Change Management - operations academy

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Change Management:

From the Inside Out

Dr. Gregory L. Ferris

Ferris Consulting Group

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Quote

Now for you and me it may not be that hard to reach our dreams, but that magic feeling never seems to last.

And while the future’s there for anyone to change, still you know it seems it would be easier to change the past.”

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Topics Covered

Awareness and understanding of change management,

Awareness of change management models,

How to implement an organizational change model,

Practical application of a selected change model - ADKAR,

Interactive applications of change simulations throughout the session,

Understanding resistance to change,

Using employee engagement as a tool for change,

Change management case studies of selected State Highway

Departments.

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The Seven Dynamics of Change

People feel awkward, ill at ease and self conscious.

People think about what they have to give up.

People feel alone even if everyone else is going through the change.

People can handle only so much change.

People are at different levels of readiness.

People will be concerned that they do not have enough resources. (time, skills, etc.)

If not supported and encouraged to change, people will revert to old behavior.

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Session Expectation:

What You Must Do!

Be actively engaged in the session.

Ask questions of each other.

Offer wisdom.

Be courteous to each other.

Think about things you don’t think about.

Challenge the presenter – you just might know more about change than he does.

Have fun.

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What Is Happening Here?

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From the Inside Out

Like a man who has worn eyeglasses so long that he forgets he has them on, we forget that the world looks to us the way it does because we have become use to seeing it that way through a particular set of lenses.

Kenich Ohmae

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What Is Happening Here?

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A CHALLENGE

Please Write a One Sentence

Definition of

CHANGE

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Understanding Different

Responses To the

Change Curve

On a scale of 1-10 (10 being the most) How many changes have you initiated in the past two years? (e.g. taking a new job, getting married, learning a new skill, etc.) How many changes have you had to adapt too in the past two years (e.g. job/role, new boss, new role and responsibilities, etc.)

Write the number on two Post-It notes and cluster the change

Post-It notes under two groups: a. Changes that you initiated b. Changes you had to adapt too

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Defining Change Management

The concept of change management describes a structured approach to transitions in individuals, teams, organizations and societies that moves the target from a current state to a desired state.

The task of managing change; an area of professional practice; a body of knowledge; a control mechanism.

Change management is a systematic approach to dealing with change, both from the perspective of an organization and on the individual level with at least three different aspects, including: adapting to change, controlling change, and effecting change.

Sense of Direction, Sense of Discovery and a Sense of Destiny.

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The 21 st Century Operations-

Oriented State DOT **

WHY

(Driving Forces)

Reality

Increased recognition of relevance of

SO&M

Customer

Focus

• Delay &

Unreliability

• Safety &

Security

• Lack of

Options

• Little

Information

• Culture

• Understanding

WHAT

(Strategies)

Causes

• Delay

• Unreliability

• Safety risk

• Insecurity

• Inconvenience

Existing

Tools &

Concepts

• Manage &

Operate

• Provide

Premium

Options

• Disseminate

Information

• Incorporate

Customer

• Feedback

• Formal Program

• Planning

VISION

(Outcomes)

“More”

Proactive

• Aggressive

• Integrated

• Traffic-responsive

• Cooperative

• Automated

• Communicated

Vision of

Potential

Customer

Service

Reduce Delay

& Increase

Predictability

• Reduction in

Crashes

• Premium

Options

• Informed Travel

Decisions

• Improved

Accountability

• Organizational Structure

• Coordinate Roles

HOW

(Intense applications)

Evolution of a Service

Agency Culture

• Relate customer service to

SO&M

• SO&M Leverage

Understood

• Operations as a Core

Program

• Organization with

Accountability

• Planning Restructured for SO&M

• Sustainable Resource

Support

• Agency Leadership Role

Accepted

• Performance Reporting

Institutionalized

Institutional Framework

** Steve Lockwood, 2005

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Some Current Applications in

