Scott Zellner Assignment 3: Rough Draft Hon-H 211 4/29/2014 Narrative Use of Religion as a Response to Crisis The environment one lives in has a direct impact upon his or her writing. Ibn Shaddād, Dhuoda, Abelard, Prokopios, Homer, and the poet of Beowulf all lived in societies that used religion as a source of comfort. All of these authors also wrote in response to crises. Each author utilizes religion differently in his or her writing based on the scope of the crisis he or she faces. The main difference in the ways these authors use religion is in the role they give their gods. Those who use religion passively merely make references to their gods. Characters might pray to them, but the deities are not characters in the narrative. Meanwhile, authors who use religion actively make deities active characters that have an impact on the outcome of the narrative. Ibn Shaddād, Dhuoda, Abelard, and Heloise faced personal crises and responded by giving the gods a passive role in their writing while others, like Prokopios, Homer, and the poet of Beowulf, faced societal crises and gave the gods an active role in their narratives. In this paper, the connection between the crises each of these authors faced and their use of religion in response within their writing will be examined. Although Ibn Shaddād tells of many battles in the crusades in the Rare and Excellent History of Saladin, he is really responding to the personal crisis of Saladin’s death. As Ibn Shaddād writes at the end of the text: “I completed the collection of [the records] the day [Saladin] died. Through this I planned to win the favor of God by urging people to bless his name and remember his excellent qualities.”1 The introduction to the text explains that “Ibn Shaddād was [Saladin's] intimate and close confidant, being seldom absent for any length of time.”2 These two quotes communicate that Ibn Shaddād is mourning the death and honoring the life of a close friend. That death is the real personal crisis to which Ibn Shaddād is responding. In response to this personal crisis, Ibn Shaddād makes passive references to religion and Allah throughout his writing. His primary goal with these reference is to establish comfortable common ground with his Muslim audience and to honor Saladin. As will be shown below, this is clear from the very beginning of Ibn Shaddād’s writing to the language he uses throughout the book. Ibn Shaddād wastes no time making an appeal to the comfortable traditions of his Muslim audience. To establish how well Saladin practiced the Islamic faith, Ibn Shaddād starts his book by showing how Saladin followed the Five Pillars of Islam.3 This is the second thing that the reader learns about Saladin in this book, the first being his birth. Even the two pillars that Saladin does not quite fulfill, the Ramadan Fast and the Pilgrimage,4 are explained and excused thoroughly. Opening the book this way stresses the importance of religious tradition to Ibn Shaddād and, to a Muslim audience, makes Saladin instantly more admirable. As a result, this opening successfully furthers Ibn Shaddād’s goal of selling Saladin to his audience using religious references. 1 Ibn Shaddād, Bahāʼ Al-Dīn Yūsuf Ibn Rāfiʻ. The Rare and Excellent History of Saladin. Trans. D. S. Richards. Aldershot, England: Ashgate, 2002. Print.245 2 Shaddād 2 (CITE INTRODUCTION DIFFERENTLY?) 3 Shaddād 18 4 Shaddād 19 Ibn Shaddād continues this trend by referring to religion throughout the text. Whenever a significant individual is introduced, he adds a parenthetical comment like “(God be pleased with him).”5 When referring to the King of the Frankish army, Ibn Shaddād makes the parenthetical comment “(God curse him).”6 These constant references throughout the book make it clear to Muslim audiences that Ibn Shaddād’s priorities are linked with theirs and make his arguments more palatable to them. All of these references that Ibn Shaddād uses give Allah a passive role in his narrative. At no point does Ibn Shaddād say that Allah has taken action or use him as a character in his narrative. Allah’s grace is frequently asked for and sometimes is given, but Allah is not an actor in the text. Therefore, Ibn Shaddād responds to his personal crisis by using passive religious references. Similar to Ibn Shaddād’s concern for Saladin, the fate of her son, William, is Dhuoda’s primary concern in her Handbook for William and the source of her personal crisis. Before writing her book, Dhuoda’s son William is taken as a hostage in Charles the Bald’s court because of his father’s disobedience to the King. Dhuoda’s personal crisis is the breakup of her family. This crisis drives her to give advice to William regarding his spiritual well-being. The narrative