Building National Systems for Monitoring and Evaluation (M&E): Lessons from Africa and Other Regions Presentation to the World Bank’s PRS Implementation – Learning Series Washington D.C., 12 March 2008 Keith Mackay Independent Evaluation Group The World Bank (kmckay@worldbank.org) 1 Structure of Presentation 1. Five Main Uses of M&E 2. What Do We Mean by “M&E”? 3. International Case Study: Colombia 4. International Lessons 5. Some Strengths in African Countries 6. Some Difficulties in Africa 7. A Way Ahead 8. Useful Resource Materials 2 1. Five Main Uses of M&E a) To support budget decision-making – i.e., performance-based budgeting 3 main types: direct, indirect, presentational b) To support national, sectoral and sub-national planning c) To design new policies and programs d) To assist ministries, entities and sub-national governments in their management e) To strengthen accountability relationships 3 2. What Do We Mean by M&E? Performance indicators inputs, processes, outputs, outcomes, impacts Clarify program objectives, program logic / results chains Service delivery surveys Participatory M&E Rapid evaluations Rigorous impact evaluations Cost-benefit analysis Etc – many tools, methods, approaches Each M&E tool has strengths, costs, limits 4 3. International Case Study: Colombia M&E system managed by the Department of National Planning (DNP), with strong support from the President’s Office On-line monitoring sub-system for monitoring and reporting government progress vis-à-vis Presidential Goals Ambitious agenda of impact and other evaluations (∑15 underway) DNP provides technical assistance to a few ministries/agencies to develop M&E, and to municipalities to pilot monitoring sub-system and performance-based budgeting 5 Colombia’s M&E System Strengths Very high utilization of monitoring sub-system by President for oversight of ministers and ministries – via performance targets – and for accountability, i.e. “social control” Rigorous impact evaluations conducted externally, and have high credibility Collaborative approach between DNP and sector ministries/ agencies, and with municipalities 6 Colombia’s M&E System – Weaknesses Insufficient reliance on M&E information to support national planning and budget decisionmaking – this might soon change Weak coordination of M&E roles / functions within DNP and with central and sector ministries Monitoring sub-system data quality perceived as low Too high reliance on donor funding for the M&E system – low level of government funding support 7 Colombia Next Steps 1. Gov’t to strengthen institutional framework committee will plan, oversee evaluations and ensure recommendations implemented 2. Efforts to link M&E to core budget, planning work 3. Broader range of evaluations to be done 4. Less reliance on donors to fund evaluations 5. Support for pilot regions, municipalities to strengthen existing M&E systems 6. Stronger regulation of data quality; data harmonization; external data audits 7. World Bank project ($10m over 5 years) 8 4. International Lessons (i) 1. Demand and supply sides both need careful attention – a mistake to view M&E, and M&E systems, as mainly technical issues 2. On supply side, (i) caveat multiple, competing, uncoordinated systems; (ii) ensure data reliability, credibility; (iii) rationalize data collections, harmonize 3. Avoid common mistake of over-engineering the M&E system 9 International Lessons (ii) 4. Monitoring information – performance indicators – are useful but it helps to have evaluations to understand reasons why performance is good or bad 5. Importance of training – to be able to conduct M&E and to use M&E information 10 International Lessons (iii) 6. On demand side, a powerful champion of M&E plays key role – ideally centrally-driven, by capable ministry (or ministries) 7. Home-grown demand for M&E likely to be most sustainable (Tanzania, Uganda, South Africa) 8. Need incentives to ensure M&E is taken seriously – on both the supply and demand sides 9. Limitations of relying on government laws, decrees, regulations 11 International Lessons (iv) 10.Diagnosis of existing M&E – supply and demand aspects – is an important