RDA Discussion on PCC and OCLC-Cat Listservs Note: the messages are in the order in which I received them, but divided by listserv. The time indicates the time of day that the message came into my INBOX. jjb Thursday, October 28, 2010 4:13 PM [Several PCC lists] Dear NACO CONSER participants, Attached is an updated version of the document about what can and cannot be done to NARs in LC/NAF during the US RDA Test period (Oct. 1-Dec. 31, 2010). This version will be posted on the Test documentation site; the guidelines apply if you are doing RDA authority work as either a Test participant (formal or informal) or a non-participant. Revisions were made to the general guidelines at the top of page 1 to clarify/explain the guidelines. I will be sending separate messages to those NACO participants who have created RDA differentiated NARs for individuals covered now on undifferentiated records or who have given a 7XX field for one individual on the AACR2 NAR. See guideline #5 in the document. The guideline in this document has always been not to create RDA records and not to add a 7XX; the wording in this revision just gives an explanation why this decision was made. Related caution: Do not add information the new RDA fields (e.g., place (370), affiliation (373), gender 375)) to an undifferentiated AACR2 record. Let me know if you have questions. Judy [Kuhagen from LC] Friday, October 29, 2010 10:14 AM [PCC BIBCO list] Ms. Kuhagen and others: I haven't seen any discussion about the wisdom of using RDA forms of names in bibliographic records, when there is an already established AACR2 authority record. It seems to me that this would cause tremendous international problems in all existing library databases. If a record is coded PCC or has ELvl blank/4/I, copy cataloging units would accept this record as is, assuming all authority work to be done, thus creating errors in the catalog. And all libraries in the future, whether or not they personally create RDA records, would likely use RDA records into their databases when created by others, increasing authority discrepancies in their catalogs. For example, in OCLC #670738890 (coded ELvl blank and 042 PCC), Antoni Gasiorowski, who has an authority record without a date, is instead entered in an unauthorized form with a date, and left uncontrolled as if there is no heading already existing in the authority file. Locally, this would have been accepted by our copy cataloging unit without checking headings, leading to a conflict with our already existing records with the authorized/undated form. I have always assumed that our primary mission, as cataloging librarians, is to create a coherent, efficient and correct catalog for users to locate information in. If we undermine authority control, as is being done in this RDA test, we are compromising one of cataloging's great strengths, what we point to when asserting that library catalogs are "better than Google" for searching and retrieval. Deborah Tomaras Librarian II Western European Languages Team New York Public Library Friday, October 29, 2010 10:14 AM [PCC BIBCO List] Dear Deborah, The Coordinating Committee for the US RDA Test understands the discrepancies these actions will cause; the impact was discussed with Glenn Patton and others at OCLC and with the PCC Steering Committee. Having a test with 26 participating libraries and groups in a production mode (a test mode for all wasn't feasible) obviously affects libraries not involved in the US RDA Test. Policy documents were posted and shared widely so that non-participants would be aware of the effect on their own processes, records, etc. Database maintenance is being deferred until there is a decision on implementation. Otherwise, records would need to be modified again if RDA is not implemented. I will forward your message to the Coordinating Committee. Judy [Kuhagen] Friday, October 29, 2010 10:30 AM [PCC List] Judy: Thanks for your reply. It would seem to me more prudent, since this is a production-mode OCLC test, to always use existing AACR2 headings if they are found (adding the 70014 for RDA in the authority record for future potential usage), and only use RDA headings in bibliographic records (and create them in the authority file) if there are none already existent. This would eliminate conflict problems, and still allow the formulation of RDA authorities, when existing authorities don't exist. Would the Coordinating Committee consider this option, to save us all maintenance headaches down the line? Automated authority flipping isn't foolproof, and local database maintenance staff are already quite busy. If this option is not acceptable, could RDA test records at least be coded with lower ELvls (K, for example), so that they are not automatically accepted by copy cataloging units, and are researched/fixed as needed by librarians? Thanks again for your time. Deborah Tomaras Friday, October 29, 2010 11:10 AM [PCC BIBCO List] Deborah, If you want to discuss these issues with the Coordinating Committee, please contact them via the email addresses posted for the members of the Committee at http://www.loc.gov/bibliographicfuture/rda/committee.html Judy [Kuhagen] Friday, October 29, 2010 11:29 AM [PCC List] I don't like the idea of adding hybrid AACR2/RDA records to the database, especially with OCLC's policy of "RDA or AACR2 but not both." I don't think it's that difficult to train copy catalogers to identify an RDA record--any record with 336-338 should stick out like a sore thumb. Once the record is so identified, the library has the option of changing the headings to AACR2 in its local database. But please, not at the national level. Steven Arakawa Catalog Librarian for Training & Documentation Catalog & Metadata Services, SML, Yale University P.O. Box 208240 New Haven, CT 06520-8240 (203)432-8286 steven.arakawa@yale.edu Friday, October 29, 2010 11:47 AM [PCC List] While I understand Deborah Tomaras' concerns, I absolutely disagree with her suggestions to use already-established AACR2 forms of name in RDA records for the test. While on the one hand the test does "undermine authority control", not to use RDA forms of name in an RDA record would, on the other hand, completely undermine the test. How are we to test the results of RDA if the set of records aren't fully RDA? Personally, I feel that the likely outcome next spring will be that RDA *will* be implemented. It's not that I think the test is a sham, but just that all of the factors involved will make it pretty much inevitable. The value in the RDA test will be in finding out how well the guidelines work, how well the new records play with others, what options are better than others, and just overall what would be the best way to implement RDA. (And I fear that implementation will be horribly costly, but I also fear that if we don't make an effort toward the future that RDA is pointing to--especially the RDA Vocabularies and linked data--then the cost will end up being greater.) Once we know what's what, the authority records and related bib records can be updated as necessary. There has been a lot of publicity about the RDA test, so most library cataloging units should be aware of it and take whatever steps they need to accomodate it. That includes making adjustments as needed to RDA records in their own catalogs. This may be an inconvenience for a while. But at a time when some people are decrying the lack of research into FRBR and other things, it would be a shame not to take this opportunity to honestly test out RDA. Kevin M. Randall Principal Serials Cataloger Bibliographic Services Dept. Northwestern University Library Friday, October 29, 2010 12:17 PM [PCC List] Steven, It is not a hybrid record, but rather a new version of an existing NAF established name. This certainly already caused confusion in our library. The problem is even more compounded because copy cataloging of LC, PCC records is handled by processing assistants who do not correct records accepting them as they are. Going along the line of recent cataloging reasoning that our cataloging should be simplified and more efficient, it seems to me that RDA debacle is taking us into another direction. RDA is actually making our cataloging more complex, complicated and confusing. Personally, I think that at any time if you have to devise a special language to explain what you mean, it basically spells trouble. Thank you. Wojciech Siemaszkiewicz New York Public Library Library Services Center Friday, October 29, 2010 12:17 PM [PCC List] [commenting on Kevin Randall’s earlier email] >Personally, I feel that the likely outcome next spring will be that RDA *will* be implemented. It's not that I think the test is a sham I fully agree with Kevin on half of that. As to the other half, I think it's open to interpretation and may well turn on one's definition of "sham." >The value in the RDA test will be in finding out how well the guidelines work, how well the new records play with others, what options are better than others, and just overall what would be the best way to implement RDA. This I agree with entirely, the same with this: >Once we know what's what, the authority records and related bib records can be updated as necessary. As to this, however: >There has been a lot of publicity about the RDA test, so most library cataloging units should be aware of it and take whatever steps they need to accomodate it. I think some of us may be amazed at how many players in the cataloging world will be completely unprepared for RDA and how many will claim that they were not made aware of what changes were coming or when. It's not that there hasn't been plenty of notice, but I think pariticipants on this and other cataloging-oriented lists may overestimate how broad participation is in the discussions undertaken online. I hope I'm wrong, but I still remember the introduction of subfield v in 6XX fields. Many catalogers were surprised by it while those who had worked on the proposal rightly pointed out that they had tried to publicize what they were proposing and repeatedly asked for input. RDA is a much bigger issue, but that hardly means that everybody who should be paying attention is, or even has the time or inclination to do so. We could debate whether this disinclination is a failing in any and all catalogers who may possess it, but I think it does exist. >And I fear that implementation will be horribly costly I think this is an under-appreciated problem that will be addressed loudly when implementation occurs. >This may be an inconvenience for a while. I think this is a vast understatement, but inevitable with any meaningful change. >But at a time when some people are decrying the lack of research into FRBR and other things, it would be a shame not to take this opportunity to honestly test out RDA. It's not the FRBR part of RDA for which I have the most serious misgivings. It's the installation of what should be display issues as rules concerning how information is presented in records and the failure to make the rules clearer and easier to understand. Until that happens we will continue to have problems presenting our metadata and making it play well with the rest of the world. Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses Friday, October 29, 2010 12:37 PM [PCC List] While I understand Mr. Randall's desire to test the new cataloging rules, I believe that he, and the others involved in RDA testing, should be aware that their records are being used in a live database, and not a closed test system. That being the case, they are being used by library cataloging units populated by staffs with varying levels of cataloging knowledge and ability. In our library, for example, because of the volume of books passing through, there is a copy cataloging unit that processes ELvl blank/I/4 records without checking or altering them, assuming that all information is correct. They would not be able to tell that a name has been used that is not authorized. Even librarians in our organization, since we are not an RDA test site, are not aware of all differences between RDA and AACR2, so we cannot simply "be aware of [RDA] and take whatever steps [we] need to accommodate it" as Mr. Randall suggests. I do not believe that using existing name authorities is somehow undermining RDA, or making "hybrid records", as another person suggested. In AACR2 we frequently use name forms that are in the authority file that are not as we would have created. But we respect the integrity of name authorities, and their vital importance in library recall. Recall is, I believe, the point of cataloging, and what should always be considered of primary importance, instead of quibbles about which rule sets are followed. Deborah Tomaras, NACO Coordinator Librarian II Western European Languages Team New York Public Library Friday, October 29, 2010 12:38 PM [PCC List] I am not sure that I understand Kevin's response. These points that he emphasizes make it clear to me that we should stay sane instead of plunging into insanity so to speak, because that will make us feel good: "While on the one hand the test does "undermine authority control" "implementation will be horribly costly" "the authority records and related bib records can be updated as necessary making adjustments as needed to RDA records in their own catalogs. This may be an inconvenience for a while" The point that Kevin makes is in itself outrageous: "I feel that the likely outcome next spring will be that RDA *will* be implemented. It's not that I think the test is a sham, but just that all of the factors involved will make it pretty much inevitable." If this is a foregone conclusion, why bother with a test? Wojciech Siemaszkiewicz New York Public Library Library Services Center Friday, October 29, 2010 12:56 PM [PCC List] Can anyone address the actual number of RDA test records being created? I am assuming that these records will still be a drop in the bucket compared to the rest of our quick cataloging workflow. Am I wrong? ************ Diana Brooking (206) 685-0389 Cataloging Librarian (206) 685-8782 fax Suzzallo Library dbrookin@u.washington.edu University of Washington Box 352900 Friday, October 29, 2010 12:42 PM [PCC List] I meant hybrid in the sense that the proposal would result in bibliographic records at the national level coded as rda, cataloged according to RDA, *except* for a heading here, a heading there changed to "integrate" it with a local AACR2 file. I don't think national practice should be determined by local workflows. And we surely had the same problem with the AACR2 implementation without the computer support we have today. Steven Arakawa Catalog Librarian for Training & Documentation Catalog & Metadata Services, SML, Yale University P.O. Box 208240 New Haven, CT 06520-8240 (203)432-8286 steven.arakawa@yale.edu Friday, October 29, 2010 1:17 PM [PCC List] I think anyone interested in implementing, not just testing, RDA should be paying close attention to what Deborah Tomaras is saying. The difficulty of implementing RDA across our large and diverse cataloging community goes up considerably without some kind of compatibility convention to preserve the LCNAF as a single, consistent, integrated file for authorizing name headings. Such a convention eased the earlier transition to AACR2, and would serve us well in this case. Specifically, the convention would state that name and title headings on bib records coded "LDR/18=a" (AACR2) or "040 $e rda" are in principle authorized by the LCNAF. Over time, authorities in the LCNAF will be revised from AACR2 to RDF, differing AACR2 forms can be retained in 4XXs as pre-AACR2 forms were, and the task of managing this transition will be a lot simpler. I accept that things will be confusing during testing, and acknowledge that LC cannot publish decisions about the test until the test is completed. But perhaps the Coordinating Committee could communicate that a compatibility option has not been ruled out if the decision to implement RDA is made. Stephen -- Stephen Hearn, Metadata Strategist Technical Services, University Libraries University of Minnesota Friday, October 29, 2010 12:58 PM [PCC List] I hardly think saying RDA guidelines and policies have been followed when creating access points in RDA bib records constitutes "quibbles about which rule sets are followed." RDA is being implemented by the other English-speaking nations, I understand, so their records will be in the file, and yes, they do contribute to NACO. Should they be required to keep using AACR2 headings in their RDA records? It seems very likely that RDA will be implemented here in the U.S., though that decision has not been made yet. Assuming we do officially implement I hope nobody will be "quibbling" that we should keep on using AACR2 forms on RDA records. We don't insist that we continue using pre-AACR2 forms on established NARs in the LC/NACO authority file when creating AACR2 bib records. Instead, we revise the pre-AACR2 form in the existing authority record to become AACR2. Why should we not do the same-i.e., use RDA forms, not AACR2 forms-when we move into a new code? Bob Robert L. Maxwell Head, Special Collections and Formats Catalog Dept. 6728 Harold B. Lee Library Brigham Young University Provo, UT 84602 Friday, October 29, 2010 1:56 PM [PCC List] Wojciech Siemaszkiewicz wrote: > If this is a foregone conclusion, why bother with a test? For exactly the reasons I cited: "The value in the RDA test will be in finding out how well the guidelines work, how well the new records play with others, what options are better than others, and just overall what would be the best way to implement RDA." Having a testing methodology, and a discrete set of records (created by people trained to participate in the test) to analyze, will likely tell us a *lot* more than just having an unknown number of catalogers dive into using RDA right away. ("Unknown" being probably any random number between 3 and 30,000...) There is a lot we don't know about actually preparing for and using RDA and its resulting records, and finding out those things will help greatly toward some sort of coordinated implementation down the line. Kevin M. Randall Principal Serials Cataloger Bibliographic Services Dept. Northwestern University Library Friday, October 29, 2010 2:05 PM [PCC List] In all honesty, I don't see the effect of the RDA records being worse than the massive numbers of duplicate and/or nonstandard records being loaded into OCLC already. Isn't it pretty much just more of the same? Kevin M. Randall Principal Serials Cataloger Bibliographic Services Dept. Northwestern University Library Friday, October 29, 2010 2:07 PM [PCC List] I think Kevin Randall is quite correct in his response to Wojciech Siemaszkiewicz, but I think that to a lot of catalogers--and perhaps even moreso to librarians who aren't catalogers--Kevin's response doesn't speak to the totality of the situation. For the record, there is still a chance that RDA will _not_ be adopted, the tenor of the discussion on this list, the RDA list, and Autocat notwithstanding. Kind of reminds me of the early '60s movie in which a group of conspirators decide that the code phrase for their operation going forward will be "Mets win doubleheader." At the time that would have seemed an impossibility, but in the event, the Mets did win a doubleheader on the designated day. As Chuck Berry might (and did) put it, "Goes to show you never can tell." Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses Friday, October 29, 2010 2:48 PM [PCC List] I am sorry to disagree with Robert, but a concern about “other English-speaking nations” is certainly overstated. As far as I am aware, those countries (Great Britain, Australia come to mind) do follow AACR2 rules and contribute to NAF according to those rules. The bottom line is that we do use AACR2 in North America and if we add Great Britain, Australia and other countries that is a big chunk of the world that follows AACR2. Now comes IFLA with their gibberish RDA language and revision or rather abolition of all the rules in order to satisfy requirements of [who is that?] and we are supposed to discard decades of knowledge and practice in order to satisfy [who is that?]? If I look at the OCLC and its bibliographical database that basically dissolved its master record policy into load-here-whatever-you-like-as-long-it-is-called-a-record than I can see how incomprehensible the OCLC has become. I can understand where the RDA is coming from. However, should we become a part of this gibberish world? I hope not. Wojciech Siemaszkiewicz New York Public Library Library Services Center Friday, October 29, 2010 2:48 PM [PCC List] [commenting on Diana Brooking’s earlier email] D. Brooking <dbrookin@u.washington.edu> wrote: > Can anyone address the actual number of RDA test records being > created? I am assuming that these records will still be a drop in the > bucket compared to the rest of our quick cataloging workflow. Am I wrong? 26 formal testing institutions/consortia/funnels x 25 original RDA records (common set of titles they all catalog; recently published works, I believe) x at least 25 original RDA records (extra set of titles from each institution's acquisitions,mainly new works too) = big number (I don't think the RDA copy cataloging sets are being released into the wild.) Add in the work of informal testers tossing records into WorldCat. Looking into WorldCat as of this writing, there are 3998 RDA bib records in that database, 2571 of which are master records, the remainder being institution records. I suspect most of the institution records are hiding under their AACR doppelgaenger. -Mark K. Ehlert Coordinator Minitex University of Minnesota Bibliographic & Technical Services (BATS) Unit Friday, October 29, 2010 3:43 PM [PCC List] No, it is not more of the same. Shared catalogers in many institutions, such as mine, do not catalog using non-standard records and try not to use duplicates. So when they find a record that has a level of blank or I, they will use it and expect the authority conflict and error detection programs to catch any authority problem. At best that means more manual intervention for the individual doing the authority maintenance. A more distressing idea is that of duplicate files for the same person. If the test is putting materials into an existing database without attempts to reconcile the problems that result and if the test is not considering the effects of these changes on existing files, then the test is not doing everything it should be. Finally, why are we talking about implementing something that, regardless of its benefits, is so incomplete as RDA? Laurence S. Creider Special Collections Librarian New Mexico State University Friday, October 29, 2010 3:43 PM [PCC List] I've tried to keep out of this, as I can see that RDA might not totally mess up what generations of skilled catalogers have already built (especially if implementation is optional). But when painstakingly researched and created NARs are in danger of being plunged into confusion, I get a sinking feeling in the pit of my stomach. I often wonder if the people who are thinking up new "simpler" ways to do things really understand the philosophy, purpose, complexity, and vast utility of the existing system. I've been in the business long enough to be a curmudgeon, and have spent more years than I like to remember cleaning up messes that people had made by implementing "easier, simpler" systems, and putting things back to logical, orderly, standardized, searchable data. Nancy Hill Asst Library Director for Technical Svcs University of Texas at El Paso Library 500 W. University, El Paso, TX 79968 Friday, October 29, 2010 4:01 PM [PCC List] [commenting on Robert Maxwell’s earlier email] From Robert Maxwell: "RDA is being implemented by the other English-speaking nations, I understand" This has been officially announced? Mike Tribby Senior Cataloger Quality Books Inc. Friday, October 29, 2010 4:01 PM [PCC List] Bob [Maxwell], Actually, we continued using large numbers of pre-AACR2 forms in established NARS until 10 years or so after the introduction of AACR2. Remember all of those AACR-2 compatible headings? The context was also quite different. Libraries were still using local card catalogs, and the question of integrating headings was largely a mechanical one. Global heading change in an online catalog was a long ways off in 1981. My problem is with the havoc that full-level or pcc RDA records used by shared catalogers will create. There will be extra work for the authorities librarian or split headings that exist for no good reason. So, I do think that libraries who are creating RDA records should use existing NARS in the "master" record in WorldCat. They can do what they want in their own catalog. They might also tell us what they are doing about the authority problems that result from the combination of RDA and AACR2 headings. If and when RDA is adopted, I would like to trust that there will be guidelines for integrating RDA headings into existing files. Larry Laurence S. Creider Special Collections Librarian New Mexico State University Friday, October 29, 2010 4:26 PM [PCC List] [commenting on Deborah Tomaras’s earlier email] I agree with Deborah Tomaras and would like to emphasize that the test is conducting in a live environment therefore disrupting accepted rules and procedures. The RDA test should have been conducted in a closed enivironment with a slected number of catalogers and libraries. The results should have been reported to a larger community afterward in order to review problems, comments, etc. Certainly, the fact that a group of people and unidentified libraries are bent on proceeding with the RDA is rather disturbing to me. Wojciech Siemaszkiewicz [NYPL] Friday, October 29, 2010 4:34 PM [PCC List] [commenting on Laurence Creider’s earlier email] Laurence Creider asked: > Finally, why are we talking about implementing something that, > regardless of its benefits, is so incomplete as RDA? Now THAT'S a good question, and probably something for another thread. One possible answer is: As a result of the test, we'll have more information about how incomplete RDA is, and thus be able to bring it further to completion... Kevin Kevin M. Randall Principal Serials Cataloger Bibliographic Services Dept. Northwestern University Library 1970 Campus Drive Friday, October 29, 2010 5:12 PM [PCC List] I seem to recall that one of the selling points of RDA was that the rules for headings were not expected to change much, so it would be easier to integrate RDA and AACR2 records than was the case with AACR2 and AACR1. I even had the vague notion (probably unsubstantiated, wishful thinking) that except for a few cases like spelling out Old and New Testament, we'd be able to continue to use existing AACR2 authority records for both AACR2 and RDA records, with RDA rules being used to create new headings. I think the point about "quibbling" is that the important thing about an authority record is that it standardizes headings (with the help of automation) not that it meets some platonic ideal of what a heading should look like. Our catalogs contain descriptive data constructed under many past rules. I've never heard of any attempt to standardize things like illus. vs. ill. vs. illustrations retroactively. It is a bit late to argue about the conditions for the test, but once it is over, might we consider going forward with an authority file in which RDA and AACR2 headings had equal weight, so that energies can go constructing new headings rather than revising old ones? Amy Amy H. Turner Monographic Cataloger and Authority Control Coordinator Duke University Libraries Durham, NC Friday, October 29, 2010 5:28 PM [PCC List] I'm not really arguing that we should keep on using AACR2 forms, I'm arguing that we should keep on using LCNAF forms, and manage the transition of headings to RDA in the LCNAF. Otherwise, aren't we requiring that new RDA authorities be created for all the names already established in AACR2 whenever one of those names turns up in RDA cataloging? In my estimation that would be a much more burdensome requirement to place on PCC/NACO institution, and lead to a much more confusing and uncertain environment for non-PCC/NACO libraries, than it would be to allow the option (not requirement) of considering established AACR2 name headings compatible with RDA bib record. And really, I'm not seeing the heading form as being that determinative in the future. I'd like to see LCCNs or OCLC ARNs or some kind of identifier as being the basis for a link to both the AACR2 and the RDA form of a heading. Managing the headings transition with one set of LCNAF-based identifiers rather than a more complicated set of linked identifiers tying an AACR2 authority to a parallel RDA authority seems more complicated, and less forward looking if what we're really hoping for is a managed transition and not the creation of two parallel cataloging environments. Stephen [Stephen Hearn [s-hear@UMN.EDU]] Friday, October 29, 2010 5:37 PM [PCC List] These records are also being coded SPECIFICALLY as non-AACR2. That is, Leader/18 is blank or "i". According to the rules being followed, the records ARE (intended to be) "above reproach, well constructed, completely authority controlled, etc." They just aren't following AACR2, they're following RDA--and emphatically telling us so in 040 $e. Maybe it's not as convenient having to look there, but the presence of blank or "i" in Leader/18 should be somewhat of a clue. Leader/17 is not, and never has been, the be-all, end-all of indicating what standards are being used in the record. Kevin M. Randall Principal Serials Cataloger Bibliographic Services Dept. Northwestern University Library Friday, October 29, 2010 5:56 PM [PCC List] While I admittedly don't have the historical experience of Mr. Maxwell (I was not cataloging when AACR was adopted), I imagine that changes were made AFTER the system had been adopted, and not during a "testing period", when its future was in question. I have also read Mr. Hearn's post, suggesting that compatibility conventions, etc. were in place during the past shift, and things weren't being done without oversight, or broader knowledge of the cataloging community of what was being changed (many of us who are not RDA testers don't fully understand its rules, so don't know the totality of what is being altered in cataloging practice). Also, 70014s cannot currently be searched in the authority file, to verify an RDA heading. We just have to search for the authorized form, and find it that way--which is timeconsuming, and might perhaps result in multiple, different "RDA forms" of a name appearing on different bibliographic records. If/when RDA is implemented, THEN the time will come to alter authorities, if necessary. Although frankly, I don't yet see the value of many of the proposed authority changes, or how they will make materials more findable by patrons. I have not seen studies where patrons definitively state a need for change into specifically RDA ideas of how to make things accessible. If Antoni Gasiorowski in my original example exists without a birth date in the 1xx, but with clear identifying information in the 670s, what purpose does it serve to suddenly insist on constructing his name differently, thus splitting search recalls? However, that is neither here nor there. My point throughout this discussion has been, and remains, that we are doing our patrons and international catalogers a disservice by willfully ignoring existent authority records during a TEST PERIOD of an NON-ADOPTED SYSTEM, entering records that will be largely accepted without oversight by cataloging units worldwide, and creating authority control problems. Deborah Tomaras, NACO Coordinator Librarian II Western European Languages Team New York Public Library Library Services Center Friday, October 29, 2010 6:16 PM [PCC List] The difference is that these RDA records are being put in the catalog as ELvl blank/I/4 or 042 PCC. In other words, they are seen by many cataloging units as above reproach, well constructed, completely authority controlled, etc. Thus they do not fall under librarian oversight, but are being accepted by many institutions AS IS by less-trained cataloging assistants, or perhaps by harried, under-funded small library catalogers. Thus the authority problems created by RDA records are slipping into catalogs, often without knowledge by the accepting library that it is being done. Whereas a non-standard record would be given to a librarian to fix, or a duplicate would be reported to OCLC for deletion. RDA records cannot be reported, and cannot be fixed, since they are apparently following test practice when entering these nonauthorized name forms. I don't see the reason behind many of these RDA name form changes, either, or how they would help the public recall works (which is the point of cataloging, let us remember). To beat a dead horse, for example, Antoni Gasiorowski (he of my original example), has information to distinguish him in his 670s etc. I doubt many library patrons know his birth date. They just care that he is the one who authored their book, and others perhaps by him that they'd like to read later. Toward that end, creating a new exciting RDA form of his name just serves to confuse patrons, and undermine authority control. Deborah Tomaras, NACO Coordinator Librarian II Western European Languages Team New York Public Library Friday, October 29, 2010 6:17 PM [PCC List] Is it allowed for dates of birth and death to be recorded in the 046 field, but not in the heading itself? -Mark K. Ehlert Coordinator Services (BATS) Unit Minitex University of Minnesota Bibliographic & Technical Friday, October 29, 2010 7:02 PM [PCC List] [commenting on an earlier email] >why are we talking about implementing something that, regardless of its benefits, is so incomplete as RDA? Good question. And why do the interests of the testing of RDA, whether entirely a sham or not, trump absolutely every other priority? Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses Friday, October 29, 2010 7:29 PM [PCC List] [commenting on Mike Tribby’s earlier email] Mike Tribby wrote: > Good question. And why do the interests of the testing of RDA, whether > entirely a sham or not, trump absolutely every other priority? Probably because, for better or worse, RDA has been published; not at the urging of the cataloging world at large, but at the urging of the publishers themselves. It's here, it's apparently already been accepted (if not yet implemented) in various places around the globe, and I really don't think it's going to go away. As I understand it, the North American (U.S. only?) community is the only place that is in such an uproar. I think it's really in our best interest to take the test as seriously as possible and gain as much from it as we can. Kevin M. Randall Principal Serials Cataloger Bibliographic Services Dept. Northwestern University Library Friday, October 29, 2010 8:02 PM [PCC List] [commenting on Kevin Randall’s earlier email] Kevin M. Randall <kmr@northwestern.edu> wrote: > As I understand it, the North American (U.S. only?) community is the > only place that is in such an uproar. I think it's really in our best > interest to take the test as seriously as possible and gain as much > from it as we can. According to one presentation I read[1], a number of European countries are waiting for the results of the U.S. test--and translations of RDA--before making any kind of move. Another presentation has some information on RDA implementation by non-U.S. Anglo libraries[2]. [1] "RDA in Europe: making it happen : summary of presentations by European countries on plans for moving to RDA" at <http://www.slainte.org.uk/eurig/meetings.htm>. [2] "RDA and plans: Australia, Canada, UK, & US" at the same site. -Mark K. Ehlert Coordinator Minitex University of Minnesota Bibliographic & Technical Services (BATS) Unit Friday, October 29, 2010 10:34 PM [PCC List] Mr. Randall seems to be gang-ho in support of RDA without any deliberations of its practical impact on the cataloging community and its mission. Just a reminder that was raised earlier about tremendous costs of switching to RDA, not to mention increase in time needed to input a bibliographical record according to RDA rules. The new RDA records remind me of pre-AACR1 or pre-AACR2 records which contained delimiter “e” after names to indicate editors, compilers, etc. All these were painstakingly removed from our bibliographical records in order to bring them in line with AACR2. The same has been done during our recon cataloging when old records were upgraded to meet more recent cataloging developments. Now, however, the RDA rules take us even further back into the Stone Age as it seems to me, where all abbreviation are spelled out and names are populated with numerous delimiters “e”. The most ridiculous rule is that we cannot correct typos or misspellings in already created RDA records but rather add another 245 field with correct version of the title, etc. Any reasonable person would be screaming out “Stop the madness!” Any reasonable person, except those who are set dead on accepting the RDA as is under cover of a phony RDA test supported by OCLC. Let me repeat “Stop the madness!” Wojciech Siemaszkiewicz New York Public Library Library Services Center Friday, October 29, 2010 10:39 PM [PCC List] I would like to wait until Monday when Europeans and catalogers in Asian countries will get back to work and read our discussions taking place on Friday. I am interested in their reactions to what the RDA testers are pushing through OCLC under disguise of the RDA test. Wojciech Siemaszkiewicz New York Public Library Library Services Center 31-11 Thompson Ave. Saturday, October 30, 2010 8:53 AM [PCC List] All, It is wonderful to finally see some discussion of all the issues of the RDA test. I totally agree with Stephen and really appreciate Deborah Tomaras’s points. As a NACO trainer and coordinator I do not feel I was adequately warned about all the implications of the RDA test. Since I am not a tester I haven’t really seen many messages. I have attempted to view many RDA training sessions that have been posted and have read many messages mostly ‘anti’ RDA via the RDA list that I have monitored for years. I was around for the implementation of AACR2. I can see some benefits and extreme costs to implementing RDA. I do not think the test or testers should be contributing authority records to the national authority file until the decision is reached. I hope that “madness” can stop ASAP. Sincerely, Mary Charles Lasater Vanderbilt University Library Sunday, October 31, 2010 12:06 AM [PCC List] [commenting on Wojciech Siemaszkiewicz’s earlier email] <wsiemaszkiewicz@nypl.org> wrote: > I am interested in their reactions to what the RDA testers are pushing > through OCLC under disguise of the RDA test. "Disguise"? -Mark K. Ehlert Minitex Coordinator University of Minnesota Bibliographic & Technical Services (BATS) Unit Monday, November 1, 2010 5:01 AM [PCC List] [commenting on earlier email from Amy Turner] Amy I certainly agree that AACR2 headings on file should be considered "RDA compatible", with at least the option to use them as they are found. In fact I don't see how it can be done any other way, without cataloguing workflows across the world collapsing under the strain of the additional Authority Control resources required. Regards Richard _________________________ Richard Moore Authority Control Team Manager The British Library Tel.: +44 (0)1937 546806 E-mail: richard.moore@bl.uk Monday, November 1, 2010 5:01 AM [PCC List] [commenting on Mark Ehlert’s earlier comment on Wojciech Siemaszkiewicz’s earlier e-mail] <wsiemaszkiewicz@nypl.org> wrote: > I am interested in their reactions to what the RDA testers are pushing through OCLC under disguise of the RDA test. Mark Ehlert responded: "Disguise"? Would "undercover of the night" be more straightforward (as well as an opportunity for me to make a gratuitous reference to the Rolling Stones)? To me the reference was to ramming RDA changes through without adopting--or even formally testing--RDA itself. Messing with the authority file to test RDA is irresponsible and heavy-handed. Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses Monday, November 1, 2010 10:20 AM [PCC List] [referring to Wojciech Wojciech Siemaszkiewicz’s earlier e-mail] Yes, stop the madness. In my very humble opinion, RDA is a train-wreck. Back to stone knives and bearskins, anyone? [Judith A. Vaughan-Sterling [jvaughan@LAW.UPENN.EDU] Monday, November 1, 2010 10:30 AM [PCC List] [commenting on Kevin Randall’s earlier email] From Kevin Randall regarding RDA: >it's apparently already been accepted (if not yet implemented) in various places around the globe, and I really don't think it's going to go away. As I understand it, the North American (U.S. only?) community is the only place that is in such an uproar. I think that greatly depends on just who around the globe one is being asked and in what way the question is posed. Mike Tribby Senior Cataloger Quality Books Inc. The Best of America's Independent Presses Monday, November 1, 2010 11:11 AM [PCC List] I am delighted to see so many voices on this listserv questioning and/or opposing the U.S. implementation of RDA. At my institution I have been a steadfastly vocal critic of RDA throughout this entire process, but I have felt that I was in the minority, so it is extremely gratifying for me to read these responses. Wojciech Siemaszkiewicz, Deborah Tomaras, Stephen Hearn and Mike Tribby have all raised very important concerns and made excellent points. For those who did not have a chance to hear Heidi Hoerman's excellent presentation at the 2008 OLAC Conference, in which she brilliantly and courageously debunked RDA, I'd like to share this link to her slides: http://www.heidihoerman.com/oclcmougslides6upcolor.pdf John DeSantis NACO Coordinator Cataloging & Metadata Services Librarian Dartmouth College Monday, November 1, 2010 11:27 AM [PCC List] This thread has already been ably commented on by multiple people, but I'd just like to summarize what I believe are the main points. Mr. Randall, Mr. Arakawa and other RDA proponents believe that RDA is accepted worldwide. They seem to feel that testing it trumps all other considerations of bibliographic access, given their insistence on using RDA forms of names that have already existent differentiated AACR2 name authority records. However, we have seen even from our admittedly small European sample of one (Mr. Moore of the British Library), that the same concerns about wilfully ignoring existing authority records are also held in Europe. We who are questioning the RDA test are therefore not a provincial group of cavemen, but professional catalogers and NACO/authorities maintainers with valid concerns about the quality of international library databases, and the damage to international recall of items that the RDA test (and, by extension, the adoption of RDA rules, if this is not addressed) will create, if it is not mandated that RDA catalogers use existing authority names when found. As Ms. Turner has correctly pointed out: "the important thing about an authority record is that it standardizes headings (with the help of automation) not that it meets some platonic ideal of what a heading should look like." By insisting on creating a platonic RDA form of a name instead of an already existing heading, RDA testers are compromising the integrity of the authority file, and thus not benefitting the patron in any way. It is, as Mr. Tribby states, "irresponsible" at best. It would lead to, as Mr. Moore asserts, ""cataloguing workflows across the world collapsing under the strain of the additional Authority Control resources required." And, frankly, many of the RDA name changes I've seen are not significantly different from the AACR2 forms; thus the international cost of wilfully ignoring existing authority records is not worth the supposed benefit of using the name form that an individual cataloger prefers. As Mr. Creider has mentioned, many libraries continued to use "AACR2-compatible headings" after AACR2 was established--why then, in a TEST, can't RDA catalogers do the same with AACR2 headings, especially in cases where the differences infinitesimally small? I hope that the Coordinating Committee is monitoring these discussions, and will take our concerns seriously. If they don't address this issue, I fear that the authority file will fall into irreparable disarray, and that the true goals of cataloging (no matter the rule set)--accuracy and recall--will be lost. Deborah Tomaras, NACO Coordinator Librarian II Western European Languages Team New York Public Library Monday, November 1, 2010 12:20 PM [PCC List] I don't want to make unfounded generalizations, but I have lived and worked overseas, and have sometimes found that non-American librarians are not trained in as much detail as we are (or as we used to be) in cataloging. I've known foreign librarians who were as fussy as I am, but also some who played fast and loose with rules and coding as it suited their purposes. So just because European librarians are not making a fuss does not mean they support RDA. Nancy Hill Asst Library Director for Technical Svcs University of Texas at El Paso Library 500 W. University, El Paso, TX 79968 Monday, November 1, 2010 12:42 PM [PCC List] [embedding comments in Deborah Tomaras’s earlier email] Deborah Tomaras wrote: > Mr. Randall, Mr. Arakawa and other RDA proponents believe that RDA is > accepted worldwide. I cannot speak for Steven Arakawa or others, but I certainly did not say that I believe that RDA is "accepted worldwide". What I said was "... it's apparently already been accepted (if not yet implemented) in various places around the globe ..." The extent of that acceptance is unstated, as I simply do not know the extent. I was simply basing that statement on my recollection that during the last revision phase of the RDA text, the non-US constituencies were indicating that they intended to adopt RDA regardless of the outcome of the US test. > As Mr. Creider has mentioned, many libraries continued to use "AACR2-compatible > headings"after AACR2 was established--why then, in a TEST, can't RDA catalogers > do the same with AACR2 headings, especially in cases where the > differences infinitesimally small? Precisely *because* this is a TEST. You cannot test an application of a standard without applying that standard. Can you test a recipe for beef stew and substitute tuna for the beef? By simply using an AACR2 heading in an RDA record, a very significant part of the test would be left out. How can we learn things like how well do the rules work for the cataloger, how often and to what extent do the results differ from AACR2, etc., without actually creating the records fully as RDA records? And this process is not only testing the catalogers' use of RDA, but also testing the functionality of the records in catalogs and utilities. I think OCLC is going to be learning a lot through this whole process, which is a very good thing. > I hope that the Coordinating Committee is monitoring these > discussions,and will take our concerns seriously. If they don't address this > > issue, I fear that the authority file will fall into irreparable disarray, and > that the true goals of cataloging (no matter the rule set)--accuracy > and recall--will be lost. The testing period is not a permanent thing. It is only temporary, and all of the records are being properly coded. I prefer to trust that the PCC is sensible enough to ensure that all NACO authority and PCC bib records will be changed as necessary once decisions are finalized. I have absolutely no fear that the authority file will end up anywhere even remotely near a state of "irreparable disarray". Kevin M. Randall Principal Serials Cataloger Bibliographic Services Dept. Northwestern University Library Monday, November 1, 2010 1:17 PM [PCC List] The reason is that RDA is being "marketed." It is very difficult to "market" oppostion to anything because nothing explicit is being presented. OK, the current political season suggests otherwise, but isn't that why it is called "crazy"? What is needed to counter the RDA "marketing" is an alternative that can be competitively "marketed." Cheers, jgm John G. Marr Cataloger CDS, UL Univ. of New Mexico Monday, November 1, 2010 1:22 PM [PCC List] [commenting on John Marr’s earlier email] Mr. Marr: It's an interesting thought. Given that more people than I had supposed are opposed to RDA, who would need to be mobilized to work on instead creating AACR2 2010 revision, and abandoning RDA? Who would we need to form a committee, do a survey, etc.? Any ideas from anyone else who'd like to conspire against RDA? Deborah Tomaras Librarian II Western European Languages Team New York Public Library Monday, November 1, 2010 1:44 PM [PCC List] [commenting on Judith Vaughan Sterling’s earlier email] On Mon, 1 Nov 2010, Judith A. Vaughan-Sterling wrote: > Yes, stop the madness. In my very humble opinion, RDA is a train-wreck. > Back to stone knives and bearskins, anyone? Well, I really don't see why we would have to skip back into the dark ages before AACR2. Anyway, I have already scrapped my typewriter and liquid paper (: Let's just add some RDA-like provisions to AACR2 to take care of materials that were not addressed by it. jgm John G. Marr CDS, UL Univ. of New Mexico Monday, November 1, 2010 2:06 PM [PCC List] [commenting on Mike Tribby’s earlier email] On Mon, 1 Nov 2010, Mike Tribby wrote: > To me the reference was to ramming RDA changes through without > adopting--or even formally testing--RDA itself. Messing with the > authority file to test RDA is irresponsible and heavy-handed. And, I might add, it is always absolutely counterproductive to propose anything "written in stone" to be adopted per se rather than as a stimulus to continuous discussion and revision. Cheers! jgm John G. Marr Cataloger CDS, UL Univ. of New Mexico Monday, November 1, 2010 2:13 PM [PCC List] Thank you, Kevin, for chiming in. [Full disclosure: I am an RDA test participant, currently creating RDA records on a daily basis] I'd like to echo Mr. Randall's reminder to the group that we are in a formal *test* period, which yes, LC has decided, will include PCC workflows and consequently, the NAF. Yes, we have full and PCC-level bib records with RDA headings that do not match exactly their AACR2 counterparts. This is reflected quite explicitly in the corresponding NARs with 7xx fields (for more info, see http://www.loc.gov/catdir/cpso/RDAtest/admindoc1.doc). Should RDA not be adopted, these headings in master records can be flipped back to their AACR2 forms. I implore the group to dial back the hyperbole on this point; there is no "irreparable disarray" afoot here. If I may exercise some audacity here, as a tester who is gaining very valuable real-world, "boots on the ground" experience actually creating RDA records... yes, RDA represents a different approach to our every-day cataloging. Yes, applying it results in records that look a bit different (e.g. with relator terms appended to name headings). But also, applying it results in many records that don't look very different at all, except for some cosmetic differences. Yes, applying RDA in practice raises some fundamental, at times difficult questions. We testers, in collaboration with LC, are doing our best to address these questions. But at the end of the day, we are here at the "bleeding edge", willing to grapple with them, in the process questioning our many implicit assumptions about what constitutes valuable bibliographic metadata and "functional bibliographic records". We have all been pushed out of our comfort zones, both us testers in our cataloging workflow, and the other denizens of our shared environment, who are encountering the results of our work. No, RDA is not a panacea. Records created according to it are not perfect, and yes, their presence in OCLC is going to cause some momentary discomfort. But on behalf of all testing institutions using OCLC, may I ask for some professional courtesy and a modicum of patience? The testing period is *temporary*, after all. Thanks, John, for sharing Heidi Hoerman's slides. I attended this presentation as well, and recommend all to read the slides. As disclaimer, it must be noted that Ms. Hoerman disclaims her point of view as that of an academic, who "has no horse in this race". It must also be noted that this presentation is now 2 years old, and our present day circumstances are quite different from those of late 2008, which were fraught with anxious speculation. Cheers, Casey [Casey Mullin from Stanford] Monday, November 1, 2010 2:23 PM [PCC List] As the point person for one of the testing libraries, I'd like to comment briefly on this issue. First of all, the instructions for the common set of 25 records tell us not to search the authority file or anywhere else for headings. It now occurs to me that this MAY mean we are to put into the bib records RDA headings based on the information given in the surrogates, which is an artificial task, to say the least. One of the test records requires an access point for Winnie the Pooh, so I simply put in Milne, A. A. ... Winnie the Pooh, which merely acknowledges that this is not the correct heading, but that the access point is needed. (Perhaps I misunderstand the procedure here, but that matter is for LC's evaluators to deal with once they've harvested our test records.) We are a NACO library, for music and AV materials, but we are not doing much if anything with RDA authorities at this point. I would CERTAINLY put the currently authorized heading for Winnie the Pooh into that bib record if we were permitted to do so. In any case, the test records are institutional; NO ONE is going to use them in their normal cataloging workflow. I have added a couple of RDA bib records to OCLC from that normal workflow, and created some RDA institutional records for several others, Doppelgangers, as it were, of the AACR2 (or earlier rule) bib records. I used already-established AACR2 headings and controlled them. (I don't believe that any of the headings in these bibs would be different in RDA in any case.) As someone has said, we all use AACR2 headings in pre-AACR2 bibs, so in such cases the rules used to prepare the description are not the same as those governing the headings. I agree that if there is a perfectly good AACR2 heading it should be used in a newly-created RDA bib record, for all the reasons that have been clearly articulated in this discussion. We expect our several copy catalogers to verify headings in the bib records they use. When they encounter an RDA record they will use an AACR2 heading from the authority file; they would not accept an RDA heading without asking one of the professional catalogers. If the result is a hybrid monstrosity of RDA description and AACR2 headings, as some have suggested, so be it. As for the $e subfield relationship designators, which I think have been mentioned in this discussion, they are not actually part of the heading, rather a new way to handle information that is currently accomplished with MARC relator codes. They are NOT affecting the indexing in our OPAC, so I don't think it matters whether they are present or not. (Our copy catalogers do not check or add relator codes, and that similarly hasn't caused any problem with OPAC indexing.) Personally, I began my cataloging career when AACR2 was brand new, and I don't welcome a new set of rules at this point in my career; perhaps others who have commented feel the same way but don't want to come across as Luddites. It seems that, historically, the profession has changed the rules every 30 years or so, and RDA may just fit that pattern, for better or worse. Assuming it is adopted, CLP will accept that and do our best to cope with the changes. Chuck Herrold Carnegie Library of Pittsburgh Monday, November 1, 2010 2:48 PM [PCC List] [commenting on John DeSantis’s earlier email] I would like to thank John for sending this hilarious power point presentation by Ms. Hoerman. She also has an old post on the blog "Future4cataloger Blog" posted in November 2009 at http://future4catalogers.wordpress.com/ However, it would be interesting to read the text of full presentation by Ms. Hoerman. It seems to me that the RDA people have not taken her warnings too seriously and now we have this "test" to see if we can escape from the sinking ship. Wojciech Siemaszkiewicz New York Public Library Library Services Center Monday, November 1, 2010 3:02 PM [PCC List] "we are in a formal *test* period, which yes, LC has decided, will include PCC workflows and consequently, the NAF" At a time when other libraries, not involved in RDA testing, are trying to use the NAF. The objection is to messing with the NAF itself rather than using a test database for the testing; the objection is not to the testing being done. Mike Tribby Senior Cataloger Quality Books Inc. Monday, November 1, 2010 3:31 PM [PCC List] [commenting on Kevin Randall’s earlier email] Mr. Randall's most recent post has once again emphasized his loyalty to the RDA test, trumping all other issues of access or patron utility in cataloging. He claims that "By simply using an AACR2 heading in an RDA record, a very significant part of the test would be left out." I and others are not advocating using "AACR2 headings" per se but instead LCNAF ESTABLISHED AUTHORITY HEADINGS. A standard that catalogers apply daily, and that I do not believe should be abandoned by RDA testers, is accepting established headings, even if they don't look exactly as we would have created them, for the good of the patron, and for information recall. That is why the authority file exists. Ignoring the authority file is not simply a matter of testing changing rule systems and standards, but of undermining the ideals/purpose of cataloging--something that should not alter with the rules. Further, his reference to cooking trivializes the issue at hand. When a person is testing a recipe, I doubt they force all their neighbors to also taste their creations. But since RDA is being done in a live system-and, according to Mr. Randall, to test the "functionality of records in catalogs"--all library catalogs are being used as unwilling guinea pigs for the RDA experiment. Why should my library's catalog have inaccurate authorities just so that RDA catalogers can discuss the platonic ideal of how to create them? Finally, he asserts that "all of the [RDA test] records are being properly coded". I would assert that this is a lie. They are clearly being coded as RDA records, this is true (040, desc, etc.). But there is an expectation that records coded 042 PCC have all headings established in the authority file. As I mentioned before, many library cataloging units accepted these records without verifying headings because of this belief. If an RDA cataloger uses this code, then, and includes an RDA heading when there is an already established different heading in the authority file, they are putting that heading into international databases under false pretenses, and unfairly further loading work onto the shoulders of database/authorities maintainers. The RDA test should never have been done in a live system. But since it is, please do the rest of us the favor of not trivializing the problems RDA is creating in our catalogs, and work instead to eliminate--or at least minimize--the damage. Don't blithely assure us that things can be "changed as necessary", or fixed in due time. Deborah Tomaras, NACO Coordinator Librarian II Western European Languages Team New York Public Library Monday, November 1, 2010 3:45 PM [PCC List] First one would need to get the rights to AACR2 from ALA, a prime sponsor of RDA. Good luck! Mike Tribby Senior Cataloger Quality Books Inc. Monday, November 1, 2010 3:52 PM [PCC List] On Mon, 1 Nov 2010, Mike Tribby wrote: > First one would need to get the rights to AACR2 from ALA, a prime sponsor of RDA. But the only "right" ALA requires is the "right" to profit from it. A collaborative effort by influential ALA members to incorporate RDA into AACR could be "marketed" back to ALA as a more viable "product" than RDA alone. John G. Marr Cataloger CDS, UL Univ. of New Mexico Monday, November 1, 2010 3:53 PM [PCC List] " The objection is to messing with the NAF itself rather than using a test database for the testing; the objection is not to the testing being done." Quoting Mike Tribby Please stop using the NAF for testing. The presence of RDA records in OCLC is not really a problem since so many other types of records are there. The problem is the coding of them. The use of the 'authority file' is a much larger problem. However, I do want to express appreciation to all of you that are testing RDA. Having tested many times, I know it is time-consuming and frustrating. Mary Charles Lasater Authorities Coordinator Vanderbilt University Monday, November 1, 2010 4:06 PM [PCC List] [commenting on John Marr’s earlier email] It seems to me that it a reasonable idea, mainly, " Let's just add some RDA-like provisions to AACR2 to take care of materials that were not addressed by it." However, what would folks who are pushing the entire new language to explain the entire new cataloging universe to us, do without it? That seems to be the question. Wojciech Siemaszkiewicz New York Public Library Library Services Center Monday, November 1, 2010 4:11 PM [PCC List] Yep, let's do just that. And let's start by putting the GMDs back! [Judith A. Vaughan-Sterling jvaughan@LAW.UPENN.EDU] Monday, November 1, 2010 4:34 PM [PCC List] I'm not sure that this discussion has anywhere else useful to go at this point. The arguments have become circular: many of us believe that the LCNAF needs to be respected, above any other considerations. The RDA testers, for the most part (as exemplified by Ms. Mullin and Mr. Randall), seem to believe that their test trumps all else, and that future changing/flipping/whatever will fix all problems. Though, interestingly, Mr. Herrold--also an RDA tester--acknowledges the importance of authority headings, and in fact uses them in his cataloging: "I agree that if there is a perfectly good AACR2 heading it should be used in a newly-created RDA bib record, for all the reasons that have been clearly articulated in this discussion." I would just like, then, to reiterate a few points. The changes made to name authorities are often small, and with little to no possible benefit for end user recall. To beat my dead horse, Antoni Gasiorowski without a birth date, I doubt that many patrons know or care that he was born in 1923. They will care, however, that most of his books are found under one heading, and a few, inexplicably, under another--if they know that they must search now (temporarily, as we've been repeatedly assured) under more than one heading. Or, our authorities/database maintenance staff will have the added burden of fixing more headings, because of a slavish adherence to the importance of a test above all practical considerations of catalog usability. And I don't understand why RDA testers must reinvent the wheel and remake existing headings in their image, instead of creating RDA headings for new names, and using existing ones if they're found. Daily, I find authorities not precisely matching how I would make them--but I use them anyway, because of the vital importance of patron recall. If this were merely a question of changes in bibliographic description, I would more comfortably wait, have patience, etc., as RDA testers have implored. But when test records undermine the authority file, and negatively impact patron access, I don't see why I shouldn't protest, and demand change. Contrary to Ms. Mullin's opinion, I feel quite a lot of "anxious speculation" at the moment about RDA, and I imagine others do, as well. Deborah Tomaras, NACO Coordinator Librarian II Western European Languages Team New York Public Library Monday, November 1, 2010 4:47 PM [PCC List] It's an interesting idea, marketing AACR2 2010 to ALA as more palatable than RDA. Does anyone know any influential ALA members? Or anyone who's friendly with some? Because, seriously, I would be happy to derail RDA if I thought it at all possible. Anyone want to form an organization bent on its destruction? Deborah Tomaras Librarian II Western European Languages Team New York Public Library Monday, November 1, 2010 5:54 PM [PCC List] Quoting Mike Tribby <mike.tribby@QUALITY-BOOKS.COM>: > > > > > > > "we are in a formal *test* period, which yes, LC has decided, will include PCC workflows and consequently, the NAF" At a time when other libraries, not involved in RDA testing, are trying to use the NAF. The objection is to messing with the NAF itself rather than using a test database for the testing; the objection is not to the testing being done. As of the moment of my writing this, the LC Catalog contains 1530 records coded "rda" in 040 $e. How many NAF entries have been created in association with these records I can't say. Seems to me that LC believes the NAF is fundamentally its own authority file and NACO involvement is a nice add-on. I sense the same proprietary attitude in the 2006 abandonment of series control. Hal Cain Melbourne, Australia Monday, November 1, 2010 6:02 PM [PCC List] Deborah, CC:DA, the ALA, ALCTS, CCS committee given primary responsibility for RDA, raised many questions. They had very serious concerns and attempted to go through the ALA ranks with their questions. They spent many thankless hours working on RDA, after first attempting to 'redo' AACR2 into AACR3. ALA was seen as the 'hold up' on moving forward. Many ALA insiders have worked hard to try to make RDA a 'good thing'. Few people have expressed full support for it. I would be considered an ALA insider. I've responded to my membership renewal by saying it will be very hard for me to renew this year because I fear ALA, by pushing RDA, an unfinished product, is making a mistake that will have serious consequences for catalogers and cataloging. Perhaps if many of us did not pay our dues it would get someone's attention. It is probably the only way someone at ALA will notice. Mary Charles Lasater, Former chair of CCS Executive Committee Tuesday, November 2, 2010 9:00 AM [PCC List] [commenting, in part, on Hal Cain’s earlier email] I seriously doubt that LC considers NACO involvement to be a "nice add-on." That is certainly not the case with the NACO Music Project, whose participants collectively do a significant proportion of the authority work for music, especially since LC acquires only a small fraction of what the rest of us buy. (The abandonment of series work by LC, on the other hand, was a serious dereliction of duty apparently imposed by management personnel who have no real knowledge of cataloging fundamentals--but that's another matter.) Concerning the Stanford bib record with the conflicting heading represented by this AR: 010 n 81128215 040 DLC ǂb eng ǂc DLC ǂd DLC ǂd CSt 1001 Gąsiorowski, Antoni 4001 Gąsiorowski, Antonius 670 His Urzędnicy wielkopolscy, 1385-1500, 1968. 670 Księga promocji Wydziału Sztuk Uniwersytetu Krakowskiego z XV wieku, 2000: ǂb t.p. (Antoni Gąsiorowski) added t.p. (Antonius Gąsiorowski) 670 Biblioteka Narodowa database, July 2, 2010: ǂb (hdg.: Gąsiorowski, Antoni (1932- )) 70014 Gąsiorowski, Antoni, ǂd 1932I think this may be an error. I see no good reason why the RDA heading would differ from the AACR2 heading: 22.17A: Add a person’s dates (birth, death, etc.) in the form given below as the last element of a heading if the heading is otherwise identical to another. ... Optionally, add date(s) to any personal name, even if there is no need to distinguish between headings. (LC follows this option.) 9.19.13: Add the date of birth (see 9.3.2) and/or date of death (see 9.3.3), if necessary, to distinguish one access point from another. Optional addition: Add a date or dates associated with the person even if there is no need to distinguish between access points. (LC is following this.) There is NO difference between the codes on this point. General LC/NACO policy is to add a birth date to an existing authority record when discovered after the original creation of the AR, as exemplified by the newly added 670 in n 81128215, but the heading itself is only changed if a conflict must be broken or there is a new preferred form of name. If we decided that every AACR2 personal name heading established without a date should be created anew in RDA with the date, just because it has have been added at some point in a 670 (as is the case here), that would require the revision of many thousands of headings, and that wouldn't be desirable. Of course, were Mr. Gąsiorowski being NEWLY established and his birth date were known, both AACR2 and RDA, as interpreted by LC, would require the inclusion of the date in the heading. In any case, said heading does not control in the bib record, and catalogers should always investigate an uncontrolled heading, or even a controlled heading that is suspected to be incorrect, e.g. representing a different person with the same or similar name. I do not take PCC/LC records at face value, necessarily, and I don't believe my colleagues or our copy catalogers do either. Everyone makes mistakes, and that includes PCC catalogers. How many AACR2 ARs have been revised to include differing RDA headings? I imagine that number is insignificant at this point. Chuck Herrold Carnegie Library of Pittsburgh Tuesday, November 2, 2010 9:53 AM [PCC List] [same email sent to OCLC-Cat list] To all catalogers, We have found ourselves in an unenviable position of opposing the work that supposedly has been authorized by agencies representing our interests. I might compare it to a military coup d’état. I mean here the RDA “test” and its implications on the cataloging world at large. After extensive discussions on the PCC, OCLC cataloging e-mail lists with opinions from the British Library, Australia and North America, we can safely conclude that there is a broad consensus against principles of RDA and the way RDA “test” has been imposed on the cataloging world. Therefore, I suggest the following memorandum to be implemented by catalogers throughout the world in response to the “RDA coup d’état”: November 2010 Memorandum Against RDA Test We instruct the OCLC to do the following: Immediately suspend coding the test RDA records as acceptable records and recode them as substandard records with a code “RDA” (no PCC, LC, etc. coding should be allowed on these records). The encoding level for these records should be “K”, which usually triggers a full review of the record by highly trained technical assistants or professional catalogers. The LC records should be coded as level “7”. The RDA test records should be treated the same way as records coded with Spanish, French, German, etc. codes. This would allow catalogers to create parallel records for 040 English records according to existing and widely accepted AACR2 rules. Under no circumstances should RDA testers be allowed to create conflicting NAF or SAF records in LCNAF or LCSAF. This has already created a great deal of confusion and has been universally rejected by catalogers involved in the discussion. We instruct agencies responsible for the RDA test to instruct its testers to follow above mentioned rules as a way to avoid workflow complications and growing confusion in libraries around the world. We understand that the RDA test is just a test and in no way is an indicative to a future cataloging procedures and rules that would replace universally accepted AACR2 rules. Wojciech Siemaszkiewicz New York Public Library Library Services Center Tuesday, November 2, 2010 10:27 AM [PCC List] [commenting on Wojciech Siemaszkiewicz’s earlier email] Does anyone else remember that NYPL was one of the few libraries that would not adopt AACR2? I remember cataloging on RLIN in the mid-1980s and having to avoid NYPL records because their headings were not AACR2 (and they had no call number). Eventually, the library did adopt AACR2, and there is a certain amount of irony here. I am not intending this as a criticism of the "memorandum," although I find the peremptory tone a bit offputting. "Instructing" OCLC is certainly an idea to conjure with. Laurence S. Creider Special Collections Librarian New Mexico State University Tuesday, November 2, 2010 11:04 AM [PCC List] I very much like the idea of parallel RDA/AACR2 records. In fact, maybe we can go a step further and propose parallel authority records (or files?). The parallel bibliographic records would make life easier for catalogers, especially if there were a macro which could shift at least some fields from one set of rules to the other. Barbara Brownell Director of Cataloging Multicultural Books & Videos Tuesday, November 2, 2010 11:08 AM [PCC List] For the avoidance of confusion, since the British Library is mentioned below: I posted once to the PCC list, expressing my personal opinion that if/when RDA is implemented, AACR2 headings on file should be considered "RDA compatible", with at least the option to use them as they are found. I have expressed no opinion on the principles of RDA, or on the RDA test. Regards Richard [Moore] Tuesday, November 2, 2010 11:08 AM [PCC List] Hi All, I'd prefer that the test participants do an RDA and an AACR2 record for each title they create. Then, we'd have immediately usable ones as well as a set of sample records for contrast and compare purposes. If each set of two records were created by the same cataloger, we'd have a very good idea of differences brought about by utilization of the two standards. Ditto for new authority records. I like the idea of the encoding level for RDA records being flagged somehow. At this point, especially for test records, that seems essential. Daniel [CannCasciato Daniel.CannCasciato@CWU.EDU] Tuesday, November 2, 2010 11:50 AM [PCC List] [commenting on Diana Brooking’s earlier email] Hi All, D. Brooking asked: "Can anyone address the actual number of RDA test records being created? . . ." To which Mark Ehlert wrote: " 26 formal testing institutions/consortia/funnels X 25 original RDA records (common set of titles they all catalog x at least 25 original RDA records (extra set of titles from each institution's acquisitions,mainly new works too)= big number " However, I think it's more like 26 x 25 = 650 (common set) PLUS 26 x 25 = 650 (extra set) = 1,300 or so for the test run. If it is TIMES another 25 rather than plus, then the number is: 650 x 25 = 16,250 He did write that there are 3998 RDA bib records in that WorldCat database, so perhaps the outcome is the expected to be the larger number. Daniel -Daniel CannCasciato Head of Cataloging Tuesday, November 2, 2010 12:20 PM [PCC List] If parallel records were instituted at this stage, would there be any incentive to transition to a single record if RDA was adopted nationally and internationally? If some libraries insist on cataloging using AACR2 when other libraries adopt RDA, a parallel record system would eventually result in major chaos. Do you think it would be helpful to users of FirstSearch if they start retrieving 2 records for each title searched? While a priority algorithm can be based on the language of cataloging, introducing an order of priority based on the descriptive rules will add on more complication. Are we expecting headings to be controlled against 2 separate authority files? Do we want to have our copy catalogers spend time choosing between AACR2 and RDA master records? In comparison, the introduction of master records cataloged according to RDA by a small number of testers is, at worst, minor chaos. Our Backstage report for the previous week's cataloging was 3 RDA bibliographic records out of 3119, by the way. Steven Arakawa Catalog Librarian for Training & Documentation Catalog & Metadata Services, SML, Yale University P.O. Box 208240 New Haven, CT 06520-8240 (203)432-8286 steven.arakawa@yale.edu Central Washington University Brooks Library Tuesday, November 2, 2010 12:20 PM [PCC List] [commenting on Richard Moore’s earlier email] Richard Moore recommended: my personal opinion [is] > that if/when RDA is implemented, AACR2 headings on file should be > considered "RDA compatible", with at least the option to use them as > they are found. I agree with Richard's suggestion, and as others have written, this should also be the practice during the test. Using the same practice _during_ the test that will be the practice _after_ the test provides a more accurate picture of the real-life impact of RDA on authority workflows and user search results. Adding a 7xx for the RDA form, etc.