Mercer University School of Law Hugh Lawson III Memorial 1L Intramural Moot Court Competition Spring 2012 Problem 1 Tips and Things to Keep in Mind: ** You must create an argument for both the Petitioner (Descend Upon Mercer) and the Respondent (State of Mercer). ** Allow yourself plenty of time to read and analyze the problem and cases and to develop your arguments. This is not something that can be prepared for the day before your first argument. Also, those participants who continue to revisit and refine their arguments as the competition progresses will likely make it farther in the competition than those who don’t. ** Remember, no outside research is required or allowed. ** All work and preparation must be done solo. It is an honor code violation to do any work with anybody else on this competition, either for your benefit or theirs. ** Be prepared to argue all of the cases (cited in the problem) on both sides. ** These arguments are taking place in the United States Supreme Court. Because this is the Supreme Court, consider policy arguments. ** For the purposes of this problem, we are limiting the issue to one question- the issue on certiorari. In real life, the Court would potentially examine other areas of law as well but for the purpose of this competition only evaluate the issue presented before you. Some of the cases provided may discuss things like standing, justiciability, unconstitutionality for vagueness, unconstitutionality for overbreadth, facial unconstitutionality, content-based laws, attorneys fees, or other legal issues NOT discussed in the problem below. Please IGNORE these issues. They are NOT part of the competition and you will not be expected to address them. ** BE PREPARED TO TALK ABOUT MORE THAN JUST THE MAJORITY OPINIONS IN EACH CASE. THERE MAY BE SOME VALUABLE ARGUMENTS TO BE FOUND IN CONCURRING OR DISSENTING OPINIONS. If you have any questions or want any advice about the competition, please refer to the Lawson TWEN page. You may ask questions there (or find that someone else has already asked the same question). However, to ensure the fairest way of getting the same information to everyone, Michael and Ashley cannot answer general questions either in person or over e-mail. If you have a personal question that doesn’t involve general competition procedure or advice, then please send an e-mail to BOTH Michael (mmcneill12@lawmail.mercer.edu) and Ashley (apruitt12@lawmail.mercer.edu) and we will get back to you. 2 Cases: U.S. v. O’Brien, 391 U.S. 367 (1968) Spence v. State of Washington, 418 U.S. 405 (1974) Clark v. Community for Creative Non-Violence, 468 U.S. 288 (1984) Bay Area Peace Navy v. United States, 914 F.2d 1224 (9th Cir. 1990) *NOTE: To the extent that Ward v. Rock Against Racism, 491 U.S. 781 (1989) is referenced in the Peace Navy case, you may cite to Ward in your arguments if necessary. You are NOT required to read Ward, and are not permitted to cite to Ward EXCEPT as it is discussed in Peace Navy – everything you need to know about the Ward case is in the Peace Navy opinion. You should look up the listed cases and either print or download them. You will be responsible for reading these cases. However, no other outside research is necessary or allowed. In your arguments, you may refer to other cases discussed within the cases above only to the extent that these cases talk about any other cases. There is no need to actually look any other cases up, or to cite directly to them. 3 IN THE UNITED STATES COURT OF APPEALS FOR THE TWELFTH CIRCUIT _________________________________ DESCEND UPON MERCER Appellant, VS. STATE OF MERCER Appellee. __________________________________ ) ) ) ) ) ) ) ) ) ) ) ) Case No. 12-0001 Appeal from the United States District Court For the District of Mercer Argued: December 20, 2011 Decided: January 17, 2012 Affirmed by Published Opinion PER CURIAM: I. FACTUAL BACKGROUND Appellant Descend Upon Mercer is an unincorporated, informally-organized protest group, loosely affiliated with the “Descend Upon Times Square” movement that began in New York City last year, along with the numerous other “Descend Upon” groups that have since appeared throughout the nation. According to the appellant, anyone who joins in Descend Upon Mercer’s protesting efforts is freely welcomed into the group as a new member. Descend Upon Mercer was first organized on October 1, 2011, when approximately thirty people gathered at Coleman Hill, a public park immediately adjacent to the State of Mercer Capitol Building. The 4 group’s purpose is “to protest economic and social injustices by bringing public awareness to the influence that commercial enterprises and the wealthy have over the political process.” Members insist that the only