Market Horizons™ Report Real-time Automation & Controls (RTAC) in the North American Electric Utilities Marketplace (2003-2007) PART FOUR Market Analysis & Future Outlook ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-1 About This Report InfoNetrix LLC, an independent technical research and consulting firm specialized in utility automation and information technology (Utility Automation/IT) markets conducted the research for this report. InfoNetrix reports are available for subscription by any and all interested parties, foreign and domestic (except as prohibited by law), in accordance with the pricing and terms set forth in the prospectus, provided separately. This report addresses Real-time Automation & Controls (RTAC) in the North American Electric Utilities Marketplace. Other reports in the Market Horizons™ Series provide similar analyses of Real-time Automation & Controls (RTAC) in the North American Water/Wastewater Utilities Marketplace and of Geospatial and Mobile Computing Solutions (GMCS) in the North American Utilities Marketplace. Please visit www.InfoNetrix.com for more information about these and other InfoNetrix Advisory Services. ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-2 General Information & Notifications PURPOSE The information contained in this document is for the sole use of InfoNetrix clients and is not to be distributed outside client organizations. No part of this publication may be reproduced, transcribed, or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or by any electronic storage and retrieval system, without permission in writing from the copyright owner. DISCLAIMER This publication has been prepared with care, however, no guarantee of accuracy, completeness, or warranty of any kind is expressed or implied, nor shall InfoNetrix be liable to any user of the publication or any portion(s) hereof for any direct or indirect damages, expenses, costs or losses of any kind resulting from its use. COUNTRY OF ORIGIN United States of America ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-3 Research Standards & Methodology The preparation of this report follows generally accepted standards of market research practice and is based on principles of truthfulness and professionalism. A reasonable and prudent effort has been made to ensure that factors and circumstances having a material impact on any decision-making process derived from, or impacted by, this report are included in the analyses and recommendations. The representations of industry and market data and portrayals of the business environment are based on market research conducted by experienced professionals with broad knowledge and experience in the markets addressed. The information upon which the findings and analyses contained in this report are based was obtained through a combination of telephone interviews with key suppliers and consultants and other individuals with extensive market knowledge and experience, augmented by survey with a cross section of utility managers and ongoing interactive research with over 1,000 utilities annually. Each telephone interview/survey was guided by a specially designed questionnaire to obtain pertinent data, insights and market perspectives. These interviews were augmented by secondary research across a wide range of reliable public and proprietary information sources pertinent to the study. ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-4 Research Reliability & Acceptance The information presented in this report was gathered, recorded and analyzed with care and precision. However, there will undoubtedly be differences between the findings presented and actual results for various reasons and, because future events and circumstances frequently do not occur as expected, those differences may be material. For these and other reasons (including, but not necessarily limited to human error, misinterpretations, misunderstandings and information sensitivities among respondents), the resulting data will most likely not be completely accurate in all respects. Moreover, the forecasts presented herein reflect judgments made as of the period during which this report was prepared. As such, some aspects can be expected to change as a result of numerous direct and indirect factors, which are beyond the scope of this report to accurately predict. For example, it assumes that current events will continue to have the same effect on the marketplace in the future and that the conventional wisdom of today will continue to be completely applicable to future market conditions, which is at best, unlikely. By accepting and using the information contained in this report, the user assumes all responsibility for its use for any and all purposes as user may deem appropriate and agrees to hold InfoNetrix, its principals and its staff harmless from any direct, indirect or consequential damages resulting from, or in any way related to, such use(s). However, InfoNetrix actively solicits and welcomes inquiries or other input regarding any errors, omissions or inconsistencies discovered during the course of using this report. Please direct any such correspondence to InfoNetrix Client Services. (Detailed company contact information is provided on the web at: www.InfoNetrix.com.) ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-5 Market Horizons™ Report Contents 1. Executive Market Briefing 2. Marketplace Characteristics 3. Market Drivers, Issues & Trends 4. Market Analysis & Future Outlook 5. Supplier Environment ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-6 Market Analysis & Future Outlook • • • • • Current Market Assessment Market Outlook Analysis General Market Outlook Systems Outlook Field Data Devices Outlook ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-7 Current Market Assessment Market Perspective “You don't take technologies to market, you take products to market. A technology reaches the marketplace if it supports a product that provides utility and value." - Alberto Leon-Garcia, IEEE Fellow & Professor, University of Toronto ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-8 Current Market Assessment Market Composition & Direction • Slowed pace of utility consolidation Utilities still digesting the last round of M&A activity Expect a more rational M&A approach ahead Most IOUs now decided on a future G,T&D business posture • Restructuring has slowed dramatically but is expected to go forward despite delays and setbacks Standard Market Design still 1-2 years from final adoption ISO/RTO plan moving forward slowly, more confidently except in Southeastern US where it is stalled indefinitely • Energy Bill may be enacted in 2004 Congress; contents & outcome remain uncertain but passage seen as a definitive step toward solid direction for the industry and improved investment confidence ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-9 Current Market Assessment Market Values & Growth • RTAC market values remain sluggish 2002-2003 Lingering utility spending restraints due to… • Continued macroeconomic uncertainties • Distractions from non-core business activities such as… – International M&A – Trading desks – Merchant power deals • Confusion about industry restructuring & market direction – National Energy Policy – ISO/RTO plan – Standard Market Design Weak Average Selling Prices (ASPs) caused by… • Intense competition in a depressed market • Routine improvements in price/performance ratios • Beneficial impact of product standards/standardization ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-10 Current Market Assessment Project Opportunities: EMS/GMS/TMS • EMS remained flat (50% are sole sourced) Continued very small numbers of large (high ASP) projects Largest systems for ISO/RTO buyers (highest ASPs) Continuing incremental upgrades/expansions by utilities • GMS fell off substantially from 2002 outlook Sharp declines due to demise of merchant power market Many projects in 2002 forecast now mothballed or canceled • TMS offers best prospects for short-term spending due to: Transmission congestion and clear need for investments National attention on T&D due to August 14th blackout ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-11 Current Market Assessment Project Opportunities: DMS • DMS remains in a slow growth mode but shows good long-term (2005-2007) growth potential Increasingly larger numbers of smaller DMS projects continues Project increases across all utility types MUNIs & RECs beginning to adopt automation at a slightly faster pace than prior to deregulation/restructuring Distribution Automation (DA) component ramping up as cellular coverage and bandwidth availability improves, especially among MUNIs and RECs IOUs remain cautious about Distribution ROI but are getting more aggressive as restructuring is better defined, especially for those now committed to being in the DistCo business… previously a major impediment to investing! ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-12 Current Market Assessment Project Opportunities: FDDs • FDD average selling prices remain depressed (gradual recovery 2004-2007 expected but will remain thin) Traditional substation RTUs continue to be displaced by substation controllers & gateways communicating over LAN with IEDs Short-term (2003-2005) increases in transmission-level RTU procurements Good to excellent RTU/SSC unit growth rates but overall market values heavily offset by ASP declines Largest volumes continue to target substation modernization & upgrade projects Good growth in DA for ultra-low cost and modestly priced units Most sales in 2002-2003 were expansion/upgrade units rather than new projects as utilities