--to an existing authority record--allows testers to get experience using the different headings, and provides data if an automated change is needed later, while at the same time not confusing the systems or indexes that are live and using this data during the test. There should never be both an RDA and AACR2 record for the same term (no mater how different) in the live (or even test) environment. Creating both an RDA and AACR2 authority record for the same term does not properly test the difference between AACR2 and RDA. During the testing, testers should establish new terms according to RDA and supply the AACR2 form in the 7xx. Non-testers should not create an AACR2 authority record if an RDA authority record already exists. An RDA authority record can easily support a heading in an AACR2 bib record, and AACR2 authority records can support headings in RDA bib records--this is what already happens with pre-AACR2 headings, etc. Mary L. Mastraccio, MLS Cataloging & Authorities Librarian MARCIVE, Inc. Tuesday, November 2, 2010 12:36 PM [PCC List] [commenting on Daniel Canncasciato’s earlier email] Daniel CannCasciato <Daniel.CannCasciato@cwu.edu> wrote: > D. Brooking asked: "Can anyone address the actual number of RDA test > records being created? . . ." > > To which Mark Ehlert wrote: " 26 formal testing > institutions/consortia/funnels X 25 original RDA records (common set > of titles they all catalog x at least 25 original RDA records (extra > set of titles from each institution's acquisitions,mainly new works > too)= big number " > > However, I think it's more like > > 26 x 25 = 650 (common set) PLUS 26 x 25 = 650 (extra set) = 1,300 > or so for the test run. > > If it is TIMES another 25 rather than plus, then the number is: 650 x > 25 = 16,250 You're right, of course. Basic arithmetic is no longer my strong suit. :) > He did write that there are 3998 RDA bib records in that WorldCat > database, so perhaps the outcome is the expected to be the larger > number. Informal testers (those outside the official 26) may toss RDA records into WorldCat and report their findings to the Test Coordinating Committee to boot. -Mark K. Ehlert Minitex Coordinator University of Minnesota Bibliographic & Technical Services (BATS) Unit Tuesday, November 2, 2010 1:02 PM [PCC List] I checked our local system, and we have only 46 RDA records so far. I do not anticipate the test causing any major chaos in our catalog. ************ Diana Brooking (206) 685-0389 Cataloging Librarian (206) 685-8782 fax Suzzallo Library dbrookin@u.washington.edu University of Washington Tuesday, November 2, 2010 1:02 PM [PCC List] I support Wojciech Siemaszkiewicz's suggestion proposing what I call superimposition, but I don't think the language of rebellion and counter-rebellion which he invokes is a good fit for the work we have to do now relating to RDA and the compromises we might realistically hope to accomplish in the area of RDA. I'm old enough that the whole idea of rebellion just makes me sad now. It usually ends in the execution of the rebels and their spouses and children (or in another scenario, the rebels' children starve to death). It doesn't seem the slightest bit romantic. The leaders of our profession have been working on RDA for about ten years now, and I don't think those of us who haven't been inputting consistently and carefully over this time (which I have not been) are in a position to ax it. Again, I've lived long enough to calculate that leadership often correlates with hard work. But back to superimposition. Joan M. Reitz in ODLIS — Online Dictionary for Library and Information Science (http://lu.com/odlis/search.cfm) defines superimposition as follows: The principle in library cataloging that when new rules are introduced, only entries made after the rules take effect need conform to the changes, making it unnecessary to recatalog materials processed under the old rules. New entries are interfiled with the old. The principle was adopted in 1967 by libraries throughout the United States, following Library of Congress practice, when Anglo-American Cataloging Rules were adopted as the national catalog code. In the history which we actually have (bearing in mind that, to paraphrase Tolkien, the real storm differs from the legendary storm in process and conclusion), superimposition was followed by desuperimposition, which is not defined in ODLIS, but is described in Bohdan Wynar and Arlene G. Taylor's Introduction to Cataloging and Classification, of which I have the 8th ed. (1992); cf. pp. 32-33 in the chapter on "Development of Cataloging Codes," p. 225 in the chapter on "Form of Headings for Persons," etc. B & T record that the Library of Congress adopted a policy of superimposition in 1967, and rescinded it (desuperimposition) in 1981. If we ask, can we do superimposition again? one of the things we should consider is the difference between personal names and corporate names. AACR2, if my memory serves me (I was a library student assistant at the time), involved a major change in headings for corporate names including government bodies. It isn't easy to integrate headings for government bodies, which are based on clashing principles of heading construction, into the same catalog. But, personal names -- especially of commoners during the last several generations -- have fewer complexities. For a given creative person, you either include their dates or you don't; you either include their middle name or its initial, or you don't; and since you can't guess in advance what heading was established in the case of a particular creative person, you have to consult the national authority file anyway. What is the advantage of applying the same rules for when to add or reject name elements to persons already established and persons not yet established? They integrate into the catalog just as well either way. I do not see why superimposition for personal names couldn't last forever. Several people have written about the difficulties of massive heading change for smaller libraries. Aaron Smith wrote on this thread (Mon. 11-1-2010): the gap between the haves and have-nots is exacerbated by advances in information technology, and awareness of that dynamic needs to be present as we plan this transition. That's right, he's disagreeing with people who speak of information technology creating a level playing field, and I expect he's right. Likewise about the difficulties of RDA in general for smaller libraries, Lee Ann Dalzell wrote (Fri. 10-29-2010): It is not just the fact that I do not like RDA. . . . The problem is that we cannot afford it! I cannot afford the Toolkit and/or the Cataloger's Desktop, and probably not even a printed version. So, there might be a theoretical reason for someone to oppose superimposition -- but there are practical reasons in its favor. Are there any practical reasons for opposing superimposition of personal name headings? Getting back to massive heading changes versus superimposition, one of the issues concerns propagating changes after they have been made in OCLC WorldCat into one's own library's catalog. I hope that, on this score, those of the larger libraries who support massive heading changes will be fairly specific in offering advice to smaller libraries. In particular: if you think smaller libraries should get out of the business of maintaining their own library catalogs and switch to WorldCat Local, please say so in a public forum such as OCLC-Cat. Smaller libraries are going to need a lot of help with adjusting to RDA, and I hope larger libraries will be generous in sharing expertise in their regions. Yours truly, Frank Newton Catalog Librarian Dover Memorial Library Gardner-Webb University Tuesday, November 2, 2010 1:17 PM [PCC List] Good afternoon, LOL Mary Charles -- AACR3. I had just been named the PLA liaison to CC:DA and MARBI in 2003, and I remember quite well the controversy over that name until we heard (were told) about RD ... what was the other letter? All kidding aside, I really fear for what "this" is going to do to Public Libraries. As the liaison for the past 7 years, I must have had the grand total of about a dozen questions asked. One of the major questions was regarding Lemony Snicket and why can he not be a main entry! Don't laugh, it's true .. TWELVE questions. I can see it now: RDA is implemented, public libraries freak out, "why weren't we notified," etc., etc., [fill in your favourite excuse here] I am glad to see New York Public so active in these conversations. Let's face it, most public libraries do not do their own cataloging anymore. They are a part of a network/consortia. It is the latter that is going to have to deal with this. Most of said networks and consortia have very little financial resources; BUT, less than half the questions came from those groups. Fortunately for me, have an OCLC connection in my office as I catalog all of the Special Collections materials, as well as being the NACO Coordinator. I am glad to see Mike Tribby commenting. We were on the PLA Cataloging Needs of Public Libraries committee -- he surely does know his stuff! Please do not think this rant is focusing on the Public Library librarians. The last PLA conference I went to, in Boston had ... count 'em, ONE PROGRAM on technical services and NONE on cataloging. Quid fit? In closing, Mary Charles brought up some very interesting thoughts, as my ALA membership is due next month ... Best. R. -Robert C.W. Hall, Jr. Technical Services Associate Librarian Tuesday, November 2, 2010 1:32 PM [PCC List] [commenting on Steven Arakawa’s earlier email] So you're saying that if LC and 50% + 1 of the cataloging agencies in ... what? OCLC? PCC? the universe? whatever-- adopt RDA, then every other cataloging agency must also adopt RDA or get out of the cataloging game entirely? Gee, that part of the RDA deal hasn't been sufficiently amplified to this point. >If some libraries insist on cataloging using AACR2 when other libraries adopt RDA, a parallel record system would eventually result in major chaos. Drat those rascally non-conformist varmints! Mike Tribby Senior Cataloger Quality Books Inc. Tuesday, November 2, 2010 1:45 PM [PCC List] Hi All, Steven Arakawa, wrote: " If parallel records were instituted at this stage, would there be any incentive to transition to a single record if RDA was adopted nationally and internationally?" My comment was about the test process and the creation of a couple of sample sets. I think a duplicate set of 1300 AACR2 and RDA records would be useful for testing. In a sense, a control group and an "out-of-control" group of records would be useful and would not pre-suppose the acceptance of RDA, at least in it's current format. " If some libraries insist on cataloging using AACR2 when other libraries adopt RDA, a parallel record system would eventually result in major chaos. Do you think it would be helpful to users of FirstSearch if they start retrieving 2 records for each title searched? " Again, my comment was not a blanket recommendation, however, in practice right now I retrieve more than 2 records quite a lot of the time - - for example, varying language records and those cheaply (but efficiently!) cloned off of the print record for perhaps accessible electronic versions. If the duplicates result in one version useful for my patrons, then I'd be happy with that. I'm not sure how we'd notice the difference, really, at this stage. And, the question of the efficacy of FirstSearch and WorldCat as resources of first resort is another discussion. Daniel CannCasciato Head of Cataloging Central Washington University Brooks Library Tuesday, November 2, 2010 2:01 PM [PCC List] Penn State is not participating in the test, but we do have a testing hypothesis: that RDA records can be interoperable with non-RDA records in our catalog and do not require any special copy cataloging procedures. So far, we believe that this hypothesis is being confirmed, but it is still early. John Attig Authority Control Librarian Penn State University Tuesday, November 2, 2010 2:03 PM [PCC List] The Carnegie Library of Pittsburgh, a test participant, prepared an internal sheet for its cataloging staff and shared it with the rest of the consortia so we could be prepared for any RDA records we might encounter when importing records into the county's shared catalog. There were several points, but one of the most visible to our catalog consumers was going to be that the $h GMD would no longer show up in the 245, so people browsing a list of titles would no longer be able to see at a glance which were the books, audiobks, electronic resources, dvds, etc within the choices, and would need to click on each of the items (or to look at the icons also showing in the catalog's traditional listing) to notice which item they might want to choose for placing their holds.. So we are temporarily planning to re-insert those locally through the testing period. For the record, though, I've not encountered any of the RDA records in my daily work-- so far.. I'm suspecting that Most public catalog users won't notice the authority differences at first...even though it will have a greater impact on and raise the stress levels of those of us who do cataloging. Edith Sutterlin Technical Services Dept. Manager Northland Public Library Tuesday, November 2, 2010 2:05 PM [PCC List] I have been following the problems with authority records and RDA v. AACR2, and I think you are very brave, Mr. Siemaszkiewicz. I support your ideas for modifying the RDA test 100%. What you have written makes sense. Why can't the rules of the test be changed as indicated, so that everyone, other than the test libraries, will not have to scramble around and figure out what to do with these RDA bib and authority-modified records? Seems very sensible. There are thousands of us non-RDA test libraries. There are 26 test libraries, and 3 national libraries. Who should be accommodating who in this test of the as yet untested/non-accepted/unanalyzed cataloging rules? Can't you make it so, OCLC, LC, RDA test administrators? OCLC is a shared database, and it seems that again the wants of the few and powerful or well-placed, are put ahead of the practical needs of the masses. Who made up the test rules? I know it's not the testers. They are cataloging agencies, many of whom are like us, because they were chosen to represent us. It's not revolution. It's just common sense. The majority of OCLC participants should not be inconvenienced by the few RDA test records generated and treated as "acceptable" even though the rules are not adopted. I guess we should have spoken out about this from the beginning, but who knew what this would cause? Now, with time, people are seeing the results, and it has become evident that things should be changed to make it easier on most of us who are not RDA test libraries. Why not? What are the reasons not to effect a couple of small changes that would benefit most OCLC contributing libraries? Thanks for speaking up, Mr. Siemaszkiewicz. Let's implement his ideas, RDA test administrators. It's still early in the test. What would it hurt? Who can it help (us)? Also, the parallel RDA authority record idea introduced by another reasonable cataloger after Mr. Siemaszkiewicz's post seems like a good idea, too. How could this be done - can a new code be utilized to represent RDA in the fixed field of the authority record? My opinions only, Elaine sanchez Texas State University-San Marcos Tuesday, November 2, 2010 2:13 PM [PCC List] On Tue, 2 Nov 2010, Arakawa, Steven wrote: > If parallel records were instituted at this stage, would there be any > incentive to transition to a single record if RDA was adopted > nationally and internationally? Such an incentive could go either way, depending upon patron reception of the RDA records. > If some libraries insist on cataloging using AACR2 when other > libraries adopt RDA, a parallel record system would eventually result > in major chaos. This is a "glib" comment. Is the opinion stated intended to foster alarm? We already have major chaos as a result of duplicate records and separate records for each of multiple formats and languages. However we fix that problem would solve any similar problems that might arise as a result of parallel AARC2 and RDA records. Does anyone know some obvious reason why RDA "test" records *should* not have been coded as such (e.g. "r" for RDA in descriptive form and "T" for test in encoding level)? > Do you think it would be helpful to users of FirstSearch if they start > retrieving 2 records for each title searched? Again , this is glibly stated, somewhat confrontational. Considering that we already can recover as many as 10 [or more?] records with individual searches (including duplicates), this seems like a bearable additional burden. What would make the possibility useful is that patrons' preferences for record types could be observed if various types of records are made available to them. > While a priority algorithm can be based on the language of cataloging, > introducing an order of priority based on the descriptive rules will > add on more complication. That's life, isn't it? A simple means of distinguishing RDA records and/or "test" records from others based upon "priority algorithms" would be useful. One can constructively think of ways to make such a distinction useful rather than dismissing it out of hand. It could be dropped when there are no longer any other types of records, or simply ignored if not useful. > Are we expecting headings to be controlled against 2 separate > authority files? Is there a clear answer to that question? I don't have that expectation. All the records of all types can rest in one file, but can be distinguished from one another while we hash out the concerns others have mentioned. > Do we want to have our copy catalogers spend time choosing between > AACR2 and RDA master records? Are we demeaning the competence of our copy catalogers, perhaps? With a simple "priority algorithm" one can chose in the search rather than in the results. > In comparison, the introduction of master records cataloged according > to RDA by a small number of testers is, at worst, minor chaos. What people are pointing out in some of their criticisms is that such chaos can be eliminated. Cheers! jgm John G. Marr Cataloger CDS, UL Univ. of New Mexico Tuesday, November 2, 2010 2:29 PM [PCC List] The Carnegie Library of Pittsburgh, a test participant, prepared an internal sheet for its cataloging staff and shared it with the rest of the consortia so we could be prepared for any RDA records we might encounter when importing records into the county's shared catalog. There were several points, but one of the most visible to our catalog consumers was going to be that the $h GMD would no longer show up in the 245, so people browsing a list of titles would no longer be able to see at a glance which were the books, audiobks, electronic resources, dvds, etc within the choices, and would need to click on each of the items (or to look at the icons also showing in the catalog's traditional listing) to notice which item they might want to choose for placing their holds.. So we are temporarily planning to re-insert those locally through the testing period. For the record, though, I've not encountered any of the RDA records in my daily work-- so far.. I'm suspecting that Most public catalog users won't notice the authority differences at first...even though it will have a greater impact on and raise the stress levels of those of us who do cataloging. Edith Sutterlin Technical Services Dept. Manager Northland Public Library Tuesday, November 2, 2010 2:38 PM [PCC List] New records marked "rda" in 040 $e began appearing in LC names issue 10.40 (end of Sept.