State Highway Departments

 Florida DOT Florida’s Turnpike Enterprise – Culture Shift to High

Participation-High Performance - Customer Orientation

 Kansas DOT – Cultural Due Diligence, Team-Based, Strategic

Planning, Moving toward Operations Orientation

 Missouri DOT – Performance Management System – Customer

Feedback and Operation’s Focus

 Virginia DOT

– SOPP – Customer Focus, Governor’s Initiative

 Maryland DOT – Change Ready – Focus On Preparation For

Operation Orientation

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The Positive Change Cycle

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The Four Stages of Change

Learning

1. Unconscious - Incompetence

“we don’t know that we don’t know

2. Conscious - Incompetence

“we know that we don’t know”

3. Conscious – Competence

“we work at what we don’t know”

4. Unconscious – Competent

“we don’t have to think about knowing it”

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Quote

“It is only when people begin to shake loose from their preconceptions, from the ideas that have dominated them, that we begin to receive a sense of opening, a sense of vision.”

— Barbara Ward —

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Models of and Approaches To

Organizational Change (1)

Kurt Lewin’s Three-Step Model (1951):

Unfreeze

• Examine status quo

• Increase driving forces for change

• Decrease resisting forces against change

Move

• Take action

• Make changes

• Involve people

Refreeze

• Make change permanent

• Establish new way of things

• Reward desired outcomes

1.

Communicating the gap between current state and the end state to key players in the change process

2.

Working to minimize the resisting forces

3.

Working to maximize or make the most of driving forces

4.

Agreeing to a change plan and a timeline for achieving the end state

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Models of and Approaches To

Organizational Change (2)

Bullock and Batten, Planned Change (1985)

 Exploration – verifying the need to change and seeking expertise

Planning – key decision makers and SME – diagnosis completed

Action – actions are completed according to plan with feedback mechanisms

Integration – aligning the change with other areas

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Models of and Approaches To

Organizational Change (3)

Kotter, Eight Step Model (1995):

1. Sense of urgency

People start telling each other, “lets go, we need to change things.”

2. Build the guiding team

3. Get the vision right

A group powerful enough to guide a big change is formed and they start to work together well.

The guiding team develops the right vision and strategy for the change effort.

4. Communicate to gain support and commitment

People begin to buy into the change, and this shows in their behavior.

5. Enabling actions

6. Create short-term wins

7. Don’t let up

More people feel able to act, and do act, on the vision.

Momentum builds as people try to fulfill the vision, while fewer and fewer resist change.

People make wave after wave of changes until the vision is fulfilled.

8. Make change stick New and winning behavior continues despite the pull of tradition, turnover of change leaders, etc.

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Models of and Approaches To

Organizational Change (4)

ADKAR Model (2005):

The ADKAR Model

A Awareness of the need for change

D Desire to support and participate in the change

K Knowledge of how to change

A Ability to implement required skills and behaviors

R Reinforcement to sustain the change

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Types of Change

Developmental

Change

Transitional

Change

Present

State

Transition

State

Success Plateau

Transformation

Change

Birth

Growth Chaos

Death – Mindset

(Forced to Shift)

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Desired

State

Re-Emergence

Through Visioning and Learning

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Change Management Process

Phase 1 – Preparing for Change

Define your change management strategy

Prepare your change management team

Develop your sponsorship

Phase 2 – Managing Change

Develop change management plans

Take action and implement plans

Phase 3 – Reinforcing Change

Collect and analyze feedback

Diagnose gaps and manage resistance

Implement corrective actions and celebrate successes

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Quote

“If you must begin, then go all the way, because if you begin and quit, the unfinished business you have left behind will haunt you all the time.”

— Trungpa Rinpoche —

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ADKAR

ADKAR

Change

Knowledge

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Factors Influencing

AWARENESS

of the Need for Change

1.

A person’s view of the current state

5.

Contestability of the reasons for change Awareness of the need for change

2.

How a person perceives problems

4.

Circulation of misinformation or rumors

3.

Credibility of the sender

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Factors Influencing

AWARENESS

of the Need for Change

Factor 1: If its not broke, don’t fix it

We have been doing it this way for a long time

What is wrong with the way we are doing it?

I told you that changes were needed a long time ago

It’s about time someone listen to me

Factor 2: A person’s cognitive style and how they internalize

(adaptive – internal threats and innovative – external threats

5.

Contestability of the reasons for change

Factor 3: Level of trust and respect for the sender

Factor 4: The presence or absences of distorted or incorrect information in background conversations

Factor 5 : Challenging the internal or external pressures of the planned change

4.

