S T A N D A R D FORSIDE TIL EKSAMENSOPGAVER Udfyldes af den/de studerende Prøvens form (sæt kryds): Projekt Synopsis Portfolio √ Skriftlig hjemmeopgave Uddannelsens navn European Studies Master Programme Semester 9th Prøvens navn (i studieordningen) Internship project, revised version Navn(e) og CPR-nr. (10 cifre) Navn(e) Dan Ioan Bodunescu Afleveringsdato Speciale 01-03-2012 CPR-nr. (10 cifre) Projekttitel/Synopsistitel/Speciale- Can the potential transformation of the European Crime Prevention Network into an observatory with a similar structure as the European Monitoring titel Centre for Drugs and Drug Addiction increase the efficiency of the crime preventing organisation? I henhold til studieordningen må opgaven i alt maks. fylde antal tegn 7.683 words Den afleverede opgave fylder (antal 50.392 tegn med mellemrum i den afleverede opgave) (indholdfortegnelse, litteraturliste og bilag medregnes ikke)* Vejleder (projekt/synopsis/speciale) Professor Per Lunde Jeg/vi bekræfter hermed, at dette er mit/vores originale arbejde, og at jeg/vi alene er ansvarlig(e) for indholdet. Alle anvendte referencer er tydeligt anført. Jeg/Vi er informeret om, at plagiering ikke er lovligt og medfører sanktioner. Regler om disciplinære foranstaltninger over for studerende ved Aalborg Universitet (plagiatregler): http://plagiat.aau.dk/GetAsset.action?contentId=4117331&assetId=4117338 Dato og underskrift 01.03.2012 Vær opmærksom på, at opgaven ikke er afleveringsberettiget, hvis den overskrider det maksimale antal tegn, som er angivet i studieordningens prøvebeskrivelse. Du/I har dermed brugt et eksamensforsøg. 2 Table of Contents 1. Introduction ............................................................................................................................................. 4 1.1 Ramboll Management Consulting ............................................................................................. 4 1.2 The EU Affairs Department ......................................................................................................... 5 1.3 Internship at Ramboll Management Consulting .................................................................. 6 2. Problem definition ................................................................................................................................. 9 2.1 Background ..................................................................................................................................... 10 2.1.1 Crime prevention .................................................................................................................. 10 2.1.2 Crime prevention in the European Policy Context ................................................... 13 2.1.3 The European Union Crime Prevention Network (EUCPN) .................................... 14 2.1.4 The European Monitoring Centre for Drugs and Drug Addiction (EMCDDA).. 16 3. Methodology .......................................................................................................................................... 19 3.1 Limitations ....................................................................................................................................... 21 4. Theory ................................................................................................................................................... 21 4.1. Organisational Structure Theory ............................................................................................. 21 4.2. Structural Contingency theory ................................................................................................. 22 4.3. Organisational theory in the European institutional context ....................................... 23 5. Analysis ................................................................................................................................................... 24 6. Conclusion .............................................................................................................................................. 27 Reference list .............................................................................................................................................. 28 Abbreviations list: DG – Directorate General DG EMPL – Directorate General for Employment and Social Opportunities DG ENTR – Directorate General for Enterprise and Industry DG HOME – Directorate General for Home Affairs DG INFSO – Directorate General for Information, Society and Media DG MOVE – Directorate General for Transport and Mobility EMCDDA – European Monitoring Centre for Drugs and Drug Addiction EU – European Union 3 EUCPN – European Union Crime Prevention Network 1. Introduction The introduction chapter has the purpose of setting up the context in which the internship project was developed. It will include some facts about Ramboll Management Consulting and its EU Affairs department and an overview of my activity as an intern in this department. 1.1 Ramboll Management Consulting Ramboll Management1 is an international management consultancy with over 450 employees in the offices from Aarhus, Copenhagen, Berlin, Hamburg, Helsinki, Brussels, Oslo and Stockholm. Ramboll provides consultancy services within the areas of management, IT, evaluation, research and survey to the global market. It has 40 years of experience from projects throughout the world and it carries out more than 700 projects on an annual basis across the globe, and takes pride in its multi-cultural environment and approaches. Ramboll is deeply rooted in the unique consultancy tradition in the Ramboll Group, built up during the past 60 years. For more than three decades as management consultants, it has helped to improve and adapt society's organisations, business processes and people through research, analysis, development and communication. Ramboll’s employees have a wide variety of educational and empirical backgrounds, and include political and business economists, sociologists, political scientists, lawyers, psychologists, engineers, MAs, computer scientists, etc. Many of the consultants are acknowledged experts in their fields of labour market, integration/migration, health care, education, IT, experience industry, public administration, welfare policies, etc. Ramboll holds a solid position in the Northern European market as a leading provider of consultancy services for public authorities. At the national level, customers include ministries, state agencies, counties, and municipalities in our home markets and neighbouring countries. Internationally, we carry out assignments for organisations such as the European Institutions, bodies and agencies, the United Nations and the World Bank, etc. 1 Ramboll Management Consulting company presentation 4 1.2 The EU Affairs