13-1 © 2010 The McGraw-Hill Companies, Inc. All rights reserved Chapter 13 Financial Statements and Closing Procedures Section 1: Preparing the Financial Statements Section Objectives 1. 2. 3. Prepare a classified income statement from the worksheet. Prepare a statement of owner’s equity from the worksheet. Prepare a classified balance sheet from the worksheet. © 2010 The McGraw-Hill Companies, Inc. All rights reserved. Objective 1 Prepare a classified income statement from the worksheet The Classified Income Statement A classified income statement is sometimes called a multiple-step income statement. 13-3 QUESTION: What is a single-step income statement? ANSWER: A single-step income statement is a format in which only one computation is needed to determine the net income. (Total Revenue – Total Expenses = Net Income) 13-4 Operating Revenue Operating Revenue Sales Less Sales Returns and Allowances Net Sales Cost of Goods Sold Merchandise Inventory, Jan. 1, 2010 561,650.00 12,500.00 549,150.00 52,000.00 Net sales for Whiteside Antiques 13-5 Cost of Goods Sold The Cost of Goods Sold section contains information about the cost of the merchandise that was sold during the period. Three elements are needed to compute the cost of goods sold: Beginning inventory Net delivered cost of purchases Ending inventory 13-6 Net Delivered Cost of Purchases Purchases + Freight In (Purchases Returns and Allowances) (Purchases Discounts) Net Delivered Cost of Purchases 13-7 Total Merchandise Available for Sale Beginning Merchandise Inventory + Net Delivered Cost of Purchases Total Merchandise Available for Sale 13-8 Cost of Goods Sold Beginning Merchandise Inventory + Net Delivered Cost of Purchases Total Merchandise Available for Sale (Ending Merchandise Inventory) Cost of Goods Sold 13-9 Merchandise Inventory is the one account that appears on both the income statement and the balance sheet. Beginning and ending merchandise inventory balances appear on the income statement. Ending merchandise inventory also appears on the balance sheet in the Assets section. 13-10 Cost of Goods Sold Whiteside Antiques Income Statement Year Ended December 31, 2010 Cost of Goods Sold Merchandise Inventory, Jan. 1, 2010 Purchases Freight In Delivered Cost of Purchases Less Purchases Returns and Allowances 3,050.00 Purchases Discounts 3,130.00 Net Delivered Cost of Purchases Total Merchandise Available for Sale Less Merchandise Inventory, Dec. 31, 2010 Cost of Goods Sold Merchandise available for sale Cost of goods sold 13-11 52,000.00 321,500.00 9,800.00 331,300.00 6,180.00 325,120.00 377,120.00 47,000.00 330,120.00 Gross Profit on Sales For Whiteside Antiques net sales is the revenue earned from selling antique items. Cost of goods sold is what Whiteside Antiques paid for the antiques that were sold during the fiscal period. Gross profit is what is left to cover operating expenses and provide a profit. Gross profit is the difference between the net sales and the cost of goods sold 13-12 Gross profit on sales for Whiteside Antiques Whiteside Antiques Income Statement Year Ended December 31, 2010 Operating Revenue Sales Less Sales Returns and Allowances Net Sales Cost of Goods Sold Merchandise Inventory, Jan. 1, 2010 Purchases Freight In Delivered Cost of Purchases Less Purchases Returns and Allowances 3,050.00 Purchases Discounts 3,130.00 Net Delivered Cost of Purchases Total Merchandise Available for Sale Less Merchandise Inventory, Dec. 31, 2010 Cost of Goods Sold Gross Profit on Sales 13-13 561,650.00 12,500.00 549,150.00 52,000.00 321,500.00 9,800.00 331,300.00 6,180.00 325,120.00 377,120.00 47,000.00 330,120.00 219,030.00 Operating Expenses Whiteside Antiques Income Statement Year Ended December 31, 2010 Gross Profit on Sales Operating Expenses Selling Expenses Salaries Expense - Sales Advertising Expense Cash Short or Over Supplies