Circulation of misinformation or rumors

1.

A person’s view of the current state

Awareness of the need for change

3.

Credibility of the sender

2.

How a person perceives problems

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Awareness

Participant Activity

Briefly describe a change in behavior you would like to facilitate with a friend, family, work associate or at work that is not working.

Awareness: List the reasons you believe the change is necessary. Review these reasons and rate the degree to which you think the area above is aware of the reasons or need to change.

Reasons:

Score: (Circle) Lowest 1

Highest

2 3

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Factors Influencing for Change

DESIRE

Factor 1: What the change is and how will impact them (WIIFM)

Factor 2: How the organization is perceived and the surrounding that are undergoing change

Factor 3: Their work and home environment.

4.

Circulation of misinformation or rumors

Factor 4: What motivates us as people, including our expectation that we could be successful

1.

Nature of the change

Desire to support & participate in the change

3.

Intrinsic motivators

2.

Organizational contest & history

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Desire

Participant Activity

List the factors or consequences (good and bad) for this person/work that create a desire to change. Consider motivating factors, including the person’s/work conviction in these factors and the associated consequences.

Factors:

Score: (Circle) Lowest 1 2 3 4 5 Highest

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Factors Influencing

On How To Change

KNOWLEDGE

Factor 1: What the person knows or if a gap exist

1

A person’s current knowledge base

Factor 2: The capacity to learn

Factor 3: Resources available to support the need to learn

4.

Access to or existence of required knowledge

Knowledge of how to change

2.

Capability of the person to learn

Factor 4: Having access to the information needed to perform

3.

Resources available to provide education

& training

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The Change Factor Model

HIGH

The Entrenched The Learner

LOW

Clinging to

Narrow

Learnings

40-60%

The Overwhelmed

Engaging and

Growing

10-15%

The BS’er

Withdrawing and

Avoiding

10-15%

“Makes It Up”

High Drive but

Low Substance

10-15%

Comfort with Change

Learning Readiness

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HIGH

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The Overwhelmed:

Withdrawing and Avoiding

 Avoids confronting the real issues.

 Retreats into old patterns that are perceived as safe.

 Waits for things to return to normal.

 Engages in passive-aggressive behavior.

 Avoids thinking about or planning for the future.

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The Entrenched:

Clinging

To Narrow Learnings

 Blames and complains.

 Acknowledges the need for change but resists changing.

 Works harder than ever at previously successful behaviors.

 Tries to ride it out until things return to normal.

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The BS’er:

“Makes It Up”

High Drive but Low Substance

 Jockeys for positions of influence.

 Presses for quick solutions and decisive action.

 May initially come across as a beacon in the darkness; but ultimately becomes transparent.

 Often fools supervisors but eventually identified.

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The Learner:

Engaging and Growing

 Finds silver linings behind the dark clouds.

 Finds humor in difficult situations and uses as a tool.

 Are very aware of strengths and weaknesses

 Expands the boundaries of their personal comfort zone.

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Knowledge

Participant Activity

List the skills and knowledge needed to support the change, including if the person/work has a clear picture of what the change looks like.

Skills & Knowledge:

Rate this person’s knowledge or level of training in these areas.

Score: (Circle) Lowest 1 2 3 4 5 Highest

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Factors Influencing

ABILITY

To

Implement New Skills & Behavior

Factor 1: Blocks caused by mental nervousness or incapable to perform

Factor 2: Psycho-motor skill dysfunctions, etc.

Factor 3: High level problem solving and analysis and business case development

5.

Availability of resources to support skill development

Factor 4: Financial, tools and materials, personal coaching, and mentors/SME

Factor 5: The access to, or existence of, the required knowledge

4.

Time available to develop needed skills

1.

Psychological blocks

Ability to implement new skills and behavior

3.

Intellectual capability

2

Physical abilities.

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Ability

Participant Activity

Considering the skills and knowledge needed to change, evaluate the person/work ability to perform these skills or act on this knowledge. Are there any barriers preventing this person/work from acting? List below.

Rate this person’s/work ability to implement new skills, knowledge and behaviors to support the change.