Department The EU Affairs team is rather small, but very homogenous. It consists in a total of eight consultants and four interns evenly divided between the Copenhagen and Brussels office. Because the team is composed by people with different nationalities (7 Danes, 2 Finns, 2 Romanians and 1 French), but also because the nature of the work of the EU Affairs department, the working language is English, as opposed to the other departments where the working language is the national language of the country where the office is situated. The department's activity can be divided into two parts: Tendering Project development The tendering activity includes the monitoring of the European market with the purpose of finding opportunities that fit with Ramboll Managment's expertise and capabilities. Once a tender is identified and labelled with a solid chance of winning, the EU Affairs team is in charge with writing and submitting a proposal. This process is very complex and intense as the team has to: develop a strong methodology show a sound understanding of the subject build up strategic partnerships with other consultancies in order to eliminate a potential competitor or become stronger involve consultants from other departments of Ramboll Management or sometimes even from other Ramboll companies, such as Ramboll Engineering or Ramboll Economics make subcontracting agreements with Universities or Academic individuals who can provide high level specific knowledge develop a budget that needs to comply with the contractor demands but still to ensure profit for the company gathering a whole set of administrative documents required by the contractor, such as Legal Entity forms, Exclusion Criteria, Bank statements, power of attorneys and so on As mentioned above, the process is very intense because the usual time between the tender publishing date and the submission deadline is around three weeks. The project development activity comes into place once a tender is won. Here, the complexity of the work is even higher than in tendering, because the consultants, with the help of the interns, have 5 to, on one hand, take care of their part of project writing and on the other hand, secure the management of the project. For the EU Affairs team, project writing includes: Data collection (desk research, interviews etc.) Report writing (developed according to the methodology proposed in the tender, after the data collection) Project management comprises the following activities: Keeping a close contact with all the parties involved (client, partners, subcontractors) Making sure that all the deadlines are respected and that all the deliverables have a high quality standard Organising specific events such as workshops, seminars or public consultations Making sure that the budget of the project is respected, by controlling all the expenses. 1.3 Internship at Ramboll Management Consulting My internship at Ramboll Management Consulting has started in August 2011 and will continue until February 2012. During my time in the EU Affairs department I have acquired a huge amount of knowledge about the European Commission, its external agencies and different legislations, networks or programmes, through my involvement in specific assignments. Also, I've realised that I had a lot of knowledge acquired at the university, but only now, after seeing it in practice I've actually understood the essence of it. My first two weeks in the Brussels office were very overwhelming, as I took over from the previous interns in a very busy period with lots of tenders to write and several projects that were about to be finished. In my third week I was invited, along with my other intern colleagues to an introduction course in Copenhagen. Here we were explained the basics of the job and after this I gained more trust in my capabilities and returned back to Brussels in high spirits. As an interesting aspect, having now met the other members based in Copenhagen of the EU Affairs team, I have learned that almost half of the consultants working in this department have graduated the same European Studies Master Programme at Aalborg University as I am now studying. My assignments as an intern can be divided into two major parts: Market Surveillance 6 Tender work Market surveillance basically means looking for tenders that Ramboll Management could be able to win, making a short synthesis and forwarding it to the responsible consultant for the specific Directorate General (DG) or Agency. The market surveillance also includes activities such as gathering intelligence about the work of other competitor companies or about the award history of a DG. Every two weeks there is a video meeting with all the team kept with the purpose of analysing the new bidding opportunities. Here, I present what information I have gathered and write down any questions that might appear and follow up on them. Tendering has provided me with the most challenging and interesting activities during the internship. Having to write background chapters on topics that were completely new for me with a deadline in a week or searching for experts that can cover different countries or topics knowing that you have to be very fast or else the competition will find them and contact them first were tasks that really put my capabilities at a test. During my first five months I was involved in the following tenders: "Study on the willingness to pay to avoid selected human health outcomes due to exposure to chemicals" by the European Chemicals Agency (ECHA) "Evaluation of the EU initiative on stimulating innovation through smart use of ICT" DG ENTR "Evaluation of the Mutual Learning Programme within the European Employment Strategy" DG EMPL "Evaluation of the implementation of regulation (EC) No 1371/2007 of the European Parliament and of the Council of 23 October 2007 on rail passengers’ rights and obligations" DG MOVE "Evaluation of the European Union Crime Prevention Network" DG HOME “Quantifying public procurement of research and development of ICT solutions in Europe” DG INFSO "Passenger Ship Safety Legislative Review" DG MOVE The tender work included the following tasks: Writing background and "understanding of the assignment" chapters of the tender. These chapters are usually situated in the beginning of the technical proposal of the tender, right 7 under the company presentation. Their purpose is to show the client that the company is fully aware of the context in which a project is needed and that the company has a solid knowledge of the legislation or political/social environment in the given field. Administrative tasks: preparing a list and collecting the administrative requirements that the company, its partners and subcontractors need to provide. Even though this is not a very challenging exercise, it