Expense Depreciation Expense - Store Equipment Total Selling Expenses General and Administrative Expenses Rent Expense Salaries Expense - Office Insurance Expense Payroll Taxes Expense Telephone Expense Uncollectible Accounts Expense Utilities Expense Depreciation Expense - Office Equipment Total General and Administrative Expenses Total Operating Expenses 219,030.00 79,690.00 7,425.00 125.00 4,975.00 2,400.00 94,615.00 27,600.00 26,500.00 2,450.00 7,371.20 1,875.00 800.00 5,925.00 700.00 73,221.20 Salaries for salespersons and advertising are examples of selling expenses 13-14 167836.2 Operating Expenses Whiteside Antiques Income Statement Year Ended December 31, 2010 Gross Profit on Sales Operating Expenses Selling Expenses Salaries Expense - Sales Advertising Expense Cash Short or Over Supplies Expense Depreciation Expense - Store Equipment Total Selling Expenses General and Administrative Expenses Rent Expense Salaries Expense - Office Insurance Expense Payroll Taxes Expense Telephone Expense Uncollectible Accounts Expense Utilities Expense Depreciation Expense - Office Equipment Total General and Administrative Expenses Total Operating Expenses 219,030.00 79,690.00 7,425.00 125.00 4,975.00 2,400.00 94,615.00 27,600.00 26,500.00 2,450.00 7,371.20 1,875.00 800.00 5,925.00 700.00 73,221.20 167836.2 Rent, utilities, and salaries for office employees are examples of general and administrative expenses 13-15 Whiteside Antiques Income Statement Year Ended December 31, 2010 Operating Revenue Sales Less Sales Returns and Allowances Net Sales Cost of Goods Sold Gross Profit on Sales Operating Expenses Selling Expenses Salaries Expense - Sales Advertising Expense Cash Short or Over Supplies Expense Depreciation Expense - Store Equipment Total Selling Expenses General and Administrative Expenses Rent Expense Salaries Expense - Office Insurance Expense Payroll Taxes Expense Telephone Expense Uncollectible Accounts Expense Utilities Expense Depreciation Expense - Office Equipment Total General and Administrative Expenses Total Operating Expenses Net Income from Operations 561,650.00 12,500.00 549,150.00 330,120.00 219,030.00 79,690.00 7,425.00 125.00 4,975.00 2,400.00 Net income from operations 94,615.00 27,600.00 26,500.00 2,450.00 7,371.20 1,875.00 800.00 5,925.00 700.00 73,221.20 167,836.20 51,193.80 13-16 Other Income and Other Expenses Whiteside Antiques Income Statement Year Ended December 31, 2010 Operating Expenses Net Income from Operations Other Income Interest Income Miscellaneous Income Total Other Income Other Expenses Interest Expense Net Nonoperating Expense 51,193.80 166.00 366.00 532.00 770.00 238.00 13-17 Net income for Whiteside Antiques Whiteside Antiques Income Statement Year Ended December 31, 2010 Operating Revenue Net Sales Cost of Goods Sold Gross Profit on Sales Operating Expenses Total Selling Expenses Total Operating Expenses Net Income from Operations Other Income Interest Income Miscellaneous Income Total Other Income Other Expenses Interest Expense Net Nonoperating Expense Net Income for Year 549,150.00 330,120.00 219,030.00 94,615.00 167,836.20 51,193.80 166.00 366.00 532.00 770.00 238.00 50,955.80 13-18 Objective 2 Prepare a Statement of Owner’s Equity from the worksheet The statement of owner's equity reports the changes that occurred in the owner's financial interest during the period. The ending capital balance for Bill Whiteside, $84,576.80, is used to prepare the balance sheet. Whiteside Antiques Statement of Owner's Equity Year Ended December 31, 2010 Bill Whiteside, Capital, January 1, 2010 Net Income for Year 50,955.80 Less Withdrawals for the Year 27,600.00 Increase in Capital Bill Whiteside, Capital, December 31, 2010 13-19 61,221.00 23,355.80 84,567.80 Objective 3 Prepare a classified balance sheet from the worksheet QUESTION: What are current assets? ANSWER: Current