CUSTOMER_CODE
SMUDE
DIVISION_CODE
SMUDE
EVENT_CODE
OCTOBER15
ASSESSMENT_CODE MF0010_OCTOBER15
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73381
QUESTION_TEXT
Bring out the difference between fundamental and technical
analysis
SCHEME OF
EVALUATION
 Charts Vs financial statements
 Time horizon
 Trading Vs investing
 Cause Vs effect
(Points to be explained)
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73383
QUESTION_TEXT
Describe the factors that affect risk.
i. Business risk - (2 ½ mark)
ii. Inflation risk - (2 ½ mark)
SCHEME OF EVALUATION
iii. Interest rate risk – (2 ½ marks)
iv. Market risk - (2 ½ marks)
QUESTION_TYPE DESCRIPTIVE_QUESTION
QUESTION_ID
QUESTION_TEX
T
SCHEME OF
EVALUATION
73384
a.
a)
Critically analyze Markowitz model
b. Explain single factor model & variance
c. What is a regional fund
4 marks
b) single factor model & variance
c)
4 marks
2 marks
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
73386
QUESTION_TEXT
What are the various options and value added services provided by the
customer under mutual fund?
SCHEME OF
EVALUATION
i. Options
The options available to the investors are
1. Dividend payout option (1 M)
2. Dividend reinvestment option (1m)
3. Growth option (1M)
4. Systematic Investment Plan
5. Systematic Transfer Plan
6. Systematic Withdrawal Plan (5M) (with expl)
ii Value added services (2M)
Mutual funds offer value added services like redemption over phone,
triggers and alerts, chequebook facility and new points of purchase. A
trigger is an actionable facility that lets the investor pre-specify exit
targets for his mutual fund investments. Generally triggers are based on
the value of the NAV or after a specified date. When the target is
reached, the fund house will automatically redeem the units of the
investors.
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
126187
Discuss the tools of technical analysis.
QUESTION_TEXT
1.
Charting
(2 marks)
2.
Technical indicators
(2 marks)
3.
Sentiment indicators
(2 marks)
4.
Flow of funds indicators
(2 marks)
5.
Market structure indicators
(2 marks)
SCHEME OF EVALUATION
(Points to be explained)
QUESTION_TYPE
DESCRIPTIVE_QUESTION
QUESTION_ID
126194
QUESTION_TEXT
What are the common features of an emerging market?
SCHEME OF
EVALUATION
1.
Economic growth is high
2.
Exchange rate risk is high
3.
Political risk is high
4.
Weak legal systems and lack of effective regulation
5.
Minority shareholders are not protected enough]
6.
A single majority shareholder or a group of connected
shareholders controlling a large numbers of companies The presence
of large conglomerates.
(10 marks)