has proved to be very time consuming, as sometimes we are working with one or two partners and four or five subcontractors and each of them need to provide legal entity forms, exclusion criteria forms, financial identification forms, power of attorneys etc, along with cv's and references. However, I found this activity very useful because it gave me the chance to interact with consultants, engineers or famous professors from all over Europe. Expert search. I have done this for the tenders where Ramboll Management is new and trying to enter the market. Without having a network of acquaintances set up, it was necessary to identify the best experts and then contact them with the purpose of collaborating. Attending tender openings. The tender openings are meetings that occur a few days after the submission deadline has passed and the client has to publically present all the offers that have been made. I was in charge with participating in all the tender openings in Brussels, not only for the tenders where I was involved. My task was to find out which are our competitors and report back to my colleagues. Again, this was an excellent networking opportunity for me, as I met a lot of people inside the Commission, from interns to heads of units. I also had a lot of other smaller tasks from which I would highlight: Writing letters of expression of interest for EuropeAid projects, Updating different internal documents Attending project meetings at the Commission and taking minutes Finally, I was involved in the data collection process of an ongoing project – "Study to analyse and assess the socio-economic and environmental impact of possible EU initiatives in the area of freedom of movement for workers, in particular with regard to the enforcement of the current EU provisions (in particular, article 45 TFEU and regulation (EEC 1216/68)". In this EU27 study I 8 participated in the interviews concerning the administrative burden for private companies of having foreign workers in Sweden. 2. Problem definition During November 2011 I was very actively involved in the proposal writing process of a tender under the DG HOME framework contract on Impact Assessment, evaluation and evaluation related services (HOME/2011/EVAL/01) about the "Evaluation of the European Union Crime Prevention Network (EUCPN)". The main objective of the study, set up in the terms of reference2 is to evaluate the activity and the performance of the EUCPN after 2009. As a secondary objective, there was a requirement to investigate the feasibility of transforming the network into a European observatory. As there are many forms of EU observatories throughout Europe, with different legal statutes and structures, Ramboll Management has offered several examples of observatories in which the EUCPN could be transformed. Some of the presented options were the "The European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)"; "The European Observatory on Counterfeiting and Piracy", "The European Employment Observatory" or "The European Observatory on Health Systems and Policies". Most of them are set up with the purpose of collecting, researching, analysing and disseminating information in their respective fields of activity and to ensure cooperation and networking in doing so. With respect to the legal status and structure some differences can be identified between existing observatories. For example, the EMCDDA is a decentralised agency of the EU while the European Employment Observatory (EEO) is a programme funded by DG Employment, Social Affairs and Inclusion of the European Commission, via its financial instrument "PROGRESS". The purpose of this internship project is to investigate if a potential transformation of the EUCPN into an observatory would increase the efficiency of the network. The structure of the EMCDDA will be used for the hypothetical transformation of the EUCPN because the EMCDDA seems to be the best legally established and efficient EU observatory. This leads to a problem definition which can be enounced as following: 2 In tenders under framework contracts, the terms of reference are not published, but only sent to the companies/organizations that have won the right to participate in the bidding, therefore, it is not possible to present the documents 9 Can the potential transformation of the European Crime Prevention Network into an observatory with a similar structure as the European Monitoring Centre for Drugs and Drug Addiction increase the efficiency of the crime preventing organisation? 2.1 Background The background chapter has the purpose of introducing the two organisations that concern this project. The chapter will show the following: Firstly that the fields of activity of the EUCPN and EMCDDA are not similar but circle around the same wider field of fighting crime and on a European level they are both under the jurisdiction of the Directorate General Home Affairs of the European Commission. Secondly that the objectives of the two organisations are similar. And finally that their legal entities and organisational structure are very different. 2.1.1 Crime prevention Crime prevention is defined in the 2002 "United Nations Guidelines for the Prevention of Crime3" as a concept which: "Comprises strategies and measures that seek to reduce the risk of crimes occurring, and their potential harmful effects on individuals and society, including fear of crime, by intervening to influence their multiple causes" (ECOSOC 2002/13, Annex article 2.3) As the definition clearly shows, crime prevention is a complex concept that can include several different approaches at very different levels. In his 1998 article "The Crime and Disorder Act"4, Professor Paul Ekblom presented three target groups in the field of crime prevention: Primary: the general population of potential offenders, or of potential human and material targets of crime 3 4 Secondary: the individuals with a particular risk of offending or victimisation Tertiary: the individuals already convicted or victimised ECOSOC Resolution 2002/13 THE CRIME AND DISORDER ACT, Paul Ekblom, 1998 10 This classification is particularly interesting as it is addressing both (potential) offenders and (potential) victims of crime. Thereby the definition specifically marks that crime prevention measures can be addressed at both (potential) offenders and (potential) victims. The classification however needs some further clarification as there can be a potential overlap between the primary and the secondary target groups. The secondary target group must therefore be defined as individuals that have already been identified as having a particular risk of offending or victimisation. In other words we know (or can gain knowledge about) exactly which individuals we are addressing. With the primary target group, we are