appropriate way to demonstrate the “descent upon and unrelenting seizure of the political process by corporations” is to themselves literally descend upon and congregate in public spaces adjacent to centers of political power, and to maintain a peaceful, but unrelenting, 24-hour presence therein. In carrying out its mission, members of Descend Upon Mercer went to the Mercer Capitol Parks Bureau on September 30, 2011, for the purpose of staging protests through the remainder of the year. However, Mercer Capitol Parks Bureau maintains limited park hours, so that public visitors are not allowed to be in the Coleman Hill area between the hours of 9 P.M. and 5 A.M.. The Mercer Capitol Parks Bureau provides no mechanism for applying for either a waiver of park hours limitations or a permit for events scheduled beyond the 9 P.M. closing time. Nonetheless, Descend Upon Mercer descended upon Coleman Hill and immediately began maintaining a round-the-clock presence. In addition to simply being present at the park, protesters brought signs displaying various messages such as “No such thing as too big to fail.”; “A $1 Million bonus takes away 30 jobs.”; and “Corporations are NOT people.”. Protesters also brought equipment to the park to help maintain their continuous presence on-site, including tents, tarps, sleeping bags, pillows, portable gas stoves, space heaters, limited food supplies, and personal items such as changes of clothing. By bringing such items to Coleman Hill, many protesters were able to remain “descended upon Mercer” for several days at a time. Descend Upon Mercer has been successful in recruiting new members to its cause, and the group on Coleman Hill has grown from 30 people on October 1, 2011, to approximately 250 as of December 1, 2011. 5 Appellee, the State of Mercer, is a sovereign state within the United States. Its capital, Mercer City, sits roughly in the geographic center of the state. The Mercer Capitol Building, which houses both the state legislature and the governor’s office, sits at the top of a hill. Just north of the Capitol Building sits the Woodruff Judicial Building, which is home to Mercer’s Court of Appeals and Supreme Court. To the east of the Capitol and Judicial Buildings lies Coleman Hill, a space that has long been used and appreciated by members of the community for its pleasing aesthetics and delightful views overlooking downtown Mercer City. Because of its proximity to the highest seats of Mercer’s government, Coleman Hill also has a rich and colorful tradition as being the favored site for political and social protests within the state. Coleman Hill, the Capitol Building, and the Woodruff Judicial Building, combined, make up the Mercer Capitol Complex, the entire grounds of which are maintained and policed by the Mercer Capitol Parks Bureau. Since the 1980s, Mercer Capitol Parks Bureau has enforced closing times, after which no one other than Capitol Complex employees is allowed to remain at or enter any of the buildings in the Capitol Complex. Additionally, after closing time, no persons except for Capitol Parks Bureau agents on patrol are allowed in the Coleman Hill area. These closing times, promulgated as Capitol Parks Bureau Regulations (“CPBR”) § 1, were originally enacted in response to concerns over the “crack epidemic” of the 1980s, and initially ran from 6:00 P.M. until 7:00 A.M.. In 2000, citing a desire to increase public access to the Capitol Complex, the Parks Bureau promulgated regulations relaxing Complex closing times to their current 9 P.M. to 5 A.M.. Though the Capitol Parks Bureau has express authority to issue other regulations concerning the use of the Capitol Complex properties, none were in place prior to the events giving rise to this litigation. 6 For reasons unknown, the Capitol Parks Bureau did not enforce the Coleman Hill closing times (9 P.M. to 5 A.M.) between the initial “descent upon Mercer” on October 1, 2011 and December 1, 2011. During and after this period, Descend Upon Mercer protesters have been vigilant about keeping the park area clean; refraining from damaging or altering any surfaces, terrain, or structures at Coleman Hill; and altogether attempting to minimize the impact the group’s continuing presence might have on the property. Likewise, there have been no reported instances of violence, theft, drug use, or any illegal conduct other than the peaceful refusal to follow the Capitol Parks Bureau Regulations. Nonetheless, on November 20, 2011, Governor Jerry Simson issued an executive order requiring the Capitol Parks Bureau to begin enforcing the park closing times as of December 1st, and directing the Capitol Parks Bureau to promptly convene for the purpose of promulgating other