Florida Regional Community Policing Institute
Presents
Changing Roles:
Supervising Today’s
Community
Policing Officer
With Funding from:
Department of Justice, COPS Office http://cop.spcollege.edu
Course Expectations
• Enhance supervisory skills
• Recognize the different skills necessary to effectively supervise community policing
• Develop tools to work more effectively with community policing officers http://cop.spcollege.edu
Course Agenda – Day 1
8:00 - 9:00 Registration & Course Overview
9:00 - 10:00 Assessing our Readiness for COPPS
10:00 - 11:00 Overview of COPPS Philosophy
11:00 - 12:00 Contrasting Traditional and COPPS
Superv.
12:00 - 1:00 Lunch
1:00 - 3:00 Leadership Styles That Works with
COPPS
3:00 - 5:00 Supervising Collaborative Partnerships http://cop.spcollege.edu
Course Agenda – Day 2
8:00 - 11:00 Role of Supervisors in Problem
Solving
11:00 - 12:00 Setting a Vision
12:00 - 1:00 Lunch
1:00 - 3:00 Performance Evaluation
3:00 - 4:30 Calming Rough Seas
4:30 - 5:00 Wrap-up & Closing Thoughts http://cop.spcollege.edu
Adult Learning
Telling is not teaching …
… and listening is not learning http://cop.spcollege.edu
How We Learn
• 10% of what we Read
• 20% of what we Hear
• 30% of what we See
• 50% of what we See and Hear
• 70% of what we Discuss
• 80% of what we Experience
Personally
• 95% of what we Teach to others
Source: William Glasser http://cop.spcollege.edu
How Quickly We Forget
• 41.8% after 20 minutes
• 55.8% after 1 hour
• 66.3% after 24 hours
• 84.6% after 6 days
• 98.9% after 1 month
Source: Texas Education Agency http://cop.spcollege.edu
So What’s the Problem?
Assessing the Need for
COPPS Supervisory Training http://cop.spcollege.edu
Segment Objectives
• Explore and list problems frequently identified by community policing supervisors
• List problems participants encounter in their community policing operations
• Compare lists to determine differences and commonalties http://cop.spcollege.edu
So You’re a COPPS Supervisor
Congratulations Sgt. Jones!
Report to COPPS on Monday… http://cop.spcollege.edu
The Florida State Study
• Few training models available for
COPPS supervisors
• The field is emerging at this time http://cop.spcollege.edu
The University of Louisville Study
Lack of support
Minimal managerial support
No job description for position
No policy for community policing
Assessing by stats does not reflect COPPS
Limited and/or inadequate training
Lack of input in COPPS officer selection
COPPS supervisor’s authority limited
83%
77%
72%
65%
65%
62%
52%
47% http://cop.spcollege.edu
Team Exercise – Breakout
Groups
Your Captain meets with you to discuss the progress of community policing in your agency. Specifically, the Captain wants to know what obstacles get in the way of your efforts to implement community policing.
The goal here is to make changes and eliminate barriers. So...
What are the greatest challenges you face daily as a
COPPS supervisor ?
http://cop.spcollege.edu
Class Results
Two Classes Ago
• Training
• Buy
In/Commitment
• Hiring More Bodies
• Selection of
Personnel
• Consistency/Polici es
Last Class
• Manpower, Time,
Resources
• Undefined
Expectations
• Statistic Driven
• Lack of
Understanding
• Staff Understanding http://cop.spcollege.edu
Agreeing on the Basics
An Overview of the
Community Policing Philosophy http://cop.spcollege.edu
Segment Objectives
• Identify the definition of community policing
• Describe the evolution from the professional model to community policing model
• Recognize the ten principles of community policing and problem solving
• Recognize two core components of community policing http://cop.spcollege.edu
What Words Describe COPPS?
http://cop.spcollege.edu
Definition of Community Policing
An organizational wide philosophy and management approach that promotes community, government and police partnerships; proactive problem solving; and community engagement to address the causes of crime, fear and other community issues.
-- Community Policing Consortium, 1996 http://cop.spcollege.edu
Key Elements of Definition
• Department wide philosophy
• Partnership with other community and other government agencies
• Pro-active problem solving
• Addresses more than just crime http://cop.spcollege.edu
Another Definition
Community policing is a philosophy of full service policing, where the same officer patrols and works in the same area on a permanent basis from a decentralized place, working in a proactive partnership with citizens to identify and solve problems.
