Selective Cell Targeting With Light-Absorbing Particles by Costas M. Pitsillides B.S. Physics Northeastern University, 1997 SUBMITTED TO THE DEPARTMENT OF MECHANICAL ENGINEERING IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF SCIENCE IN MECHANICAL ENGINEERING AT THE MASSACHUSETTS INSTITUTE OF TECHNOLOGY FEBRUARY 2000 ©2000 Massachusetts Institute of Technology. All rights reserved. Signature of Author: Cerified by: Wellman Laborat6isMGH/Harvard M dical School Department of Mechanical Engine . g, MIT 14, 2000 Janu Peter T. So Assistant Professor of Mechanical Engineering Thesis Supervisor Accepted by: Ain A. Sonin Professor of Mechanical Engineering Chiarman, Committee for Graduate Students MASSACHUSETTS INSTITUTE OF TECHNOLOGY SEP 2 0 2000 LIBRARIES Selective Cell Targeting With Light-Absorbing Particles by Costas M. Pitsillides Submitted to the Department of Mechanical Engineering on January 14, 2000 in Partial Fulfillment of the Requirements for the Degree of Master of Science in Mechanical Engineering ABSTRACT Pigmented particles can be briefly heated by short laser pulses to create very localized cell damage. Transient heating of these particles vaporizes a thin layer of fluid in contact with the particles producing microscopic underwater explosions (cavitation) which can cause rapid cell death. Experiments were carried out with human leukocytes in vitro, to investigate the use of laser-pumped microparticles and nanoparticles for selective cell killing. Using 0.83 pm iron oxide-containing latex microspheres that were bound to the cell membrane using antibodies (against the CD8 lymphocyte receptor), lethality in 80-90% of the target cells was achieved after exposure to single or multiple 20 nsec laser pulses (565 nm) at a fluence of 0.4 J/cm 2 . In contrast, up to 10% of the non-targeted cells lost their viability due to nonspecific killing. Similar results were obtained using 30 nm immunogold particles against CD8+ lymphocytes, where irradiation with 100 pulses at 0.5 J/cm 2 resulted in over 95% killing of targeted CD8+ T cells and only about 5% non-specific, CD8- cell death. Efficient cell killing was achieved with an average of 5 microparticles or 500 nanoparticles per cell. To probe the effect of particle localization on cell death, endothelial cells were incubated with 0.77 pm microspheres and irradiated at fluences of 0.2 to 0.4 J/cm 2 . Cavitationinduced cell death was shown to be due, in part, to the release of degrading enzymes from late endosomes and lysosomes where the particles localized following phagocytosis by the cells. This technique has potential applications in cancer therapy, where selective destruction of tumor cells or tumor vasculature is the goal and in areas where inactivation of specific subcellular structures (for example cell surface receptors) is desired. In experiments employing sublethal laser doses and 20 nm gold particles, cellular functions such as the permeability of the plasma membrane were successfully modified without inducing death to targeted cells. Transiently altering the cell membrane permeability to foreign molecules offers the possibility for light-activated delivery of proteins and genes into living cells. Potential theiapy based on light-absorbing particles will allow control over time and location of the treatment with minimal dark toxicity. Thesis Supervisor: Peter T. So Title: Assistant Professor of Mechanical Engineering INTRODUCTION Development of novel cancer therapies entails the design of techniques to selectively target and destroy tumor cells while at the same time minimizing damage to healthy tissue. The use of monoclonal antibodies conjugated to radioisotopes, cytotoxic drugs and other antitumor agents has been championed as a promising new cancer modality [1,2]. However, the success of monoclonal antibodies as therapeutic agents has been limited mainly because of problems in delivering the drugs to targeted tissues. These problems include slow removal from the blood, low localization in tumor combined with high uptake in non-tumor areas such as the liver and spleen and degradation of the antibody conjugates by the cells of the body [3,4]. A more indirect approach aims to inhibit the formation of, and destroy, the vessels that supply tumors with blood [5,6]. Angiogenesis inhibition as a cancer therapy, although not a new concept, has received a lot of attention in recent years and several approaches are currently being pursued to target the endothelial tissues that constitute the tumor vasculature [7,8]. In this work, a novel method for selective cell targeting is introduced, based