62 Figure 24 - A map of Newtown Creek with sea level rise, and strategic areas of intervention............................ 65 Figure 25 - N avy Yard Barrier and Bridge Barrier ....................................................................................................................... 66 Figure 26 - Strategic areas in the Newtown Creek basin to prevent extensive flooding......................................... 67 Figure 27 - Defense scenario with a floodwall being built for most of the waterfornt along East River ............. 69 Figure 28 - Freeboard example in NYC Department of City Planning Waterfront Revitalization Program........ 70 Figure 29 - W -zoning m ap for New tow n Creek basin ................................................................................................................. 72 Figure 30 - Example of W-1 and W-2 zoning resulting form the SEARISE 3D analysis............................................ 72 Figure 31 - Sloped design that could be used along coastal parcels ............................................................................... 73 Figure 32 - The SEARISE 3D tool with introductory paragraph, instructions, for using the tool......................... 78 5 List of Tables Table 1 -Recent major coastal development and sea level rise thresholds................................................................. 23 6 Preface It is my greatest hope that humankind will be capable of fixing the ills we have caused on our planet before its too late. In that case, many of the alarms I sound in this thesis will be put to rest. That said, today's efforts for curbing catastrophic climate change are far from what we need. As a result, this thesis takes on the "plan for the worst, while hoping and working for the best" approach. Using both the proposed framework for thinking of long term planning, and a new tool for exploring urban data under future scenarios, I believe this approach provides a more objective method for planning for future climate change realities. Lastly, I also believe that planning and design can be used for preparing for longterm risks that might not occur but still make that area more resilient for short-term realities, and an attractive place to live for current and future generations. It is also important to note that my position in this thesis is one of scientific yet alarmist nature. In other words, I take the scientific community's findings as part of the answer/reality of future climate, but also question the ability to predict future climate using relatively new and non-exhaustive computer models. Lastly, much of the climate science published and discussed is contested; people claim that climate change is part of larger earth systems and cycles, or that the sun is warming up and increasing our temperature, or that plants need carbon so why would carbon be a problem. The list goes on. These claims have all been put to rest by various scientific teams and will therefore not be covered in the following text. The climate science community and an evergrowing public community are finally agreeing that human activities are affecting the planet. We don't have the luxury of time in this debate. We must begin to prepare now. 7 1 - Introduction Climate change is one of the most pressing and important issues facing humankind. As humans continue to emit greenhouse gases into the atmosphere, the planet's delicate atmospheric equilibrium is being rapidly pushed into a state unseen in millions of years, and with unknown consequences. In response to changing climate conditions, many disciplines are looking for ways of predicting and preparing for the future. On the leading edge of the science are climatologists, whom using sophisticated computer models are producing data outputs, and resulting reports, to help shed light on the fundamental problems associated with increasing greenhouse gases. Despite powerful computer modeling techniques, there is still much uncertainty as to how accurate the predictions for future climate actually are, especially as we are beginning to observe unanticipated and rapidly increasing rates of change. As countless other disciplines look to climate science for guidance on what future climate scenario to prepare for, urban planning and design are disciplines where decisions taken today concerning new development will be greatly affected by the effects of climate change in the next 100 years. In fact, with current state-ofthe-art technologies and building codes, one can expect much of the infrastructure being built today to be present well into the current century, and perhaps affected by sea level rise. While climate science strives to provide the best estimates as to possible future scenarios, climate models are still incomplete and riddled with uncertainties. This thesis will demonstrate how the limitations and uncertainties of climate change science and projections should be incorporated into our long-term planning efforts. Using interactive and parametric computer programs and frameworks, this thesis also explores the development of a tool, coined SEARISE 3D, to help visualize and identify strategic intervention opportunities to prepare for ever-changing climate scenarios. 1.1 - An 'Overview' of Climate Change Since the start of the industrial revolution in the 18t and 19th century, humankind has been emitting a growing volume of climate influencing greenhouse gases into the atmosphere (GHGs) (e.g. carbon dioxide [C02] and methane [CH 4 ]). There are many side effects of these greenhouse gases on our climate; however, the fundamental science behind these gases' 8 greenhouse effect is that C0 2 and CH 4 in the air trap radiant heat emitted from surfaces & warmed by the sun and prevent that energy from being released back into space (Reay Hogan, 2012). This science is undeniable and many studies have built on it to show a direct correlation between the concentration of C0 2 in the atmosphere and the planet's temperature, tracing C0 2 emissions and temperature back to recent ice ages (Shakun, et al., 2012). As a result of rising GHGs, our atmosphere is changing in observable and measurable as well as unobservable and immeasurable ways. The following are only a few effects of GHGs on our planet: e Rising temperatures cause increased evaporation of water (H 2 0), which, in its gaseous form (water vapor), is one of the strongest greenhouse gasses, further intensifying the greenhouse effect and thus the temperature of the planet. * Due to rising atmospheric, land, and sea surface temperatures, snow packs and ice sheets are melting at unprecedented rates, which, in turn, increases sea level. * As global temperatures as a whole increase, oceans also begin to warm. Water's properties mean oceans can absorb enormous quantities of heat, which counters atmospheric and land temperature increases. However, water expands as it warms and further exacerbates the problem of rising sea levels. * Oceans, one of the planet's largest carbon sinks, responding to increased concentrations of C0 2 in the atmosphere, have been absorbing more C0 2, which has caused considerable decrease in the pH of oceans (acidification) which is putting many ocean species at risk, namely crustaceans and corals. These effects of increased GHGs concentrations in the atmosphere are cause for alarm. Much of contemporary society revolves around water in one way or another, whether it be dependent on healthy marine ecosystems for food supplies, or farmers depending on winter snowpack melting in the spring to feed irrigation systems, or the fact that many of the world's largest cities are built on the coast (historically serving the need for trade and exploration via ports and ships, but today also for recreation and romanticism). Coastal cities, or any urban setting at risk of flooding and damage from sea level rise, are the primary focus of this thesis, whereby sea level rise is threatening the future of these 9 cities. Recent extreme weather events such as Hurricane Katrina and Sandy have further exposed the vulnerability of coastal cities to unpredictable weather events, which scientists predict will increase in strength and frequency. While scientific projections provide the best understanding of what might happen in the future, I will demonstrate how the uncertainty in climate change science is often mismatched and/or overlooked in approaches to urban planning and design. I will outline what I believe is a more robust approach to understanding the implications of uncertain climate science projections and how we can begin to prepare cities for an unpredictable future. 10 - --- I 1.1 - Climate Science Projections Recent decades of climate science have shown how controversial and contested the idea that humans are changing the climate of the planet can be. However, in recent years, the discussion has slowly shifted from "if we are impacting the planet", to "how much we are impacting the climate", or "how much can the planet take before shifting into a new state threatening current human populations". When looking for any kind of projection concerning climate change, one comes across the work of the International Panel on Climate Change (IPCC). Established in 1988, their work and publications range from projections on atmospheric warming and sea level rise, to ocean acidification and biodiversity loss. Despite the IPCC being composed of some of the world's most renowned scientists on these very subjects, the complexity of climate science is evident in the variation among many of the projections that have been published and their associated confidence levels. 6.0 - - .- A2 A1B OMPC~=Q7,WC1-AR4 81 Yar 20 Canstmn 5.0 ---- 20th 0o40"y 4.0 3.0 2.0 1.0 0.0 - -10 1900 2000 Year I- TJ 2100 Figure 1 - Graph of global surface warming scenarios depending on emissions (IPCC, 2007). 11 Figure 1 above shows recent predictions by the IPCC where various lines on the graph represent different emission scenarios. Each line evaluates the amount of warming, one might observe under certain GHG emission scenarios (A2 = high emissions scenario; A1B = medium emissions scenario; B1 = low emission scenario; yellow-line = committed warming using 2000 constant emissions) (IPCC, 2007). On either side of these lines are lightercolored areas representing the uncertainties of each of the model predictions. These graphs/scenarios demonstrate the uncertainty faced when looking at the future of climate change and global warming. However, these predictions graph human action as the independent variable, whereby how humans respond to this challenge (i.e. phase out GHGs or not) will affect our fate. In that sense, society is in a position of relative understanding of how our actions can affect our future, despite uncertainty on final impacts. Unfortunately, global agreement on curbing emissions to prevent potentially devastating temperature increases, which has historically been said to be around 2*C, speaks to societal and political will to demand for sustainable reality. Despite our understanding of how humans are impacting the climate based on scientific models, what happens if these computer models decision-makers base their actions on are not well calibrated, cannot process the endless amount of data in our climate, or worse, are fundamentally incomplete? 1.1.1 - Variability in IPCC Projections Aside from the variability in the projections themselves, there is also temporal variability in projections over time. Some of the initial projections from the IPCC on climate change came out in the 1980s when they predicted that our climate could warm by 2'C by 2100. Over the years however, there has been a steady increase not only in the average warming people expect to see but also the range of possible warming thresholds that are possible. For example, from the IPCC's 1990 report (IPCC, IPCC Policymakers Summary, 1990), highest estimates were for a 6'C, the best estimates were around 4*C, and low estimates were around 3*C of warming by 2100. In the 2014 report, the highest projection was between 4C and 6'C degrees Celsius and lowest of not even 1*C degree Celsius (IPCC, 12 2014). This supports the claim that the science itself is still experimental and that these values or time scales cannot be taken as realities. As a result, our planning and design strategies/interventions should not take these values as snapshots of the future but rather as a process of understanding how these significant climactic and temporal shifts will continue to affect our urban environments. While the variability in the models still remains, the models themselves have gotten more confident in the projections they provide. As Figure 2 shows, the confidence intervals for potential warming scenarios is narrowing, which correspond to an increase in precision of computer models. In other words, for a given hypothetical future scenario and known condition, the ability for computers to predict what might happen has improved (to the extent that they are accurate is different). Width of Confidence Interval of IPCC Predictions - 80 - - 90 70 Width of -- --- -- - 60 50 t- - - _ ---- ------ - --- Confidence -- Interval (cm) 40 30 -_- 20 10 0 1 _- 2 3 -- -_ 4 IPCC Report Numbers Figure 2 - Graph showing narrowing confidence interval over the course of IPCC Annual Reports. 13 1.1.2 - Scenario Predictions versus Actual Observations Matching these hypotheses with actual observations is essential in testing the validity of a specific model. In climate change science, this is even more important given the complexity of the experiment. Despite today's advanced computing power, creating parameterized models for predicting how our planet's climate might change is still a work in progress. Unfortunately, this has led to significant discrepancies in what scientists have predicted and what we can observe in the field/world. Predictions of arctic ice retreat, for example, have missed the mark significantly. The ice extent has decreased much faster than anticipated. As Figure 3 below demonstrates, the IPCC model predictions for the extent of arctic sea ice for the year 2100 was already reached in 2012.1 Similarly, Greenland's ice sheet is melting faster than predicted by the models (Rahmstorf, et al., 2015). In fact, a recent study claims that Earth's climate is much more sensitive to carbon in the atmosphere than previously thought, leading to much faster warming and resulting effects on our ecosystems and urban environments (Morello, 2012). Findings like these sound the alarm when society finds itself making important choices and changes based on IPCC models. It appears that change is happening faster than we anticipated. 