Score: (Circle) Lowest 1 2 3 4 5 Highest

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Factors Influencing REINFORCEMENT

To Sustain the Change

Factor 1: They are meaningful to the person recognized

Factor 2: There is an absence of negative consequences for desired behavior

Factor 3: Accountability mechanism are in place

Factor 4: There is an absence

4.

Degree to which reinforcement is meaningful of negative consequences for desired behavior

1.

Association of reinforcement with accomplishment

Reinforcement to sustain the change

2

Absence of negative consequence

3.

Accountability systems to \ reinforce the change

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Reinforcement

Participant

Activity

List the reinforcements that will help to retain change. Are incentives in place to reinforce the change and make it stick?

Rate how well the reinforcements help support the change.

Score: (Circle) Lowest 1 2 3

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4 5 Highest

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ADKAR Profile

5

4

3

2

1

Barrier point

A D K

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Barrier point

A

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R

2

1

5

4

3

ADKAR Profile

A D K

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R

Change Management Scaling

Change

Resistant

Organization Medium-High

Risk

High Risk –

More Change

Management

Change-Able

Organization

Low Risk –

Less Change

Management

Small,

Incremental

Change

Medium-Low

Risk

Large,

Disruptive

Change

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Aligning Change Management

To Business Results

Change Management

Strategy Development

Assess the change

Access the organization

Assess the sponsorship

Assess risks and challenges

Design special tactics

Form team and sponsor model

Assess team readiness

Change Management

Activities

Communications

Sponsorship

Training

Coaching

Resistance management

Change Management

Elements - ADKAR

Awareness

Desire

Knowledge

Ability

Reinforcement

Business Results

On time

On budget

Achieve business objectives

- Lower costs

- Increased revenue

- Improved quality

- Return on investment (ROI)

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Resistance: The Constant

Companion To Change

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Resistance: The Constant

Companion To Change

I Don’t Get It!

I Don’t Like It!

I Don’t Like You!

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The 10 Challenges of Change

Taken from In The Dance of Change-The Challenges of Sustaining Change in Learning Organizations.

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Grouped in Three Categories

 Challenges of Initiating Change

 Challenges of Sustaining the Change

 Challenges of System-Wide Redesign and

Rethinking

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Challenges of Initiating Change

1. “We don’t have time to do this stuff!”

People who are involved in a team to initiate a change effort need enough control over their schedules to give their work the time that it needs.

2. “We have no help!”

Members of the team need enough support, coaching, and resources to be able to learn and to do their work effectively.

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Challenges of Initiating Change

3. “This stuff isn’t relevant!”

There need to be people who can make the case for change who can connect the development of new skills to the real work of business.

4. “They’re not walking the talk!”

A critical test for any change effort - the correlation between espoused values and the actual behavior.

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Challenges of Sustaining

Momentum

5. “This stuff is…!”

Personal fear and anxiety - concerns about vulnerability and inadequacy - lead members to question a change.

6. “This stuff isn’t working!”

Change efforts run into measurement problems - early results don’t meet expectations, or traditional metrics don’t calibrate to the team’s effort.

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Challenges of Sustaining

Momentum

7. “They’re acting like a cult !”

The team falls prey to arrogance, dividing the company into

“believers” and “nonbelievers.”

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Challenges of System-wide

Redesign and Rethinking

8. “They…never let us do this stuff!”

The team wants more autonomy, “the powers that be” don’t want to lose control.

9. “We keep reinventing the wheel!”

Instead of building on previous successes, each team finds that it has to start from scratch.

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Challenges of System-wide

Redesign and Rethinking

10. “Where are we going?”

The larger strategy and purpose of a change effort may be obscured by day-to-day activities. Big question – can the organization achieve a new definition of success?