emergency regulations. As directed, on December 1, 2011, the Capitol Parks Bureau announced emergency regulations reaffirming the 9 P.M. to 5 A.M. closing times for the park, as found in CPBR § 1. The Capitol Parks Bureau simultaneously announced the passing of CPBR § 2, which states: [i]n furtherance of the objectives of enforcing the closing times listed in CPBR § 1, it shall be prohibited, effective immediately, for any person to maintain, erect, construct, or utilize any form of temporary or permanent man-made shelter, including but not limited to tents, lean-tos, tarpaulins, and the like, anywhere outdoors on any Capitol Complex property, specifically including the Coleman Hill area. The Capitol Parks Bureau also announced the passing of CPBR § 3, which reads: [i]n furtherance of the objectives of enforcing the closing times listed in CPBR § 1, it shall be prohibited, effective immediately, for any person to sleep, for any amount of time, anywhere outdoors on any Capitol Complex property, specifically including the Coleman Hill area. The prohibitions found in CPBR §§ 2 and 3 shall be effective at all times of the day, both during public access hours and while the Capitol Complex is closed. Furthermore, any person found to be in violation of CPBR §§ 1, 2, or 3 will be subject to removal from the Capitol Complex property and a maximum $250 fine per violation. 7 Capitol Parks Bureau officers then dispersed throughout the Descend Upon Mercer crowd at about 3 P.M., handing out and posting notices of the new regulations, and stating that anybody violating the regulations after 9:00 that night would be cited. Most members of the crowd peacefully packed up their belongings and left the park before 9:00 without incident. However, roughly 40 of the 250 protesters present that day remained after hours, about half in tents, and approximately 10 out of that 40 had gone to sleep inside of the tents by that time, in direct violation of all three Capitol Parks Bureau Regulations. All forty protesters were cited for violating CPBR § 1, those in tents were also cited for violating CPBR § 2, and those found sleeping were cited for violating CPBR § 3 as well. The next day, this action was filed by Descend Upon Mercer in United States District Court for the District of Mercer, seeking a declaratory judgment that CPBR §§ 1, 2, and 3 are unconstitutional as applied. The district court granted a preliminary injunction prohibiting the enforcement of the CPBR sections, pending litigation. Following a short trial on the merits, the district court denied the appellant’s request for declaratory judgment. However, noting the potentially significant First Amendment concerns implicated by this decision, the court entered a second order continuing the effect of its preliminary injunction and staying its denial of declaratory judgment pending any appeals. Descend Upon Mercer timely filed this appeal, and we heard oral arguments on December 20, 2011. II. DISCUSSION A. Limitation of Issue on Appeal The allegation in this case is that CPBR §§ 1, 2, and 3 are unconstitutional as applied to the Descend Upon Mercer protesters specifically. A regulation is unconstitutional as applied if the regulation section has some constitutional application, but unconstitutionally violates the 8 rights of the Descend Upon Mercer members as applied to them. Then, only that application of the rule is invalidated. See, e.g., Spence v. Washington, 418 U.S. 405, 414 (1974). It is important to note that the parties have stipulated, or agreed, that the Mercer Capitol Parks Bureau has lawful authority to pass regulations dealing with the operation and use of the Capitol Complex area, as well as the general authority to enforce those regulations. The parties also agree that all three regulations at issue in this case are facially content-neutral. That is, neither party is arguing that any of the regulations target speech based on its message. Because the protesters who initiated this lawsuit were all cited by the Capitol Parks Bureau, there are no issues of justiciability or standing in this case. Likewise, there is no requirement here for the protesters to first exhaust state review of the previous citations, and there is no question that this Court has proper jurisdiction over the matter. The only question on appeal is whether these regulations, as applied to Descend Upon Mercer, violate these protesters’ constitutional rights. It is not at issue in this case to decide whether CPBR §§ 1, 2, or 3 violate the rights of any other person or group. B. Applicable Legal Standards 1. Whether conduct can be classified as “speech” under the First Amendment While the most common form of expression protected by the First Amendment is