addressing a group of people whose identity we do not know. Another and more recent way of categorising crime prevention was developed by Henry Shaftoe in his 2002 presentation on "Social Crime Prevention - Interventions to Reduce the Motivation to Offend"5: The use of the Criminal Justice System and the threat of punitive measures, to persuade the potential offenders not to commit any crime. The Criminal Justice System consists in three parts: 1. Law enforcement (Police) 2. Adjudication (Courts) 3. Corrections (prison, correctional institutions)6 Reducing the opportunities for the crime to occur; the so-called "situational crime prevention" which involves actions such as improving the security of the physical environment. Reducing the motivation of the offenders and potential offender to commit crimes. Also called the "social crime prevention". Social crime prevention is generally defined as a "multidisciplinary approach which requires the collaboration of a range of sectors, including health, housing, education, civil society groups and so on. It is differentiated from 5 6 Crime Prevention Information, Henry Shaftoe, 2002 http://definitions.uslegal.com/c/criminal-justice-system/ 11 state centred approaches to crime reduction, which have traditionally shaped criminal justice systems"7 By combining the target groups with the above presented approaches, a matrix can be developed to classify different approaches to crime prevention. The table below represents measures/programmes which have been carried under the EUCPN umbrella: Table 1: Example of classification of measures Primary: General Secondary: Individuals with a Tertiary: Individuals population of potential particular risk of offending or of already convicted or offenders victimisation victimised The Criminal The mobile police office Justice System 8 9 Ausweg - Germany Wirral Integrated Offender - Sweden. Offer mitigation for young people, Management Unit10 - UK Discouraging potential who were picked up by the police Keeping re-offenders offenders by placing a because of consumption of drugs or actively engaged in police unit in the vicinity alcohol, through participation in rehabilitation activities of interest points one of the "Ausweg" programmes Situational Additional Safety – crime Romania prevention Discourage burglary by improving the security system of the houses Social crime I Create My Future Myself11 - Mentor Scheme for the prevention Lithuania Roma People12 - Czech Identify and provide assistance for Republic young individuals at risk of drug Appointment of a mentor abuse and juvenile delinquency to help Roma offenders rehabilitate and integrate in the society 7 Social Crime Prevention in South Africa's Major Cities, Ingrid Palmary, 2001 EUCPN website 9 EUCPN website 10 EUCPN website 11 EUCPN website 12 EUCPN website 8 12 2.1.2 Crime prevention in the European Policy Context The European Policy Context up until 2009 of crime prevention is well described in the 2009 evaluation of the EUCPN13 carried out by the British consultancy CSES. It can be summarised in the timeline below: Figure 1: The European Policy Context from 1999-200914 Tampere summit followed by Council Decision 2001/427/JHA establishing the European Crime Prevention Network Treaty of Amsterdam establishing the legal basis for crime prevention activities at EU level 1999 2000 2001 Communication on ‘Prevention and control of organised crime: a European Union strategy for the beginning of the new millennium’ setting up the EU Forum on Organised Crime Prevention 2004 The Hague Programme on ‘Strengthening Freedom, Security and Justice in the European Union’ reiterating the priorities for the EUCPN and highlighting the function of the EUCPN in supporting the Council and the Commission Since the evaluation in 2009, the European Union in general, and crime prevention specifically have been given a new legal basis in the form of the Lisbon Treaty. Until the coming into force of the Lisbon Treaty on 1 December 2009, the Member States were primarily responsible for crime prevention in the European Union. The new Article 84 in the Lisbon Treaty states that "The European Parliament and the Council, acting in accordance with the ordinary legislative procedure, may establish measures to promote and support the action of Member States in the field of crime prevention, excluding any harmonisation of the laws and regulations of the Member States." This means that the cooperation of Member States in the field of crime prevention can now, more concretely, happen within the remits of the European Union, and the EU institutions can pass legislation supporting and promoting the Member States' work in this field. Crime prevention belongs to the framework of EU cooperation in the field of Justice, Freedom and Security, where the current objectives and priorities are set to a high extent by the Stockholm Programme, which was agreed upon in 2009.15 The Stockholm Programme emphasizes the need to 13 Evaluation of the EUCPN, CSES, 2009 14 15 Evaluation of the EUCPN, CSES, 2009 Stockholm Programme - An Open and Secure Europe Serving and Protecting Citizens. OJ C 115, 4.5.2010. Chapter 4.3.2 13 ensure lack of duplication of work between the Member States, so that the best practices and examples found and tried in one Member States can be used in others as well. It also points to the characteristics of criminality as a cross-border activity, where it is necessary for Member States to act together, or support each other, or when relevant, call for EU institutions' support in this field in order to prevent mass criminality and cross-border crime. The Stockholm Programme foresees an Observatory for the Prevention of Crime and invites the Commission to submit a proposal on the potential of such an observatory. Following the Stockholm Programme, the Internal Security Strategy of the EU, which was adopted in February 2010, presents the main strategic objectives for fighting crime in the European Union. These objectives, which are related to for example international crime networks, prevention of terrorism and addressing radicalisation and recruitment, and raising levels of security in cyberspace, are all presented from the point of view, where the importance of prevention and anticipation is emphasised.16 2.1.3 The European Union Crime Prevention Network (EUCPN) The EUCPN was set up by EU Council decision 2001/427/JHA17 in May 2001 and repealed by a new Council decision 2009/902/JHA18 in November 2009. The objectives in the 2001 decision were to promote crime prevention activities in the EU Member States, and provide means through which valuable good practice in preventing mainly "traditional" crime could be shared. EUCPN was evaluated in 2004 and again in 2009. The 2009 evaluation19 resulted in some 35 recommendations on how to improve the network's efficiency and effectiveness in contributing to its key activities as well as in its organisation and funding. Following this evaluation, the original founding legislation was repealed and replaced by the new Council decision. The reorganisation has not concerned the objectives which remained unchanged, but the structure and composition of the network were significantly changed. As of the 2009 Council Decision, the EUCPN thereby consist of: 16 Council of the European Union: Draft Internal Security Strategy for the European Union: "Towards a European Security Model". 