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Resistance: The Constant

Companion To Change

Individual

Resistance:

Habit

Economic

Factors

Fear of

Unknown

Selective

Information

Processing

Individual

Resistance

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The Top 5 Reasons Employees

Resist Change *

Not aware of the underlying business need for change

Layoffs we announced or feared as part of the change

Perceived the need for new skills currently lacked

Wanting to maintain personal rewards, sense of accomplishment and fulfillment in the current state

* Proci’s 2005 Change Management Report

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The 5 Top Reasons Managers

Resist Change *

 Loss of power, responsibility or resources

 Overburdened with current responsibilities and workload

 Lacked awareness of the need for change

 Lacked the skills needed to manage the change

 Felt fearful or uncertain about the changes being made

* Proci’s 2005 Change Management Report

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Resistance: The Constant

Companion To Change

Organizational Resistance:

Threat to

Established Power

Relationship

Threat to

Resource

Allocation

Structured

Inertia

Limited Focus of Change

Group

Inertia

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Resistance: The Constant

Companion To Change

Overcoming Resistance:

Education &

Communication

Employee

Engagement

Negotiation

Manipulation

Facilitate and Support

Coercion

Overcoming

Resistance to Change

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Flow Check Process

Thinking It Through

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1. Has the change been defined? No Thoroughly define change.

Yes

2. Will change disrupt the organization No Project represents a minor change:

Yes

Proceed with implementation planning, although using a methodology may not be essential to this project.

Yes

3. Is there a history of implementation problems? No Even though there is no history of implementation problems, change may be disruptive to the organization.

Go to 4.

Yes

4. Are the sponsors sufficiently committed to the change? No Educate or replace the sponsors of prepare to fail in achieving stated objectives.

Yes

5. Do sponsors, change agents and targets work together? No Develop synergy or prepare for less-than-fully-successful implementation

Yes

6. Is target resistance low?.

No Are sponsors willing and able to pay the price to prevent resistance?

No Are sponsors willing and able to pay healing costs?

No Educate or replace sponsors or repare to fail

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Yes

7. Is the change inconsistent with the existing culture? No Go to 10.

Yes

8. Will the sponsors scale back the change? No Will sponsors alter the culture?

No Yes

Odds of failure high; Continue continue diagnosis diagnosis

9. Return to Step 1.

10. Are the change agents sufficiently skilled? No Train the change agents or prepare for failure

Yes

11. Was the level of stress that existed No Proceed with implementation but be cautious since before the change low?

targets may be highly stressed.

Yes

12. Does the particular configuration of people involved with the change indicate a high degree of opportunity for successful implementation? No Alter the group membership, abandon project, or prepare to invest a great deal of time and other resources in the planning and execution of implementation

Yes

13. Complete preliminary implementation plan

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Change Leadership

“Leadership is about “being.” It is about being a compelling presence; a presence so compelling that others are willing to leave what “is” to become - or create - what your presence argues “can be.”

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Who Is Leading the Change?

Executives are no longer exclusively responsible for leading change.

For a change effort to succeed, it must be championed by lots of people at many levels of an organization.

One cannot rely on formal position or authority alone to implement change.

The ability to lead change can be developed over time by learning and practicing a group of key behaviors.

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Involving Others in the Change

Employ problem-finding

Fully consider others’ ideas

Let others know what happened to their ideas

Practice empathetic and non-defensive listening

Ask effective questions

Utilize technology to bridge physical distance

Organize a large group meeting

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Quote

“To be on this journey one must have an attitude toward loss and being lost…Loss, every loss one’s mind can conceive of, creates a vacuum into which will come (if allowed) something new and fresh and beautiful, something unforeseen...”

— Robert K. Greenleaf —

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Engaging Employees

A Workplace Where Employees -

Know More,

Do More, and Contribute More

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Employee Engagement: Findings

“Organizations today cannot survive if involvement is limited to a few.” Bergmann,et al., 1999.

“People define involvement by what they do - or don’t do - in

“small” moments.” McLagan, 1995.

“The instant that people experience you as involved, they start keeping score.” Katzenbach, 2000.

“For people to see you involved and participating, you need to be fully engaged in work efforts.” Bergmann, et al.,1999.

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What Creates Employee

Engagement Opportunities?

Increased competition and more demanding customers.

A loosening-up of the formal organization.

Fewer and busier managers.

The predominance of a more knowledgeable workforce.

A growing focus on projects and teams.

Post-heroic leadership perceptions held by many.

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The Need To Balance

Organizational

Performance Requirements

Vision, Mission, Goals & Objectives

Special work projects

Customer satisfaction

Work output and improvement

Core business capability development

Individual Fulfillment Needs

Source of livelihood

Direction, structure and control

Identity, purpose, and self

–worth

Belonging and social interaction

Ownership and opportunity(s)

Disciplined

Behaviors

Disciplined

Behaviors

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Engaged Employees...

