Edward J. Bloustein School of Planning and Public Policy Community Development 762: 307 – Spring 2015 Instructor: James DeFilippis, Ph.D. Office: Room 365, 33 Livingston Avenue (Civic Square Building). Office hours: Mondays, 1:30-3:00; Tuesdays, 10:00-11:30; or by appointment. Phone: 1-848-932-2805 E-mail: jdefilip@rci.rutgers.edu Class meeting time and location: Mondays, 9:50-12:50 ED Building, room 025B Course Description: This course is a broad-based, but intensive and critical analysis of the practices and theories of community development. Given that community development is a field that covers a whole array of approaches to transforming communities, the course will necessarily cover a lot of ground. It does so, hopefully, in ways that allow the students to understand the complexity of the different parts. This course is not a celebratory one. I believe in the goal of transforming communities into better, more equitable places in which we can live and work. I do not, however, believe that that effort is advanced by downplaying problems, contradictions, and unresolved issues in the field. In fact, it is much better to be clear-eyed about the problems, if the goal is to improve the field; and thus improve communities. The course begins with a couple of weeks of readings on the basic history and theory of community development. From there we will look at the institutions and practices that basically constitute the field of community development. The course then shifts gears and focuses more specifically on the relationships between community development, capital, and markets. Finally, the course ends with a month of looking at specific issues in the field of community development. 1 Required Readings: 1) The required readings are on the Sakai site, organized by week. Many of them are chapters from the book: DeFilippis, James and Susan Saegert. 2012. The Community Development Reader. 2nd ed. New York: Routledge Course Requirements: Your final grade will be based on the following: 1) Attendance and Participation: 15% 2) Community Profile: 25% 3) Mid-Term: 30% 4) Final: 30% 1. Attendance and Participation: This course depends on the students contributing to the discussion and moving the issues forward. Students are expected to be prepared to discuss the readings in each class. That preparation means that each student must bring in 3 or 4 questions to discuss with the class every week. Those questions will count as the students’ attendance for the class. 2. Community Profile: Students must prepare a “community profile” of a community of their choice anywhere in the United States. This will include two different components. i) Statistical profile of the community. For this assignment, students will use the public data sets explained in class to do an analysis of the community they have chosen. This should include analyses of: housing; poverty; race; ethnicity; nativity; language; public benefits receipt, and other issues. This paper should be 4-5 pages. This assignment is due, in class, on March 9. 2 ii) Inventory of community development organizations. For this assignment, students will compile a master list of charitable organizations currently active in the community they have chosen. Charitable organizations are those recognized under Section 501(c)(3) of the federal Internal Revenue Code as having a primary purpose of serving the public interest. The primary source for this information is the online database kept by the Center for Charitable Statistics at the Urban Institute in Washington, DC (http://nccsweb.urban.org/PubApps/search.php). You can search by zip code and filter out any organizations with primary or secondary purposes other than community development, housing, land use, and/or closely related issues. Students should supplement this data with web searches, press accounts, and other secondary data. Students are to analyze the work being done in/with the community to identify both strengths and weaknesses of the system from the point of view of community development “capacity.” This inventory should be relatively brief, 4-5 pages. This assignment is due, in class, on April 13. 3 & 4) Mid-term and final exams: The mid-term and final exams will include both short answers and essay questions. Grading Policy: Rutgers does not maintain a standardized grading policy, and therefore individual faculty members are able to set their own thresholds for the different grades. For this course the grade thresholds are as follows: >92=A; 87-91.9=B+; 82-86.9=B; 77-81.9=C+; 70-76.9=C; 60-69.9=D; <60=F 3 Classroom etiquette: This course relies upon students being engaged in the class. This means several things: 1) Disagreements among students and between me and the students are encouraged; the issues we are discussing are often contentious, and the class should be as well. Nobody should ever feel compelled to think a certain way, nor should anyone feel the obligation to be silent about disagreements. But such disagreements must be respectful and cordial. 