on the use of laser-pumped micro- and nanoparticles. These particles offer the distinct advantage of being toxic to tissue only when irradiated by short laser pulses. Previous studies at the Wellman Laboratories of Photomedicine have shown that pigmented cells can be selectively targeted by short laser pulses both in vitro and in vivo. By using laser pulses of a sufficiently short duration (less or equal to the thermal relaxation time of the particle), at a wavelength that is strongly absorbed by the target, the pulse energy can be thermally confined. Transient heating of intracellular pigment particles vaporizes a thin layer of fluid in contact with the particle surface producing microscopic bubbles (cavitation) which can cause rapid cell 3 death. Cells containing pigment particles cavitate and lose viability, while adjacent non pigmented cells remain viable [9,10]. This principle has been successfully applied to the treatment of various skin diseases such as port wine stains (with hemoglobin as the target absorber) [11], the treatment of macular disease (by selective coagulation of the retinal pigment epithelium) [12,13] and for laser removal of hair and tattoos [14,15]. In extending the above work, I have investigated the use of exogenous iron oxide microparticles and gold nanoparticles, rather than endogenous pigments, in order to target specific, non-pigmented cell populations which are normally transparent to the laser wavelength. Super paramagnetic iron oxide/latex microparticles are used for magnetic cell separation while immunogold nanoparticles are used extensively in electron microscopy due to their high electron density. Both types of particles exhibit strong absorption in the visible part of the spectrum with iron oxide having a broader absorption range. Gold has a distinct absorption peak around 520 nm which strongly depends on the size of the particle as demonstrated by Mie in his theory of absorption and scattering of light by spherical particles [16] (Fig. 1). To produce localized cell damage, short laser pulses are required since heat conduction away from the heated particles is minimized during the short exposure time. For micrometer-sized particles the required pulse duration is on the order of 100 nanoseconds or shorter. For nanoparticles the ideal pulse duration is in the picosecond domain. In these studies, 20 nanosecond pulses at 532 or 565 nm were used for both the micro- and nanoparticle experiments. High-speed imaging was employed to investigate the interaction between the laser pulse and the particle absorbers and gain an understanding of the mechanism of laser-induced cellular damage. Temperature calculations were performed, based on a heat transfer model developed by Goldenberg & Tranter [17], 4 to simulate the temperature distribution around the nanoparticle absorbers during the laser pulse. Calculations indicate that temperature increases are of the order of a thousand degrees and that the heating is confined within a very small volume surrounding the particle targets. The ability of these micro- and nanoabsorbers to inflict localized damage to cells has been further exploited to transiently modify cellular functions rather than cause cell death. By adjusting particle numbers and laser energy delivered to the targets it is possible to induce such changes in cells as altering the permeability of the plasma membrane. The ability to regulate the plasma membrane permeability opens up a host of possibilities by allowing the introduction of foreign molecules (such as drugs, genes or proteins) into living cells in a way that is controllable, reproducible and efficient. 5 MATERIALS AND METHODS Isolationof lymphocytes (microparticleexperiments) The mononuclear cell population was initially isolated from whole blood of healthy human donors, using density gradient centrifugation. 28 ml of Dulbecco's phosphate buffered solution (PBS - calcium and magnesium free) were added to 10 ml of freshly-drawn blood. Using a glass pipette the blood was transferred to the surface of the density gradient Histopaque@ (12 ml, Sigma, St. Louis, MI) and centrifuged for 30 minutes at 400g and 25 'C in a Beckman GPR centrifuge. The mononuclear cells, which separate out as a cloudy white layer, were transferred to 20 ml of PBS solution and centrifuged for 10 minutes at 300g and 25 C. The pellet was then removed, washed three times (20 ml PBS, 10 min at 300g and 25 C) and resuspended in appropriate volume of Cellgro's RPMI 1640 solution. Labeling of CD8+ T cells with 0.83 pm superparamagneticiron oxide particles The 0.83 [tm streptavidin coated