5842/2/10, 23.2.2010, and Communication from the Commission to the European Parliament and the Council: The EU Internal Security Strategy in Action: Five steps towards a more secure Europe. COM(2010) 673 final, 22.11.2010 17 Council Decision 2001/427/JHA, 2001 18 19 Council Decision 2009/902/JHA, 2009 Evaluation of the EUCPN, CSES, 2009 14 a Board. The Board includes national representatives (and their potential substitutes), an executive committee and an elected chair. a Secretariat, composed by a secretary, a research officer and a team in charge with the management of the network’s website. and the national contact points. The relationship and responsibilities between the Board, the secretariat and the focal points are stipulated in the Council Decision. They can be summarised into a relationship of mutual support and interdependence as illustrated in the figure below: Figure 2: The structure and responsibilities within the network EU bodies, agencies, organisations Mutual support in exchanging crime prevention information and expertise Observers National contact points Board National representatives Executive Committee Focal point and information sharing Financial regulation, Strategy, work programme, etc Secretariat Chair Support for meetings, seminars etc. Analytical support. Host web-site Researchers The 2009 Council Decision also set out the objectives, tasks and approaches to be implemented to accomplish the tasks (information exchange) of the network. The figure below illustrates how the tasks and the elements to accomplish the tasks should help achieve the objectives. 15 Figure 3: Linking the tasks and objectives of the Council Decision To accomplish the tasks (Article 5) a) Favour a multidisciplinary approach b) Be in close contact with crime prevention bodies, local authorities, local partnerships, civil society, research institutions and NGOs in the Member States c) Set up and operate a website incl. compendium of best practices d) Endeavour to use and promote the results of projects, relevant for crime prevention, funded through Union programmes Tasks (Article 4) a) Facilitate cooperation, contacts and exchanges of information and experience b) Collect, assess and communicate evaluated information c) Organise conferences and other activities designed to achieve the objectives of the network d) Provide its expertise to the Council and the Commission e) Report to the Council on its activities each year f) Develop and implement a work programme Objectives (Article 2) Developing the various aspects of crime prevention at Union level support crime prevention activities at local and national level. Crime prevention shall cover all measures that are intended to reduce or otherwise contribute to reducing crime and citizens feeling of insecurity The overall objectives and tasks of the Council Decision have been further specified in the Multiannual Strategy for the network, developed by the Chair under support of the Executive Committee and approved by the Board. The current Multiannual Strategy for the European Crime Prevention Network, which runs until 2015, "sets out the long-term orientations for the EUCPN in order to increase its impact and strengthen its role in the field of crime prevention"20. The focus areas and actions including the action plan of the multiannual programme may be subject to changes if the annual work programmes (WP) prove this to be relevant. The EUCPN has no legal personality, being defined in both 2001 and 2009 Council decisions as a network part of a crime prevention strategy. Furthermore, the network has no budget of its own21. The Board and the Secretariat are financed from the general budget of the European Union, while for the Programmes developed under the EUCPN and for the national contact points, the Member States are entrusted to deliver financial support. 2.1.4 The European Monitoring Centre for Drugs and Drug Addiction (EMCDDA) 20 21 Quoted from the introduction to the multiannual strategy. Council Decision 2009/902/JHA, 2009 16 The EMCDDA was established in 1993 by Council Regulation (EEC) No 302/9322 and recast by a new European Parliament and Council regulation in December 2006 (REGULATION (EC) No 1920/200623). The objective of the EMCDDA, as defined in Article 1 of the 2006 Regulation is "to provide the Community and its Member States with factual, objective, reliable and comparable information at European level concerning drugs and drug addiction and their consequences" 24. In essence, this means that the Centre's purpose is to collect and disseminate information in the respective field to the EU institutions and to the Member States. The Centre's aim of achieving its objective is accomplished by performing the following activities: Collection and analysis of existing data. Collecting, registering and analysing information resulted from research or received from other sources. Improvement of data comparison methods. Continuously looking for new ways of improving the comparability, objectivity and reliability of the data indicators. Dissemination of data. Ensuring that the collected information is available to all the targeted stakeholders in the field. Cooperation with European and international bodies and organizations and with third countries. Contributing at the facilitation of cooperation between Member States authorities, Candidate States authorities, Europol, and any other international organisations. Information obligations. Informing the competent authorities of the Member States about new developments and changing trends. With regard to the organisation of the EMCDDA, the centre is composed by the following elements: The Directorate25, which has a dual purpose; on one hand it is in charge with the management and administration of the centre and on the other hand it ensures that the 22 23 24 25 Council Regulation (EEC) No 302/93 on the establishment of a European Monitoring Centre for Drugs and Drug Addiction, 1993 REGULATION (EC) No 1920/2006 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL, 2006 Regulation (EC) No 1920/2006, Article 1.2., 2006 EMCDDA website 17 objectives are achieved by supervising the activity of the units. The head of the Directorate, the