30 20 J IPCC GLOBAL MODELS 3.4 MINIMUM ANNUAL ARCTIC SEA ICE: IPCC MODELS VS OBSERVATIONS Figure 3 - Observed vs. actual arctic sea ice annual minimum extent. 1 http://www.climatecentral.org/ 14 1.1.3 - Missing Variables in Models Perhaps one of the most important missing pieces in current climate change projections and models are the unknowns. As former United States Defense Secretary Donald Rumsfeld put it so elegantly in a 2002 interview, there are two types of unknowns: known unknowns, and unknown unknowns 2. These two are important elements of climate modeling for different reasons. There is no way of adding 'unknown unknowns' into our models because we simply do not know what these might be; in other words, there is the possibility that our impact on the planet's equilibrium might lead to consequences we haven't foreseen. In a slightly less uncertain scenario, there are known unknowns, where we know certain conditions may lead to major shifts in our climate but we are not sure if, when, or at what rate, they might happen. One such example of a 'known unknown' is the melting of Siberia's and Canada's permafrost. As global temperatures rise, and with more warming observed in Northern regions, permafrost begins to melt and releases methane (CH 4), a GHG 30 times more potent than C02(Shaefer, 2012). This phenomenon is a 'known unknown' because we know that if the permafrost melts it will release enormous quantities of methane, and jumpstart a positive feedback loop (the permafrost carbon feedback) likely to make it even more difficult to curb GHGs. However, we are uncertain as to the rate at which this might happen or how quickly it might impact any efforts to keep warming below certain thresholds (2*C). As a result, scientists haven't incorporated such scenarios into their projections and therefore ignore the possibility of climate threshold/tipping point3 .While it is reasonable for scientists not to integrate phenomena that they are unsure will happen or how they affect scenarios, it points to yet another weakness of taking scientific predictions at face value. In fact Weitzman (2011) has characterized this negligence around possible disastrous scenarios as "fat-tailed uncertainty" whereby the risks at the extreme of the graph are much higher (or 'fatter') than a standard normal distribution. The purpose of highlighting these missing variables is simply to present another argument to question the current reliance on climate models for action. 2 https://www.youtube.com/watch?v=GiPe1OiKQuk 3 http://www.dailykos.com/story/2012/11/27/1165174/-IPCC-5-Will-Ignore-CO2-Methane-fromM elting-Permafrost-a-H uge-Carbon-Source 15 1.1.4 - Cutting Projections at 2100 The last element of concern to highlight concerning climate change projections is perhaps the simplest, yet most important. A quick Internet search for climate change projections will yield thousands of graphs showing different climate scenarios. Closer attention to the graph's time variables will reveal that the great majority of these graphs end their predictions/lines at the year 2100 (as seen in Figure 4). In fact, in the most recent synthesis report on climate change from the IPCC, the year 2100 was used 56 times, while not a single projection was present for beyond 2100. There are many things wrong with ending the projections at 2100. First, as mentioned prior, for every degree of warming, sea level will continue to rise for hundreds of years due to warming oceans. In fact, it is estimated that "carbon dioxide displays exceptional persistence that renders its warming nearly irreversible for more than 1,000 years" (Solomon, et al., 2010). Second, some of these projections are observably exponential, suggesting an increasing rate of melting/warming (which aligns with the increasing speed of warming scientists have observed). Third, and in response to the first two points, in terms of urban life cycles, an 80 years time scale is relatively short: a quick geospatial analysis of Brooklyn's buildings showed that the average building in the FEMA flood map for Brooklyn was found to have been built in 1891. If today's cities or decision-makers are allowing buildings to be erected that will last beyond 2100, shouldn't they be aware of plausible longer-term sea level rise scenarios? For these reasons it is essential to consider sea level rise and climate change scenarios beyond 2100. 16 Global mean sea level rse (b) M anm (relative to 1W6-2005) A. 2081-2100 0.8 31 0.6 - 0.4 0.2 21 1 2000 2050 Year 2100 Figure 4 - Example of climate change projection graph being cut at 2100 (IPCC, 2014) Hopefully the critiques outlined so far demonstrate that using current IPCC projections as the basic knowledge to start planning for sea level rise is an approach that has many flaws and risks. Unfortunately, technology still isn't capable of prediction our planet's complex environmental interactions. Climate projections will continue to change as adjustments in the models occur, and as our climate continues to respond to rapidly changing conditions caused by human pressures the planet has not seen in millions of years. That being said, how can urban planners and designers begin matching the limitations and uncertainties of climate science to make sure we do our best to prepare our cities and society for the worstcase scenario? 17 1.2 - Coastal Design Strategies With climate change and sea level rise placing coastal cities across the world in vulnerable situations, it is important to look to cities that have historically managed thrive under similar conditions. Perhaps the most famous example of living under constant threat of water is the Netherlands, a country nearly entirely below sea level, which for centuries has built infrastructure to prevent the ocean's water from rendering its land uninhabitable. Another example is Venice, a city built on water, where water was historically used for transportation (and still today to a certain extent); in Venice they learnt to live with water and in doing so created an interesting urban fabric. In both cases, a combination of protection, adaptation, and/or retreat was be applied to acknowledge the power of water, while allowing for humans to live in such unique yet vulnerable environments. This section will first provide examples of how these protection, adaptation, and retreat strategies are increasingly being used today. Second it will take a look at recent major development projects that seek to address sea level. 1.2.2 - Various Approaches to sea level rise and climate change There are three conventional approaches in the climate change planning toolkit: protection, adaptation, and retreat; the following image examples were taken from a report on Strategies for Managing Sea Level Rise (SPUR, 2009). The protection/defense approach uses major infrastructure to build up barriers in the form of levees and berms to shield against sea level rise and increased storm surge (Figure 5 and Figure 6). Such infrastructure is designed to keep the water out, and the interior areas dry to continue accommodating people and infrastructure. This is a strategy largely used by the Netherlands over many generations (ibid). 18 Figure 5 - Example of using highway infrastructure atop a berm to protect against the sea. [Image: picasa user Wilfrid] Figure 6 - An aerial image of a river lock/damn in the Netherlands, preventing storm surges from flooding inland areas. [Image: Aero Lin Photo] The concept of adaptation is one whereby development happens in harmony with water, letting water flow in and out of infrastructure and systems (Figure 7 and Figure 8). Through the use of materials, design, and engineering, adaptation can be done in a variety of ways from adding coastal marshlands to dampen the strength of storm surges, to adopting 'free board' development strategies whereby the first floor can flood without damaging crucial infrastructure (which is placed on the higher floors) and be fixed quickly. Figure 7 - Example of a building on the right with freeboard principle (floodable ground floor). [Image: flickr user werdsnave] Figure 8 - Multi-family floating canal houses on Scheepstimmermanstraat, Amsterdam. [Image: flickr user stevecadman] 19 Retreat involves moving away from risk-prone coastal areas (Figure 9). This can be accomplished in several ways, but at the core involves phasing out development and government infrastructure investment/support in areas that are at growing risk of flooding damage and/or sea level rise. One variation of phasing out land use in high-risk areas is observed in recent increases in insurance premiums for property within the FEMA flood maps. While highly controversial, this points to the reality that living in high risk areas is a financial risk and may become less and less affordable/sustainable as climate change progresses. New zoning laws can be implemented to discourage people from building or renovating in a flood prone area. Similarly, after a certain amount of time cities might increase taxes on property in risk zones to compensate for increased disaster spending, further discouraging people from building/living there. Figure 9 - An example of a coastal house that has been abandoned due to increasing coastal risk. [Image: flicrk user swirlspace] 20 These three strategies for coastal design are applicable in myriad ways and combinations. The Netherlands, for example, does not apply one technique alone (e.g. protection), they use a mix of protection, adaptation, and retreat to deal with the fact that most of their population and infrastructure resides below sea level. Today's major development projects also adopt a variety/combination of these strategies. 21 1.2.1 - Recent Major Coastal Design Projects One event that has had the greatest impact on general awareness of climate risk, and subsequent climate change adaptation in the United States was Hurricane Sandy. In the wake of Hurricane Sandy, the US government's Housing and Urban Development (HUD) department put forward a program/competition named Rebuild by Design (RBD), which called for ideas and designs to prepare our cities for the dangers of climate change. Completed in 2014, the competition awarded a total of $930M to 6 winning teams. Given the uncertainties of climate change discussed prior, examining the winning design approaches for their take on sea level rise and proposed solution was done to better understand how industry leaders were thinking about and reacting to the long-term reality of climate change. In examining these projects, it was hoped that some of the uncertainties of the climate science might be made evident in the individual project approaches. Additional projects were also examined to complement Rebuild by Design projects with a variety of coastal projects underway or proposed. For each project, proposals were combed to find the threshold for which the winning project was focusing its attention. Table 1 organizes the findings and begins to show the "state of the climate change planning field", or rather, what future scenario planners and decision-makers are preparing our cities for. 22 Table 1 -Recent major coastal development and sea level rise thresholds. OMA (RBD) OMA winning design mentions the sea level rise component of their analysis but never discloses the actual threshold they used to begin their design analysis and proposal. It is unclear to what degree they took into account the high and low thresholds for likely sea level rise. They use the 100-500 year flood as a metric, which has a progression dependent on sea level rise. Furthermore, they elaborate their plan for next 20-50 years. Already will have seen a 1-2fot sea 4 level rise. MIT CAU, ZUS, URBANISTEN The team approximated the estimated future hazard, by building out a 100-year flood map using a 2.5ft sea level rise, predicted by the SIRR report, as a (RBD) 5 baseline. Also mention 6ft SLR 2100 in a graph. Cornell Tech Campus Scheduled to open in 2017, the Cornell Tech Campus will be able to adapt to at least a one foot increase in the 100-year flood elevation (using the Advisory 1% Base Flood Elevation) due to sea level rise, which is within the likely range of sea level rise projected by the NYPCC (New York Panel on Climate Change) by end of century. 6 Seaport City Seaport City feasibility study looks at 4-7ft sea level rise range by 2100. As is Brooklyn Navy Yards No mention of climate change or sea level rise on their website, nor in their 8 commitment to sustainability report. Newtown Creek gates Additionally, climate change and sea level rise are expected to increase the risk of coastal flooding in the coming decades, especially as the number of the case in many other projects however, they stop the clock at 2100.7 residential and commercial buildings in the 100-year floodplain along the East River and New York Bay waterfront is projected to increase significantly during the same period. Living With Sea level rise: Boston has experienced 1 foot of sea level rise since the late Water Report 1800s and is expected to see up to 6 feet more by 2100.9 4http://www.rebuildbydesign.org/poject/oma-final-proposal/ 5 http://www.rebuildbydesign.org/project/mit-cau-zus-urbanisten-final-proposal/ 6 http://tech.cornell.edu/nyc-campus/ 7 http://www.nycedc.com/ 8 http://brooklynnavyyard.org/ " http://tbha.org/sites/tbha.org/files/documents/prt2-designing-with-water-full.pdf 23 1.3 - Critique of Current Design Strategies The projects outlined in the previous section are a step in the right direction. Decisionmakers and developers are, for the most part, acknowledging a future increase in sea level are preparing for it. However, given what is known and what was highlighted in terms of climate change projection limitations, I challenge many of the sea level rise thresholds used in these projects. I challenge them for the simple reason that if we are acknowledging the science by preparing for a certain amount of sea level rise by a certain year, we should also acknowledge the limitations of the science and recognize sea level rise as long-term problem with increasing rate of change and uncertainty. Lastly, it is interesting to highlight that there was little mention retreat in winning Rebuild by Design proposal, which in lowlying areas such as the Meadowlands, NJ, should in my opinion be seriously considered. These findings serve as the motivation and baseline assumption for the approach to my thesis and planning for long-term sea level rise. 1.3.1 - Matching Climate Science Uncertainty to Designs Given the uncertainties outlined, I believe it is important to match the uncertainties in the science with similar caution in the designs put forward, both at building scales and at the neighborhood/city scale. In other words, I believe we should be designing buildings and communities capable of withstanding not only agreed-upon climate scenarios but also some of the more dire scenarios some scientists claim will happen faster than anticipated. 