super paramagnetic iron oxide/latex microspheres (Bangs Laboratories, Fisher, IN) were first washed 3 times with PBS solution (calcium and magnesium free) containing 0.1% bovine serum albumin (BSA) by suspending them in an Eppendorf tube and letting them sit in a magnetic separation rack (Dynal, Lake Success, NY) for 1 minute. The washed spheres were then added to biotin conjugated monoclonal anti-human CD8 mouse IgG (Sigma, St. Louis, MI) in an Eppendorf tube and left to incubate for 40 minutes at room temperature. Captured antibody was magnetically separated by suspending in PBS-BSA solution and placing in the separation rack for 3 minutes (repeated 3 times). The ligand-bound microspheres were added to a mixed population of human lymphocytes, together with R-Phycoerythrin conjugated monoclonal 6 anti-human CD8 mouse IgG (Sigma, St. Louis, MI) and incubated for 45 minutes at room temperature. Excess, unbound antibody was removed by suspending in 1.5 ml of PBSBSA (0.1%) solution and centrifuging three times at 300g. The cells were resuspended in 25 R1 of PBS-BSA solution and plated out on a Lab-Tek8 glass 2-well chamber slide for about 45 minutes at 37 'C. The chamber slide was then flooded with 1 ml of RPMI 1640 medium (10% FCS) containing the live cell probe calcein-AM (concentration 0.5 [tg/ml, Molecular Probes, Eugene, OR) and the cells were irradiated approximately half an hour later. Isolation of lymphocytes (nanoparticleexperiments) The mononuclear cell population was initially isolated from whole blood of healthy human donors, as in the microparticle experiments. However, the mononuclear cells (in RPMIFCS medium) were then plated out in a six-well tissue culture dish and incubated for 2 hrs at 37 C. Since the monocytes tend to adhere to the culture plate, the cell population remaining in the medium was monocyte-depleted. The lymphocyte population was then washed from the well and resuspended in appropriate volume of RPMI 1640 (with 10% FCS). Labeling of CD8+ T Cells with 30 nm immunogold particles The human lymphocytes (suspended in RPMI-FCS medium) were incubated with unconjugated monoclonal anti-human CD8 mouse IgG and R-phycoerythrin conjugated monoclonal anti-human CD8 mouse IgG (both from Sigma, St. Louis, MI) for 45 minutes at room temperature. Excess, unbound antibody was removed by suspending in 1 ml of PBS-BSA (0.1%) solution and centrifuging three times at 400g. The cells were resuspended in 25 [d of PBS-BSA solution and plated out on a Lab-Tek@ glass 2-well 7 chamber slide for about 45 minutes at 37 C together with the 30 nm gold anti-mouse IgG conjugate (Nanoprobes, Stony Brook, NY). The cells were incubated in 1 ml of RPMIFCS medium containing calcein-AM (0.2 tg/ml) for half an hour and were then irradiated. Incubation of bovine aorta endothelialcells with 0 . 77 pm iron oxide particles Primary cultures of bovine aorta endothelial cells where grown on Lab-TekO glass 16-well chamber slides in full culture medium. Super paramagnetic iron oxide/latex microspheres (0.77 [m, non-coated) where added to the cells and incubated overnight at 37 0C. To investigate localization of the particles, the cells were loaded with a 50 nM LysoTracker solution ( Molecular Probes, Eugene, OR), which localizes in late endosomes and lysosomes, and incubated for 2 hours at 37 C prior to irradiation. To quantify cell death due to the laser, cells incubated overnight with microspheres where irradiated using a specially built scanning irradiation set-up and examined at one- and six- hour time points. Cell necrosis was determined using a standard trypan blue exclusion method, while cell apoptosis was examined using either TUNEL staining (ONCOR ApopTag kit) or using double staining with propidium iodide and Annexin V solutions (to distinguish between necrotic and apoptotic cells). Apoptosis could also be distinguished by the distinct morphology of apoptotic nuclei which were visualized by staining formalin-fixed cells with propidium iodide (10 tg/ml). To study the role of proteases in cavitation-induced cell death, the cells were treated, prior to irradiation, with two cysteine protease inhibitors (a cell membrane permeable inhibitor, E64d and a membrane impermeable one, E64), the serine protease inhibitor TLCK and the caspase inhibitor Z-VAD-fmk. Labeling offibroblasts with cationic gold particles Mouse fibroblasts of the NS47 cell line were grown on Lab-Tek@ glass 2- and 4-well 8 chamber slides in full culture medium. Prior to experiments, the cells were suspended in a phosphate buffered solution (calcium and magnesium free) and incubated, for 20 minutes, with 