(Trojanowicz & Bucqueroux, 1994) http://cop.spcollege.edu
Key Elements of Definition
• Shared responsibility
• Prevention
• Officer discretion http://cop.spcollege.edu
1833
Political Era
Evolution to Community Policing
1985 1929
Traditional Era
Community Policing Era http://cop.spcollege.edu
Ten Principles of Community
Policing
1. Philosophy and Organizational Strategy
2. Commitment to Community
Empowerment
3. Decentralized and Personalized Policing
4. Immediate & Long-term Proactive
Problem Solving
5. Ethics, Legality, Responsibility, and
Trust http://cop.spcollege.edu
Ten Principles of Community
Policing
6. Expanding the Police Mandate
7. Helping Those With Special Needs
8. Grass-Roots Creativity and Support
9. Internal Change
10. Building for the Future http://cop.spcollege.edu
Components of Community Policing
• Traditional Policing
• Problem Solving
• Community Partnerships
(Coactive)
(Reactive)
(Proactive) http://cop.spcollege.edu
Core Components of Community
Policing
Community
Partnerships
Problem
Solving http://cop.spcollege.edu
Core Components of Community
Policing
Community
Partnerships
Problem
Solving http://cop.spcollege.edu
Community Policing Is Not
http://cop.spcollege.edu
Community Policing Is Not
• A technique or program
• A limited or specialized style of policing
• Foot patrol or bike patrol
• “Soft” on crime
• A specialized unit or group
• A top-down approach http://cop.spcollege.edu
Black, White or Grey?
Contrasting Traditional and
Community Policing Supervision http://cop.spcollege.edu
Segment Objectives
• List the roles of police officers in traditional policing models
• List the roles of supervisors in traditional policing models
• List the roles of police officers engaged in community policing
• Identify the expanded role of supervisors in community policing http://cop.spcollege.edu
“Leaders cannot be neutral; they must stand for something. They must have a set of values - a commitment, goals, and governing principles.”
- Herman Goldstein http://cop.spcollege.edu
Changing Leadership Attributes
• What are some descriptive words for supervisors of yesterday?
• What are some descriptive words for supervisors of today?
• Are we the same supervisors today that we were yesterday?
http://cop.spcollege.edu
Past control command coordinate mandate decree dictate admonish reactive punish pessimistic closed status quo passive punish mistakes
Future empower coach facilitate guide influence enjoin counsel proactive exonerate optimistic open visionary creative error allowance http://cop.spcollege.edu
Changing Officer Behavior
• Is there a difference between the
Baby Boomers, Gen Xers and
Millenials who comprise our work force today?
http://cop.spcollege.edu
1970s - 1980s 1990s - 2000 passive dependent subordinate lack of trust ordered autocracy self-directed democratic workplace closed communication open communication acceptance conventionality conforming rules dominate quantity personal goals ignored value-neutral involved independent equal mutual trust commitment spontaneity nonconforming goal attainment domin quality personal goals attained value-oriented http://cop.spcollege.edu
How We Supervise & Influence
• Transactional vs. Transformational
• Supervisory influence over officers
– The findings are inconsistent: Some say lots… some say little influence http://cop.spcollege.edu
Four Styles of Police Supervision
• Traditional
• Innovative
• Supportive
• Active
(Engel, 2001) http://cop.spcollege.edu
Traditional Supervisors
• Expect aggressive, random patrols
• Evaluate performance by number of reports, arrests, citations
• Make decisions for subordinates
• Enforce rules and regulations
• Resistant to community policing http://cop.spcollege.edu
Innovative Supervisors
• High relations-orientation with community and officers
• Expectations for community policing and problem solving
• More receptive to changes in policing
• Delegate and empower subordinates http://cop.spcollege.edu
Supportive Supervisors
• See their role as protecting subordinates from administration, become a buffer
• Less concern with enforcing rules & regs
• Seek to maintain friendly work environment
• Routinely praise and reward officers http://cop.spcollege.edu
Active Supervisors
• Work along side subordinates in field
• Engage in police work themselves
• Seek a balance between working in the field and controlling subordinate actions
• Less likely to discuss problem solving expectations http://cop.spcollege.edu
The Findings
• Innovative supervisors got more administrative work out of their officers
• Active supervisors got more field work (self-initiated community policing and problem solving) out of their officers (Engel, 2001) http://cop.spcollege.edu
Best Practices for Sergeants http://cop.spcollege.edu
Community Policing Sergeants
• Encourage creative thinking
• Customer orientation
• Problem solving
• Analysis and supervision
• Recognition
• Scheduling http://cop.spcollege.edu
Remember, model the behavior you are expecting.