 Are subject matter experts in their work

 Work effectively within defined boundaries of authority

 Make contributions to the team effort

 Find needed information

 Provide ideas that solve problems

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What Engaged Employees

Do With Others

Help others personalize a future for themselves.

Navigate through emotional ups and downs.

Aren’t afraid of midcourse adjustments or change.

They find a way to maintain a sense of optimism.

Have meaningful influence in their team and the organization.

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Engaged Employees Practice the 7C’s

Clarity - they focus on where they are going and aligned.

Capability they contribute to the team effort.

Collaboration - they dialogue and interact with others.

Commitment - they motivate, inspire and trust others.

Communication - they use all forms of communication.

Continuous Improvement - they seek to improve processes.

Creativity - thinking big and develop breakthrough ideas.

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How Engaged Employees Build

Credibility and Trust in the

Workplace

They make credible presentations.

They do the right thing.

They take on tough challenges.

They leverage strong emotions.

They believe in themselves.

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Employee Engagement Cycle

Starting

Point

1.

New Work

Experiences

&

Challenges

7.

Increasing

Self-Esteem

& Confidence

6.

Skill

Development

& Growth

2.

Defining

New Roles

3.

New

Workplace

Actions

5.

Positive

Reinforcement

4.

Creative

Applications

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Critical

Point

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Engagement Developmental

Model

Teamwork

A high degree of cooperation within a workgroup and an environment of trusting and trustworthy actions that foster rapid and satisfying resolution of conflicts.

Collaboration

A high degree of cooperation between teams that fosters common goals, rapid conflict resolution, and increased trust.

Interpersonal

Support

Align Efforts

With Strategy

A clear understanding of what is expected; timely information about changes that affect work.

Focused

Work

Enabling

Appropriate authority to make decisions and manage their own work.

Individual

Value

Development Plans

Opportunity and support to develop on the job.

Support and Recognition

Ongoing feedback on performance and acceptance of individual differences of approach, ideas, and opinion.

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Engaged Employees:

Approaches and Methods

Alignment to organizational goals and performance expectations

Completion of project assignments and responsibilities

Understanding and meeting performance expectations

Giving feedback and self assessment

Utilizes problem solving and impact plans

Team building and business meetings

Managing self

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Engagement Thinking

Engagement cannot be an initiative. Employee engagement happens only when you remove barriers to work, and those barriers are unique to every work group.

We often think that super important initiatives will transform our organizations into places where everyone will come to work and want to be engaged. Initiatives can’t make the magic.

Many business fads did not work in the past. That’s why employees wait for the latest fad to be over. Initiatives live out their lives and then go away. People who deliver initiatives have to make engagement happen, and those people must be your Leaders.

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Attributes of Employee

Engagement

Training, development

& career

Immediate management

Performance & appraisal

Communication

Equal opportunities

& fair treatment

Pay & benefits

Health & safety

Feeling Valued and

Involved

Co-operation

Highly engaged

Work expectations

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Employee

Engagement

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Helping Others Break from the Past

Play the devil’s advocate

 Support innovation

 Sponsor wild ideas

 Demand continuous improvement

 Stage a symbolic break with the past

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Creating a Supportive

Learning Environment

Focus attention away from blame and toward problem solution

Admit what you don’t know

 Declare a practice zone

 Support time for training

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Change Communication Planning

Influencers

Industry Leaders

Internet

Meetings

Employee Engagement

Communication Strategy

Employees

KEY Stakeholders

• Support Change Effort

• Fully Engaged in the Workplace

• Ownership of Problems & Solutions

• Improved Productivity

• Stronger Commitment to Mission

• Customer Satisfaction

Behaviors

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Change Communication

Model

Does a communication plan exist that will support the change process?

No

Review

“As Is”

Communication

Plan

Gap

Analysis

Create

“To Be”

Communication

Plan

Validate

Yes

No

Change

Identify:

Desired

Outcomes

Issue:

The topics to be communicated

Audience:

To whom directed

Message:

What needs to be known

Messenger:

Who delivers the message

Media / Materials:

Vehicles to be used

Time / Frequency:

When and how often

Feedback,

Reflection

&

Adjustments

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Communication Action Plan

Requested by:____________________ Who is Responsible:_________________

1. Issue:

The topic(s) to be communicated

Notes

2 .

