FREEMAN SCHOOL OF BUSINESS LGST 3010-22 Legal, Ethical and Regulatory Environment of Business Fall 2015 Instructor: Professor Jeffery Morgan Phone: 504-913-2379 (cell) Office Hours: Immediately after class. E-mail: jdmorgan@tulane.edu Class Meeting Day & Time: Thurs 6:30-9:15p Blackboard Site: myTulane.blackboard.com Class Location: GWI, Room 131 Writing Instructor: James Marler (jmarler@tulane.edu) Legal Coach: Ryan McLaren (jrynmac@gmail.com) Course Description: LGST 3010 is a writing intensive course, which examines ethical and legal issues that affect business decision-making. The course covers ethical decision-making, including the concepts of professionalism, integrity-based management, compliance-based management, and corporate social responsibility. The course then focuses on the ethical and legal issues associated with the legal system, the litigation process, alternative dispute resolution techniques, business torts based on negligence, intent and strict liability, including fraud, product liability, misrepresentations, and misleading advertising, contracts, consumer protection issues, business crimes, bankruptcy, labor and employment law, laws surrounding equal opportunity, and property law, including patents, copyrights, trade secrets, trade names, and trademarks. Course Prerequisites: ECON 1010 or ECON 1030 and MCOM 3010 (students admitted Fall 2014 and later); Pre or corequisite: CDMA 1201; Sophomore standing. Course Goals: The goals of this course are to equip the student with the skills necessary to become a socially responsible manager by focusing on the ethical, legal, economic, and discretionary aspects of managerial decisionmaking and to provide the student with an opportunity to think and write critically on these aspects of management. 1 Student Learning Objectives: Upon successful completion of this course, students should be able to: • Identify and analyze the basic legal and ethical issues affecting business decisions to become a more legally astute manager. • Improve critical and reflective thinking skills by identifying and addressing legal and ethical issues in business decision making. • Communicate effectively through class participation and written assignments. • Understand the basic ethical principles within the context of value creation and risk management. • Understand the basic elements of methods of resolving business disputes through litigation and alternative dispute resolution techniques. • Identify the basic elements of contract law. • Understand the basic legal issues associated with real estate and property law. • Understand the basic legal issues associated with the employment relationship. • Understand the basic legal issues associated with intellectual property. • Understand the basic torts that affect business. • Understand the basic elements of criminal law. • Understand the basic legal issues associated with debtor-creditor relations. Textbook: Sean Melvin and Michael Katz, The Legal Environment of Business: A Managerial Approach (2d ed. McGraw Hill Education), ISBN 978-0-07-802380-4. You may use the printed loose-leaf version or the electronic version of the text. Grading: Your grade in this course is based on three papers, three exams, and unscheduled quizzes. These items are weighted as follows: Exam 1 Exam 2 Exam 3 Papers Unscheduled Quizzes 20% 20% 35% 15% 10% The grading scale is as follows: Grade A Points 10093 A9290 B+ 8988 B 8783 B8280 C+ 7978 C 7773 C7270 D+ 6968 D 6763 D6260 F 59 or less This course follows the faculty approved grading guidelines of a maximum class average GPA in the range of 2.700 to 3.000 for core classes and a maximum class average GPA in the range of 3.000-3.333 for business elective classes. Please note the stated average class GPA range is a maximum average range and the class average GPA range could be lower. Class Attendance Class attendance and participation are essential. If you miss a class, you are still responsible for the subject matter covered in the lecture and for timely submission of all assignments. Since the pace of the class may vary from week to week, reading assignments may also vary from the proposed course calendar listed below. In the event of an absence, students should contact each other to determine the subject 2 matter missed. Statement about Academic Integrity This class will be conducted in full accordance with Tulane’s policies about academic integrity including, but not limited to, the Code of Academic Conduct and the Code of Student Conduct. These can be found at: http://tulane.edu/college/code.cfm and https://tulane.edu/studentaffairs/conduct/upload/15-16- CODE-BOOKLET.pdf. Freeman Educational Norms and Expectations This class will be conducted in full accordance with Freeman’s Educational Norms and Expectations. Please reread the Norms and Expectations, which can be found at http://www.freeman.tulane.edu/students/bsm/pdf/bsmnorms.pdf. Learning Disabilities Under the Americans with Disability Act and the Section 504 of the Rehabilitation Act, if you have a disability, you may have the right to an accommodation; however, the right is contingent upon your taking certain steps. You should review the steps that you need to take, as well as Tulane’s policy concerning accommodations at http://tulane.edu/studentaffairs/disability/accommodations.cfm. Any student with a disability, in need of course or examination accommodation, should request an accommodation through the University’s Office of Disability Services (ODS) located in the Mechanical Engineering Building. At the beginning of the semester, please provide me with a copy of your approved ODS accommodation form. I am committed to working with ODS to ensure that I provide you with all approved accommodations. If you do not deliver the approved accommodation form to me, I will not know that ODS approved your accommodation, and I will have no basis upon which to provide those accommodations. Please Note: For students with extended time accommodation, you are to take your exams within the Freeman School, please take your Exam Request Form to Suite 200 at least FOUR days before the exam