Profile Summary:

Comprehensive knowledge in the areas of, Internal auditing, Risk and Compliance (knowledge of
SOX Compliance -Sec.404 testing), Indian taxation (Indirect and Direct) and finalization of books
(accounting).

Qualified Chartered Accountantancy course (CA-Final in First attempt) from The Institute of
Chartered Accountants of India.

Post qualifications experience of more than 3.9 years in Internal Audit (observations raising and
issue remediation), SOX Compliance.

Proficiency at grasping new concepts quickly & utilizing them in a productive manner.

Possess strong communication, planning & relationship management skills.

Working Knowledge of US GAAP and US GAAS.
RANGAN CHATTERJEE
Chartered Accountant (India),
M.Com, PGDBA (Finance)
Mobile: +91-9066509867
E-Mail:
chatterjee.rangan@gmail.com
Work Experience
Working At Systemax Incorporation (Mumbai , India)
A 60 years, the Industrial Products Group has been selling private-label and brand-name industrial
equipment and supplies to businesses throughout the U.S., Canada and Mexico. A fortune 1000
company.
Positions held:
Internal Auditor Time Period:
July 28 2015 to Present
Core Competencies/Skills:
Work Profile:




Professional skepticism
Preparation effective
MIS Report/ Internal
Audit report.
Strong Communication
Skill.
Problem Identification
and solution skill
1) Managing the Company's SOX compliance and execution of its Internal Controls over
2)
Financial Reporting (ICFR), including continuous improvement of the sustaining organization
model, processes, and procedures to ensure ongoing compliance.
Understanding the internal control objective (Risk Mitigations) and vouching the supporting
documents evidencing the performance of control.( Controls related to process like Payroll,
Fixed Asset acquisition, GL Account reconciliation , Purchase to Pay, Invoice processing etc).
Providing management with findings and recommendations to improve their internal
controls and process efficiency.
3) Substantive testing of various management assertions, using the test of details approach.(e.g.
Passport: Holding valid Indian
Passport. Valid till: 24/06/2022
4)
Inventory price testing, cost of sale testing etc.)
Managing the design, scope and testing of the Company's annual Internal Controls over
Financial Reporting (ICFR) program in liaison with the Company's external auditors.(Limited
Application)
Previous work experience:Worked at: Capgemini Business Service ( India) Ltd
Capgemini is headquartered in Paris, France and is the first global business process outsourcing (BPO)
provider to offer Management Assurance Services.
IT Skills:
SAP FICO, Microsoft Office
(especially Microsoft Excel,
Word & PowerPoint) and
Tally9, Black Line
Positions held:
Time Period:
Consultant (Management Assurance Services)
Mar 26, 2014 to July 27 2015
SARBANES OXLEY Act( SOX ) Compliance:


Understanding the requirement of the client to comply with the SOX Act.
Testing of internal controls based on statistical sampling method. Understanding the internal
control objective (Risk Mitigations) in details. Detailed vouching the supporting documents
evidencing the performance of control. Identification of deficiencies (both design as well
operating) and suggesting the remediation plan thereof inrangan
consultations with
[Type the
company
name]
process/control (owner). Identified mitigating controls
to minimize
risk
exposures.
[Pick the date]


Fist
positions
(Gold
Medalist) in M.Com from
Vidyasagar university.
Certificate of Excellence in
B.Com (Hons) for securing
more than 70 % marks
from Goenka College of
Commerce,
District level appreciation
10
standard
Board
Examination for securing
more than 75% Marks.
Conducted process walk through to identify design deficiency, SOD conflicts, and operating
deficiency in any process/sub process.
Working paper maintenance as per the reperformence standard set by the management.
Working knowledge on business processes like Purchase to Pay, Fixed asset, SOD, Payroll, Journal
processing, Local Tax etc.
Various accounting report generations in the SAP accounting system as per the requirement of
internal control testing.