of Dhuoda’s handbook gives God a passive role in the course of events. Instead of making God a character, she instructs William on how to please God and reach spiritual salvation. For example, Dhuoda spends the entirety of Book 8 directing William on how 5 6 CITE Shaddād 94 to pray and for whom he should pray. She urges him to “despair of no one”7 and asks him to pray for his father, the king that is causing them pain, the poor, for the dead, travelers, and a multitude of others. While her ultimate goal is William’s salvation, it comes off as a lesson in empathy for him. She is trying to make him think of others as if he were in their situation and to have compassion for them. This example from Book 8 is representative of how religion is treated in the rest of Dhuoda’s handbook. Instead of making God an active character, Dhuoda uses religion to guide William’s salvation. As told through The Letters of Abelard and Heloise, the title characters suffer the personal crisis of having to leave their previous lives because of their love affair. Heloise has to move to a convent and abandon her son. Abelard has to abandon his work at the school and joins a monastery. Although their letters occur during and discuss reformation, their major focus in writing is in response to their own personal crisis. In response to their crisis, Abelard and Heloise reference religion as a source of comfort. For example, to bring Heloise comfort about his well-being, Abelard gives her instructions to pray for his well-being, similar to how Dhuoda gave William instructions to pray. Abelard asks Heloise to “consider then the great power of prayer, if we pray as we are bidden, seeing that the prophet won by prayer what he was forbidden to pray for, and turned God from his declared intention.”8 On page 60, he provides a prayer script for her to follow. While his instructions are more specific than Dhuoda’s, likely because he has had more training on the subject, Abelard’s are much more self-centered. He spends the whole section telling Heloise specifically how to 7 Dhuoda, and Carol Neel. Handbook for William: A Carolingian Woman's Counsel for Her Son. Washington, D.C.: Catholic University of America, 1999. Print. 85 8 Radice, Betty, M. T. Clanchy, Peter Abelard, and Héloïse. The Letters of Abelard and Heloise. London, England: Penguin, 2003. Print.57 pray for him. He says, “At present you are over-anxious about the danger to my body, but then your chief concern must be for the salvation of my soul, and you must show the dead man how much you love the living by the special support of prayers chosen for him.”9 This shows that Abelard and Heloise respond to their crisis through religion. In Abelard and Heloise’s correspondence, religion is given a passive role. This is evident from the textual examples above. Abelard’s advice above says that prayer might alter God’s intention. This is evidence that God is not an active character in the narrative. Instead, God is an outside character that they have to try and get the attention of. Therefore, Abelard and Heloise, in the face of their personal crisis, give religion a passive role in their writing. In contrast to the personal crises that Ibn Shaddād, Dhuoda, Abelard, and Heloise faced, Prokopios wrote The Secret History in response to what he saw as the societal crisis of the reign of the Roman Emperor Justinian and his wife Theodora. Prokopios’ thesis is essentially that Justinian “kept introducing into public life things… previously forbidden by law while abolishing firm and established customs all at once.”10 This quote establishes Prokopios as a conservative who did not like the customs that Justinian was breaking. Alongside Justinian’s legal changes, events like the Nika Riots and the plague constituted major crises for Prokopios. As a result, he wrote The Secret History to try to persuade the Roman populace that Justinian and Theodora posed a societal crisis. Prokopios uses references to comfortable religious traditions to show how Justinian and his wife Theodora deviate from them. One way Prokopios attacks Justinaian and Theodora is by 9 Radice 62 Prokopios. The Secret History: With Related Texts. Ed. Anthony Kaldellis. Indianapolis: Hackett Pub., 2010. Print. 