assets are assets consisting of cash, items that normally will be converted into cash within one year, and items that will be used up within one year. 13-20 Current Assets Whiteside Antiques Balance Sheet December 31, 2010 Assets Current Assets Cash Petty Cash Fund Notes Receivable Accounts Receivable Less Allow. for Doubtful Accounts Interest Receivable Merchandise Inventory Prepaid Expenses Supplies Prepaid Insurance Prepaid Interest Total Current Assets 13,136.00 100.00 1,200.00 32,000.00 1,050.00 1,325.00 4,900.00 75.00 Current assets for Whiteside Antiques 13-21 30,950.00 30.00 47,000.00 6,300.00 98,716.00 Plant and Equipment Noncurrent assets are called long-term assets. An important category of long-term assets is plant and equipment. For many businesses plant and equipment represents a sizable investment. Whiteside Antiques Balance Sheet December 31, 2010 Assets Prepaid Interest Total Current Assets Plant and Equipment Store Equipment Less Accumulated Depreciation Office Equipment Less Accumulated Depreciation Total Plant and Equipment Total Assets 75.00 30,000.00 2,400.00 5,000.00 700.00 6,300.00 98,716.00 27,600.00 4,300.00 31,900.00 130,616.00 13-22 Current Liabilities Whiteside Antiques Balance Sheet December 31, 2010 Assets Prepaid Interest Total Current Assets Total Plant and Equipment Total Assets 75.00 Total current liabilities Liabilities and Owner’s Equity Current Liabilities Notes Payable-Trade Notes Payable-Bank Accounts Payable Interest Payable Social Security Tax Payable Medicare Tax Payable Employee Income Tax Payable Fed. Unemployment Tax Pay. State Unemployment Tax Pay. Salaries Payable Sales Tax Payable Total Current Liabilities 2,000.00 9,000.00 24,129.00 20.00 1,158.40 267.40 990.00 9.60 64.80 1,200.00 7,200.00 46,039.20 13-23 6,300.00 98,716.00 31,900.00 130,616.00 Long-Term Liabilities Although repayment of long-term liabilities might not be due for several years, management must make sure that periodic interest is paid promptly. Long-term liabilities include mortgages, notes payable, and loans payable. 13-24 Owner's Equity Statement of Owner's Equity Year Ended December 31, 2010 Bill Whiteside, Capital, January 1, 2010 61,221.00 Net Income for Year 50,955.80 Less Withdrawals for the Year 27,600.00 Increase in Capital 23,355.80 Bill Whiteside, Capital, December 31, 2010 84,576.80 Whiteside Antiques Balance Sheet December 31, 2010 Assets Owner’s Equity Bill Whiteside, Capital Total Liabilities and Owner's Equity 84,576.80 130,616.00 The ending balance from the statement of owner’s equity is transferred to the Owner's Equity section of the balance sheet. 13-25 Chapter 13 Financial Statements and Closing Procedures Section 2: Completing the Accounting Cycle Section Objectives McGraw-Hill 4. Journalize and post the adjusting entries. 5. Journalize and post the closing entries. 6. Prepare a postclosing trial balance. 7. Journalize and post reversing entries. © 2010 The McGraw-Hill Companies, Inc. All rights reserved. Objective 4 All Journalize and post the adjusting entries adjustments are shown on the worksheet. After the financial statements have been prepared, the adjustments are made a permanent part of the accounting records. They are recorded in the general journal as adjusting journal entries and are posted to the general ledger. 13-27 Adjusting Entries Type of Adjustment Worksheet Reference Purpose Inventory (a – b) Removes beginning inventory and adds ending inventory to the accounting records. Expense (c – e) Matches expense to revenue for the period; the credit is to a contra asset account. Accrued Expense (f – i) Matches expense to revenue for the period; the credit is to a liability account. Prepaid Expense (j – l) Matches expense to revenue for the period; the credit is to an asset account. Accrued Income (m – n) Recognizes income earned in the period. The debit is to an asset account (Interest Receivable) 13-28 Objective 5 Journalize and Post the Closing Entries At the end of the period, the temporary accounts are closed. The temporary accounts are: Revenue accounts Cost of goods sold accounts Expense accounts Drawing account 13-29 There are four steps in the closing process: 1. Close revenue accounts and cost of goods sold accounts with credit balances to Income Summary. 