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CS 5150
Software Engineering
Lecture 21
Reliability 1
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Administration
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Dependable and Reliable Systems:
The Royal Majesty
From the report of the National Transportation Safety Board:
"On June 10, 1995, the Panamanian passenger ship Royal Majesty
grounded on Rose and Crown Shoal about 10 miles east of
Nantucket Island, Massachusetts, and about 17 miles from where
the watch officers thought the vessel was. The vessel, with 1,509
persons on board, was en route from St. George’s, Bermuda, to
Boston, Massachusetts."
"The Raytheon GPS unit installed on the Royal Majesty had been
designed as a standalone navigation device in the mid- to late
1980s, ...The Royal Majesty’s GPS was configured by Majesty
Cruise Line to automatically default to the Dead Reckoning mode
when satellite data were not available."
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The Royal Majesty: Analysis
• The ship was steered by an autopilot that relied on position
information from the Global Positioning System (GPS).
• If the GPS could not obtain a position from satellites, it provided
an estimated position based on Dead Reckoning (distance and
direction traveled from a known point).
• The GPS failed one hour after leaving Bermuda.
• The crew failed to see the warning message on the display (or to
check the instruments).
• 34 hours and 600 miles later, the Dead Reckoning error was 17
miles.
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The Royal Majesty: Software Lessons
All the software worked as specified (no bugs), but ...
• Since the GPS software had been specified, the requirements
had changed (stand alone system to part of integrated system).
• The manufacturers of the autopilot and GPS adopted different
design philosophies about the communication of mode changes.
• The autopilot was not programmed to recognize valid/invalid
status bits in message from the GPS (NMEA 0183).
• The warnings provided by the user interface were not
sufficiently conspicuous to alert the crew.
• The officers had not been properly trained on this equipment.
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Key Factors for Reliable Software
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Organization culture that expects quality
• Approach to software design and implementation that hides
complexity (e.g., structured design, object-oriented
programming)
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Precise, unambiguous specification
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Use of software tools that restrict or detect errors (e.g.,
strongly typed languages, source control systems, debuggers)
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Programming style that emphasizes simplicity, readability,
and avoidance of dangerous constructs
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Incremental validation
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Building Dependable Systems: Three Principles
For a software system to be dependable:
• Each stage of development must be done well.
• Changes should be incorporated into the structure as carefully
as the original system development.
• Testing and correction do not ensure quality, but dependable
systems are not possible without systematic testing.
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Building Dependable Systems:
Organizational Culture
Good organizations create good systems:
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Acceptance of the group's style of work (e.g., meetings,
preparation, support for juniors)
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Visibility
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Completion of a task before moving to the next (e.g.,
documentation, comments in code)
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Building Dependable Systems:
Quality Management Processes
Assumption:
Good software is impossible without good processes
The importance of routine:
Standard terminology (requirements, specification,
design, etc.)
Software standards (coding standards, naming
conventions, etc.)
Regular builds of complete system
Internal and external documentation
Reporting procedures
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Building Dependable Systems:
Monitoring of Progress against the Plan
Objectives:
• To review progress against plan (formal or informal).
• To adjust plan (schedule, team assignments,
functionality, etc.).
Impact on quality:
Good quality systems usually result from plans that are
demanding but realistic.
Good people like to be stretched and to work hard, but
must not be pressed beyond their capabilities.
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Building Dependable Systems:
Quality Management Processes
When time is short...
Pay extra attention to the early stages of the process:
feasibility, requirements, design.
There will be no time to redo mistakes in the requirements.
Experience shows that taking extra time on the early stages
will usually reduce the total time to release.
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Building Dependable Systems:
Specifications are for the Client
Specifications are of no value if they do not meet the
client's needs
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The client must understand and review the requirements
in detail
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Appropriate members of the client's staff must review
relevant areas of the design (including operations,
training materials, system administration)
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The acceptance tests must belong to the client
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Building Dependable Systems: Change
Change management:
Source code management and version control
Tracking of change requests and bug reports
Procedures for changing requirements, designs,
and other documentation
Regression testing
Release control
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Building Dependable Systems: Complexity
The human mind can encompass only limited complexity:
• Comprehensibility
• Simplicity
• Partitioning of complexity
A simple component is easier to get right than a complex one.
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Static and Dynamic Verification
Static verification: Techniques of verification that
do not include execution of the software.
• May be manual or use computer tools.
Dynamic verification:
• Testing the software with trial data.
• Debugging to remove errors.
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Reviews: Static Validation & Verification
Carried out throughout the software development process.
Validation &
verification
Requirements
specification
Design
Program
REVIEWS
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Reviews of Design or Code
Concept
Colleagues review each other's work:
can be applied to any stage of software development, but
particularly valuable to review program design
can be formal or informal
Design reviews are a fundamental part of good software
development
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Review Process
Preparation
The developer provides colleagues with documentation
(e.g., specification or design), or code listing
Participants study the documentation in advance
Meeting
The developer leads the reviewers through the
documentation, describing what each section does and
encouraging questions
Must allow plenty of time and be prepared to continue on
another day.