1.3.2 - Need Longer-Term Planning One way to prepare for the uncertainty of climate change is to look at the problem for what it really is, a long-term planning challenge. Planning for longer-term climate change also better prepares cities for short-term 'surprises' that might occur outside of our current understanding of climate. That is easier said than done however, much of today's development cycle relies on developers making their investment/money back within a few years ("flipping"). As such, typical return-on-investment cycles allow developers and companies to begin making a 24 profit in a certain number of years. This leads to decisions about development that are often not at the same scale as climate change. This problem then becomes a much larger and public problem when the development uses public funds to subsidize or build infrastructure, which after 40 or 80 years of investment in infrastructure, might be rendered obsolete due to sea level rise. This reminds of some of the ills of urban sprawl, where government investment in low-density and low-serving infrastructure redistributed tax-money from dense urban environments to the low-density periphery (a mismanagement of resources on many fronts). One could argue that new developments can go up in flood zones because developers can make their money back before the water rises. Perhaps that is acceptable if it is private development not using or reliant on tax-dollars or public infrastructure upkeep, and if potential renters or property owners are made aware of the risks of sea level rise and storm damage. In the Rebuild by Design case however, federal dollars, or taxpayer's dollars are being awarded to projects that are not preparing for long-enough-term climate change, but rather what scientists have agreed is most likely. We should challenge where these investments are being made and strive for projects that serve the longest possible scenario. Planners, designers, and decision-makers need to look beyond real estate cycles, political cycles, and begin internalizing long-term climate cycles, and uncertainties, into our urban designs. We cannot rely on one administration, or developers' perceptions of climate change to drive how we begin preparing for continued and accelerating sea level rise. The challenges we face will likely require billions of dollars and decades of work to complete and will require coordination between different levels of government, and the private sectors rarely seen today. For these reason I believe it is important to start asking the hard questions now, face the reality that we are significantly impacting our climate/planet, begin preparing for catastrophic scenarios. Hopefully in the process of doing so we will change our behavior, outlook on the problem, and moving in the right direction by preparing for the worst while hoping for the best. Longer-term planning is a must. 25 1.4 - A Longer-Term Planning Approach When it comes to long term planning and predicting scenarios that are on the same time scale as our built environment, I believe it is planners' duty to make sure that the communities and plans we create are designed for much longer than the next 80 years. For example, to combine many pieces of information from previous chapters, looking at building age in Queens and Brooklyn (Figure 10 shows older buildings in red and newer buildings in light orange) we see that many buildings built in the early 20th century have lasted well over 100 years. In fact the average age of buildings in the study area is 1929. With today's advanced engineering, technology, and LEED certification, it is reasonable to expect that the structures built today will have lifespans well over 100 years. However, again, we are often not looking beyond 2100 for climate change projections. Another example of this mismatch is Cornell's new Tech Campus, whereby Cornell just signed a 99year lease for a new campus on Roosevelt land in East River. Surely this state-of-the-art campus will last longer than 100 years, yet it sits at the gates of the NYC harbor, facing the rising sea and its strengthening storms. J1 -AA 4 Figure 10 - Map of building age in Queens and Brooklyn (red = over 100 years, orange = less than 100 years). 26 In such situations, I believe it is necessary for planners and designers to use existing or develop new tools to work independently of climate change scientists and projections such as those of the IPCC and FEMA flood maps. Planners and designers need a customizable tool allowing them to: 1) Visualize current scientific climate scenarios at a site-specific scale, but also explore a wider array of sea level rise projections up to the more catastrophic scenarios, 2) Produce and analyze appropriate parameters for understanding how to move forward with development and planning despite the uncertainty (e.g. % residential square footage lost, length of roads, property lost, investment required, etc.), 3) Adapt quickly to the ever-changing climate science, and weather forecasts, by changing variables in the model to visualize and understand risks and implications. Such a tool would equip planners and decision makers with more powerful data to understand and prepare for the uncertainty inherent in climate science and future scenarios. Furthermore, as seen in Figure 11, sea level rise will not happen in a uniform fashion, certain locales will experience more sea level rise than others, and therefore must explore more local solutions. -10 -8 -6 -4 -2 0 2 4 6 8 10 Sea level trends (mm/yr) Figure 11 - A map showing the uneven effects of climate change on sea level rise across the world.10 10 http://www.star.nesdis.noaa.gov/sod/sa/SeaLevelRise/slr/mapxjlj2_blue2red.png 27 1.4.1 - Tool for Visualizing and Analyzing The reason for exploring and developing a tool that is capable of exploring and displaying a wide range of data for planners and decision-makers is because visualizations are one of the most powerful and common tools for planners and designers. Visualizing and communicating data through maps, graphs, and architectural renderings can make or break support for a project to move forward. When visualizing sea level rise, communicating possible scenarios in the context of large urban areas can be done using simple flood maps or more extreme/alarming renderings and visuals. Simple flooding and insurance maps are common and often show the extent of possible flooding given current climate science knowledge (Figure 12). Uoo City A"se City 1 Figure 12 - Example of a flood insurance map with areas at risk of flooding for New York City.' 11 http://www1.nyc.gov/site/floodmaps/index.page 28 At the other end of the sea level rise visualization spectrum are maps and renderings that demonstrate extreme scenarios of water engulfing cities across the world (Florida underground in Figure 13).12 These techniques are more alarmist than realist and ignore the fact that such sea level rise will not happen overnight. Instead cities will likely respond accordingly and incrementally as sea level rises. This incremental nature suggests the need for a larger master plan that ensures the most is obtained from the effort. Figure 13 - Artistic rendering of Miami under water due to sea level rise. 12 http://nickolaylamm.com/ 29 The tool developed for this thesis occupies a position in between these visualization techniques and a more data-oriented approach, which can also then be used as a base for design-driven interventions. It is a tool allowing for informative yet long-term datavisualizations that can help us begin thinking about sea level rise and urban planning and development as one. A tool for designers to quickly explore a range of possible scenarios, identify optimal thresholds and design strategies, and begin designing solutions using 3D spatial data within the context of the chosen climate change scenario. 1.4.2 - Application of this Tool to Other Sites and Data The development of a tool for exploring the impacts of long-term sea level rise on a city required a case study to begin exploring. For this thesis, New York City was chosen for its ease of access to geospatial data, and its recent position at the forefront of climate change impacts on cities (e.g. Hurricane Sandy), not to mention the prominence of the city internationally. However, with countless cities across the world facing similar challenges and threats, it was crucial for such a tool to be applicable to other cities. From a computer modeling perspective, the only difference between cities is the data inputs - the framework and tool stays the same. If one semester's work on this tool can produce powerful visualization and data for cities to use for their decision-making and planning, then a small team working on the tool full-time could yield even greater results and ease of extensibility to other cities/conditions. With standard geographic data at the city level, anybody can apply this tool to explore planning and design solutions explored in later chapters. 30 1.5 - New York City: A Case The implications for long-term planning and design is perhaps all the more important in a place like New York City, one of the largest and oldest coastal cities in the United States. New York City has trillions of dollars worth of infrastructure within FEMA's flood zones alone, and Hurricane Sandy was the 'perfect storm' to expose the weaknesses of many infrastructural systems and coastal realities. 1.5.1 - Hurricane Sandy & Disasters Hurricane Sandy was in many ways the drop that overflowed the bathtub in terms of coastal climate change development and consciousness in the Northeast Region. The damage and cleanup efforts opened people's eyes to the type of devastation climate change would cause at greater scales and frequencies. That being said, on a more proactive note, the storm also sparked countless planning and design projects that could be considered the solidification of a new age of planning in New York; an age where the water is no longer a visual amenity, selling point, and transportation mode, but also a threat. One of the best examples of such change is the aforementioned Rebuild by Design competition organized by the US Department of Housing and Urban Development (HUD). This competition - allocated nearly one billion dollars ($1B) to preparing for future storms and sea level rise a major milestone in societal and political acknowledgement of the upcoming challenges of climate change. Smaller communities in the New York - New Jersey Brooklyn, Queens, Manhattan, Rockaway, Hoboken, Secaucus, Meadowlands, have also received their share of attention and projects. Unfortunately however, in many cases, these projects do not take into consideration the uncertainty of the science surrounding climate change. For example, in Far Rockaway, the community saw significant damage during Hurricane Sandy, a large fire and significant flooding damage. Years later many new homes had been rebuild where the first floor was simply elevated an additional 6ft to protect from storm damage. While potentially solving housing and community problems for the current generation living there, it is short sighted for a community on the front lines of climate change impacts. 31 1.4.2 - Moving Forward Given the uncertainties of what climate change has in store, are there ways to harness today's substantial shift in mentality and development, while moving towards strategies that begin to address longer-term scales of climate change? Hypothetically, if New York City were to invest 100 billion dollars over the next 25 years to prepare for a 6ft sea level rise, what happens when the oceans reach that threshold, or rather when models show that there will be a 10ft sea level rise instead? Of course these processes are not overnight surprises; scientists and society will be well aware of increasing rates of sea level rise, or changes in projections. However, what if development decisions being made now could make that eventuality much easier to deal with? Ideally we won't have to start over from square one once we reach today's IPCC projections? What if we could better understand the uncertainties of climate science but within the scope of the built environment? What if we could identify the sea level rise threshold that will impact most of a city's infrastructure and start preparing for that? What if we could create zones of temporal investment that would allow us to continue development in zones that are at risk, but maintain an understanding of flexibility in built environment, not constructing 100+ year structures in areas that will flood soon? This of course is not trivial and can be overwhelming. However, I believe that current data and technologies allow us to create a framework and tool that will provide planners and decision-makers with the necessary insight and data to begin looking at this problem for what it is - a long-term, urban planning and design challenge. 32 2 - Site Selection & Scenario Building With the outlined inspiration, objective, and framework for a long-term planning and decision support tool, the next step was to select a site for developing and exploring such a tool. New York City's challenges facing sea level rise are substantial. At the same time, the scale and density of population and development make it high priority in terms of understanding and preparing for what climate change might send its way. Furthermore, the availability of rich geospatial data made for a much easier development phase compared to a city where access to data would require paying money or contacting their geographic information systems (GIS) department. A preliminary spatial analysis of the New York City region yielded a number of sites that would be appropriate for further inquiry and development of a tool. As can be seen in Figure 14, which shows the flood zone for a 6ft sea level rise and major storm surge, the amount of land and infrastructure at risk is significant. Many sites in the New York City region were of interest, particularly the Brooklyn Navy Yards, LaGuardia Airport, Hoboken, Rockaway (or any place along long island for that manner), and Newtown Creek. Figure 14 - The New York City region with a 6ft sea level rise and major storm surge event. 