20 nm gold particles coated with poly-L-lysine (BBI International, UK). Poly-Llysine is a highly positively charged amino acid chain and is attracted to the net negative surface charge from anionic plasma membrane components. The incubation (100K particles/cell) was carried out at 4 'C to inhibit phagocytosis of the gold. 10 kDa fluorescein-dextran conjugate (100 stM) or propidium iodide solution (50 Rg/ml) was then added as a probe for membrane permeabilization, and the cell suspension was irradiated using a scanning irradiation set-up. The cells were washed about 15 minutes following irradiation and the probe solution replaced with culture medium in order to minimize background fluorescence and allow imaging of the probe uptake in the cells. In the case of the fluorescein-dextran probe, propidium iodide (10 Rg/ml) was added in the culture medium, following washing of the cells, to assay cell viability. Fluorescencemicroscopy and laser irradiation Microparticle and nanoparticle-labeled lymphocytes were irradiated using a self-built imaging system employing stroboscopic illumination to detect transient cavitation at <125 nsec following the laser pulse (Fig. 2). The strobe pulse was produced by using a beam splitter to direct a small fraction of the irradiation beam through a time delay fiber imaged on the sample. The delay was variable but high speed images were typically taken at 100 nsec. Images were captured and digitized using a COHU 4910 CCD camera and a PC equipped with a frame-grabber board. Fluorescence images of the cells were taken before, immediately after and 1 hr following irradiation. In both the microparticle and nanoparticle experiments, cells were irradiated with 20 nsec, 565 nm pulses from a rhodamine dye cell pumped with the second harmonic output (532 nm) of a Q-switched Nd:YAG laser. 9 Calcein-AM fluorescence was excited using a 488 nm CW Argon laser while Rphycoerythrin (PE) was excited using a 532 nm CW Nd:YAG laser. Endothelial cells were irradiated using 20 nsec, 532 nm pulses from a Q-switched Nd:YAG laser. High-speed imaging was used to detect microcavitation in the LysoTracker-labeled cells and fluorescent images were taken before and following irradiation to determine leakage of the dye from damaged lysosomes. Cell viability of irradiated cells was assayed using propidium iodide fluorescence (excited using a 532 nm CW Nd:YAG laser). In the experiments to quantify cell necrosis and apoptosis, with and without the protease inhibitors, the cells were again irradiated with 20 nsec, 532 nm pulses but this time a larger (5 mm) beam spot was used to permit simultaneous irradiation of large numbers of cells. Mouse fibroblasts labeled with the 20 nm cationic gold particles were irradiated using a scanning irradiation system employing 20 nsec, 532 nm pulses from a Q-switched Nd:YAG laser. The set-up permitted uniform irradiation of the 2- and 4-well chamber slides using a 2 mm laser beam spot. Fluorescence images of the membrane permeabilization marker were taken using the same imaging system as in the cell killing experiments, about 15 minutes following irradiation (fluorescein excitation at 488 nm, propidium iodide at 532 nm). Cell viability was assayed using propidium iodide fluorescence. 10 RESULTS Microparticletargeting of lymphocytes To investigate cell lethality using laser-pumped microparticles, lymphocytes were incubated with anti-CD8 antibody bound to 0.83 sim iron oxide microspheres. Cells were doublelabeled with anti-CD8 conjugated to R-phycoerythrin (PE) as a fluorescent probe to identify the CD8+ T cells (see Fig. 3). Irradiating with 565 nm, 20 nsec laser pulses led to the rapid heating of the particles and the fluid surrounding them, producing transient cavitation bubbles around the CD8+ cells. The bubbles, which expand and collapse on the nanosecond scale, were imaged using high-speed microsopy. Fig. 4 shows the results of the cell viability assay, 1 hour after microparticle-labeled cells were irradiated by laser pulses. Viability was assessed by fluorescence microscopy, using calcein-AM as cell viability indicator. For single pulse exposure at 0.35 J/cm 2 , 77% of the CD8+ T cells lost viability, whereas only 2% of the CD8- cells were killed. For 20 pulses both specific and nonspecific cell killing increased slightly: 80% of the CD8+ and 6% of CD8- cell lost viability. The experiment was performed with an average particle-to cell ratio of 5 which was found to be optimal. Higher particle to cell ratios resulted in more unbound particles in the solution and higher nonspecific killing. Lower particle to cell