Criminal Defense Lawyers and Judges in the US

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Criminal Defense

Lawyers and Judges in the US

Public-Private Partnership for Justice Reform in Afghanistan

February 25, 2010

David M. Siegel dsiegel@nesl.edu / 1 (617) 422-7270

Overview

Lawyer’s Duties

Zealous Representation

Candor to Tribunal

Preserve Court’s Impartiality and

Decorum

Judge’s Duties

Promote integrity and avoid impropriety

Be impartial, competent and diligent

Defense Lawyer’s Duties

Court

Duty to Preserve

Impartiality and

Decorum of

Tribunal

Defense Lawyer

Duty of

Candor to

Tribunal

Duty to Zealously

Represent Client

Client

Duty of Candor to Tribunal

Lawyer may not knowingly

 make false statement of law, fact or evidence to court, or fail to correct a false statement of law, facts or evidence.

Lawyer must know or have reasonable basis to believe facts, but need not volunteer harmful evidence.

Duty of Candor: about Law

Judge asks lawyer: “Does law limit sentence to 2 years?” Law actually allows 4 year sentence. Must lawyer correct judge?

Judge tells lawyer: “I will sentence defendant to longest possible sentence of 2 years.” Law actually allows 4 year sentence. Must lawyer correct judge?

Judge tells lawyer: “I will sentence defendant to longest possible sentence. Isn’t that 2 years?” Law

actually allows 4 year sentence. Must lawyer correct judge?

Duty to Preserve Court’s Impartiality

Lawyers must and Decorum

Not seek improper influence on court, and

Avoid ex parte communications.

No public statements likely to prejudice proceeding.

Example: Lawyer thinks judge made big mistake in trial. During trial, may lawyer

Complain in private to judge’s clerk?

Complain to judge in private?

Complain to newspaper?

Judge’s Duties

Promote integrity and avoid even appearance of impropriety.

Be impartial, competent and diligent by

Avoiding bias, prejudice or harassment;

Avoiding ex parte (one sided) communication;

Disqualifying self when impartiality might reasonably be questioned.

Judge’s Duty to Promote Integrity and

Avoid Appearance of Impropriety

Judicial duties more important than personal or non-judicial activities for judge.

Judge must always comply with the law.

Judge must avoid even appearance of impropriety to promote public confidence in law.

Judge Must be Impartial,

Diligent and Competent

Show no bias, prejudice or harassment based on

Gender

Race

Religion

Age

Marital status

Ethnicity

Socioeconomic status

Avoid Ex Parte (onesided) contacts

Disqualify self if he/she has

Bias about a party or a lawyer;

Knowledge of facts in case;

Prior involvement in case as a lawyer, witness or judge;

Economic interest in case; or

Present involvement in the proceeding by anyone closer than cousin as lawyer, witness or party.

Appearance of Impropriety:

Bias

Judge calls prosecutor by full name and title, but calls defense lawyer by first name

 only.

Judge calls defense lawyer a “nice young woman.”

Judge calls defense lawyer “nice young man from the countryside.”

Prosecutor refers to witness as “nice young married woman.”

Are any of these improper?

Appearance of Impropriety:

Disqualification

Judge was in university class with prosecutor, comes from same village, worked in same office for two years.

Ten years later, prosecutor brings case before judge.

Must judge disqualify himself from the case?

Appearance of Impropriety:

Special Treatment

Judge has government car for official duties.

May judge give prosecutor a ride home in government car?

May judge give a friend (not a lawyer) a ride home in government car?

Tashakor / Me Herabani

هننم هخڅ ې ساتس

Thank you

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