and the Office of Undergraduate Programs will schedule your exam. You must begin your exam when the class normally would begin. For all other accommodations, please take your form to ODS, and they will schedule your exam. One Wave Tulane University recognizes the inherent dignity of all individuals and promotes respect for all people. As “One Wave,” Tulane is committed to providing an environment free of all forms of discrimination based on race, ethnicity, creed, religion, gender, gender identity and sexual orientation, as well as all forms of sexual harassment, including sexual assault, domestic and dating violence, and stalking. If you (or someone you know) has experienced or experiences discrimination, domestic violence, sexual assault or sexual harassment, know that you are not alone. Resources and support are available. Learn more at http://tulane.edu/health/onewave/index.cfm. Any and all of your communications on these matters will be treated as either “Strictly Confidential” or “Mostly Confidential” as explained in the chart below. 3 Strictly Confidential Except in extreme circumstances, involving imminent danger to one’s self or others, nothing will be shared without your explicit permission. Counseling & Psychological Services (CAPS) | (504) 314-2277 Student Health Center | (504) 865-5255 Sexual Aggression Peer Hotline and Education (SAPHE) | (504) 654-9543 Mostly Confidential Conversations are kept as confidential as possible, but information is shared with key staff members so the University can offer resources and accommodations and take action if necessary for safety reasons. Coordinator of Violence Prevention | (504) 3142161 Tulane University Police (TUPD) | (504) 8655911 Office of Institutional Equity | (504) 862-8083 Specific Course Policies Exams The course includes three closed-book exams that are administered in class. No student should ever miss an exam. If you do miss an exam, you will be allowed to take a make-up only if you produce documented evidence of an acceptable excuse, e.g., university sanctioned absence, doctor’s note, accident report. Absent extraordinary circumstances, make-up exams are given on the last day of class. Please make sure that you bring a pen to all exams. The final exam is a cumulative exam. Quizzes In order to insure regular attendance and encourage attentiveness and participation, unscheduled quizzes will be given throughout the semester. The policy discussed above regarding missed exams will also apply to missed quizzes. Papers You will complete three papers for this course. For the papers, the class will be divided into teams. I will provide specific instructions in class and on Blackboard for each paper. See the appendix to this outline for useful information about organizing any law-related essay, including your papers. Each class will have a writing instructor and a legal instructor. You can meet with them separately in the Management Communication Center on the second floor unless otherwise instructed. These individuals serve as coaches to assist you with writing the papers, but they will not write the paper for you. For example, you may have a passive voice error in your paper and the writing instructor may point out one of these errors, and you will need to find the remaining passive voice errors and correct each. How can you excel on the papers? Begin the assignment early by reading the chapter material the question covers. Schedule an appointment with the writing instructor and/or a legal instructor well in advance of the due date. (Note: There are a limited number of appointment times, and if you wait until the last minute, you probably will not be able to see the instructors.) Prepare a completed draft of the assignment and deliver a copy to the instructor/coach with whom you want to meet, i.e., a copy to the writing instructor and/or a separate copy to the legal coach. Please do so at least one business day in advance to allow the instructor to read the paper. 4 Meet with the instructor(s) at the time you agreed to do so and review with the instructor(s) any comments the instructor(s) makes. Ask any questions that pertain to the assignment. Revise your draft at least two more times and pay particular attention to your grammar and reasoning, i.e., make certain that all of your conclusions are fully supported. Please remember that writing takes a great deal of time, start early, and recognize that you will go through multiple drafts before your paper will be in final form. A. B. Freeman School of Business Thursday Class Schedule-Fall 2015 (Class Topic Subject to Change) Chap. Classes Intro to Class; Business, Societal, and Ethical Contexts of Law Thursday, August 27 5 Legal Foundations; Business and the Thursday, September 3 1-2 Constitution The American Judicial System, Jurisdiction, and Venue; Resolving Disputes: Litigation and Thursday, September 10 3-4 Alternative Dispute Resolution Options Exam 1 6 Overview and Language of Contracts Thursday, September 17 Contract Formation 7 Thursday, September 24 Paper 1 Due Contract Performance: Conditions, Breach, and Thursday, October 1 8 Remedies Saturday, October 3 Make-up Class (as needed) Thursday, October 8 10 Torts and Products Liability Thursday, October 15 – Sunday, October 18 Fall Break Exam 2 11 Agency Thursday, October 22 Saturday, October 24 Make-up Class (as needed) Employment Relationships and Labor Law 12 Thursday, October 29 Paper 2 Due Thursday, November 5 13 Employment Discrimination Thursday, November 12 23 Criminal Law and Procedure Personal Property, Real Property, and Land Thursday, November 19 24-25 Use Law; Intellectual Property Wednesday, November 25 – Sunday, November 29 Thanksgiving Holiday Intellectual Property 25 Thursday, December 3 Paper 3 Due Thursday, December 10 Final Exam 5 APPENDIX IRAC What is IRAC? “IRAC” stands for Issue, Rule, Application, and Conclusion. It is one way to structure legal analysis. An effective essay (no matter the overall length) follows some form of the IRAC structure where it is organized around each of these elements for each and every issue identified as a legal problem. IRAC is an