Report to the Membership
Odell Guyton, President
Health Care Compliance Association
April 2005 – April 2006
Senior Corporate Attorney,
Director of Compliance
Microsoft Corporation
Roy Snell, CEO
Health Care Compliance Association
HCCA Celebrates
th
10 Anniversary
2
Where We’ve Been
1996
1997
1998
President:
Roy Snell
President:
Roy Snell
President:
Roy Snell
 HCCA founded
 HCCA Officers named, first
Board Members appointed
 First National Congress on
Health Care Compliance
 HCCA’s first 4-page
quarterly newsletter
published
 First Compliance Institute
held
 First mission statement
drafted
 First members join
 HCCA incorporated as a
501c6 organization
 Membership at 800+
 First Annual Survey published
3
Where We’ve Been
1999
2000
President: Brent Saunders
President:
Debbie Troklus
 HCCA publishes new 12-page newsletter Today’s
Corporate Compliance and e-news: This Week in
Corporate Compliance
 Managed Care Compliance, Stark Compliance
Conference held
 First Compliance Academy held
 HCCA Web site established
 Membership increases to 1,500+
 First OIG Roundtable held
 HCCA’s Professional Code of Ethics adopted
 2nd OIG Roundtable – on
Physician Group Practice
Compliance
 Membership grows to 2,000+
 800+ attendees at Compliance
Institute
 CHC (Certified in Healthcare
Compliance) Certification
Exam launched
 Healthcare Compliance Certification Board
established
4
Where We’ve Been
2001
2002
President: Greg Warner
President: Sheryl Vacca
 Roy Snell named CEO
 HCCA establishes Headquarters in
Minneapolis, MN, hires staff, takes over
Association’s management
 HCCA publishes Compliance Today
 HCCA and AHLA hold Fraud & Compliance
Forum
 Membership grows to 2,400+ members
 Compliance Focus Groups established
 OIG Roundtable – Corporate Integrity
Agreements
 Medical Research Compliance Conference and
first HIPAA Forum held
 Held:
• First National Symposium on
Corporate Responsibility
• First Advanced Academy
• First Physicians Group Practice
Compliance Conference
 HCCA initiates Compliance Effectiveness
Project
 Membership increases to 3,000+
5
Where We’ve Been
2003
2004
President: Alan Yuspeh
President: Al Josephs
 HCCA releases Compliance Effectiveness
report: “Evaluating and Improving a
Compliance Program, A Resource for
Health Care Board Members, Health Care
Executives and Compliance Officers.”
 1,200+ attend the Compliance Institute
 Annual Compliance Officer Survey tool
updated and revised
 Society of Corporate Compliance and
Ethics launched
 Web Site upgraded
 SCCE’s E-Corporate Compliance News,
Compliance & Ethics journal, and
Compliance Manual published
 CHC Exam made available at the
Compliance Institute
 1,000+ register for the Compliance
Institute
 Move from regions to local area meetings
 OIG Roundtable – Board’s Role in
Compliance
 HCCA membership grows to 3,650+
 Quinnipiac University’s Health Care
Compliance Certificate program certified
by HCCB
6
Where We Are
2005
2006
President: Odell Guyton
President: Daniel Roach
 HCCA moves to new headquarters
 Membership reaches 4,200
 Forms LLC to purchase building
 The 10th Anniversary Compliance Institute
attendance reaches 2,000
 Membership grows to 4,000
 Compliance Institute attendance is 1,500+
 Medicare Part D conference held
 3 Academies and 2 Advanced Academies
held
 16 Local Area Meeting held
7
Where We Are — 2005/2006
• Leadership is guided by HCCA’s mission
HCCA’s Mission
HCCA exists to champion ethical practice
and compliance standards and to provide
the necessary resources for ethics and
compliance professionals and others who
share these principles.
8
Leadership: HCCA Officers/Executive
Committee – 2005/2006
Odell Guyton
HCCA President
Senior Corporate Attorney,
Director of Compliance,
U.S. Legal–Finance & Operations
Microsoft Corporation
Daniel Roach, Esq.