the communication of ideas through printed or spoken words, the same protection is afforded to certain types of conduct or activity that can be accurately characterized as communicative. It has long been recognized that such communications can themselves be a more powerful means of conveying a message than spoken or written words alone. See Spence, 418 U.S. at 410 (discussing the symbolic speech inherent in the American flag); Clark, 468 U.S. at 293 9 (discussing the symbolic use of a vacant tent city as a means of communicating a message). At the same time, it is possible to find some element of expression in nearly every activity a person undertakes, such as walking down the street or meeting a friend for lunch – but this is insufficient to bring the activity within the protection of the First Amendment. See O’Brien, 391 U.S. at 376 (“We cannot accept the view that an apparently limitless variety of conduct can be labeled ‘speech’ whenever the person engaging in the conduct intends thereby to express an idea.”) Accordingly, this Court uses the two-factor test set forth in Spence v. Washington to determine whether a particular type of conduct falls within the scope of protected expression. If (1) the conduct or activity is carried out with an intent to convey a particularized message, and, (2) given the context of the conduct, there is a great likelihood that the message will be understood by those viewing it, then the act may properly be classified as “symbolic speech,” which is protected by the First Amendment. Spence, 418 U.S. at 410-11. On the other hand, if the conduct cannot be fairly classified as “symbolic speech,” then the First Amendment offers no protection from government regulation, and any challenge to the regulation brought under the First Amendment must fail. Clark, 468 U.S. at 293, n. 5. 2. Government regulation of protected speech Symbolic speech may be regulated or restricted by the government even if a regulation has the incidental effect of limiting some First Amendment freedoms. In United States v. O’Brien, 391 U.S. 367, 377 (1968), the Supreme Court formulated a test for evaluating the constitutionality of a law which is alleged to have violated the First Amendment. The test consists of four elements that must each be satisfied in order for a government regulation limiting free expression to be upheld: (1) the enacting body has legislative authority to establish 10 the law, (2) the law furthers a “substantial government interest,” (3) the government interest at stake is unrelated to the free expression of ideas, and (4) any incidental limitations on First Amendment freedoms are no greater than is essential for the government to protect its interests. Clark v. Community for Creative Non-Violence, 468 U.S. 288 (1984) (applying the O’Brien test). If the government fails to satisfy any one of these elements, then the regulation will be held unconstitutional. O’Brien, 391 U.S. at 377. 3. Standard of review Because this is a question of constitutional law, this Court will review the matter de novo, with no deference to the findings of law below. C. Analysis First, we must decide whether the types of conduct being regulated – remaining in the Coleman Hill park after closing hours, using tents and other types of shelter, and sleeping in the park – constitute “speech” under the meaning of the First Amendment. Spence, 418 U.S. at 410 Descend Upon Mercer asserts that all three are forms of symbolic speech. Appellant and related groups have nationally taken on a modus operandi of using public spaces adjacent to centers of political power as a means of literally staging what group members perceive as the figurative descent upon and seizure of the political process by corporations and the wealthiest members of society. Applying the Spence test to each of the three forms of conduct at issue, we find that two of the three acts constitute symbolic speech. Staying in the park on a round-the-clock basis is conduct that is carried out for the purpose of conveying a particularized message, and in the context of the widespread media attention that has been given to Descend Upon Mercer and similar groups, that message is likely 11 to be understood by those viewing the demonstration. Likewise, tents and tarps are used because they increase the visibility of Descend Upon Mercer’s demonstration and further emphasize the degree of “descent upon” the political process which aggrieves the individual group members. We also find that this message is likely to be readily understood by viewers. As for the act of sleeping on Coleman Hill, this Court finds that the demonstrators are purposefully sleeping on-site to communicate further the depth of the corporate “descent