-beginning of Oct.) To date (through issue 10.43, just downloaded this morning) I count 1037 such records. I did not attempt to account for whatever might have happened to these records after they were issued. At 10:40 AM 11/2/2010, Daniel CannCasciato wrote: >D. Brooking asked: "Can anyone address the actual number of RDA test >records being created? . . ." Gary L. Strawn, Authorities Librarian, etc. Northwestern University Library Tuesday, November 2, 2010 2:53 PM [PCC List] For reasons that are not relevant to this discussion, I had to manually load about 170 RDA-revised NACO authority records created during October 2010. This is a small sample, and most of the records came from a single institution. However, I would like to offer the following observations. 1. I was surprised at the number of records in which the 700 (RDA) heading differed from the 100 (AACR2) heading. 2. In very few cases was the difference due to a change between AACR2 and RDA instructions. In most cases, the rule was the same, but it was applied to a different set of facts. In particular, there were often birthdates or fuller forms of name added in the RDA heading that were not in the AACR2 heading. These did not seem to be based on the need to distinguish headings for different persons, but simply on the availability of the additional information -- and the general practice of including such information when available. 3. Although it was not obvious whether any of the 670 fields represented new research, I strongly suspect that some of them were added to the records by the RDA testers. This means that the RDA heading was not being established by applying RDA instructions to the facts recorded in the existing record supplemented by information from the resource being cataloged as part of the RDA test; the tester was conducting additional research and then re-establishing the heading. [I believe that this is exactly what the record in Charles Herrold's message below illustrates.] 4. There were a disturbing number of typographical errors; almost every record contained at least one such error, and the errors tended to occur either in the new RDA-related fields (370-384) or in 670 fields that I suspect were added as part of the RDA revisions. The overall quality of those records was nowhere near the quality that I expect from NACO records. These observations suggest: 1. (to start with the obvious): The participants in the RDA test from the institution in question need to reassess their quality control procedures, and stop contributing sub-standard data to the NACO database. 2. (more to the point of this discussion): While it might be appropriate to adopt a policy of "RDAcompatible" records, that might not be necessary. NACO could adopt the policy that, when a record for the person or body exists in the NACO file, the RDA heading should be established based on the information already present in the record, supplemented by information from the resource in hand. If additional research were discouraged (and there is no NACO policy that requires it), most of the AACR2 headings would be found to require no revision in order to comply with RDA. John Attig Authority Control Librarian Penn State University Tuesday, November 2, 2010 2:53 PM [PCC List] Penn State is not participating in the test, but we do have a testing hypothesis: that RDA records can be interoperable with non-RDA records in our catalog and do not require any special copy cataloging procedures. So far, we believe that this hypothesis is being confirmed, but it is still early. John Attig Authority Control Librarian Penn State University jxa16@psu.edu Tuesday, November 2, 2010 3:12 PM [PCC List] On Tue, 2 Nov 2010, Mike Tribby wrote: >> If some libraries insist on cataloging using AACR2 when other >> libraries adopt RDA, a parallel record system would eventually result >> in major chaos. > > Drat those rascally non-conformist varmints! And perhaps we could get those "rascally" minimal-level, "hang any and all rules" cataloging agencies off the books before we worry about intimidating the folks who have been following the established rules. It would be abundantly productive to allow folks to enter *good* AACR2 records, if that is their preference, and anticipate those "elitist" RDA catalogers [LC included?] coming along to do conversions later. jgm John G. Marr Cataloger CDS, UL Univ. of New Mexico Tuesday, November 2, 2010 3:13 PM [PCC List] For my children’s sake, I hope we survive this rebellion. Sincerely, Derek Wilmott Clemson University Libraries Tuesday, November 2, 2010 3:28 PM [PCC List] John Attig <jxa16@psu.edu> wrote: > 2. In very few cases was the difference due to a change between AACR2 > and RDA instructions. In most cases, the rule was the same, but it > was applied to a different set of facts. In particular, there were > often birthdates or fuller forms of name added in the RDA heading that > were not in the AACR2 heading. These did not seem to be based on the > need to distinguish headings for different persons, but simply on the > availability of the additional information -- and the general practice > of including such information when available. A practice, it seems, based on LCPSs 9.19.1.1, 9.19.1.3, and 9.19.1.4. -Mark K. Ehlert Coordinator Services (BATS) Unit Minitex University of Minnesota Bibliographic & Technical Tuesday, November 2, 2010 3:39 PM [PCC List] From John G. Marr: > It would be abundantly productive to allow folks to enter *good* AACR2 records, if that is their preference, and anticipate those "elitist" RDA catalogers [LC included?] coming along to do conversions later. Sounds good to me, John. Who gets to decide what consitutes "*good* AACR2 records"? You and me? If RDA is adopted I'll likely have plenty of free time for it since I don't see QBI either making the investment to adopt RDA or trying to catalog in two formats if our customers' cataloging preferences split between RDA and AACR, but what do I know? BTW-- while LC management may well adopt RDA, the LC _catalogers_ I've met hardly seem elitist. Mike Tribby Senior Cataloger Quality Books Inc. Tuesday, November 2, 2010 3:41 PM [PCC List] [commenting on Derek Wilmott’s earlier email] Oh, I don’t know. The idea of zombie catalogers staggering about like they just left the Midwest Tape reception and chanting “MAAAAAIIINNN entries… MAAAIINN entries” does hold a certain macabre amusement for me. Carolyn Goolsby Technical Services Manager Tacoma Public Library Tuesday, November 2, 2010 3:42 PM [PCC List] --- John Attig wrote: Penn State is not participating in the test, but we do have a testing hypothesis: that RDA records can be interoperable with non-RDA records in our catalog and do not require any special copy cataloging procedures. So far, we believe that this hypothesis is being confirmed, but it is still early. --- end of quote --I am quite intrigued to hear that any library has found a way to make RDA records interoperable with non-RDA records within the same catalog. I can only assume that the library has found a way to display the 336, 337 and 338 fields in a meaningful way, or else is suppressing them from public view in the catalog. We have excluded RDA records from our FastCat workflows for the time being, both because of the 33x fields and the assumption that any name headings in the record would need to be verified for compatibility with existing AACR2 headings. Incidentally, our authority control vendor has already wisely informed us that they will revise any RDA 1xx and 4xx headings in LC-distributed authority records to AACR2 forms. John DeSantis Dartmouth College Tuesday, November 2, 2010 4:51 PM [PCC List] [commenting on John Attig’s earlier email] John - It would really be helpful to know if any of those less than desirable records are from LC and which they are, so we can correct them.... – Barbara [Tillett] Tuesday, November 2, 2010 5:04 PM [PCC List] Just to clarify--my objections have not been to implementing RDA. They're to implementing RDA in a way that requires a split between AACR2 and RDA headings and authorities and duplicate authority records for the same entity. Stephen [Hearn s-hear@UMN.EDU] Tuesday, November 2, 2010 5:09 PM [PCC List] On Tue, 2 Nov 2010, Mike Tribby wrote: > Who gets to decide what consitutes "*good* AACR2 records"? We all know "good" records when we see them, don't we (or at least we all gripe effusively about the not-so-good records)? Obviously, no one is making any decisions about that point right now, since whether records get into OCLC's database depends more on profit potential (for OCLC) than quality. > I don't see QBI either making the investment to adopt RDA or trying to > catalog in two formats if our customers' cataloging preferences split > between RDA and AACR, but what do I know? Assuming we can discuss the *possibility* of parallel records without being considered wholesale advocates of the idea, consider this: simply input an AACR2 bib. record then derive a separate RDA record from it. Call it a process "parallel" to deriving an ebk. record from a print record (or visa versa). There really ought not be that much extra effort involved. > BTW-- while LC management may well adopt RDA, the LC _catalogers_ I've > met hardly seem elitist. Sorry, Mike. Sometimes the subtlety of rhetoric is elusive. I said "elitist" in reference to RDA catalogers only as a counterpoint to those "rascally non-conformist varmints" that might want to continue usiong AACR2 (not in reference to anyone in particular). Takes one to know the other (it's all in how varmints see the world, or are seen) ... Hey, I'm trying real hard not to condemn "evil vendor catalogers" here when I bring up the issue of "good" and "bad" records (or, are certain vendors of mainstream titles the only agencies supplying records to OCLC that *always* need major revision?). Cheers! jgm John G. Marr Cataloger CDS, UL Univ. of New Mexico Tuesday, November 2, 2010 5:30 PM [PCC List] [commenting on Mike Tibby’s earlier email] Mike, I was definitely thinking in terms of OCLC/WorldCat. If LC, other national agencies, and other cataloging agencies decide to adopt RDA, it's going to be some time before smaller shops get on board-subscription cost and training being 2 obvious factors that have been much discussed. OCLC has already stated that libraries can continue to catalog using AACR2. What I'm questioning is the efficacy of creating parallel records cataloged according to different cataloging rules by different English language cataloging agencies. In the OCLC context, I think this will create unnecessary complexity with controlling headings, with batch overlays, and with record selection. It will undermine cooperative cataloging and result in a great deal of duplicate and unnecessary work. Surely most libraries accept pre-AACR2 cataloging without recataloging the entire record to AACR2 nor has any library I am aware of demanded an OCLC policy allowing parallel pre-AACR2 and AACR2 master records. Would any administrator sanction a cataloging unit policy of recataloging all LC records coded rda to AACR2? (Well, maybe a filthy vendor administrator, if the price was right!) Steven Arakawa Catalog Librarian for Training & Documentation Catalog & Metadata Services, SML, Yale University Tuesday, November 2, 2010 5:45 PM [PCC List] [responding to Barbara Tillett’s earlier email] I found very few LC records in this batch. The ones that I noticed were geographic names and the 751 was identical to the 151. The records with what I thought were an unusual number of typos were from BYU. I'm in touch with Bob Maxwell about them. If I notice any LC records with errors, I'll let you know. John [Attig] Tuesday, November 2, 2010 5:54 PM [PCC List] I find 3749 records in the weekly update files that have RDA forms in 7XX fields. Other logic for selecting from the weekly updates might come up with a slightly different number, but that's the right order of magnitude, anyway. Of these, in 2693 records the RDA form is the same as the 1XX (disregarding second indicator "4" of course), and in 1056 the RDA form is different. The attached ZIP file contains four files: 2 files for records with RDA headings that are the same, and two files for records with RDA headings that are different; for each case the same records are available both in MARC format (MARC-8 encoding, as issued) and flattened out as text. Feel free to make such inspections and draw such conclusions as you wish. Gary L. Strawn, Authorities Librarian, etc. Northwestern University Library, Tuesday, November 2, 2010 10:36 PM [PCC List] [commenting on John Attig’s earlier email] I realize John didn't intend to embarrass BYU by sending this to the list. Nevertheless, it does give me an opportunity to echo Barbara's request to John. If anyone notices records from BYU (our MARC symbols are UPB or UPB-Mu) with mistakes or other problems we'd like to hear about them so that we can correct them. During the month of October we processed at least 2,000 RDA-related authority records (this included new RDA records as well as AACR2 records updated with RDA elements) needed to support RDA bibliographic records. This is, to say the least, far more than we normally process in a month and we are aware that some mistakes have slipped through. Thanks, Bob Robert L. Maxwell Head, Special Collections and Formats Catalog Dept. 6728 Harold B. Lee Library Brigham Young University Wednesday, November 3, 2010 9:32 AM [PCC List] [commenting on Steven Arakawa’s earlier email] >If LC, other national agencies, and other cataloging agencies decide to adopt RDA, it's going to be some time before smaller shops get on board--subscription cost and training being 2 obvious factors that have been much discussed This concern may not be limited to smaller shops. How's that LC budget looking these days? Somehow I doubt that RDA would be a high priority in Congress right now, but, again, what do I know? And I suspect other national libraries may encounter cost concerns, too, and at a not particularly robust period for most government's budgets. >Would any administrator sanction a cataloging unit policy of recataloging all LC records coded rda to AACR2? (Well, maybe a filthy vendor administrator, if the price was right!) Not even a filthy vendor would do that. Cataloging simply can't be sold at a price that would be right for that amount of recataloging. And that is pretty much where we're heading. Mike Tribby Senior Cataloger Quality Books Inc. Wednesday, November 3, 2010 9:47 AM [PCC List] [commenting on John Marr’s earlier email] >consider this: simply input an AACR2 bib. record then derive a separate RDA record from it. We have a term for this in the for-profit sector. We call it "double handling," and, while I might propose it--or even try to sneak it through our operations--double handling is gnerally frowned upon since, to one degree or another, it adds extra costs for no extra gains. It also creates a problem for our IT Department since both records for any given stock number need to coexist in our database. We could give the RDA records separate stock numbers, but then we'd have to communicate that to the other parts of the operation, like the warehouse and customer service. Doing it ad hoc would likely lead to confusion and would definitely take more time in every part of the operation, so we might try creating two stock numbers for every item, but that's not an easy task. And I doubt if the rest of the dog would embrace the cataloging tail wagging us that way. Just in case anybody's forgotten, let me just mention again: cataloging doesn't generate profit in and of itself. Making it more expensive in any formalized way doesn't work any better at a vendor cataloging operation than it does at a non-profit entity. Sometimes practical concerns need to trump theoretical niceties. Other than in RDA testing in the NAF, that is. Mike Tribby Senior Cataloger Quality Books Inc. Wednesday, November 3, 2010 9:53 AM [PCC List] [commenting on our petition] I would urge all catalogers with concerns about RDA testers mishandling of the LCNAF to click the link below, and sign the