Audience:

To whom directed

Notes

3. Message:

What needs to be known

Notes

4. Messenger:

Who delivers the message

Notes

5. Media /

Materials:

Vehicles to be used

Notes

6.Time /

Frequency:

When and how often

Notes

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Change Management Communication Workshops

Best Practices

Building Synergy

Months 1-4

(Phase 1)

• Best Practices

Communicating

Change.

Creating Change

Months 5-8

(Phase II)

Work Program

Education

Leveraging Change

Months 9-12

(Phase III)

Organizational

Reorganization

Clarity

• The Market Driven

Organization

• The SBU in Practice

Work Program

Education

Culture Integration

Employee

Engagement

Principles

Guiding Coalition

Development

Change Management

Project Teams

• Learning about performance metrics

• Creating Project

Team Charters

Guiding Coalition

Development

• Embracing a formal communication plan

Organizing Work

• Introducing employee engagement culture

• Managerial- Leadership practices for employee engagement

• How to conduct business workouts

Accountability Structure

• Understanding change

• Organization celebrations

• Creating cross function project teams

Culture Driving

Structures

Sustaining Culture

Guiding Coalition

Encouraging the Heart

Executives,

Management

& Employees

Executives,

Management

& Employees

Executives,

Management

& employees

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Communication Plan

Phase II - Implementation

Communication-Mobilization-Involvement-Performance

Taken from Kerr-McGee Corporation Oil Division Transformation

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A Snapshot of the Plan

1.

Theme

8.

Having

Dialogue

2.

Engaging

One

Another

7.

Checking

Ourselves

Out

6.

How We

Begin To Talk

The Journey To

“Top Quartile”

5.

How We Talk

With One

Another

4.

Informative

&

Motivating

3.

Further

Engagement

&

Staying

Engaged

9.

Making I t Happen

And What We

Are Reaching For

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Theme:

The Journey to “Top Quartile”

 Getting us ready for tomorrow

 Using best practices in the industry

 Building on our strengths, seeking business opportunities and cashing in

Recognizing it’s a moving bar

 Getting some wins along the way

Earning those “bragging rights”

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Engaging One Another

Action Statement

“Keeping one another informed through an ongoing communication process that has meaning for all of us”

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Further Engagement

Objectives

Seeing the vision in a practical way that I understand

Crossing the “lines” to talk about change

 Securing ownership through engagement and collaboration

 Gaining support and commitment

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Staying Engaged

Putting Life Into the Objectives

 What we have accomplished

 Breaking it down - goals, objectives and what we can deliver

 Getting understanding and buy-in by covering all the bases

 Going after the new playing field (stretching)

 Making change a partner

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Informative & Motivating

 Placing the business case up-front

“Walking the talk”

 Open, honest with two-way feedback

 Communicating in different ways

 Timely information that keeps people in the loop

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How We Talk with One

Another

 Within O&G

 Across Kerr McGee

 Leveraging knowledge and creative strengths

 Identifying champions

 In small and large groups

 Networking fully

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How We Begin To Talk

 Newsletters/Articles

Chat Boards

“Kick Off” E-mail

 Open House

 Operations Center

 Weekly E-mail

 Q&A Bulletins

 Glossary of Terms

 Town Meetings

 Training Sessions

 Conference Calls

Videos

“To Be” Fairs

 A Day with a Team

 Celebration Events

 Success Stories

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Still Talking…

“Kick Off” E-Mail - Transformation

Statement

 Open House - Operations & Team

Rooms

 Weekly Updates E- Mail

 Town Meetings Journey To “Top

Quartile”

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Checklist for Success

Serious tone

Be realistic

Not overly optimistic, nor overly pessimistic

Predict probability of success

Not a “pep rally” or “sales pitch”

Avoid being argumentative

Acknowledge uncertainties where they exist

Explain how new business processes will be used

Emphasize that “we are all in this together”

Use workplace words

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Having Dialogue:

How We Can Make It Easier

Focus Groups

Email “Hot Line” (Open door policy)