http://cop.spcollege.edu
What Works… What Doesn’t
Leadership Styles in
Community Policing http://cop.spcollege.edu
Situational Leadership
• Directive Behavior
• Supportive Behavior
• Development Level http://cop.spcollege.edu
High Supportive
Low Directive
S3
Supporting
Unwilling/Able
High Directive
High Supportive
S2
Coaching
Willing/Unable
Low Supportive
Low Directive
S4
Delegating
Willing/Able
High Directive
Low Supportive
S1
Directing
Unwilling/Unable http://cop.spcollege.edu
Task-Oriented - Directing
• Identifies Problems
• Sets Goals and Defines Roles
• Develops an Action Plan to Solve Problems
• Controls Decision Making
• Provides Specific Directions
• Announces Solutions and Decisions http://cop.spcollege.edu
Total Involvement - Coaching
• Identifies Problems and Sets Goals
• Recognizes and Praises Progress
• Explains Decisions
• Solicits Ideas
• Makes Final Decisions After Hearing
Person’s Ideas, Opinions, and Feelings
• Continues to Direct Work
• Evaluates Work http://cop.spcollege.edu
Person-Oriented - Supporting
• Involves People in Identifying Problems and
Setting Goals
• Lets Person Take the Lead in Defining How a
Task is to be Done or Problem is to be
Solved
• Provides Assurance and Support,
Resources, and Ideas if Requested http://cop.spcollege.edu
Person-Oriented - Supporting
• Shares Responsibility with Person for
Problem Solving and Decision Making
• Listens and Facilitates Problem Solving and Decision Making by People
• Evaluates Work with the Person http://cop.spcollege.edu
Passive Involvement - Delegating
• Jointly Defines Problems with Person
• Collaborates with Person in Setting Goals
• Lets Person Develop Action Plan and
Control Decision Making About How,
When, and With Whom Problems Should be Solved or the Task Done http://cop.spcollege.edu
Passive Involvement -
Delegating
• Accepts the Person’s Decisions
• Evaluates Performance Periodically
• Lets Person Take Responsibility and
Credit http://cop.spcollege.edu
So - What Leadership Behavior
Describes Me?
Task-Oriented - Directing
Total Involvement - Coaching
Person-Oriented - Supporting
Passive Involvement - Delegating http://cop.spcollege.edu
The Role of Supervisors
In Community
Partnerships http://cop.spcollege.edu
Defining a Community
• Geographical boundary
• Ethnic or cultural group
• Socio-economic status
• Shared interests (business, school, etc)
• Others …. ?
http://cop.spcollege.edu
Collaboration
• The formal, sustained commitment to work together to accomplish a common mission
• Collaboration with community members who have a vested interest in a problem and are willing to commit time, talent and resources to solve the problem http://cop.spcollege.edu
Partnerships
Vs.
Relationships
• Active commitment to problem solving
• No commitment to solve anything
• Working toward a common mission
• Simply knowing people in community http://cop.spcollege.edu
Advantages of Collaboration
• Improve knowledge
• Broaden contacts
• Save police time &
$$$
• Transfer responsibility to residents
• Build trust/confidence in the police
• Expand your response options
• Build support for police responses
• Generate funding and supplies http://cop.spcollege.edu
Disadvantages of Collaboration
• Cause frustration
• Create unwanted responses
• Involve personal agendas
• Create ethical dilemmas http://cop.spcollege.edu
Strategies for Community
Collaboration
1. Work with existing groups
2. Form a group of your own http://cop.spcollege.edu
Strategies for Community
Collaboration
• Review how problem was analyzed
• “Walk and talk”
• Use a criss-cross directory http://cop.spcollege.edu
Discussion Question #1
You have an officer come to you with what she describes as burnout from having to work with the community. Nobody wants to do anything for themselves… they expect the police do it for them.
She’s ready to quit and return to Patrol where life is simple, but she’s one of your top officers.