HCCA 1st Vice President
VP & Corporate Compliance Officer
Catholic Healthcare West
Steven Ortquist, CHC
HCCA 2nd Vice President
Senior Vice President, Ethics and
Compliance/Chief Compliance Officer
Tenet Healthcare Corporation
Roy Snell, CHC
Ex-Officio Executive Committee
Health Care Compliance Association
Chief Executive Officer
Rory Jaffe, MD, MBA, CHC
HCCA Treasurer
Executive Director–Medical Services
University of California
Julene Brown, RN, BSN, CHC, CPC
HCCA Secretary
MeritCare Health System
Al W. Josephs, CHC
HCCA Immediate Past President
Senior Director Policies and Training
Tenet Healthcare Corporation
Cynthia Boyd, MD, FACP, MBA
Chief Compliance Officer
Rush University Medical Center
Keith J. Halleland, Esq.
Ex-Officio Executive Committee
HCCA General Counsel
Halleland Lewis Nilan Sipkins &
Johnson, PA
9
2006 HCCA Board of Directors
Urton Anderson
Associate Dean for Undergraduate
Programs and Clark W. Thompson Jr.
Professor in Accounting Education
McCombs School of Business
The University of Texas at Austin
Anne Doyle
Director, Corporate Learning and
Organizational Development
Tufts Health Plan
Joseph Murphy
Partner
Compliance Systems Legal Group
Chairman
Integrity Interactive Corporation
F. Lisa Murtha, J.D., CHC
Managing Director
Huron Consulting Group
Gabriel Imperato
Managing Partner
Broad and Cassel
Jennie O’Brien
Vice President Corporate Compliance
Allina Hospitals & Clinics
10
2006 New Board Members
Mark Ruppert
Director, Internal Audit
Cedars-Sinai Health System
Sheryl Vacca, CHC
Director, National Health Care
Regulatory Practice, Deloitte &
Touche
Frank Sheeder
Partner
Brown McCarroll, LLP
Cheryl Wagonhurst
Outgoing, Chief Compliance Officer
Tenet Healthcare Corporation
Debbie Troklus
Assistant Vice President for Health
Affairs/Compliance
University of Louisville
Greg Warner, CHC
Director for Compliance
Mayo Foundation
11
Revenue, Membership, and the
Compliance Institute
2002
2003
2004
2005
Membership – HCCA *
% change
3,014
3,190
5.8%
3,659
14.7%
4,133
13.0%
Total Revenue – HCCA
% change
$ 3,374,747
$ 3,267,242
-3.2%
$ 4,322,676
32.3%
$ 5,614,167
29.9%
Compliance Institute
Attendance
900+
1,000+
1,200+
1,500+
2006
Appx. 2,000
*Includes individual and corporate membership
12
HCCB Certification
• Certified in Healthcare Compliance (CHC)
• Approximately 1,000 compliance professionals
hold CHC certification
• Preferred certification for Health Care Compliance
Staff, according to 8th Annual Survey
• Advanced certification under development
• Compliance Certification Programs at Universities
13
New Headquarters
•
•
•
Building committee
members:
– Al Josephs
– Rory Jaffe
– Steve Ortquist
– Roy Snell
– Charlie Thiem
Limited Liability
Corporation (LLC) formed
Advantage of owning
6500 Barrie Road, Suite 250
Minneapolis, MN 55435
888-580-8373 or 952-988-0141
FAX: 952-988-0146
info@hcca-info.org
www.hcca-info.org
14
SCCE
15
SCCE
• Society of Corporate Compliance and Ethics (SCCE)
– The aftermath of corporate scandals: Enron, Tyco, World
Com, etc. produced legislation – the Sarbanes-Oxley Act
(SOX)
– Demand for Corporate Compliance Professionals is at an
all-time high
– Health care industry has been the proving ground for
compliance professionals
– Other industries seek experienced compliance
professionals and are looking to the health care industry
16
SCCE: Board Management
Co-Chairs (Management)
Odell Guyton
HCCA President
Senior Corporate Attorney,
Director of Compliance,
U.S. Legal–Finance & Operations
Microsoft Corporation
Daniel Roach, Esq.