33 The Brooklyn Navy Yards already had significant plans and investment for the area, therefore any findings on more appropriate planning/design choices, while perhaps shedding light on problems of the current proposal or design, would not be as influential on the future of the site as others might. Hoboken, which also faces one of the most difficult and uncertain climate futures was an area of interest that would yield important results; however, as noted in the list of approved Rebuild by Design projects, it has already received considerable attention and funding. Other coastal sites and cities all along Long Island or New Jersey which will in many parts be even more at risk of flooding, have lower densities and have less staying power (in terms of moving an entire city such as Brooklyn adjacent to NYC versus moving a new residential neighborhood that had very apparent risks from the beginning of its construction). This reasoning led to the choice to examine Newtown Creek area for the development of the technology/tool. In addition to the thought process outlined above, previous inquiry into Newtown Creek through urban design seminars and design experiments shed light on the distinct characteristics of this waterway. Historically an industrial waterway, it has slowly begun responding to shifts in transportation patterns and shifts in adjacent housing pressures, making it the ideal candidate for shaping a vision of its future. It is important to note here that the development of such a tool could not be done in a vacuum. Instead choosing a location with easy access to the data and relative familiarity with the area allowed for proposing context-appropriate design and planning solutions. 2.1 - Characteristics of the Newtown Creek Newtown Creek, sitting right across the East River from Manhattan, was historically an ideal site for industrial activity serving New York City. During World War II, it was the busiest marine port in the United States (Weiss & Heimbinder, 2010). Today, however, water-dependent industry has mostly left the area, and New York's soaring housing prices have pushed the gentrification processes to the edges of Greenpoint (the neighborhood south of Newtown Creek). This makes the area ripe for change and investment, but more importantly, at the right 'in between space' to begin thinking for the type of long-term planning advocated for in this project. 34 2.1.1 - Superfund Site Due to extensive industrial activity Newtown Creek became extremely polluted in an era where the lack of environmental awareness and laws caused enormous quantities of toxic materials to be discharged or leaked into the waterway. As a result, in 2010 it was designated as a Superfund Site by the US Environmental Protection Agency, a title created by legislation serving to locate, investigate and clean up hazardous waste sites in the United States. This label as a superfund site can be seen as both a curse and blessing. While the extreme pollution means that considerable work will be required for cleanup, the investment dollars allocated for the site might be used in a manner that fulfills climate change adaptation to ensure the pollution and contaminants aren't released into the adjacent areas. On Earth Day 2015, an environmental awareness spokesman swam in the river sparking a response from the EPA saying they "strongly advises AGAINST swimming in the #Gowanus Canal" and point to a risk sheet outlining the risks of contact with water.' 3 This only confirms to the pollution currently in the canal, and requires us to think of the type of development and natural infrastructure we can provide to buffer people from the potentially harmful effects of the pollution. 2.1.2 - Next 'Gentrifying' Neighborhood Real estate values in New York City have increased dramatically in recent years and have made their way across the river to Brooklyn. With such pressures slowly creeping in, there is an opportunity to harness the economic and development potentials entering these areas and embed them into a comprehensive plan for the area. Simply allowing gentrification to invest countless dollars into the entire area is just as bad as allowing developers to come in and propose a single building that doesn't make sense in the surrounding fabric. 11 http://www.epa.gov/region2/superfund/npl/gowanus/pdf/gowanus colorcoding-041212.pdf 35 Just like we can harness the energy and attention from the Superfund Status to improve the area we can also use growing interest in real estate in the area to drive environmentally conscious and responsible development for generations to come. 2.1.3 - Vulnerability & Hurricane Sandy Flooding Damage Given climate change's growing storm and sea level rise, the water system today represents a threat to adjacent properties. Hurricane Sandy demonstrated the great vulnerabilities of the area. In fact Sandy sparked a proposal to protect the waterway from flooding by building a lock at the mouth of the creek, which, while providing protection for the moment, will need to be rethought at a certain threshold of sea level rise (as shown in Figure 15). While potentially providing a temporary sense of security for further development in the area, a greater area of the Newtown Creek "basin" should be evaluated to make sure the proposed lock system is not simply a temporary solution and flood levels actually overwhelm other parts of the area too (Figure 16 shows flooding due to Hurricane Sandy well beyond the protective boundaries of the proposed Gowanus Creek flood barrier).' 4 Figure 15 - A proposed Gowanus Creek flood barrier. 14 http://www.nycedc.com/project/gowanus-canal-newtown-creek-study 36 Figure 16 - Flooding in neighborhood adjacent to Newtown Creek. 15 In addition to its geographic position, New York City itself is at a particular risk given the tidal realities of New York whereby the lack of harbor protection. That being said, the Newtown Creek basin itself is shielded from much of the brute force of the leading edge of a storm surge, which impacts coastal areas much more. 15 http://www.weather.gov/media/okx/coastalflood/Battery%20impacts.pdf - 3-6ft of flooding 37 2.2 - Scenario Building for Client In order to tackle the issue of appropriate urban planning and design for the Queens and Brooklyn neighborhoods adjacent to Newtown Creek, a client-based scenario is used to explore the various choices/considerations/scenarios/options that might occur during real life planning and decision-making processes. Using both the Newtown Creek site and a client-based scenario ensure that the development of the SEARISE 3D tool was done within the everyday mindset and realities of planners and designers. In the context of this research, the hypothesized client, a decision-maker or major design firm, would be asking me (as a consultant) to produce a long-term analysis of climate change impacts on the Brooklyn and Queens neighborhoods adjacent to Newtown Creek. They have numerous proposals coming in for mitigation/protection strategies as well as real estate proposals for the extremely valuable waterfront properties overlooking Manhattan. As investors are prepared to invest significant sums of money into the area, the threat of climate change looms over every new development decision. The scientific community continues to warm of increasing risk of damage due to sea level rise and storm surge, it is the client's duty to ensure that any investment of public resources towards infrastructure, public space, or transportation should be done with the return on investment and long-term strategy in mind. It is my duty, as a researcher/consultant, to explore the range of possible long-term impacts of climate change and sea level rise on the city, and help understand how decisions we make today can help prepare the area for longterm climate change. 2.2.1 - The Need to Select Upper Sea Level Rise Threshold In this hypothetical scenario, which is the kind of study/condition that we will likely be seeing more and more in the future, the outcome of this project/research scenario for the client is to know what sea level rise threshold they should be preparing for regardless of current IPCC projections (again, which are subject to uncertainty). The last step in preparing the scenario for the tool will be a sea level rise threshold that will produce the optimal investment/development strategy. Given the client-based scenario established, 38 whereby this report will provide advice and insight into how to better plan the Newtown Creek area for the future, it will be important for us to select a future sea level rise scenario (even if hypothetical). This will ideally be achieved by mapping out the various impacts of sea level rise on square footage lost, building value in flood zone, length of roads in flood zone, etc. These impacts can then be put into graphs where the independent variable is sea level rise and the dependent variable are these built environment factors. As the results are combined it is hoped that a clear break in the graph will identify the threshold at which the largest impacts of sea level rise will be felt and therefore might be the best scenario to prepare for. Looking back to the map showing the vulnerability of much of the creek's lower basin area, it is clear that planning for the future of this area will be a challenge. The first step is to match the new perspective on climate change and sea level rise, whereby we should assume that both will continue to increase for a long time to come, and exploring the optimal threshold to begin preparing for. 39 3 -Building a Tool for Understanding & Visualizing Sea Level Rise To recapitulate, I have outlined a major problem facing coastal cities all around the world, particularly cities the size of New York City, where high densities, infrastructure investments, and prestige are at stake. Building a tool for exploring the impacts of sea level rise on a particular site was the next step in turning the framework for thinking of sea level rise in a much longer and uncertain context, into a tool allowing urban planners and designers to start producing innovative solutions to these long-term and uncertain coastal realities. While urban planners and designers are often well versed in geospatial technologies such as geographic information systems (GIS) and computer aided design (CAD) software, there was no tool that allowed for highly responsive and interactive analyses of rich urban datasets in the context of sea level rise in three dimensions and at various scales. This section outlines the steps taken to develop the SEARISE 3D sea level rise tool for planners and designers to use. To produce the tool, digital modeling and analysis software programs called Rhino and Grasshopper were explored. Rhino, or Rhino3D, is a three-dimensional (3D) computer aided design (CAD) application which gives users great control over the form of the spatial data entered, also offers opportunities to import extensions and plugins capable provide additional flexibility and customizability to the spatial manipulations one can perform. One extension commonly used is called Grasshopper. Grasshopper was produced by the same company as Rhino (McNeel), and offers a visual programming language, which connects layers, shapes, or 3D polygons, in the three dimensional environment of Rhino to a variety of spatial and mathematic manipulations in the Grasshopper environment. Together these software programs provide a working environment widely used in the field of architecture, but still quite limited in adoption in the field of urban planning. Furthermore, as will be demonstrated in upcoming sections, the drag and drop functionality of Grasshopper functions is much more intuitive and accessible to people than having to program the tool manually using ArcGIS' Python scripting language. 40 This combination of Rhino-Grasshopper programs allows for planners and urban designers to begin producing 3D interpretations and data visualization strategies for the impacts of sea level rise, and ultimately a 3D base layer for rendering and master planning. While a 2D approach for understanding the reality of sea level rise could also work, the 3D approach allows for better visualization elements, direct rendering capabilities, and provides an automatic base layer for moving forward towards proposing design solutions. For example, once a specific scenario is chosen, certain buildings might be removed, while other areas might require building a berm. In this case the end user can simply export the selected sea level rise scenario into a 3D version of the scenario and begin changing building locations, building heights, road networks, and more. Eventually, any proposed design intervention can then be re-entered into the tool to explore the impacts of those changes. This process of understanding sea level rise impact on urban environments is not new. In fact, much of this data is likely already being used to perform similar analyses of climate change impacts. However, what this tool and flexible working environment offers is a quicker and more flexible approach to explore sea level rise for planners and designers working in three dimensions. It also provides the basis for additional spatial and data analysis, for example, integrating cost-analysis proxies for supporting and augmenting decision-making choices. The following describes the data and processes used to develop the functionalities of the tool (while other data and functions are possible): 3.1 - Required Data The data required for developing this tool is quite standard in many governmental or city planning departments: Elevation Data The primary data for this tool is elevation data in the form of topographic contour lines based on elevation from Mean High Water - MHW. Without these it is impossible to determine where sea level rise might impact the built environment. For the purpose of this tool we will use contour lines as our elevation data, however, in the event that contour lines are not available, Digital Elevation Models (DEMs) or point elevation data 41 can be used to derive contours. It is important to note that contour lines do have their limitations in terms of accuracy. Given 2ft contour lines, the granularity of the topography in between the two-foot intervals is lost and errors might occur in the modeling. In the end however, it is assumed that these inaccuracies should not affect the larger impacts of sea level rise. Building Footprints and Attributes The next important data is the built environment that is on top of this topography. Building footprints and their respective attributes (e.g. land value, building value, allowed density, land use, number of units, etc.) allow for going beyond simple spatial and volumetric analyses of impacts of sea level rise to social and economic data. In the context of a client-based approach to this problem, this is vital information that planners and decision-makers need to move forward with investing in infrastructure, housing, businesses, and transportation. Information surrounding property value, land use, year built, square footage, etc., are all powerful metrics to start mapping out the impacts of sea level rise on a urban setting. For this the latest available data for New York City building footprints was used for the years 200916. Roadbed & Center Lines Lastly, the centerlines and outlines for roads are added to the equation to understand how much infrastructure is at risk. For example, the total area of roads or the length of roads being jeopardized, aside from direct costs of fixing and replacing, can serve as proxies for other infrastructure such as sewers, water lines, or power and telecommunication. These data layers dated from the year 2009. Although roads might have changed slightly, the 2009 data still provides the necessary insight into impacts of sea level rise. For the purpose of this research, the data described above was all that was needed to begin exploring the intersection of spatial data, and future climate scenarios. If additional data, 16 NYC 2009 Building Footprints from DoITT 42 such as property value per square foot, is accessible or required by the specific site conditions then it should be integrated into the workflow. 