2. Close expense accounts and cost of goods sold accounts with debit balances to Income Summary. 3. Close Income Summary, which now reflects the net income or loss for the period, to owner's capital. 4. Close the drawing account to owner's capital. 13-30 Step 1: Closing the Revenue Accounts and the Cost of Goods Sold Accounts with credit balances. GENERAL JOURNAL DATE DESCRIPTION POST. REF. 2010 Closing Entries Dec. 31 Sales Interest Income Miscellaneous Income Purchases Returns and Allowances Purchases Discounts Income Summary 28 PAGE DEBIT CREDIT 561,650.00 166.00 366.00 3,050.00 3,130.00 568,362.00 Debit each account, except Income Summary, for its balance. Credit Income Summary for the total. 13-31 Step 2: Closing the Expense Accounts and the Cost of Goods Sold Accounts with Debit Balances Credit each account, except Income Summary, for its balance. Debit Income Summary for the total. 13-32 Step 3: Closing the Income Summary Account The third closing entry transfers the Income Summary balance to the owner's capital account. This closes the Income Summary account, which remains closed until it is used in the end-of-period process for the next year. For Whiteside Antiques, the third closing entry is as follows: Income Summary Adjusting Entries (a-b) Closing Entries 12/31 12/31 52,000.00 512,406.20 564,406.20 12/31 12/31 Bal. 47,000.00 568,362.00 615,362.00 50,955.80 GENERAL JOURNAL DATE Dec. 31 DESCRIPTION POST. REF. Income Summary Bill Whiteside, Capital PAGE DEBIT 28 CREDIT 50,955.80 50,955.80 13-33 Step 4: Closing the Drawing account This entry closes the drawing account and updates the capital account GENERAL JOURNAL DATE Dec. 31 DESCRIPTION POST. REF. Bill Whiteside, Capital Bill Whiteside, Drawing PAGE DEBIT 28 CREDIT 27,600.00 27,600.00 13-34 Posting the Closing Entries The closing entries are posted from the general journal to the general ledger. This process brings the temporary account balances to zero. The word Closing is entered in the Description column. 13-35 Objective 6 Preparing a Postclosing Trial Balance Prepare a postclosing trial balance to confirm that the general ledger is in balance. Only the accounts that have balances – the asset, liability and owner's capital accounts – appear on the postclosing trial balance. The postclosing trial balance matches the amounts reported on the balance sheet. To verify this, compare the postclosing trial balance with the balance sheet. 13-36 Only the accounts that have balances—the asset, liability and owner's capital accounts—appear on the postclosing trial balance Temporary accounts do not appear on the postclosing trial balance Revenue Cost of Goods Sold Expenses Withdrawals 13-37 Preparing a Postclosing Trial Balance 13-38 Objective 7 Journalize and post reversing entries QUESTION: What are reversing entries? ANSWER: Reversing entries are journal entries made to reverse the effect of certain adjusting entries involving accrued income or accrued expenses. 13-39 The Accounting Cycle Step 1 Analyze transactions Step 2 Journalize the data about transactions Step 3 Post the data about transactions Step 4 Prepare a worksheet Step 5 Prepare financial statements Step 9 Interpret the financial information Step 8 Prepare a postclosing trial balance Step 7 Journalize and post closing entries 13-40 Step 6 Journalize and post adjusting entries Thank You for using College Accounting A Contemporary Approach, 1ST Edition Haddock • Price • Farina 13-41