ratios resulted in less efficient targeting. Nanoparticletargeting of lymphocytes In the nanoparticle experiments, lymphocytes were first incubated with anti-CD8 mouse IgG and then with 30nm gold particles conjugated to anti-mouse IgG antibody. Cells were double-labeled with anti-CD8-R-phycoerythrin (PE) probe to distinguish CD8+ T cells. Irradiating cells with 100 laser pulses (565 nm, 20 nsec) at 0.5 J/cm 2 resulted in loss of 11 viability, as determined by calcein-AM fluorescence and by direct observation of cell swelling and changes in nuclear morphology. Stroboscopic imaging during irradiation did not capture any transient cavitation events. However, cavitation bubbles which are smaller than the resolution of our optical system (about 0.5 [tm), are likely to be present. Cell lethality for target cells increased from 54% with 100 Au particles/cell to 95% with 500 Au particles/cell. Lethality in untargeted cells (CD8-) varied from 5% to 8% over the same particle/cell range (Fig. 5). Effect of particlelocalization on cell death To investigate whether the location of the particle (membrane bound vs lysosomal association) during the laser pulse had an effect on cell death, bovine aorta endothelial cells were incubated overnight with 0.77 [tm non-coated super paramagnetic iron oxide/latex microspheres. The particles were phagocytosed by the cells and localized in late endosomes and lysosomes as revealed by staining with the lysosomal marker LysoTracker (Fig. 6). Irradiating the particle-loaded cells at 532 nm at a fluence above the threshold for microcavitation (about 0.1 J/cm 2 for the iron oxide microparticles) produced violent bubbles which caused leakage of the LysoTracker from lysosomal bodies. Irradiating at sub-threshold fluence did not produce cavitation or LysoTracker leakage (Fig. 7). Irradiation of endothelial cell cultures with single and multiple 20 nsec, 532 nm laser pulses resulted in both necrotic and apoptotic death of the particle-loaded cells. Irradiation of cells that did not contain any particles did not result in cell death. The efficiency of irradiationinduced damage was dependent on the number of particles added (5-20 particles/cell), the number of laser pulses delivered (1-100 pulses) and the fluence of the laser pulse (0.2-0.4 J/cm 2 ). The rates of both necrotic and apoptotic death increased with increasing particle to cell ratio, number of pulses, laser fluence and time after irradiation (1 hr v. 6 hrs), with 12 necrosis dominating over apoptosis for the same parameters. The most damage was observed at the high fluence (0.4 J/cm 2), at which nearly 100% of irradiated cells died by either necrosis or apoptosis, while up to 80% of cells died at a fluence of 0.3 J/cm 2 . At the lowest fluence used (0.2 J/cm 2), death rates were 20% or less, for both necrosis and apoptosis. These findings are consistent with previous studies which have examined cell vialbility following lysosomal injury [18]. To futher examine the role of lysosomal injury and release of lytic enzymes, irradiated cells were pre-treated with inhibitors of lysosomal hydrolases (proteases) and an inhibitor of apoptosis-mediating caspases. The hydrolases inhibitors, but not the caspase inhibitor, partially inhibited both necrosis and apoptosis indicating a role for these lysosomal proteases in inducing cell death through a caspaseindependent pathway. Membrane permeabilizationof mouse fibroblasts using gold nanoparticles To study the feasibility of using light-pumped nanoparticles to transiently alter the permeability of the plasma membrane of cells, cultured mouse fibroblasts were labeled with 20 nm gold particles coated with the positively charged amino acid chain, poly-L-lysine. The cells were irradiated with 20 nsec, 532 nm laser pulses at a fluence of 0.5 J/cm 2 and in the presence of the membrane-impermeable dye propidium iodide (668 MW). Irradiated cells took up the fluorescent probe in varying concentrations as imaged by fluorescence microscopy (Fig. 8). In these experiments, propidium iodide served both as a membrane permeabilization probe and as a marker for cell death. Transiently permeabilized cells had a uniform fluorescence distribution and exhibited low levels of nuclear staining. In dead cells however, which have a permanently damaged plasma membrane, propidium iodide accumulated in the nucleus where fluorescence intensity was greatly increased. Uptake of 13 propidium iodide increased in cells that were given 10 pulses vs. cells exposed a to single laser pulse. Induction of cell death was minimal and was also found to be pulse-dependent. Experiments were also performed with a larger membrane permeabilization marker, the 10 kDa fluorescein-dextran conjugate. Irradiated cells were imaged by fluorescence microscopy and uptake of the fluorescent dextran was observed (Fig. 9). Viability was assayed by double staining with propidium iodide (added after irradiation of the cells) and cell death was again found to be minimal. 