3.2 - From ArcGIS to Rhino The first step in setting up a visualization and data exploration tool, using the Newtown Creek region as a demonstration, was to import the data from an ArcGIS format to a Rhino/Grasshopper compatible format. Multiple methods are available for doing so, namely a tutorial put together by Columbia's Graduate School of Architecture, Planning and Preservation (GSAAP). 17 In this tutorial the user must manually import the geospatial portion (.shp extension) of the shapefile, and then import the .dbf file that contains the attributes associated with the shapefile. This process, while ultimately successful, required considerable manipulation of the data to get into a format ready for manipulation. While working through the development of the tool using the GSAAP file-importing framework, I discovered a Grasshopper plugin called Meerkat GIS that allowed for easily importing and cropping data (for the amount of data available for New York City, this was crucial for testing and developing the tool). The Meerkat GIS plugin also makes it much easier to explore other regions in a city, or look at other cities by simply importing building footprints and contour lines, for example. Within the Meerkat GIS plugin, all that is required is to use the "Import Shapefile" function to import the layers into a Google Maps window, crop out a certain area of interest, and click the "Trim Layers" button. This will export each layer within the crop box into a.mkgis file format, which is a custom file structure designed to better allow the plugin to navigate the data. Once this conversion is complete, using the "Parse Meerkat File" command, the shapefiles can be connected to the Rhino/Grasshopper interface. With this, the number of and names of fields can be seen, as well as the source, number of polygons/shapes/lines/points in the layer, bounds in latitude and longitude, and many more. With the GIS data now imported into Grasshopper, the next step is simply to display it in the Rhino environment for further analysis and observation. The above methodology 17http://www.arch.columbia.edu/resources/gsapp-resources/gis/tutorials/importing-gis-data- grasshopper 43 was derived from a tutorial put together by a user named Nathan Lowe on an online video website, Vimeo, and can be found here: https://vimeo.com/76792609. The tutorial explains how to move all layers to the center of the Rhino work environment, turn point data into corresponding polygons, and extract data concerning those polygons (e.g. value of building, number of floors for extruding, etc.). The Meerkat GIS plugin (as seen in Figure 17 below) is a great example of how external tools (called plugins) can greatly reduce the time required to produce these types of tools, and the sharing power of open source or free software. was asSn"Q GIS Meerkat w mft ftft n POW7o P . P*V WXn Figure 14 - Screenshot of the Meerkat GIS tool tutorial. 3.2 - Interactivity within Rhino - Grasshopper Moving from simply visualizing the data layers in Rhino to having them interact with each other and the user is the nexus of the SEARISE 3D tool for exploring the framework for planning for long-term sea level rise. For example, rather than waiting for new sea level rise thresholds from the IPCC to be published, and FEMA to produce new flooding maps, which can them be imported and compared with previous years of sea level rise and understanding their relationship, this can be done interactively from the beginning. Using 44 the layers imported via Meerkat in the previous sections as a base, the following functions were developed: Create Elevation Contour Mesh To create the terrain for the site from contour lines is the basis for creating the 3D environment for sea level rise analysis. The first step in preparing the contour lines for creating the topography elevation was to move them vertically to their respective heights. Using the Meerkat function each contour's elevation value was used to move that contour line (a polyline in this case) vertically to the appropriate height. Then, using these 2ft contour lines, a topographic mesh was created using a Grasshopper "definition" (a definition is a set of functions that achieve a certain outcome) developed by user STUDIOTJOA on the grasshopper3d.com blog, which mimics the process used in a Rhino plugin called RhinoTerrain for creating an elevation mesh from contour lines.18 The only input required for the function are the contour lines of an area, allowing the user to then choose the amount of granularity in the final terrain. Once complete, this provides the base for setting building elevations, and detecting flood impacts on infrastructure in the area. Building Elevation With the ground topography function complete, the next step was to place building footprints at their respective heights with respect to their elevation above sea level. To do so, the mesh created and explained in the previous sections was used to determine the nearest point between the building outline/polygon and the elevation mesh (a mesh is simply a collection of points, lines, and shapes making up a surface that represents topography, or anything else). For each building, the shortest distance between the building and the elevation mesh represented the building point closest to the elevation and therefore the lowest portion of the building. The shortest distance was then used to raise the building to that height. This process likely has some inaccuracies concerning actual building elevation or the presence of a basement, but nevertheless provides the appropriate relationship between a building, the topography, and eventual sea level rise. 1 www.grasshopper3d.com/profiles/blogs/grasshopper-substitution-for-rhinoterrain 45 Road Centerlines For calculating the metrics for the road infrastructure affected by rising sea level rise, the process was similar to that of building footprints. Each section of the road was projected/elevated to its respective height. As the water table rises, another true-false calculation was done to determine if the street section was included within the bounds of the water. If the area centroid was within the bounds, the length and area of the road were summed up to produce the summary statistics. This data eventually can serve as a powerful measure for creating additional measures of infrastructure where every 100ft of roadway might also include 200ft of sewage pipes, 300ft of electrical wires, and many more infrastructural needs. Creating metrics for these could be great addition in terms of understanding the true impact of each sea level rise threshold. 46 Water Table, Rising Sea Level, and Impact First a water table layer was created to mimic the water level in the area of interest. This was done automatically by capturing the bounds of the data imported and creating a polygon that covered that area. An extrusion function was then used to mimic sea level rise and used feet as a unit of measure to be consistent with the outputs of IPCC reports. The amount of potential sea level rise itself was broken down to three variables, base water height, sea level rise, and storm surge. This was done to allow decision-makers to input various parameters related to coastal water realities, where base water level can change depending on tidal fluctuations, and of course depending on possible storms coming through (Figure 18). While these individual factors have a much more complex impact on the built environment and topography, and they may require a different set of functions to estimate their impacts accurately, including them allows for first-order exploration of such impacts and opens up the possibility for integrating various other scenario discussed in the coastal development field (e.g. SLOSH model, storm surge barriers). Furthermore, the use of multiple waterheight variables allows for easily correcting for possible mistakes between elevation contour lines and water layers, and for looking at local variables such as tidal patterns. Water Rising I Ausft~atQCe Figure 15 - Variables that allow for user to change sea level rise, storm surge, and base water levels. 47 Flooded Buildings With the sea level rise feature built, building footprints at their appropriate heights, and road centerlines in place, the next step was to determine the impact of sea level rise at each foot interval. This evaluation was done using an intersection function whereby any road segment or building footprint within the water extrusion layer was selected (Figure 19). Affected infrastructure was then compiled and fields of interest were selected and summarized to provide summary statistics. For each foot of sea level rise, the values associated with the particular building or road statistics were saved into a data-array to create the graphs of impact of sea level rise. -- iw Owl b Figure 19 - Screenshot of the tool at work where a 15ft sea level rise shows which buildings are flooded (light red) and which buildings are not-flooded (white). 48 Building Height & Extrusion The last step to producing the data visualization and design/planning tool was to add a last piece of photorealism. By depicting the buildings in three dimensions we can better recognize the area of interest and also understand the types of buildings that may be affected by sea level rise. This was done using the Meerkat GIS capabilities by extruding the building footprints to their respective heights in the shapefile attributes. Depending on whether the buildings are in the flooded area or not, their color was also changed to help visualize the impacts; buildings that were flooded in a certain scenario were colored red while those still at bay of the water were colored green. Lastly, another advantage of having the extruded buildings in the Rhino environment is that it allows for quick "baking" of layers. Baking a layer simply means choosing to export the geometries from visual previews of the data generated by Grasshopper functions, to actual geometric layers that can be further manipulated. Once a threshold is chosen, and each infrastructure layer is understood, this tool allows for easy exporting in order to begin proposals for design interventions. Animation & Exporting The last step in of creating a data visualization tool and decision-making support system was to automate the sea level rise portion to automatically produce graphs of the impacts at each foot of sea level rise. This was done by adding a time function and connecting it to a graphing function that iterated through the various sea level rise scenarios, capturing the relevant data output (e.g. property value in flood plain), and graphing that. An iterative function can move the slider automatically to explore how sea level rise over time will affect the area of interest, and while doing so can produce a 3D visualization (Figure 20) of the change in damages depending on the threshold of sea level rise. This data is extremely valuable as it allows for data to be displayed in a graph which represents where climate change and sea level rise would have much larger effects on that particular location's built environment and economy. 49 Figure 20 - Images of 5ft, 10ft, and 15ft flooding scenarios in SEARISE 3D. Flooded buildings displayed in light red and total real estate value lost displayed in the text tag above rendering. 50 These four steps, while seemingly simple in description, require considerable understanding of the Rhino-Grasshopper interplay. As my familiarity with the Rhino/Grasshopper tools evolved I changed different portions of the tool, namely the use of outside plugins for importing GIS files, creating contour elevation meshes, and creating graphs. As both the Rhino and Grasshopper tools themselves evolve in the future, other plugins may become available that make some of these pieces more powerful, and therefore capable of looking at larger extents of a city rather than only a portion of the Newtown Creek basin, for example. SEARISE 3D produced the desired data visualization framework for understanding the impacts of sea level rise on the built environment, with relative ease in any city in the world, all with no dependence on IPCC reports, and being able to look beyond agreed-upon scenarios to hundreds of years of plausible scenarios (Figure 21). Again, using Meerkat GIS, functions that automatically generate water tables, elevate buildings/roads, and extrude buildings, allow importing new contour and building footprints to use this datavisualization and decision-making tool anywhere in the world. With the tool complete, next came exploring how these insight could help imagine the future of this coastal area. I q It aM V a, PI"Ia1 a. _____ ___ -- ~ijQ~Q. Figure 21 - The SEARISE 3D tool with Rhino 3D on the left and the Grasshopper definition on the right. 