50 10 showing how far they deviate from religion based moral traditions. For example, when describing Theodora’s past as a prostitute he says that “there was no inviolable place that [Theodora] could ever hesitate to desecrate, as she thought nothing of violating all sacred things. Along with the common people, the priests of the Christians were likewise too afraid of her and so they stood aside and let her do whatever she pleased.”11 When describing Theodora’s time as a prostitute, he says “God would show no mercy upon the man who specified the name of [her] trade.”12 These quotes show how Prokopios uses religious references to imply just how deviant Theodora must have been, leaving the specifics to the imagination of his audience. This futhers his goal of making his audience dislike Theodora as well as Justinian by association. In these examples, Prokopios is using religion passively as a reference point similar to the way that Ibn Shaddād uses it. Prokopios goes a step further than Ibn Shaddād and gives religion an active role in his narrative by accusing Justinian of being connected to demonic forces. There is a section in The Secret History titled “The Demonic Nature of Justinian and Theodora.”13 He highlights the number of deaths during their reign, testimony of Justinian’s mother about his birth, Justinian’s ascetic lifestyle, and an instance in which a monk called Justinian “the Lord of Death” as evidence for his claim that Justinian is not human. Here, Prokopios is using religious tradition as a means to dehumanize Justinian. He is deliberately trying to make his audience as uncomfortable as possible with the rule of Justinian by describing him as a demon. While Ibn Shaddād might refer to Saladin’s relationship with Allah, he would never claim that Saladin was 11 Prokopios 17 Prokopios 43 13 Prokopios 58-68 12 divine or a prophet. This use of religion is active, because Prokopios is using religion to ascribe supernatural attributes to Justinian. Prokopios takes this active use of religion further by using his established demonic description of Justinian and ending part two of The Secret History with a section titled “The Destruction of the World by the Demon Justinian.” He attributes the Nile subsiding at the wrong time, a flood in Tarsos, earthquakes, and the plague to Justinian’s “occult power and demonic nature.”14 Here Prokopios is using the populace’s beliefs in religious customs and traditions to accuse Justinian of crimes he could not have possibly committed so that Romans would have more reasons to dislike Justinian. It is unlikely that even Prokopios truly buys into this argument. Had Prokopios truly believed that Justinian was responsible for such huge disasters, he would have made Justinian’s control of the natural world the focal point of The Secret History. Instead, the argument is relegated to the end of the text. Prokopios is only able to make this argument by giving religion an active role in his argument responding to the societal crisis of Justinian’s reign. Homer gives even more agency to Greek gods in The Iliad, an epic poem from oral tradition, in response to the societal crisis of the Trojan War. Although the poem focuses on only a few characters and the personal crises they face during the war, the aggregate of these personal crises and the scope of war itself leading to the fall of Troy make the Trojan War a societal crisis. Because of the magnitude of the events in The Iliad, events are often explained by the actions of the Gods. 14 Prokopios 85 Homer gives the Greek gods very active roles in The Iliad. Throughout the poem, Homer talks about events occurring on Mount Olympus that affect the action in Troy. For example, Athena comes down to stop Achilles from killing Agamemnon,15 Zeus directly impacts the course of battle by stealing Glaucus’ wits during his fight against Diomedes,16 Apollo saves Hector’s life,17 and when Hermes guides Priam to Achilles’ tent. While other works feature characters praying, in The Iliad the audience knows whether the gods hear those prayers and how they respond. In one instance, Athena directly refuses to hear the prayers of the Trojan woman.18 In the poem, the human characters are perfectly aware of the gods’ involvement in the war. For example, Priam says “we’ll fight tomorrow until some fatal power decides between us both”19 and Achilles warns Patroclus that if he goes too far with his attack, a god will get involved and kill him.20 These instances show just how active of a role Homer gives religion in this poem about this societal crisis. The poem Beowulf seems at first to occupy a middle ground in this schema. While Beowulf the character acts in reaction to murderous monsters, the poem is written as a memorial to Beowulf. As J.R.R. Tolkien argues “[Beowulf] is an heroic-elegiac poem; and in a sense all its first 3,126 lines are the prelude to a dirge.”21 So, as with Ibn Shaddād’s writings, this poem is a reaction to the death of an individual. Although the death of an individual would seem at first to be a personal crisis, the dirge Tolkien describes focuses more on his societal impact. The poem ends with the lines “So the Geat people, his hearth companions,/sorrowed for the lord who had 15 Homer, Robert Fagles, and Bernard MacGregor Walker. Knox. The Iliad. New York: Penguin, 1991. Print. 