first step 11. Need continuous review and periodic modification of a government M&E system via M&E of the M&E system successful countries developed their M&E system opportunistically building a government M&E system is longhaul effort, requiring patience 12. Keep supply and demand in balance – utilization of M&E is the metric of success 12 5. Some Strengths in African Countries Active national and regional evaluation associations – e.g., RenSE, SAMEA, AfrEA Emphasis on Poverty Reduction Strategies increases the focus on M&E Shift to programmatic lending increases reliance on governments’ M&E information Some NGOs are active in M&E Many governments have some key staff who understand and are committed to M&E High level of donor enthusiasm and support 13 6. Some Difficulties in Africa Disconnect between planning and budgeting Multiple, uncoordinated data systems Under-used data (even when good quality) Donor emphasis on national statistics agencies Most countries have poor systems for tracking government spending Problem of the “missing middle” M&E often supply-driven – thin extent of country demand for M&E Danger if M&E efforts are largely donor-driven 14 7. A Way Ahead (i) Start with a diagnosis of current M&E – strengths, weaknesses, options for the future Endeavor to build a coalition of support within government, and with donors – explain to officials “what is M&E?”, and tell them “what is in it for you?”. Thus raise awareness of, and demand for, M&E Work with a sector ministry or agency to develop a demonstration pilot 15 A Way Ahead (ii) Push donors to support the government’s M&E agenda, and to fund evaluations Consider some or all of the following as possible key elements of an M&E system: national and sectoral statistical collections – especially relating to national priorities such as the MDGs sector ministries’ administrative data financial management information systems – for better tracking of government spending public expenditure tracking surveys to identify “leakage” of funds and possible corruption 16 A Way Ahead (iii) Possible key elements of an M&E system (continued): service delivery surveys of client satisfaction and perceptions of government service quality rapid appraisals – e.g. of “problem” projects or programs But caveat: “less is more”, so it is important to monitor the extent to which each type of M&E information is actually used and, where utilization is low, identify the reasons and try to address them 17 8. Useful Resource Materials Keith Mackay, Comment mettre en place des systèmes de S&E pour améliorer les performances du secteur public, Banque mondial, 2007. En anglais: http://www.worldbank.org/ieg/ecd/better_government.html To be published in French shortly; Word version now available Arild Hauge, Développement des capacités de suivi et d’ évaluation au service d’un renforcement de l’action gouvernamentale en Ouganda, Documents de travail DCE No 10, Octobre 2003 http://lnweb18.worldbank.org/oed/oeddoclib.nsf/24cc3bb1f94ae11c85256808006a0046 /2217928e3494955885256f320067fe87/$FILE/ecd_uganda_10_french.pdf World Bank, A Diagnosis of Colombia’s National M&E System, SINERGIA, World Bank, 2007. http://www.worldbank.org/ieg/ecd/sinergia.html 18 Useful Resource Materials Keith Mackay, Guide analytique et cadre d’action, Documents de travail DCE No 6, Janvier 1999 http://lnweb18.worldbank.org/oed/oeddoclib.nsf/a4dd58e444f7c61185256808006a0008 /19c25e9a28f3871f852567fc00558815/$FILE/ECD_WP6_Fr.pdf Groupe indépendant d’évaluation, Suivi & Évaluation: Quelques outils, méthodes et approches, Banque mondiale, 2004 http://lnweb18.worldbank.org/oed/oeddoclib.nsf/24cc3bb1f94ae11c85256808006a0046 /662670dfe668188485256b9600500cc3/$FILE/french_me.pdf Groupe indépendant d’évaluation, Évaluations marquantes: des évaluations qui ont contribué à améliorer les résultats et l’impact des programmes de développement, Banque mondial, 2004. http://lnweb18.worldbank.org/oed/oeddoclib.nsf/24cc3bb1f94ae11c85256808006a0046 /a5c2b725b9a7727c85256f320067befa/$FILE/influential_evaluations_ecd_french.pdf World Bank website on Building Government M&E Systems: En anglais: www.worldbank.org/ieg/ecd/ 19