 One-on-One

 Voice Mail

Surveys

“To Be” Fairs

 Town Meetings

 Open House

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Making it Happen:

Building on Ideas

What

Action Plan

When

“Kick-Off E-Mail Wk. 1

 Open House Wk. 2

 E-Mail Follow-Up Wk. 3

 Start E-Mail Update Wk. 4

 Town Meetings Monthly

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What We Are Reaching for

Milestones

 Creating an awareness and understanding of how we plan to move into the “Top Quartile”

 Keeping people involved

 Creating a communication plan that will continue to be a useful tool

 Learning how to anticipate and manage the hazards and potholes during the journey

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Quote

“What we call the beginning is often the end.

And to make your end is to make a beginning.

The end is where we start from.”

— T.S. Eliot —

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Staying Afloat

Moving Forward:

Holding On

Letting Go

Moving On

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Books Utilized

 Change Management Masterclass: A Step by Step Guide to Successful Change Management . Mike

Green, 2007.

Deep Change: Discovering the Leader Within . Robert E Quinn. 1996.

ADKAR: A Model for Change in Business, Government and Our Community . Jefferey M. Hiatt, 2006.

The Heart of Change , John P Kotter and Dan S. Cohen. 2002.

Our Iceberg Is Melting , John Kotter and Holger Rathgeber, 2005.

The Heart of Change Field Guide , John Kotter and Dan S. Cohen, 2005.

The Change Leader’s Roadmap: How To Navigate Your Organization’s Transformation , Linda Ackerman

Anderson and Dean Anderson, 2001.

Transforming the Way We Work: The Power Of The Collaborative Workplace . Edward M. Marshall, 1995.

Communicating Change: Winning Employee Support For New Business Goals . T J Larkin and Sansar

Larkin, 1994.

Change Management, The People side of Change.

Jeffrey Hiatt and Timothy J. Creasey, 2003.

Making Sense of change Management: A complete Guide to the Models, Tools and Techniques of

Organizational Change . Esther Cameron & Mike Green, 2004.

Making Change Happen: On time, On Target , On Budget. Ken Matejka and Al Murphy, 2005.

Building the Bridge As You Walk On It: A Guide for Leading Change.

Robert E. Quinn, 2004.

Transition: The Personal Path through Change . William Bridges, 2000.

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Research Identified

Bennett, H. (2000). The effects of organizational change on employee psychological attachment. Journal of Managerial

Psychology, 15,

Burnes, B. (2004). Kurt Lewin and the planned approach to change: a re-appraisal. Journal of Management Studies, 41

Caldwell, R. (2003). Models of change agency: a fourfold classification. British Journal of Management, 14,

Damodaran, L. and Olphert, W. (2000). Barriers and facilitators to the use of knowledge management systems. Behavior &

Information Technology, 19,

Doyle, M., Claydon, T., and Buchanan, D. (2000). Mixed results, lousy process: the management experience of organizational change. British Journal of Management, 11,

Gill, R. (2003). Change management –or change leadership?. Journal of Change Management, 3,

Hailey, V. H. (2001). Breaking the mould? Innovation as a strategy for corporate renewal. Human Resource Management, 12,.

Lawson, E. and Price, C. (2003). The psychology of change management. McKinsey Quarterly, 2,

Levasseur, R. (2001). People skills: change management tools – Lewin’s change model. Interfaces, 31,.

Newman, K. L. (2000). Organizational transformation during institutional upheaval. . Academy of Management Journal, 25,

Quy Nguyen, H. (2001). Time, temporal capability, and planned change. Academy of Management Review, 26,

D.M. and Tijoriwala , S. A. (1999). What’s a good reason to change? Motivated reasoning and social accounts in promoting organizational change. Journal of Applied Psychology, 84,.

Skinner, D. (2004). Evaluation and change management: rhetoric and reality. Human Resource Management Journal, 14,

Strebel, P. (1996). Why do employees resist change? Harvard Business Review, 74,

Sugarman, B. (2001). A learning-based approach to organizational change: Some results and guidelines. Organizational

Dynamics, 30,

Zell, D. (2001). Overcoming barriers to work innovations: lessons learned at Hewlett-Packard. Organizational Dynamics, 30,

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