84 Homer 203 17 Homer 223 18 Homer 205 19 Homer 226 20 Homer 415 21 Donoghue, Daniel, and Seamus Heaney. Beowulf: A Verse Translation: Authoritative Text, Contexts, Criticism. New York: Norton, 2002. Print. 128 (CITE SCHOLARSHIP DIFFERENTLY?) 16 been laid low./ They said that of all the kings upon earth/ he was the man most gracious and fairminded,/ kindest to his people and keenest to win fame.”22 This quote describes Beowulf’s death as a societal crisis. Furthermore, unlike the clearly defined relationship between Ibn Shaddād and Saladin, there is no established relationship between the poet of Beowulf and Beowulf the person. Through this reasoning, the crisis in Beowulf can be classified as societal. The anonymous poet responds to the societal crisis by actively attributing the successes of Beowulf to God. A major theme in this poem that trust in God leads to success where trust in man-made objects fails. When Beowulf fights Grendel, he chooses to do so without weapons or armor. His fellow fighters learn during the battle that “no blade on earth, no blacksmith’s art could ever damage their demon opponent. [Grendel] had conjured the harm from the cutting edge of their demon opponent.”23 From this quote one sees an active use of religion in the supernatural description of Grendel. In fact, Grendel and his mother are given definition as characters in being described as the offspring of Cain from the Biblical story of Abel and Cain.24 Beowulf fights Grendel by putting the monster in an arm lock. Beowulf’s victory is not won through any surge of strength on his part but because Grendel, who “had given offense to God,/ found that his bodily opposition had failed him.”25 Ultimately, Beowulf’s defeat of Grendel is credited to God on an active level in the following quote: “as he would have killed more, had not mindful God and one man’s daring prevented the doom.”26 The theme of God’s power succeeding where the weapons of man fail is repeated in the fight against Grendel’s mother. During the fight, the sword Unferth gave him breaks. In a 22 Donoghue 78 Donoghue 22 24 Donoghue 6 25 Donoghue 22 26 Donoghue 27 23 moment when the result of the battle seems uncertain the poet states “holy God decided the victory. It was easy for the Lord, the Ruler of Heaven to redress the balance once Beowulf got back up on his feet.”27 Immediately after this quote, Beowulf finds the magic sword that allows him to defeat Grendel’s mother. It is clear that the sword that God allows him to find succeeds where the sword Unferth gave him breaks. This theme regarding God’s power gives religion an active role in the narrative of Beowulf. In all of these texts, crisis drives their authors to the comfort of religion. As shown in this paper’s schema, different types of crises lead authors to use religion in different ways. Personal crises in the form of the death of a friend, as with Ibn Shaddād, the loss of a son, as with Dhuoda, or the loss of a lover and a lifestyle, as with Abelard and Heloise, leads to religion being used as a point of reference to guide future behavior. In these, advice is given, blessings are asked for, and God is passive. Societal crises, in form of a tyrannical emperor, as with Prokopios, a war, as with Homer, or the death of a societal hero, as with the poet of Beowulf, religion is used to explain what happened in chaotic times. It is not enough in times where crises effect the multitude for God to being sitting idly by: He must be involved somehow. As such, Demons are used to explain Justinian’s actions in The Secret History, the Greek Gods are used to explain the chaotic events of The Iliad, and God is used to explain Beowulf’s triumphs in Beowulf. Overall, the scope of a crisis changes the way people tell stories and communicate in regards to religion in response. 27 Donoghue 41 Works Cited Dhuoda, and Carol Neel. Handbook for William: A Carolingian Woman's Counsel for Her Son. Washington, D.C.: Catholic University of America, 1999. Print. Donoghue, Daniel, and Seamus Heaney. Beowulf: A Verse Translation: Authoritative Text, Contexts, Criticism. New York: Norton, 2002. Print. Homer, Robert Fagles, and Bernard MacGregor Walker. Knox. The Iliad. New York: Penguin, 1991. Print. Ibn Shaddād, Bahāʼ Al-Dīn Yūsuf Ibn Rāfiʻ. The Rare and Excellent History of Saladin. Trans. D. S. Richards. Aldershot, England: Ashgate, 2002. Print. Prokopios. The Secret History: With Related Texts. Ed. Anthony Kaldellis. Indianapolis: Hackett Pub., 2010. Print. Radice, Betty, M. T. Clanchy, Peter Abelard, and Héloïse. The Letters of Abelard and Heloise. London, England: Penguin, 2003. Print.