Director, is proposed by the European Commission and appointed by the Management Board of the EMCDDA for a renewable period of 5 years. The Management Board26, which is the main decision-making body of the Centre. It is composed by a representative from each Member State plus two representatives from the European Commission and two European Parliament designated contacts. The board is in charge with adopting the work programme of the Centre, the annual budget and an annual "General report of activities". An independent Scientific Committee27, which has the purpose of delivering opinions and advice to the Management Board and Directorate on different scientific activities of the Centre. The Committee is composed by 15 scientists selected following an open call for tenders published in the Official Journal of the EU. Eight operational units28 out of which four are under the jurisdiction of the Scientific Division. A figure29 presented on the EMCDDA website illustrates very clear the composition of the Centre: Figure 4: The composition of the EMCDDA 26 27 28 29 EMCDDA website EMCDDA website EMCDDA website EMCDDA website 18 Furthermore, the EMCDDA coordinates the Reitox Network30, a network composed by 30 national focal points from the EU 27 countries, Norway and the candidate countries. The national focal points have the job of collecting information from the national scenes of the drug field and forward it to the Centre for analysis. With regard to the legal status of the EMCDDA, the centre has its own legal entity an external agency of the European Union31 as well as its own budget formulated by the Management Board and approved by the European Commission. 3. Methodology The methodology chapter has the purpose of explaining how the analysis of the project will be developed. The analysis will be developed on three levels, two theoretical and one practical level. The first theoretical level will set the place within the European Union of the new established observatory through the Structural Contingency theory while the second theoretical level will explain the structural organisation concept of the new observatory, by applying the same Structural 30 31 EMCDDA website Agencies and decentralised bodies - EMCDDA 19 Contingency theory. The practical level of the analysis will be composed by a transformation of the EUCPN structures, using the organisation of the EMCDDA structure as a model. In this practical level the following aspects will be taken under consideration: Transformation of the Secretariat Transformation of the Board Introduction on new working units Transformation of the national contact points The possible change of the legal status The possible introduction on an own budget The figure below presents a sketch of how the analysis will be developed: Figure 5: Analysis development 20 3.1 Limitations The purpose of this section is to explain the fact that this project can only be considered as valid if it is assumed that the EMCDDA is more efficient in the results of its actions than the EUCPN is. Ideally, the project would have started with checking if the EMCDDA is in fact a more efficient organisation that the current EUCPN. This would have been a very complex investigation which could be considered a project in itself. However, as this project is inspired by the European Commission’s request to investigate the feasibility of transforming the EUCPN and that the EMCDDA is legally very well rooted in the EU, it has to be assumed that the EMCDDA is more efficient than the EUCPN. 4. Theory 4.1. Organisational Structure Theory Organisational theories have emerged in the beginning of the 20th century as a mean to bring organisation in the development of the corporations that appeared with the industrial revolution, corporations that became harder to manage, as they grew bigger32. Even though organisational theories are largely part of management studies and applied in the corporate world with the aim of improving the company’s profits and performance, there have been attempts to transfer organisational theories in European Studies and apply them to European institutions, as it will be shown below. But first of all it is important to have a look at the roots of the organisational theories which lie in the work of Max Weber, the German sociologist, who, in his bureaucracy theory, proposed different characteristics found in effective bureaucracies that would effectively conduct decision making, control resources, protect workers and accomplish organisational goals 33. Weber’s theory introduced the following notions: Fixed division of labour Hierarchy of offices Rational legal authority 32 Max Weber’s Theory of Bureaucracy 33 Max Weber’s Theory of Bureaucracy 21 Creation of rules to govern performance Separation of personal from official property and rights Selection based on qualifications Clear career paths These concepts represent the foundations of several organisational theories developed in the middle and towards the end of the 20th century, such as the Theory of Organisational Fit, developed in 1978 by R. E Miles and C. Snow or the Structural Contingency Theory, developed by P.R. Lawrence and J.R. Lorsch in the end of the 1960’s. 4.2. Structural Contingency theory The structural contingency theory stands for the fact that there is no single best way to design organisational structures. The best way to build a structure is by taking into account the external and internal situation of the organisation34. The contingency approach to organisational structuring is meant to prepare an organisation to adapt to the environmental uncertainties faced by the organisation. Unlike Weber’s bureaucracy theory, which neglects the existence of certain contingencies that can influence the management and structure of an organisation, the structural contingency theory claims that an ideal model of structuring an organisation does not exist because each organisation faces its particular contingencies depending of many factors such as legal entity, technology, competitors, area of activity, etc. In their research, theorists Lawrence and Lorsch discovered that organisations need to adapt to the level of stability of the working environment in which they operate. In the case of a stable environment, an organisation will function more efficient if its structure will be more formalised, more centralised in the decision-making process and less reliant on mutual adjustment between the departments. On the other hand, in the case of an uncertain working environment, the structure of an organisation will need to be less formal, more decentralised and more reliant on mutual adjustment between the departments. In this way, an organisation will be ready to react to the changes which may appear in the unstable environment and therefore become more efficient35. 