62780
Exchange has not received any unsolicited written comments from
Members or other interested parties.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 8 and Rule 19b–4(f)(2) 9 thereunder. At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–EDGX–
2013–38 and should be submitted on or before November 12, 2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated authority.
10
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–24661 Filed 10–21–13; 8:45 am]
BILLING CODE 8011–01–P
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
Comments may be submitted by any of the following methods:
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
• Use the Commission’s Internet comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
EDGX–2013–38 on the subject line.
[Release No. 34–70617; File No. SR–MSRB–
2013–06]
Self-Regulatory Organizations;
Municipal Securities Rulemaking
Board; Notice of Withdrawal of
Proposed Rule Change to Amend
MSRB Rule A–3, on Membership on the Board, To Modify the Standard of
Independence for Public Board
Members
Paper Comments
•
Send paper comments in triplicate to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–EDGX–2013–38. This file number should be included on the subject line if email is used. To help the
Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s
Internet Web site (http://www.sec.gov/
rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the
Commission, and all written communications relating to the proposed rule change between the
Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public
8 15 U.S.C. 78s(b)(3)(A).
9 17 CFR 240.19b–4 (f)(2).
October 7, 2013.
On July 3, 2013, the Municipal
Securities Rulemaking Board (‘‘MSRB’’) filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (the ‘‘Act’’) 1 and
Rule 19b–4 thereunder, 2 a proposed rule change consisting of amendments to
MSRB Rule A–3 to modify the standard of independence for public Board members. The proposed rule change was published for comment in the
Federal Register on July 24, 2013.
3 The
Commission received nine comment letters on the proposal.
4 On September
10 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 Securities Exchange Act Release No. 70004 (July
18, 2013), 78 FR 44607.
4 See letters to Elizabeth M. Murphy, Secretary,
Commission, from Jeanine Rodgers Caruso, CIPFA,
President, National Association of Independent
Public Finance Advisors, dated August 14, 2013;
Barbara Roper, Director of Investor Protection,
Consumer Federation of America, dated August 14,
2013; Kerry Korpi, Director of Research and
Collective Bargaining, American Federation of
State, County and Municipal Employees, dated
August 14, 2013; Dustin T. McDonald, Director,
6, 2013, pursuant to Section 19(b)(2) of the Act, 5 the MSRB granted an extension of time for the Commission to act on the filing until October 22, 2013.
The MSRB submitted a response to comments on September 6, 2013.
6 On
October 4, 2013, the Exchange withdrew the proposed rule change (SR–MSRB–
2013–06).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated authority.
7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–24629 Filed 10–21–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–70673; File No. SR–Phlx–
2013–99]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of a Proposed Rule Change Clarifying
Rule 1014 Regarding Daily Quoting
Obligations
October 11, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’), 1 and Rule 19b–4 2 thereunder, notice is hereby given that on October
2, 2013, NASDAQ OMX PHLX LLC
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The
Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of the Proposed Rule Change
The Exchange is filing with the
Commission a proposal to clarify that
Rule 1014 (Obligations and Restrictions
Federal Liaison Center, Government Finance
Officers Association, dated August 14, 2013;
Americans for Financial Reform, dated August 14,
2013; Lisa S. Good, Executive Director, National
Federation of Municipal Analysts, dated August 26,
2013; Gerald Gold, dated September 4, 2013;
Jeanine Rodgers Caruso, CIPFA, President, National
Association of Independent Public Finance
Advisors, dated September 12, 2013; and Dorothy
Donohue, Deputy General Counsel—Securities
Regulation, Investment Company Institute, dated
September 18, 2013.
5 15 U.S.C. 78s(b)(2).
6 See letter to Elizabeth M. Murphy, Secretary,
Commission, from Gary L. Goldsholle, General
Counsel, MSRB, dated September 6, 2013.
7 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
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