51 3.3 - Data & Visual Outputs The flexibility of selecting any spatial data attribute, and at any sea level rise, allows for exploring a wide range of data important to the long-term coastal planning and decisionmaking process. In contrast to the common map or rendering of sea level showing where the water will likely take over at a certain threshold, we can match that with knowledge on how much infrastructure is lost (or perhaps where it should be relocated). From these can be elaborate additional proxies to derive impacts on parts of the city that we might not readily have access to or data for (e.g. sewage, water, electricity lines, etc.). The following are some of the data categories that were explored with the tool: * square footage of buildings lost, * will go with no land height changes " percentage/types of buildings lost, e length of road infrastructure lost - value of property/infrastructure lost maps and 3D models of where water * maps and 3D models of areas that could be elevated to prevent flooding These outputs provide information useful for both decision-making and urban design for the site. For example, using the data on the likely square footage lost to flooding at a certain threshold, planners and decision-makers can understand how much they have to build to accommodate the slow displacement of households matched with population growth trends. Each of the data types studied will be presented in a format as seen below, where the impact on a variable is shown on a graph, and any observed significant shift in impact (called a "break" from hereon) will be presented as follows (Figure 22): Change in Built Environment per Sea Level Rise Interval 2E+10 x-axis = sea level rise intervals y-axis = attribute of interest 1.5E+10 1E+10 - -Total Value Lost Break in impact of SLR 0 0 2 4 6 8 10 12 14 16 18 20 22 Figure 17 - Example of graph showing break in impacts of sea level rise on built environment. 52 3.4 - Additional Parameters for Analysis The nature of the SEARISE 3D tool is one of modularity and extensibility. As a result, future use of the tool (or anyone looking to improve upon it) can, and should, integrate additional parameters or proxies for evaluating impacts of sea level rise. With the framework of the tool in place for exploring the effects of sea level rise on the built environment, additional parameters could easily be added. For example, the tool could factor in population growth and how much additional building area might be needed to accommodate such growth. Buildings or neighborhoods with floor to area ratios (FAR) below their allowed FAR, and outside certain flooding scenario zones, could accommodate additional densities (FAR represents the allowed density ratio between the property area and the amount of floor area that can be built). Another way of using the tool could be to create a total value lost (adding buildings, streets, and other infrastructure) to contrast with the price required to build berms along the coast for each scenario. This could be done using proxies (calculated from similar project precedents) for building flood protection/mitigation infrastructure and applying to the amount of coastal land requiring protection. Parameters could also be added to estimate the cost of relocating buildings, or rebuilding roads every 20 years due to flood damage. The possibilities for adding and exploring other variables and proxies are great. Similarly, as more and more plugins become available for Grasshopper and Rhino, the possibility of extending the current tool are even more exciting. 53 3.5 - Scale Limitations & Final Outputs The development of the SEARISE 3D tool was done for a region slightly smaller than initially planned. The responsive/interactive portion of the tool was developed at a this smaller scale in order to take advantage of faster processing and rendering times exhibited in Rhino-Grasshopper. Working with the entire Newtown Creek water basin would have required much more computing power, and time, which simply wasn't available for the development of this experimental tool. In the end, the scale was not a limiting factor to developing the tool functionalities. That being said, the scale of the sea level rise problem requires us to look at macro-scaled processes. We cannot expect to look at a 10x10 block area of Brooklyn or Queens and be able to propose an approach for the next couple hundred years of climate change. This is simply because larger topographic characteristics in the area offer other ways water systems might impact a smaller area. As a result, for the purpose of the chosen site, the outputs of the entire Newtown Creek water basin were extracted manually using ArcGIS tools and exported to Excel to produce the graphs of impact (which SEARISE 3D itself can rapidly produce in 3-dimensions for smaller areas). This should in no way diminish the power of having an interactive tool/approach if only that it allows for decision-makers to explore multiple variables over decades to 100-year time scales with a click of the button. Recreating the data outputs using manual techniques would be quite time consuming and would have to be recreated any time new data is available or predictions change. Having a tool that allows you to simply link new layers and begin analyzing impacts is extremely powerful for both internal use and also in public processes where a citizen version of the tool could help the general population better understand possible scenarios. The scale of the problem should not prevent us from exploring the possibility for, and developing, an interactive tool for delivering valuable decision-making and design data. At the same time, the limitations of the tool should not prevent us from looking at this scale of a problem. Therefore, both were accomplished and future technologies will surely allow for the tool to be expanded to the entire water basin for data analysis. 54 4- Using the Tool to Inform Design Scenarios By varying the sea level rise thresholds it was possible to discover the point of sea level at which the damage from rising tides would see a significant jump or reduction. In other words, we could identify a change in the effects of every foot of sea level rise on the built environment in the graph and identify thresholds where investments now could begin preparing for long-term scenarios. This information was extremely valuable and was the first step in assessing, in a more objective way, the impacts of the various sea level rise scenarios, and therefore potential planning and design solutions. The outputs of the process served as the justification to begin planning for a future scenario, which while beyond most people's lifetime and thought process, will be the most optimal investment of our resources in face of a problem that will likely require solutions spanning generations. 4.1 - Exploring Data Outputs For each of the following data outputs, the x-axis represents the amount of potential sea level rise. On the y-axis is the impact of such sea level rise on various metrics: - Total Value Lost * Industrial Square Footage Lost * Length of Roads Lost * Residential Square Footage Lost "Roadbed Area Lost For each of these variables, a graph is shown with summary data broken down into both the Brooklyn and Queens sides of the Newtown Creek river basin. The reason for breaking down the data according to borough is due to the arbitrary line drawn when evaluating the Newtown Creek basin. The boundaries for the site happened to include a much larger area of Brooklyn and therefore breaking the data down into individual boroughs allowed for a better understanding of possible differences in impacts on each side of the creek. That said, the total impact of sea level rise should be considered, it is not a borough-specific problem but rather a larger, topographic and temporal issue. 55 4.1.1 - Total Value Lost Looking at the total value lost, it is clear that a large amount of value is lost between the 4ft and 10-12ft SLR, after which it begins to taper off a little. However, the total value lost is calculated using building value and land value. It can be said that as sea levels rise, land that is more prone to flooding will lose much of its value. However, the situation in New York City is very different whereby development pressures might keep property values very high for years to come, and therefore making investment in flood-prone areas still financially viable. Despite such realities, investing in the 10ft range seems the best option. Total Value Lost 25,000.00 20,000.00 1 5,000.00 :1 0,000.00 5,000.00 0.00 6 2 10 14 18 A 56 4.1.2 - Square Footage Lost The first graph produced shows the square footage of buildings lost to flooding at different sea level rise thresholds. As one might expect the square footage of buildings affected by flooding increases with sea level rise. However, by graphing this out, we can observe thresholds where we see a rapid increase in affected buildings. Looking at both total value of land lost and total value of property lost however, these graphs are virtually the same, which controls for the fact that some properties might be valued much higher because they are on the shore and have attractive views. Total Square Footage Lost 1200 1000 800 600 400 200 0 6 2 QUEEN 10 14 18 BROOKLYN 57 4.1.3 - Residential Densities Lost Residential Units Lost is interesting and less pronounced in terms of clear breaks in the graph. One reason for this is that much of the land lost to sea level rise in the beginning is actually commercial or industrial use (see below), this means that for the first few intervals of sea level rise we will not see much property loss affecting residents, which might further complicate any public outreach strategies to support new designs or policy. That said, there is a growing trend of converting formerly commercial and industrial land into residential uses. Keeping a close eye on that trends in that area will be important. Residential Square Footage 160 o 140 120 100 80 60 40 20 0 2 6 10 14 18 Residential Units Lost 160000 140000 120000 100000 80000 60000 40000 20000 0 2 6 10 14 18 QUEENSBROOKLNN 58 4.1.4 - Commercial Square Footage Lost As can be seen in the graph below, the commercial square footage looks a lot like the total square footage graph suggesting a high number of commercial properties directly adjacent to the East River and Newtown Creek. Once again, the break in the graph is between the 10ft and 12ft range, and supports previous breaks found in other data variables. Commercial Square Footage Lost 1000 o 900 800 700 600 500 400 300 200 100 0 2 6 10 14 18 59 4.1.5 - Road Length and Area Lost The graph below shows how much of the roadbed is affected as sea level rises. With very little impacts before the 6ft thresholds, the impacts between 6ft and 20ft are rather steady offering no additional support or challenge to the previously observed 10-12ft optimal range. Of course the area of the road is not the most useful statistic as roads are often more than just pavement; sewer and electrical lines often coincide with roads and therefore may have a totally different story than the simple area lost. To get a better idea of the sewer and electrical lines would require having access to that data, which for this project was not available. Total Road Area Lost 35000000 30000000 25000000 20000000 15000000 10000000 5000000 0 2 6 10 14 18 60 4.1.7 - Selecting an Appropriate Threshold As observed in most of the graphs, the sea level rise scenario that puts the most infrastructures at risk in the shortest amount of time was between the 10-12ft marks. The only exception is residential square footage and units lost, which was most impacted between the 14-18ft marks. The difference of impact on residential development is clearly due to the higher density of industrial land uses directly adjacent to Newtown Creek. As the water rises and makes its way past the current industrial land it eventually makes its way to the rapidly gentrifying neighborhood of Greenpoint. In the end, it appears that the 10-12ft threshold marks the height at which sea level will begin to taper off in terms of the rate of infrastructure lost both in square footage and value. This threshold can therefore be seen as the scenario where preparation will get the most out of investment. In other words, any investment in a sea level rise scenario prior to this might require rapid restructuring and modification if/when sea level rise predictions change; this is due to the higher rate of change of impact over sea level rise observed in most graphs before the 10-12ft range compared to after it. In fact, looking at the impacts of a 3-6ft sea level rise, which many developers are preparing for, the impacts are much smaller and not as evident than those of longer-term scenarios. As can be seen in the map below (Figure 23), the Newtown Creek Basin will face considerable challenges due to sea level rise. The map shows both the 10ft sea level rise outline identified as the optimal scenario to begin preparing for, as well as a 20ft sea level rise outline. The reason for including the 20ft outline is simply to stay true to the assumptions in this thesis, where focusing uniquely on the 10ft threshold would result in a certain "short-sightedness" by assume that it will be the final threshold. Therefore, including the 20ft threshold on maps also allows us to look beyond some of the most important impacts observed in the area and understand what might happen if we reach the first 10ft scenario sooner than anticipated. 61 Figure 23 - Map of Newtown Creek with 10ft and 20ft flooding scenarios. 19 19 Note: In all the following maps, Manhattan and New Jersey have no satellite imagery or flooding layers because the spatial analyses were not performed for those areas. 