upon” the political system. We find it unlikely, however, that such a message would be readily received by onlookers. To the reasonable observer, the same message would be communicated by viewing the assembled protesters, particularly after park hours, whether those protesters were awake or asleep. Because this Court cannot find that any asserted symbolism behind sleeping on site would be understood by onlookers, we hold that sleeping in the park, in this case, is not a form of speech and is not entitled to First Amendment protection. We will now move on to analyze the remaining sections, CPBR §§ 1 and 2, under the O’Brien test. Capitol Parks Bureau’s authority to promulgate these regulations is not at issue, so, by stipulation, the first element of the test is satisfied. With regard to the second element, the State of Mercer has put forth a number of important interests, including protecting the Coleman Hill area from damage or unreasonable wear and tear, ensuring equal access and enjoyment of public facilities, and protecting members of the public from the potential danger that would arise if the crowd of 250 protesters were to become unruly, among other interests. Where the State of Mercer would only need one such interest in justification of the regulations, we find them ample. See Clark, 468 U.S. at 296; Bay Area Peace Navy v. United States, 914 F.2d 1224, 1233 (9th Cir. 1990). 12 Because the regulations at issue target specific forms of conduct, without reference to whether that conduct is being used to communicate a message, we find that the government’s interests at stake are unrelated to the expression of free ideas. Clark, 468 U.S. at 299. In other words, since the government has identified a number of substantial interests which are all something other than the suppression of free speech, the third O’Brien element is met. Finally, we find that the regulations leave open ample opportunity for protesters to gather, awake and without tents, between the hours of 5 A.M. and 9 P.M. for the purpose of spreading their message. A sixteen-hour-a-day allotment for the airing of grievances is constitutionally sufficient. Thus, the regulations are narrowly tailored to serve the State of Mercer’s significant interests without unnecessarily infringing on appellant’s right to express the group’s message. Peace Navy, 914 F.2d at 1235. III. CONCLUSION We therefore uphold all three regulations at issue as constitutional. Specifically, CPBR § 3 is upheld because we find that, in this case, sleeping is not a form of speech under the First Amendment. Furthermore, CPBR §§ 1 and 2 are upheld because the government has satisfied its burden of meeting all four elements under the O’Brien test. We order the preliminary injunction to be lifted. The decision of the district court is AFFIRMED. 13 McNEILL, J., with whom PRUITT, J. joins, Dissenting. I find myself compelled to dissent to the Court’s poorly- and hastily-reasoned opinion today, beginning with the Court’s classification of the actions that we are addressing in this case. The Court accurately recounts Descend Upon Mercer’s reasons for wishing to remain in on Coleman Hill at all hours, but then completely misses the mark by describing the nature of the protesters’ tents. While it is true that a tent city adds to the visibility of these protests, this is no mere amplification mechanism. The fact that these people are willing to leave the comfort of their own homes in favor of laboring in the bitter autumn (or winter) air simply to have their voices heard is itself a separate message showing the group’s resolve. Clark, 468 U.S. at 302-04 (Marshall, J., dissenting). Not only do the protesters in this case want people to be aware of the corruption they perceive in the political process, but they want onlookers to be so stricken by this showing of unanimity and dedication that the onlookers themselves will join the cause. Likewise, in sleeping on the hill, protesters show their presence, show their resolve, and further communicate that this is not a problem that will correct itself. See id. In this case, sleeping at the protest site, by its very nature, tells onlookers that this is a cause that must be fought for from the first moment of waking until the day’s last conscious thought. Even though the Court does not accept these basic assertions of the seriousness of the protesters’ cause, there is no constitutional requirement that every individual action must communicate a different message. For example, a protester who carries a sign reading “A $1 Million bonus takes away 30 jobs.” while verbally chanting the exact same message is constitutionally protected in his right to express his views in both verbal and written form. In