14 DISCUSSION Interaction of micro/nanoparticleabsorberswith short laserpulses The events that take place following the absorption of the laser pulse energy by the particle target depend on the duration of laser exposure. Long pulses which exceed the thermal relaxation time, tr (where tr=d 2/27k for uniform spheres of diameter d and thermal diffusivity k), of the target cause uniform heating of the particle and the surrounding media as heat diffuses from the hot target to the cooler surroundings. If the laser pulse duration is equal to or less than tr then the energy can be thermally confined within the target causing rapid heating of the target itself. This extreme temperature rise can induce explosive vaporization of a thin layer of fluid surrounding the target. Cavitation is initiated and the bubble expands as the high vapor pressures created overcome the surface tension of the fluid. The vapor in the highly unstable bubble then cools and condenses to cause violent collapse of the bubble [19]. Cavitation has been previously observed in studies employing short-pulsed laser to target micrometer size melanin particles in pigmented cells [9]. The interaction of both nanoparticles and microparticles with the laser pulse was investigated by nanosecond time-resolved imaging. Cavitation from the laser-heated microparticles was clearly observed as the dominant mode of cellular damage. However, the gold nanoparticles used in the cell targeting experiments cannot be resolved by optical microscopy and laser-induced cavitation was not observed during stroboscopic imaging (although cavitation has been detected in single 200 nm gold particles irradiated with nanosecond pulses - see Fig. 10). Nanoparticle cavitation bubbles can be imaged when the particles are clustered together thus behaving like a larger particle when irradiated by a short 15 laser pulse. In experiments using 5 nm gold particles, cells of the mouse macrophage J774 cell line were loaded with approximately half a million particles each and incubated overnight at 37 C. The particles were packaged closely together in lysosomes and upon irradiation, micrometer-size bubbles (microcavitation) were observed (Fig. 11). The 20 nsec duration of the laser pulse used in the cell targeting experiments exceeds the thermal relaxation time of the nanoparticles (tr< 1 nsec for 30 nm Au spheres) and the energy is therefore not thermally confined within the target particle. Temperature calculations were performed, based on a heat transfer model of a heated homogeneous sphere embedded in an infinite homogeneous medium [17], to characterize the temperature distribution in the gold nanoparticles and the surrounding fluid. For the 30 nm Au particle (with an absorption coefficient, Q=2 at 532 nm), temperature rise of the particle is of the order of 2500 degrees during the 20 nsec pulse (at a fluence of 0.5 J/cm 2 ). However, the temperature falls rapidly to l/e of the peak temperature at a distance approximately equivalent to one radius from the particle surface (Fig. 12). Such a temperature profile suggests that a thin layer of the surrounding fluid can in fact vaporize, creating cavitation bubbles which expand and collapse rapidly, presenting a potent physical insult to associated cells. Experiments using anti-CD8-R-phycoerythrin (PE) fluorescent probe on T lymphocytes showed clustering of cell surface receptors (capping) following binding, which would effectively increase the size, and efficiency of cell killing, of the bound particle absorbers (Fig. 13). The explosive nature of the events taking place at the particle sites during the laser pulse was confirmed by electron microscopy imaging of irradiated CD4+ T cells that were previously labeled with 30 nm Au particles. Cells irradiated with 532 nm pulses at 0.2 J/cm 2 contained highly localized fragments of gold nanoparticles (Fig. 14), the consequence of either the heating to such extreme temperatures or the high 16 pressures created by the collapse of cavitation bubbles [19] or both. Dependence of cell damage on particlelocalization Cavitation produced by exposure of the particle targets to short laser pulses is the likely mechanism of cell damage. Heating of cellular material is likely to