petition. (I would just clarify that my colleague is not demanding the total suspension of the RDA test, but a change in procedures and coding because of our concerns regarding the integrity of the authority file.) I am hopeful that public outcry will encourage the RDA Coordinating Committee to change their policy, and mandate the use of existing authority records without alteration, unless there are serious conflicts with rule sets. And I don't mean "I want to add dates or fuller forms because they've been added to 670s at some point or another"--if the headings don't conflict, then they should be considered RDA compatible and used as is. The authority file should not be compromised merely for the heady fun of testing a rule set. I know that some have taken issue with the tone of my colleague's letter below, but I believe that his points are sound. If RDA testers are being allowed to play fast and loose with the authority file, then the records should be coded K or lower in the ELvl so that those institutions with fast cataloging units that accept records as is will not automatically process them, but instead send them for librarian oversight and checking. (Since the RDA test is being done in a live database, testers must understand that libraries with differing levels of staffing competency and workflow exist, and must make allowances for this.) If there were to be a change in testing policy that mandates the use of existing name authorities this coding change could be suspended. But only if the authority file is not being undermined. Thanks in advance, everyone who supports the petition, showing in a tangible way their concern for RDA's mishandling of the authority file, and creating recall problems around the world. Deborah Tomaras, NACO Coordinator Librarian II Western European Languages Team New York Public Library Library Services Center Wednesday, November 3, 2010 10:09 AM [PCC List] [commenting on John Attig’s earlier email] Just a couple of comments on John's points. As a test institution, we learned the new rules by creating many test records internally for discussion. We tried to apply every new rule in order to learn so there was a natural bias toward creating records that looked different even if the rules were pretty much identical. And we did more research than we would in real life so as John says there was more information to work with. I suspect that when things settle down, there will not be as many conflicting records as feared. I also want to second Bob's point that we should talk to each other when we see problems in our records. We have a BIBCO policy to contact the BIBCO Liaison about record quality issues. NACO also has a liaison list on the PCC site but I don't think we've stressed using it for quality control. We should be sure the contacts are up to date and encourage its use. We all are facing a learning curve and help and support from colleagues would be appreciated. Kate Wednesday, November 3, 2010 10:26 AM [PCC List] [commenting on our petition] Thanks Jacqueline for this petition which permits the RDA testing to go forward with the stipulation that no duplicate bib. and more importantly, no duplicate authority records be created. I do believe the initial memorandum, though well intended, is a bit extreme, so think a look of this online petition to be warranted. Jack Wu JP II Library Wednesday, November 3, 2010 11:07 AM [PCC List] Fowarded from OCLC-list with the permission of/on behalf of John Myers -----Original Message----I would oppose such a memorandum. I can hardly believe that the cataloging output for fewer than 30 agencies is generating an overwhelming tide of RDA records to plague cataloging departments across the land. Recall that this output is confined to 25 resources in the core test set and an additional 800 resources -- many of which will be of a specialized nature [test methodology details at: http://www.loc.gov/bibliographic-future/rda/testing.html]. LC, the single largest contributor of shared cataloging records, will surely not be going full throttle with RDA record production during the test. Further, the difficulties experienced in using those records are exactly the kinds of experiences needed to illuminate the challenges of the transition to implementation. If there are problems arising from PCC records, perhaps the problem is with PCC and its seeming failure to address adequately the implications of the test or to adequately restrain some of its constituents from premature adoption of RDA for all of their cataloging. If it is the latter case however, this would only reflect a growing reality as contributing agencies outside the U.S. adopt RDA. "Yes, Virginia, there is an Anglo-American cataloging world outside the U.S. and, nominally, it has already adopted RDA (despite indications that implementation is proceeding more slowly than originally expected)." At least two of the terms of the memorandum are specious. There are hosts of records within OCLC, reflecting pre-AACR2 cataloging. Such records are coded as "Full level" and there are no calls for parallel record treatment of them. The only legitimate concern is the treatment of name headings in the test phase. But in my limited understanding, it looked like the test phase instructions covered this adequately, so it must be "rogue" agencies, working outside the scope of the test, who are causing the difficulty. And the final paragraph beggars credulity. Are we seriously to believe that the RDA test is an endeavor of Onanic overtones, with no hope of future issue, no expectation of supplanting AACR2? And I do not mean to provide fodder to those who accuse the RDA test of being window dressing for RDA's adoption as a fait accompli. RDA represents the culmination of a decade's efforts by THIS COMMUNITY. In light of that, it is simply foolhardy to believe or claim that it has zero chance of adoption in some form or another. John F. Myers, Catalog Librarian Schaffer Library, Union College Wednesday, November 3, 2010 11:24 AM [PCC List] In Duke's catalog (http://find.library.duke.edu), search the title "Petri Abaelardi Glossae super Peri hermeneias" The 337-338 fields do not display, and the information about format is found in the same coding as for AACR2 records. As at Penn State, our assumption is that RDA records will be interoperable with AACR2 records. We are fortunate that our authority control vendor, LTI is now changing RDA headings to AACR2. The change can easily be made in the other direction later. As I and others have written, many headings should be valid under either set of rules. I would hope that on the wider scale as well as in local catalogs, RDA and AACR2 can work together, and that there is no need either to rush to implement RDA or to see its implementation as catastrophic. Amy Amy H. Turner Monographic Cataloger and Authority Control Coordinator Duke University Libraries Durham, NC Wednesday, November 3, 2010 11:24 AM [PCC List] [commenting on Kate Harcourt’s earlier email] I don't normally send "me too" messages to the list, but I feel very strongly that we all would appreciate hearing from our colleagues when problems are noticed in our records. Kathy [Winzer kwinzer@STANFORD.EDU] Wednesday, November 3, 2010 12:04 PM [PCC List] [commenting on John Myers’s earlier email] It's a pity John Myers didn't see fit to post this to the PCC list himself (assuming he's a member of this list, which I don't know). I believe his opinions about RDA have been clearly stated previously, as have his reasons for holding them. One quibble: > "Yes, Virginia, there is an Anglo-American cataloging world outside the U.S. and, nominally, it has already adopted RDA (despite indications that implementation is proceeding more slowly than originally expected)." Which parts of the "Anglo-American cataloging world outside the U.S." have "nominally ... already adopted RDA" and when and where was this announced? Perhaps a fruitful question for quiet reflection on my part is how I missed such a momentous announcement or announcements. >In light of that, it is simply foolhardy to believe or claim that it has zero chance of adoption in some form or another. This I agree with. BTW--who claimed that it has "zero chance of adoption in some form or another"? However, I think it's equally foolhardy to claim that it has 100% chance of adoption in some form or another at this point. I'd be willing to bet that it has that chance, but, as I've been repeatedly told by persons who claim to and ought to know, it's not a done deal yet-- here or much of anywhere else. If I've been told this in error, then maybe we're back to "an endeavor of Onanic overtones." BTW-- I'm undecided whether to name my next reggae/funk/dub aggregation the Endeavor of Onanic Overtones or save that for an album title. Oops! Antique term: rather than album, I meant collection of digital downloads. Mike Tribby Senior Cataloger Quality Books Inc. Wednesday, November 3, 2010 12:54 PM [PCC List] I was looking at the RDA authority records that were posted to the list and noticed one that needs correcting. Please check the authority record nr 91000464 Eliaz, Uri.(diacritics omitted) The existing 700 tag should be changed to 670. Eliaz, 197-?: $b t.p. (U. Eliaz [in rom.]) A new 700 tag needs to be added. The related OCLC record # 671393589 has RDA 3XX tags but no 040 $e rda. The 100 and 600 fields matched the 100 tag of the authority record. Thanks Marge Oliker ********************************************************** Marjory Oliker Assistant Head, Technical Services Chicago Public Library Wednesday, November 3, 2010 1:10 PM [PCC List] I have been analyzing the RDA authority records that are being circulated and believe that the concern over RDA authority records existing in the live NAR database is unnecessary and detrimental because it is taking many catalogers time and energy when the assumed issues are non-existent. The petition that is circulating calls for "the RDA Coordinating Committee to change their policy, and mandate the use of existing authority records without alteration, unless there are serious conflicts with rule sets." RDA test documentation instructs to only create an "RDA" record if one does not already exist--reviewing the records indicates that is what is being done. So far I have found 7 RDA authority records that duplicated existing AACR2 authority records and they were immediately changed to deletes, in other words because an AACR2 NAR already existed the 7 RDA authority records were deleted. The same process happens when any duplicate NACO authority records are created. The control number for the deleted RDA record was entered in the 010$z of the AACR2 record, as would be expected. In one record [n 88631621] the deleted control number [n 2010067098] was not added as it should have been, but that happens now all the time with regular NACO records so is the failure of an individual, not the RDA test practice. I have seen typographical errors, that seem to be at a higher percentage than has been the norm so obviously a little more care needs to be taken. However, typographical errors are not uncommon in NACO records so we cannot blame that on RDA. There are some test records that should be cleaned out sometime. See: nr2010000100 through nr2010000116 The RDA test documentation specifically states not to change the 1xx in existing authority records. I don't think this has changed. The fact that some data is added to an authority record should not be an issue. See: nr 00003360 There are basically two types of "RDA" authority records. The first type of RDA record is the one that is created for new terms, these all have 040$erda, and have no corresponding AACR2 authority record [1489 so far]. The second type are existing AACR2/NARs which have been used to authorize a heading in an RDA bib record, note the instructions are "do not modify the 1XX during the Test or add 040 $e". Occasionally an 040$erda is added [but these are corrected in subsequent changed records], usually a 7xx for the RDA term is added (and as has been noted in most cases the 7xx is the same as the 1xx), there are other RDA (MARC) fields that may be added to the AACR2 record but it is still the AACR2 record a library wants in their authority file. If you are able to review the records that Gary Strawn provided yesterday you will see that most of these do not have an 040$erda, these are AACR2 records with added fields related to RDA. The "rda" geographical records really look just like any AACR2 geographic authority record. None with 040$erda that I have seen have a 751, they all have the expected 781--which means the RDA and AACR2 forms are the same. Although they are flagged "RDA" they are the one and only NAR for that geographic place and every library using LC-NAR's needs them in their authority file. See n 2010069052; no2010172183. The AACR2/RDA records generally do have the 751; see n 50006403, n 50047186. Some libraries have expressed the need to "revise any RDA 1xx and 4xx headings in LC-distributed authority records to AACR2 forms". Either an authority record is an authority record or it isn't. As has been noted, the majority of the "RDA" authority records really are AACR2 authority records so there is no changing to be done. A review of the newly created RDA authority records shows that most of the RDA form are identical to the AACR2 form, so no revision is needed. Finally, in the few cases where the RDA is different from the AACR2 form, they have the same structure as AACR2--perhaps an occasional minor difference. In other words, so far the number of authority records that would be revised are insignificant-count them on one hand, if any. Since the authority processing standardizes all the related headings it is not necessary to modify the LC authority record. 001 n 50026395 100 1 |aSinatra, Frank,|d1915-1998 700 14 |aSinatra, Frank,|d1915-1998 001 no2010160252 035 |a(OCoLC)oca08643555 040 |aUPB|beng|cUPB|erda|dUPB 130 0 |aThanksgiving Psalms.|lFrench 670 |aLe livre des Hymnes dΓecouvert prßes de la mer Morte (1QH), 1957. 001 n 2010069253▲ 040 ▼aDLC▼beng▼cDLC▼erda▼dUk▲ 100 1 ▼aGonzález Mateo, Santiago,▼d1765-▼tVida trágica del Job del siglo XVIII y XIX▲ 700 1 4 ▼aGonzález Mateo, Santiago,▼dd. 18th/19th cent.▼tJob del siglo XVIII y XIX.▲ As long as LC/NACO/PCC continues this practice there will be no chaos in the authority file. Mary L. Mastraccio, MLS Cataloging & Authorities Librarian MARCIVE, Inc. Marjory Oliker <moliker@chipublib.org> wrote: > The related OCLC record # 671393589 has RDA 3XX tags but no 040 $e rda. Wednesday, November 3, 2010 1:29 PM [PCC List] Since this error was posted publicly, I'll point out another problem with this one that I've seen on other bib records: the Desc is coded "a" though, as Marjory points out, this is clearly an RDA record. (The linked institution record has the same problem.) Judging from the 042, a PCC library let this one get through. I'll report it to OCLC for correction. -Mark K. Ehlert Coordinator Minitex University of Minnesota Bibliographic & Technical Services (BATS) Unit Wednesday, November 3, 2010 1:30 PM [PCC List] [commenting on Marjory Oliker’s earlier email] Wow . A 7xx in an authority record. Very cutting edge. As with all things Hebrew in the NAF, the usual procedure is to notify the ring leaders of the Hebraica funnel, in this case either Joan Biella at LC or Heidi Lerner at Stanfurd. However, since this is a CSt-HC (Stanfurd Hebraica Cataloging) innovation, I'd simply pass Joan by & go straight to Heidi. My two cents, as usual, is only that. Bob Talbott Judaica Cataloger/Curatorial Asst. UC Berkeley Wednesday, November 3, 2010 2:06 PM [PCC List] [commenting on Mary Mastraccio’s earlier email] Thanks Mary, In our local Horizon system which is shared with two county public library systems, we have one bib record coded rda in ‡040, but it has no ‡33X tags. We have five authority records coded rda in ‡040. We have about 200 authority records that are not coded rda in the ‡040, but have the rda tags, ‡046 and ‡37X. We've had ‡7XX tags in authority records for years. We have a little over 760,000 bib records in our system and over 1,437,000 authority records. Kathleen Whitsitt Authority Control Librarian Lone Star College System Automated Library Services Simultaneously a similar discussion took place on the OCLC-Cat List: Friday, October 29, 2010 12:42 PM [OCLC-Cat List] There is no "policy of allowing unauthorized name forms" to be used in RDA records (see second sentence of the document quoted below). Access points on RDA records are to be authorized, either by a 7XX in an existing AACR2 authority record, or by a 1XX on an RDA authority record. I realize this may cause heartburn, but the consequence of not using RDA-authorized access points on RDA records would be chaos when RDA is implemented because the RDA access points in many cases ARE different from the AACR2 forms. It was exactly the same situation when AACR was implemented (lots of changed authorized access point forms), and it caused heartburn then, too. The alternative is to refuse to implement RDA. I realize there are many people who would like this alternative (again, it was the same when AACR was implemented) but I think it's unlikely to happen. Robert L. Maxwell Head, Special Collections and Formats Catalog Dept. 6728 Harold B. Lee Library Brigham Young University Friday, October 29, 2010 12:53 PM [OCLC-Cat List] I thought the question was about superimposition -- a grandfather clause for existing headings. Frank Newton Catalog Librarian Dover Memorial Library Gardner-Webb University P.O. Box 836 Boiling Springs, N.C. 28017-0836 Friday, October 29, 2010 12:58 PM [OCLC-Cat List] I responded to another e-mail on PCC list and would like to include my response in response to Rpbert's e-mail: I am not sure that I understand Kevin's response. These points that he emphasizes make it clear to me that we should stay sane instead of plunging into insanity so to speak, because that will make us feel good: "While on the one hand the test does "undermine authority control" "implementation will be horribly costly" "the authority records and related bib records can be updated as necessary making adjustments as needed to RDA records in their own catalogs. This may be an inconvenience for a while" The point that Kevin makes is in itself outrageous: "I feel that the likely outcome next spring will be that RDA *will* be implemented. It's not that I think the test is a sham, but just that all of the factors involved will make it pretty much inevitable." If this is a foregone conclusion, why bother with a test? The same point is made by Robert in his e-mail: "The alternative is to refuse to implement RDA. I realize there are many people who would like this alternative (again, it was the