34 T. Burns, G.M. Stalker & P.R. Lawrence, J.W. Lorsch – What is contingency theory 35 T. Burns, G.M. Stalker & P.R. Lawrence, J.W. Lorsch – What is contingency theory 22 T. Burns and G.M. Stalker, other organisational theorists have conceptualised the approaches which the organisations should adopt, in order face the different working environments36: Mechanistic organisational structure, for more stable environments Organic organisational structure, for more dynamic or uncertain environments. 4.3. Organisational theory in the European institutional context As mentioned above, organisational theories are mainly used in management studies, but there were several attempts to adapt such theories to European Studies in general and more specifically to the EU institutions. One of the most recent and comprehensive attempt was A.E. Cakir’s paper on “Organisational Theory: a new tool in European Studies” presented in 2008 at the 49th Annual Convention of the International Studies Association San Francisco. US. In Ceakir’s view, to adapt the Structural Contingency theory to the EU, one has to see the Union as a big organisation composed by a plurality of departments which interrelate between themselves in order adapt to certain contingencies and to achieve specific objectives37. A good example offered in the paper of the application of the contingency theory in the European context was the very beginning of the European integration, where Robert Schuman can be seen as a senior executive who introduced the “Schuman Plan” in order to adapt to several contingencies, such as the insecurity on the market or lack of products. The paper concludes that the Structural Contingency theory can be applied as well to the modern structure of the EU where the European Commission, The Council of the EU, the Parliament and the Member States can be seen as a management board of a huge organisation and the different Directorate Generals or External Agencies can be seen as departments38. The fact that the EU has the capacity to adapt to different contingencies is demonstrated by the ability to change its structure by introducing new departments or changing the role of the existing ones39. For example, when terrorism emerged as an immediate threat, Europol, an organism designed to combat terrorism, along with other criminal threats, was established. 36 37 38 39 T. Burns, G.M. Stalker & P.R. Lawrence, J.W. Lorsch – What is contingency theory A.E. Cakir - Organisational Theory: a new tool in European Studies A.E. Cakir - Organisational Theory: a new tool in European Studies A.E. Cakir - Organisational Theory: a new tool in European Studies 23 5. Analysis In this chapter, firstly a theoretical foundation will be set by introducing the EUCPN in the context of the EU seen through the perspective of the Structural Contingency theory. Secondly, all the elements that compose the current EUCPN will be transformed according to the structures that compose the EMCDDA. Finally the Structural Contingency theory will be applied on another level, directly on the EUCPN structure. As stated in the theory chapter, in order to be able to apply the Structural Contingency theory to the EU, it has to be seen as a big corporation. In this sense, the Commission, as a “member of the management board” is looking to see if there is a need to introduce a new “department” in the crime prevention area, by inquiring about the feasibility of building an observatory. This can be seen as a way of a structure responding to the contingencies in the environment, namely the need of further collaboration in the field of crime between all the stakeholders. Moving on to the practical level of the analysis, the structures of the EUCPN will be transformed using the model of the EMCDDA organisational structure. The figure below presents the transformations that will occur and the level of transformation: Figure 6: Transformations 24 Secretariat: The difference between the Secretariat of the EUCPN and the Directorate of the EMCDDA is very small. They are both administrative structures with an almost similar tasks and organization. Therefore, the Secretariat of the new observatory will keep the form of the EUCPN secretariat and will have only a new task added that of supervision of the general activity of the observatory. The Management Board: The current Board of the EUCPN has almost the same composition and responsibilities as the Management Board of the EMCDDA, so there is no point of remodelling it. The chair of the Board is proposed by the European Commission and elected by the national representatives and the Board is still in charge with developing the annual work plan and supervising its accomplishment. A new addition to the responsibilities of the Board would be the development of a three year work plan, besides the annual work plan and the drafting of a general 25 report of activities at the end of each year. Furthermore, once the new observatory will have its own budget, the Board will be responsible for drafting and managing the annual budget. Scientific Analysis Units: In the EUCPN there are no working units, so the introduction of the units will represent a major modification of both the structure and the operational way of the new observatory. In practice, this means that the new crime prevention organisation will now have the possibility of analysing the collected information before dissemination. This leads to higher knowledge on the subject and to a improved quality of the data directed towards the Member States or other stakeholders. National contact points: In order to become a very efficient structure in collecting information, the network of national contact points will have to suffer a major transformation. Currently, the network is composed mostly by employees of the Ministry of Internal Affairs from each Member State. Looking at the composition of the EMCDDA Reitox network, it is composed by drug government agencies or government established NGO's which have as members academics or experts in the field. For example, the Austrian National Focus Point40 is an NGO established by the Ministry of Health and Polish National Focal Point (Centrum Informacji o Narkotykach i Narkomanii41) is located under the National Bureau for Drug Prevention under the auspices of the Ministry of Health. Therefore, the new data collection structure will become more specialised, by establishing new crime prevention structures in the Member States where such structures do not exist, or by attracting the already established crime prevention structures in the case where they already exist. Furthermore, there is a need of involving academics and qualified experts in the field of crime prevention from each Member State, as they have the ability of filtering and validating the most relevant information that is forwarded to the operating units for analysis. External EU policy agency: In both the 2004 and 2009 external evaluations of the EUCPN it is mentioned that the unclear legal status has a major impact on the capacity and activities of the network. Therefore, the new legal entity, an external EU policy agency will provide more stability and more public confidence on both Member State level and EU level. 