What do you do to overcome her frustration?
http://cop.spcollege.edu
Discussion Question #2
A neighborhood officer reports that his community council is going to the Mayor’s Office with a complaint against the Parks Department because of a comment he made at a meeting. The officer said that Parks was not willing to help restore bathroom facilities, and he went on to complain how he can’t get any help from them, meaning Parks.
The residents are enraged. The officer feels the police department is being pitted against the
Parks Dept.
How do you prepare for the heat that’s about to come down from City Hall?
http://cop.spcollege.edu
Discussion Question #3
A local minister wants to help you eliminate problems that unruly crowds are causing at a local park on Sunday evenings. He’s willing to hold revivals and other services in the park to chase away the undesirable elements.
However, the neighbors do not want to have their park unavailable for children on
Sunday.
How do you coordinate a response to the minister?
http://cop.spcollege.edu
Discussion Question #4
An officer gets to know a local electronics merchant. Before you know it, the substation is filled with donated televisions,
VCRs, and video tapes.
In the Sunday paper, this merchant runs an ad with the officer’s picture and a caption that mentions the donated items.
It’s now Monday morning and the Captain calls you in to find out how this occurred. . . http://cop.spcollege.edu
Discussion Question #5
Your new COPS officer is seeking to rebuild a strained partnership with the
President of a Neighborhood Association.
Everything is going great until . . .
The officer arrests the President’s son on an alcohol possession by minor charge.
Now the partnership is strained.
Do you as a supervisor intervene or let the officer handle this matter?
http://cop.spcollege.edu
Discussion Question #6
Your Neighborhood Officer reports that his residents want to meet with you because they see less and less of the officer lately. This is because the officer is being pulled for other duties and details.
You learn the group will use the fact a federal grant is paying for the officer to police in that neighborhood, not elsewhere.
How do you defend the department’s use of this officer elsewhere?
http://cop.spcollege.edu
The Role of Supervisors in
Problem-Solving http://cop.spcollege.edu
Problems… Problems…
Problems http://cop.spcollege.edu
Problem Solving Flow Chart
Yes No
Does it
Work
Don’t
Touch It
Hide
It
Yes
No
Does
Anyone
Know
Yes
No
You
Dummy
You Poor
Idiot
Yes
Can You Blame
Someone Else
Yes
No Problem!
Did You
Touch it
No
Yes Will You
Catch Hell
Can
It
No http://cop.spcollege.edu
Problem: Defined
“Any condition that alarms, harms, threatens, causes fear, or has potential for disorder in the community, particularly incidents that may appear as isolated, but share certain characteristics such as common pattern, victim, or geographic location.” http://cop.spcollege.edu
Key Elements of Problem Oriented
Policing
• Problem is the basic unit of police work
• Problems impact citizens and police
• Problem solving requires officers work with conditions, not quick fixes
• Problems must be accurately described
• Systematic investigation is required http://cop.spcollege.edu
Key Elements of Problem Oriented
Policing
• Consider All Possible Responses
• Solve Problems Proactively Rather
Than Reactively
• Police Subordinates Should Have
Discretion
• Evaluate Results of New Responses http://cop.spcollege.edu
Incident Driven Policing Model
Incident
Underlying Conditions
Incident Incident Incident
Police
Response
Police
Response
Police
Response
Police
Response http://cop.spcollege.edu
Problem Oriented Policing Model
Incident
Underlying Conditions
Incident Incident Incident
Problem
Police
Response
Public
Response
Private
Response http://cop.spcollege.edu
SARA Problem Solving Model
S canning
A nalysis
R esponse
A ssessment http://cop.spcollege.edu
SARA Problem Solving Model
Scanning
Identifying
Problems
Analysis
Collect and analyze information
Response
Collaboratively develop and implement solutions
Assessment
Evaluate strategy effectiveness http://cop.spcollege.edu
SARA Problem Solving Model
Scanning
Identifying
Problems
Analysis
Collect and analyze information
Response
Collaboratively develop and implement solutions
Assessment
Evaluate strategy effectiveness http://cop.spcollege.edu
SARA is a Process
Scanning
Analysis
Response
Assessment http://cop.spcollege.edu
Supervisor’s Expectations of
Officers
• SCANNING: You will know
– what crime related problems are occurring in your area
– prioritize them based on input from the community http://cop.spcollege.edu
Supervisor’s Expectations of
Officers
• ANALYSIS: You will determine
– why problems are occurring (root cause)
– what resources are available to you http://cop.spcollege.edu
Supervisor’s Expectations of
Officer
• RESPONSE: You will
– do something about the problems
– the plan will be based on analysis http://cop.spcollege.edu
Supervisor’s Expectations of
Officers
• ASSESSMENT: You will know
– if what you are doing is working
– know “why” or “why not” http://cop.spcollege.edu
Let’s Work a Problem Together http://cop.spcollege.edu
Setting a Vision:
Goal Setting and
Performance Management http://cop.spcollege.edu
Performance Management
A performance management system is more comprehensive, however, than simply observing and evaluating performance. It involves setting goals with employees, monitoring performance, coaching, supporting, motivating, and providing continuous feedback.