HCCA 1st Vice President
VP & Corporate Compliance Officer
Catholic Healthcare West
SCCE Staff
Roy Snell
CEO
Marlene Robinson
Operations Manager
Kendra Evanoff
Project Manager
17
SCCE: Products & Services
Compliance & Ethics
journal
e-Corporate
Compliance News
The Complete
Compliance and
Ethics Manual
Joe Murphy’s
new book,
Working for
Integrity
Guidance for Engaging Your
Board, Vol. 1 video
Audio
Conference CD
SCCE Web site:
www.corporatecompliance.org
18
SCCE: Conferences and Workshops
• Corporate Compliance Workshops
2005/2006
– New York, Cincinnati, Minneapolis, Chicago,
Los Angeles, Seattle, Atlanta, Houston, Dallas,
Las Vegas
• 2005 and 2006 Corporate Compliance &
Ethics Institute, Chicago, IL
19
SCCE: International
• The SCCE International Compliance Annual
Awards Banquet – established in 2005
• Expanding membership and global reach
20
SCCE: Professional Certification
• The Society of Corporate Compliance and Ethics (SCCE) is
– Professional certification for compliance and ethics professionals—
Certified Compliance and Ethics Professional (CCEP) under
development
– Provides individuals from all industries the platform to demonstrate
their knowledge and expertise in the compliance and ethics arena
• How to get involved with SCCE
– Write articles for the Compliance & Ethics journal
– Provide documents for sharing on the Web site
– (Certification Exam) Item Writing Workshop
21
HCCA’s Annual Survey
• Annual Survey/Profile of
Compliance Officers
• 1st - 8th Annual Survey –
evolved from 1998 to today
• Complete survey results are in
your 2006 Compliance Institute
bag
• Without our members’ help, the
results of this annual survey
would not be published. Thank
you, one and all!
22
8th Annual Survey Results (at a glance)
Mean # of
Full-Time
Compliance
Employees
Mean
Compliance
Budget
Mean Chief
Compliance
Officer Base
Salary
Mean
Compliance
Officer Base
Salary
Region
Median Size
Median (by Number of
Revenue
Employees)
Total
$249.5 M
1,750
3.61
$382 K
$158,186
$96,473
Northeast
$249.5 M
1,750
3.14
$377 K
$169,375
$107,084
South
$249.5 M
1,750
4.12
$427 K
$152,487
$93,146
Midwest
$174.5 M
1,250
3.29
$332 K
$137,760
$90,861
West
$249.5 M
1,750
3.62
$380 K
$179,545
$99,609
Other
$74.5 M
1,250
3.11
$396 K
*
$89,000
23
HCCA Publications
•
Compliance Today
–
–
–
•
New in 2006: full-color cover
48-page magazine – “by the people, for the
people”
HCCA would like to thank all of the
Compliance Today authors for their time,
talent, and willingness to share “best
practices”!
This Week in Corporate
Compliance (TWCC)
–
–
–
Weekly e-news roundup
Subscribe on line at www.hcca-info.org
TWCC is also posted on the HCCA home page
24
Join HCCA’s List Serv
• HCCA is starting a compliance list serv
– We need as many people as possible to make
this work
– This is an opportunity to volunteer for the
compliance community
– We need help answering the questions
– This will benefit the users
25
HCCA Web Site: www.hcca-info.org
• HCCA’s Web site contains
• Information is divided using
numerous Compliance and
the following tabs
HIPAA documents and other
– Member Center
useful documents to enhance
– Communities (members
compliance efforts
only)
• Hundreds of HCCA members have
– About HCCA
contributed policies, procedures,
– Shop Online
and other compliance-related
– Events
documents to the HCCA Web
site—Thank you for making it the
– Advertise
largest library of its kind!
– Publications
• HCCA’s Web site provides:
– Compliance Info
– latest compliance-related
information
– tools and resources to benefit
health care compliance
professionals
– HCCB Certification
– Career Opportunities
26
HCCA Conferences & Academies 2005
• Compliance Institute
• Fraud & Compliance Forum
(with AHLA)
• HIPAA Security Workshops
• Physician Group Practice
Compliance Conference
• Resident Compliance Trainers
Conference
• Research Compliance
Conference
• Medicare Part D (with CMS)
• Advanced Compliance Academy (2)
• Compliance Academy (3)
27
2006 Local Area Conferences
We’d like to thank our speakers, sponsors, vendors, conference
managers, and coordinators for their help with and support of
HCCA’s local conferences!