waited for economic recovery ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-13 General Market Profile RTAC Market Values Annual Expenditures ($ Millions) $10,000 $1,969.7 $1,000 $249.7 $249.3 $312.0 $393.1 $537.5 $477.8 $100 $10 $1 2002 2003 2004 2005 2006 2007 ©2004 InfoNetrix LLC All Rights Reserved Worldwide 2003-07 4-14 General Market Profile Market Composition & Contributions Annual Expenditures ($Millions) $600 $85.0 $500 $84.5 $81.1 $310.0 $300 $200 $393.3 $83.0 $400 $73.0 $77.3 $176.7 $172.0 $452.6 $230.9 $100 $0 2002 2003 2004 All Systems Projects 2005 2006 2007 All Field Data Devices ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-15 General Market Profile All RTAC Systems Opportunities Number of Opportunities 10000 1671 1000 251 207 182 463 414 336 100 10 1 2002 2003 2004 2005 2006 ©2004 InfoNetrix LLC All Rights Reserved Worldwide 2007 2003-07 4-16 General Market Profile All RTAC Systems Values Annual Expenditures ($Millions) $10,000 $1,558.8 $1,000 $176.7 $172.0 $230.9 $310.0 $393.3 $452.6 $100 $10 $1 2002 2003 2004 2005 2006 ©2004 InfoNetrix LLC All Rights Reserved Worldwide 2007 2003-07 4-17 Detailed Market Profile All RTAC Systems Opportunities Number of Opportunities Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-18 Detailed Market Profile All RTAC Systems Values Annual Expenditures ($Millions) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-19 Detailed Market Profile All Transmission Systems Opportunities Annual Expenditures ($Millions) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-20 Detailed Market Profile All Transmission Systems Values Annual Expenditures ($Millions) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-21 Market Opportunities: EMS Number of Opportunities ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-22 Market Values: EMS Annual Expenditures ($Millions) ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-23 Market Opportunities: GMS Number of Opportunities Most GMS projects already under way are proceeding as planned Many/most future GMS projects are being delayed, postponed indefinitely or canceled ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-24 Market Values: GMS Annual Expenditures ($Millions) A few remaining GMS projects are expected to be awarded in 2004, after which period GMS market values will likely fall off significantly ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-25 Market Opportunities: TMS Number of Opportunities ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-26 Market Values: TMS Annual Expenditures ($Millions) ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-27 Market Opportunities: DMS Number of Opportunities ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-28 Market Values: DMS Annual Expenditures ($Millions) ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-29 General Market Profile All FDD Values Annual Expenditures ($Millions) $410.9 $1,000 $73.0 $77.3 $81.1 $83.0 $84.5 $85.0 $100 $10 $1 2002 2003 2004 2005 2006 2007 ©2004 InfoNetrix LLC All Rights Reserved Worldwide 2003-07 4-30 Detailed Market Profile All RTAC FDD Opportunities Number of Opportunities Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-31 Detailed Market Profile All RTAC FDD Values Annual Expenditures ($Millions) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-32 General Market Profile All T&D RTU Values Annual Expenditures ($Millions) $319.1 $1,000 $57.5 $60.9 $63.7 $64.6 $65.4 2003 2004 2005 2006 2007 $64.6 $100 $10 $1 2002 ©2004 InfoNetrix LLC All Rights Reserved Worldwide 2003-07 4-33 Detailed Market Profile All GMS RTU Opportunities Number of Opportunities Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-34 Detailed Market Profile All GMS RTU Values Annual Expenditures ($Thousands) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-35 Detailed Market Profile All TMS RTU Opportunities Number of Opportunities Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-36 Detailed Market Profile All TMS RTU Values Annual Expenditures ($Thousands) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-37 Detailed Market Profile All DMS RTU Opportunities Number of Opportunities Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-38 Detailed Market Profile All DMS RTU Values Annual Expenditures ($Thousands) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-39 General Market Profile All T&D SSC Values Annual Expenditures ($Millions) $91.8 $100 $17.4 $18.4 $19.1 $15.5 $16.4 2003 2004 2005 2006 2007 $20.4 $10 $1 2002 ©2004 InfoNetrix LLC All Rights Reserved Worldwide 2003-07 4-40 Detailed Market Profile All T&D SSC Opportunities Number of Opportunities Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-41 Detailed Market Profile All T&D SSC Values Annual Expenditures ($Thousands) Average Selling Price Ranges ©2004 InfoNetrix LLC All Rights Reserved Worldwide 4-42