be confined within the thin layer of heated fluid surrounding the particles and its effect is clearly secondary to the photomechanical effects associated with cavitation bubbles that can reach several micrometers in diameter. The type of cavitation-induced cell injury will ultimately depend on the location of the particle during laser exposure. The gold and iron oxide particles employed in the lymphocyte targeting studies were directed against receptors of the cell membrane. The most likely mechanism of cellular damage is thus the disruption of the cell membrane due to cavitation of the bound particles. However, the presence of particles in cytosolic vesicles, as revealed by electron microscopy studies of gold-labeled lymphocytes, suggests that other mechanisms, such as lysosomal damage, may be involved. In a separate set of experiments, the mechanism involved in microcavitation-induced, in vitro cell killing was investigated using bovine aorta endothelial cells which were incubated for 24 hrs with 0.77 gm non-coated coated super paramagnetic iron oxide/latex microspheres. Particles were shown to internalize by phagocytosis and localize in late endosomes and lysosomes. Irradiation by 20 nsec, 532 nm laser pulses from a Q-switched Nd:YAG laser led to death of the cells that contained microparticles, by both necrosis and apoptosis. This cell death was shown to be, at least in part, due to the release, into the cytoplasm, of hydrolases following microcavitation-induced disruption of late endosomes and lysosomes containing the phagocytosed particles. 17 Comparisonsto other methods Selective cell targeting was demonstrated in vitro using both iron oxide microparticles and gold nanoparticles. The laser fluence required for cell lethality is moderate compared to the fluences currently used in clinical treatment of pigmented skin lesions (up to 5 J/cm 2 due to scattering by skin). Nanoparticles are expected to be more effective for in vivo applications because of better tissue penetration and longer retention time. The feasibility of using lightactivated nanoparticles to deliver foreign molecules into living cells has also been suggested by these experiments. By varying the particle to cell ratio, number of pulses and laser fluence it should be possible to efficiently deliver molecules of different sizes while minimizing cell toxicity. Photodynamic therapy (PDT) involves the absorption of light by a photosensitizer and the production of chemically reactive species such as singlet oxygen and superoxide radicals which are toxic to cells. Although similar to PDT, the cell targeting method investigated in this work is mediated by a photothermal/photomechanical (transient localized heating and cavitation) rather than by a photochemical mechanism. As a result, it does not depend on tissue oxygenation, a major limitation of PDT therapy. Furthermore, while photosensitizers are excited using optical wavelengths shorter than 800 nm, micro- and nanoparticles can be excited using any wavelength that is selectively absorbed by the particles. Thus, longer wavelenghts can be employed which can provide for better light penetration into tissue. Cell ablation using focused microbeams requires targeting the laser on individual cells, an approach which is both slow and limited, in spatial resolution, by the focus spot size (on the order of an optical wavelength - about 0.5 [tm). The micro/nanoparticle targeting method presented in this work does not require such precision aiming on single cells but, 18 instead, large laser spot sizes can be used to simultaneously target multiple sites in a tissue. Furthermore, with nanoparticles one can potentially create subcellular damage zones which are smaller than the wavelength of light. The use of even smaller particles (in the range of 1-5 nm) offers the prospect of targeting specific cellular components (e.g. to inactivate a plasma membrane receptor) rather than whole cells. AKNOWLEDGEMENTS The author would like to thank Drs. Charles P. Lin, R. Rox Anderson and Dariusz Leszcynski, whose guidance and support during the undertaking of this research have been invaluable. The above work was carried out at the Wellman Laboratories of Photomedicine of the Massachusetts General Hospital and Harvard Medical School, and was supported by the US Department of Defense Medical Free Electron Laser Program under Grant No. N00014-94-1-0927. Partial support was provided by the Alexander S. Onassis Foundation. 