IMPORTANT: for transfer of non-marketable securities or paper stock certificates, please contact CUF Accounting.
1.
Provide your donor (or his/her broker ) with the CUF brokerage firm information, along with DTC transfer information
Foundation’s Broker:
Paul G. Arevian, CFA, CFP
Senior Vice President - Investments
UBS Financial Services, Inc.
370 17th St., Suite 4100
Denver, CO 80202-5641
Email: paul.arevian@ubs.com
Voice: 303-820-5015
Fax: 855-463-2012
DTC transfer information:
Brokerage Firm: UBS Financial Services, Inc.
For Credit To: University of Colorado Foundation
Account Number: AB06753-15
DTC Number: 0221
Taxpayer Identification Number: 84-6049811
Depository Trust Company (DTC) is a central securities repository where marketable securities are exchanged.
The DTC is a member of the Federal Reserve System.
2.
CU Development completes the Securities Intake Form.
3.
Forward a copy of the Securities Intake Form to: Accounting@cufund.org
and
Paul.Arevian@ubs.com
Please Note: for tax purposes, the Gift Date is recognized as the date shares enter the University of
Colorado Foundation’s clearing account at UBS. The gift will be valued on the average price (the mean between the highest and lowest selling prices) of the stock on the date received.
If you have questions, or need additional assistance, please contact:
CUF Senior Accountant, Jim Nicholson at 303-813-7964, or UBS broker, Paul Arevian at 303-820-5015

(To be completed by CU Development for internal purposed only.)
Today’s date: Click here to enter a date.
Development Officer:
Form Completed by:
Contact Phone:
Donor Information
*Donor Name:
*Advance EID Number:
Donor Address:
Donors’ Brokerage Firm and Contact Number:
Stock Information
*Name of Stock/Stock Symbol
Gift Allocation Information
Gift Amount *Fund
Number
Fund Name/Designation
*# of Shares
Pledge
Payment?
Approx. Value
Pledge # Proposal #
*Critical Fields to complete are: Donor Name, Advance EID #, Name of Stock, # of Shares and Fund Number.
Please complete the remainder of information to the best of your knowledge.
Comments:
IMPORTANT
Because donor information does not transmit through the DTC wiring system, please forward a copy of this completed form to
Accounting@cufund.org
and Paul.Arevian@ubs.com
.
If you have any questions please call (303) 813-7964.