62 4.2 - Approaches for Hypothetical Client Scenario Having explored a variety of possible long-term planning approaches, bringing the focus back to the client-based scenario-building forces us to reconsider the local context rather than simply looking at this problem from a bird's eye and technocratic decision-making position. In other words, given the amount of flooding potential, one could envision a retreat strategy being proposed for the area. However, the likelihood of a full retreat approach for the area seems unrealistic given New York City's real estate values, current densities, and proximity to Manhattan. A mixture of retreat and protection (adaptation) could be seen as more plausible, however the most realistic approach given the previously outlined high real estate values and densities is likely the defense approach. To contrast the type of decision-making that might happen in a different client-based scenario the "HighImpact SEARISE" vs. "Low-Impact SEARISE" example can be used: 4.2.1 - The High-impact SEARISE Case The High Impact SEARISE Case highlights the realities already discussed whereby the total value of existing infrastructure in the area is simply too high to abandon and/or relocate. Some projects have already been proposed in the Newtown Creek area. For example, the Gowanus Canal & Newtown Creek Storm Surge Barrier was proposed to prepare for the To add to the New York City example, growing populations will require additional real estate, which if added to areas with existing infrastructure, adds to the argument to protect/defend existing areas and not have to rebuild infrastructure in new next big storms. 20 areas. 4.2.2 - The Low-Impact SEARISE Case The Low-Impact SEARISE Case serves as a comparison between two different types of cities or base conditions. With New York City providing a clear example of a city where existing infrastructure, and real estate values will likely drive more of a protection approach to climate change sea level rise scenarios, in other cities where densities and real estate 20lhttp://www.nycedc.com/project/gowanus-canal-iewtown-creek-study 63 values are lower then it makes less economic sense to protect swaths of land from rising tides. This gave rise to the idea for the "Low-Impact SEARISE Case". For example, in Camden, New Jersey, or New London, Connecticut, sea level might engulf parts of the city with lower densities and economic value. With lower existing and potential real estate value in the area, it is unlikely that developers would invest in additional sea level rise protection if they don't think they can get a return on this investment. Of course it would be even more of a stretch for governments to use tax-dollars to subsidize development and infrastructure protection if they too are unlikely to get a return on their investment. This simplified example exposes the individual characteristics of different cities and the planning/design approach for long-term planning. In both cases however the framework and tool developed in this thesis serve as an important decision-making and design support system. 64 4.4 - Integrating Design Strategies within New York City Context Multiple options for moving forward in the New York City context were explored: the protection/defense approach, and the adaptation/retreat approach. For each of these a general vision, and series of strategic interventions form the majority of the recommendations to the hypothetical client. Going back to the data outputs, both coastal development strategies were examined under the chosen sea level rise scenario (10ft) (Figure 24 below). In both cases, there were clear strategic locations that would be crucial to the future of the Newtown Creek area. The following chapters provide both general and specific recommendations for what a design and/or planning intervention might look like in this location. It is important to emphasize that this is just one possible approach to addressing sea level rise for this site. What SEARISE 3D allows is for more designs and scenarios to be explored to ultimately find the optimal solution for the site. Figure 24 - A map of Newtown Creek with both 1Oft and 20ft sea level rise, and areas of intervention (1 and 2) for preventing large-scale flooding in a portion of the area. 65 Initial Strategic Interventions Looking at Figure 24, two locations appear critical in preventing large scale flooding in the area, namely the area directly adjacent to the Brooklyn Navy Yards (1), as well as along the Newtown Creek itself (2). In each of these cases, building a barrier to prevent the area from flooding is a recommendation that spans both the defense/protection scenario and the adaptation/retreat/w-zoning approach. The reason for this is simply the fact that for an investment in protection infrastructure spanning a very narrow portion of land would protect a substantial area of the Newtown Creek's from flooding. In both cases, existing infrastructure in the form of elevated highways and bridges already seemingly provide the backbone for designing and building flood prevention measures (Figure 25 shows the elevated highway near the Brooklyn Navy Yard and the bridge highway over Newtown Creek). Such planning and design solutions, which can be implemented over time, allows us to begin investing in projects that are serving their use immediately, and continue to protect vulnerable land for a long time. Figure 25 - Navy Yard Barrier and Bridge Barrier [Imagery @ 2015 Google] Given the suggestion that these two strategic barriers be built, the maps of the area from now on will feature red lines as barriers and previously flooded regions will no longer be shown as flooded. Despite the barriers being built however, the current and historic 66 polluted condition in the Newtown Creek suggest the need to clean up that area. Furthermore, while the proposed barrier provides protection against flooding, storms often combine both extreme flooding and rain scenarios. In the event that both flooding and rain are present, turning newly protected and non-floodable portion of the Newtown Creek into green space and drainage basin could provide additional resiliency to the area. Another area of interest in either scenario is the Brooklyn Navy Yards, a site historically both dependent on and at the mercy of the water it lies directly adjacent to. Despite being extremely vulnerable to sea level rise, there are already multiple projects proposed and/or underway in the area. Rather than propose new designs for the site, I designate it as a site of significant opportunity to begin testing more sustainable design interventions but also long-term sea level rise considerations (Figure 26). For example, the idea of floating communities, or elevated homes and walkways, could be explored in that area, providing the opportunity to test many sea level rise designs immediately, regardless of the following recommendations being used or not. Figure 26 - Strategic areas in the Newtown Creek basin to prevent extensive flooding. 67 Scenario 1 - Defense/Protection As covered prior, the main idea behind protection is to build or strengthen infrastructure to defend against the rising waters. Major design elements for such an approach include berms, seawalls, and levees. Figure shows a yellow line representing the outline of a 20ft floodwall that would be required to protect the entire Newtown Creek from a scenario with 20ft of flooding (e.g. either simply 20ft sea level rise, or a combination of 10ft sea level rise and 7ft storm surge). This scenario is a relatively simple approach to understand, and as mentioned prior in the NYC-DC example case, is likely what will happen in New York given the real estate and land values. That being said, a few important elements must be discussed. Discussion of Defense/Protection Master Plan. First, despite building a defense strategy along the East River, both the Bridge Barrier and Navy Yard Barriers should be built to ensure that any breach or unanticipated scenario does not jeopardize the entire area. Secondly, and more importantly, if a defense strategy is to be chosen from the outset (Figure 27), it will be important to plan for incremental rise in sea level, and therefore the defense mechanisms as well. Keeping in mind the fact that water will continue to rise, and likely at higher rates, how can we plan for sea walls and berms so that as our defense strategy evolves over decades, we can heighten the defense mechanisms, while still maintaining attractive public access to the waterfront. Without proper planning of how a sea wall might evolve over time, one can imagine a scenario where the walls, or berms, simply get higher and higher, and effectively close off access for the community to the waterfront. For example, if we were to simply prepare for a 3ft sea level rise, we might see ourselves creating a false sense of security behind the wall and erecting buildings directly adjacent to the sea wall. As sea level continues to rise, the wall would likely simply be heightened and would gradually enclose the development within it, leaving little room for any public waterfront access design, not to mention greater buffer region between where people live and risk associated with rising waters To prevent such a scenario, I believe it is 68 important to take the long-term lens for sea level rise, and plan/design for scenarios well beyond current thinking. Doing so will ensure that the designs being produced now can be effective and attractive for current populations, but also adaptable to leave enough room for future designs to take place. I BRDGE BARRIER -oUS AUl DEFENSE Figure 27 - Defense scenario with a floodwall being built for most of the waterfront along East River. 69 Scenario 2 - Mix of Adaptation and W-Zoning The defense strategy is likely the route New York City will take given some of the reasons outlined before, namely the high price of real estate and ever-increasing housing pressures on land. That being said, an alternative scenario can also be imagined whereby more respect is given to the power of water and new development strategies respond to the risks of coastal living, and begin to sprout more flexible and adaptable development strategies. In fact, the New York City Department of City Planning already suggests the use of freeboard strategies in their 2012 Waterfront Revitalization Program, where their first policy suggests the incorporation of "climate change and sea level rise projections into the planning and design of waterfront development" (see Figure 28). Design Flood Elevation Base Flood Elevation cREO Mean High Water "Freeboard" = increasing a new building's flood resistance by raising the elevation of the lowest floor. Figure 28 - Freeboard example in the New York City Department of City Planning Waterfront 1 Revitalization Program document.2 21 http://www.nyc.gov/html/dcp/html/wrp/wi-previsions-summary.shtml 70 While the freeboard principle is again a step in the right direction, I believe that using the SEARISE 3D tool we can better designate the use of such approaches to prepare for sea level rise. For example, using the natural topography, development can be incorporated with multiple layers of sea walls and to provide a more tiered defense system, and therefore, more resilience than a single coastal berm defensive strategy. To accomplish this, a new zoning approach is proposed called W-zoning. This zoning will include two different zoning types, W-1 and W-2 (more could be added), which will serve as ways of distinguishing between areas that face a shorter-term risk of sea level rise, and areas facing risks beyond many of today's sea level rise projections. It is important to reemphasize that while the W-zoning approach might be appropriate in certain coastal and topographic conditions, in other cases using a defense strategy in certain areas appears unavoidable simply due to the narrow investment requirements vs. the amount of land saved from flooding as a result. W-1 and W-2 Zoning Areas Based on the 10ft and 20ft sea level rise threshold map, it became apparent that different zoning strategies would be required in different elevation areas. Properties at the front lines of sea level rise require different strategies than those at risk of sea level rise 100 years from now. As a result, the question was posed: what kind of zoning structure can we put in place to start shifting development to the mentality outlined previously, and which allows for development in high-value areas to continue, while defending or adapting to sea level rise? Using new W-zoning structure to designate areas of high and medium long-term risk for sea level rise (see Figure 29 and Figure 30) areas were traced according to a mixture of topography and existing built environment. In some cases, topography justified drawing zoning boundaries, while in other cases boundaries were drawn along streets so that the greatest amount of infrastructure was protected with the least amount of zoning change. Ultimately, tracing the zoning boundaries was quite subjective, and required a certain familiarity with the topography and site conditions. If and when this tool and Wzoning strategy is applied to other areas, someone familiar with that particular site should be making those zoning decisions. 71 WEI GRE E S Figure 29 - W-zoning map for Newtown Creek basin Figure 30 - Example of W-1 and W-2 zoning resulting form the SEARISE 3D analysis. 