19 20 APPENDIX A. TEMPERATURE CALCULATIONS For a homogeneous sphere of radius R embedded in an infinite homogeneous medium and generating heat for time t > 0 at the constant rate A per unit time per unit volume, the heat conduction equations are: T= T (sphere) T2= T (surrounding medium) The equations that describe the problem are Ti T2) 2 7 A +K1 Ti r 0<r<R r>R r{T2 2 with the boundary conditions, T= T, at t= 0 and K 1 -T ( ar j =K1 at aT) 2 21 r=R The solutions for the temperature field inside and outside the heated sphere are y2 t fNo T1=K K1 + S 3 K2 2 eXp 2 bR 6 r I {sin(y) - y cos(y)) sin - y 2 d b2 2Rn2()dy (c sin(y) - y cos(y)) 2 + b2 2 sin2 L0 T R A K, 2 rK1 3 K2 jr INoe {sin(y) - ycos(y)) (bysin(y) cos(wy) - (c sin[y] - y cos[y]) sin(wy)} - ycos(y)) 2 + b 2 y2 sin 2(y) y3c{Csin(y) 0 where a = , b K , c =12- 22 K, and =)r-~-:z 6.0 4.0 ...... .8........ 80nm Qsca /4 - - A- - A 2.0 80nm Qext -- 80nm Qabs A .4' 6 A -1 I 1A 0.0 0.4 0.5 0.6 0.7 O.E (A) wavelength 5.0 4.0 - 3.0 2.0- Qsca ........ *.....--- 200nm -- a-- 200nm Qabs At 1.0 -I A 0.0 0.4 200nm Qext 0.5 0.6 0.7 0.8 (B) wavelength Figure 1. Absorption/scattering cross section of (A) 80 nm and (B) 200 nm gold particles in water 23 100 nsec Time Delay Optical Fiber White Light or Stroboscopic Illumination Sample Stage 40x Objective CCD Camera Z 47 Monitor and PC Equipped with Frame-Grabber Board y 15x Objective AL 4 I L \ Dye Cell CW Ar+ 488 nm (Excitation) CW Nd:YAG 532 nm (Excitation) Figure 2. Microscope Set-up 25 Q-switched Nd:YAG 532 nm Figure 3. (A) T lymphocytes labeled with anti-CD8 Ab + 0.83 mm iron oxide microspheres (5 particles/cell) and double labeled with anti-CD8 phycoerythrin (PE) fluorescent probe (B). Particles can be seen to cluster mostly around PE labeled (CD8+) cells. (C) High-speed image taken ~100 nsec after irradiation with a 565 nm, 20 nsed laser pulse at a fluence of 0.35 J/cm 2 . Calcein-AM fluorescence before (D) and 1 hr (E) following irradiation indicates loss of viability of the CD8+ lymphocytes 100 -F 9080 70 60 40 30 20 10 0 1 20 No. of Iasr pulsee Figure 4. Viability of T lymphocytes labeled with anti-CD8 Ab + 0.83 sm iron oxide microspheres (5 particles/cell) following irradiation with 1 or 20 pulses (20 nsec, 565 nm pulses at 0.35 J/cm 2 ). Viability assayed 1 hr after irradiation using calcein-AM fluorescence. 27 100,- 80 60 40 20- 0 100 250 500 Au particles per cell Figure 5. Viability of T lymphocytes labeled with 30nm anti-CD8 immunogold particles, irradiated with 100 laser pulses (565 nm, 20 nsec) at 0.5 J/cm2. Calcein-AM fluorescence was used to assay viability 1 hr following irradiation. Figure 6. Co-localization of the 0.77 Rm iron oxide microparticles and lysosomal marker LysoTracker in late endodomes and lysosomes of endothelial cells 29 Figure 7. Endothelial cells loaded with 0.77 gm microparticles are stained with LysoTracker (A), and irradiated at either sub-threshold (B) or above-threshold fluence, which produces microcavitation bubbles (C). 15 minutes after laser pulse, intensity of LysoTracker fluorescence decreases only in the cavitating cell (D) which loses viability as its nucleus stains with propidium iodide (E) 31 Figure 8. Irradiated mouse fibroblasts (A) take up the membrane-impermeable dye propidium iodide (B) Figure 9. Mouse fibroblasts labeled with 20 nm cationic Au particles (A) take up the 10 kDa fluoresceindextran conjugate following irradiation at 532 nm (B) 33 Figure 10. (A) Bovine aorta endothelial cells with 200 nm gold particles. (B) Laser-induced cavitation from 200 nm Au particles irradiated by a 532 nm, 20 nsec pulse at a fluence of 0.2 J/cm 2 (2x threshold) Figure 11. J774 sarcoma cells incubated with 5 nm Au particles (-5x105 particles/cell). (A) Before irradiation, and (B) 100 nsec following a 565 nm, 20 nsec laser pulse at a fluence of 0.4 J/cm 2 35 4 3000 2500 2000 S-41500 ---- *100 20 ns 10 ns 1 ns 500 0 x Radius (r) Figure 12. Theoretical temperature rise in a 30 nm gold particle (Q=2) irradiated with a 20 ns, 532 nm laser pulse at a fluence of 0.5 J/cm 2 Figure 13. Image of an uncapped (A) and a capped (B) T lymphocyte labeled with anti-CD8 phycoerythrin (PE) fluorescent probe 37 Figure 14. Transmission electron micrographs of CD4+ lymphocytes labeled with 30 nm immunogold (8x104 particles/cell) and irradiated with 532 nm laser pulses at 0.2 J/cm2 . (A) Unstained section at 39000x of fragmented and intact particles both on the membrane and in the cell cytoplasm. (B) Stained section at 52000x of fragmented and intact gold associated with cytoplasmic vacuoles 39 BIBLIOGRAPHY 1. Oettgen, H.F. Biological agents in cancer therapy: cytokines, monoclonal antibodies and vaccines. J. Cancer. Res. Clin. 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