fact, in this day of widespread multimedia marketing, it is frequently those who find the greatest number of channels through which to 14 communicate a message that find the most success in doing so. Therefore, the Court should adamantly hold that all three of the contested forms of conduct are speech. I also take issue with the Court’s cursory analysis of the third O’Brien factor. Merely looking at the face of the government’s asserted interest is not enough to consider whether that interest is unrelated to the suppression of free speech. Clark, 468 U.S. at 309 (Marshall, J., dissenting). The question is whether the government has an interest in abridging the right to this conduct when it forms a part of a protest movement. See O’Brien, 391 U.S. at 381-82; Clark, 486 U.S. at 309 (Marshall, J., dissenting). By avoiding this question altogether, the Court today has glossed over the true nature of the constitutional violations alleged in this case, which I will now attempt to address. The Court overstates the government’s interests in controlling the activities at Coleman Hill. In the entire first two months of this protest, prior to the December 1st crackdown, there was not a single arrest or citation of any protester for any violation of law. Nor was there ever a deployment of additional police force to the Coleman Hill area out of apprehension that the crowd might become unruly or mob-like. In fact, the Descend Upon Mercer protesters had been vigilant in taking care of the park area where they had set up camp. While tents themselves might create sporadic and insignificant divots in the surface of the grass, these protesters have universally taken responsibility for disposing of all garbage properly, moving their tents around enough to avoid killing off grass, and generally treating the park better than many nonprosecuted patrons, such as those who might use it for a pick-up sports contest. To say that these interests need protecting from Descend Upon Mercer is to say that Descend Upon Mercer is a threat to the interests at stake. The fact that no harm has befallen Coleman Hill in a full two months of tenancy should be conclusive proof to the contrary, though the Court has chosen to 15 remain willfully blind to these facts. See Spence, 418 U.S. at 412-13 (discussing the possible invalidity of asserted state interests). Because the State of Mercer has not shown a genuine need to protect its various interests in operating and maintaining the Coleman Hill park area, I cannot agree with the Court’s findings that the limitations imposed on the First Amendment rights of the Descend Upon Mercer protesters are merely “incidental,” or that the regulations involved are narrowly tailored to avoid excessive infringement of those rights. See id. I also disagree that these regulations allow for ample opportunity for Descend Upon Mercer to communicate its message in alternate ways. Coleman Hill is, and historically has been, the single best location for protesting in the state of Mercer, as a result of its proximity to the centers of power for all three branches of the Mercer state government. By limiting protesters to a 5 A.M. to 9 P.M. schedule, Descend Upon Mercer is directly prohibited from conveying its message concerning the degree of “descent upon and unrelenting seizure of the political process by corporations.” By protesting for sixteen hours a day, protesters can symbolically suggest that corporations or the wealthiest citizens control the political process for sixteen hours a day. However, that is not their message at all. This message is one which requires continuous demonstration in order to be fully conveyed. While there may be other parks which are not under the authority of the Capitol Parks Bureau, and therefore not subject to the 9 P.M. to 5 A.M. closing times, Coleman Hill is the one unique location that is best-suited for this protest, and relocation is not an option. See Peace Navy, 914 F.2d at 1229. In the same vein, limiting the hours that Descend Upon Mercer may access Coleman Hill is likewise not an option. See, id. I would reverse the district court and grant the declaratory judgment sought by appellants as to all three regulations. For the foregoing reasons, I respectfully dissent. 16 SUPREME COURT OF THE UNITED STATES DESCEND UPON MERCER, Petitioner, VS. STATE OF MERCER, Respondent. No.: 12-0123 February 1, 2012 Petition for writ of certiorari to the United States Court of Appeals for the Twelfth Circuit is GRANTED. The issue before the Court is: (1) Whether any of the State of Mercer’s Capitol Parks Bureau Regulations §§ 1, 2, or 3 are unconstitutional as applied to Descend Upon Mercer, for violating the First Amendment rights of Descend Upon Mercer. 17