Award &
Accolade
A

Internal Audit (Issue remediation’s):
 Understanding the observations raised by the corporate internal audit team from the internal audit
report.
 Formulating the actions to complete the recommendation suggested by the corporate internal audit
team.
 Finalizing and documenting the actions in consultation with responsible person in the internal
audit issue remediation’s work book.
 Following up with action owner for completion of actions. Vouching the authencity of the evidence
produced to close an action.
 Closing of internal auditor recommendations in consultation with SOX compliance officer.
Client
ASSIGNMENT NAME
Syngenta,
MNC engaged in manufacture of Agro Products
Continuous Assurance Program
Worked at: The Ugar Sugar works Ltd.
The Ugar Sugar Works Ltd is the flagship organization of the Shirgaokar Group of Companies. The company
has been involved in the manufacture of white crystal sugar for over 65 years.
(Also Internal auditor of Ugar Kamgor Society, Ugar Dr. shirgaokar Hospital, Shri Siddhi Vinayak Ganapati
Cancer Research Hospital, USW Petrol Pump.)
Positions held:
Personal Details:
Date of Birth: 6th Nov, 1987
Dec 2012 to Mar 20, 2014.
Work Handled:
Auditing of Various area of companies Operations:
 Preparations of audit programme.
 Evaluations of Internal Control System.
 Audit documentations of all significant
Father’s Name: Late Dilip
Chatterjee
Present Address:

Flat 310, 7A Mahada Colony,
Opp Mahakali Cave Road,
Poonamnagar, Mumbai400093
Languages Known:
Assistant Manager --Internal Audit Time Period:
matters.
Compliance checking of various labour
related laws.
 Internal audit report as per the standard
issued by ICAI for internal audit.
 Auditing
of various area of
operations. Purchase, Sales & its
related
Expenses,
Expenses
(justifications aspect) , Incomes,
Recovery and adjustment of advance,
Customer (i.e. Sundry debtors)
balance , Adequacy of Provision,
transactions audit and find out the
various shortcomings in process, its
implications (Financial and nonfinancial implications).
Auditing of Tax related issues:
English, Hindi & Bengali


Marital Status:
Single
Regulatory Compliance checking
Cenvat credit: Unavailed and availed
wrongly.


Effect of recent amendment in
Laws.
IA Report on Non Compliance and
method of Tax savings
Work Handled At : The USW Kamgar Credit-Cooperative Society:



Interest calculations Checking- Deposit
and Adavance.
Recovery of advances.
Loan Agreement.
 Inventory Audit. (various section
Clothing, Bakery, Grocery)
 Compilations of Internal Audit Report.
Work Handled At : Shri Siddhi Vinayak Ganapati Cancer Hospital
Revenue: Recovery of Patient dues.
Short term Investment.
Taxation area – TDS payable and
receivable






Vouching of Expenses.
Regulatory Compliance.
Compilations of Internal Audit
Report
A.K. Ray & Co. (CA Firm provider of Audit and Assurance, , Tax and other Compliance service )
Time Period:
17Jan’2008 – 16 Jul’2011: (Articleship Training) -2 May 2012 to 30 Nov 2012- (Audit Assistant)
Work Handled:
Work Profile
A) Auditing (Internal Audit and Tax Audit)

Internal Audit of MCO Chicken farm and Thakur Pukur Cancer Research Hospital .
a) Issue IA report consisting of observations and recommendation.
b) Store audit of feed and store item of hospitals.
c) Vouching of Expenses.
d) Bank Reconciliation,
e) Donation Accounting.
2
Tax audit of manufacturing concern:
a) Review of internal control of manufacturing concern,
b) Vouching of Various Books like purchase book, Cash Book, Journal Book,
c) Physical stock take and valuation for Balance sheet and
Assist in Balance Sheet Finalizations for the purpose of Tax Audi(working knowledge
Taxation Work
Filling of various returns
a) Service Tax, Excise Duty and Income Tax
2. Computations of Tax
a) service tax for goods transport service received by concerned organizations from goods
transport agency.
b) Computations of Excise duty for job worker.
c) Personal Income Tax Calculation
Accounting Work: Finalizations of books of accounts of social organizations inclusive of audit
1.
Client
Handled::
Academic Credentials:
2011: Master of
Commerce(M.Com):
59% Vidyasagar
University(Secured first
positions in the
university)
2008: Bachelor of
Commerce (Three year
Honours): 71.25% from
Calcutta University
Gallyes Engineering Co., (Manufacturing Concern), Thakur Pukur Cancer Research Hospital,
M
MCO Chiken, Baba Amarnath Industries,., The All India Boys Scouts
Associations.
Professional Qualifications
Examination
Institute
Term
Aggregate
Marks
Remarks
Chartered
Accountancy (CA)
Course
The Institute of
Chartered
Accountants of
India (ICAI)
Symbiosis Distance
Learning
NOV.2011
50.25%
CLEARED CA
FINAL IN ONE
ATTEMPT
May 2015
73%
Secured Grade A+
Post Graduate
Diploma in
Business
Administration
(PGDBA)- Finance
Pursuing CPA (US) course