40 41 EMCDDA website EMCDDA website 26 Own budget: The introduction of an own budget will provide much better organised work plans and, with a proper management from the Board, it will open new possibilities for dissemination and best practice activities, such as workshops, seminars or peer reviews. As mentioned in the beginning of the chapter, the Structural Contingency theory will give the new Crime Prevention Observatory a theoretical foundation. Because the observatory’s work environment relates to European crime scene, which is a relatively stable environment, a mechanistic organisational structure is more appropriate for the Observatory. This fits perfectly with the choice of using the EMCDDA as a model, because the Drug-prevention Observatory has a mechanistic structure as well. Working in a stable environment, in a mechanistic approach means that it is more likely for the observatory to achieve better results by centralising the decision-making in the hand of the management board which should send its decision on a vertical way towards the national contact points or to the analysis unit. Also the mechanistic approach supposes that there is no need of an instant reaction from the units in case of contingencies, as the stable work environment gives the opportunity to use the usual channels, which should be identification (by the national contact points), analysis (by the analysis unit) and decision (by the management board). Finally, there is no need for a close interaction between structures such as the Secretariat and the national contact points or analysis unit, because again, the certain work environment allows the structures to set up a standard collaboration scheme, which should secure the efficient development of activities. 6. Conclusion In this chapter the main ideas presented in the analysis will be commented and also there will be an attempt to answer the question formulated in the problem definition chapter: Can the potential transformation of the European Crime Prevention Network into an observatory with a similar structure as the European Monitoring Centre for Drugs and Drug Addiction increase the efficiency of the crime preventing organisation? The theoretical levels of the analysis have pointed out a number of interesting aspects. Firstly the fact that the Structural Contingency theory is applicable in the EU institutional context and can explain the Commission’s desire to see if the establishment of a crime prevention observatory could be feasible, as a mean of the organisation (the EU) to respond to the contingency that is the rise of 27 crime and the need of further integration in this field. Secondly, the Structural Contingency theory can direct the proper organisation of the new crime prevention observatory which can achieve the best results by assuming a mechanistic approach. During the practical level of the analysis, the main changes that have to occur, in order to have a crime prevention observatory with a similar structure with the EMCDDA were presented. It can be seen that, with regard to the administration and the management of the organisation, there is no need for major transformations, as the current EUCPN already has, after the 2009 reorganisation, an administrative and management apparatus which is very close in its composure with the EMCDDA. Therefore, a possible answer to the problem would be that the efficiency of the crime preventing organisation can be increased not by changing the form of the administration and the management, namely the Secretariat and the Board. The efficiency can be increased by: Establishing operational units that can analyse the collected information. Reorganising the network of National contact points in a form which will facilitate the collection of very relevant and valuable data. Strengthening the legal capacity of the network by transforming it into an External Agency of the EU. Increasing its range of activities by providing an own budget. Reference list Agencies and decentralised bodies – EMCDDA: http://europa.eu/agencies/regulatory_agencies_bodies/policy_agencies/emcdda/index_en.ht m A.E. Cakir - Organisational Theory: a new tool in European Studies http://citation.allacademic.com/meta/p_mla_apa_research_citation/2/5/4/6/5/pages254651/p 254651-1.php Council Decision 2001/427/JHA, 2001: http://eurlex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2001:153:0001:0003:EN:PDF Council Decision 2009/902/JHA, 2009: http://eurlex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2009:321:0044:01:EN:HTML Council of the European Union: Draft Internal Security Strategy for the European Union: "Towards a European Security Model". 5842/2/10, 23.2.2010, and Communication from the 28 Commission to the European Parliament and the Council: The EU Internal Security Strategy in Action: Five steps towards a more secure Europe. COM(2010) 673 final, 22.11.2010 Council Regulation (EEC) No 302/93 of 8 February 1993 on the establishment of a European Monitoring Centre for Drugs and Drug Addiction: http://www.emcdda.europa.eu/attachements.cfm/att_1618_EN_302_93_en.pdf Crime Prevention Information, Henry Shaftoe, 2002: http://environment.uwe.ac.uk/commsafe/tallin.asp ECOSOC Resolution 2002/13: http://www.un.org/en/ecosoc/docs/2002/resolution%20200213.pdf EMCDDA website: http://www.emcdda.europa.eu/html.cfm/index1622EN.html EUCPN website: http://www.eucpn.org/goodpractice/showdoc.asp?docid=206 Evaluation of the EUCPN, CSES, 2009: http://ec.europa.eu/homeaffairs/doc_centre/crime/docs/evaluation_eucpn_en.pdf Max Weber’s Theory of Bureaucracy http://www.businessmate.org/Article.php?ArtikelId=30 Ramboll Management Consulting company presentation REGULATION (EC) No 1920/2006 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL, 2006: http://www.emcdda.europa.eu/attachements.cfm/att_24215_EN_l_37620061227en0001001 3.pdf Social Crime Prevention in South Africa's Major Cities, Ingrid Palmary, 2001: http://www.csvr.org.za/docs/urbansafety/socialcrimeprevention.pdf Stockholm Programme - An Open and Secure Europe Serving and Protecting Citizens. OJ C 115, 4.5.2010. Chapter 4.3.2 T. Burns, G.M. Stalker & P.R. Lawrence, J.W. Lorsch – What is contingency theory http://www.businessmate.org/Article.php?ArtikelId=11 THE CRIME AND DISORDER ACT, Paul Ekblom, 1998: http://www.nationalarchives.gov.uk/ERORecords/HO/421/2/cdact/cstrng5.htm 29