72 W-1 Zones In proposed W-1 zones the following rules could apply: * All development must use permeable ground surfaces and able to sustain major flooding scenarios (either hurricanes or major storm events). * First floor designs must be floodable, and important infrastructure must be on the upper floors (freeboard principle). Development is allowed but without basements or underground crucial infrastructure (heat pump, electricity, etc.). * Building design should be able to diffuse the power of floodwater, while protecting areas inland from flooding. Figure 31 for example could be considered as a design model for development along the coast, providing gradually sloping design that accommodates various types of flooding. e e Modular approach where units can be moved, or stacked on top of other buildings as water levels change. This ensures that despite sea level rise shrinking the area of land available, housing can still shift accordingly and accommodate growing populations. Only allow low to medium densities along the coast to account for the fact that we will likely see sea level rise in any new building's life cycle for the area. Figure 31 - Sloped design that could be used along coastal parcels. [Imagery 2015 Google] 73 W-2 Zones W-2 zones are a little different, and more difficult to plan for, because they are not at immediate risk of the effects of sea level rise or storm surge, however they will eventually be next on the list. Therefore, perhaps once we have reached a certain halfway mark regarding impacts on W-1 zones, the W-2 zones would then begin to implement many of the W-1 requirements. For the time being however, the following are a few suggestions surrounding the W-2 zoning areas: e These areas should currently be allowed to develop at higher densities and building heights but their first floor should also be free of any crucial infrastructure. These higher densities are to accommodate for the lower allowed densities in W-1 zones. - Underground floors are permitted but for parking and storage only, both uses that can be shifted over time or in the event of a major storm or sea level rise. - Elevated walkways could begin to be added, or experimented with, in the zone where high and low tides might bring flooding in and out of a neighborhood daily. Discussionof Adaptation/W-Zoning Master Plan It is still extremely difficult to imagine a reality where retreat takes precedence over protection in the New York City region. The value of property continues to rise every year, and innovative financing measures are being proposed whereby added real estate can be used to fund climate change adaptation strategies. For that reason, the protection master plan would likely be the most appropriate in today's scientific climate (e.g. at current and extreme rates of warming) and economic climate (strong real estate markets in New York City). Of course if things change and we observe more rapid sea level rise, this might have unknown consequences on cities such as New York and lead to much weaker real estate pressures in low-lying coastal zones. In this case, shifting from the protection approach to an adaptation/retreat or even full-retreat approach might be necessary. At this moment in time however these realities point to the protection scenario and master plan. 74 4.5 - Phasing and New Zoning Discussion The nature of long-term planning related to climate change and sea level rise should involve the acknowledgement of possible long-term scenarios but also elaborating strategies to arrive at a design strategy that allows for incremental change and design. Zoning provides the governmental framework that can begin shaping the long-term requirements. Using zoning, we can outline areas that should begin preparing for sea level rise now in areas that still have a few real-estate cycles left before they may need to start thinking about preparing for sea level rise and/or flooding. Despite certain areas not requiring direct investment in climate change adaptation, this does not mean they cannot begin thinking about it right away; in fact, to remain consistent throughout the argument for long-term planning in this paper, preparing now might also save considerable advantages in terms of financial savings and adaptation know-how. Again, as a result of the framework for long-term planning for sea level rise, this research has produced what is believed to be a useful framework for designating medium and longterm risk strategies for cities around the world. The W-1 and W-2 zoning helps frame otherwise unfathomable timelines and scenarios into manageable planning agendas. Such coastal-oriented zoning can also inspire people to find creative solutions for the challenges that area faces, rather than just blanket an area with economic or social land-use decisions. Finally, regardless of the design strategies we begin changing our urban environments to prepare for long-term sea level rise. The important concept here is that tools such as SEARISE 3D can help us explore and think beyond what current models are saying, and acknowledging that there are many pieces of the climate change puzzle we have yet to understand. 75 5- Conclusions The exploration of this thesis topic led to many realizations about the notion of long-term planning in the face of climate change. First of all, it is a tremendous mental, conceptual, scientific challenge to think of, and predict, what might happen in the next 100 years regarding climate change. Some climate change scientists/experts claim that a 3ft sea level rise by 2100 is realistic, while others estimate that 10ft is more realistic. The even more variable, and noisier, realm of pseudo-scientists, bloggers, internet-commenters who may claim that none of this is a problem to begin with, also muddies scientific rigor. Even if the idea of climate change was 100% accepted in today's society, the variability in future climate scenarios and limitations in the science make moving forward on a future vision for climate change adaptation extremely difficult. This variability also can be seen as a void between the scientific and planning community whereby the uncertainties of climate change at a scientific level are not reflected in the way we are preparing for possible future climate scenarios. With the help of SEARISE 3D, I believe to have built the foundation to a tool that will allow decision-makers, planners, and anyone interested in this matter, to quickly explore the impacts of long-term sea level rise in four dimensions (spatial 3D plus time) for most major cities in the world. Using the maps and charts produced through the SEARISE 3D tool we can begin looking at the impacts of sea level rise on urban environments well beyond IPCC or FEMA predictions and maps, and begin preparing for a defense, adaptation, and retreat strategies (or combination of all three) to make sure the investments we make today to strengthen our coastal cities will last as long as possible and support the greatest flexibility in the face of climate change uncertainty. 5.1 - Real World Implications The greatest contribution of this tool is its use for assisting in elaborating climate change adaptation strategies at the local and regional scale. As this thesis has demonstrated using a rapid analysis of where the greatest impacts of sea level rise might be over time allows us 76 to focus our attention on areas where investment could begin preparing an area for a longterm strategy. Other than provide a framework for real-world decision-making and urban development, this the framework/tool presented can serve as a base for many different realms of the planning and design process, as well as other uses: 1. This tool could help explore coastal design strategies in many disciplines. At its crux, the tool allows any discipline to find the scenario where their efforts and any development will last the longest and benefit the greatest number of people. The most likely use of SEARISE 3D would be for designers and/or architectural firms who might not have access to GIS software to produce simple sea level rise mapping analyses, yet for whom Rhino and Grasshopper are industry standard. This tool allows them to explore climate scenarios and design solutions. 2. Such a tool can also help disaster preparedness in low-lying coastal zones. For example, if a hurricane is approach a coastal city reports may be changing hourly with respect to the amount of storm surge, tidal height at the time of impact, and other factors. With this tool city officials, as well as organizations with less powerful computer technology (e.g. NGOs, or even the general public), can easily change the projected water level and understand how many people are at risk, how many roads will be underground, sewers, etc. Of course having this information is the first step in being able to allocate appropriate amounts of resources to certain regions given a specific scenario. 3. Provide a framework, or base condition, for large-scale design competitions such as Rebuild by Design. One could imagine a design charrette, competition, or RfP (Request for Proposal) where base conditions are established using this tool and entries are required to plan for sea level rise, and/or can choose to propose designs that are incremental. Using this tool, tools could explore different flood impacts over time and choose the best strategy forward and the designs to go with it. Many more applications of the tool can be imagined, as the amount and type of data being integrated into the tool change. In order to help keep this project alive, and promote the continued use and development of the tool, parts of the thesis were integrated into the 77 Grasshopper interface to provide context for anyone who might use of the tool (see Figure 32). It is my hope that doing this can better translate, and extend, the motivation behind the tool, rather than people having to read this relatively lengthy thesis. As people download the plugin and explore its inner workings, short comments will guide them through the reasoning to help them improve and expand the tool. I believe that openly sharing the tool online will result in a tool that can provide countless other decisionsupport frameworks for climate change adaptation. Figure 32 - The beginning of the SEARISE 3D Grasshopper Plugin with introductory paragraph, instructions and background information about certain portions of the tool. 78 5.2 - Words of Wisdom/Caution While this project aims to provide a framework to prepare cities for the long-term risk of climate change, there is still the risk that any non-retreat based solution to sea level rise is simply 'kicking the can down the road'. Returning to the scientific finding that for every degree of warming we've already seen we will continue to see sea level rise for centuries to come, this means that even the optimal scenario-based solutions arrived at in this thesis are temporary. That being said, we are at the very early stages of our battle with climate change and its effects on our society/cities. We will not have all the answers right away, just as we do not know exactly what is in store for us. If you ask me, planning for 200 years of uncertainty (for example) gives us a much wider window of opportunity, and margin of error, to refine our models, and attempt to reduce our impact on the environment. Another limitation to caution is the fact that this approach didn't include an analysis of storm surge, or tidal patterns for that matter. This is a significant limitation to the current approach as scientists predict that as sea levels rise so too will the severity of storms and resulting storm surges. The variables for base water and storm surge were included in the model but were not modified for the sake of clarity in the potential use of the tool. That being said, storm surges will have an increasing impact on our cities. More adaptation, or living with water, techniques might be used within the current scope of research whereby the proposed designs prevent against 100% flooding due to sea level rise but additional attention must be paid for storms. Projects such as barrier islands to dampen storm surges are example of other ways to prevent storm surges from impacting New York City and allowing local efforts to focus more on sea level rise. Throughout the development of the tool, I quickly discovered the power and potential for the Grasshopper-typed modular programming interface. It allows for breaking down relatively complex operations into their building blocks while having control of the data/manipulation every step of the way. Having done much work with computer programming, this certainly fit with my way of solving complex problems, not to mention allowing for a powerful and creative approach to solving a problem of great interest/importance to me. Hopefully the structure of the exported Grasshopper tool (with 79 comments and compartments for various spatial operations) allows others to learn the power and beauty of these tools as well. Lastly, having spent much time in the field of urban planning and design, it was to my surprise that these tools are quite seldom used in elaborating plans, policy, or visualization. My introduction to these technologies was through colleagues who were professionally trained in Architecture. Having been introduced to some extremely powerful and useful plugin such as Meerkat GIS, I do believe that these technologies will grow in popularity in a mostly GIS driven field of urban planning. They allow for a high level of customization in spatial analysis and storytelling while bypassing the need to learn programming languages such as Python to create custom operations. This is in fact a growing trend in computer programming where an increasing number of companies are providing drag-&-drop programming features which use pre-packaged and intuitive snippets of code for people with no programming experience to make use of otherwise complex scripts and functions (e.g. see programs such as Scratch, Swift). 80 5.3 - Closing Remarks In the end, to borrow a phrase from David Rusk (Rusk, 2014), this is very much "a task of imagining the unimaginable". Planning for sea level rise requires working with time scales well beyond our lifetimes, let alone our daily lives, and imagining a world we have never seen before. That said, starting to imagine what the future might hold is the first step to getting ready for a plausible future, and will better prepare cities when that reality sinks in (pun intended). To bring it back to the time frame that affects today's generations, this project aims to provide a framework that allows planners and decision-makers to start making smarter choices about developing vulnerable coastal zones today. In doing so, we are helping society progress towards a more resilient future, optimizing citizens' tax-dollars for longterm benefits, and hopefully improving the livelihoods of people who might otherwise face growing danger from sea level rise and increasing storm intensities. These investments must be seen as long-term and not necessarily directly impacting today's cities. If anything, at the end of this project, what I hope people realize is that cities, decisionmakers, planners, architects, everyone, must act beyond what the scientific community is telling us because ultimately, and unfortunately, the climate models are incomplete. We must take the numbers given to us, and zoom out to the larger scale, and longer timeline, to see what makes sense. As we navigate through the stormy waters of climate change, having tools that allow us to explore the variability in possible scenarios, and bridge the uncertainties of science into our built environment will be all the more important. We can and should begin planning for the uncertainty we face, but this should still be secondary to our efforts to stop our devastating impact on the climate to begin with. 81 Works Cited IPCC. (2014). CLIMATE CHANGE 2014 Synthesis Report Summary for Policymakers. IPCC. (1990). IPCC PolicymakersSummary. International Panel on Climate Change. Morello, L. (2012). Climate Change Faster Than Predicted. Retrieved Feb 1, 2015, from Scientific American: http://www.scientificamerican.com/article/climate-change-fasterthan-predicted/ Rahmstorf, S., Box, J. E., Feulner, G., Mann, M. E., Robinson, A., Rutherford, S., et al. (2015). Exceptional twentieth-century slowdown in Atlantic Ocean overturning circulation. Nature Climate Change, 5, 475-480. 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