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Benefits of Design Reviews
Benefits:
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Extra eyes spot mistakes, suggest improvements
Colleagues share expertise; helps with training
An occasion to tidy loose ends
Incompatibilities between components can be identified
Helps scheduling and management control
Fundamental requirements:
• Senior team members must show leadership
• Good reviews require good preparation
• Everybody must be helpful, not threatening
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Roles of the Review Team
A review is a structured meeting, with the following roles
Moderator -- ensures that the meeting moves ahead steadily
Scribe -- records discussion in a constructive manner
Developer -- person(s) whose work is being reviewed
Interested parties -- people above and below in the software
process
Outside experts -- knowledgeable people who have are not
working on this project
Client -- representatives of the client who are knowledgeable
about this part of the process
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Static Analysis Tools
Program analyzers scan the source of a program for possible
faults and anomalies (e.g., Lint for C programs, Eclipse).
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Control flow: loops with multiple exit or entry points
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Data use: Undeclared or uninitialized variables, unused
variables, multiple assignments, array bounds
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Interface faults: Parameter mismatches, non-use of
functions results, uncalled procedures
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Storage management: Unassigned pointers, pointer
arithmetic
Good programming practice eliminates all warnings from
source code
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Static Analysis Tools (continued)
Static analysis tools
• Cross-reference table: Shows every use of a variable,
procedure, object, etc.
• Information flow analysis: Identifies input variables on which
an output depends.
• Path analysis: Identifies all possible paths through the
program.
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Static Analysis Tools in Programming Toolkits
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Static Analysis Tools in Programming Toolkits
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Static Verification: Program Inspections
Formal program reviews whose objective is to detect faults
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Code may be read or reviewed line by line.
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150 to 250 lines of code in 2 hour meeting.
• Use checklist of common errors.
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Requires team commitment, e.g., trained leaders
So effective that it is claimed that it can replace unit testing
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Inspection Checklist: Common Errors
Data faults: Initialization, constants, array bounds, character
strings
Control faults: Conditions, loop termination, compound
statements, case statements
Input/output faults: All inputs used; all outputs assigned a
value
Interface faults: Parameter numbers, types, and order;
structures and shared memory
Storage management faults: Modification of links,
allocation and de-allocation of memory
Exceptions: Possible errors, error handlers
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Reliability Metrics
Traditional Measures
• Mean time between failures
• Availability (up time)
• Mean time to repair
Market Measures
• Complaints
• Customer retention
User Perception is Influenced by
• Distribution of failures
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Reliability Metrics
Reliability
Probability of a failure occurring in operational use.
Perceived reliability
Depends upon:
user behavior
set of inputs
pain of failure
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Metrics: User Perception of Reliability
1. A personal computer that crashes frequently v. a machine
that is out of service for two days.
2. A database system that crashes frequently but comes back
quickly with no loss of data v. a system that fails once in
three years but data has to be restored from backup.
3. A system that does not fail but has unpredictable periods
when it runs very slowly.
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Reliability Metrics for Distributed Systems
Traditional metrics are hard to apply in multi-component
systems:
• A system that has excellent average reliability might give
terrible service to certain users.
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In a big network, at any given moment something will be giving
trouble, but very few users will see it.
• When there are many components, system administrators
rely on automatic reporting systems to identify problem areas.
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Metrics for the Specification of System Reliability
Example: ATM card reader
Failure class
Example
Metric
Permanent
System fails to operate
non-corrupting with any card -- reboot
1 per 1,000 days
Transient
System can not read
non-corrupting an undamaged card
1 in 1,000 transactions
Corrupting
Never
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A pattern of
transactions corrupts
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Metrics: Cost of Improved Reliability
$
Up time
99%
100%
Will you spend your money on new functionality
or improved reliability?
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Example: Central Computing System
A central computer system (e.g., a server farm) is
vital to an entire organization. Any failure is
serious.
Step 1: Gather data on every failure
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Many years of data in a simple data base
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Every failure analyzed:
hardware
software (default)
environment (e.g., power, air conditioning)
human (e.g., operator error)
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Example: Central Computing System
Step 2: Analyze the data
• Weekly, monthly, and annual statistics
Number of failures and interruptions
Mean time to repair
• Graphs of trends by component, e.g.,
Failure rates of disk drives
Hardware failures after power failures
Crashes caused by software bugs in each
component
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Example: Central Computing System
Step 3: Invest resources where benefit will be
maximum, e.g.,
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Orderly shut down after power failure
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Priority order for software improvements
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Changed procedures for operators
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Replacement hardware
Example. Supercomputers may average 10 hours
productive work per day.
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