2) Laptop computers and tablets may be used in class, but only for note-taking. If I find you doing anything else on your laptop or tablet during the course, then you will be asked to leave the class immediately. There is zero tolerance on this issue. 3) Phones must be turned off before class. If your phone rings or buzzes during class, please turn it off immediately. If you respond to, or answer, a call, text or email during the class, then you will be asked to leave the class immediately. There is zero tolerance on this issue. Statement about Academic Integrity The following is excerpted from Rutgers University’s statement about academic integrity: Academic freedom is a fundamental right in any institution of higher learning. Honesty and integrity are necessary preconditions of this freedom. Academic integrity requires that all academic work be wholly the product of an identified individual or individuals. Joint efforts are legitimate only when the assistance of others is explicitly acknowledged. Ethical conduct is the obligation of every member of the University community, and breaches of academic integrity constitute serious offenses. Students must assume responsibility for maintaining honesty in all work submitted for credit and in any other work designated by the instructor of the course. Students are also expected to report incidents of academic dishonesty to the instructor or dean of the instructional unit. Students committing acts of academic dishonesty not only face university censure but run a serious risk of harming their future educational and employment opportunities. In addition to the notation for a specific sanction placed on the student's transcript and which remains for the term 4 of the sanction, prospective employers and other educational institutions frequently use recommendation forms that ask for judgment and comment on an individual's moral or ethical behavior. Since such forms are sent with the permission of the student, University faculty and administrators knowledgeable of academic dishonesty infractions are ethically bound to report such incidences. In all cases in which a grade of "F" is assigned for disciplinary reasons, moreover, the "F" will remain on the student's transcript, even if the course is retaken and a passing grade is achieved. 5 Class Schedule: (subject to modification) WEEK 1 Jan. 26 Course Introduction WEEK 2 Feb. 2 Part I: General History and Theory of Community Development Community Development History Readings: 1) O’Connor, Alice. Swimming Against the Tide: A Brief History of Federal Policy in Poor Communities. Community Development Reader, chapter 2 2) DeFilippis, James. Community Control and Development: The Long View. Community Development Reader, chapter 3 3) Sites, William, Robert J. Chaskin, and Virginia Parks. Reframing community practice for the 21st century: Multiple traditions, multiple challenges. Community Development Reader, chapter 4 4) Newman, Kathe. Forthcoming. Community Development in the Time of Obama. in James DeFilippis (ed.). Urban Policy in the Time of Obama. Minneapolis, MN: University of Minnesota Press WEEK 3 Feb. 9 Theories of Community, Development, and Community Development Readings: 1) DeFilippis, James and Susan Saegert. 2012. Communities Develop: The Question is How? Community Development Reader, chapter 1 2) Sampson, Robert. 2012. What "Community" Supplies. Community Development Reader, chapter 36 3) Wolf-Powers, Laura. 2014. Understanding community development in a “theory of action” framework: Norms, markets, justice. Planning Theory & Practice. 15(2): 202-219 WEEK 4 Feb. 16 Part II: The Organizations, Institutions and Practices of Community Development CDCs Readings: 1) Glickman, Norman and Lisa Servon. More Than Bricks and Sticks: Five Components of Community Development Corporation Capacity, Community Development Reader, chapter 6 2) Stoecker, Randy. The CDC model of urban development: a critique and an alternative. Community Development Reader, chapter 42 3) Time to Rethink CDCs? Shelterforce special issue. Winter 2012/13 (on Sakai) WEEK 5 Feb. 23 Guest Speaker: Brunie Sanchez, US Census Bureau 6 WEEK 6 Mar. 2 CDFIs Readings: 1) Benjamin, Lehn et al. 2004. Community Development Financial Institutions: Current Issues and Future Prospects. Journal of Urban Affairs. 