extremely useful tool in organizing any law related essay answer. It is not the only way to structure an answer, but it helps to make sure all bases are covered. Until you achieve the level of mental and written fluency where you can weave together rule and fact in a seamless tapestry and transition between thoughts without loss of either the substance or your reader, you might choose to rely on some form of IRAC to keep focused. Use IRAC as tool for organizing your thinking and your writing. Think of it as a weaving loom that is there only to support the threads of your argument, while you weave and create an intricately beautiful piece of fabric, i.e. a complete, logical argument. Soon, the process will become automatic and you will rely less and less on the loom. Until then, you have something you can rely on to guide you through the process. How to IRAC 1. State the issue. The issue is the most important element in the analysis and must be stated in a way to show what is in controversy. The legal question weaves together the rule and the facts particular to the problem you identified. Articulate the issue by creating the legal question presented by the facts. To find the issue, ask: “what is in controversy in these facts.” (Of course you need to know the law to find a legal question in the facts.) Use the “whether/when” structure to help you isolate and write an issue statement. For example, “The issue is whether a driver has a duty to yield to a pedestrian when the pedestrian crosses the street outside a crosswalk.” You achieve the same result with other words – “Did” or “Can.” Don’t get fixated on language. The key is the identification of the legal problem. You should always use the following language to guide your thought process: “The issue is whether,” . . . then identify and state the legal conclusion you want the court to reach . . . Don committed a battery, (or an offer was made, or the court can assert personal jurisdiction) . . . and connect to the “relevant” facts (the relevant facts being those facts which impact the outcome) . . . when he pushed Pam even though he knew she was in no danger of being hit by the bicyclist (or when he said, “would you buy my watch for $500 in cash next Tuesday?” or when the defendant conducted business in the forum state, had an office and a full-time staff, and paid state taxes). When completed, the sentence will read: “The issue is whether Don committed a battery when he pushed Pam even though he knew she was in no danger of being hit by the bicyclist.” 2. State the rule/law. After you have the issue, you must articulate the rule. The rule and the facts are inextricably linked. Your analysis of the facts will not make sense unless you have first identified the rule which determines the legal meaning to be attributed to those facts. Use building blocks for writing the rule of law, consider: ♦ Elements ♦ Definitions ♦ Exceptions to the general rule ♦ Limitations to the rule ♦ Defenses When writing, follow a hierarchy of concepts by: ♦ Moving from the general to the specific; 6 ♦ Defining each legal term of art. 3. Analyze the facts in light of the law. The analysis or application is the heart of the discussion and sometimes works better combined with the rule. It is where you examine the issues raised by the facts in light of the rule. Your statement of the rule will drive your organization of the analysis. You simply match up each element you have identified in the rule (in order) with a fact, using the word “because” to make the connection between rule and fact. “Because” may be the single most important word to use when writing the analysis. Using the word “because” forces you to make the connection between rule and fact. Also, make use of the words “as” and “since”— they serve the same function as “because” and sometimes will sound less redundant when used in the same paragraph as “because.” Consider: ♦ The consequences of applying the rule – what will happen? ♦ What are the consequences of this rule in this situation? Which leads you to consider: ♦ What does application of the rule mean here? What will be its effect? Which will lead you to your conclusion. 4. Conclusion Conclude each issue before drawing your final overall conclusion. There is no right or wrong answer, only logical analysis based on the rule and the facts which lead to a reasonable conclusion. Note: Repeat the process for each issue you identify — each issue forms the basis for a separate IRAC analysis. Examples: 1a. Do not write: In this case, while Pete the police officer was giving Dan a sobriety test, he noticed that Dan fit the description of an eyewitness to the robbery, giving the police officer probable cause to arrest Dan. 1b. Do write: In this case, Pete the police officer realized that Dan fit the description of the suspect, providing probable cause for arrest, because Dan was extremely tall at 6’4”, was wearing a green and tan sweater with purple patches and pointy-toed alligator cowboy boots, fitting the description provided by the eyewitness to the robbery. 2a. Do not write: ABC Inc. engaged Dr. Jones to develop a drug that reduced hair loss. Dr. Jones worked in his own laboratory, hired and fired his own assistants and set their working hours as well as his own. He meets with the President of ABC every Friday morning to discuss progress on the project, and at this time, Dr. Jones submits his timesheet for payment. The President pays Dr. Jones weekly. 2b. Do write: Here, Dr. Jones can be considered an independent consultant for ABC Inc. because he completes all the research and development work in his own laboratory, in a separate facility from that of ABC, where he has direct control over the employees because he hired his own assistants, setting their work hours. He also exercises direct control over his own work because he sets his own work hours and only meets with ABC once a week. Further, since he only meets with the President of ABC on a weekly basis to discuss progress on development of the hair loss product, the President does not supervise Dr. Jones on a daily basis as to the work in the laboratory. 7