•
South Atlantic
•
Jan. 27 – Orlando
•
Southeast
Southwest
•
Mid Atlantic
•
Pacific Northwest
•
Upper North Central
Midwest
New England
Sept. 8 – Boston
•
June 2 – Seattle
•
•
North Central
Oct. 6 – Chicago
•
Aug. 4 – Kansas City
March 3 – Baltimore
•
West Coast
Upper Midwest
Sept. 15 – Minneapolis
July 28 – San Diego
Feb. 17 – Dallas
•
•
July 13 – Anchorage
Feb. 10 – Atlanta
•
Alaska
North Central
Nov. 3 – Louisville
•
South Central
Nov. 10 – Nashville
Mid Atlantic
Sept. 29 – Pittsburgh
•
Hawaii
Oct. 19 – Honolulu
June 16 – Detroit
•
Mountain
August 25 – Denver
28
46 Audio Conferences held in 2005
Topics include:
•
•
•
•
•
•
•
Stark II, Phase II
COP Compliance
Federal Research
Grants
Incorporating Ethics
Medical Necessity
Enterprise Risk Mgmt
Cost Reporting
& Compliance
•
•
•
•
•
•
Auditing/Monitoring
PEPPER program
Structuring Your Audit
Pay for Performance
Executive
Compensation
Enterprise Compliance
•
•
•
•
SOX
Auditing Your Audit
Privacy Issues
OIG Work Plan
We extend a hardy “Thank you” to
all of the speakers who contributed
their time and expertise!
29
HCCA Books / Videos / Training
•
•
•
•
•
•
•
•
•
Completely revised Compliance 101
The Health Care Compliance
Professional’s Manual
NEW! Health Care Auditing & Monitoring Tools
Compliance, Conscience and Conduct
Privacy Matters
Intermediate Sanctions & the IRS:
Can They Really Hurt You?
A Path to Compliance with the
HIPAA Security Rule
For a complete listing of products, see the
updated HCCA Product Catalog
Available at the HCCA booth
• Many of our members have contributed
their valuable time to help us develop
several of HCCA’s compliance resources –
your help is invaluable!
30
Corporate Compliance & Ethics Week
• Celebrate it! Every year
it is held on the last full
week in May
• This year:
May 21–27, 2006
• Order forms available at
the Compliance Institute
HCCA booth
31
Your HCCA Staff
Sarah Anondson
Graphic Artist
Lizza Bisek
Conference Planner
Caroline Lee Bivona
Accounting Specialist
Gary DeVaan
Graphic Services
Manager
Margaret Dragon
Director of
Communications
Darin Dvorak
Conference Planner
Patti Eide
Member Relations/
Project Specialist
Wilma Eisenman
Member Relations
Karrie Hakenson
Project Specialist
Jennifer Hultberg
Conference Planner
April Kiel
Database Administrator/
Member Relations
Alan Pierce
Editor/
Product Manager
Beckie Smith
Conference Planner
Charlie Thiem
Chief Financial Officer
32
How to Get Involved with HCCA
• Write articles for Compliance Today
• Volunteer for a certification work group
• Speak at and/or volunteer to help with
Local Area Conferences
• Volunteer as author of an HCCA book, or
help with case studies and/or pay-per-view
articles
33
HCCA Volunteers
• HCCA thrives because of the countless
hours and talents many of our members
share with HCCA
• And through the support it receives from
our sponsors, vendors, and advertisers
• HCCA is an organization “of the people,
by the people, for the people”
• Thank you, one and all!
34
Introducing Dan Roach,
2006-2007 HCCA President
• 2005–2006 HCCA President Odell Guyton
introduces Dan Roach, Vice President,
Compliance and Audit, Catholic Healthcare
West – HCCA President
• Passing of the gavel
• HCCA President Dan Roach introduces
2006/2007 HCCA Officers
35