( Nelson and Economy, 1996 ) http://cop.spcollege.edu
Performance Management
The balancing Function of
Performance Management
Performance
Standard
Actual
Performance http://cop.spcollege.edu
Why Do Performance
Management?
• Communicate performance expectations
• Measure employee performance
• Identify employee strengths
• Give employee performance feedback
• Set performance improvement goals
• Determine training needs
( Nelson and Economy, 1996) http://cop.spcollege.edu
Steps of Performance Management
• Plan
• Coach
• Review http://cop.spcollege.edu
Steps of Performance Management
• Plan
– Identify job duties and responsibilities
– Develop performance standards
– Discuss duties with employees
– Establish performance expectations http://cop.spcollege.edu
Steps of Performance Management
• Coach
– Monitor and document performance
– Give regular and specific feedback
– Provide coaching for performance improvement http://cop.spcollege.edu
Steps of Performance Management
• Review
– Prepare formal written evaluation
– Meet and discuss with employees
– Summarize significant events (good/bad)
– Give specific performance examples
– Set new performance goals http://cop.spcollege.edu
The Pyramid Approach
Goals
Objectives
Strategies http://cop.spcollege.edu
Calming Rough Seas...
Managing Change
Within an Organization http://cop.spcollege.edu
Think about how hard it is to change yourself, and you will understand how hard it is to change others.
-- Anonymous http://cop.spcollege.edu
What Are We Changing
• Philosophy and thinking
• The work itself
• Organizational structures
• Organizational roles
• Organizational cultures / values
• Relationships http://cop.spcollege.edu
Reinforcing a New Culture
• Training Current Personnel
• Hiring New Personnel
• Developing New Job Skills
• Modifying Performance Appraisals http://cop.spcollege.edu
Reinforcing a New Culture
• Changes to Promotional Procedures
• Modifying Policies and Procedures
• Reconsidering Reward Systems http://cop.spcollege.edu
The Challenges of Changes http://cop.spcollege.edu
Why Resistance Occurs
• Self Interest
• Misunderstanding
• Different Perspectives
• Low Tolerance http://cop.spcollege.edu
The Role of Leadership
The challenging role for today’s supervisors is to help bring about the paradigm shift in our profession to community policing.
http://cop.spcollege.edu
The Four Stages of Change
• Denial
• Resistance
• Exploration
• Commitment http://cop.spcollege.edu
The Four Stages of Change
It’s an evolutionary process
Commitment
Exploration
Resistance
Denial http://cop.spcollege.edu
Role of Leadership: Denial
• Get Information Out
• Build Awareness of Impact and
Change
• Schedule Time to Plan & Talk Things
Over
• Find Out What Employees Want http://cop.spcollege.edu
Role of Leadership: Resistance
• Listen
• Don’t Try to Fix It or Be Overly
Optimistic
• Invite and Explore Resistance
• Allow for Rituals / Mourning http://cop.spcollege.edu
Role of Leadership: Exploration
• Facilitate
• Give Focus, Direction, and Guidance
• Keep Promoting the Vision
• Point Out Opportunities, Provide
Training
• Strengthen Inter-group Connections http://cop.spcollege.edu
Role of Leadership: Commitment
• Empower Personnel
• Don’t Micro-manage
• Re-emphasize Purpose of Change
• Help Visualize the Future
• Clarify Roles and Responsibilities
• Set up Quick Successes & Celebrate
Them http://cop.spcollege.edu