26(2): 177-195. 2) Rosenthal, Cliff. 2012. Credit Unions, Community Development Finance, and The Great Recession. San Francisco: San Francisco Federal Research Board. Working Papers Series 3) Swack, Michael, Northrup, Jack and Eric Hangen. 2012. CDFI Industry Analysis. University of New Hampshire: Carsey Institute WEEK 7 Mar. 9 The Community Development Industry System I: Intermediaries, Foundations, Churches, Schools Readings: 1) Liou, Y. Thomas and Robert C. Stroh. 1998. Community Development Intermediary Systems in the United States: Origins, Evolution, and Functions. Housing Policy Debate, 9(3): 575-594 (on sakai) 2) Owens, Michael. Capacity Building: The Case of Faith-based Organizations. Community Development Reader, chapter 15 3) Brown, Prudence, et al., Toward Greater Effectiveness in Community Change: Challenges and Responses for Philanthropy, Community Development Reader, chapter 16 4) Chung, Connie. Connecting Public Schools to Community Development. Community Development Reader, chapter 14 Note: Statistical profile of the community is due in class today. WEEK 8 Mar. 16 Spring Break! No Class this week! WEEK 9 Mar. 23 Mid-Term Exam in class WEEK 10 Mar. 30 The Community Development Industry System II: The State Readings: 1) Rich, Michael, Giles, Michael and Emily Stern. 2001. Collaborating to Reduce Poverty: Views from City Halls and Community-Based Organizations. Urban Affairs Review, 37: 184-204 (on Sakai) 2) Neil Mayer and Langley Keyes. City Government's Role in the Community Development System. Community Development Reader, chapter 17 3) Additional Reading TBA 7 WEEK 11 Apr. 6 Part III: Community and Capital Housing, The CRA, Finance Capital, and the Foreclosure Crisis Readings: 1) Stone, Michael. Social Housing. Community Development Reader, chapter 8 2) Immergluck, Dan. Community Response to Foreclosure. Community Development Reader, chapter 9 3) Shelterforce Magazine. Winter 2011. Special Issue on “Capital Markets and Neighborhood Stabilization” (on Sakai) WEEK 12 Apr. 13 Community Economic Development Readings: 1) Wiewel, Wim, Teitz, Michael and Robert Giloth. Economic Development of Neighborhoods and Localities. Community Development Reader, chapter 11 2) Simon, William. 2001. The Community as Beneficiary of Economic Development. in The Community Economic Development Movement. Durham, NC: Duke University Press (on Sakai) 3) Clay, Roger and Susan Jones. 2009. Brief History of Community Economic Development. Journal of Affordable Housing and Community Development Law. 18: 257-268 Note: Inventory of Community Organizations due in class today WEEK 13 Apr. 20 Part IV: Issues in Community Development Community Organizing Readings: 1) Alinsky, Saul. Community Traditions and Organizations. from Reveille for Radicals, and Tactics. from Rules for Radicals. 2) Stoecker, Randy. 2001. Community Development and Community Organizing: Apples and Oranges? Chicken and Egg? Paper presented on the Comm-Org website. Available at: http://comm-org.wisc.edu/drafts/orgdevppr2c.htm#N_1_ 3) DeFilippis, James, Robert Fisher and Eric Shragge. 2010. History Matters: Canons, AntiCanons, and Critical Lessons from the Past. in Contesting Community: The Limits and Potential of Local Organizing. New Brunswick, NJ: Rutgers University Press WEEK 14 Apr. 27 Participation and Democracy in Community Development Readings: 1) Andrea Cornwall, Andrea. 2008. Unpacking ‘Participation’: models, meanings and practices. Community Development Journal, 43(3): 269-283 2) Eversole, Robyn. 2012. Remaking participation: challenges for community development practice. Community Development Journal. 47(1): 29-41 3) Arnstein, Sherry. 1969. A Ladder of Citizen Participation. AIP Journal. July: 216-224 4) Fainstein, Susan. 1987. The Rationale for Neighborhood Planning. Policy Studies Journal. 16(2): 384-392 8 WEEK 15 May 4 Globalization, Immigration, and Community Development Readings: 1) DeFilippis, James and Benjamin Faust. Forthcoming. Immigration and Community Development in New York City. Urban Geography 2) Orozco, Manuel and Rebecca Rouse. Migrant Hometown Associations and Opportunities for Development: A Global Perspective, Community Development Reader, chapter 32 3) Newman, Kathe. Post-Industrial Widgets: Capital Flows and the Production of the Urban, Community Development Reader, chapter 30 4) Williamson, Thad, Imbroscio, David, and Gar Alperovitz. Globalization and Free Trade. Community Development Reader, chapter 29 9