same when AACR was implemented) but I think it's unlikely to happen." Unfortunately, he compares our problems to a "heartburn" as if it could be cured with a pill. I hear again from him that RDA is going to be implemented no matter what. Then, I have to repeat my question that I asked before: If this is a foregone conclusion, why bother with a test? Wojciech Siemaszkiewicz New York Public Library Library Services Center 31-11 Thompson Ave. Long Island City, N.Y. 11101 (917) 229-9603 e-mail: wsiemaszkiewicz@nypl.org Friday, October 29, 2010 1:59 PM [OCLC-Cat List] I think the primary issue here is general distrust on the part of people who do not like RDA - the feeling is that this test is little more than a sham intended to appease those who cannot see all the good that RDA will bring. In many talks about RDA, it DOES seem like a foregone conclusion. There are certain aspects (such as OCLC's decision not to allow catalogers to input an AACR2 version of a record when an RDA record already exists) that make it seem as though RDA is definitely going through, and it's just a matter of convincing those who are against it to accept it, even if they must do so grudgingly. For the record, I dislike RDA for the most part - I like certain changes, dislike others, am confused by the RDA Toolkit, and don't understand why it was necessary to completely change the organizational structure in use in AACR2 (i.e., figure out what you've got in hand, go to the chapter or chapters you need). Melissa [Cookson cookson@tarleton.edu] Friday, October 29, 2010 2:07 PM [OCLC-Cat List] It is not helpful to mischaracterize the statements of others. I clearly and carefully said that I thought it was unlikely that we would not implement RDA. I did not say that RDA is going to be implemented no matter what. Bob Robert L. Maxwell Head, Special Collections and Formats Catalog Dept. 6728 Harold B. Lee Library Brigham Young University Friday, October 29, 2010 2:20 PM [OCLC-Cat List] It is not just the fact that I do not like RDA. I agree with Melissa Cookson. There are a few changes I like. The problem is that we cannot afford it! I cannot afford the Toolkit and/or the Cataloger's Desktop, and probably not even a printed version. The tag tables that I currently have do not even work for the current version of AACR2, I am pretty sure they won't work for most of the RDA changes. Small libraries - whether public or academic -- probably cannot afford it. Why bother to claim you are testing when ALA, other organizations, and other librarians seem to think it is a done deal? Lee Ann Dalzell [lad@danes.gsw.edu] Friday, October 29, 2010 3:21 PM [OCLC-Cat List] Only thing I do not like is uncertainty, uncertainty of the rules to begin with. The test examples instead of clearing up confusion, seem to compounds it. So, should a record have a 1xx field always, should the qualifier always be added, should title capitalization always follow the source, should the initial article be omitted, just for starters. There are certainly enough variation even with the DLC records. I'm afraid I wouldn't be able to form anything of an opinion before uniformity is achieved. I understand, there are questions of revision and filling in blanks as we go along, but meanwhile what. Even though some testing libraries clearly indicate they will go with RDA beyond the testing period, it's a long way off when every book we acquire will have RDA records as some may be older publications, thus with only older records. Thus co-existence, or ease or difficulty of it will be the test, if not too late. Jack Jack Wu Technical Services, JP II Library Franciscan University of Steubenville Friday, October 29, 2010 10:35 PM [OCLC-Cat List] I would like to wait until Monday when Europeans and catalogers in Asian countries will get back to work and read our discussions taking place on Friday. I am interested in their reactions to what the RDA testers are pushing through OCLC under disguise of the RDA test. I would like to encourage all of you to follow our discussion on the PCC list as well. Wojciech Siemaszkiewicz New York Public Library Library Services Center Monday, November 1, 2010 2:52 PM [OCLC-Cat List] The problem is that every library would have to do the same thing for their institutional records. The ease and cost of doing this will vary, but would be difficult for small libraries, and perhaps for large institutions with many specialized collections which aren't on the same OPAC. Susan Loomis Adult book cataloger Sacramento Public Library Sacramento, Calif. Monday, November 1, 2010 3:20 PM [OCLC-Cat List] First, I don't think anyone is arguing against libraries being free to use whatever headings they prefer in test databases or their local catalogs. The question is whether headings in our shared database should use the form authorized by the authority file. In general, I'd expect that most libraries would find it most efficient to update headings in synch with changes in the 1xx field of the authority file, but if some libraries gauge the odds differently, that's their call to make. [NANCY K Brown [nkbrown@UGA.EDU] Monday, November 1, 2010 4:38 PM [OCLC-Cat List] [commenting on Nancy Brown’s earlier email] Nancy, et al. The issue is that here would be an overnight change in authorized forms, causing an immediate catalog collocation problem for every institution that doesn't have authority control, every institution that cannot afford adequate staff or outsourcing to make this adjustment, every institution that cannot easily accommodate global headings changes ... and all of these institutions continue to receive new materials, many accompanied by bibliographic copy that would in theory reflect the new headings. So, indeed, many institutions would not find it "most efficient" to update headings ... and these are institutions for whom it's not "their call to make," for lack of adequate resources. And there are a great many. Perhaps it needs to be said that OCLC members are not uniformly large academic institutions; we run the gamut from such august libraries to the most humble single rooms supported by modest means. It behooves us to be mindful of those among us who haven't the resources to cope with change in this degree. Changing the rules is okay; we've done it before. But the gap between the haves and have-nots is exacerbated by advances in information technology, and awareness of that dynamic needs to be present as we plan this transition. Aaron Smith Cataloger, Genealogy Center Allen County Public Library Fort Wayne, Ind. Tuesday, November 2, 2010 11:26 AM [OCLC-Cat List] Thank you Wojciech!!!!!!!!!!!!!!!!!!!!!!!!!!! Laura Wilson Oregon State University Library Tuesday, November 2, 2010 11:43 AM [OCLC-Cat List] How do you suggest we do with the memorandum? I agree with much of what you say, but what do we do now? Would each library or cataloger email this to OCLC, or we do online voting? My opinion, my question. Not necessarily the opinion of my library system. Susan Loomis Adult book cataloger Sacramento Public Library Sacramento, Calif. Tuesday, November 2, 2010 2:34 AM [OCLC-Cat List] As the director of one of those small, poor libraries frequently invoked, a couple of observations: 1. Those of us without catalogers are blissfully ignorant of what's about to hit us. I have no idea of the impact of RDA on my library or what this conversation means. Should I be concerned? 2. Be aware that I would frankly resist any change to existing practice that caused us a great deal of effort or cost, and I am sure I am not alone in this. Our traditional catalog is a speck of our library activity and services at this point, and I take pains not to let it take disproportionate amounts of our time and attention. It's not that we're poor and ignorant; it's that for us, that train has long left the station. We aren't have-nots, we're rather-nots. 3. If I were on WMS, I (am guessing I) wouldn't care, because I wouldn't be doing anything to local records. Clarification on this point might be interesting. Karen G. Schneider Director, Cushing Library Holy Names University Tuesday, November 2, 2010 4:02 PM [OCLC-Cat List] I would oppose such a memorandum. I can hardly believe that the cataloging output for fewer than 30 agencies is generating an overwhelming tide of RDA records to plague cataloging departments across the land. Recall that this output is confined to 25 resources in the core test set and an additional 800 resources -- many of which will be of a specialized nature [test methodology details at: http://www.loc.gov/bibliographicfuture/rda/testing.html]. LC, the single largest contributor of shared cataloging records, will surely not be going full throttle with RDA record production during the test. Further, the difficulties experienced in using those records are exactly the kinds of experiences needed to illuminate the challenges of the transition to implementation. If there are problems arising from PCC records, perhaps the problem is with PCC and its seeming failure to address adequately the implications of the test or to adequately restrain some of its constituents from premature adoption of RDA for all of their cataloging. If it is the latter case however, this would only reflect a growing reality as contributing agencies outside the U.S. adopt RDA. "Yes, Virginia, there is an Anglo-American cataloging world outside the U.S. and, nominally, it has already adopted RDA (despite indications that implementation is proceeding more slowly than originally expected)." At least two of the terms of the memorandum are specious. There are hosts of records within OCLC, reflecting pre-AACR2 cataloging. Such records are coded as "Full level" and there are no calls for parallel record treatment of them. The only legitimate concern is the treatment of name headings in the test phase. But in my limited understanding, it looked like the test phase instructions covered this adequately, so it must be "rogue" agencies, working outside the scope of the test, who are causing the difficulty. And the final paragraph beggars credulity. Are we seriously to believe that the RDA test is an endeavor of Onanic overtones, with no hope of future issue, no expectation of supplanting AACR2? And I do not mean to provide fodder to those who accuse the RDA test of being window dressing for RDA's adoption as a fait accompli. RDA represents the culmination of a decade's efforts by THIS COMMUNITY. In light of that, it is simply foolhardy to believe or claim that it has zero chance of adoption in some form or another. Tuesday, November 2, 2010 3:58 PM [OCLC-Cat List] [commenting on his own earlier email] Hello List, I'm sorry my last response to Wojciech was too dramatic. I really am interested in whether we'll be allowed to continue using established headings formulated according to AACR2 which, if they had been formulated according to RDA, would have been formulated differently. I'm cautiously hoping the transition to RDA won't be as painful as the transition to AACR2 was, and that those who are directing the RDA test haven't written off the reactions of people who would like to moderate the size of the impending change. Frank Newton Gardner-Webb University Library Tuesday, November 2, 2010 4:04 PM [OCLC-Cat List] Some information about the official RDA test guidelines to clear up some misunderstanding: 1. The official RDA testing libraries are to input institutional records only into Connexion, NOT master records. We were given special OCLC numbers with essentially blank formats for each class of materials to be tested. There are no individual titles on these blank formats. The titles will only be on the institutional records. It should be difficult to pull up the institutional bib. records accidently. 2. The testing guidelines instruct us to put any new RDA authority records in review. We are NOT to put them in the NAF. 3. There are libraries that have been independently testing RDA and putting RDA records in Connexion and the NAF. They are not following the guidelines the official testing libraries were given. It is most likely not their fault, if they were never given them in the first place and started doing their own testing long before the official testing began or even the instructions were distributed. Pam Deemer Assistant Law Librarian, Acquisitions and Cataloging Services Emory University Hugh F. MacMillan Law Library Tuesday, November 2, 2010 4:16 PM [OCLC-Cat List] Pam, Thanks for the clarification. I hope like so many others that this information makes clear of the guidelines testers are under. G Spears Cataloging/Metadata Librarian Tuesday, November 2, 2010 4:29 PM [OCLC-Cat List] The official RDA test guidelines sound pretty reasonable, but then why is this note from Cynthia Whitacre (10/19/2010) necessary?: <<< The second bullet in the OCLC policy which Steven provides the link to below includes Encoding Level 8 (CIP) records in the second bullet, which states: * For materials other than continuing resources, catalogers are asked NOT to edit a WorldCat full-level master record (ELvl values blank, 1, 4, 8, I, and L) to change it from one set of rules to another. In other words, if the record was created according to AACR2 (and coded as such), please do not change the master record to RDA. If the record was created according to RDA (and coded as such), please do not change the master record to AACR2. You are welcome to upgrade/edit the record for your own catalog to make it AACR2 or RDA. However, if you are updating/upgrading the Master Record and it is coded as RDA, please upgrade it in RDA. Please do not create a duplicate record within WorldCat. That doesn't help, and is likely to get merged via the ongoing DDR (duplicate detection and resolution) which is running in WorldCat. [Cookson, Ms. Melissa COOKSON@TARLETON.EDU] Tuesday, November 2, 2010 4:45 PM [OCLC-Cat List] [commenting on Melissa Cookson’s earlier email] Because OCLC is an INTERNATIONAL database, with contributors of English language records outside the U.S. and its test limitations. John F. Myers, Catalog Librarian Schaffer Library, Union College Tuesday, November 2, 2010 4:53 PM [OCLC-Cat List] My institution is not an official testing partner, but I'm participating as an individual with the Music Library Association/Online Audiovisual Catalogers (OLAC) group, which is an official partner. A correction to point #1. My understanding is that RDA testers may input RDA master records into WorldCat for any items in the "extra set" that are NOT already represented by a master record in WorldCat. We were not supposed to input any RDA master records into WorldCat until after October 1, when the record creation phase of the test began. (But, as Pam mentions, some libraries that are not official testers have been creating RDA master records.) Testers have been instructed to use institution records for the common copy set, common original set, and anything in the extra set which already has a master record in WorldCat. Testing documentation is available at http://www.loc.gov/catdir/cpso/RDAtest/rdatest.html Susan C. Wynne Catalog Librarian University of Wyoming Libraries Tuesday, November 2, 2010 5:17 PM [OCLC-Cat List] Yeah, it does sound like the formal testers are under strict guidelines not to “jump the gun”, but OCLC considers RDA a done deal and has stated these instructions in anticipation of future RDA records appearing. Nobody has said to OCLC, “Whoa, tell your members to hold on entering any master records with RDA until formal testing, evaluation, and actual acceptance has been done.” I’m curious about the CIP records, though. Do we have lack of communication with RDA test administrators and everybody else at the national level of libraries? Pam Deemer Assistant Law Librarian, Acquisitions and Cataloging Services Emory University Hugh F. MacMillan Law Library Tuesday, November 2, 2010 5:38 PM [OCLC-Cat List] The guidelines Pam Deemer mentions apply only to the "common set" piece of the test. These are the 25 records that all the testing institutions are supposed to catalog both in AACR2 and in RDA. The testing institutions are also creating RDA records based on their regular cataloging workflow; these records are known as the "extra set". There is not a limit to the number of such records that will be created, although each institution was asked to create at least 25. These may well appear as master records (following the OCLC policy cited below, i.e. there wasn't already an AACR2 full level master record for the resource), and authority records for the "extra set" are indeed being added to the NAF. These records follow the guidelines given to the testing institutions. This has not been done in secret. It appears that lots of people didn't hear the details about the test, but the information has been well publicized in many venues for a long time. Catalogers outside the testing group are also creating RDA records. These are not "rogue" catalogers. Anyone is now free to use RDA since it has been published and is an existing standard. If cataloging in OCLC all catalogers (not just the testing institutions) have been asked to follow the OCLC RDA policy: http://www.oclc.org/us/en/rda/policy.htm. OCLC admits many cataloging standards; RDA is now one of them. Robert L. Maxwell Head, Special Collections and Formats Catalog Dept. 6728 Harold B. Lee Library Brigham Young University Tuesday, November 2, 2010 5:43 PM [OCLC-Cat List] Other international groups come to a common agreement about how decisions and implementation should be handled. Why can’t OCLC libraries come to a common agreement? Susan Loomis Adult book cataloger Sacramento Public Library Wednesday, November 3, 2010 10:59 AM [OCLC-Cat List] When I click to sign the petition I am asked to donate money to iPetitions - why? Laura Wilson Oregon State University Wednesday, November 3, 2010 11:03 AM [OCLC-Cat List] [responding to Laura Wilson’s earlier email] My understanding is that the donation would help the expenses of iPetitions to make this form of petitioning possible. I did not donate, and I hope I am correct that I do not need to in order for my vote for the petition to count. I got an email verifying that I signed the petition and encouraging me to forward it to others to sign. Anna Lois Kroll Cataloging, ILL akroll@tms.edu Master's Seminary Library Wednesday, November 3, 2010 11:10 AM [OCLC-Cat List] That's correct -- no cost is involved in making your vote count! Jackie Byrd Indiana University, Bloomington Wednesday, November 3, 2010 2:02 PM [OCLC-Cat List] You can still sign the petition. It registers your signature and then asks for a donation. You don't have to donate at all. [Claudia Diaz[cdiaz@ALBION.EDU] [I receive Autocat in digest form. Thus far, no similar discussion on that list. jjb]